Beruflich Dokumente
Kultur Dokumente
C o g n itiv e -B e h a v io ra l T h e ra p y fo r D e p re ssio n in
P a rk in so n s D ise a se : A R a n d o m iz e d , C o n tro lle d Tria l
Roseanne D. Dobkin, Ph.D. O b je c tiv e : D espite the ne gative effects of Assessm ents w ere com pleted by blind rat-
depression in Parkinsons disease, there ers at baseline and 5 (m idpoint), 10 (end
is currently no evidence-based standard of treatm ent), and 14 w eeks (follow -up
Matthew Menza, M.D.
of care. The purpose of this study w as to evaluation) postrandom ization.
exam ine the efficacy of individually ad- R e s u lts : The CBT group reported great-
Lesley A. Allen, Ph.D. m inistered cognitive-behavioral therapy er reductions in depression (change in
(CBT), relative to clinical m onitoring (w ith HAM -D score) than the clinical m onitor-
Michael A. Gara, Ph.D. no new treatm ent), for depression in this ing group. At w eek 10, the m ean HAM -D
m edical population. score change w as 7.35 for CBT relative to
Margery H. Mark, M.D. 0.05 for clinical m onitoring. CBT w as also
M e th o d : Eighty depressed (based on
D SM -IV criteria) patients w ith Parkinsons superior to clinical m onitoring on several
Jade Tiu, Psy.M. disease participated in a random ized, secondary outcom es (i.e., Beck D epres-
controlled trial of CBT relative to clini- sion Inventory scores, anxiety, quality of
Karina L. Bienfait, Ph.D. cal m onitoring (1:1 ratio) in an academ ic life, coping, Parkinsons disease sym ptom
m edical center from A pril 2007 to July ratings). There w ere m ore treatm ent re-
Jill Friedman, Ph.D. 2010. All patients continued to m ain- sponders in the CBT group than the clini-
tain stable m edication re gim ens under cal m onitoring group (56% versus 8% , re-
the care of their personal physicians. spectively).
The 17-item Ham ilton D epression Rating C o n c lu s io n s : CBT m ay be a viable ap-
Scale (HAM -D ) total score w as the prim ary proach for the treatm ent of depression
outcom e. CBT w as m odified to m eet the in Parkinsons disease. Further research
unique needs of the Parkinsons disease is needed to replicate and extend these
population and provided for 10 w eeks. findings.
(A m J P sy c h ia try 2 0 1 1 ; 1 6 8 :1 0 6 6 1 0 7 4 )
compensated $20.00 for each in-person assessment and $10.00 ure 1 in the data supplement accompanying the online version of
for each telephone assessment. Treatment and evaluation oc- this article). Appropriate individuals were scheduled for a face-
curred at the Robert Wood Johnson Medical School. Participants to-face appointment, where a statement of informed consent
enrolled in the study with a caregiver. (for both patient and caregiver) was reviewed and signed, demo-
One-half of the participants received CBT plus clinical moni- graphic information was obtained, inclusion/exclusion criteria
toring. The other half received clinical monitoring only. This ad- were assessed (by R.D.D., M.H.M., and M.M.), and baseline evalu-
ditive design has been recommended for use when exploring the ations were completed. Those who met eligibility criteria were en-
relative efficacy of a new psychotherapy intervention (23). rolled and randomly assigned to one of the two aforementioned
All participants continued to maintain stable medical regi- treatment arms. Participants were reassessed at 5 (midpoint), 10
mens under the care of their personal physicians. Depression was (end of treatment), and 14 weeks postrandomization (1-month
addressed in the same manner in which it was handled prior to follow-up evaluation). Telephone calls to participants were made
the study (e.g., antidepressant medication at a stable dose). No at weeks 2 and 7 to assess patient safety.
new depression treatment (other than CBT in the experimental Raters received extensive training from the first author (R.D.D.)
condition) was provided to study participants. Those assigned to in administration of the Structured Clinical Interview for DSM-
the comparison group (clinical monitoring only) had the option IV, the 17-item Hamilton Depression Rating Scale (HAM-D [28]),
to receive the CBT treatment package after week 14. and the Hamilton Anxiety Rating Scale (HAM-A [29]). Interviews
for both Hamilton rating scale measures were standardized (by
P a rtic ip a n ts R.D.D.) at the outset of the trial, and a coding dictionary was de-
Patients were recruited from the Richard E. Heikkila Movement veloped to facilitate accurate scoring of participant responses.
Disorders Clinic, local newspapers, and the New Jersey Chapter Change in the HAM-D total score was the primary outcome.
of the American Parkinsons Disease Association between April HAM-D interrater reliability was >0.95 (intraclass correlation co-
2007 and March 2010. The final follow-up evaluation occurred in efficient, based on 234 interviews [with 50 participants] selected
July 2010. Patients were eligible for participation in the study if by computer-generated random numbers). Secondary outcomes
they 1) had a diagnosis of Parkinsons disease per research criteria were 1) responder status (defined a priori as depression much
(24); 2) had a diagnosis of primary major depression, dysthymia, improved or very much improved based on Clinical Global Im-
or depression not otherwise specified per DSM-IV criteria; 3) pressionImprovement scale ratings or a reduction of at least 50%
had a Clinical Global ImpressionSeverity scale score 4 (at least from baseline in the HAM-D total score [30]); 2) depression (mea-
moderately ill [25]); 4) were between 35 and 85 years old; 5) were sured by the Beck Depression Inventory [BDI] [31]); 3) anxiety
receiving a stable medication regimen for a duration of 6 weeks; (based on the HAM-A score); 4) negative thoughts (measured by
and 6) had a family member or friend willing to participate. the Inference Questionnaire [32]); 5) sleep (measured by the Pitts-
Expert panel guidelines were followed regarding the diagnosis burgh Sleep Quality Index [33]); 6) quality of life (measured by the
of depression in Parkinsons disease (26). Patients with comorbid social functioning, physical role limitations, and physical disabil-
anxiety disorders were eligible to enroll as long as their depressive ity subscales of the Medical Outcomes Study Short-Form Health
disorder was primary. Survey [34]); 7) coping (measured by the positive reframing and
Participants in both study groups (CBT plus clinical monitor- problem-focused subscales of the brief COPE scale [35]); 8) social
ing and clinical monitoring only) continued with mental health- support (measured by the Social Feedback Questionnaire [36]); 9)
care (other than CBT) that was stabilized (6 weeks) prior to caregiver burden (measured by the Caregiver Distress Scale [37]);
baseline. Medication use and mental healthcare utilization were and 10) Parkinsons disease symptoms (based on the Unified Par-
tracked throughout the study. New depression treatment was a kinsons Disease Rating Scale total score [38]).
criterion for early termination. All scales were completed at baseline, week 5, endpoint (week
Exclusion criteria were 1) dementia (a score below the 5th per- 10), and the week 14 follow-up evaluation except the Unified Par-
centile for age on memory and on at least one other subscale of kinsons Disease Rating Scale, which was given only at baseline
the Mattis Dementia Rating Scale [27]); 2) off-time (time when and endpoint.
medication is not effective and symptoms return) 50% of the
day; 3) suicidal ideation; 4) unstable medical conditions; 5) bi- In te rv e n tio n
polar, schizophrenia spectrum, or substance abuse disorders (as C B T. The CBT employed in this trial was tailored to the unique
determined by DSM-IV criteria); and 6) receiving CBT elsewhere. needs of the Parkinsons disease population and is described in
Caregiver inclusion criteria were 1) ages 2585 years, 2) daily detail elsewhere (19, 39). In brief, specific modifications included
contact with the study participant, and 3) no unstable medical 1) a stronger emphasis on behavioral and anxiety management
or psychiatric conditions (as determined via clinical interview). techniques than what is traditionally integrated into CBT proto-
cols for depression and 2) inclusion of a supplemental caregiver
R a n d o m iza tio n a n d M a sk in g educational program. These changes were intended to address
Appropriate candidates were allocated to receive CBT plus the psychiatric complexity and executive dysfunction that char-
clinical monitoring or clinical monitoring only (1:1 ratio) by com- acterize this patient population.
puter-generated random assignment (run by the statistical con- Participants received 10 weekly individual sessions (6075 min-
sultant [M.A.G.]). Randomization was stratified by antidepressant utes) of manualized CBT. Treatment incorporated exercise, behav-
use at screening (yes/no) and conducted in blocks of six consecu- ioral activation, thought monitoring and restructuring, relaxation
tive participants within each stratum. training, worry control, and sleep hygiene and was augmented
All follow-up (i.e., postbaseline) assessments were conducted with four separate individual caregiver educational sessions
by independent evaluators without knowledge of the treatment (3045 minutes) that were intended to provide caregivers with the
condition. Participants were instructed not to reveal their group skills needed to facilitate participants home-based practice of
assignment to raters. Participants and therapists were not blind CBT techniques. For example, caregivers were taught to help par-
given the nature of the treatment. ticipants identify negative thoughts and replace them with more
balanced alternatives and were given tools to assist them in com-
P ro c e d u re pleting therapy goals (i.e., exercise, socializing). The primary focus
Potential participants called our office to receive information was not to address the caregivers own personal concerns. (The
about the study and to complete preliminary screening (see Fig- treatment manual is available upon request from the first author.)
time effect noted for the total score) indicated statistically N u m b e r N e e d e d to Tre a t
significant change for mood (F=39.75, df=1, 68, p<0.0001) The number needed to treat based on responders for
and motor functioning (F=5.90, df=1, 68, p=0.02) favoring CBT plus clinical monitoring compared with clinical moni-
CBT. Specifically, the mean motor score was 21.10 (95% toring only was 2.1, with an absolute risk reduction of 48%.
CI=17.9524.26) for CBT plus clinical monitoring and
25.38 (95% CI=22.2628.50) for clinical monitoring only. D isc u ssio n
Mean motor change was 1.11 (improvement) for CBT plus
The results of this first randomized, controlled trial sug-
clinical monitoring compared with -2.16 (worsening) for
gest that CBT may be a feasible and possibly efficacious
clinical monitoring only.
approach for treating depression in Parkinsons disease.
O n e -M o n th F o llo w -U p E v a lu a tio n (W e e k 1 4 ) Ninety percent of the sample completed the study, and
Planned contrasts (baseline to week 14) demonstrat- 88% of participants randomly assigned to CBT plus clinical
ed that improvements in depression (HAM-D score: monitoring attended all 10 treatment sessions. CBT was
F=55.62, df=1, 215, p<0.0001; BDI score: F=11.14, df=1, associated with significant improvements on all clinician-
210, p=0.001), anxiety (F=18.88, df=1, 214, p<0.0001), and rated and self-reported measures of depression. Gains
social functioning (F=7.09, df=1, 209, p=0.008) were main- were observed by the end of treatment (week 10) and
tained at the follow-up evaluation (Table 2). Treatment re- maintained during the follow-up evaluation (week 14). Ef-
sponders continued to exhibit larger decreases in negative fect sizes were large for both the HAM-D (1.59) and BDI
thoughts than nonresponders (F=3.04, df=3, 76, p=0.03). (1.1). Response rates favored CBT plus clinical monitoring
Parkinsons disease symptom ratings were not conducted relative to clinical monitoring only at weeks 10 (56% versus
at week 14. 8%, respectively) and 14 (51% versus 0%, respectively).
The CBT plus clinical monitoring group also reported
Tre a tm e n t R e sp o n se greater improvements in quality of life, coping, and anxiety
At week 10, 23/41 (56%) participants receiving CBT plus as well as less motor decline. These results underscore sev-
clinical monitoring and 3/39 (8%) receiving clinical moni- eral points. First, CBT participants reported less avoidance
toring only met criteria for treatment response (Fishers of and greater enjoyment from social activities as well as the
exact test: p<0.0001). At week 14, 21 (51%) participants in use of positive reframing as a coping strategy in response to
the CBT plus clinical monitoring group and none in the daily stress. Second, treatment effects may generalize to the
clinical monitoring only group met criteria for response negative thoughts and avoidance behaviors that maintain
(Fishers exact test: p<0.0001). anxiety. Third, the incorporation of anxiety management
(HAM-D) score
2
Clinical Monitoring Only
3
CBT Plus Clinical Monitoring
4
5
6
7
8
Baseline Midpoint Endpoint Follow-Up
Evaluation
Timepoint
strategies, such as worry control and relaxation, into a CBT CBT group, cannot be adequately explored. It is also not
program for primary depression in Parkinsons disease may possible to isolate which aspects of the CBT package (e.g.,
be useful. Lastly, consistent with previous findings, sub- caregiver sessions, exercise) were most helpful. Related to
optimally treated depression may accelerate Parkinsons this, we cannot rule out the placebo effect as a partial ex-
disease-related physical disability (7, 42). planation for differences between groups. However, sever-
Although there was no significant group-by-time in- al factors make this explanation less likely. Throughout the
teraction on inferences, treatment responders exhibited trial, it was emphasized that the effects of both study treat-
larger decreases in negative thinking compared with non- ments (CBT plus clinical monitoring and clinical monitor-
responders. Since negative thoughts are a primary target ing only) on depression in Parkinsons disease were not
of CBT, it follows that people who did not respond to treat- yet known and that there may not be any personal benefit
ment would not exhibit changes in thinking patterns. De- from participation. Additionally, the chronic nature of de-
spite moderate effect sizes, the effect of CBT on problem- pression in the sample, progressive nature of Parkinsons
focused coping and perceptions of role limitations and disease (i.e., not an acute stressor), durability of CBT gains
physical disability was no longer significant after control- exhibited over 14 weeks, changes in negative cognition
ling for multiple comparisons. CBT also had no substan- that accompanied treatment response, minimal improve-
tial effects on sleep, social support, or caregiver burden. ment observed in the clinical monitoring only condition,
There are no controlled trials, to our knowledge, of CBT and comparability of results with CBT trials in other popu-
for depression in Parkinsons disease with which to com- lations suggest that the effect of CBT may be larger than
pare these results. However, completion and response that which can be explained by placebo response alone. Of
rates, as well as effect sizes, are comparable to those ob- note, a CBT effect size of 0.75 is obtained when comparing
served in randomized trials of CBT in other populations CBT data from this study with pill-placebo data from our
(41). For example, the literature suggests that the average recent double-blind placebo-controlled antidepressant
effect size of CBT for depression relative to a comparison trial for depression in Parkinsons disease (10).
condition similar to the one utilized in this study (i.e., no Second, despite an average reduction of 7.35 points, the
new treatment) is 0.67 (41). Thus, this initial randomized, mean HAM-D score of 13.58 for the CBT group at week 10
controlled trial offers preliminary data to suggest that the still reflects moderate depressive symptoms. This finding
beneficial effects of CBT observed in other patient groups may be in part a result of the high rate of somatic com-
might not be attenuated by the disease process (i.e., neu- plaints experienced by Parkinsons disease patients, in-
rodegeneration, neurotransmitter changes, dysfunction dependent of depression, as well as the inclusive scoring
in brain regions/pathways). approach employed (44). For example, all reported symp-
This study has several limitations related to the interpre- toms were counted toward HAM-D ratings, despite po-
tation of efficacy. First, the study design did not include an tential overlap with the physical symptoms of Parkinsons
attention-matched control or alternative psychosocial in- disease (i.e., psychomotor slowing, fatigue). Importantly,
tervention. Although the additive approach and compari- the BDI emphasizes cognitive symptoms of depression
son condition employed did control for threats to internal (i.e., guilt, hopelessness), and the mean week-10 BDI score
validity (i.e., time, spontaneous remission, regression to of 9.7 for the CBT group indicates minimal symptoms of
the mean, treatment history, effects of repeated testing) depression. Third, given the psychiatric comorbidity in
and are appropriate for use in early-phase psychotherapy the sample and the inclusion of two anxiety management
trials (23, 43), the role of nonspecific factors, such as the modules in the CBT package, it is possible that reduced
increased attention and social contact received by the anxiety could have influenced depression treatment re-
P a tie n t P e r s p e c tiv e
A 6 4 -ye ar-o ld m an w ith an 1 1 -ye ar h isto ry o f Parkin so n s w o u ld vie w th e p e rso n as stro n g o r ad m irab le fo r livin g a
d ise ase w as e xp e rie n cin g sign ifican t d e p re ssio n . D e sp ite o n ly fu ll life d e sp ite p hysical lim itatio n s w h ile o n ly o n e in d icate d
m ild m o to r sym p to m s, h e rare ly le ft th e h o u se b e cau se h e th at sh e m igh t vie w th e p e rso n w ith p ity. Th is e xp e rim e n t
b e lie ve d th at h e w o u ld b e vie w e d as frail. H e state d , Pe o p le w as a tu rn in g p o in t fo r th e p atie n t, w h o le arn e d th at it is
w ill vie w m e as w e ak if I tre m o r in p u b lic. In o rd e r to te st im p o rtan t to e valu ate e vid e n ce fo r h is n e g ative th o u gh ts b e -
th e accu racy o f th is b e lie f, th e p atie n t an d th e rap ist w alke d fo re assu m in g th e y are tru e . B ase d o n th is n e w in fo rm atio n ,
aro u n d th e m e d ical sch o o l w h e re th e th e rap ist w o rke d , an d h e ch an ge d h is th o u gh t to : W h ile so m e p e o p le m igh t vie w
2 5 p e o p le w e re ap p ro ach e d at ran d o m an d aske d w h at th e y m e as w e ak if I tre m o r in p u b lic, th e m ajo rity w ill se e m e as
th in k w h e n th e y se e so m e o n e in p u b lic w h o is stru g g lin g stro n g . Th e p atie n ts activity le ve l in cre ase d , an d h is m o o d
w ith a p hysical h an d icap. Tw e n ty-fo u r e xp re sse d th at th e y im p ro ve d fo llo w in g th is ch an ge in h is th in kin g .
sponse. Because the depression effect remained robust sp e a ke r fo r Sa n o fi-A ve n tis. D r. A lle n h a s re ce ive d re se a rch su p p o rt
fro m th e N a tio n a l In stitu te o f M e n ta l H e a lth a n d Se p ra co r. D r. G a ra
(p<0.0001) when controlling for change in the HAM-A
h a s re ce ive d re se a rch su p p o rt fro m th e N a tio n a l In stitu te o f M e n -
score (exploratory analyses), it is unlikely that improved ta l H e a lth . D r. M a rk h a s re ce ive d re se a rch su p p o rt fro m C e p h a lo n ,
anxiety was a main mechanism of action. Fourth, motor Kyo w a , a n d th e N a tio n a l In stitu te s o f H e a lth /N a tio n a l In stitu te o f
N e u ro lo g ica l D iso rd e rs a n d Stro ke ; a n d sh e h a s se rve d a s a sp e a ke r
functioning results warrant prudent interpretation. Al-
fo r A lle rg a n , B o e h rin g e r In g e lh e im , G la xo Sm ith K lin e , a n d Va le a n t.
though the group-by-time interaction on motor scores D r. B ie n fa it w a s a p o std o cto ra l fe llo w a t th e R o b e rt W o o d Jo h n so n
at week 10 was statistically significant, the effect size was M e d ica l Sc h o o l (2 0 0 7 2 0 0 9 ) w h ile th is stu d y w a s in p ro g re ss; u p o n
co m p le tio n o f h e r fe llo w sh ip, sh e a cce p te d a p o sitio n w ith M e rc k,
small (0.13) and may be an artifact of the sample.
w h e re sh e is cu rre n tly e m p lo ye d . M s. T iu a n d D r. Frie d m a n re p o rt n o
It is also necessary to acknowledge that our results may fin a n cia l re la tio n sh ip s w ith co m m e rcia l in te re sts.
not generalize to those in more advanced stages of disease Su p p o rte d b y th e N a tio n a l In stitu te s o f H e a lth /N a tio n a l In stitu te
o f N e u ro lo g ica l D iso rd e rs a n d Stro ke g ra n t 1 K 2 3 N S0 5 2 1 5 5 -0 1 A 2
or with severe depression, dementia, suboptimal social
(D r. D o b kin ).
supports, inability to travel to weekly therapy, and limited D r. D o b kin h a d fu ll a cce ss to a ll o f th e d a ta in th is stu d y a n d ta ke s
access to specialized mental health resources. In addition, re sp o n sib ility fo r th e in te g rity o f th e d a ta a n d th e a ccu ra c y o f th e
d a ta a n a ly sis. T h e fu ll tria l p ro to co l ca n b e a sse sse d b y co n ta ctin g
we could not explore the longer-term durability of treat-
D r. D o b kin .
ment gains because the follow-up period was limited to 1 T h e N a tio n a l In stitu te o f N e u ro lo g ica l D iso rd e rs a n d Stro ke h a d n o
month for ethical reasons (protocol restrictions regarding ro le in th e d e sig n a n d co n d u ct o f th is stu d y ; in th e co lle ctio n , m a n -
a g e m e n t, a n a ly sis, a n d in te rp re ta tio n o f th e d a ta ; o r in th e p re p a ra -
changing depression treatment). Lastly, treatment side ef-
tio n , re v ie w, o r a p p ro v a l o f th e a rtic le .
fects were not assessed prospectively. Collectively, these T h is co n te n t is so le ly th e re sp o n sib ility o f th e a u th o rs a n d d o e s
limitations suggest that the results should be viewed as a n o t re p re se n t th e v ie w s o f th e N a tio n a l In stitu te o f N e u ro lo g ica l D is-
o rd e rs a n d Stro ke , th e N a tio n a l In stitu te s o f H e a lth , o r th e R o b e rt
preliminary first step in the establishment of an evidence
W o o d Jo h n so n M e d ica l Sch o o l.
base for CBT in the treatment of the psychiatric complica- T h e a u th o rs th a n k D r. La u ra M a rsh fo r h e r co m m e n ts o n th e re -
tions of Parkinsons disease. v ise d ve rsio n o f th is a rtic le .
C lin ica lTria ls.g o v re g istry n u m b e r, N C T 0 0 4 6 4 4 (w w w.c lin ica ltria ls.
The precise cause of depression in Parkinsons disease
g o v ).
is unclear, with both biological and psychosocial factors
implicated in its onset and maintenance (45). As a whole,
the results of this trial suggest that CBT for depression in R e fe re n c e s
patients with Parkinsons disease may be beneficial, inde-
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