Beruflich Dokumente
Kultur Dokumente
G. A. SLACK
General Electric Research and Development Center, Schenectady, N.Y. 12301, U.S.A.
(Received 13 January 1972; in revisedform 30 May 1972)
Abstract--Nonmetallic crystals transport heat primarily by phonons at room temperature and below.
There are only a few nonmetallic crystals which can be classed as high thermal conductivity solids,
in the sense of having a thermal conductivity of > 1 W/cmK at 300K. Thermal conductivity measure-
ments on natural and synthetic diamond, cubic BN, BP and AlN confirm that all of them are high
thermal conductivity solids. Studies have been made of the effect on the thermal conductivity of nitro-
gen impurities in diamond, and oxygen impurities in AlN. The nitrogen impurities scatter phonons
mostly from the strain field, the oxygen impurities scatter phonons mostly from the mass defects
caused by aluminum vacancies. Pure A1N as well as pure SiC, BeO, BP and BeS conduct heat almost
as well as does copper at room temperature, while pure natural and synthetic diamonds conduct heat
five times better than copper.
All of the nonmetallic solids that are known to possess high thermal conductivity have either the
diamond-like, boron carbide, or graphite crystal structure. There axe twelve different diamond-like
crystals, a few boron carbide-type crystals, and two graphite structure crystals that have high thermal
conductivity. Analyses of the rock-salt, fluorite, quartz, corundum and other structures show no can-
didates for this class. The four rules for finding crystals with high thermal conductivity are that the
crystal should have (1) low atomic mass, (2) strong bonding, (3) simple crystal structure, and (4) low
anharmonicity. The prime example of such a solid is diamond, which has the highest known thermal
conductivity at 300K.
studies in the present work are limited to the 1900K for cubic BN. Thus we expect the
binary adamantine compounds. highest K values at 300K for the adamantine
Another structure with high thermal con- crystals.
ductivity is the a-boron structure [ 18]. Crystals The value of K from equation (1) is strictly
of B~2As2 have a K value of 1.2W/cmK at valid only for face-centered-cubic crystals
room temperature, while a-boron itself is having N = 1 atom per primitive crystallo-
predicted [ 18] to have a K of about 2 W/cmK. graphic unit cell. This means that the phonon
Samples of both graphite and hexagonal boron dispersion curves have only acoustic branches.
nitride are known [ 19, 20] to have high thermal For N/> 2 there will always be three or more
conductivity for heat flow perpendicular to the optic phonon branches. As a general rule
c-axis, i.e. along the tightly-bound sheets. these optic branches have very small group
Graphite[19] has K values up to 20W/cmK velocities, and hence contribute very little
while the highest value for hexagonal boron to K. This is particularly true for large N.
nitride [20] is about 2 W/cmK. For heat flow This means that crystals with large values of
parallel to the c-axis the K is considerably less. N have very low values of K. This type of
behavior was recognized by Eucken and Kuhn
2. PARAMETERS AFFECTING THE MAGNITUDE [33] in 1928. Reviews have been given by
OF K Missenard[34] and Spitzer[17], and recent
The recent theory of the magnitude of K work on this effect has been reported by
for nonmetallic crystals in the temperature Slack e t al. [18, 35]. Thus to find crystals with
range T I> 0, where 0 is the Debye tempera- high K we restrict the candidates to those
ture, has been given by Leibfried and structures with small values of N, the number
Schl6mann [21] and by Julian[22]. In this of atoms per primitive unit cell. Thus crystals
theory like SiO2 and A1203 are not expected to have
high K at 300K. Indeed they do not [36].
K = Bi"V180S/T3, ~ (1) The four rules for finding a nonmetallic
crystal with a high K are:
where B = some constant,/~ = average mass (1) low atomic mass, (2) strong interatomic
of an atom in the crystal, 3s = average volume bonding, (3) simple crystal structure, and
occupied by one atom of the crystal, and y = (4) low anharmonicity. Conditions (1) and
Griineisen's constant. The factor /~03 is (2) mean a high 0, condition (3) means low N,
maximized for light mass, strongly bonded and condition (4) means small 7.
crystals like diamond because the 03 term
dominates the behavior. The 3,2term is smallest
for adamantine crystals like Ge, Si and 3. ADAMANTINE COMPOUNDS STUDIED
diamond. The high temperature values of 3, In order to test the assumption that the
are 0.73, 0.45 and 1-3 for these three crystals adamantine compounds in general have high
respectively [23-26]. No other crystal struc- K values, measurements of K were made on
tures consistently have such small values the following crystals: Diamond, cubic BN,
of y. The alkali halides LiH, LiF and NaF, BP, AIN and BeO. The BeO results have
for example, have high temperature 3" values recently been published [9]. The other samples
of 1.4, 1.6 and 1-5, respectively [27-29]. Most of adamantine compounds studied are listed
crystals have 1 ~<3" ~< 2, while the soft rare gas in Tables l(a) and l(b). Both single crystal
crystals like argon[30] have 3"= 2.7. The and polycrystalline ceramic samples were
adamantine structure also possesses the used. The samples were generally in the
highest Debye temperatures known. These shape of rods with a rectangular, nearly-square,
are[31,32] 0=2240K for diamond and cross-section. The length of the rod is l and the
N O N M E T A L L I C CRYSTALS 323
diameter, d, is the diameter of a circle of repeated with 0.0025 cm dia. wire because
equal cross-sectional area. the only available crystal was quite small.
The synthetic diamonds were grown as The K values are believed to be accurate to
large, single crystals[37] in a high tempera- ___5 per cent except for BP, where the accuracy
ture, high pressure apparatus. The cubic is probably ___10 per cent.
BN [38] was synthesized in a similar apparatus.
The BP was grown from liquid palladium [18]. 5. RESULTS
The value of K is sensitive to the impurity (a) D i a m o n d
content of the samples, particularly those The K vs temperature curve for diamond is
impurities that enter as substitutional atoms given in Fig. 1. The K for the two synthetic
in the lattice. For diamond the commonly diamonds is shown to be larger than the best
troublesome impurity is nitrogen[6]. The
nitrogen content in samples R201, R207 and I I I I I
R201..-,~,:~
R208 was determined by measuring the opti- 0,AMON0
cal absorption coefficient at 480 or 1130 cm -1. 102 - R20 , --
In the synthetic crystals this occurs as dis-
persed nitrogen, in the natural crystals it
occurs mostly as 'platelet' nitrogen[39]. A
study of R208 by electron paramagnetic ~ IO -
resonance [40] placed the content of dispersed R 208
nitrogen in this natural crystal at < 2 x 1016/
cmz. In either case, platelet, or dispersed, the
nitrogen reduces the K of diamond.
In aluminum nitride, AIN, the common ~ I0C
Table 2. The intrinsic thermal conductivity of found by Eucken [ 1] for diamond is probably
pure diamond, BP, SiC and LiH in error. He did not have his thermometers
attached directly to the diamond, and was
Thermal conductivity troubled by thermal contact resistance.
Temp. Diamond BP SiC LiH
The platelet nitrogen in natural diamonds
50 52 3-6 was shown by Kaiser and Bond[49] to be
70 43 1"75 nitrogen atoms substitutionally incorporated
100 130 > 14 28 0-93
150 65 10.0 15 0.46
for carbon. The nitrogen atoms do not pre-
200 40 6-5 9-5 0-29 cipitate as large (i.e. > 100 ~ dia.) size, second
250 27 4.6 6.5 0-20 phase inclusions. If they did, their effect on
300 20 3'5 4.9 0.147
500 8.0 [a] 2-2 0.067 K would be very small, contrary to the results
700 4.5 [a] 1.30 0.041 in Fig. 4.
1000 2.5 [a] 0.76 0.027 [b] The observations that the synthetic dia-
1300 0.50
1700 0.33 monds, because of their low nitrogen content,
have as high or higher thermal conductivity
[a]Estimated value. than the best natural samples makes them
[b]Extrapolated to melting point of 961 K. attractive for heat-sinking [52-56] semi-
conductor devices. A nitrogen content of
could be found in a good crystal, which was 1019/cm3, see Table 1A, decreases the K at
3.5 10~/cm3. Natural diamonds with con- 300K to about 18 W/cmK from a value of 20
centrations up to 4.2 102/cm3 have been W/cm K for pure diamond. This effect in syn-
reported[49, 50]. Crystal R208 has a maxi- thetic diamonds would be small for most
mum of K = 19 W/cmK at 85K and K = 6-8 practical applications.
W/cmK at 300K. The K vs T curve for this
sample with 3.5 102atom/cm3 of nitrogen (b) Boron nitride
is slightly lower than Berman's[5] sample No crystals of synthetic [38], cubic BN were
with 1-7 102atom/cm3 of nitrogen. The available that were large enough to measure
higher nitrogen content produces a lower K. Hence the measurements were made on
K. If the added thermal resistivity, AW, at polycrystalline ceramic compacts that had
300K produced by the nitrogen is proportional been made at high temperatures and pressures.
to the nitrogen concentration, An, then one The samples had a density of 97 per cent of
obtains theoretical, and a grain size of 2 x 10-3 cm. The
results are shown in Fig. 2. The K of R190, a
(AW/An) = 0.31 10-21 cm4K/W self-bonded compact, is higher that that of
R189 which contains some oxide binder
for the factor of proportionality. If one cal- between the grains. The K of R190 at 300K
culates W(no/An)_, where no is the number of is 1.8 W/cm deg. Hence it is concluded that
carbon atoms per unit volume in diamond, pure, single crystal cubic BN will have K > 2
i.e. no = 8-3, then W/cmk at 300K. How much greater is un-
certain, but the considerations in Section 7
AW(no/An) = 55 cmK/W (2) put this value at about 13 W/cmK. Thus one
might expect to see a considerable increase
If 4.2 10Z/cm3 is the maximum nitrogen in the K of cubic BN compacts as the bonding
concentration in diamond, then K I> 5-5 W/cm between the grains improves and the oxygen
K at 300K for any diamond. The result is in and carbon content within the grains decreases.
agreement with the results of Schorr [51]. The estimated K of BN derived from K
This means that the low K value of 1.7 W/cmK measurements on gas-solid mixtures by
326 G.A. SLACK
102
ioo
CUBIC BN
RI9
10I
IO"l
_>
z i-
8
>
w
~ 10o
io-2
u.I
-r
~- 10-1
I [ I I I
10-3 3 I0 30 I00 300 IO00
TEMPERATURE, K
4.98]
=-b~4.98C ~ R 174 MN
R2~St-~ ' I
Z
"~~?1.~1 RI96
~ 4.975
m
x
i I i I I I i I
4.97C
I0 20 30 40
OXYGENCONCENTRATION,102ocm-3
Fig. 5. The c-axis lattice parameter of AIN as a function of the oxygen concentration. Sample
R196 has two phases in it.
328 G.A. SLACK
maximum solid-solubility of oxygen at about replaced by oxygen, Co= c-axis lattice para-
2000C is 2 x 1021/cms. For some AIN + Al2Os meter of pure A1N, Ac = change in c-axis
samples made in this laboratory at 100(2 the lattice parameter caused by An. A study of
smallest c-axis lattice constant found was the co[ao ratio of various A1N samples doped
4.9685 .A, which corresponds to about 6 x 1021/ with Al0.oTO shows that this ratio remains
cm s of oxygen. This concentration is 1/3 of essentially constant at co/ao = 1.6004. Thus
the maximum reported previously [43] of 1.5 the introduction of Alo.070 produces a volume
102~/cms. This lattice constant is similar to that contraction of the A1N, and at 100% Al0.nTO
found by Kohn et al.[67] for AIN crystals the volume would be 6.3 per cent less than that
grown in the presence of air, see Table 3. The of A1N. This crystal structure would have
Lattice parameter, 10 -s cm
Co ao Author Year Ref.
range of lattice parameters found [41,44, 67- tetrahedral AI-O bonds 1.86/~ long, which
70] for A1N is given in Table 3. The very high would be somewhat larger than the value of
value found by Ott[68] is probably caused 1.82 ,~ found [71] in the tetrahedral structure
by about 10 mole% of AI2OC in his crystals, A1404C. Hence the hypothetical wurtzite
since they were made in a carbonaceous structure for A10.670 is only stable at lower
atmosphere. Taylor and Lenie also found oxygen concentration where it forms mixed
[44] an increase in lattice parameter when crystals with AIN.
A12OC was incorporated. These results are (ii) Thermal conductivity. Now that the
understandable since the lattice parameters oxygen solubility in AIN is established, we
[45] of A12OC are about 2 per cent larger can begin to understand the K results in Fig. 4.
than those of A1N. The other samples shown Let us consider K at 300K. Since K decreases
in Table 3 have lattice parameters less than with increasing impurity concentration, the
Co = 4.9816 A a0 = 3.1127 ,~, (co/ao = 1.6004). thermal resistivity, W = K-I, is a more useful
This is caused by the incorporation of Alo.670 quantity. In Fig. 6 a plot of W vs oxygen con-
into the lattice. The crystals studied by Kohn centration is shown for several AIN samples.
et al. [67] were the most heavily contaminated. Samples R169, R213, R174 and R211 are all
The results in Fig. 5 show that single phase ceramics, and the oxygen is in
solid solution in the AIN, as shown in Fig. 5.
AC/Co = - 0"021 (An~no) (3) In samples R212, R196 and R163 the oxygen
content is too large for the A1N and some
where no number of nitrogen atoms per cm s
= oxygen occurs in a second phase. The long
in pure AIN = 4.79 x 1022/cma, An = the horizontal bars for these three samples in Fig.
number of nitrogen atoms that have been 6 extend from the oxygen concentration in
N O N M E T A L L I C CRYSTALS 329
, i , i
' ' I RI63 I I I I I I
3
300K
:
E
IRI96
qR212
A/N
/
Q: 3001(
R215
6
4 BP&~BeO
RI69
= x,xI4 + 40 (5)
assumptions involved. Thus the major source
of the phonon scattering in AIN produced by
A10.670 impurity is the mass difference of the
A1 vacancies.
where x is the fraction of lattice sites occupied
For nitrogen in diamond Agrawal and
by the impurity, and the subscript A means
Verma[72] have shown that if the point
Abeles. The quantity Fa is 12 times larger
impurity scattering relaxation time, %, is
than the customary[48, 74] definition of F.
given by
Hence:
tp-a = Ao9 4,
r = (FA/12) (6)
where ~o is the phonon frequency in rad/sec,
For substitutional A1o.670 impurities in AIN then
one molecule of Alo.670 is assumed to produce A = 2.09 x 10-4's sec 3
a small mass change in the nitrogen lattice,
i.e. 16 vs 14, and a larger mass change in the for Berman's sample with 1-7x 102/cm3 of
AI lattice by creating 1/3 of a vacant lattice nitrogen. This value of A corresponds [73] to
site. The method of calculating F when two
sublattices are involved has been outlined Fa = 3"65 x 103.
previously[74]. Thus for one molecule of
Al0.s70 in AIN: Since the mass difference between carbon and
nitrogen is small, the calculated value of l'a
from equation (5) assuming A6 = 0 is
-~-M)2 = 0.289 + 0-005, (7)
Fa = 2"8 10-s
where the first term on the right is for the AI
lattice and the second is for the nitrogen or too small by a factor of 140. Clearly Aa > 0
lattice. The (AS/a) term in equation (5) is for nitrogen in diamond, and most of the
2.1 x 10-z from equation (3). The result is: phonon scattering produced by the nitrogen
is caused by the strain field of the lattice
FA = 0"310x(1--x). (8) mismatch and not by the mass difference.
Equation (5) would require:
If a reasonable value of a = 2.5 is assumed
for a in equation (25) of Abeles [73], then for (Aala) = 0.3
NONMETALLIC CRYSTALS 331
to account for the observed effect of nitrogen. [81] and a guess as to the probable extra-
This value of A8 appears to be too large from polation of the 0 vs T curve to absolute zero.
the work of Kaiser and Bond [49] who find: The 0 for G a N was calculated using the
approach of Steigmeier[32] and the known
(A8/8) = 0.053. 0 values of BeO and AIN. In Fig. 7 K has been
plotted versus this scaling parameter. The
So the situation for nitrogen in diamond is agreement is good except for A1N and BN
not clear, but the phonon scattering cross- where the observed K falls much below the
section is clearly larger than that due solely line. F o r these crystals the r is probably
to the mass difference between nitrogen and limited by impurities, and hence is lower
carbon. than the intrinsic K. In fact the extrapolated
r for pure A1N at 300K from Fig. 6 is 3.2
7. SCALING P A R A M E T E R S FOR K AT 300K w/cmK, in agreement with the expected value
From the present measurements on from Fig. 7. F o r pure, cubic BN the expected
diamond, cubic BN, BP, and A1N it is clear K at 300K from Fig. 7 is 13 W/cmK. F r o m
that the pure crystals all qualify as high K Table 4 and Fig. 7 it is possible to make
solids. F r o m equation (1) we take the expres- estimates of the K to be expected for the
sion A~803 as a convenient scaling parameter crystals BeS, BAs, G a N and AlP for which
for the adamantine compounds at a fixed T no data exist. T h e s e estimates are given in
of 300K. The Grfineisen parameter 7 has Table 5 together with the known K values for
been omitted, since it is not known for all of the other crystals. A table similar to Table
the crystals. In Table 4 this scaling parameter 5 has been made by Steigmeier[82] for other
has been calculated for all of the adamantine adamantine crystals where K < 1 W / c m K at
crystals that have high K. T h e literature Ref. 300K. F r o m Table 5 it is predicted that there
[7, 9, 3 1 , 3 2 , 75-80] for 0 and K are also given are twelve adamantine crystals that can be
in Table 4. T h e 0 for SiC was computed classed as high K nonmetals. O f these dia-
from estimated elastic constants [76, 77]. mond has the highest K, and cubic BN is a
The 0 for BeS was estimated from a com- close second. Measurements on high purity
parison[78, 79] with BeO. The 0 for A1N was single crystals of several o f the others are
calculated from the measured heat capacity needed to confirm these predictions.
[a]P = present work, 28 = the lattice constant for the cubic crystals.
332 G.A. SLACK
T a b l e 5. T h e r m a l c o n d u c t i v i t y at 3 0 0 K o f a d a m a n t i n e
c o m p o u n d s . T h e v a l u e s in p a r e n t h e s e s are e s t i m a t e s f r o m
Fig. 7
K K K
Crystal W/cmK Crystal W/cmK Crystal W/cmK
Diamond 20 BP 3.6 GaN (1"7)
BN(cubic) (13) A1N (3"2) Si 1.6
SiC 4-9 BeS (3"0) AlP (1"3)
BeO 3"7 BAs (2"1) GaP 1-0
proportional to the scaling parameter .~t~0a, Phys. Chem. 75, 1838 (1971). The lowest curve for
see equation (1). diamond in Fig. 9 of this paper is actually for sample
R208. It was inadvertently attributed to Berrnan.
(5) Several other crystals with the a-boron, 8. G L A S S B R E N N E R C. J. and SLACK G. A., Phys.
boron carbide, or graphite structures also Rev. 134, A1058 (1964).
possess high K values. 9. SLACK G. A. and A U S T E R M A N S. B., J. appl.
Phys. 42, 4713 (1971).
(6) There are no crystals with the rocksalt 10. WEISS H.,Ann. Phys. 4, 121 (1959).
structure, not even LiH, that possess high 11. W A G I N I H., Z. Naturf A21, 2096 (1966).
thermal conductivity. This is caused primarily 12. S T E I G M E I E R E. F. and K U D M A N I., Phys.
Rev. 141, 767 (1966).
by lower 0 and higher T values in these 13. M U Z H D A B A V. M., N A S H E L S K I I A. Ya~,
compounds compared to the adamantine T A M A R I N P. V., and S H A L Y T S. S., Fiz. tverd.
Tela 10, 2866 (1968) [English Trans. Soviet Phys,
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14. W Y C K O F F R. W. G., Crystal Structures, Vols. 1
Acknowledgements--I would like to thank J. H. and 2, Second Edition, Interseienee, New York
McTaggart and W. S. Knapp for their help in making (1963).
the thermal conductivity measurements. Thanks are also 15. E C K E R L I N P., R A B E N A U A. and N O R T M A N N
extended to F. H. Horn for the BP crystal, H. M. Strong H., Z. Anorg. Allgem. Chem. 353, 113 (I967),
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20. STUCKES A. D., private communication.
21. L E I B F R I E D G. and S C H L ( ) M A N N E., Nach.
Akad. Wiss. G6ttingen, Math, Phys. Klasse 4, 71
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