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Our practice is most reputed for our ability to advocate for sovereigns and investors in
international arbitrations conducted under various institutional and ad hoc arbitration
rules including those of the ICSID, UNCITRAL, AAA, CIETAC, HKIAC, ICC,
JCAA, LCIA, SIAC and SCC.
We believe OMelveny is the firm of choice for arbitration matters because we have
the international presence, experience, and legal strategy necessary to provide world-
class representation with the utmost efficiency. As one of the first leading
international law firms in Asia, we have an intimate knowledge of the unique
investment, legal, and regulatory cultures of various Asian countries. We work with
our clients to offer a unique combination of local know-how and international law
firm excellence.
For ease of reference, the salient points of this capability statement are as follows:
1) Overview
One of the best international arbitration practices in the world.
Significant experience in the resolution of investor-state disputes.
Chair of OMelvenys international arbitration practice and Head of
OMelvenys Asian arbitration practice will act as co-leaders in an
arbitration representing the Republic, delivering effective representation
at substantial value.
2) Professional Experience
Experience in advising Asian states such as India in investment treaty
arbitrations.
Experience in representing sovereign-controlled enterprises in high-stake
disputes.
Experience with the workings of ICSID tribunals in high profile ICSID
arbitrations.
3) Co-Leaders of the OMelveny Team
Co-leader Steve Smith, Chair of OMelvenys international arbitration
practice, has handled a broad range of investor-state and sovereign
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related disputes in Asia, Africa, the Middle East, Latin America and
Europe.
Co-leader Friven Yeoh, Head of OMelvenys Asian arbitration practice,
has significant experience advising states and state-entities in Asia and has
helped clients navigate through sensitive political challenges.
We thank you again for considering our capabilities. It is our hope that the enclosed
materials are informative to you and help you in your deliberations. Please do not
hesitate to let partners Friven Yeoh or Steve Smith know if you have any questions
regarding the enclosed, or if there is additional information that you would like us to
provide.
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Overview
OMelveny is a premier international arbitration practice with significant
experience in the resolution of investor-state disputes. The OMelveny team
will be led by Steve Smith, Chair of the firms international arbitration
practice and Friven Yeoh, who heads the firms Asian arbitration practice
from Singapore, Jakarta and Hong Kong. The team is highly experienced in
the resolution of investor-state disputes in Asia.
Chambers Asia notes: This firms profile is synonymous with its high-quality work in
the international arbitration field.
Legal 500 Asia Pacific notes: The outstanding OMelveny & Myers LLP handles a
substantial amount of arbitration across Asia. The team provides fair and honest
advice based on its deep knowledge, expertise and the best business acumen.
Global Arbitration Review has ranked OMelveny as one of the worlds leading
arbitration practices in its survey of the top specialist arbitration firms. The Firm has
been featured in the GAR 100 annually since its inaugural edition, and has been listed
in the GAR 30, an elite sub-set of the publications larger listing in both 2008 and
2009.
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international and local law. Because of our longstanding experience and presence in
Asia, we are sensitive to the potential adverse effect on the foreign direct investment
climate resulting from claims brought against developing nations and their state-
owned entities. To defend against such claims, we work closely with our state and
state-owned entity clients to develop a holistic strategy that balances the legal
imperatives of the clients case with the wider political and economic considerations
of the dispute. Our history of success includes arbitration of scores of matters through
final award and ensuing enforcement proceedings, as well as favorable settlements
reached via mediation or assisted negotiations between the parties. As a result of this
significant experience, our proposed team is uniquely qualified to represent the
Republic in arbitration matters.
Besides having one of the most reputed international arbitration practices, OMelveny
has one of the strongest Indonesia teams in the market and recently entered into a
non-exclusive association with Tumbuan & Partners in Indonesia, providing clients
with access to an unmatched combination of quality Indonesian and international
legal advice. Headed by senior partner Fred G. Tumbuan and his daughter Jennifer B.
Tumbuan, Tumbuan & Partners is one of the most respected law firms in Indonesia.
The team will be led by Singapore/Hong Kong partner Friven Yeoh and Washington,
DC partner Steve Smith. Both Friven and Steve are veteran dispute resolution
specialists with strong track records of success in international arbitration. As co-
leaders, Friven and Steve will maintain frequent and real-time contact with (1) the
Republic to ensure that its needs and demands are being met, that it is kept apprised of
material developments in the case, and that all the work is properly coordinated and
managed as well as (2) ICSID in Washington, DC to ensure that all administrative
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issues and legal submissions in relation to this arbitration can be handled
expeditiously.
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Professional Experience
OMelveny has significant experience representing Asian and Latin American
states in investment treaty and international arbitrations and representing
sovereign-controlled enterprises in high-stake disputes. We are also familiar
with the workings of ICSID tribunals in high profile ICSID arbitrations and
can offer valuable insights in this regard.
Our experience with respect to investment disputes and other commercial disputes
involving sovereign states and/or sovereign-controlled entities is described below.
Government of India. In what was at the time one of the worlds largest ever
investment treaty arbitration disputes, Capital India Power Mauritius I & Energy
Enterprises (Mauritius) Company v. The Government of The Republic of India,
involving the construction of a US$6 billion combined-cycle power station in
Maharashtra, India, one of the firms partners successfully defended the Indian
Government against billion-dollar claims. The Mauritian subsidiaries of two US-
based companies brought claims valued at approximately US$1.6 billion against
the Government of India under a bilateral investment treaty between Mauritius
and India arising from the collapse of the Dabhol power station project. In an
inquiry covering events that spanned more than a decade, the dispute raised
complex issues of public international law, and required a detailed investigation of
engineering and technical issues concerning the design, construction, and
operation of the power station.
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Investor-Owned Utility. We represent a U.S. investor and the utility it controls
in a dispute with a Latin American state and its utility regulator arising from the
regulator's violation of local law in connection with the setting of below-cost
electricity rates, which, if implemented, will result in the financial ruin of the
utility and the destruction of our client's sizable investment. The matter is subject
to ICSID arbitration in Washington D.C. under the applicable BIT and will require
the resolution of claims for breach of the state's obligation to afford fair and
equitable treatment and for a creeping expropriation in violation of international
law.
ICSID Tribunal. One of the Firms Counsel assisted the Tribunal in an ICSID
arbitration involving claims brought by a British investor against an Asian State
arising out of an investment project pursuant to a Bilateral Investment Treaty.
The dispute involved an assessment of the Salini criteria as to the meaning of
investment under the ICSID Convention. The Tribunal eventually dismissed
the British investors claims on the ground that the Tribunal had no jurisdiction
over the dispute.
ICSID Ad-Hoc Annulment Committee. One of the Firms Counsel assisted the
ICSID ad-hoc annulment committee in an ICSID annulment proceedings between
a British corporation and the Republic of Seychelles relating to an ICSID
arbitration award under a loan agreement and sovereign guarantee. The
application for annulment of the award was dismissed.
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Representative Sovereign State and/or Sovereign-controlled Corporation Dispute
Experience
Latin American State. The Firm is currently representing a Latin American state
in an international arbitration arising out of the purchase of a naval vessel. The
dispute is subject to English law and involves analyzing the impact of certain
Presidential decrees upon the parties obligations.
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Commodities Trader. We represented a privately held commodities trader in
three arbitrations in Stockholm against a foreign state-owned exporter of
commercial-grade uranium. These arbitrations centered on whether the trader had
an option to purchase an additional 40 tonnes of enriched uranium per year under
the parties main uranium supply contract for years 2006 through 2009, and
whether an adjustment to market prices is contractually available to the exporter
on the total quantity sold100 tonnes per year. After hearings in the first
arbitration in London and Stockholm, the tribunal issued a unanimous award
finding that the purchase option exists in our clients favor. In a related follow-on
arbitration, a tribunal based in Stockholm rejected the sellers attempt to secure a
market-indexed price increase on the 100 tonnes of enriched uranium for the
period 2006 through 2009 and awarded our client its costs of arbitration, including
its attorneys fees. Absent a victory in this final arbitration, our client would have
faced losses of nearly US$1 billion in meeting its supply obligations to customers
in Asia.
Duke Energy. This UNCITRAL arbitration in London arose when Sonatrach, the
Algerian state-owned energy company, stopped delivering liquefied natural gas
(LNG) to Duke Energy LNG under the parties long-term contracts. The parties
asserted numerous claims against one another, with Sonatrach seeking over
US$2.6 billion from Duke as a result of Dukes alleged breach of its obligation to
develop a US market for Sonatrachs LNG. Duke, in turn, sought US$60 million
as a result of Sonatrachs failure to meet its LNG shipping obligations and its
subsequent cessation of LNG sales. After nearly six years of arbitration and
several separate multi-week hearingsthree of which related to damages
alonethe tribunal issued a 94-page award that rejected Sonatrachs damages
claim and resulted in a large net recovery to Duke.
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major private commercial bank in Uruguay in which the RoU was a shareholder.
After an extensive evidentiary hearing with more than 20 fact and expert
witnesses in New York, the tribunal rendered a unanimous award in favor of the
claimants for US$l00 million plus interest and attorneys fees. On March 23,
2005, the US District Court for the Southern District of New York confirmed the
award, and that judgment was affirmed on appeal.
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controlled corporation in the business of military electronics, and Gould Inc., an
American company then in the defense business. Thomson is the principal
supplier of sophisticated battlefield radios for the US Army under a
US$4.3 billion Department of Defense procurement programthe largest-ever
Pentagon program based on non-American technology. In the arbitration, Gould
demanded a US$114 million equitable adjustment in its subcontract price based
on alleged design changes to the radio. In its First Interim Award, the tribunal
found that Gould had breached the subcontract by transferring it to a start-up
entity in violation of the agreements anti-assignment provision. Following a
subsequent evidentiary hearing before the arbitrators, the tribunal issued a Second
Interim Award, rejecting Goulds claim for US$114 million and finding that
Gould was not entitled to the equitable adjustment in the subcontract price. The
tribunals decisions paved the way for settlement negotiations that resulted in an
award by consent to Thomson of US$21 million.
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Legal Team
OMelvenys legal team will be co-led by Steven Smith (Chair of OMelvenys
international arbitration practice) and Friven Yeoh (Head of OMelvenys
Asia arbitration practice). The team is highly experienced in investment
arbitration disputes in Asia. Where necessary, OMelvenys UK dispute
resolution practice led by David Foster and OMelvenys Indonesian practice
led by Joel Hogarth, will respectively provide English law support and
coverage on Indonesian issues to the team.
To ensure seamless service on both sides of the Pacific, we propose having partner
Friven Yeoh, who works out of the Singapore, Jakarta and Hong Kong offices, and
partner Steve Smith, who splits his time between the Washington, DC and San
Francisco offices, serve as co-leaders on the arbitration matter. This arrangement has
received uniformly positive feedback from clients. As co-leaders, Friven and Steve
will maintain frequent and real-time contact with (1) the Republic to ensure that its
needs and demands are being met, that it is kept apprised of material developments in
the case, and that all the work is properly coordinated and managed as well as (2)
ICSID in Washington, DC to ensure that all administrative issues and legal
submissions in relation to this arbitration can be handled expeditiously. As the claims
are filed under the UK-Indonesia bilateral investment treaty, we anticipate the need
for English law support and coverage on Indonesian issues. To that end, David
Foster (Head of OMelvenys English dispute resolution practice in London) and Joel
Hogarth (Head of OMelvenys Indonesian practice in Jakarta), will also provide key
representation and advice on this matter. Their short biographies along with those of
other core team members are included below.
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Steve teaches the international arbitration course at Stanford Law School, where he is
a Lecturer in Law.
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obtain the benefit of investment treaty protection as well as the conduct of treaty
arbitration claims. David has been regularly recognised as a leader in his field by
Chambers Global and Chambers UK. The 2011 edition of Chambers UK describes
him as an able, hard-working and effective practitioner who is very results-
oriented.
Joel HogarthJoel is the coordinator of the Firm's Indonesia practice and acts as
consultant to our associate firm in Jakarta, Tumbuan & Partners as well as
maintaining an office in Singapore. Joel focuses primarily on Mergers, Acquisitions,
Private Equity and Corporate Finance and also provides practice support for our other
practice areas on cross-border transactions involving Indonesia. Joel is an English and
New York qualified lawyer specializing in acquisitions and structured investments
into emerging markets. He has represented investment funds, financial institutions and
corporate groups on high profile Asian transactions since 2001, with a strong
grounding in special situations and distressed situations. He employs an extensive
knowledge of equity and debt investment techniques, including preference shares,
hybrid instruments, convertible debt, mezzanine and high-yield financing to
efficiently structure offshore investments into emerging markets.
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commercial disputes across Asia and has represented clients in international
arbitrations conducted under various institutional and ad hoc rules, including those of
the ICSID, SIAC, ICC, HKIAC, UNCITRAL, LCIA and CIETAC. Ashleys regional
international arbitration and dispute resolution experience includes representing a
Thai steel mill operator in an ICC arbitration concerning the alleged failure of a
consulting firm to adequately supervise the commissioning of the steel mill; and
acting for an international bank in CIETAC arbitration proceedings concerning a
dispute with contractors over the delayed construction of a showroom and convention
development in Shanghai. Ashley regularly coordinates cross-border litigation
strategies for multi-national clients, advising on proceedings around the region,
including in Indonesia, Malaysia and the Philippines.
Full-length biographies of our core team members are included in the Appendix.
Where necessary and appropriate, we will deploy other resources from our firm to
ensure we achieve a cost-effective legal representation.
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Appendix - Attorney Biographies
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Steven L. Smith
Partner | ssmith@omm.com
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founding editor-in-chief of the schools international law journal.
International Arbitration
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Counsel for US commodities trader in three ad hoc
arbitrations in Stockholm and London against a Russian
state-owned entity involving a series of claims under a
uranium-supply contract. Our client prevailed on all
claims in the three arbitrations, establishing its entitlement
to purchase optional quantities of enriched uranium at
contract prices well below the market prices demanded by
the seller, thereby eliminating a US$1 billion exposure.
Counsel for a French manufacturer in a major ICC
arbitration, Thomson-CSF v. Gould Inc., involving various
disputes with an American subcontractor on a US$4.5
billion military procurement program, including the
subcontractors claim for a US$114 million equitable
adjustment in the fixed contract price. Thomson-CSF
defeated that claim and obtained a US$21 million award
in its favor.
Counsel for a major oil industry construction and services
firm in two separate arbitrations before the U.S.-Iran
Claims Tribunal under the UNCITRAL Arbitration Rules
against the Government of Iran and the National Iranian
Oil Company for expropriation of property and breach of
state contract. The arbitrations concluded with a large
stipulated award in our clients favor.
Lead Counsel for major US food/beverage company in
dispute over licensors purported termination of the
clients multi-billion dollar Yoplait yogurt business in the
U.S. The dispute is governed by French law and subject to
ICC arbitration in New York.
Lead counsel for Bechtel International, Inc. and
affiliates in pending ICC arbitration initiated by a
Brazilian power company to recover up to US$250
million in damages resulting from the failure of the steam
turbine generator in a power plant designed and built by
the Bechtel entities.
Lead counsel for US-investor controlled Mexican trust in
ICC arbitration involving a dispute between joint venture
partners that derailed their US$250 million resort
development project in Mexico. The liability phase of the
arbitration concluded with an award in our clients favor,
and the ensuing damages phase culminated in an
evidentiary hearing in New York. In Spring 2007, the
parties entered into a confidential settlement agreement
that allowed our client to take the project forward alone.
Lead counsel for US pharmaceutical company in pending
arbitration in Zurich, Switzerland, under the rules of
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German Institute of Arbitration (DIS), in which a German
company is seeking to terminate a drug development and
license agreement between the parties.
Lead counsel for US chemical company in ICC arbitration
in which the Mexican partner sought indemnification for
JVs exposure to criminal and civil antitrust liability in
North America and Europe resulting from our clients
sales activities on behalf of the JV. After extensive
briefing and a hearing on our clients application for
summary disposition, the Tribunal issued a partial award
dismissing all but two of the Claimants fifteen claims,
including those seeking nearly all of Claimants
damages. The case quickly settled without any payment
from our client.
Lead counsel for Mitsubishi Corporation in an ICC
arbitration in Los Angeles, California arising from the
parties license and distribution agreements. After
extensive evidentiary hearings, the Tribunal issued a Final
Award in Mitsubishis favor, dismissing claimants trade
secret and related claims seeking approximately US$40
million in damages, and awarding Mitsubishi a broad
injunction and over US$8 million in damages, attorneys
fees and costs on Mitsubishis counterclaims for copyright
infringement and breach of contract.
Lead counsel for Occidental Petroleum Corporation and
an affiliated company in an arbitration in London under
the Rules of the International Center for Dispute
Resolution concerning disputes arising from the affiliates
sale of assets in Nigeria. After an evidentiary hearing in
Madrid, Spain, the Tribunal issued an award in Oxys
favor dismissing all of the claimants claims.
Lead counsel for HBO Asia in an ICC arbitration against
its Taiwanese distributor involving contractual disputes
and damages of more than US$26 million, as well as
separate judicial and regulatory proceedings in
Taiwan. After HBO Asia obtained an expedited Partial
Award determining that it had lawfully terminated the
parties distribution agreement, the arbitration and related
proceedings settled favorably for our client.
Lead counsel for a Japanese manufacturer in Zimmern v.
Mitsui Seiki Kogyo Co. Ltd., an ICC arbitration in Paris,
France in which Mitsui Seiki defeated trade secret claims
seeking US$10 million in damages and an injunction that
would have closed one of the companys main businesses.
Lead counsel for a Japanese corporation in J. D. Lincoln,
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Inc. v. Nippon Steel Chemical Co., Ltd., an arbitration
under the International Rules of the American Arbitration
Association concerning an US$18 million claim for
breach of a contract to supply manufactured items to the
Japanese market. The matter settled favorably prior to the
hearing.
Lead counsel for a Japanese chemical company in federal
court litigation and related arbitration before the Japan
Commercial Arbitration Association in Osaka, concerning
a patent-license dispute with a U.S. company. The
Japanese company was ultimately successful in enforcing
its patent rights, obtaining both a court enforced consent
decree against future use of the patented technology and
the payment of substantial back royalties.
Counsel for US mining equipment manufacturer in ICC
arbitration in which the Australian Respondent asserted
antitrust counterclaims seeking nearly US$2 billion in
damages. Our client defeated those counterclaims in their
entirety and received an award of costs and attorneys fees
of approximately US$8 million.
Lead counsel for an English computer company in ICC
arbitration involving a dispute under a contract for the
development of network computers.
Sole arbitrator in ICC arbitration involving a US
companys termination of its Chinese distributor.
Sole arbitrator in ICC arbitration involving a complex
dispute between joint venture partners over the financing
and development of their US business.
Sole arbitrator in ICC arbitration between Italian and US
surfing apparel companies arising from the collapse of
their American-joint venture.
Sole arbitrator in ICC arbitration between US and
Canadian companies concerning a dispute under their
exclusive distribution and marketing agreement for a
dietary supplement.
Sole arbitrator in ICC arbitration between Japanese and
American biotechnology companies concerning a dispute
under a license agreement.
Sole arbitrator in UNCITRAL arbitration of patent license
dispute between a California company and a Japanese-
American joint venture.
Party-appointed arbitrator on three-member panel in ICC
arbitration involving dispute under agreement to
commercialize biotechnology patents relating to a method
to optically read the human genome.
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Chair of three-member tribunal in ICC arbitration
involving termination of distribution agreement between
US medical device manufacturer and Greek distributor.
International Litigation
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Co-lead counsel for the Royal Automobile Club in
London and related English companies and their directors
in the successful defense of a class action lawsuit in Los
Angeles superior court seeking US$90 million in damages
on claims arising from the 450 million sale of a related
motoring services company.
Lead counsel in successful defense of the US subsidiary of
a Korean conglomerate in a federal court action brought
by a Malaysian company for breach of contract.
Counsel for 10 motion picture studios and their trade
association in antitrust action brought by would-be
American dual-deck VCR manufacturer against Japanese
and Korean electronics industries and US motion picture
industry. Go-Video v. Motion Picture Association of
America, et al.
Counsel for defendant oil company in Clayco Petroleum
Corp. v. Occidental Petroleum Corp. et al., (9th Cir.
1983), cert. denied 464 US 1040 (1984), a case
establishing that there is no Foreign Corrupt Practices Act
exception to the Act of State doctrine.
Regulatory Proceedings
Education
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University of Pennsylvania, B.A., History, 1978: cum laude
Professional Activities
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Implications for the Implementation of the Transfer of
Technology Code, 1 Intl. Tax & Bus. Law. 117 (1983);
Numerous papers for various programs and conferences
Lecturer, Lectured in courses on international dispute resolution
and international business at numerous law and business schools,
including Stanford, Berkeley and U.C.L.A
Speaker, Speaks frequently on international dispute resolution
issues at conferences all over the world, including: ICC Asia -
Pacific Conference (Hong Kong, April 2011); ICC Asia - Pacific
Conference (San Francisco, March 2010); Keynote Speaker at
ABA Section of Dispute Resolutions 4th Annual Arbitration
Training Institute (San Francisco, California, February 2009);
ICC Arbitration Workshop (San Francisco, California, June
2007); Arbitrating the Mega Case (Los Angeles, California,
March 2007); 2003 Conference on ICC International Dispute
Resolution, Insights into Practice and Procedure (Scottsdale,
Arizona, February 2003); 17th Annual Joint Symposium of
School of International Arbitration and ICC Institute of World
Business Law on Control and Expedition of Procedure by
Arbitrators (London, England, March 2002); 1998 International
Law Weekend on International Arbitration Of Intellectual
Property Disputes Under The New ICC Rules (San Francisco,
California, July 1998); South Korean Ministry of Justice and
Korea Private International Law Association Conference on
Recent Developments in International Litigation (Seoul, South
Korea, November 1996); Japanese Institute of International
Business Law (Kokusai Shoji-Ho Kenkyusho), Conference on
Representing Japanese Companies in Litigation and Arbitration
in the United States (Tokyo, Japan, January 1996)
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Friven Yeoh
Partner | fyeoh@omm.com
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+852-2522-1760 Kong arbitration conducted under the HKIAC Rules
arising from a joint-venture dispute in connection with the
set-up and management of a luxury shopping mall in
Beijing.
Advising a multinational energy company in a US$500m
claim in a Stockholm arbitration conducted under SCC
rules, arising from the breach of a petroleum exploration
and production contract.
Advising a multinational computer manufacturer in the
defence of a US$70m claim in Hong Kong under the
UNCITRAL arbitration rules arising from a software
manufacturing and services agreement.
Advising a major information technology company in a
CIETAC claim against a joint venture partner of several
service centers in China.
Defending a U.S. leisure goods conglomerate in an SIAC
arbitration against allegations of breach of a worldwide
exclusive distribution agreement.
Pursuing a US$80m claim on behalf of a major European
energy company against a significant Chinese state owned
company in an ad hoc arbitration in Singapore in respect
of breaches under a share transfer arrangement.
Advising a Japanese consumer product company in a
multi-million dollar Hong Kong arbitration in respect of
misrepresentation and breach of warranty arising from a
stock purchase agreement.
Advising several major European and Japanese financial
institutions in relation to investigations carried out by the
UK Financial Services Authority and the Hong Kong
Securities and Futures Commission.
Advising a major European multinational company in
relation to its crisis management strategy arising from the
arrest and criminal prosecution by Chinese authorities of
several senior executives of its PRC operations for alleged
tax evasion and theft of trade secrets.
Advising a major consumer products manufacturer in
defending product liability claims in several EU states and
in Asia, and formulating a global defence strategy.
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including:
Education
Professional Activities
Page 28
International Arbitration Report, Vol. 21, No. 6 (June 2006);
New Supreme Peoples Court Interpretation on Mainland
Chinas Arbitration Law, Mealeys International Arbitration
Report, Vol. 21, No. 9 (September 2006); China: Development
and Trends, Asia-Pacific Arbitration Review 2007; "The
People's Courts and Arbitration - A Snapshot of Recent Judicial
Attitudes on Arbitrability and Enforcement," Journal of
International Arbitration, Vol. 24, No. 6 (December 2007);
Recognition and Enforcement of Awards under the New York
Convention - The China and Hong Kong Perspectives, Journal
of International Arbitration, Vol. 25, No. 6 (December 2008);
Country chapter (China) for PLC Dispute Resolution Handbook
2010/2011; Reflections on Gao Haiyan - of Arb-Med,
Waivers, and Cultural Contextualisation of Public Policy
Arguments, Journal of International Arbitration, Vol. 29, No. 3
(2012)
Speaker, Dispute Avoidance and Resolution Conference, Beijing,
29 August 2006; Managing Business Disputes in China Today,
Tokyo, 14 November 2006, Shanghai, 15 March 2007 and Silicon
Valley, 28 March 2007; Juris Conference on Doing Business in
China, Stockholm, 18 April 2008, New York, 11 May 2009 and
20 September 2011; Whats Next for China Conference,
Singapore, 12 November 2008; ICC Conference on Arbitrating
and Mediating Banking & Finance Disputes, Hong Kong, 29 June
2010; Conference on Resolving Business Disputes in Todays
China: A Case Study, Stockholm, 8 November 2010;
Conference on Doing Business and Arbitrating Disputes in
South East Asia, Tokyo, 8 December 2010; ICC Asia-Pacific
Conference on International Arbitration Trends in the Asia-
Pacific Region, San Francisco, 8 March 2012
Appointment, Assistant Editor, Journal of International
Arbitration
Languages, English, Cantonese, Mandarin Chinese
Page 29
David Foster
Partner | dfoster@omm.com
International Arbitration
Page 30
Acting for the Government of India in a related investment
treaty arbitration with a value of more than US$4.5 billion
brought in relation to Enrons 80% interest in the Dabhol
power station project under the India-Netherlands bilateral
investment treaty.
Acting for one of the worlds largest online gaming
software companies in a series of consolidated WIPO
arbitrations seated in London, conducted under the WIPO
Expedited Arbitration Rules. The case, which is governed
by the substantive laws of the Isle of Man, involves
numerous claims and counterclaims, and is ongoing.
Acting for Moscow Oil Refinery in a US$300 million
LCIA arbitration in London. The arbitration was conducted
on a fast-track timetable that required an award to be
rendered within 3 months of the tribunal being appointed.
The dispute arose as a result of a turnkey contract for the
design and construction of a polypropylene processing
facility in Russia. Moscow Oil Refinery succeeded in
defending the claim on liability, and then successfully
defeated an attempt to challenge the award in the English
Commercial Court under s.69 of the Arbitration Act 1996.
Acting for Vivendi Universal in LCIA arbitration
proceedings in London against the Polish company
Elektrim SA. The dispute was valued at over 1.7 billion,
and related to Vivendis investment in telecoms assets in
Poland. After awards were rendered in favour of Vivendi
on jurisdiction, liability and quantum, Vivendi successfully
defeated several challenges to the awards in the
Commercial Court in London. This has led to several high
profile reported cases, which are now leading authorities on
challenges to arbitration awards: Elektrim v Vivendi (No1)
[2007] EWHC 11 (Comm); Elektrim v Vivendi (No2)
[2007] EWHC 571 (Comm); Syska & Elektrim v Vivendi
[2008] EWHC 2155 (Comm); Syska & Elektrim v Vivendi
[2009] EWCA Civ 677. The last of these decisions, by the
Court of Appeal, is the first decision to consider the
interpretation of the EU Insolvency Regulation in the
context of an international arbitration.
Representing a Greek shipping group in an ad hoc
arbitration in London concerning the sale and purchase of a
US$100 million very large crude carrier (VLCC), and
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ancillary proceedings in the Commercial Court seeking
injunctive relief under s.44 of the Arbitration Act 1996.
Acting for a Dutch shipping group to defend a US$50
million claim in an LMAA London arbitration arising from
the termination of a sale and purchase contract for a fleet of
12 container vessels. After obtaining an interim and then a
final award in its favour, the Dutch client recovered its
10% payment deposits for vessels not delivered at the time
of termination, defeating a large counterclaim. The client
then successfully prevented a challenge to the award under
s.69 of the Arbitration Act 1996.
Acting for a German company to defend a London seated
arbitration under the ICC Rules threatened by a company
based in Saudi Arabia. The dispute related to a contract for
the design and construction of a production facility for
smart cards in Saudi Arabia.
Acting for a US technology company in arbitration
proceedings against a manufacturing company based in
Slovenia. The dispute concerns a contract for the supply of
professional services and equipment in order to establish a
facility in Slovenia for the production of smart cards. The
arbitration is seated in London and conducted under the
ICDR Rules of the American Arbitration Association.
Acting for a well known US company generating revenue
from advertising from an internet search engine in an
intellectual property arbitration. The dispute involved two
parallel ICC arbitrations, one seated in Tokyo and one in
New York.
Representing a Norwegian company in ICC arbitration
proceedings in London against the other shareholders of a
UK company. The dispute concerned alleged breaches of a
shareholders agreement governed by English law. After a
one week hearing before a sole arbitrator, the Norwegian
client was successful on all issues.
Acting for an Australian online gaming software producer
in an ad hoc arbitration seated in London conducted under
the UNCITRAL Rules. The dispute was governed by the
substantive laws of New South Wales, and concerned
disputed payments due under a joint venture agreement.
Acting for a large steel production company based in the
Middle East to defend claims valued at US$15 million in a
Page 32
contractual dispute arising from a long-term contract of
affreightment. The dispute is being conducted under the
LMAA Rules and is ongoing.
Acting for an online gaming business to bring claims
against its joint venture partner as a result of a sale of the
joint venture business in breach of alleged pre-emption
rights. The dispute, worth approximately US$20 million,
was conducted under the UNCITRAL Rules, with well
known arbitrator J J Veeder QC sitting as sole arbitrator.
Acting for a German bank in a US$10 million claim
against the Solicitors Indemnity Fund to recover losses
resulting fro the allegedly fraudulent activities of a firm of
English solicitors. The case, brought in ad hoc arbitration
proceedings, concerned the test for dishonesty in the SIF
indemnity policy and under English civil and criminal law
authorities, as well as the proper construction of the SIF
policy limit.
High Court Litigation
Advising a Norwegian offshore energy group in relation to
claims and counterclaims with a total value of more than
GB50 million arising from an engineering construction
project. The project involved the design, construction and
engineering of topsides process facilities onto the Ramform
Banff FPSO. The dispute involved a number of separate
sets of proceedings between the same parties in the
Technology and Construction Court, and led to a one week
hearing in the Court of Appeal.
Acting for Norwegian Cruise Lines (NCL) in litigation in
the Commercial Court relating to the construction of two
new cruise vessels at a shipyard in France. The dispute
involved claims and counterclaims in excess of 200
million, and was one of the largest shipbuilding contract
disputes to go before the English courts for several years.
Acting for a reinsurance lead underwriter and following
reinsurance market to pursue a claim in excess of US$100
million against professional advisers on the grounds of
professional negligence in the conduct of claims arising
from an aviation accident in the Philippines.
Acting for a Finnish bank in Commercial Court
proceedings in relation to a dispute with a Greek shipping
Page 33
company worth US$25 million. The dispute arose from the
early termination of currency and interest rate swaps
contracts, and the calculation of break costs attributable to
the termination.
Acting for a German bank in relation to a major ship
mortgage fraud. Following successful ex parte applications
for worldwide freezing orders and Norwich Pharmacal
relief, the bank was successful in obtaining judgment
against all defendants following a 6 week trial in the
Commercial Court. The bank then successfully pursued
enforcement actions against each of the debtors.
Acting for a Dutch engineering group against oil
production company Amerada Hess in Commercial Court
and Court of Appeal proceedings relating to a US$20
million contractual dispute. The dispute arose from the
operation of a Floating Production Storage and Off-loading
facility (FPSO) in the North Sea.
Acting for a Dutch engineering group in relation to a
US$15 million dispute arising from a project to design,
manufacture and install a gas compression unit on board an
operational FPSO. The dispute raised complex issues
regarding the conduct and project management of the
project, and the impact of various events on the cost and
scheduling of the project.
Acting for Symphony Financial Partners, a hedge fund
based in Tokyo, in High Court proceedings in London to
pursue trademark infringement claims against another
investment fund using the name Symphony.
Acting for a high net worth individual in relation to a 50
million banking fraud. The claim involved asset tracing
and ancillary proceedings in several jurisdictions including
Switzerland, Gibraltar, the BVI, Spain and Monaco.
Acting for the fuel additive production company, Neuftec
Ltd, to pursue a claim for royalties due under a licence
deed against Oxonica Energy Limited. Neuftec
successfully argued its case in the London High Court,
establishing that royalties were payable under the licence
deed, and then successfully defeated an appeal to the Court
of Appeal. Oxonica Energy Ltd v Neuftec Ltd [2008]
EWHC 2127; Oxonica Energy Ltd v Neuftec Ltd [2009]
EWCA Civ 668.
Page 34
Acting for a German bank in relation to a major multi-
jurisdictional asset tracing and fraud claim. The case
involved successful applications in the Commercial Court
for worldwide freezing injunctions and search orders, and
various ancillary proceedings in Luxembourg, Switzerland,
Turkey and the BVI.
Acting for Icap Plc and its subsidiaries in litigation in the
High Court in London relating to an alleged breach of a
licence deed and duties of confidentiality. This case led to
proceedings before the Court of Appeal in relation to the
claimants right to interim injunctive relief. Global Coal
Ltd v Intercapital Commodity Swaps Ltd [2005] EWHC
3006; Global Coal Ltd v Icap Energy Ltd [2006] EWCA
Civ 167.
Education
Professional Activities
Page 35
Joel Hogarth
Partner | jhogarth@omm.com
Page 36
in the Adaro group of operating companies in connection
with the US$1.3bn public offering of PT Adaro Energy
Tbk, the largest initial public offering in Indonesia to date.
This transaction was awarded deal of the year for 2008 by
Asian Counsel magazine.
Page 37
law.
Directory Listings
Page 38
Firms), Singapore
Chambers Asia (2011), Restructuring and Insolvency
(International Firms), Singapore
Asia Pacific Legal 500 (2009) Capital Markets, Indonesia
IFLR Legal 1000 (2009), Restructuring, Indonesia
Education
Professional Activities
Page 39
James Barratt
Counsel | jbarratt@omm.com
Page 40
venture and the ownership of intellectual property
rights. These parallel Madrid and London sited
arbitrations, governed by Spanish law, involved amounts in
dispute exceeding US$250 million and was settled on
highly favourable terms, after the tribunal awarded
provisional measures.
Representing a state-owned oil company in a dispute with a
multinational involving the proper treatment of energy
rights under various Production Sharing Agreements. The
dispute was subject to arbitration under the Arbitration
Rules of a South East Asian regional arbitration body. The
value of the amount subject to dispute exceeded US$1
billion.
Representing a multinational energy company in an ICC
arbitration concerning the design and construction of a
major FPSO in South East Asia.
Representing a leading US pharmaceutical company in a
US$65 million ad hoc UNCITRAL arbitration sited in
Paris, involving an IP-related contractual dispute. The case
involved a successful application to determine a
preliminary issue as to a scope of an exclusion clause.
James also achieved the successful resolution of a dispute
over the applicable law of privilege under the IBA Rules on
the Taking of Evidence in International Commercial
Arbitration.
Representing a Chinese semiconductor foundry in a
HKIAC arbitration concerning a technology transfer
agreement with a major US technology company. The case
involved the application of PRC law and the tribunal ruled
against the counterpartys attempt to introduce wide-
ranging disclosure into this international arbitration.
Representing a major telecommunications company in a
series of Vienna-sited VIAC arbitrations over the control of
a major joint venture in Central Europe. The investment in
dispute was worth in excess of 2 billion.
Representing an international organisation in an ICC
arbitration concerning disputes under an agreement with a
consortium of companies in the transport sector. The case
involved the successful response to an application for
interim and conservatory measures under Article 23 of the
ICC Rules.
Advising a major multinational on its investment protection
Page 41
claims against a Sovereign State in Eastern Europe. The
case involved claims of expropriation and denial of justice
under a BIT.
Advising a Scandinavian shipping company on the merits
of commencing an LCIA arbitration against a US
competitor which commenced class action proceedings in
breach of the arbitration agreement.
Advising a European airline on the merits of commencing
LCIA arbitration proceedings in a dispute between carrier
members of a joint venture in the airline industry.
Representing a US pharmaceutical company in a US$460
million litigation governed by English law concerning IP
and contractual disputes under a joint-venture agreement
with a Swiss company. The case involved a complex
multi-layered expert determination dispute resolution
process.
Representing a US/Scandinavian manufacturer of
healthcare equipment in a post-acquisition dispute subject
to English High Court jurisdiction. The case involved the
successful use of negative declaratory relief and an anti-suit
injunction.
Representing a defendant European airline in the US class
action concerning an alleged worldwide air cargo price-
fixing cartel. The case involved a contested Motion to
Dismiss and advising in respect of the res judicata effect of
any US judgment on the English courts.
Advising and representing a hedge fund in relation to
accelerating payment of US$350 million of bonds. The
case involved negotiating successfully with the Trustee to
issue notices to accelerate payment of the amount due
under the bonds.
Advising and representing a US based hedge fund in
relation to potential claims of unfair prejudice and
misrepresentation arising out of the refinancing a UK-based
energy company.
Advising an investment bank in respect of its potential
liabilities arising out of a failed multi-billion dollar
leveraged buy-out. The case involved an analysis as to the
scope of the banks contractual and equitable obligations of
confidence to the proposed target and assessing the risks of
a potential claim for breach of fiduciary duty.
Representing a well-known fine musical instrument retailer
Page 42
in a dispute with an international competitor concerning the
alleged conversion of a 2 million instrument.
Education
Professional Activities
Page 43
Ashley Bell
Counsel | abell@omm.com
Page 44
Representing a petitioning creditor in contested winding-
up proceedings (and subsequent appeals) in Hong Kong,
Malaysia and the Philippines following a large investment
in, and attempted restructuring of, casino operations in the
Philippines.
Acting for a Japanese contractor appealing an arbitration
award in Hong Kong and opposing recognition and
enforcement of the award on the ground that Japanese
corporate rehabilitation proceedings had been commenced
and principles of international comity required that the
rehabilitation proceedings be recognized.
Acting for a global financial institution in Hong Kong
proceedings concerning the ownership of gold bars, the
purchase of which was financed by the bank pursuant to
certain trade finance arrangements.
Acting for a developer in a lengthy mediation arising out
of an infrastructure project in Hong Kong. The contractor
sought additional costs and extensions of time due to
unforeseen physical conditions, alleged variations,
impossibility and frustration.
Representing an international advertising company
defending litigation commenced in the High Court of
Hong Kong concerning the failed acquisition of a number
of joint ventures in the People's Republic of China.
Advising an international bank in CIETAC arbitration
proceedings concerning a dispute with contractors over
the delayed construction of a showroom and convention
development in Shanghai.
Acting for an international hotel group in litigation
concerning the failed acquisition of a hotel property in
Australia.
Acting for a large cement company defending litigation
proceedings commenced by former customers alleging
losses suffered as a result of price fixing and anti-
competitive behaviour.
Acting for a government-owned water corporation in
respect of a contractual dispute concerning the defective
construction of a water treatment plant.
Page 45
Education
PGDip in International Arbitration and Dispute Settlement,
University of Hong Kong;
LLB (First Class Honours) and Bachelor of Business (with
distinction), Queensland University of Technology.
Professional Activities
Registered Foreign Lawyer, Singapore.
Solicitor, Hong Kong, England and Wales and Queensland
(Australia).
Page 46
Desmond Ang
Counsel | dang@omm.com
Page 47
Beijing.
Defending a US leisure goods conglomerate in an SIAC
arbitration against allegations of breach of a worldwide
exclusive distribution agreement.
Defending one of the PRCs leading copper producers in
an SIAC arbitration in connection with a dispute over its
joint-venture investment in a copper strip plant in China.
Defending a US tire manufacturer in two CIETAC
arbitration proceedings in Beijing commenced by a
Chinese OEM manufacturer involving product liability
issues.
Representing the energy division of a leading Malaysian
investment holding company in connection with
commencing a CIETAC arbitration concerning the
operations of one its power plants in China. The value of
the dispute is in excess of RMB 2 billion.
Representing a leading European commercial real estate
developer in connection with a potential HKIAC dispute
over its purchase of the entire share capital of a PRC
property development company which is currently
engaged in the development of a major office and retail
centre in Shanghai.
Advising one of UKs largest London-listed specialty
chemicals producer in connection with a potential Chinese
Arbitration Association dispute arising from the
acquisition of a Taiwanese chemical company.
Advising a leading South Korean conglomerate on the
merits of commencing an HKIAC arbitration concerning
its joint venture investment in Mainland China.
Coordinating the defence of a European company in
relation to its joint venture dispute with its local joint
venture partner in litigation proceedings before the
Shanghai courts.
Advising a BVI investment vehicle in a potential
shareholders derivative action before the Hong Kong
courts in respect of certain decisions taken by the
investment vehicle and its majority shareholders to
dispose of a major commercial property in Beijings
Financial District.
Advising a French private equity house based in
Singapore in relation to its dispute resolution strategy
concerning a dispute arising from an offshore financing
Page 48
which it had provided in relation to the privatization of a
Singapore listed company and subsequent restructuring
into a Bermudean company.
Advising a Hong Kong listed company in relation to an
investigation by the Securities and Futures Commission
concerning alleged offences committed in relation to the
disclosure of false or misleading information to induce
transactions in its shares on the Hong Kong stock
exchange.
Advising for a multinational consulting firm in an ICC
arbitration seated in Zurich involving a multi-million
claim against a leading European conglomerate in
connection with the design and construction of a high-
speed rail link in China.
Acting in a London-seated ICC arbitration for an
Indonesian multimedia listed company in connection with
a shareholders dispute.
Advising in an ICC arbitration in Hong Kong for a
shareholder of a telecommunications conglomerate in a
US$50m dispute arising from the sale and purchase of
shares to a major European company.
Advising a multinational energy company in a US$500m
claim in a Stockholm arbitration conducted under SCC
rules, arising from the breach of a petroleum exploration
and production contract.
Representing one of the PRC's leading automobile
manufacturers in a New York arbitration conducted under
SCC Rules in connection with a dispute over the alleged
distribution of its vehicles in South America.
Education
Professional Activities
Page 49
Arbitration Day Conference, Auckland, NZ, 2006; Singapore
Court of Appeal rules that the Doctrine of Champerty applies in
Arbitration Proceedings (Otech Pakistan Pvt Ltd v Clough
Engineering Ltd), Vol. 4, No. 5, Transnational Dispute
Management (September 2007); International Arbitration
Institutions, Hong Kong International Arbitration Centre
(HKIAC) and China International Economic And Trade
Arbitration Commission (CIETAC), Vol. 3, World Arbitration
Reporter - 2nd Edition, (April 2010)
Languages, English, Mandarin Chinese, Cantonese
Page 50
Ratih (Ipop) Nawangsari
Counsel | rnawangsari@omm.com
Page 51
a re-financing deal for Java Energy by United Overseas
Bank in relation to the expansion of aromatic plant
production of PT Trans Pacific Petrochemical Indotama
(TPPI).
Representation of the underwriters in connection with the
US$400 million high-yield bond offering by Adaro
Finance B.V. The bond offering was made concurrently
with a US$200 million senior credit facility borrowed by
Adaro Finance B.V., with P.T. Adaro Indonesia and P.T.
Indonesia Bulk Terminal as guarantors. This deal was
named Best Non-Investment Grade Bond Deal 2005 by
FinanceAsia and Southeast Asia Deal of the Year 2005
by Asian Legal Business.
Representation of Jefferies International Limited, as
placement agent, in connection with a private placement
of US$90 million in ordinary shares of Agri International
Resources Pte. Ltd. and US$150 million of 10.875%
senior secured notes due 2012 by AI Finance B.V., a
subsidiary of Agri International Resources Pte. Ltd.
Representation of the issuer, Indo Integrated Energy
B.V., (a Dutch SPV) in connection with the US$250
million 8.5% senior notes due 2012, guaranteed by the
Indonesian parent company (PT Indika Inti Energi), and
subsequent public offering of shares of PT Indika Energy
Tbk.
Representation of Clarity China Partners, L.P, in
relation to an acquisition of interest in a Singapore based
company with major mining asset in Indonesia.
Representation of US private equity firm Indigo Partners
in connection with its acquisition of a 49% stake in
Mandala Airlines. This is the first foreign acquisition of
an Indonesian airline.
Representation of JPower and Keppel consortium in
connection with the acquisition of Powergens interest in
PT Jawa Power (an Indonesian power company) and PT
Powergen Jawa Timur (an Indonesian power support
service company).
Representation of Astra International in connection with
the proposed acquisition of interest in a first generation
coal contract of work company.
Representation of Genting Sanyen on the acquisition of
interests held by El Paso in PT Energi Sengkang (an
Page 52
Indonesian power company) and Energi Equity Sengkang
(a gas operation project company in Indonesia).
Representation of SUEK (Russian Coal Company) in
relation to its proposed mining activities in Indonesia.
Representation of CNOOC in connection with a gas sales
agreement with PT PLN.
Representation of Pertamina (the Indonesian state-owned
oil and gas company) in connection with the signing of the
oil and gas upstream cooperation contract and upstream
corporate restructuring in accordance with the New Oil
and Gas Law.
Representation of Shell Oil and Gas Company in
connection with its proposed oil and gas downstream
activities in Indonesia.
Representation of Southern Arc Minerals Inc. in
connection with its proposed acquisition of mining
interests under an existing contract of work and mining
authority (kuasa pertambangan).
Education
Professional Activities
Admitted, Indonesia
Member, Indonesian Legal Counsel Association (Ikatan
Penasehat Hukum Indonesia IPHI) and the Association of the
Indonesian Advocate (Perhimpunan Advokat Indonesia -
PERADI)
Languages, Bahasa Indonesia; English and French
(conversational)
Page 53
Offices
Shanghai +81-3-5293-2700
Hong Kong Los Angeles Plaza 66 Tower 1, 37th Floor
31st Floor, AIA Central 400 South Hope Street 1266 Nanjing Road West Washington, DC
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Hong Kong S.A.R. +1-213-430-6000 Peoples Republic of China Washington, DC 20006
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