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Journal of Forensic and Legal Medicine 41 (2016) 58e64

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Journal of Forensic and Legal Medicine


j o u r n a l h o m e p a g e : w w w . e l s e v i e r . c o m / l o c a t e / j fl m

Original communication

Contribution to the determination of the place of death by drowning e


A study of diatoms' biodiversity in Douro river estuary
udia Ribeiro c, Joana Marques d,
Sara Coelho a, Patrícia Ramos b, Cla
Agostinho Santos a, c, e, f, *
a ^ni Monteiro, 4200-319, Porto, Portugal
Faculty of Medicine, Porto University, Al. Prof. Herna
b
LAQV/REQUIMTE, Department of Chemical Sciences, Laboratory of Applied Chemistry, Faculty of Pharmacy, Porto University, Rua de Jorge Viterbo Ferreira
228, 4050-313, Porto, Portugal
c
National Institute of Legal Medicine and Forensic Sciences, North Branch, Jardim Carrilho Videira, 4050-167, Porto, Portugal
d
CIBIO, Center for Investigation of Biodiversity and Genetic Resources, Campus Agra rio de Vaira
~o, 4485-661, Vaira
~o, Portugal
e
CENCIFOR e Forensic Science Center, Largo da S e Nova, s/n, 3000-213, Coimbra, Portugal
f
School of Health Sciences, Minho University, Campus Gualtar, 4710-057, Braga, Portugal

a r t i c l e i n f o a b s t r a c t

Article history: The role of the investigation of diatoms' presence in organs and body fluids of an individual found dead
Received 3 December 2015 in a liquid medium and the relevant contribution to the forensic diagnosis of drowning remain
Received in revised form controversial. Furthermore, the absence of an exact and well-defined method for diatoms' analysis makes
5 March 2016
its study a challenging task.
Accepted 1 April 2016
Available online 9 April 2016
Considering this medico-legal problem and the absence of forensic studies on this subject in Portugal,
this work aimed to determine the drowning place of dead individuals based on the analysis of diatom
species found in different tissues (lung, liver, kidney, bone marrow) and stomach content. Diatom species
Keywords:
Diatoms test
found in biological samples were compared with those present in the liquid medium where the corpses
Drowning were found. A total of 37 cases of death by drowning in Oporto metropolitan area were studied. A
Place of death determination seasonal database of the diatom species found in Douro river estuary was built based on water samples
Forensic investigation collected at nine selected places. Diatoms' extractions were performed by a chemical method using 37%
Douro river estuary (w/w) hydrochloridric acid for the biological samples and 96% (w/w) sulfuric acid for water samples.
Diatoms were found in 63% of total cases but only in lung and gastric content samples. The absence of
diatoms in other organs is probably related with a quick death, which may have stopped blood circu-
lation almost immediately, preventing diatom contamination of the other organs.
A strong relationship between the diatom species found in the biological samples and those found in
water samples of the respective drowning place was observed. Due to the high anthropogenic influence
on the Douro estuary no significant differences were observed between the five sampling places, making
it extremely difficult to determine the exact estuary location of the drowning.
The importance of the creation of a diatom database of the potential drowning places (e.g., rivers, seas,
lakes) becomes clear in this study. It also shows that, in cases of drowning, the collection of a water
sample from the drowning place is crucial. This is the only way to allow a rigorous comparison of the
diatom species in water and biological samples.
© 2016 Elsevier Ltd and Faculty of Forensic and Legal Medicine. All rights reserved.

1. Introduction result of drowning or not is a fairly simple task but it is not always
that easy to fully explain what actually happened.
From a forensic point of view, the diagnosis of drowning is a Drowning can be defined as a total submersion of the body or a
complex task and requires several complementary diagnostic tests. partial submersion of the respiratory orifices in a liquid medium.1,2
Determining whether a corpse found in a liquid medium died as a The drowning often occurs in water, which may be fresh, brackish
or salt water. The pathophysiology of drowning is specific and de-
* Corresponding author. National Institute of Legal Medicine and Forensic Sci- pends on unique characteristics of the fluid in which the individual
ences, North Branch, Jardim Carrilho Videira, 4050-167, Porto, Portugal. Tel.: þ351
is submerged.
222 073 850; fax: þ351 223 325 931.
E-mail address: asantosinml@yahoo.com (A. Santos).

http://dx.doi.org/10.1016/j.jflm.2016.04.007
1752-928X/© 2016 Elsevier Ltd and Faculty of Forensic and Legal Medicine. All rights reserved.
S. Coelho et al. / Journal of Forensic and Legal Medicine 41 (2016) 58e64 59

A drowning in fresh water, which is a hypotonic medium rela- October 2012 to June 2013. The specific sampling locations are
tive to plasma, causes hypervolemia, hemodilution with reduced signaled in the map (Fig. 1). Samples were collected in a 250 mL
serum electrolytes, such as sodium (Na) and chlorine (Cl). Hemo- sterile plastic container (DELTALAB, Spain.) and protected with
lysis occurs, leading to release of potassium (K). The increase in the aluminum foil until further treatment, as described by Taylor et al.9
plasma K concentration promotes fatal arrhythmias, namely ven-
tricular fibrillation. In seawater, which is hypertonic relative to
plasma, it causes an increase in osmotic gradient, thus increasing 2.2. Laboratory treatment of water samples
the entry of fluid into the alveoli, hypovolemia and hemoconcen-
tration occur with increasing concentration of ions such as Na, Cl Diatoms were extracted from water samples according to a
and magnesium (Mg). Since the oxygen regulation did not occurs, protocol developed elsewhere.19 Four replicas for each location
there is hypoxemia, hypercapnia and respiratory and metabolic were performed. Samples were centrifuged in a Heraeus-Labofuge
acidosis. Pulmonary edema appears within minutes. Cardiac III centrifuge at 3000 rpm during 15 min (Thermo Scientific, USA).
dysfunction occurs subsequently to changes in arterial pressure The supernatant was discarded and 20 mL of sulfuric acid at 96%
and acid-base balance.3e5 (Pronalab, Portugal) were added and left at room temperature for
The purpose of a forensic investigation in cases of drowning 24 h. Successive washes with diatom-free distilled water were
focuses on answering the following questions: the identification of performed with centrifugation at 3000 rpm for 15 min until the
the victim, the estimation of the postmortem submersion period, supernatant become completely translucent.
determination of the cause and mechanism of death and, finally,
understand if the drowning was vital or not, i.e., if the person was
2.3. Biological samples
dead or alive when entering into the water. Diatoms detection
could be interpreted as an unequivocal sign of drowning due to
A total of 37 cases of death by drowning followed by forensic
inhalation of these microorganisms present in almost all aquatic
autopsy in INMLCF-DN between November of 2012 and March of
environments.4,6
2014 were studied. Sample collection procedures were identical of
Diatoms are unicellular photosynthetic eukaryotic algae. These
those described by Hurlimann et al.12 All the autopsy tools were
organisms are established in a location with regard to the levels of
previously washed with a 2 N NaOH solution and special care was
nutrients, light intensity, mineral composition, temperature and
taken to prevent sample contamination.11 Samples from the right
depth. Changes in seasonality are an important factor leading to
lower and left upper lobes of lung, left side of liver and kidney
changes in the diatoms' distribution. Winter presents a number of
(approximately 200 g each), bone marrow (10 mL) and stomach
factors (e.g., short days, low temperature, low light intensity to
content (25 mL) were collected in a 250 mL sterile plastic container.
penetrate the water column) that cause a decrease in the diversity
Samples were stored at 10  C until further treatment.
of diatoms.6e8 Diatoms can be benthonic (substrates) or planktonic
(water column).7 Diatoms have a characteristic exterior siliceous
skeleton, called frustules formed by two overlapping valves. The
2.4. Laboratory treatment of biological samples
exterior valve is called epitheca, this in turn engages an inner valve
called a hypotheca.9,10 Due to the reduced dimensions of these
Samples were chopped after defrosting at room temperature
organisms, they can pass through pulmonary-alveoli capillaries
and digested with 20 mL of 37% hydrochloric acid (HCl) in a hot
through circulation and reach to the different organs of the body.4
water bath for 15e20 min accordingly to procedures described by
Several authors found diatoms in lungs, liver, kidney, bone marrow
other authors.17,20 Upon complete tissue digestion, samples were
and stomach.11e14
transferred to centrifuge tubes (DELTALAB, Spain) and centrifuged
Besides taking special care to avoid contamination of material,
at 3000 rpm for 15 min. The supernatant was discarded and the
reagents, workplace and samples, several other conditions should
pellet was washed successively with diatom-free distilled water
be fulfilled in order to consider the diatoms test as reliable and
until the supernatant become completely translucent.
accepted by the scientific community, namely a significant number
of diatom counts, which according to Sidari et al.15 and Ludes et al.16
should reach at least 20 diatoms (or 5 complete frustules8,15,16) per 2.5. Microscopic observation
100 mL of pellet obtained from 10 g of sample. The chosen method
for sample digestion should guarantee a good quantitative (diatoms Naphrax™ (Brunel Microscopes, UK) was the mounting medium
density) and qualitative (number of species) analysis.17 For a full used for permanent slide preparation. Slides were observed on an
taxonomic analysis, it is important to develop a comparative study optic microscope (Leica DM2500, Portugal), equipped with an im-
of diatoms recovered from the tissues/organs of the drowned body mersion lens allowing a magnification of 1000. Observation was
and the diatoms present in the water where the body was made in a zig zag way to avoid counting the same diatom twice. For
found.5,13,16 water samples, the number of slides observed ranged up to 300
The main goal of this study is to contribute to the identification complete diatoms per sample location.19 Regarding body samples,
of the site of drowning in the Douro river estuary through the the number of slides observed depended on the number of diatoms
comparative study of diatoms in real cases of drowning and those founded. An observation of, at least, twenty in the lungs and five
found in liquid medium. complete diatoms in the other organs was required.16
Note: All reagents and instruments were checked for
2. Materials and methods contamination.

2.1. Area of study and water samples collection


2.6. Taxonomic determination
Water samples (n ¼ 36) were collected based on the most
frequent locations of accidental or suicidal deaths by drowning Specialized bibliography was used to classify diatom species:
followed by forensic autopsy in National Institute of Legal Medicine literature21e26 and online databases27e29 regarding diatoms found
and Forensic Sciences, North Branch, Portugal (INMLCF-DN) since in fresh, brackish and salt water environments were consulted.
60 S. Coelho et al. / Journal of Forensic and Legal Medicine 41 (2016) 58e64

bida bridge; 4: Luís I bridge; 5: Areinho beach; 6:


Fig. 1. Map of Douro river estuary with target places of water sample collection.18 1: Luz beach; 2: Delta of the estuary; 3: Arra
Arnelas beach; 7: Above Crestuma dam; 8: Po  voa de Varzim beach; 9: Titan beach in Matosinhos.

2.7. Statistical analysis cases and seem to be characteristic of estuaries samples. The
drowning of the individual regarding case C21 occurred near the
Multivariate data was analyzed by means of Detrended Corre- location 4 but diatom species found in tissue samples were not
spondence Analysis (DCA) in Canoco for Windows version 4.5 correlated either with this or any other location.
(Microcomputer Power, USA). The cases C9 and C28 refer to deaths by drowning in the river.
According to Fig. 3(a), diatoms' profile found in organ samples of
3. Results the individual of case C9 is very similar to those found in water from
marine samples and high levels of A. minutissima were found.
Forty four genera and 223 species of diatoms were found in Although it is shown in Fig. 4 that diatoms' profile found in this case
water samples collected along Douro river estuary. Results of DCA is very similar to case C21 (a drowning occurred in the estuary), the
regarding the relationship between the sampling locations and the most abundant species in case C9 is A. lanceolata. Both species are
diatom species are showed in Fig. 2. Diatom species found in typical from fresh water. The main diatom species found in organ
samples from the estuary locations were very similar. The locations samples of case C28 were Cysclotephanos dubius and Achnanthes
2, 3, 4 and 7 have high concentration of Nitzschia palea and Aula- subatomoide (Fig. 4).
coseira granulata species. Gomphonema parvulum is the most Death by drowning of individuals of cases C33 and C11
abundant species in the Ferreira river. Water samples from location occurred at seawaters. In Fig. 3(b) it can be observed that case C11
S5 and S6 were rich in Cyclostephanos dubius and Achnanthes is characterized by the presence of C. dubius. In Fig. 4 this case is
minutissima, and Cyclotella meneghiniana, respectively. High con- characterized by presence of C. meneghiniana, Aulacoseira distans
centrations of Cocconeis placentula, Cocconeis neothumensis and and C. placentula. In Fig. 3(a) it can be observed that the diatom
Achnanthes subatomoides species were found in the marine loca- species found in tissue samples of the individual are the same to
tions (S1, S8, S9). those present in marine locations (A. minutissima and C.
Information regarding the 37 cases of death by drowning fol- placentula).
lowed by forensic autopsy in INMLCF-DN between November of The drowning of the individual regarding case C13 occurred in a
2012 and March of 2014 are summarized in Table 1. Diatoms were lake from a private propriety. The comparison of diatom's profile
found in 63% of these cases. Traumatic injuries were the cause of found in tissue and water samples allowed establishing, without a
death of 9 cases (24.3%). Although samples of lung, liver, kidney, doubt, that this lake was indeed the drowning location. In Fig. 3(b)
bone marrow and stomach content were analyzed, diatoms were it shows that Fragilaria elliptica was found in tissue samples of the
found only in lungs and stomach samples. drowned individual and water samples from this lake.
Corpses regarding cases C1, C15, C17, C18 and C21 were found in Tissue samples from drowned individual regarding case C12 are
estuarine locations. The drowning of the individual regarding case characterized by high concentration of C. dubius (Fig. 3(b)) but it is
C1 occurred in location 3 (Arr abida bridge). In Fig. 3(d) it is shown impossible to specify undoubtedly the drowning location. Besides,
that Fragilaria fasciculata is a diatom specie characteristic of this in Fig. 4 it is clear that tissue samples from this individual have the
location in the autumn. The drowning of the individual regarding same diatom species as other drowning cases occurred in brackish
case C15 occurred in location 4 (Luís I bridge) and C17 and C18 in waters and in water samples taken from the estuaries. The body of
location 5 (Areinho beach). C. dubius, Fragilaria crotonensis, Cyclo- the individual regarding case C19 was recovered from Ferreira
tella species and Achnanthes lanceolata characterize these three River. In Fig. 4 it can be observed that diatom species found in this
S. Coelho et al. / Journal of Forensic and Legal Medicine 41 (2016) 58e64 61

Fig. 2. DCA analysis of the relationship between the sampling sites and diatom species. Key: Red line circles: marine samples; black circles: estuarine samples; green rhombs: river
samples; empty circle: diatom species. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)

Table 1
Summary of the 37 drowning cases followed by forensic autopsy in INMLCF-DN between November 2012 and March 2014.

Case study Diatoms total counting/N species/N genus Discovery site Season Differential diagnosis of death Putrefaction Cause of death

1 36/9/9 3 A S H AS
2 224/17/10 Uk A Uk N AS
3 0/0/0 8 W S H AS
4 0/0/0 9 W Uk H AS
5 0/0/0 4 W S H TI
6 0/0/0 3 W S H TI
7 0/0/0 8 W S H AS
8 49/23/16 9 W Uk N Uk
9 15/9/6 10 W S N AS
10 0/0/0 3 W S H TI
11 91/23/13 1 Sp A N AS
12 52/11/7 5 Sp S N TI
13 99/10/4 11 Sp A N AS
14 0/0/0 1 Sp A N AS
15 38/7/6 4 Su A N AS
16 0/0/0 3 Su S N TI
17 183/28/14 5 Su Uk N AS
18 74/15/9 5 Su A N AS
19 26/7/6 10 Su S N TI
20 108/16/10 5 Su S H Uk
21 61/18/14 4 Su A N AS
22 0/0/0 8 Su Uk H AS
23 0/0/0 3 A S N TI
24 70/22/15 Uk A S N AS
25 0/0/0 10 A A N TI
26 10/6/5 10 A Uk H Uk
27 0/0/0 4 A Uk H AS
28 102/13/6 10 A S H AS
29 5/2/2 Uk W S N AS
30 13/7/7 Uk W S H AS
31 5/3/2 Uk W Uk N AS
32 30/13/12 Uk W A N AS
33 40/17/14 8 W Uk N AS
34 0/0/0 4 W S N TI
35 11/7/6 Uk W A N AS
36 0/0/0 10 W A N AS
37 3/3/3 10 W Uk N AS

Discovery site: 1: Luz beach; 2: Delta of the of estuary; 3: Downstream Arrabida bridge; 4: Downstream Luis I bridge; 5: Areinho beach; 6: Arnelas beach; 7: upstream
Crestuma dam; 8: Po voa de Varzim beach; 9: Titan beach in Matosinhos; 10: Ferreira River; 11: Private lake in Arcozelo; Uk: unknown; Season: W: Winter; Sp: Spring; Su:
Summer; A: autumn; Differential diagnosis of death: S: suicide; H: homicide, A: accident; Uk; Unknown; Putrefaction: H: high; N: normal; L: low; Cause of death: TI:
traumatic injuries; AS: asphyxia by drowning; Uk: unknown.
62 S. Coelho et al. / Journal of Forensic and Legal Medicine 41 (2016) 58e64

Fig. 3. Results of DCA regarding of human samples, water samples and diatom species in (a) winter (b) spring, (c) summer and (d) autumn.

Fig. 4. Results of DCA analysis of cases, water samples and diatom species correlation that occurred during a year. Red line circles are marine cases, black circles are estuaries cases,
green rhombs are river cases, the yellow rectangles are unknown cases and the red circle is the Arcozelo site. (For interpretation of the references to color in this figure legend, the
reader is referred to the web version of this article.)

case are the same to those present in other cases of drowning in regarding case C26. The body of this individual was recovered at
estuary location, with high content of A. minutissima. Ferreira river but only in Fig. 4 the diatom's profile seems identical.
Although a few diatoms were found in cases C8, C20 and C26, The specific location of death of six cases (C24, C29, C30, C31,
the autopsy could not establish the cause of death. Diatom species C32 and C35) was unknown but, by comparing the diatom species
found in organs of the individual of case C20, namely F. crotonensis, found in water samples, an estimation of the drowning place was
were the same to those found in water samples from location 4 performed. The body of individual of case C24 was recovered near
(Fig. 3(c)). According to Fig. 3(d), the species Eunotia minor was the the mouth of the estuary. Fig. 3(d) shows similarity between
most abundant found in organ samples from the individual diatom species found in this case and location 1 (Luz beach). The
S. Coelho et al. / Journal of Forensic and Legal Medicine 41 (2016) 58e64 63

main species found this case were A. distans and C. placentula The absence of diatoms in cases where they were expected to be
(Fig. 4). The body of case C29 was recovered in the Cabedelo beach found could be explained by several factors, including low con-
and it is possible to observe in Fig. 3(a) that A. minutissima is the centration of diatoms in the liquid medium, low liquid volume
characteristic species of this case. In Fig. 4 it is possible to observe inhaled, and diatom loss during sample preparation, as described
that the diatom species found in this case was also found in cases by Lunetta et al.34 Penetration of the diatoms in alveoli and blood
related to fresh and brackish waters. The body of case C30 was circulation during the drowning process depends partly on its
recovered in Sindicato beach, in Valadares, and the main diatoms shape and size, as well as on the possibility of their capacity to form
found in lung and stomach content samples were C. dubius and C. colonies. Therefore, the absence of diatoms in body samples should
meneghiniana (Fig. 3(a)). The corpses of the individuals regarding not be sufficient by itself to exclude the possibility of drowning. On
case C31 and C32 were both recovered from the beach. Diatoms the other hand, the presence of these organisms in the human body
profile found in these cases and marine water samples were similar, should not automatically point drowning as the cause of death.
with predominance of C. neothumensis (Fig. 4). Several authors demonstrated that a dead body placed into water
could present diatoms in lungs and stomach because a reduced
4. Discussion number of diatoms can enter by passive transport.33 In the present
study, diatoms were found in two out of nine cases which death
The Douro river estuary suffers from high anthropogenic pres- occurred by traumatic injuries and not by drowning (C12 and C19).
sures, namely high maritime traffic and pollution. Mucha et al.30e32 It is possible that diatoms entered the human body by passive
have developed several studies in the estuary focusing on the dy- transport or, although the cause of death was traumatic injuries, the
namics of phytoplankton and bacterioplankton, aiming to under- individual could have swallowed some water while still alive.
stand the impact of human activity, as well as to evaluate heavy The existence of a specific protocol to avoid contamination
metal contamination of intertidal banks in the estuary and the during sample preparation and the exclusion of false positive and
hydrodynamics and salinity intrusion. Given the similarity between negative results is also important.4,34 Díaz-Palma et al.20 demon-
sampling locations (as shown in Fig. 2), possibly due to anthropo- strated that a digestion with strong acids was less aggressive if the
genic actions, the diatoms' profile in Douro river estuary does not acid concentration were not too high and selected 20% (w/w) HCl.
allow to establish a stratification based on diatoms' composition However, 37% (w/w) HCl was chosen in the present study since that
that could be useful for determining the drowning place. A more gave us better results than 20, 25 and 30% (w/w) HCl
extensive study could give us a better support regarding the concentrations.
composition and variation over the years. The number of intact diatoms found in water samples from
Some diatoms species characteristics of fresh waters (A. distans marine locations was very low. This can be explained by the in-
and C. placentula) were found in some organ samples of individuals tensity of waves, which can rupture a great number of diatoms.
drowned in seawater (case C3 and C11). Their presence can be Furthermore, silica is less available in marine waters than in fresh
explained by the proximity between the drowning site and the waters and, consequently, marine diatoms are more sensitive to
mouth of estuaries, where there is a mixture of fresh and salt water. strong acids used in extraction procedures. Therefore, two protocol
Although Fig. 3(b) shows that F. elliptica, a fresh water species, modifications should be considered in future studies: the selection
was found in both samples of organs of the drowned individual of another method of extraction (e.g., enzymatic method with
regarding case C13 and water from the lake, in results of DCA proteinase K, as suggested by Ming et al.13) and the analysis of the
analysis in Fig. 4 are not concordant. This inconsistence can be chemical substances, present in seawater drowning medium, such
explained due to the collection of only one water sample from the as Na, Cl, K and bromide as proposed by Takahashi et al.35 and Inoue
lake and when the DCA was performed, results could be influenced et al.36
by other samples. This issue could be overcome with a seasonal As other authors have previously reported,4,34 our results also
collection of water sample of this location. confirm that the validity and reliability of the test of diatoms de-
Ludes et al.16 previously reported that, if the location where the pends on a quantitative and qualitative taxonomic concordance of
drowning occurred is known, the comparison between diatoms diatoms found in the corpse and in the liquid medium.
found in water samples from the site and lungs sample shows high This study demonstrated the importance of collecting water
concordance; if the drowning location is unknown, the matching is samples from the site where the drowning occurred in the moment
not so easy to perform. This could be explained by environmental of death, but it is also very important to have a database of the
changes occurring in the liquid medium (e.g., seasonal precipita- pelagic diatoms in the area around Porto, to compare it with cases
tion). The difficulty in the comparison could be overcome only with where the precise site of drowning is unknown (not only in the
a database of diatoms.16 In the present study the majority of estuaries but also in the small rivers around it and the beaches
drowning locations was known. It was possible to confirm the nearby).
drowning location using the data from the database built in this
study. However, regarding the cases where the local of drowning 5. Conclusion
was unknown, the matching was not as easy to be established.
If a person is still alive when the body enters the water, the In most of the cases of death by drowning analyzed in this study
diatoms will enter through the inhalation of water and by blood there was a positive correspondence between the diatom species
circulation they will set to several organs as the brain, kidneys, liver found in victim's tissues and the diatoms present in water samples
and bone marrow. Several authors argue that if no diatoms are collected at the drowning location. Although the results demon-
found in bone marrow, the diatom test can be questioned. However, strated that it is not possible to identify the precise location of
it is possible that the death occurred very quickly and, as the blood drowning in Douro river estuary, this study shows that, considering
circulation stopped, it did not allow the diatoms to reach to the diatom composition over the seasons and at different points of the
bone marrow. Krstic et al.33 explain that a quick death could avoid Douro river estuary and the sea coast it is possible to clearly
the penetration of diatoms in the bloodstream, and, consequently, distinguish whether the drowning occurred in fresh water or salt
to the rest of the organs. We believe that this can explain the water. Our results suggest that it is important to collect water
absence of diatoms in liver and kidney samples but more studies samples in the same day and at the same place where the drowning
should be performed to explain the process. occurred. Only combining these two procedures, the identification
64 S. Coelho et al. / Journal of Forensic and Legal Medicine 41 (2016) 58e64

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