Beruflich Dokumente
Kultur Dokumente
A BRADFORD BOOK
THE MIT PRESS
CAMBRIDGE, MASSACHUSETTS
LONDON, ENGLAND
( 2003 Massachusetts Institute of Technology
Preface xiii
commentary 1.1 The E¤ects of Early Injury to the Cortical Plate on Callosal
Connectivity Glenn D. Rosen 27
Morphometry 51
commentary 3.1 Size Di¤erences in the Callosum: Analysis Beyond the Main
E¤ects Patricia E. Cowell 64
vii
commentary 3.2 Individual Di¤erences in Corpus Callosum
Morphometry: To Normalize or Not to Normalize for Brain Size
Jeffrey M. Clarke 70
commentary 6.1 The Midline Fusion Hypothesis Is All Right But Cannot
Explain All Callosal Functions Giovanni Berlucchi 154
viii contents
editorial commentary 2 Current Directions in Physiological Studies of
Callosal Functions Marco Iacoboni and Eran Zaidel 232
contents ix
commentary 13.1 Water Under the Bridge: Interhemispheric Visuomotor
Integration in a Split-Brain Man Michael C. Corballis and
Bettina Forster 337
x contents
18 Functional Consequences of Changes in Callosal Area in Tourette’s Syndrome
and Attention Deficit/Hyperactivity Disorder M. Yanki Yazgan and
Marcel Kinsbourne 423
commentary 21.1 Learning to Read and Write Shapes the Anatomy and
Function of the Corpus Callosum Alexandre Castro-Caldas, Alexandra
Reis, Pedro Cavaleiro Miranda, and Eduardo Ducla-Soares 473
Contributors 529
contents xi
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PREFACE
This book originated in a NATO Advanced Science Institute held at Il Ciocco, Italy,
on September 1–10, 1996. The Institute was entitled ‘‘The Role of the Corpus Cal-
losum in Sensory-Motor Integration: Anatomy, Physiology and Behavior; Individual
Di¤erences and Clinical Applications.’’ There were nearly 100 participants from 25
countries, including leading researchers on callosal structure and function. Most of
the participants in the ASI contributed to this volume. Their original contributions
were written in 1996, but all have been revised and updated in 1999–2000. A few
additional contributors were invited to write new chapters on emerging relevant
topics, notably neuroimaging.
This volume, however, is not a conference proceedings. Instead, it is meant to
provide a unique perspective on the emerging field of Cognitive Neuroscience. It is
designed to do so in two ways. First, it summarizes the state of the art of research on
the human corpus callosum. Such treatment is sorely necessary because it has been at
least a decade since the publication of the most recent overview. One can trace the
development of human neuropsychology through the study of the corpus callosum,
which, in turn, illuminates the study of hemispheric specialization. Hemispheric
specialization remains a core problem in human neuropsychology because it recapi-
tulates any aspect of the human condition, from perception and emotion to memory
and language. Furthermore, hemispheric specialization and interhemispheric inter-
action serve as a model system for a fundamental problem of cognitive neuroscience:
the problem of modularity and of intermodular communication. The study of the
corpus callosum brings to this problem a neuroscientific arsenal, including neuro-
anatomy, neurophysiology, and behavior. The evolution of this study can be traced
through a series of classical books, all based on conference proceedings, starting with
Mountcastle’s 1962 edited volume, Interhemispheric Relations and Cerebral Dominance,
continuing with Russell, van Hof, and Berlucchi’s 1979 edited volume, Structure and
Function of Cerebral Commissures, and concluding with, Leporé, Ptito, and Jasper’s
edited 1986 volume, Two Hemispheres—One Brain: Functions of the Corpus Callosum.
These volumes tend to be spaced a decade apart, and we are now overdue for the
next installment. This book is meant to serve that role.
The second way this book is designed to provide a perspective on cognitive neu-
roscience is as an advanced didactic introduction to the field. Instead of providing a
standard introduction by discussing the various systems of the mind/brain, such as
perception, action, emotions, memory, language, and problem solving, this book uses
the case study approach. It focuses on the simplest possible sequence of perception-
decision-action as it occurs in the simple reaction time paradigm of Po¤enberger
(1912). The task could not be simpler: Press a button with one hand as soon as you
detect a patch of light in the periphery of the visual field. But when the patch occurs
in the visual field opposite to the responding hand, there must have occurred inter-
hemispheric transfer prior to response. Transfer of what? A visual input code? A
xiii
cognitive decision code? A motor response code? The book studies this task by con-
sidering, in turn, anatomical, physiological, and behavioral approaches, and by
combining animal models, normal human studies, and evidence from clinical popu-
lations. In this way, the book introduces the basic methods of cognitive neuro-
science, not in isolation but by focusing on the same central paradigm and problem.
Learning best occurs in context, when attempting to answer a specific question. This
book provides such a question-centered approach to cognitive neuroscience.
The format of the book is didactic and dynamic. Each of the five parts—anatomy,
physiology, behavior, clinical studies, and a case study of pure alexia—includes
several chapters that introduce the main findings, followed by commentaries that
discuss and amplify those presentations. Each part concludes with an editorial com-
mentary that summarizes the presentations and puts them in a larger context. These
commentaries are also used to extend the coverage to more cognitive approaches.
The view that emerges from the book is that simple reaction time is not simple
at all. The corpus callosum seems to consist of many parallel interhemispheric
channels for communication and control. Even sensorimotor cross-callosal transfer is
context-dependent and modulated by attention. This permits the two cerebral
hemispheres to assume any of a variety of states or degrees of mutual independence.
And that variety makes possible diverse cognitive processes.
This book owes its birth to NATO for generously making possible the original
meeting in the true spirit of international cooperation. But our deepest debt is to the
participants of the meeting, speakers and audience alike, who created a warm inter-
active atmosphere of a shared enthusiastic scientific exploration. Last but not least,
that exploration was aided immensely by the scenery, food, and wine of Tuscany.
This work was supported in part by NIH grant NS 20187. Linda Capatillo-Cunli¤
was indispensable in organizing the meeting. Ian Gizer, Eric Mooshagian, and
AnThu Vuong provided assistance in preparing the manuscript. Special thanks
also to Dr. Joseph Janeti for advice and support throughout this project. Finally, we
are indebted to Michael Rutter and Sara Meirowitz from MIT for their dedicated
editorial assistance.
REFERENCES
Leporé, F., M. Ptito, and H. H. Jasper, 1986. Two hemispheres—one brain: Functions of
the corpus callosum. In Neurology and Neurobiolog y, vol. 17. New York: Alan R. Liss.
Mountcastle, V. B. (ed.), 1962. Interhemispheric Relations and Cerebral Dominance. Baltimore:
Johns Hopkins University Press.
Poffenberger, A. T., 1912. Reaction time to retinal stimulation, with special reference to the
time lost through nerve centers. Arch. Psychol. 23:1–73.
Russell, I. S., M. W. van Hof, and G. Berlucchi (eds.), 1979. Structure and Function of Cerebral
Commissures. Baltimore: University Park Press.
xiv preface
THE PARALLEL BRAIN
The Cognitive Neuroscience
of the Corpus Callosum
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Introduction: Po¤enberger’s Simple Reaction
Time Paradigm for Measuring Interhemispheric
Transfer Time
eran zaidel and marco iacoboni
The Po¤enberger monograph input and motor response are controlled by the same
hemisphere (‘‘uncrossed’’ or ‘‘direct’’ conditions), and
In 1912 the experimental psychologist A. T. Po¤en- there is no need for callosal relay. However, when the
berger, Jr., then an Assistant in the Psychology De- Rh responds to an LVF input or the Lh responds to
partment at Columbia University, published a 73-page an RVF input, callosal relay is necessary (‘‘crossed’’ or
monograph entitled ‘‘Reaction Time to Retinal Stimu- ‘‘indirect’’ conditions). By subtracting reaction time
lation, with Special Reference to the Time Lost in Con- (RT) in the uncrossed condition from RT in the crossed
duction Through Nerve Centers.’’ The monograph was conditions and dividing by 2, we can obtain interhemi-
Volume 23 of the Archives of Psycholog y, edited by R. S. spheric transfer time (IHTT).
Woodworth, and it was also Volume XXI, Number 1 of Po¤enberger considered both homotopic and hetero-
the Columbia Contributions to Philosophy and Psycholog y. J. topic callosal channels, as well as noncallosal inter-
Mek and R. S. Woodworth supervised the study. This, hemispheric connections, that could mediate crossed
then, was work in the mainstream of American experi- responses but concluded, on empirical grounds, that the
mental psychology. The study measured the time it takes most likely callosal channel was an association tract con-
a simple neural signal to cross from one hemisphere to necting the motor areas in the two hemispheres through
the other as an example of ‘‘The time lost in the trans- the central portion of the corpus callosum.
mission of an impulse through a synapse within the hu-
man nervous system’’ (p. 2).
Assumptions The overall rationale of Po¤enberger’s
Anatomic Rationale Po¤enberger’s paradigm con- experiment presupposed that the measured RT could
sisted of unimanual key presses to indicate detection of be fractionated into several serial additive information-
lateralized light flashes, namely, simple reaction time processing stages with fixed processing latencies, to
(SRT). When the right hand (Rh) responds to light in the which Donder’s subtraction method could then be ap-
right visual hemifield (RVF) or the left hand (Lh) re- plied. Specifically, these stages do not a¤ect each other.
sponds to light in the left visual field (LVF), both sensory Thus, according to this logic, the response hand did
not a¤ect hemispheric decision time. (However, modern
work suggests that response hand blocking can prime the
eran zaidel Department of Psychology, University of Cali- opposite hemisphere, so decision times are no longer
fornia at Los Angeles, Los Angeles, California. symmetrical.) Po¤enberger also assumed that contra-
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
Neuropsychiatric Institute, Brain Research Institute, David
lateral motor control was faster than any possible
Ge¤en School of Medicine, University of California at Los ipsilateral motor control, so crossed responses must in-
Angeles, Los Angeles, California. corporate callosal relay.
1
Methods Po¤enberger used a light source mounted on P. Po¤enberger’s conclusion may be explained by his
the rim of a wheel driven by a motor and filtered and failure to observe comparable hand di¤erences in RT
exposed for 4 ms through an aperture in the middle of to foveal binocular stimulation.
a perimeter in front of the subject. Po¤enberger noted
that since it takes 165 ms to execute a saccade toward Manipulation of Visual Parameters Po¤enberger
the peripheral stimulus, the lateralization of the stimulus filtered the stimulus light source to create an input of
was guaranteed. Peripheral retinal stimulation was ac- pure white light, which could serve as a baseline for
complished by two methods. The first method required stimuli of di¤erent colors. But color was not manipu-
the subject to look straight ahead and then to move the lated in this experiment. Po¤enberger did manipulate (1)
eye gaze 45 sideways before each stimulus was pre- stimulus retinal eccentricity, (2) left-eye versus right-eye
sented at the center. The second involved rotating the viewing, (3) monocular versus binocular stimulation, and
subject’s chair and requiring the subject to fixate straight (4) body versus eye rotation for peripheral stimulation.
ahead for the duration of a set of trials. Of course, these Unfortunately, he found an e¤ect of these parameters on
methods introduced di¤erential possible spatial com- overall RT but did not study their e¤ect on the crossed-
patibility and hemispheric priming e¤ects. Po¤enberger uncrossed di¤erence (CUD).
tested four normal subjects, all graduate students in Plotting the RT for the four response hand (rh)
psychology at Columbia University. stimulus visual field (VF) combinations for subject T
Notable in its absence in the methodology was a hy- from Po¤enberger’s Table I (1912, pp. 44–45), we
pothesis testing statistical analysis of the significance of see diverse patterns and CUDs varying from 9.8 to
the results. 14.8 ms. There was a tendency for the CUD to increase
with decreasing eccentricities, but this may have been
Dominance Effects Po¤enberger correctly noted that confounded with a practice e¤ect, since the subject was
by averaging responses from both hands, possible e¤ects tested in order with progressively smaller eccentricities.
of manual dominance were neutralize. A simple argu- Inspection of Po¤enberger’s Table I suggests that nega-
ment was applied to the possible di¤erences in sensi- tive CUDs occurred only for crossed eye-hand combi-
tivity between the nasal and temporal hemiretinae and nations, that is, right eye–left hand and left eye–right
to possible ocular dominance. Since ocular dominance hand, especially for the 45 condition.
was believed to be related to hemispheric dominance, Exactly the same pattern emerges from a reanalysis of
this argument showed that relative hemispheric spe- the data of Jeeves and Dixon (1990) using target eccen-
cialization for visual perception (‘‘direct access’’) was tricities of 70 . This is true for right-handers using either
neutralized by Po¤enberger’s average and subtraction unimanual or bimanual responses, and it is also true for
method. Following (Liepmann and Maas, 1907), Pof- left-handers using bimanual responses. The e¤ect, then,
fenberger also considered the possibility that the left is invariant for handedness and type of motor response.
hemisphere (LH) was exclusively specialized for motor The most parsimonious explanation is that the visual
control. This would have invalidated the logic of the pathways that cross the chiasm are stronger than the
experiment. However, Po¤enberger rejected the possi- uncrossed pathways. This would work in concert with
bility that the LH controlled ‘‘coordinated movements,’’ the anatomical ipsilateral h-VF advantage when the
as were required in this experiment, on empirical responding hand is ipsilateral to the viewing eye (i.e.,
grounds. Lh-LE and Rh-RE), but it would work against the ana-
Po¤enberger noted that his subject, T, a right- tomical ipsilateral h-VF advantage when the responding
hander, responded faster by 0.6 ms with the right hand hand is contralateral to the viewing eye (i.e., Lh-RE or
to RVF targets than with the left hand to LVF targets. Rh-LE). This confound is eliminated in binocular view-
His subject, P, a left-hander, responded faster by 5.5 ms ing because the crossed pathways in the eye ipsilateral to
with the left hand to left visual field targets than with the the responding hand will likely dominate the response
right hand to right visual field targets. Po¤enberger latency. Thus, crossed pathways are always used, and
speculated that this shows a right visual field advantage, the algebraic model holds, provided that the crossed
that is, LH specialization, in T and a left visual field pathways are equally strong in both eyes.
advantage, that is, right-hemisphere (RH) specialization, Po¤enberger showed that RT to foveal stimulation
in P. However, this conclusion was curiously uncritical, was faster with binocular than monocular presentations.
since the observed pattern was equally consistent with a He rejected on empirical grounds the interpretation of
manual dominance e¤ect, that is, an overall right-hand this as being due to intensity di¤erences and suggested
advantage in T and an overall left-hand advantage in that it might have reflected a redundant target e¤ect
2 introduction
(‘‘the dynamogenic e¤ect’’). Unfortunately, he did not
analyze the e¤ect of binocularity on lateralized targets
and on the CUD.
4 introduction
10c. Lh-Rh: 2(OPR OPL Þ þ (CR LR CR RL )
11c. LVF-RVF: 2ðIPR IPL Þ þ (CRRL CRLR )
12c. [LVF-Rh] [RVF-Lh]: ðIPR IPL Þ þ
ðOPL OPR Þ þ
ðCRRL CRLR Þ
13c. [LVF-Lh] [RVF-Rh]: ðIPR IPL Þ þ
(OP R OPL )
A third possible scenario is that relay occurs after
motor programming, that is, at a ‘‘motor’’ stage, pre-
sumably through the anterior body of the corpus cal-
losum (Figure 2). Then the four VF rh conditions yield
the following:
1. LVF-Lh: V R þ DR þ MPR þ MR
2. LVF-Rh: V R þ DR þ MPR þ CRRL þ M L
3. RVF-Rh: V L þ DL þ MPL þ ML Figure 3. Overall visual field by response hand interaction of
a meta-analysis on simple reaction time to lateralized flashes
4. RVF-Lh: V L þ DL þ MPL þ CRLR þ M R (Marzi et al., 1991). Lh ¼ left hand, Rh ¼ right hand, LVF ¼
We can incorporate V, D, and MP into one hemispheric left visual field, RVF ¼ right visual field.
component, P, and get the following:
1m. LVF-Lh: PR þ MR 9. RVF CUD: ðMR ML Þ þ MPL þ CR LR
2m. LVF-Rh: PR þ CR RL þ M L 10. Lh-Rh: ðDR DL Þ þ ðCRLR CRRL Þ
3m. RVF-Rh: PL þ ML 11. LVF-RVF: 2ðVR VL Þ þ ðDR DL Þ þ
4m. RVF-Lh: PL þ CR LR þ M R ðCRRL CRLR Þ
5m. CUD: (CRRL þ CRLR Þ o 2 12. crossed di¤.: ðVR VL Þ þ ðML MR Þ þ
6m. Lh CUD: ðPL PR Þ þ CRLR ðCRRL CRLR Þ
7m. Rh CUD: ðPR PL Þ þ CRRL 13. uncrossed di¤.: ðVR VL Þ þ ðDR DL Þ þ
8m. LVF CUD: ðML MR Þ þ CR RL ðMR ML Þ
9m. RVF CUD: ðMR ML Þ þ CR LR
Of course, the CUD is no longer an estimate of IHTT!
10m. Lh-Rh: 2ðMR ML Þ þ ðCRLR CRRL Þ
In particular, if D R is large enough in relation to D L ,
11m. LVF-RVF: 2ðPR PL Þ þ ðCRRL CRLR Þ
then the CUD is negative!
12m. [LVF-Rh] [RVF-Lh]: ðPR PL Þ þ
ðML MR Þ þ
ðCRRL CRLR Þ Marzi’s Meta-analysis Marzi, Bisiacchi, and Nico-
13m. [LVF-Lh] [RVF-Rh]: ðPR PL Þ þ letti (1991) carried out a meta-analysis of SRT studies
ðMR ML Þ and obtained the pattern shown in Figure 3. In addition
to the standard significant rh VF interaction, they
It is also possible that relay occurs through di¤erent
found an overall LVF advantage and an overall Rh ad-
channels in the two directions. Suppose CRLR is motor
vantage. There was also an asymmetry in the crossed
but CR RL is visual. Then the four VF rh conditions
conditions, with selectively long RVF-Lh responses and
yield the following:
no di¤erence between the two uncrossed conditions.
1. LVF-Lh: VR þ DR þ MR These results mean that ½10v > 0, ½11v < 0, ½12v < 0,
2. LVF-Rh: V R þ CR RL þ D L þ MPL þ M L and ½13v A 0. It follows from equations 10 v –13v that
3. RVF-Rh: VL þ DL þ ML the meta-analysis is simultaneously consistent with all of
4. RVF-Lh: V L þ CR LR þ D L þ MPL þ M R the following three e¤ects: (1) asymmetric transfer, (2)
Then we have the following: asymmetric hemispheric processing of the visual input,
and (3) asymmetric hemispheric motor programming
5. CUD: ½ðDL DR Þ þ 2MP L þ and response. In fact, assuming that CR RL < CRLR , the
ðCRRL þ CRLR Þ o 2 inequalities above yield P L < PR and VR < VL . But the
6. Lh CUD: ðVL VR Þ þ ðDL DR Þ þ CR LR meta-analysis is also consistent with symmetric trans-
7. Rh CUD: ðVR VL Þ þ MP L þ CR RL fer and asymmetric processing: CRLR ¼ CRRL , V R < VL
8. LVF CUD: ðDL DR Þ þ ðML MR Þ þ and P R > PL . Thus, the meta-analysis does not imply
MPL þ CR RL asymmetry in relay.
6 introduction
manipulations can be shown to have disparate e¤ects on ments of proximal and distal parts of the arms as inferred
the CUD, while having comparable e¤ects on overall from simple reaction time to lateralized light stimuli in man.
Exp. Brain Res. 38:197–204.
reaction times, then transfer is probably occurring along Fodor, J. A., 1983. The Modularity of Mind. Cambridge, Mass.:
visual pathways that are more sensitive to one of the two The MIT Press.
parameters (assuming that the same pathway mediates Godbout, J. A., A. Achim, and C. M. J. Braun, 1995. Modu-
transfer in both manipulations). lation motrice des dynamiques interhémisphériques dans le
Table 1 summarizes the e¤ects of visual, motor, and paradigme de Po¤enberger [Abstract]. Comptes Rendus du
18ième Congrès de la Société Québécoise de Recherche en Psychologie,
attentional parameters on the CUD in normal subjects
Ottawa, p. 72.
in studies extending up to 1995. The informative cases Iacoboni, M., and E. Zaidel, 1995. Channels of the corpus
are those in which the manipulation a¤ects overall callosum: Evidence from simple reaction times to lateralized
RT. The standard visual parameters are intensity and flashes in the normal and the split brain. Brain 118:779–788.
eccentricity, and they usually a¤ect overall RT but not Jeeves, M. A., and N. F. Dixon, 1970. Hemisphere di¤erences
in response rates to visual stimuli. Psychonomic Sci. 20:249–
the CUD. St. John and colleagues (1987) did find an ef-
251.
fect of eccentricity on the CUD, but the di¤erence was Jeeves, M. A., and A. D. Milner, 1987. Specificity and plas-
small (e.g., a 0.9 ms longer CUD at 2 than at 15 ), and ticity in interhemispheric integration: Evidence from callosal
the majority of subjects did not show it. agenesis. In Duality and Unity of the Brain: Unified Functioning and
Attentional parameters include blocking of target VF, Specialisation of the Hemispheres. Wenner-Gren International Sym-
posium Series, Volume 47, D. Ottoson, ed. Basingstoke: Mac-
spatial uncertainty of target location, redundancy gain,
millan, pp. 416–441.
and precuing of target location. Again, there are e¤ects Kinsbourne, M., and M. Fisher, 1971. Latency of uncrossed
on overall latency but not on the CUD. Motor manipu- and of crossed reaction in callosal agenesis. Neuropsychologia
lations include bimanual responses, alternating fingers 9:471–473.
or alternating hand responses, and number of response Liepman, H., and O. Maas, 1907. Fall von linksseitiger Agra-
presses. In contrast to visual and attentional parameters, phie and Apraxie bei rechtsseitiger Lähmung. J. Psychol.
Neurol. 10:214–227.
motor manipulations do a¤ect the CUD. This is con- Lines, C. R., M. D. Rugg, and A. D. Milner, 1984. The ef-
sistent with conclusion that interhemispheric transfer in fects of stimulus intensity on visual evoked potential esti-
the SRT paradigm of Po¤enberger is at a late, motor, mates of interhemispheric transmission time. Expl. Brain Res.
information-processing stage. 57:89–984.
The algebraic model of the CUD assumes strong Marzi, C. A., P. Bisiacchi, and R. Nicoletti, 1991. Is inter-
hemispheric transfer of visuomotor information asymmetric?
modularity and might not be valid. However, as a
Evidence from a meta-analysis. Neuropsychologia 29:1163–
strong theoretical position, it serves to clarify oppos- 1177.
ing accounts of the CUD and to focus disconfirming Milner, A. D., and C. R. Lines, 1982. Interhemispheric path-
evidence. ways in simple reaction time to lateralized light flash. Neuro-
psychologia 20:171–179.
Poffenberger, A. T., 1912. Reaction time to retinal stimula-
REFERENCES
tion, with special reference to the time lost in conduction
Aglioti, S., B. Berlucchi, R. Pallini, G. F. Rossi, and G. through nerve centers. Arch. Psychol. 23:1–73.
Tassinari, 1993. Hemispheric control of unilateral and bi- St. John, R., C. Shields, P. Krahn, and B. Timney, 1987. The
lateral responses to lateralized light stimuli after callosotomy reliability of estimates of interhemispheric transmission
and in callosal agenesis. Exp. Brain Res. 95:151–165. times derived from unimanual and verbal response latencies.
Berlucchi, G., W. Heron, G. Rizzolatti, and C. Umiltà, Hum. Neurobiol. 6:195–202.
1971. Simple reaction times of ipsilateral and contralateral Trope, I., B. Fishman, R. C. Gur, N. M. Sussman, and R. E.
hand to lateralized visual stimuli. Brain 94:419–430. Gur, 1987. Contralateral and ipsilateral control of fingers
Boring, E. G., 1950. A History of Experimental Psychology, 2nd ed. following callosotomy. Neuropsychologia 25:287–291.
Englewood Cli¤s, N.J.: Prentice-Hall. Woodworth, R. S., 1938. Experimental Psychology. New York:
Braun, C. M. J., S. Daigneault, S. Miljours, and A. Du- Holt.
fresne, 1995. Does hemispheric relay depend on attention? Zaidel, E., 1983. Disconnection syndrome as a model for
Am. J. Psychol. 108:527–546. laterality e¤ects in the normal brain. In Cerebral Hemisphere
DiStefano, M., M. Morelli, C. A. Marzi, and G. Berlucchi, Asymmetry: Method, Theory and Application, J. Hellige, ed. New
1980. Hemispheric control of unilateral and bilateral move- York: Praeger, pp. 95–151.
abstract Recently, the anterograde transport of biocytin, The available electrophysiological and neurochemical
coupled with computerized three-dimensional reconstruction evidence unequivocally establishes that the vast majority
and analysis, has allowed a detailed description of the mor- of these axons establish excitatory synapses. However,
phology of the terminal arbors of callosal axons interconnect-
ing the visual areas of the cat. Callosal axons are specific in some axons probably terminate on inhibitory neurons
their topographical distribution both across areas and within and therefore have an inhibitory action on their targets
each area. Furthermore, they distribute di¤erent numbers of (reviewed in Innocenti, 1986; Payne, 1994; Conti and
boutons to their various target sites. On the basis of computer Manzoni, 1994). The existence of a few directly inhibi-
simulations the geometry of most callosal axons appears tail- tory callosal axons seems probable in the cat (Hughes
ored to the task of activating their targets in precise synchrony.
and Peters, 1992).
The latter aspect of the morphology of callosal axons may be
important for generating assemblies of coactive neurons in the Second, each cortical area is connected with the cor-
two hemispheres during visual perception. Callosal axons dif- responding area (homotopic callosal connections) and
ferentiate in stages, each characterized by a combination of with noncorresponding areas in the contralateral hemi-
target-aimed and exuberant growth. The latter is corrected sphere (heterotopic callosal connections; see Figure 1.2).
by regressive events that eliminate large numbers of callosal
Third, each area is callosally connected to its own
axons, their branches, and synapses. Together, target-aimed
and exuberant growth progressively restrict the arbors to their characteristic set of other areas. For example, the 17/18
sites of termination. The role of vision in the development region of the cat is connected to the contralateral 17/18
of callosal axons is documented by the finding that binocular region as well as to peristriate areas such as 19 and 21a,
deprivation of vision by suture of the eyelids decreases the the suprasylvian visual areas (Segraves and Rosenquist,
number of juvenile callosal connections that are stabilized into 1982), and, in addition, to the insular cortex and to the
adulthood and stunts the development of the individual arbors.
claustrum (unpublished). The connections are usually
reciprocal, and in general, areas that are callosally con-
The corpus callosum interconnects mainly cortical neu- nected are also connected intrahemispherically (Figure
rons of the two cerebral hemispheres and is by far the 1.3). This suggests that areas in opposite hemispheres
largest fiber tract in the brain. It consists of about 23 might communicate through a number of alternative
million axons in the cat (Berbel and Innocenti, 1988) intrahemispheric and interhemispheric routes, which
and about 56 million in the rhesus monkey (LaMantia might become di¤erentially active in di¤erent functional
and Rakic, 1990a). conditions.
Callosal connections are organized according to a Fourth, callosal connections are unevenly distributed
number of specific rules, some of which have been across the cortical areas (Figure 1.4; reviewed in In-
known for several years. nocenti, 1986; Kennedy et al., 1991). In the visual sys-
First, in all species the majority of callosal axons tem, callosal connections are restricted near the border
originate from pyramidal neurons in layer III (Figure between areas 17 and 18. This region represents the
1.1). The infragranular layers V and VI contribute ax- vertical meridian of the visual field and, in the cat, up
ons to some callosal projections, particularly to feedback to 20 degrees of visual field along it (Payne, 1994). A
projections from higher to lower areas (reviewed in In- similarly restricted distribution of callosal connections
nocenti, 1986; Kennedy, Meissirel, and Dehay, 1991). is found in the primary somatosensory areas, along the
representation of the body midlines, although part of the
forepaw representation is also callosally connected. In
giorgio m. innocenti Division of Neuroanatomy and Brain addition to what was mentioned above, a di¤erent den-
Development, Department of Neuroscience, Karolinska In-
stitutet, Stockholm, Sweden. sity of callosally projecting neurons was found in regions
raymond bressoud Institut de Biologie Cellulaire et Mor- of the primary visual and somatosensory areas rep-
phologie, Lausanne, Switzerland. resenting di¤erent sectors of the sensory peripheries
11
Figure 1.1. Schematic representation of layers of origin and
type of callosal connections. In general, callosal axons origi-
nate from pyramidal neurons located above layer IV; fewer
axons originate below layer IV. Most callosal axons are ex-
citatory (þ and forked termination), although some of them
probably terminate on inhibitory neurons ( and small tri-
angles). A few nonpyramidal inhibitory neurons appear to es-
tablish callosal connections. For further explanations, see the Figure 1.3. Schematized pattern of callosal connectivity among
text. areas, four of which are represented for each hemisphere. As
exemplified by the two shaded ones, each area forms callosal
connections with a restricted set of contralateral areas; homo-
topic callosal connections are between corresponding areas,
heterotopic connections between noncorresponding areas. The
latter normally include areas that also receive intrahemispheric
connections. For further explanations, see the text.
Operations implemented by individual callosal axons were found to establish diverging projections to either
side of the contralateral 17/18 border but not (or very
Mapping Callosal axons implement connectional maps rarely), in addition, to other visual areas (Houzel et al.,
between the hemispheres. At the cellular level, this im- 1994; Bressoud and Innocenti, 1999). Similar results had
plies spatial transformations between the location of the been obtained with double retrograde labeling for cal-
cell body of origin and that of the terminal boutons of losal projections to 17/18 and suprasylvian areas (Seg-
individual axons. The mapping applies at di¤erent levels raves and Innocenti, 1985). Furthermore, callosal and
of cortical organization. intrahemispheric corticocortical projections from areas
17 and 18 originate from di¤erent neurons. This applies
Among-areas mapping As mentioned above, each cortical even in the case of projections to homologous areas of
area establishes both homotopic and heterotopic con- the two hemispheres such as those from areas 17 and 18
nections with areas of the contralateral hemisphere. The to the lateral suprasylvian areas (Segraves and In-
question is whether the same cortical neuron can supply nocenti, 1985). Comparable results were obtained in the
both homotopic and heterotopic callosal connections monkey (reviewed in Kennedy et al., 1991). Although
through bifurcating axons. In the visual system of the callosally projecting neurons also have initial axon col-
cat, which is apparently the only system that has been laterals, these seem to remain confined relatively close to
studied to this day, mature axons from areas 17 and 18 their cell body (Innocenti, 1980). Other callosal axons
individual callosal axons have been seen to converge, at smallest was found for those to area 21a (Bressoud and
least partially onto the same target sites (Houzel et al., Innocenti, 1999) (see Figure 1.7). The degree of diver-
1994; Bressoud and Innocenti, 1999). For the time gence of callosal axons might be related to the magnifi-
being, only the values of divergence of callosal axons cation factor of the retinotopic maps and to the size of
originating near the 17/18 border are known, to some individual receptive fields in the di¤erent areas. Given
extent. In the 17/18 region of the cat, individual axons the large receptive fields found in area 18 and in the
can span tangentially between 100 mm 2 and several suprasylvian area, the divergence of callosal axons does
thousand mm 2 (Houzel et al., 1994), with the greatest not necessarily imply a mismatch between the retinal
values of divergence in area 18. The degree of axonal location of the receptive field of callosal axons and that
divergence also varies among the callosal axons to the of its target neurons.
extrastriate visual areas. The highest divergence was The corticotopic mapping implemented by callosal
found for axons to the lateral suprasylvian areas (prob- axons in the primary visual areas might be the substrate
ably equivalent to area MT in the monkey), and the for coarse stereopsis along the vertical meridian (dis-
Higher-order mapping Diverging callosal axons also im- Weighting Individual callosal axons do not contribute
plement mapping rules at levels of cortical organization the same number of boutons to di¤erent terminal col-
beyond those considered above. Individual axons to the umns. They also contribute di¤erent numbers of bou-
primary visual areas, to area 19, and to the visual areas tons to the di¤erent layers and can distribute to di¤erent
in the suprasylvian sulcus of the cat often terminate with layers in di¤erent columns. This applies to callosal axons
multiple clusters of boutons 300–600 mm across and to areas 17 and 18, as well as to those to extrastriate vi-
separated by spaces 120–2770 mm wide (Houzel et al., sual areas (Houzel et al., 1994; Bressoud and Innocenti,
1994; Bressoud and Innocenti, 1999). The volumes 1999). Usually, one or two of the columns receive many
containing the callosal boutons are called terminal col- more boutons than the others. The maximal di¤erence
umns. The visual areas, like most cortical areas, are or- in the number of boutons found thus far across columns
ganized in ‘‘columns’’ of neurons with similar functional is about 1–50. Ratios of 1–10 or 1–20 are frequent
properties. Callosal axons appear to respect, in their (Houzel et al., 1994). The number of boutons per col-
terminal distribution, this columnar organization. In- umn is presumably determining the strength of the ex-
deed, it was demonstrated electrophysiologically that citatory drive of the axon, the so-called synaptic weight
neurons in the primary visual areas have the same ori- of the axon in a given ‘‘terminal column.’’ Therefore, the
entation specificity in the callosally as well as in the action potentials transmitted by a callosal axon might be
geniculocortically activated part of their receptive fields di¤erentially weighted at its sites of termination by the
(Berlucchi and Rizzolatti, 1968). This suggests that, as number of contacts. Unfortunately, nothing is known
intra-areal axons and axons from area 17 to area 18 of about the size of the callosal terminal boutons, their
the same hemisphere (Gilbert and Wiesel, 1989), callo- vesicular content, synaptic protein composition, quantal
sal axons interconnect cortical columns that recognize properties of transmitter release, and so on. All of these
identical orientations of the visual stimulus. Further could also contribute to the synaptic weight of the axon
studies of the specific column-to-column connectivity in at its di¤erent sites of termination.
the di¤erent areas might clarify the previously discussed
discrepancies among di¤erent studies, concerning the Temporal Transformations Several lines of evidence
existence of segregated columns of callosally projecting point to temporal parameters as a fundamental aspect of
neurons in cortical areas (Innocenti, 1986). Blurred col- neural processing. Thus, neuronal subsystems charac-
umns of callosally projecting neurons were seen with terized by the di¤erent conduction velocities of their
retrograde transport in these areas (Boyd and Matsu- axons exist in both the sensory and motor systems and
bara, 1994), while the identification of callosal terminal implement di¤erent functions. In the visual system,
columns required the analysis of single axons. faster-conducting axons appear to be involved in motion
Presumably, callosal axons implement still higher analysis, slower axons in form discrimination (Living-
levels of topographical mapping. In several instances the stone and Hubel, 1987). Furthermore, temporal trans-
diameter of the terminal clusters of callosal axons is in- formations within the arbors of individual axons or
ferior to what would be expected if the boutons were to between arbors belonging to di¤erent axons seem to be
occupy entirely one orientation column. Thus, only part relevant for neural function. In the auditory system of
of a column might receive callosal axons. Furthermore, birds, axons to the nucleus laminaris implement delay
callosal axons usually do not distribute to all layers in lines by distributing their action potentials to di¤erent
their site of termination, although in some cases they targets with nonzero time lags (Carr and Konishi, 1990).
do. Most frequently, only the supragranular and in- Elsewhere, the di¤erent conduction length seems to be
fragranular layers receive boutons, not layer IV. This compensated by changes in axon diameter. This is true
points to some complementarity between callosal axons in systems as di¤erent as the motor neurons controlling
and other a¤erents specific for layer IV, for example, the electric organ of fish (Bennett, 1968), the climbing
thalamocortical axons or the recurrent projections from fiber projection from the inferior olive to the cerebellar
layer VI. It also points to levels of organization of cor- Purkinje cell (Sugihara, Lang and Llinas, 1993), and the
tical organization, which ought to be elucidated in the intraretinal part of ganglion cell axons (Stanford, 1987).
future. The degree of temporal precision necessary for neural
Finally, it is not known whether the callosal axons operations has been a matter of debate, particularly for
synapse specifically on a given cell type. However, they cerebral cortex. The issue is whether cortical neurons
1991). More information on this issue might arise from work (reviewed in Innocenti, 1986, 1991), the callosally
the study of axonal growth in acallosal strains of mice projecting neurons are also di¤erent from the intra-
(Ozaki and Wahlsten, 1993). hemispherically projecting ones. In the rat, callosally
Although at this stage the callosal axons are produced projecting neurons are also di¤erent, at this stage, from
in excess, their growth is not unconstrained. Confirming the subcortically projecting neurons in the same area
previous results obtained with retrogradely transported (Koester and O’Leary, 1993). On the whole, it seems
axonal tracers (reviewed in Innocenti, 1986, 1991), most unavoidable to conclude that there might be subsets of
individual axons from areas 17 or 18 were found to grow intrinsically di¤erent cortical neurons and, in particular,
either to the contralateral homologous areas, to area of callosally projecting neurons. The growth of their ax-
19, to area 21a, or to the visual suprasylvian areas. ons appears to be di¤erently regulated by substrate cues,
Some axons, however, establish early branches to more resulting in specific projection patterns to the various
than one area. As in the adult, these axons appear areas of the contralateral hemisphere. This hypothesis is
to be more numerous in the projections to extrastriate strengthened by the occasional observation of abrupt
visual areas (Aggoun-Zouaoui and Innocenti, 1994; In- corrections in the trajectory of some of the axons after
nocenti and Bressoud, 1999). On the basis of previous they had grown for some distance toward the ‘‘wrong’’
In their paper, Innocenti and Bressoud elegantly de- removal of portions of the frontal cortex results in sig-
scribe the development and final disposition of individ- nificant displacement of connections (Goldman and Gal-
ual callosal axons. They emphasize that these axons kin, 1978). There is additional evidence that neuropath-
rarely subsume point-to-point interactions between ological events occurring during the period of neuronal
homologous regions of the cerebral cortex but probably migration to the cortex might have profound e¤ects both
activate distinct neuronal populations (Houzel, Milleret, on the eventual laminar disposition of neurons and on the
and Innocenti, 1994; Innocenti, Aggoun-Zouaoui, and patterns of intrinsic connectivity. For example, injection
Lehmann, 1995). Using simulations, Innocenti and col- of ibotenic acid into the visual cortex of cats on postnatal
leagues further point out that as far as optimal spatio- days 2 and 3 causes death primarily of infragranular
temporal resolution is concerned, these elaborate patterns neurons and the subsequent formation of microgyric-
of axonal arborization are not the ‘‘most economical’’ like cortex (Innocenti and Berbel, 1991a). Furthermore,
possible and are therefore most likely the result of se- this microgyric cortex receives projections from audi-
quential processes of exuberance and retraction during tory areas AI and AII—projections that are normally
development (Innocenti, Lehmann, and Houzel, 1994). eliminated during development (Innocenti and Berbel,
Toward that end, four stages of callosal development are 1991b). Cerebral hypoxia, induced by neonatal carotid
outlined, each of which is characterized by these periods ligation in cats, results in a marked increase in e¤erent
of exuberance and specification. Further, at each of projections from visual cortex to the opposite hemisphere
these stages, there are a number of intrinsic and extrinsic (Miller et al., 1993). Finally, disturbed interhemispheric
factors that can a¤ect the eventual disposition of axonal connectivity has been associated with a spontaneously
arbors (Innocenti, 1995). In this commentary I will con- occurring microgyrus in the rat (Rosen et al., 1989a).
centrate on one of these factors: the e¤ects of early Specifically, four-layered cortex was seen surrounding a
damage to the cerebral cortex on the formation of cal- microsulcus consisting of infolded, fused molecular layers
losal connectivity. and containing ectopic neurons. The pattern of callosal
It has long been known that damage to the brain termination within this microgyrus did not show the
during development a¤ects typical patterns of neuronal normal pattern of lamination; in its place was a band of
connectivity. In hamsters, unilateral neonatal lesions of dense axonal termination with projection-rich bridges to
the superior colliculus result in restructuring of a¤erent deeper cortical layers (Rosen et al., 1989a).
connections (Schneider, 1981). Specifically, these lesions Because spontaneously occurring microgyria are rare
cause optic fibers to cross the midline, where they com- in experimental animal species, a method for inducing a
pete successfully for available terminal space in the in- microgyrus would be a useful tool to further evaluate the
tact superior colliculus. In monkeys, prenatal unilateral connectional consequences of focal cortical lesions dur-
ing neuronal migration. Regions of focal cerebrocortical
microgyria are reliably induced in neonatal rat neo-
glenn d. rosen Dyslexia Research Laboratory and Charles cortex by placement of a freezing probe on the skulls of
A. Dana Research Institute, Beth Israel Deaconess Medical
Center; Division of Behavioral Neurology, Beth Israel Dea-
newborn rats (Dvorák and Feit, 1977; Humphreys et al.,
coness Medical Center, Boston, Massachusetts; Harvard Med- 1991). We have explored the e¤ect of these induced mi-
ical School, Boston, Massachusetts. crogyria on patterns of interhemispheric connectivity in
27
two series of experiments. In the first experiment, we cut densely most often in the medial portions of the micro-
the corpora callosa of microgyric rats and stained for gyrus or avoided it entirely (Rosen et al., 2000).
degenerating axon terminals; in the second experiment, These results may best be considered in the light of
we injected tracers (biotinylated dextran amine: BDA) knowledge of the ontogeny of callosal connectivity. Dur-
directly into microgyria and into homologous regions of ing early development, callosal cells of origin are repre-
the opposite hemisphere. sented di¤usely in the neocortex (Innocenti and Clarke,
The first of the series of experiments showed that the 1984), and as the brain matures, they become restricted
most obvious changes in the patterns of callosal axonal to discrete columnar and laminar locations. Axons of
terminations occurred in and around the areas of the these cells cross the midline of the corpus callosum be-
neocortical microgyria. There was an increase in the tween P0 and P3 in the rat. They are di¤usely distri-
density of callosal terminations in the microgyrus when buted beneath the cortical plate until they begin to
it was located in an area that normally received callosal penetrate it widely (but not homogeneously) between P3
terminations. In general, however, this increase was not and P6 and reach their mature pattern by P12. This
as striking as that seen in the previously reported spon- progressive restriction of both callosal cells of origin and
taneous microgyrus (Rosen et al., 1989a). Exuberant their terminations is thought to result from axonal prun-
patches of callosal termination were found immediately ing rather than from the death of neurons. It is therefore
medial or lateral to the region of microdysgenesis that possible that the increase in a¤erent connectivity to
either were not seen in homologous regions of control these injured areas could be the result of the preserva-
brains or were gross distortions of patches that were tion of processes that would normally be eliminated.
normally present. There was a decrease in the pattern of Nerve growth factor and other trophic factors are re-
axonal terminations in the entire contralateral hemi- leased during injury to nervous tissue, and the presence
sphere when compared either to controls or to the pat- of such trophic factors in the area of a lesion may di-
terns of termination within the ipsilateral hemisphere. minish ontogenetic axonal pruning. The increased num-
Areas lateral to the homologous regions also showed a ber of callosally projecting neurons that are seen in the
relative decrease in axonal degeneration, although there cats with carotid ligation would presumably also reflect
was relative preservation of callosal terminations in areas increased survival of developmentally transient projec-
medial to the homologous area (Rosen et al., 1989b). tions, a phenomenon that is directly demonstrated by
To confirm and extend these findings, we injected Innocenti and Berbel (1991b) in ibotenic-injected cats.
an in vivo tracer (BDA) into the microgyric and control Alternatively, it could be that the increase in hetero-
cortices of adult animals. In these animals the micro- topic connections is the result of increased sprouting of
gyria were placed into the primary somatosensory cortex axodendritic processes. If increased sprouting were the
(Par1, HL, and FL; after Zilles, 1985). In general, we primary cause of the increase, then one would not ex-
found patterns of interhemispheric connectivity that pect di¤erences in the number of neurons projecting to
were consistent with the results reported above. In com- the lesioned area from the opposite hemisphere when
parison to controls, there was an overall decrease in compared to the projections seen in undamaged brains.
e¤erent projections from the microgyric cortex to the Although we have not addressed this issue in these ex-
opposite hemisphere. A finding of perhaps greater in- periments, Miller and colleagues have seen an increase
terest involved the specific locations of the callosal pat- in such callosally projecting neurons to hypoxic-ischemic
terns of termination in the microgyric animals. In visual cortex (Miller et al., 1993). On the other hand, in
control (sham lesioned) cases we found the expected re- the current paper, Innocenti shows that the presence of
sults, namely, that homotopic callosal projections were heterotopic callosal projections in visual cortices can re-
the rule. In the microgyric cases, on the other hand, we sult from axonal sprouting. Although we can’t yet make
found appropriately directed connections to homotopic definitive statements, it appears unlikely that axonal
areas in some but not all rats. Thus, there was often a sprouting alone is a major factor in the increase of af-
significant diminution or complete absence of homo- ferent connections to the damaged hemisphere.
topic callosal fibers in the opposite hemisphere. In ad- Finally, these abnormal connections might reflect
dition, heterotopic projections to frontal and secondary transient projections that are normally eliminated dur-
sensorimotor cortices were noted. These heterotopic ing development or perhaps the introduction of novel
projections were particularly notable for their density projections by the release of some trophic factor asso-
and for the fact that they were rarely seen in control ciated with the cortical injury. As was mentioned above,
subjects. Finally, projections from homotopic regions in Innocenti and Berbel (1991b) have demonstrated the
the hemisphere opposite to the malformation terminated maintenance of otherwise transient projections follow-
Innocenti and Broussoud have has presented a fascinat- role in callosal development of binocular input to the
ing series of experiments showing how callosal axons visual cortex, and we will report here some of the ana-
grow and form adult connections. They further stress tomical data obtained in split-chiasm kittens as to the
that these connections perform specific transformations number and distribution of callosally projecting neurons
of the callosal cortical maps that are, in a broad sense, of in areas 17 and 18.
a computational nature. The callosal connections de- The section of the optic chiasm at the midline in the
velop through a period of exuberance in which many adult cat eliminates a large amount of retinal projections
more axons project in the corpus callosum of the grow- to the contralateral lateral geniculate nucleus (LGN) and
ing organism than in adulthood. It is well known that the hence to the visual cortex. The visual information
manipulation of the visual environment a¤ects the de- entering one eye is, in this condition, restricted to the
velopment of visual callosal connections. Various ex- ipsilateral hemisphere. However, that information, stem-
perimental conditions performed on neonates, such as ming from the temporal hemiretina, can be relayed to
dark rearing (with bilateral eyelid suture or bilateral the contralateral hemisphere via the corpus callosum
enucleation or with alternating monocular occlusion), (see Chapter 6 in this book for a review). Binocularity is
produce a subnormal number of callosally projecting still maintained in the callosal recipient zone, although
neurons in areas 17 and 18 of the cerebral cortex. In the number of binocularly driven cells is dramatically
addition, an abnormally wide distribution of callosal reduced (Berlucchi and Rizzolatti, 1968). In kittens,
neurons in the primary visual cortex has been observed splitting the chiasmatic decussation results in less severe
following enucleation, whereas rearing in the dark and physiological and behavioral deficits (see Boire et al.,
lid suture result in a somewhat narrower than normal 1995, for a review) and might be suggestive of a re-
distribution (see Boire et al., 1995, for a review). This arrangement of callosal connections.
widespread distribution of callosally projecting neurons
in areas 17 and 18 has also been observed in surgically Methods
induced strabismus, monocular enucleation, and mon-
ocular eyelid suture in kittens. It thus seems that visual The anatomical methods used in this experiment have
experience does influence the distribution of callosal been previously described (Boire et al., 1995) and will be
neurons by modulating the developmental elimination only briefly presented here. Four kittens at 12 days old,
of some immature callosal axons, which normally leads under deep general anesthesia, underwent the splitting
to a characteristically restricted tangential distribution of the optic chiasm (OC) using a transbuccal approach
of callosal neurons (see reviews by Innocenti, 1986, (Boire et al., 1995). They were then raised in the animal
1994). Boire et al. (1995) have previously studied the colony for about 759 days. They received large uni-
lateral injections of horseradish peroxydase (40% HRP,
10–12 0.5-ml injections) in the visual cortex so as to
maurice ptito Ecole d’Optometrie, Université de Montréal, retrogradely label the callosally projecting neurons in
Montreal, Quebec, Canada; Department of Neurology and
the opposite hemisphere (Innocenti and Frost, 1980).
Neurosurgery, Montreal Neurological Institute, McGill Uni-
versity, Montreal, Quebec, Canada. Following a two-day survival period, the animals were
denis boire Ecole d’Optometrie, Université de Montréal, deeply anesthetized and transcardially perfused. The
Montreal, Quebec, Canada. brains were then dissected, stored overnight in 30% su-
30
Figure 1.9. Distribution of HRP-labeled callosal neurons callosal cells in the supragranular layers compared to the in-
in coronal sections through areas 17 and 18 of one normal fragranular ones.
(N5) and one split chiasm cat (OCS 2). Note the abundance of
crose, and sectioned while frozen in the coronal plane at ning rostrocaudally along the border between areas 17
80 mm. A one in two series of sections was then reacted and 18 and extending 1–3 mm either side of the border.
for HRP histochemistry using the tetramethyl benzidine In areas 17 and 18, callosal neurons are distributed in
technique (Mesulam, 1978) to visualize the retrogradely two radially separated, superposed laminae in layers III
filled callosal cells while the other series was stained with and IV (supragranular layers or subzone a) and layer VI
cresyl violet to confirm the completeness of the optic (infragranular layer or subzone c). Neurons in the two
chiasm split. subzones were easily distinguished, and the two subdivi-
In all brains, HRP-labeled callosal neurons in a sions are illustrated in Figure 1.9. There are many more
series of sections spaced 320 mm apart and encompass- callosal neurons in subzone a than in subzone c, the
ing the caudal 13–15 mm of the cortex were charted average number of neurons per section in subzones a
at 250 using a computer-controlled microscope. We and c being 263.5 and 39.1, respectively.
also measured for each brain the mediolateral width In the split-chiasm cats the radial distribution of cal-
of the cortical volume containing callosal neurons (the losal cells in areas 17 and 18, as illustrated in Figure 1.9
callosal e¤erent zone or CZ) at the three levels that (OCS 2), is not altered by the surgery. As in normal cats,
divide the rostrocaudal extent of area 17 into four equal callosal cells are distributed in two distinct, radially sep-
parts. arated, superposed laminae in layers III/IV and layer
VI. The callosal e¤erent zone in areas 17 and 18 con-
Results tains 29.2% of the normal number of labeled callosal
neurons in subzone a and 94.3% of the normal number
The distribution of labeled callosal cells in normal adult in subzone c. The average number of retrogradely la-
cats was compared with that obtained in the split-chiasm beled cells per section in subzones a and c of the split-
ones. In normal cats, callosal neurons form a band run- chiasm cats was 77.04 and 36.86, respectively. It thus
REFERENCES
seems that subzone a is much more a¤ected than sub-
zone c (Figure 1.10). Berbel, P., and G. M. Innocenti, 1988. The development
Concerning the tangential distribution of callosally of the corpus callosum in cats: A light- and electron-
microscopic study. J. Comp. Neurol. 276:132–156.
projecting neurons, we demonstrated that for both nor-
Berlucchi, G., and G. Rizzolatti, 1968. Binocularly driven
mal and split-chiasm cats, the density of cells peaked neurons in visual cortex of split-chiasm cats. Science 159:308–
near the 17/18 border and diminished progressively with 310.
increasing distance from the border (see Figure 1.9). The Boire, D., R. Morris, M. Ptito, F. Lepore, and D. Frost,
callosal zone, for both groups of animals, is relatively 1995. E¤ects of neonatal splitting of the optic chiasm on the
development of feline visual callosal connections. Exp. Brain
wide in the caudal 3 mm of the cortex and progressively
Res. 104:275–286.
narrows further rostrally. However, in the split-chiasm Innocenti, G., 1986. General organization of callosal connec-
cats, the mediolateral width of subzone a appears to be tions in the cerebral cortex. In Cerebral Cortex, Vol. 5, E. G.
somewhat less than in normal animals, particularly in Jones and A. Peters, eds. New York: Plenum, pp. 291–353.
the rostral portion. The mean width of the callosal zone Innocenti, G., 1994. Some new trends in the study of the cor-
for the operated animals was 4.51 mm, and that for the pus callosum. Behav. Brain Res. 64:1–8.
Innocenti, G. M., and R. Caminiti, 1980. Postnatal shaping
normals was 5.96 mm. Although it seemed that the cal- of callosal connections from sensory areas. Exp. Brain Res.
losal zone for the split-chiasm cats was narrower than 38:381–394.
that for normal animals, the di¤erence was not statisti- Innocenti, G. M., and D. O. Frost, 1980. The postnatal de-
cally significant. velopment of visual callosal connections in the absence of
visual experience or of the eyes. Exp. Brain Res. 39:365–375.
Mesulam, M. M., 1978. Tetramethyl benzidine for horseradish
Discussion peroxydase neurohistochemistry: A non-carcinogenic blue
reaction product with superior sensitivity for visualizing
Neonatal section of the optic chiasm produces a loss of neural a¤erents and e¤erents. J. Histochem. Cytochem. 26:106–
about 70% of the normal population of callosal neurons 117.
abstract In this chapter we present data of fine callosal evolutionary origin of brain lateralization, are still mat-
structure in postmortem humans revealing regional di¤erences ters of debate.
in fiber composition that indicate di¤erences in interhemi- In this context we will address two related problems
spheric transfer between primary/secondary sensorimotor
areas, on the one hand, and higher-order cortical regions, on
regarding the role of the corpus callosum in brain func-
the other. In addition, we review evidence from studies con- tion. The first is the question of what the advantage
cerning a negative relation between interhemispheric commu- of having a corpus callosum is to placental mammals.
nication and brain lateralization in the human as indexed by The obvious answer is interhemispheric communication.
anatomical asymmetry in the Sylvian fissure and on individual But why is interhemispheric communication so impor-
di¤erences in this relation. Since the topic of anatomical
tant to them? There are many large-brained species
asymmetry in perisylvian regions is now a debated issue, it is
necessary to delve into some details about the morphology of among reptiles, birds, monotremes (the platypus and the
the Sylvian fissure. Therefore, the chapter begins with a review echidna), and marsupials that seem to do well with a
of callosal anatomy in the postmortem human at both the much more limited extent of interhemispheric connec-
macroscopic and microscopic levels, continues with a critical tivity through the anterior and pallial commissures. From
review of the current status of anatomical asymmetry in
a comparative viewpoint the increased levels of inter-
the posterior language region and its relationship to callosal
structure, and ends with an evolutionary discussion of the hemispheric interaction that we observe in placental
original role of the corpus callosum in placental mammals and mammals cannot be considered simply a consequence of
its possible participation in the generation of lateralization in having a large and complex brain. Rather, there must be
the human brain. specific adaptive reasons for the origin and maintenance
of the corpus callosum in this group.
Among other things, the brain of placental mammals The second problem is that although the corpus cal-
is unique in that it bears a main fiber tract connecting losum participates in lateralized function in the human
the two cerebral hemispheres: the corpus callosum. In brain, there has been some controversy as to whether
the human this tract consists of possibly more than (both in development and phylogeny) the callosum plays
200,000,000 fibers (Aboitiz et al., 1992a). Comparing a role in the generation of lateralization or whether
this number with the approximately 1,000,000 fibers in hemispheric specialization may itself a¤ect callosal func-
the optic nerve gives an idea of the potential complexity tion. It has been repeatedly proposed that the corpus
of interactions that may occur during interhemispheric callosum is important for the appearance of functional
interaction. However, fundamental questions, such as lateralization in the mammalian brain, although hemi-
the adaptive value of the corpus callosum or what role spheric di¤erences in function are well documented for
may callosal function play in the development and the nonmammalian brains without a corpus callosum, per-
haps indicating distinct mechanisms involved in the
francisco aboitiz Departamento de Psiquiatrı́a, Pontificia generation of brain asymmetry in di¤erent vertebrates
Universidad Católica de Chile, Santiago, Chile. (Bradshaw and Rogers, 1993; Bisazza, Rogers, and Val-
andrés ide Departamento de Morfologı́a Experimental,
Facultad de Medicina, Universidad de Chile, Santiago, Chile. lortigara, 1998). Two kinds of ideas regarding the role
richardo olivares Facultad de Ciencias, Veterinarias, Uni- of the callosum in the generation of mammalian later-
versidad de Chile, Santiago, Chile. alization have been proposed: that it contributes to lat-
33
eralization through asymmetric inhibitory interactions organization of callosal fibers in relation to the cortical
between the hemispheres (Cook and Beech, 1990; Brad- regions that they connect; that is, fibers connecting
shaw and Rogers, 1993) and that an intact corpus cal- frontal regions travel through the front of the corpus
losum is required for the maintenance of brain symme- callosum, while fibers connecting occipital cortices tend
try; when callosal function is impaired for some reason, to travel in the posterior part of this structure. In this
asymmetry develops as a consequence of hemispheric way, a map of the di¤erent cortical regions can be es-
isolation (Ringo et al., 1994; Witelson, 1995). The first tablished along the callosum (Pandya and Seltzer, 1986).
concept implies that brain asymmetry might further de- However, in smaller-brained animals such as the cat and
velop with increasing inhibitory interhemispheric con- the rat, the segregation of callosal fibers belonging to
nectivity; the second suggests an inverse relationship distinct cortical areas is less clear-cut (Nakamura and
between callosal connectivity and brain asymmetry. In Kanaseki, 1989; Clarke et al., 1995; Kim, Ellman, and
addition to these two possibilities, hemispheric special- Juraska, 1996). A commonly used and straightforward
ization may induce alterations in interhemispheric method to subdivide the corpus callosum is the partition
communication, and consequently, the corpus callosum proposed by Witelson (1995), in which the corpus cal-
should have more restricted functions in a lateralized losum has been arbitrarily divided into three regions
brain. Some clues to the first question on the adaptive according to maximal straight length (see the top part of
value of the corpus callosum may be found through the Figure 2.1). The anterior third (denominated by the
study of regional variation in fiber composition in the genu) is a rather bulbous region that contains fibers
postmortem human, while we expect to shed light on connecting prefrontal cortices. The middle third is the
the second problem of the callosal role in brain laterali- midbody of the corpus callosum, a slender region that
zation by analyzing individual variability of the corpus contains projections from motor, somatosensory, and
callosum. auditory cortices. The posterior third is divided into the
More specifically, in this chapter we will discuss evi- posterior fifth (the splenium), which in anteroposterior
dence for regional variability in fiber composition in the sequence contains temporoparietal and occipital (visual)
human corpus callosum, with a functional interpretation fibers, and the isthmus, a region between the midbody
concerning the special role in midline fusion of callosal (middle third) and the splenium (posterior fifth), which is
fibers connecting sensory (especially visual) areas. Then believed to contain fibers connecting superior temporal
recent findings regarding structural asymmetry in the and parietal regions, including perisylvian areas, related
human brain (especially the Sylvian fissure and planum to language processes (Witelson, 1995).
temporale) and its relationship to lateralized linguistic
function will be reviewed. Since this is a controversial
topic, it will be discussed in some detail. After this, the
relationship between callosal fiber connectivity and the
degree of anatomical asymmetry will be analyzed, and a
developmental mechanism relating hemispheric asym-
metry and callosal connectivity will be proposed. The
chapter ends with a phylogenetic discussion of callosal
function in mammals and its possible role in the origin
of brain lateralization.
Figure 2.6. Electron micrograph of the midsplenium of the the appearance of large-diameter fibers in the callosums of
corpus callosum of (left) a horse and (right) a rat, indicating large-brained species. 15,400 E.M.
Francisco Aboitiz, Andres Ide, and Ricardo Olivares degeneration, demyelination techniques, detection of
review very interesting evidence concerning regional macrophage or glia reaction) or are very time consuming
di¤erences in axonal diameters within the corpus cal- (Nauta method for anterogradely degenerating axons).
losum, an inverse relation between the degree of hemi- Our current beliefs on human interhemispheric connec-
spheric asymmetry and callosal size, and models of the tivity are mostly extrapolations from work on nonhuman
development of this relationship in ontogeny and in primates. However, there may be particular require-
phylogeny. They argue that diameters of callosal axons ments of human cognitive functions that are met by the
reflect their cortical origin, large axons originating in human but not by other primate brains.
sensory and motor cortices and small axons in associa-
tion cortices. On the basis of reports that the changes in Topography within the corpus callosum
callosal size associated with di¤erent degrees of hemi-
spheric asymmetry a¤ect some parts of the corpus cal- It is generally assumed that there is a topographical ar-
losum but not others, the authors argue that the variable rangement of axons within the corpus callosum accord-
regions within the corpus callosum are those that convey ing to their origin. However, actual anatomical evidence
fibers from asymmetric regions. Finally, they propose from human studies is very limited and sometimes con-
that in both ontogeny and phylogeny the density of cal- tradictory. Callosal axons from the occipital cortex cross
losal connections arising from a cortical region may be in the splenium, mostly in its lower part; the degenera-
influenced by the degree of asymmetry between this re- tion of this pathway has been shown after small lesions
gion and the homotopic one in the opposite hemisphere. with the Weigert-Pal stain (Dejerine and Dejerine-
All three arguments rely on the assumptions that there Klumpke, 1895; Van Valkenburg, 1908) and with the
is a rather precise topographic arrangement of axons Nauta method (Clarke and Miklossy, 1990). Callosal
within the corpus callosum according to their origin and axons from the anterior parts of the frontal lobe cross
that callosal connections are essentially homotopical. within the genu as demonstrated with the Glees method
One of my criticisms is that these fundamental assump- in a case of frontal leucotomy (Beck, Meyer, and Le
tions may be false, since human tracing studies indicate Beau, 1951). Several attempts have been made to trace
that both aspects of interhemispheric connectivity may callosal pathways from the temporal lobe using myelin
be more complex than presumed. stains after localized lesions (Zingerle, 1912; Van Buren
and Yakovlev, 1959); the callosal bundles could not be
Interhemispheric pathways in the human brain traced to the midsagittal plane, probably owing to their
‘‘dilution’’ with other, nona¤ected fiber bundles (for dis-
Relatively little is known about interhemispheric path- cussion, see Clarke et al., 1995). Axons from the poste-
ways in the human brain. This is partly owing to meth- rior parietal and posterior temporal cortex have been
odological di‰culties. Techniques that can be applied to reported to cross in the splenium and possibly also in the
the human brain either have low sensitivity (retrograde posterior part of the body of the corpus callosum, those
from the lower frontal and anterior parietal convexity in
the genu and those from the upper frontal and anterior
stephanie clarke Division de Neuropsychologie, Centre parietal convexity in the anterior two thirds of the body;
Hospitalier Universitaire Vaudois, Lausanne, Switzerland. relatively discrete signs of Wallerian degeneration (my-
47
elin pallor, loss of fibers, presence of phagocytes) were the anterior commissure, even if weakly, is puzzling and
observed there after lesions in the corresponding parts worth further investigation. Furthermore, the inferior
of the hemispheres (De Lacoste, Kirkpatrick, and Ross, part of the occipitotemporal cortex appears to project
1985). Thus, the genu and the splenium, but not the through both the corpus callosum and the anterior com-
body, are likely to contain relatively tight bundles of missure.
axons originating in restricted cortical regions and ar-
ranged topographically according to their origin. How- Homotopic and heterotopic callosal connectivity
ever, none of the published observations can a‰rm that
a given bundle in the splenium or genu contains all cal- It is often assumed that human callosal connections exist
losal fibers from a given cortical region. predominantly between homotopic regions of the cor-
tex. At the same time what is considered a homotopic
Corpus callosum versus anterior commissure connection is rarely specified. Homotopy could be con-
sidered at the level of lobes, areas (Brodmann’s areas,
The distribution of interhemispheric fibers between the functional areas such as V1 and V2), or topographic
corpus callosum and the anterior commissure is even less representations within a given area (e.g., the same parts
clear than the topographical order within the corpus of the visual field). Recent evidence from human tracing
callosum. Fiber dissection studies have shown that the studies, using the Nauta method for anterogradely de-
human anterior commissure conveys fibers from parts of generating axons in cases with circumscribed lesions,
the orbitofrontal and polar temporal structures, includ- suggests that heterotopic interhemispheric connections
ing the amygdala (Klinger and Gloor, 1960). In the are numerous and widespread.
macaque monkey, tracing studies have demonstrated Heterotopic connections between lobes were demon-
that the anterior commissure receives fibers from all the strated in two instances. The right calcarine region was
above structures but also from virtually the entire tem- shown to send interhemispheric connections not only to
poral cortex (Demeter, Rosene, and Van Hoesen, 1990). the whole occipital cortex, but also to the posterior part
We have studied the contribution of di¤erent cortical of the temporal and parietal cortices, including regions
regions to the anterior commissure in the human by proposed to be involved in specifically human functions
using the Nauta method for anterogradely degenerating such as the angular gyrus (Clarke et al., 1995, and un-
axons in cases with circumscribed hemispheric lesions published results). The middle portion of the inferior
(Di Virgilio et al., 1999). A large number of degenerat- temporal, the fusiform, and the parahippocampal gyri
ing axons were found in the anterior commissure in a and of the hippocampal formation on the right side was
case with a lesion spreading over the middle third of the shown to send relatively dense heterotopic connections
inferior temporal, the fusiform, and the parahippocam- to the posterior part of the superior temporal gyrus, the
pal gyri as well as the hippocampal formation but spar- planum temporale, and the supramarginal and the an-
ing the amygdala, the anterior perforated substance, the gular gyri (corresponding to Wernicke’s area) as well as
olfactory tubercle, the diagonal band of Broca, and the weak connections to the posterior part of the inferior
prepiriform cortex. Degenerating axons were present in frontal gyrus (corresponding to Broca’s area; see Di
the anterior commissure, although in smaller numbers, Virgilio and Clarke, 1997).
in four other cases with lesions in the inferior part of the Heterotopic connections were demonstrated within
occipitotemporal cortex and in the middle frontal gyrus the occipital lobe (Clarke and Miklossy, 1990). Hetero-
(two cases), the superolateral occipital convexity (one topic connections were observed from the medial to the
case), and the fundus of central fissure (one case). In lateral part and from the superolateral to the super-
cases with lesions involving the inferior occipital cortex, omedial part of the occipital cortex.
the splenium was also analyzed, and degenerating axons Heterotopic connections between visual areas were
were found in its inferior part (Clarke and Miklossy, demonstrated in a case with a small lesion in the upper
1990). No degenerating axons were found in two cases part of Brodmann’s area 19. As derived from the pattern
without lesions and in a case with a lacuna inferomedial of interhemispheric and intrahemispheric connections
to the left pallidum (not encroaching on the posterior (Clarke and Miklossy, 1990; Clarke, 1994), the lesion
limb of the anterior commissure). Thus, the human an- was most likely in the putative human equivalent of
terior commissure conveys axons from a much larger macaque area PO/V6. Most of the interhemispheric
territory than previously assumed. In particular, there is connections originating in the damaged cortex termi-
a heavy contribution from the inferoposterior part of the nated in the symmetrical region of the opposite hemi-
temporal cortex. The suggestion that cortical regions on sphere but some also in other parts. Among the latter
the frontoparietooccipital convexity also contribute to were the boundaries between visual areas V1 and V2
abstract Applying in vivo magnetic resonance morphometry et al., 1993a; Clarke and Zaidel, 1994), gender (De
in healthy adults and reviewing published work on postmortem Lacoste-Utamsing and Holloway, 1982; Oka et al.,
brains, we uncovered that the relationship between forebrain 1999), handedness (Witelson, 1985, 1989; Witelson
volume and the midsagittal size of the corpus callosum (CC)
follows a geometrical rule according to which larger brains and Goldsmith, 1991; Witelson and Nowakowski, 1991),
have a relatively smaller midsagittal CC. This allometric rela- Down syndrome (Wang et al., 1992), dysphasia (Njio-
tionship is taken as support for the hypotheses of Ringo and kiktjien and Sonneville, 1991), schizophrenia (Woodru¤,
coworkers suggesting that brain size may be an important fac- McManus, and David, 1995), depression (Wu et al.,
tor influencing interhemispheric connectivity and lateraliza- 1993), epilepsy (Atkinson et al., 1996), Tourette syn-
tion. According to this theory, larger brains would be more
drome (Baumgardner et al., 1996; Moriarty et al., 1997),
lateralized than smaller brains. Because female and male
brains on average di¤er in terms of brain size, this sexual di- posttraumatic stress disorder (De Bellis et al., 1999),
morphism might explain the well-known gender di¤erences Alzheimer’s disease (Hampel et al., 1998; Lakmache
with respect to functional lateralization. et al., 1998), alcohol abuse (Estruch et al., 1997; Oishi,
Mochizuki, and Shikata, 1999), and dyslexia (Hynd
et al., 1995). The sometimes conflicting results in CC
The corpus callosum (CC) is the main fiber tract con- morphology were interpreted in two ways. The com-
necting the cerebral hemispheres, and it has been esti- mon interpretation has been that a larger CC midsagit-
mated that about 200–350 million fibers run through tal area (total CC or CC subarea) reflects increased
this structure in the human brain (Aboitiz et al., 1992a, interhemispheric connectivity resulting in (or due to)
1992b). The CC seems to be important in the transfer increased ambilaterality (Witelson, 1989). This inter-
and facilitation of sensorimotor and associative infor- pretation is at variance with the interpretation by Clarke
mation between the hemispheres. It is thought that the and coworkers (1993a) that the CC size indicates the
cross-sectional size of the CC may indicate the number number of fibers that subserve inhibiting or interfering
of small-diameter fibers crossing through (Aboitiz et al., processes located in the dominant hemisphere. In the
1992a), implying that a larger callosal area may indicate light of these controversies and considering the enor-
a higher capacity for interhemispheric transfer of asso- mous variability in CC size across the subgroups tested,
ciative information. Because the midsagittal CC size is we employed whole-brain in vivo magnetic resonance
so easy to measure either in postmortem material or morphometry to investigate the anatomical relationship
on magnetic resonance images (MRI), it is one of the between CC midsagittal size and forebrain volume. This
human brain structures to receive particular attention. approach may also provide an empirical evaluation of
There is some evidence suggesting that the morphology the recently suggested relationship between brain size
of the CC may be related to language dominance (Clarke and lateralization (Ringo, 1991; Ringo et al., 1994), and
it might help to explain the large interindividual vari-
ability in callosal size. In particular, we were interested in
lutz jäncke Department of Psychology, Division of Neuro- answering the following questions:
psychology, University of Zurich, Zurich, Switzerland.
helmuth steinmetz Department of Neurology, Johann 1. Is there an allometric relationship between callosal
Wolfgang Goethe University, Frankfurt, Germany. size and brain size?
51
2. If there is a relationship between callosal size and proportional. Such geometric similar bodies are often
brain size, does this relationship follow a geometrical called isometric. The same considerations pertain to any
rule? other geometrically similar figures and can be extended
3. Is there a true influence of gender in this relation- to three-dimensional figures as well. Now consider two
ship? cubes of di¤erent sizes. Because all corresponding linear
4. Is handedness or brain lateralization related to cal- measurements of the two cubes are in the same pro-
losal size? portion and all corresponding angles are equal, the two
cubes are geometrically similar or isometric. However,
the surface areas of the two cubes do not change in the
The relationship between corpus callosum size and same ratio as their linear dimensions, but rather with
forebrain volume the square of the linear ratio. Similarly, the volumes of
the cubes change in proportion to the third power of
Several attempts have been made to relate brain and CC their linear dimensions. Say that the larger cube has
size measures in humans. In general, most postmortem a side twice as long as a side of the smaller cube. The
studies found small but significant linear correlations surface area of the larger cube will then be 2 2 , or four,
between both measures (Zilles, 1972; Witelson, 1985, times as large as the smaller cube, and its volume will
1989; Highley et al., 1999). However, recent large studies be 2 3 , or eight, times as great. The same rules apply to
using MRI to estimate brain size by one or a few cross- any other geometrically similar or isometric three-
sectional brain area measures revealed no significant dimensional bodies, whatever the shapes. According
CC/brain size relationship (Mall, 1909; Kertesz et al., to this rule, the size of a cross-sectional area of a three-
1987; Clarke et al., 1989). These results were taken as dimensional object does not increase proportionally
evidence for a lack of an allometric CC/brain size rela- to the volume of this object, but only to the two-thirds
tionship. In our own study ( Jäncke et al., 1997) we mea- power of the volume. With respect to our problem of
sured forebrain volume and the size of the midsagittal relating CC cross-sectional area to FBV, we can write:
CC area in 120 young, healthy adults (49 women, 71
men, mean age G S.D. ¼ 25.7 G 4.7 years) using in CC ¼ constant FBV 2=3 ð3:1Þ
vivo magnetic resonance morphometry of the brain This equation states that as FBV increases, the cross-
(128 contiguous sagittal 1.17-mm-thick sections). In that sectional CC area does not increase in the same pro-
study we found a mean G S.D. total brain volume of portion, but only in proportion to the two-thirds power
1.120 G 0.110 liter for women and 1.240 G 0.110 liter of FBV. Another fact that is related to that rule is that
for men. Taking into account a specific gravity of fresh smaller bodies have, relative to their volumes, larger
postmortem brain tissue of 1.04–1.09 kg/liter (Blinkov surface areas than larger bodies of the same shape. With
and Glezer, 1968) and the up to 9% increase in brain respect to our problem, this can be expressed by dividing
volume during the first hours after death (presumably Equation (3.1) by FBV:
owing to the absorption of cerebrospinal fluid) (Appel
and Appel, 1942), our brain volume measurements ob- CC=FBV ¼ constant FBV 2=3 =FBV
tained in living subjects correspond exactly to what one ð3:2Þ
CC=FBV ¼ constant FBV1=3
would expect from these postmortem data. With these in
vivo measurements of brain volume we evaluated the These equations can be transformed logarithmically,
CC/brain volume relationship. Because total brain vol- revealing the following equations, which are much easier
ume is mostly determined by forebrain volume (brain to handle with conventional statistical software:
volume—hindbrain volume), the following analysis is
focused on forebrain volume (FBV). log CC ¼ log constant þ 23 log FBV ð3:3Þ
When relating midsagittal CC size to FBV, one has to logðCC=FBVÞ ¼ log constant þ ð13Þ log FBV ð3:4Þ
consider that CC size is measured as an area (mm 2 ) and
FBV as a volume (mm 3 ). In addition, CC area is part To test whether the CC/FBV relationship followed the
of the FBV and thus contributes to FBV. As a first ap- geometrical rule, we calculated Equations (3.3) and (3.4)
proach in relating CC size to FBV, one might argue that and compared the slopes of interest with the hypotheti-
brains of di¤erent size are geometrically similar. In Eu- cal slopes derived from the geometrical rule ( 23 ¼ 0:67 or
clidean geometry, two triangles are geometrically similar 13 ¼ 0:33). If a cross-sectional area/volume relation-
if corresponding sides are in a constant ratio and cor- ship follows the geometrical rule, the slopes are 0.67 in
responding angles are equal. In addition, if two trian- Equation (3.3) and 0.33 in Equation (3.4). In this case
gles are equiangular, then their corresponding sides are smaller brains have, relative to their volumes, larger
correlate negatively with the size of the posterior body discovered a trend of a negative relationship between
of the callosum (isthmus and splenium), where inter- the size of the splenium and a laterality index in dichotic
hemispheric auditory fibers are presumed to be located listening. Clarke and coworkers (1993b) found no cor-
in humans. This predicted structure-function relation- relations between left ear performance and size of the
ship is based on the assumption that a larger callosal CC, but they did find a negative correlation between
area is associated with more fibers and/or larger- right ear score and size of the CC. They interpret their
diameter fibers, which, in turn, permit more e‰cient results as indicating an interhemispheric inhibitory-
callosal transfer in this di‰cult task. facilitatory function of callosal connections. Two further
Witelson (1987) was the first to test this hypothesis. studies found no relationship between midsagittal cal-
She applied the dichotic listening test to 13 terminally ill losal measures and dichotic listening test results (Kertesz
male cancer patients whose brains were later analyzed in et al., 1987; Jäncke and Steinmetz, 1994).
for callosal morphology. She found that the size of the Because there have been only a few studies of the
isthmus was negatively correlated with the di¤erence relationship between behavioral laterality e¤ects and
between right and left ear accuracy of the dichotic lis- callosum morphology, there is a need for further inves-
tening task (r ¼ 0:55). Five studies examining callosum tigation of this topic. We therefore examined the rela-
measures obtained from MRI and dichotic listening tionship between handedness and midsagittal corpus
scores in normal subjects have produced equivocal find- callosum area in our sample of 120 young and healthy
ings. O’Kusky and coworkers (1988) found significant subjects. We applied Annett’s handedness questionnaire
negative correlations of a dichotic listening laterality (Annett, 1970) because this handedness classification has
index with total callosum area, as well as with two ante- been validated with hand skill measures ( Jäncke, 1996).
rior callosum measures. Hines and coworkers (1992) As is shown in Figure 3.5, we discovered no substantial
influence of handedness on CC size for either males or to say that an influence of handedness on CC size or
females. The same negative finding was found for cal- shape must remain questionable.
losal ratios (Figure 3.6). Thus, we could not confirm Since handedness is only moderately related to brain
larger CC measurements in nonconsistent right-handers, asymmetry, it is necessary to examine further behavioral
mixed-handers, or consistent left-handers when com- laterality measures and their relationship to callosum
pared to consistent right-handers. This is in agreement size. We therefore applied a consonant-vowel dichotic
with the majority of studies investigating possible rela- listening recall test ( Jäncke, Steinmetz, and Volkmann,
tionships between CC size and handedness (Nasrallah 1992) to young, healthy subjects (26 males and 24 fe-
et al., 1986; Kertesz et al., 1987; O’Kusky et al., 1988; males) in whom the CC was measured using MRI. This
Reinarz et al., 1988; Steinmetz et al., 1992). In our sample was divided according to median-split into sub-
sample, consistent right-handers even showed a larger jects with larger (17 men and 18 women) and smaller
midbody than other handedness groups, which is in con- brains (16 women and 19 men). For each brain size
trast to previous reports of opposite handedness e¤ects group, Pearson product-moment correlations were de-
(Witelson, 1989; Denenberg, Kertesz, and Cowell, 1991; termined between the midsagittal CC subareas and (1)
Habib et al., 1991; Cowell et al., 1993; Clarke and Zai- the dichotic listening recall scores for superior ear ac-
del, 1994). However, it should be mentioned that two of curacy, (2) those for inferior ear accuracy, and (3) the
the latter studies (Denenberg et al., 1991; Cowell et al., dichotic listening ear di¤erence scores. It should be re-
1993) were reanalyses of data for which a prior report iterated here that if behavioral measures of interhemi-
(Kertesz et al., 1987) had failed to identify a gender or spheric transfer functions are related to morphometric
handedness di¤erence, that the postmortem sample of correlates of callosal connectivity, then inferior ear per-
Witelson (Witelson, 1989) was relatively heterogeneous, formance (left ear performance in right-handers and
and that the e¤ect reported by Clarke and Zaidel (1994) right ear performance in some left-handers) should cor-
remained small. While our data may add further confu- relate positively, and laterality measures (e.g., superior
sion to this part of the ongoing discussion, it appears fair minus inferior ear performance) should correlate nega-
tively, with the size of the posterior part of the CC. As These findings may be important in two ways:
Table 3.1 shows, a di¤erent pattern of correlations be- 1. They do not confirm the results of Clarke and co-
tween dichotic listening scores and CC size measures workers (Clarke et al., 1993a; Clarke and Zaidel, 1994),
emerged for the two brain size groups. For subjects with and therefore, they mitigate the functional interpreta-
large brains, a pattern of correlations emerged that at tion given by these authors that callosal size reflects an
least tentatively confirmed the predicted relationship interhemispheric inhibitory-facilitatory function of cal-
between interhemispheric functions and morphometric losal connections.
measures of callosal connectivity. We discovered mod- 2. Di¤erent patterns of anatomical-behavioral corre-
erate positive correlations between accuracy scores of lations emerged for the two brain size groups. While the
the inferior ear and the size of posterior portions of the pattern observed for subjects with large brains was in
CC. In addition, there were negative (although not sig- line with the predicted anatomical-behavioral relation-
nificant) correlations between the laterality measures ship, the correlations obtained for subjects with smaller
and the morphometric CC measures. Thus, subjects brains did not follow this prediction. It is possible that
who had larger posterior portions of the CC tended to the fibers crossing the midline are involved in di¤erent
have better performance at reporting inferior ear items interhemispheric functions depending on brain size.
and tentatively demonstrated reduced behavioral later-
ality measures. For subjects with smaller brains, we However, one has to keep in mind that dichotic listening
discovered positive correlations between the dichotic lis- tests might not be a particularly reliable measure of lat-
tening scores of the inferior ear and the size of anterior eralization or interhemispheric transfer. Ear asymmetry
callosum measures and positive correlations between the may also be influenced by factors unrelated to laterality,
recall scores of the superior ear and posterior callosum such as competitive attentional biases between the ears,
measures. There were nonsignificant but positive corre- individual di¤erences in the capacity of ipsilateral audi-
lations between the dichotic listening laterality score and tory pathways, and variations in processing strategies
CC subarea size for both groups. (Hugdahl and Andersson, 1986; Bryden, 1988; Jäncke,
1994; Asbjornsen and Bryden, 1996). Therefore, we Nevertheless, the positive finding of our study was
cannot rule out that these factors might have attenuated that the size of almost all CC subareas correlated with
relationships between dichotic listening scores and CC the dichotic listening accuracy scores (for either the
measurements in our study. Similarly, owing to the rel- superior or the inferior ear). In general, subjects with
ative complexity of the tasks employed here, the dichotic larger CC areas demonstrated better accuracy scores.
listening test results may reflect not only interhemi- Stimulus detection tasks have shown that recall and dis-
spheric transfer but intrahemispheric processing as crimination rates are very strongly associated with stim-
well. ulus complexity and cognitive capacity (intelligence)
Our working hypothesis was based on the so-called ( Jensen, 1982). Interestingly, a previous study found
callosal transfer model. According to this model, only the evidence for a link between CC area size and verbal
dominant hemisphere processes auditory-verbal stimuli, fluency, a further variable that is closely associated with
so laterality e¤ects are expected to reflect callosal trans- cognitive capacity (Hines et al., 1992; Strauss, Wada,
fer from the nondominant to the dominant half of the and Hunter, 1994). Thus, it appears possible that preci-
brain. In contrast, the direct access model has suggested sion and speed of cognition, essentials of intelligence,
that the nondominant hemisphere is also capable of pro- are somehow related to callosal size.
cessing auditory-verbal information but less e‰ciently
than the contralateral one (Zaidel, Clarke, and Suye- Conclusion
nobu, 1990). According to this model, dichotic listening
results would reflect e‰ciency of information processing A major aim of this presentation is to demonstrate that
within each hemisphere. Zaidel (1983) argues from data at least a part of the large interindividual variability
with split brain patients that dichotic listening to non- in callosal size might be explained by brain size di¤er-
sense consonant-vowel syllables is callosal relay. But the ences. Our analysis revealed that the CC/brain size re-
task used here may have di¤erent properties. lationship follows a geometrical rule implying that the
In addition, one has to question whether midsagittal cross-sectional CC area increases less than propor-
CC size is indeed a valid index of the conduction ve- tional to brain size (FBV or weight). It follows from this
locity of callosal axons. The study by Aboitiz and co- relationship that larger brains have relatively smaller
workers (1992b) demonstrated that CC subarea sizes are cross-sectional CC areas. Nevertheless, this allometric
positively related only to the number of small-diameter relationship with FBV explained not more than 30% of
(slow-conducting) callosal fibers but not to the num- the total variability in CC size observed in our sample,
ber of large-diameter (fast-conducting) axons crossing demonstrating that the thickness of the CC is still influ-
through. Unfortunately, we do not know which class of enced mainly by other factors. The majority of callosal
fibers is involved in the callosal transfer of auditory in- fibers are thought to originate from association cortices
formation as investigated here. and subserve higher-order functions (Innocenti, 1986;
The investigation of regional neuroanatomy along di- have studied the CC to great extent without having a
mensions of interest such as male-female di¤erences is a complete understanding of its relationship to the whole
complex task. It might seem at first glance a simple job brain. Clearly, the overall size of an organism’s head or
to compare the size of a brain region in one group of brain has some influence on the size of the structures
research subjects to the size of the same region in an- contained within, but brain size, in its many possible
other group. However, even the most straightforward forms of measurement, has a complex and not well-
comparisons of neurobiological measures can be con- understood relationship with regional anatomical mea-
taminated or influenced by variability in the data that sures such as the callosum. In research in which the
is related to factors outside the purview of the partic- e¤ects of brain size are not considered, it is possible that
ular research in question. For example, a comparison of group di¤erences simply reflect variation in the size of
temporal lobe size in men and women to examine ana- the whole brain. Alternatively, when the e¤ects of brain
tomical sex di¤erences in this part of the brain may be size are removed from analyses of the CC in an inap-
a¤ected by other aspects of the subjects’ biographies propriate fashion, the result may be data that are over-
(e.g., age, medical history) or neurobehavioral profiles corrected or undercorrected.
(e.g., brain size, hand preference) even though these
were not the original or primary foci of the study. When Jäncke and Steinmetz’s model of CC/brain size
the relationships between such other factors and the relationships
research measures of interest are not well understood
themselves, the task of accounting or correcting for their In light of the confusion and controversy surrounding
influence is a di‰cult one. Moreover, if these contami- the study of regional CC anatomy in humans, Jäncke
nating e¤ects of outside factors are strong enough, even and Steinmetz set out to systematically investigate the
the most straightforward interpretation of a basic re- relationship between the CC and brain size with the aid
search comparison may be called into question. of a mathematical model. These authors used a geo-
The corpus callosum (CC), shown in Figure 3.7, is metric model to explore the neuroanatomical relation-
one brain structure that has been the source of both ships between the callosum and the rest of the brain as
considerable interest and debate in the area of individ- defined by the midsagittal CC area and the volume of
ual di¤erences in human and animal research. Yet in- the forebrain (FBV).
vestigation of this structure’s anatomy has been clouded In the geometric model, two neuroanatomical rela-
by multiple methodological weaknesses, including small tionships were expressed as the following rules:
sample sizes, disagreement on which units of measure-
ment to use, and analytic approaches that failed to CC ¼ constant FBV 2=3 ð3:1Þ
1=3
account for the influence of factors such as age when CC=FBV ¼ constant FBV ð3:2Þ
examining sex di¤erences (for further discussion, see De-
nenberg et al., 1989, 1991; Cowell et al., 1992, 1993, These formulas were then logarithmically transformed
1994a; Bishop and Wahlsten, 1997). Also, researchers for ease of statistical manipulation and display to:
64
Figure 3.8. The method used by Denenberg, Cowell, and col-
leagues to measure the human corpus callosum involved three
steps: (1) drawing an outline of each midsagittal corpus cal-
losum from a magnetic resonance image; (2) digitizing the CC
and measuring 99 widths along the longitudinal axis such that
Figure 3.7. Midline view of the human brain from a magnetic the sum of the widths was a minimum (upper picture); and (3)
resonance image. The corpus callosum has been labeled to entering the 99 widths with other CC and brain measures into
show the names that are often used to refer to the various a factor analysis to derive clusters of widths (lower picture) to
anatomical regions of this structure. subdivide the CC into regions. (This figure has been adapted
from Cowell et al., 1993, with permission from Lippincott-
Raven Publishers.)
Equations (3.3) and (3.4) were then applied to actual CC
and FBV measures obtained from magnetic resonance
images (MRIs) of 49 women and 71 men. Fitting the area for humans) were also collected (see Figure 3.8).
data to the model revealed that (1) CC area increased The CC data for 104 human subjects and 155 rats were
less than proportionately to brain size and (2) CC area then modeled with a multivariate correlational tech-
taken as a proportion of brain size actually decreased as nique called a factor analysis. Separate analyses were
brain size increased. performed for each species. The pattern of results that
Significant regressions between CC area and FBV emerged characterized the intercorrelational relation-
using logarithmic coordinates provided further support- ships among the multiple CC and brain measures.
ing evidence of the CC-to-brain-size relationship. In both the human and rat analyses, a total of eight
As will be discussed in sections below, Jäncke and factors resulted, of which seven comprised intercorre-
Steinmetz’s research ( Jäncke et al., 1997) represents a lated clusters of CC widths. CC area did not correlate
novel approach to one of the most vexing and neglected uniquely with any cluster, and brain size was associated
areas in the field of regional neuroanatomical research: with an eighth factor. Among the many implications of
specifying the nature of relationships between the whole this factor analytic model to CC and brain anatomy, the
brain and its parts. one most relevant to Jäncke and Steinmetz’s model
is that CC area and the seven width clusters were not
Comparison to Denenberg and colleagues’ factor strongly related to measures of brain size in humans or
analysis model rats.
Midsagittal brain area, forebrain volume, total cere-
Denenberg and colleagues (1991) are one of the few bral volume, and brain weight are among the various
other research groups who have systematically studied indicators of brain size used by scientists. Pearson cor-
the anatomy of the CC in rodents and humans with a relations, factor analysis, and now Jäncke and Stein-
mathematical model (Denenberg et al., 1989, 1991; metz’s model are among the various methods used to
Cowell et al., 1994a). In these studies, the midsagittal relate CC size to brain size. In light of Denenberg and
CC was subdivided into 99 widths along its longitudinal colleagues’ (Denenberg et al., 1989, 1991; Cowell et al.,
axis. CC area, perimeter, length, and noncallosal mea- 1994a) factor analyses in rats and humans, Jäncke and
sure of brain size (brain weight for rats, midline brain Steinmetz’s work indicates that results and interpreta-
The advent of magnetic resonance imaging (MRI) has callosum area is slightly, but significantly, larger in males
provided a relatively simple and straightforward means than in females (Driesen and Raz, 1995). Since brain
of obtaining anatomical measures of interhemispheric volume increases at a faster rate than corpus callosum
connectivity in individual subjects via measures of mid- area, Jäncke and Steinmetz’s observation would explain
sagittal corpus callosum area. Despite the dozens of why there is greater statistical power in detecting sex
studies that have investigated individual di¤erences in di¤erences in brain size (a statistically reliable e¤ect)
corpus callosum morphometry, a basic question still re- than in corpus callosum area (a less reliable e¤ect). Im-
mains: whether or not corpus callosum measures should portantly, Jäncke and Steinmetz demonstrate that the
be normalized for individual di¤erences in brain size. same geometric relationship between callosum area and
This has an important bearing on, for example, studies brain size holds for both males and females, indicating
of sex di¤erences in callosum size, since male brains that brain size, rather than sex per se, is a determinant
are, on average, about 10% heavier and larger than fe- of callosum size.
male brains. In a continuation of their thorough inves- Given the evidence for a geometric relationship,
tigations of corpus callosum morphometry issues, the Jäncke and Steinmetz argue that larger brains have pro-
chapter by Jäncke and Steinmetz has undertaken an im- portionally smaller corpus callosum areas than smaller
portant study of the normalization issue. They provide brains, and hence larger brains have proportionally less
convincing evidence that midsagittal corpus callosum interhemispheric connectivity than smaller brains. This
area and forebrain volume are related by geometric interpretation assumes that both corpus callosum area
principles, whereby individual di¤erences in corpus cal- and brain volume are related to the number of neurons
losum area are accompanied by even greater relative and/or neuronal connections within these structures.
di¤erences in brain volume. That is, brain volume in- As Jäncke and Steinmetz point out, the human evidence
creases at a faster rate than corpus callosum area. This indicates that corpus callosum area is proportional to
finding may at last resolve the seemingly paradoxical the number of interhemispheric fibers that pass through
finding of highly reliable sex di¤erences in brain size it (Aboitiz et al., 1992a). Large corpora callosa have
despite weak or no sex di¤erences in total corpus cal- more interhemispheric fibers than do small corpora cal-
losum area (i.e., a lack of allometry between brain size losa. The relationship between brain size and total
and corpus callosum area; see Peters, 1988). Although number of cerebral neurons is less clear. Pakkenberg
most studies do not find a statistically significant sex dif- and Gundersen (1995) report that female brains have,
ference in nonnormalized total callosum area, the pat- on average, significantly fewer neocortical neurons than
tern across studies is for larger means in males than for males, a finding that parallels the smaller brain volume
females. A meta-analysis has indeed shown that total in females than in males. This finding suggests that neu-
ronal densities are the same in males and females and
that total number of cerebral neurons is indeed related
jeffrey m. clarke University of North Texas, Denton, to brain size. However, both Haug (1987) and Witelson,
Texas. Glezer, and Kigar (1995) found opposite results, where-
70
by neuronal densities were markedly higher in female priate index of the extent of functional interhemispheric
brains than in male brains. These latter findings suggest connectivity.
that males and females tend to have an equal number of If there is a relationship between corpus callosum size
cerebral neurons despite having di¤erent brain sizes. If and hemispheric asymmetries (functional and/or ana-
the total number of cerebral neurons is fixed for di¤er- tomical), then one would expect to find corpus callosum
ent brain sizes, while the number of interhemispheric measures to vary with handedness, since there are reli-
neurons increases with increasing brain size (i.e., total able handedness di¤erences in laterality measures. As
callosum neurons is related to callosum size, and cal- Jäncke and Steinmetz note, the majority of studies have
losum size is, in turn, related to brain size by the geo- not been able to find reliable main e¤ects of handedness
metric principle), then larger brains should have greater, in corpus callosum measures. This may be a statistical
not less, interhemispheric connectivity. In this case, power issue, since a meta-analysis of seven studies found
normalizing callosum area for brain size would be inap- a small but significant handedness e¤ect whereby the
propriate, as this would result in a measure of inter- corpus callosum tends to be larger in left-handers than
hemispheric connectivity that is precisely the opposite of in right-handers (Driesen and Raz, 1995). More reliable
what it should be. Clearly, further research is required e¤ects, at least for the isthmus, are apparent when both
to unambiguously determine the true relationship be- handedness and sex are considered. Although Jäncke
tween brain size and total neuronal counts before one and Steinmetz did not find interactions of sex and
can confidently conclude that corpus callosum area handedness in callosum measures, four other studies did
should or should not be normalized for individual dif- find a significant interaction for the isthmus (Witelson,
ferences in brain size. 1989; Denenberg et al., 1991; Habib et al., 1991; Clarke
An alternative normalization approach that has been and Zaidel, 1994). The common finding from these four
frequently implemented is to use regional subdivisions studies was larger isthmus sizes in mixed-handed males
of the corpus callosum normalized for total corpus cal- than in consistently right-handed males and no handed-
losum area (i.e., proportional area). This approach de- ness di¤erence for females (see Clarke and Zaidel, 1994).
termines whether regionally specific, and presumably Thus, a handedness e¤ect for the isthmus is apparent for
functionally specific, callosum areas have a greater rep- males but not for females. This e¤ect appears to depend
resentation in some individuals or groups than others. on classifying participants by consistency of hand pref-
Despite the presence and importance of heterotopic erences rather than by writing hand or direction of
callosum fibers, the majority of callosum fibers are ho- hand preference (Clarke and Zaidel, 1994; however, see
motopic and are arranged in a topographic arrangement Steinmetz et al., 1992).
with functionally distinct cerebral regions (e.g., Pandya Just as sex di¤erences have been found in callosum
and Seltzer, 1986). Topographically localized functions measures when handedness is considered, similar sex
in the corpus callosum have been demonstrated in pa- di¤erences in callosum morphometry have also been
tients with lesions of discrete callosum regions, which demonstrated when anatomical and behavioral hemi-
results in systematic disconnection syndromes for a spe- spheric asymmetries are taken into account. Aboitiz,
cific sensory or motor modality (see Clarke and Zaidel, Scheibel, and Zaidel (1992b) found a relationship, again
1994). Using proportional normalization procedures, only in males, between isthmus size and anatomical
Steinmetz and colleagues (1992), Witelson (1989), and measures of hemispheric asymmetries. Isthmus size was
Clarke and Zaidel (1994) have found the isthmus of the negatively related to hemispheric asymmetries in both
corpus callosum to be proportionally larger in females Sylvian fissure length and planum temporale area. Note
than in males. Most other studies that have failed to find that this finding is consistent with the handedness find-
a sex di¤erence in the isthmus have used isthmus mea- ings above: Males with more lateralized brains tend to
sures that are di¤erent from those used in these three have smaller isthmus sizes, whereas for females, later-
studies. The isthmus interconnects visuoperceptual and ality measures are unrelated to isthmus size. This pat-
posterior language areas that may be related to sex dif- tern appears again when a behavioral laterality measure
ferences in these respective functions. Below, I will dis- is considered from a lexical decision task with semantic
cuss how this sex di¤erence in isthmus size is influenced priming (Clarke and Zaidel, 1994). For males a nega-
by handedness factors. Note that this proportional nor- tive relationship was found between isthmus size and
malizing procedure emphasizes the relative represen- hemispheric asymmetries in semantic priming, while in
tation of di¤erent callosum subregions rather than the females there was no significant relationship. Taken to-
absolute number of interhemispheric fibers within a gether, these findings point to a relationship between
subdivision. Again, only with further investigation can hemispheric asymmetries and isthmus size in males but
we be certain which of these measures is a more appro- not in females. It is encouraging that such consistent
abstract Procrustes analysis and the thin-plate spline, two mathematically oriented, a new graduate text (Dryden
new methods for biometrical analysis of curving form, together and Mardia, 1998).
greatly enhance the power of quantitative studies of callosal The purpose of this note is to motivate the reader’s
shape. This chapter introduces these methods informally and
explains why they are more powerful than their predecessors. deeper study of these new methods by pointing to other-
In a comparison of the brains of chronic schizophrenics with wise subtle callosal shape findings that are produced
normal brains, a highly localized remodeling of the ventricular quite straightforwardly with their aid. For an argument
boundary of the isthmus in the midsagittal plane distinguishes introducing and defending a method as unfamiliar as
the groups much more e¤ectively than does the general run this, the conventional outline of biomedical papers—
of quantitative neuroanatomical di¤erentia for this disease.
methods, then results, then discussion—is not particu-
In another study, the shape of the callosum of healthy elderly
males is found to be considerably and reliably di¤erent from larly helpful. One needs, rather, to explain the methods
that of elderly females in the region of the splenium. In a third by the results they produce: to introduce the methods
study, callosal shape is found to be strikingly associated with and results at the same time. Hence, my presentation
callosal function in a study of 30 adult males diagnosed with here is in the nature of an informal lecture emphasizing
prenatal alcohol damage. In all these studies, statistical signifi-
the surprising precision and power of analyses of what
cance can be demonstrated rigorously, and shape e¤ects can be
localized accurately, even though there are considerably more is, after all, a rather familiar data resource: outlines of
variables than cases. The combination of Procrustes analysis the corpus callosum near the midsagittal plane. I hope
and thin-plate spline visualization may prove useful in a wide thereby to call the new methodology to the attention of
range of epigenetic or syndromal studies of the geometry of a sophisticated professional community who are likely in
this important structure. need of just such a toolkit at this time.
Recently, there have been important theoretical and
practical advances in morphometrics, the statistics of The corpus callosum in schizophrenia
biological shape and shape change. These developments
did not come primarily at the hands of biomedical re- The data for the first example comprise outlines of the
searchers. Rather, they have arisen since the late 1980s corpus callosum in nearly midsagittal parasagittal sec-
out of advances in probability theory, pattern analysis, tions extracted from ordinary clinical-quality magnetic
and interpolation theory during the preceding decade. resonance (MR) images of 13 schizophrenic patients and
Although they have proved quite useful in a variety of 12 normal adults (the patients’ psychiatrists, actually).
prototype biological and biomedical applications, the Original data collection was not at all elegant; it entailed
new methods are not yet well known outside a small ex- manually outlining the callosum on these MR images one
pert circle. Most discussions and examples appear in at a time. In this first example, slices were thick (5 mm),
technical journals or conference volumes that are scru- and so the rostrum was illegible. The group to which the
tinized far more often by those of us who build tools image pertained (house sta¤ or schizophrenic patient)
than by neuroscientists in search of quantitative tools was not known to the person carrying out the tracing.
to use. Most accessible, perhaps, are two recent review The full data set of 25 outlines is shown in Figure 4.1;
articles by Bookstein (1998, 1999) and, for the more solid lines are from doctors, dashed lines are from pa-
tients. There are 26 points in each outline. The groups
fred l. bookstein Institute of Anthropology, University of are group-matched for age and sex; cases and most
Vienna, Austria; Institute of Gerontology, University of nearly midsagittal slices were selected by my colleague
Michigan, Ann Arbor, Michigan. John DeQuardo, M.D.
75
Figure 4.1. A typical data set for studies of callosal shape: outlines are 26-point polygons of semilandmarks as explained
tracings of 25 callosal outlines from thick midsagittal MR im- in the text.
ages. Solid lines: normals; dotted lines: schizophrenics. The
In the jargon of morphometrics (see Slice et al., 1995), We need a distance measure for shapes defined in this
these data points are not landmark points having Latin- way. If we were talking just about sets of labeled points,
ate names and clearly punctate anatomical-histological a reasonable formula for squared distance would be the
definitions specimen by specimen. Instead, as is typically usual Pythagorean sum of squared distances between
the case for studies of higher brain structures, they are corresponding points over the list. It is reasonable to
semilandmarks that represent curving structures (in two define shape distance as the minimum of these sums of
dimensions, outlines like these) rather than discrete lo- squares over the classes that are involved in the defini-
cations. The particular 26 points here were produced by tion of ‘‘shape’’—over the classes of point sets generated
a method of ‘‘sliding’’ that took into account the pres- by the similarity group that the notion of shape ex-
ence of some ancillary landmark points as explained and plicitly disregards. The squared shape distance between
diagrammed by Bookstein (1997a, 1997c). Each of the one point set A and another point set B might then be
26 points is located along the callosal boundary in a taken as the minimum summed squared Euclidean dis-
manner that is optimal (in a sense to be explained below) tances between the points of A and the corresponding
given the locations of the other 25 points for its case and points in point sets C as C ranges over the whole set of
the sample Procrustes average of all the forms from both shapes having the same shape as B.
groups. For this definition to make sense, we have to fix the
scale of A. The mathematics of all this is most elegant if
Analysis of biological shape by the Procrustes method the sum of squares of the points of A around their center
of gravity is constrained to be exactly 1. (The square
In ordinary language the shape of a geometric or picto- root of this sum of squares is usually called centroid
rial object is described by measurements (for instance, size.) The resulting squared Procrustes distance is pro-
angles or ratios of distances or areas) that do not change portional to the sum of the areas of the circles in Figure
when the object is moved, rotated, or enlarged or re- 4.2. A small adjustment of the definition is required to
duced on the page or in your hands. The translations, make it symmetric in A and B, a property that one would
rotations, and changes of scale that we are ignoring con- reasonably expect anything called a distance to have.
stitute the similarity group of transformations of the Notation is easiest if one uses complex numbers. Write
plane. When the ‘‘objects’’ are point sets like that in Fig- the two sets of landmarks, each one centered at ð0; 0Þ
ure 4.1, it turns out to be useful to say that their shape and of centroid size unity, as vectors of complex num-
simply is the set of all point sets that ‘‘have the same bers zi with Szi ¼ 0 and Szi zi ¼ 1. (The overbar is the
shape.’’ operation of complex conjugation, reflection in the x-
lines shown. Third row left: The centroids are superposed, and
then one form is rotated over the other so that the sum of
squared distances between corresponding landmarks is a mini-
mum. Third row right: With the construction lines erased, the
squared Procrustes distance between the pair of forms is that
sum of squared distances. It is proportional to the total area of
the circles. Bottom row: The Procrustes computation of aver-
age shape. Left: Emergence of an average form (solid circles)
from the alternation of two-form superpositions, as above, with
averages of the resulting superposed locations (big black dots).
Right: Resulting sample scatter of linearized shapes, made up
Figure 4.2. Procrustes superposition. Upper row: Two forms of five separate scatters of shape coordinates. The information
of five homologous landmarks. Second row: Each form is re- in this scatter is the domain of all multivariate manipulations
scaled so that the sum of squares of the distances to the cen- of landmark data, such as the group mean comparisons in this
troid of its landmarks is 1. This is the sum of squares of the five chapter.
points that these ‘‘might have been’’ while continuing relation of size with shape), group di¤erences, and the
adequately to represent the same outlines.) All the semi- like. We will not need these additional analyses in either
landmarks slide at once so as to minimize their joint of the examples here, but they have not been precluded.
bending energy (see below) with respect to their tenta-
tive average, just as the rest of the Procrustes algebra Group shape di¤erences and their significance tests
ends up minimizing the joint Procrustes distance of all
specimens from the average. The slipping step is a Shape coordinates help us to carry out many familiar
straightforward linear matrix operation in the coor- operations of ordinary scientific statistics. Figure 4.4, for
dinates of each configuration. For formulas and details, example, shows two averages of points from the preced-
see Bookstein (1997c). ing scatter corresponding to the means for the subgroups
After we have computed the average, we can put each of this data set in which we are the most interested: the
individual shape down over the average using the simi- average for the normal brains (the doctors’) versus the
larity transformation that made the sum of squares from average for the patients’.
the average a minimum in its particular case. Continu- The comparison in the figure began with 52 coor-
ing the notation above, this superposition is (approxi- dinates (x and y for each of 26 points) but lost four of
mately) z ! zðSzAÞ=jSzAj, where A is the Procrustes these degrees of freedom when the forms were translated,
average just computed. For the data set here, there re- rotated, and scaled to all fit the same sample average.
sults the diagram at the right Figure 4.3. These points, The 48 dimensions of variability remaining are quite a
the Procrustes shape coordinates of our sample, describe bit more than the pooled sample size here, 12 þ 13 ¼
the variation of the whole set of shapes around the av- 25, so it is not at all obvious how to proceed with a
erage in terms of variations ‘‘at’’ the component points conventional significance test for the improbability of
separately. Any analyses that follow this construction of the di¤erence shown in the figure on a null hypothesis of
coordinates are of shape only. The information about no group di¤erence.
scale that was sequestered when centroid size was stan- Most good morphometric data sets are of this form—
dardized remains available for group comparisons (here, more coordinates than cases—and hence much of the
the groups di¤er by about 3% in average centroid size, time spent developing this new morphometrics was de-
which is not significant) or for studies of allometry (cor- voted to the specific problem of rigorous statistical test-
muted. For instance, in the present data set, the first 12 uniform grid of identical parallelograms. Changes like
specimens are normals (doctors), and the last 13 are pa- these, while they can be quite interesting, account for
tients; one permutation might declare the doctors to be correlated displacements of all the landmarks at once,
cases 3, 5, 7, 9, 10, 11, 15, 18, 19, 20, 23, and 25 and the which can easily overwhelm the signal from any local
patients to be the other cases. The exact significance shape di¤erence encoded in a small arc of callosal
level of a Procrustes distance between group means like boundary.
these is the fraction of permutations that produce a dif- In the Procrustes toolkit, this uniform term is com-
ference at least as large while wholly ignoring the actual puted by a fixed formula (see Bookstein, 1996, 1997b)
information about grouping. In practice, one need not that is determined once and for all by the Procrustes
take all the combinations—there are more than five geometry around the mean form. Here this term ac-
million for this sample of 13 cases versus 12—but a counts for more than half of all the shape variation in
suitably extensive random sampling. In this paper, every the data. Figure 4.5 shows the estimate of this compo-
permutation test involved 1000 permutations. (It sounds nent (think of it as height of the arch; notice that it does
as if we are ignoring the denominator of the equation not discriminate the groups) and also, at the right, the
above. Actually, as explained by Bookstein (1997b), the variation remaining after this adjustment. It is clear by
numerator and denominator here sum to a constant— comparison with Figure 4.3 that this Procrustes-optimal
the total variation of the full data set—and so the per- adjustment for uniform variation greatly sharpened the
mutation test ends up a function of the numerator, the precision with which other comparisons can be assessed.
pseudogroup mean Procrustes distance, alone.) A permutation test applied to the unadjusted data in
To apply this test to a data set such as this one, it Figure 4.3 results in a significance level of about 25% for
is important to partial out all factors that are known in the group mean shape di¤erence in Figure 4.4. Applied
advance to contribute large-scale variability that is to the residuals in Figure 4.5, the same test finds that out
unrelated to the hypothesis at hand. In modern mor- of 1000 permutations, only 12 produced a Procrustes
phometrics there are a good many rigorous ways of par- distance between pseudogroup means as large as the
tialing out such factors in advance. One method, which di¤erence shown in Figure 4.4. That is, the two mean
is useful in the present context, is removal of the so- shapes in question, the doctors’ and the patients’, di¤er
called uniform term, the extent to which specimens dif- significantly in the nonuniform component of shape at
fer by deformations that take square graph paper into a about the 1.2% significance level. This degree of im-
plausibility on the null hypothesis (no di¤erence) is suf- samples of callosal outlines. From the representation in
ficient to justify a search for further substantive features. Figure 4.4, however, it is di‰cult to say in exactly what
It is instructive to compare this overall approach to feature(s) this di¤erence might be expressed. To render
significance testing with the conventional counterpart, shape di¤erences legible, we turn to an idea as old as the
which would typically reduce the comparison of groups invention of artistic perspective in the Renaissance. We
to a matter of areas of various sectors of the callosum can show the changes of all the points in Figure 4.3 as
(see, e.g., Semrud-Clikeman et al., 1994; Riley et al., one coherent graphical display by imagining one of the
1995). Diverse sets of sectors, such as the two sketched at averages—say, the normals (the dots)—to have been put
the left in Figure 4.6, never manage to recover a set of down on ordinary square graph paper. Call it the start-
sectors for which the di¤erence of relative areas, doctors ing shape. We deform the paper so that the dots now fall
versus patients, is significant even at the 5% level when directly over the other set of points, the set constituting
tested by the corresponding omnibus T 2 test (or, if you the target shape. At the left, Figure 4.7 shows what
like, when tested by ordinary t-ratio but then corrected happens to the grid.
Bonferroni-style for the number of sectors). In the Pro- Naturally, it matters what deformation one uses. Part
crustes method, by contrast, there is only one statistic to of the modern e¿orescence of modern morphometric
be tested—the summary statistic was always summed all methodology depends on the mathematical properties of
the way around the outline, even though our findings one particular choice, the thin-plate spline, that mini-
will be limited to much smaller regions when we discuss mizes yet another sum of squares. In this context, we
them—and hence there was no associated ‘‘correction.’’ are minimizing the summed squared second derivatives
The true p-value of the group di¤erence here is arith- (integrated over the whole plane) of the map in the
metically the same 1.2% that is reported by the permu- figure—something like the summed squared deviations
tation test. of the shapes of the little squares from the shapes of
their neighbors and thus a measure of local information
Thin-plate splines for the relation of two shapes in the mapping. It is quite remarkable that the function
we want can be written out in full in elementary nota-
Thus, we have a significant shape di¤erence in the non- tion. Let the landmarks of the form on which the grid is
uniform subspace between the averages of these two squared be denoted Pi ; i ¼ 1; . . . ; k, in one single image,
level of about 8% for the di¤erence. Partialing out the mal to the average curve. (The sampled points in the
uniform term, as we did before (Figure 4.5), does not first example are too widely separated for this statistic
strengthen this finding. (There is also a di¤erence of 7% to apply there.) Following this modification, the permu-
in centroid size, just significant at the 0.05 level. The tation test goes forward exactly as before: The true
areas of these callosa likewise di¤er by about 7% in summed squared normal di¤erence between the group
mean, but there is much more scatter, as befits a quan- averages is calibrated against the distribution of that
tity with dimensions of square centimeters, so the area same sum of squares, all the way around the outline,
di¤erence is not significant, even though the size di¤er- when group is randomized over the 16 cases. There are
ence is significant.) 12,869 other groupings of this data set into eight ver-
We need, rather, to turn to another device from our sus eight; we take 1000 of these at random. Out of
modern morphometric toolkit. In the Procrustes formu- the thousand, only five permutations generated pseudo-
lation, distances between matched points are computed groups having a larger summed squared distance taken
by using all the information available: two coordinates in this locally directional sense. In other words, the two
per point. In the originally acquired data and in the Pro- group mean shapes in Figure 4.10 are statistically sig-
crustes scatter, these are stored as x- and y-coordinates. nificantly di¤erent at about the 0.5% level. Compare the
But they are more profitably considered in another co- report of this same data set by Davatzikos and col-
ordinate system, one varying in orientation from point leagues (1996), in which this same contrast could not be
to point: the system of tangent and normal to the mean shown to be statistically significant by analysis of areas.
outline curve. The real import of data sets like these As in the first example, it remains to extract the fea-
characterizes outlines mainly in the direction perpendic- tures of this di¤erence—to put the contrast into words—
ular to the (typical) curve. The usual Procrustes formula, and again, the thin-plate spline is the best available tool.
by attending to shifts in both directions, is incorporating At the left in Figure 4.11 is the spline, extrapolated
too great a degree of noise into the computation for the twofold, from the average of the male forms to the av-
signal here to emerge clearly. We can correct this prob- erage for the females. There is clearly a reshaping of the
lem by reducing the ‘‘distance’’ squared and summed in region of the splenium involving some directional size
the Procrustes formula to only one of its coordinates, the change and some adjustment of its connection with
one that has the information we seek: the distance nor- the isthmus. In a somewhat focused-down version of the
entire Procrustes analysis, for the posterior half of the derivative would be precisely zero, giving the appear-
form, we can see some of this di¤erence in the nearly ance of a crease in the grid, as shown at right in Figure
perfect separation of the outlines by sex in the vicinity of 4.12. Algebraically, if the grid in Figure 4.11 corre-
the ‘‘bump’’ at the top of the splenium in the right panel. sponds to the spline M ! F , where M and F are the
In an earlier draft, the decision to focus the previous male and female mean forms in the Procrustes geom-
paragraph on the vicinity of the splenium was defended etry, respectively, then the new figure is the result of
as merely an interesting place to look; but recently, it has applying the standard splining technique to the map
become possible to bring it to the analyst’s attention by a M ! ðM 2:42ðF M ÞÞ. (Also, the original Cartesian
wholly automatic procedure that is much more in keep- system has been rotated so that the direction in which
ing with the spirit of other chapters of this volume, such strain was artificially sent to zero is now the y-axis of the
as Thompson’s. Figure 4.12 demonstrates a technique original coordinate system.)
that has just been introduced for group comparisons There results a remarkable diagram indeed. However
of landmark or semilandmark data in two or three di- distorted the form of the ‘‘callosum’’ here, its message
mensions: summary of these extended splined grids by about the geometry of the original dimorphism, male
a hierarchy of discrete localized features that look mean versus female mean, is startlingly clear. We knew
like creases, organized patterns surrounding maxima or that this strain had to be aligned with the boundaries of
minima of ratios of homologous distance elements. At the callosal outline in its vicinity, as there is no possibil-
the left is the analytic computation corresponding to our ity of shear along that boundary in the algorithm that
informal report of Figure 4.11, the precise location and Davatzikos used to assign homology; but we did not
orientation of the global maximum of strain from the know that it would prove as spatially focal as it is here
male to the female mean form. The maximum strain, seen to be. The crease organization that ordinarily looks
computed analytically from the spline’s explicit formula, like a 90 rotation of a pair of abutting parentheses, ) (,
is 1.413. If we were to replace the female mean form, here takes on an appearance like an hourglass instead: a
then, by the form that deviated from the male form by a highly local squeezing inward (in the real data, extension
multiple of 0:4131 ¼ 2:42 of the actual transforma- outward) at the posterior end of an arch that otherwise
tion here—the form for which landmarks shifted 2.42- manifests a more or less constant strain in this direction.
fold as far in the opposite direction—then this optimal The width of this ‘‘waist’’ is roughly the same as that
of the ‘‘bump’’ in the right-hand panel of Figure 4.11. function on a simple test battery. The following discus-
There is an additional center of compression in the sion is a small part of a far more extensive investigation
crease picture, at the crook of genu, showing a simi- reported in detail by Bookstein and colleagues (2002).
larly localized aspect of relative female hypertrophy at a For this application, callosal ‘‘outlines’’ were actually
slightly lower value of maximum strain. (It was presaged digitized as chains of three-dimensional points that lay
at the far left in the grid of Figure 4.11, just as the crease on the local axis of symmetry of appropriate anatomical
here was already visualized at the far right.) In between cross sections. These points were then slipped to mini-
these two foci of compression, the extrapolation in mize net bending energy, as discussed earlier, and finally
Figure 4.12 is quite smoothly graded; we might have projected onto a common synthetic ‘‘midsagittal plane’’
anticipated this in the smooth rectilinearity of the grid for analysis. The resulting curves incorporate one true
cells within the arch in Figure 4.11. landmark (rostrum, a good three-dimensional point)
In a comparison of a mere eight forms of each gender, along with 39 semilandmarks; after Procrustes fitting,
it would be unwise to speculate further on this localiza- there are 40 2 ¼ 80 shape coordinates. This geometry
tion. But the technique of creases is likely to be a great was recorded for 30 adult males from the Seattle area
aid to hypothesis generation in larger samples, for which who had been diagnosed with either fetal alcohol syn-
the underlying uncertainty of these foci is often less. For drome or fetal alcohol e¤ects (Institute of Medicine,
the underlying calculus (which, though novel, is an ele- 1996). The neuropsychological battery here, extracted
mentary application of some classic twentieth century from a much larger protocol of 260 tests over 6 hours,
results in di¤erential geometry), significance tests, pa- included five measures of reaction time in each of three
rameterizations, and additional possibilities, see Book- experimental conditions (simple, choice, and interhemi-
stein (2000). spheric transfer) combining laterality of visual stimulus
with laterality or contralaterality of motor response.
Covariance between callosal shape and function (This does not constitute a proper battery for testing
callosal function per se, as the total allocated time was
A third data set augments the formalization of callosal only 4 minutes, corresponding to only 48 separate ex-
shape with direct measurements of neuropsychological perimental stimuli.)
89
considerably more information in shape than in area findings and visualizations are in all the same coin of bar
and therefore many more ways of reporting e¤ects on graphs with error bars. In Davatzikos’s method, findings
shape than e¤ects on area. In general, description by the were presented as areal ratios but could not be tested,
areal-ratio scalar, like any other scalar description, uses and there was no representation of sample variation
one parameter (the determinant) from the three that around the averaged outlines. By contrast, our analysis
together describe the tensor field of afine derivatives of semilandmarks all around the boundary uses the en-
(Bookstein, 1999), and so discards about two-thirds of tire picture plane to communicate the nature of what-
the information available for discussions of variability. ever findings are significant. In the first example the
findings include the shrinkage of one callosal component
Statistical Tests In the context of a size standard- (genu) and the displacement of another; in the second
ization there is no overall area distance between forms. example the findings are of a quite di¤erent flavor, em-
The areal methods, whether the standard comparisons phasizing a complex shape di¤erence in the mean shape
sector by sector or Davatzikos’s little area elements, are of the splenium without any corresponding large-scale
forced to report significance tests for multiple compar- shift. One does not need to have adumbrated the right
isons: multiple sectors, multiple grid squares. Claims of flavor of finding from this list in advance of the analysis
overall significance level must be tempered thereafter by because the multivariate statistical workup deals with
the need for Bonferroni correction; indeed, in Davatzi- any shape di¤erence whatever, regardless of geometry,
kos’s data set, no areas were left significant after this location, or scale. The scientist is thereby free to report
procedure, and so no inference about the di¤erence be- whatever di¤erences can be seen in the deformation fig-
tween the genders was reported at all, even though we ures; it is not those features that are tested, but instead
saw above that their average outline shapes are actually the simple, unitary claim that the groups have di¤er-
di¤erent at about the 0.5% level by an appropriate test. ent shapes (examples 1 and 2) or that di¤erent shapes
By contrast, the combination of Procrustes and permu- correspond to di¤erent profiles of neuropsychological
tation procedures here takes the correlation of adjacent function (example 3).
sectors, adjacent grid cells, and so forth into account
quite automatically in a way that the Bonferroni- Software
corrected methods simply cannot. Whereas the conven-
tional methods are all ad hoc, providing varying mean Software that carries out most of these computations
di¤erences and varying significance levels depending on is publicly available. Those of you with a modern work-
the number and placement of sectors, the toolkit here station might FTP to my web site, brainmap.med.
incorporates one unitary multivariate test for the signif- umich.edu, go to the directory pub/edgewarp or pub/
icance of an overall shape di¤erence of outlines in the edgewarp3.1, and there grab a program and a manual
full shape space or in any feature-specific subspace. For to browse through. The Edgewarp software family, con-
instance, in the third example the statistical test took the structed by my colleague William D. K. Green, includes
built-in subspace of uniform shears (largest-scale shape a variety of programs for digitizing two-dimensional and
changes) for granted and exploited it to test instead the three-dimensional medical images, averaging the shape
apparent concentration of the structure/function find- information they bear, and averaging the images after
ing in one particular behavioral channel. unwarping to those average shapes. There are versions
The failure of the standard methods to produce an for many modern Unix workstations and also for Linux,
explicit representation of shape per se is particularly the Unixlike operating system for PCs. I would also
unfortunate because the statistical properties of size- gladly share the source files in Splus (a commercial sta-
normalized shape (as, for instance, series of ratios) are tistical package) that produced all the statistical analyses
strongly dependent on the choice of a size measure to and diagrammatic figures here.
use for normalizing. The properties of the choice here,
acknowledgments Preparation of this contribution was sup-
centroid size, are the subject of theorems (cf. Bookstein, ported by NIH grants DA09009 and GM37251 to Fred L.
1998a) that justify its use in this application. Other mea- Bookstein. I thank John DeQuardo, the University of Michi-
sures, such as overall length, lead to correlations among gan, for the subjects and the selection of image planes under-
derived scores that can interfere quite badly with the lying the schizophrenia data set here (example 1), Christos
detection of group di¤erences. Davatzikos of Johns Hopkins University for the gerontological
data set (example 2), and Ann Streissguth, grant A A10836,
and the Fetal Alcohol and Drug Unit at the University of
Visualizations In the conventional approach, no av- Washington for the fetal alcohol structural and behavioral data
erage shapes are produced, only averaged areas, and (example 3).
abstract In this chapter we review current neuroimaging normal aging to changes found in Alzheimer’s Disease and
research on the structure of the corpus callosum. The corpus schizophrenia.
callosum is the main fiber tract connecting the two brain
hemispheres, consisting of approximately 200–350 million Challenges in Mapping the Corpus Callosum The
fibers in humans. Given the corpus callosum’s importance in rapid growth in brain-imaging technologies has been
communicating perceptual, cognitive, mnemonic, learned, and
volitional information between the hemispheres, it has not matched by an extraordinary increase in the number of
surprisingly been a focus of many studies examining structural investigations focusing on the structural and functional
and functional neuropathology. We and other groups have in- organization of the brain. An extensive amount of re-
vestigated callosal abnormalities in Alzheimer’s disease, multi- search has been directed toward analyzing the structure
infarct dementia, schizophrenia, attention deficit hyperactivity and function of the corpus callosum, the main fiber tract
disorder, and multiple sclerosis and during normal and aber-
connecting the two brain hemispheres, which consists of
rant development. Nonetheless, extreme variations in brain
structure make it di‰cult to design computerized strategies approximately 200–350 million fibers in humans (Aboi-
that detect and classify abnormal structural patterns. Intense tiz et al., 1992a, 1992b). Surgical transection of this
controversy exists on the question of whether di¤erent callosal structure in humans provides evidence that the corpus
regions undergo selective changes in each of these disease callosum functions to communicate perceptual, cogni-
processes. Additional controversy surrounds studies that have
tive, mnemonic, learned, and volitional information be-
identified specific di¤erences in callosal structure related to
sex, handedness, IQ , and musical ability and in studies com- tween the two brain hemispheres (Bogen et al., 1965).
paring monozygotic and dizygotic twins. Anatomically specific Given the importance of sensory, motor, and cognitive
relationships between callosal structure, cortical asymmetry, callosal relay between hemispheres, it is not surprising
and a range of cognitive measures have generated great inter- that this anatomical region has been a focus of studies
est, in view of the light they shed on the organization of brain examining structural and functional neuropathology.
function and the nature of interhemispheric communication.
In our review, we emphasize the many recent mathematical Because of the corpus callosum’s key role as the
and methodological advances in the field. Imaging and com- primary cortical projection system, any focal or di¤use
putational methods are discussed for analyzing dynamic pat- abnormalities of bilaterally connected cortical regions
terns of growth and degeneration. We also review progress in may be expected to have secondary e¤ects on homo-
constructing a probabilistic reference system for the human topically distributed fibers in the callosum. These e¤ects
brain, which can be used to analyze callosal anatomy. In par-
ticular, computerized strategies are described that (1) detect are observable at both cellular and gross anatomic scales
abnormal callosal structure in disease, (2) relate callosal (Innocenti, 1994). E¤ects on regional callosal structure
anomalies to changes in cortical asymmetry and variability, have been reported in schizophrenia (Woodru¤, Mc-
and (3) relate callosal changes found in development and Manus, and David, 1995; DeQuardo et al., 1996), at-
tention deficit hyperactivity disorder (Giedd et al., 1994;
Baumgardner et al., 1996), relapsing-remitting multiple
sclerosis (Pozzilli et al., 1991; Rao et al., 1989a, 1989b),
paul m. thompson, katherine l. narr, rebecca e. blanton,
and arthur w. toga Laboratory of Neuro Imaging, Depart- Alzheimer’s disease (Hofmann et al., 1995; Vermersch
ment of Neurology, Division of Brain Mapping, UCLA School et al., 1996; Janowsky, Kaye, and Carper, 1996), multi-
of Medicine, Los Angeles, California. infarct dementia (Yoshii, Shinohara, and Duara, 1990),
93
and a range of neurodevelopmental disorders and dys- Growth Patterns Later in the chapter, we discuss
plasias (Sobire et al., 1995). methods for mapping dynamic patterns of growth at
the corpus callosum. The callosum undergoes profound
Structural Changes Analysis of regional neuro- changes in morphology, fiber composition, and myeli-
anatomy and callosal structure are key factors in the nation during brain development, and these patterns
radiological assessment of a wide range of neurological are dramatically altered in disease. In many ways, static
disorders. Nonetheless, extreme variations in brain struc- representations of callosal structure are ill suited to
ture make it di‰cult to design computerized strategies determining the dynamic e¤ects of development and
that detect and classify abnormal structural patterns. disease. Several algorithms are used to create four-
Intense controversy exists on the question of whether dimensional quantitative maps of complex growth pat-
di¤erent callosal regions undergo selective changes in terns across the corpus callosum, based on time series of
each of these disease processes. To distinguish abnor- pediatric MRI scans (Thompson et al., 1998a; Thomp-
malities from normal variants, a realistically complex son and Toga, 1998). Mathematical techniques are de-
mathematical framework is required to encode infor- signed to analyze local growth rates, revealing the local
mation on anatomical variability in homogeneous pop- magnitude and principal directions of dilation or con-
ulations (Grenander and Miller, 1994; Mazziotta et al., traction. Serial scanning of human subjects, coupled
1995). Additional controversy surrounds studies that with computational methods for analyzing the changing
have identified specific di¤erences in callosal structure callosal geometry, show promise in enabling disease and
related to gender (DeLacoste-Utamsing and Holloway, growth processes to be tracked in their full spatial and
1982), handedness (Witelson, 1985), IQ (Strauss, Wada, temporal complexity.
and Hunter, 1994), and musical ability (Schlaug et al.,
1995) and studies comparing monozygotic and dizygo- Maps of the corpus callosum
tic twins (Oppenheim et al., 1989). Anatomically specific
relationships between callosal structure, cortical asym- Neuroimaging studies of the corpus callosum are easier
metry, and a range of cognitive measures have gener- to understand if its elaborate internal organization is
ated great interest, in view of the light they shed on the considered. The corpus callosum connects the cortical
organization of brain function and the nature of inter- surfaces of the two brain hemispheres, and there is a
hemispheric communication. topographically specific organization of callosal fibers
In this chapter we review current neuroimaging re- in relation to the cortical regions they connect. Tract-
search on callosal structure. We emphasize the many re- tracing studies using anterograde or retrograde labels
cent mathematical and methodological advances in the such as biocytin or rhodamine-labeled latex micro-
field. A range of imaging and computational methods spheres (Innocenti, 1994) have established the topo-
are discussed for analyzing and understanding the ex- graphic distribution of callosal connections at the cortex
tremely complex dynamic processes that a¤ect callosal in several species. A massive perinatal loss of callosal
anatomy in the healthy and diseased brain. We also re- axons, lasting from the thirty-fifth gestational week to
view progress in constructing a probabilistic reference the end of the first postnatal month (Clarke et al., 1989;
system for the human brain, which can be used to ana- LaMantia and Rakic, 1990), is thought to lead to a re-
lyze callosal anatomy (Mazziotta et al., 1995; Thomp- stricted pattern of adult callosal connections (Innocenti,
son et al., 1997, 1998a). Magnetic resonance imaging 1994). In the adult callosum the genu (or anterior third)
(MRI)–based image archives from large human popula- connects prefrontal cortices; the midbody (middle third)
tions are stratified into subpopulations according to age, connects motor, somatosensory, and auditory cortices;
disease state, gender, and other demographic criteria and the splenium (posterior fifth) carries temporal, pari-
to produce population-specific representations of anat- etal, and occipital (visual) fibers. Perisylvian fibers from
omy. The resulting brain atlases encode information superior temporal and parietal cortex relay information
on population variability, with the goal of identifying from critical language and association areas and cross
group-specific patterns of brain structure. Computerized mainly in the isthmus ( just anterior to the splenium; see
strategies are developed to (1) detect abnormal structure Figure 5.1). To a certain degree, callosal fiber types are
in disease, with a particular focus on the corpus cal- also organized topographically. Fast-conducting, large-
losum, (2) relate detected callosal anomalies to changes diameter (>3 mm) sensorimotor fibers are concentrated
in the three-dimensional patterns of cortical asymmetry in the posterior midbody and splenium, while thinner,
and structural variability, and (3) relate callosal changes more lightly myelinated fibers are found at the genu.
found in development and aging to changes found in These fibers at the genu o¤er a lower conduction veloc-
Alzheimer’s disease and schizophrenia. ity, connecting prefrontal regions implicated in longer-
produced by image warping algorithms that match bio- In Bookstein’s approach (1989), a number of modes of
logical shapes are often governed by a di¤erential oper- variation, based on the eigenvectors of the covariance
ator that controls the way in which one anatomy is matrix of landmark positions, can be determined to de-
deformed into the other (for a technical review, see scribe the main factors by which the instance shapes
Thompson and Toga, 1998). Examples include the tend to deform from the generic shape. Of particular
Cauchy-Navier operator of linear elasticity (l þ mÞ relevance are methods used to define a mean shape, and
‘ð‘Þ þ m‘ 2 , used by Davatzikos and colleagues (1996) distances between shapes (Procrustes distances), in such
and by Thompson and Toga (1998), and the biharmonic, a way that conventional statistical procedures can be
or thin-plate spline operator, ‘ 4 , used by Bookstein applied to characterize shape di¤erences between two
(1989, 1997). The properties of the governing operator groups. In his reanalysis of the callosal data acquired by
can be used to make the deformation reflect the me- Davatzikos and colleagues (1996), Bookstein (1997) used
chanical properties of deformable elastic or fluid media. a permutation test to determine whether the Procrustes
Plate 4. Local analysis of callosal growth patterns using vector loss or gain. Pronounced neuroanatomical growth is
field operators. Vector field operators help to emphasize pat- observed during the 4-year interval (upper panel). This con-
terns of contractions and dilations, emphasizing their region- trasts sharply with the negligible change detected over a 2-
al character. Here, the color code shows values of the local week time span (lower panel). (See Figure 5.6.)
Jacobian of the warping field, which indicates local volume
Plate 5. Maps of stereotaxic variability at the corpus callosum gle vertical plane. Average boundary representations have
in patients with Alzheimer’s disease and in elderly normal therefore been thickened for visualization purposes only.
subjects. Separate maps of local variability were constructed Two trends are apparent. Although the variability measure
for (a) Alzheimer’s patients and (b) control subjects, express- peaks at the rostrum, this may be an artifact due to the diffi-
ing (in color) the r.m.s. variation of callosal points in each culties of defining an unambiguous anatomical limit for the
subject group around an average boundary representation of inferior aspect of the rostrum. Nevertheless, the pronounced
the callosum, at the midsagittal plane of Talairach stereotaxic rise in variability at the rostral midbody in AD (b) may reflect
space. Unlike the asymmetry and variability maps in Figure disease-related enlargement of the third ventricle, which
5.9, these are strictly two-dimensional maps, since the mid- forms its inferior boundary. (See Figure 5.8.)
sagittal analysis of callosal morphology is conducted in a sin-
Plate 6. Population-based maps of three-dimensional struc- in three dimensions, were significantly greater in AD than in
tural variation and asymmetry. Statistics of three-dimensional controls (p < 0.0002; top panels). In the three-dimensional
deformation maps can be computed to determine confi- variability maps derived for each group (lower panels), the
dence limits on normal anatomic variation. Three-dimen- color encodes the root mean square magnitude of the dis-
sional maps of anatomical variability and asymmetry are placement vectors required to map the surfaces from each of
shown for 10 subjects with Alzheimer’s disease (age: 71.9 ± the 10 patients’ brains onto the average. Confidence limits
10.9 years) and 10 normal elderly subjects matched for age on three-dimensional cortical variation (lower right panel),
(72.9 ± 5.6 years), gender, handedness, and educational level exhibited severe increases in AD from 2–4 mm at the corpus
(Thompson et al., 1998). Normal Sylvian fissure asymmetries callosum to a peak standard deviation of 19.6 mm at the pos-
(right higher than left, p < 0.0005), mapped for the first time terior left Sylvian fissure. (See Figure 5.9.)
Plate 7. Distortions in brain architecture induced by tumor ed in red; see also cryosection blockface) (a) on the ventral
tissue: probability maps for ventral callosum and major sulci callosal boundary, as well as the parieto-occipital and anteri-
in both hemispheres. Color-coded probability maps (b) or and posterior calcarine sulci in both brain hemispheres.
quantify the impact of two focal metastatic tumors (illustrat- (See Figure 5.10.)
Plate 8. (a) Average-referenced scalp isopotential contour Laplacian waveforms from the identical data as shown in part
maps with left and right central and parietal voltage wave- (a) plotted at equivalent sensitivity (0.6 µV/cm2). The activa-
forms (indicated as solid circles among the electrode loca- tion at 80 ms is now restricted to the posterior regions of the
tions drawn on the maps) from a 63-channel study using the right hemisphere, as expected, given LVF input. The 210-ms
Poffenberger task with LVF input and left-hand responses maps also now reveal a right central focus, in keeping with
(grand mean of five subjects). The arrows indicate the times the execution of left-hand responses. The Laplacian wave-
at which the map views are drawn. Stippled (blue) areas cor- forms show greater peak latency delays between left and right
respond to negative voltage (0.6 µV/line). Displayed ERP parietal regions and less early activity at C4 than seen in part
epoch is –25 ms to 425 ms poststimulus. Note the widespread (a). Stippled (blue) areas correspond to inward current, red
positivity of the visual P1 shown at 80 ms, and the ill-defined areas correspond to outward current, both derived from
motor response over right central regions. (b) SCD maps and scalp voltage. (See Figure 8.3.)
Plate 9. Top-view SCD maps at 5-ms intervals from 110 to 165 tion. Central regions show an initial bilateral activation pat-
ms poststimulus, separately for LVF and RVF data from the tern that resolves into the unilateral right-hemisphere focus
second quartile of the left-hand RT distribution for subject 3. associated with the left-hand response. Posterior responses to
Stippled (blue) regions correspond to inward scalp current RVF input are of opposite lateralization compared to those of
derived from scalp potential. Red isocontours correspond to LVF input, as expected. The central response pattern sug-
outward scalp current. Plotted sensitivity is 0.5 µV/cm2. gests a visuomotor routing of left-hemisphere visual-to-motor
Responses to LVF input reveal posteriorly the expected initial activation, followed by motor-related left-to-right interhemi-
lateralization followed by callosally mediated bilateral activa- spheric transfer. See the text for details. (See Figure 8.7)
Plate 10. Top-view SCD maps at 5-ms intervals from 110 to terior activation pattern is nearly identical to that seen in
165 ms poststimulus, separately for LVF and RVF data from Figure 8.7, the change of responding hand is clearly visible in
the second quartile of the right-hand RT distribution for sub- the shift to left central activation independent of input visual
ject 3. Stippled (blue) regions correspond to inward scalp field (A and B). (See Figure 8.8.)
current. The plotted sensitivity is 0.5 µV/cm2. While the pos-
Plate 11. Top-view SCD maps for all stimulus and response seen in the reaction time conditions. At 80 ms, central
conditions from the retest of subject 3 are plotted at high sen- regions contralateral to the hemisphere receiving visual
sitivity (0.1 µV/cm2, λ = 1 x 10-5) at 65 and 80 ms poststimu- input show equal or greater activity than seen ipsilateral to
lus. These across-RT data (120–600 ms) have n ≈ 1350. N ≈ the stimulated hemisphere at 65 ms. This may reflect a very
735 for the passive view control conditions. Both LVF and early visually generated central interhemispheric transfer.
RVF stimuli show a larger focus of activity over central Stippled (blue) areas represent inward current flow. Red
regions ipsilateral to the hemisphere receiving visual input. areas correspond to outward current. See the text for more
The LVF data suggest that there may be an effect of response details. (See Figure 8.12.)
condition, with larger initial ipsilateral central activations
Plate 12. Top-view SCD map time series (λ = 1 x 10-7) from 75 both subjects, the slowest RTs show a delayed activation pat-
to 255 ms poststimulus for the intrahemispheric LVF/LH tern. These data illustrate the multiplicity of motor regions of
condition for the retest of subjects 3 and 4. The data are dis- both hemispheres active during performance of intrahemi-
played by RT bin, with each value the midpoint of a 10-ms spheric task conditions and highlight individual differences
range (n's for subject 3 were 86, 105, and 55 for RT bins 220, in spatiotemporal activation patterns during performance of
280, and 320, respectively; n's for subject 4 were 49, 76, and simple RT. Stippled (blue) regions correspond to inward
37 for RT bins 210, 250, and 290, respectively). The stability scalp current, red to outward current. Plotted sensitivity is 0.5
of the posterior visual response across RT is evident. The pat- µV/cm2 for subject 3 and 0.6 µV/cm2 for subject 4. See the
terns of central activation for both subjects markedly differ, text for a detailed explanation of activation patterns. (See
the faster two RT bins sharing similar overall activation pat- Figure 8.13.)
terns that are lower in magnitude for the middle RT bin. For
Plate 13. (a) BESA dipole locations and orientations for the es from bins 225–285 begin within the same 15-ms period.
LVF input/left-hand response condition for subject 3. See This suggests that the slope/rate of motor-related cortical
the text for caveats and functional interpretations of each activation is reflected in RT. The slowest responses (bins 305
dipole. (b) Source waveform overlays based on the BESA and 325) do not follow this pattern. There is a ~70-ms delay
solution depicted in part (a) and comparison with SCD relative to the first four bins before a response is initiated,
waveforms from parieto-occipital sites. Across-RT data. with a slope comparable to the faster responses. This suggests
(c) Waveforms from each of six 20-ms RT bins for source 6 different routes of response-related activations for these reac-
are overplotted. Peak latencies reliably track RT for all bins; tion times compared with reaction times in the 215- to 295-
however, the response onset times do not. Note that respons- ms range. See the text for further details. (See Figure 8.15.)
Plate 14. 15O-PET activation images after presentation of CV brain template. The lower panel shows the same data plotted
syllables (upper row in both panels), and musical instru- on axial slices. (Data from Hugdahl et al., 1999a.) (See
ments (lower row in both panels). The upper panel shows sig- Figure 12.2.)
nificant clusters of activation plotted onto lateral views of a
NF Attention:
“Attend both ears”
FR Attention:
“Attend right ear”
FL Attention:
“Attend left ears”
Plate 15. 15O-PET activation images during the NF, FR, and the right column is 8 mm above the AC-PC midline. Note the
FL attention conditions plotted onto axial slice brain tem- relative attenuation of activation during the FR and FL con-
plates across the superior temporal gyrus and planum tem- ditions compared to the NF attention condition. (Data from
porale. The left column is 2 mm above the AC-PC midline; Hugdahl et al., 2000.) (See Figure 12.5.)
Figure 5.4. Growth patterns in the developing human brain. A between the scans. These artifacts were minimal, as shown by
young normal subject was scanned at the age of 7 and again the di¤erence image, which, as expected, is largely noise. Rigid
four years later, at the age of 11, with the same protocol (data registration of the scans does not localize anatomical change
from Thompson et al., 1998a). Scan histograms were matched but is a precursor to more complex tensor models of structural
and rigidly registered, and a voxel-by-voxel map of intensity change (see the main text and Figures 5.5 and 5.6), which not
di¤erences (left) reveals global growth. In a control experi- only map local patterns of di¤erences or change in three di-
ment, identical procedures were applied to two scans from a 7- mensions, but also allow calculations of rates of dilation, con-
year-old subject acquired just 2 weeks apart, to detect possible traction, shearing, and torsion (Toga et al., 1996; Thompson
artifactual change due to mechanical e¤ects and due to tissue et al., 1998a). (See Color Plate 3.)
hydration or CSF pressure di¤erences in the young subject
designed to reflect the magnitude and principal direc- regions. To address this, parametric mesh models
tions of dilation or contraction; the rate of strain; and (Thompson et al., 1996a, 1996b, 1997, 1998a) were
the local curl, divergence, and gradient of flow fields created to represent a comprehensive set of deep sulcal,
representing the growth processes recovered by the callosal, caudate, and ventricular surfaces at each time
transformation. point. Surface models based on manually digitized data
Three-dimensional (256 2 124 resolution) T1 - were averaged across multiple trials (N ¼ 6) to minimize
weighted fast SPGR (spoiled GRASS) MRI volumes error. The deformation field that is required to match
were acquired from young normal subjects (mean age: the surface anatomy of one scan with the other was ex-
8.6 G 3.1 years) at intervals ranging from 2 weeks to 4 tended to the full volume using a continuum-mechanical
years. Pairs of scans were selected to determine patterns model based on the Cauchy-Navier operator of linear
of structural change across the interval between the two elasticity (Thompson and Toga, 1998). Deformation
scans. These scan pairs were preprocessed, with a radio processes recovered by the warping algorithm were then
frequency bias field correction algorithm, and rigidly analyzed using vector field operators to produce a vari-
registered using automated image registration software ety of tensor maps (Figures 5.5 and 5.6). These maps
(Woods, Mazziotta, and Cherry, 1993). Registered scans were designed to reflect the magnitude and principal
were then histogram-matched, and a preliminary map directions of dilation or contraction, the rate of strain,
of di¤erences in MR signal intensities between the two and the local curl, divergence, and gradient of flow
scans was constructed (Figure 5.4). While di¤erence fields representing the growth processes recovered by
maps help to determine whether structural change has the transformation.
occurred in such diseases as dementia (Freeborough,
Woods, and Fox, 1996), these maps do not localize Tensor Maps of Growth In contrast to the near-zero
change, nor do they provide three-dimensional mea- maps of change recovered at short time intervals (2
sures of dilation, contraction, or shearing of anatomical weeks), tensor maps of growth spanning large time in-
tervals (4 years) showed complex and heterogeneous shape di¤erences in the corpus callosum (Davatzikos,
patterns of change. In one subject who was scanned at 1996), while here it is used to indicate its growth. Other
ages 7, 9, and 11, comparative stability of lobar and local vector field operators, including the gradient
thalamic anatomy and negligible changes at the cortex and divergence (‘uðxÞ, ‘T uðxÞ; see Thompson et al.,
were accompanied by pronounced focal growth of the 1998a) and the specialized norm divergence operator
callosal isthmus (Figure 5.5), ventricular enlargement, (kuðxÞk:‘T uðxÞ; see Thirion and Calmon, 1997) can be
and loss of caudate tissue. applied to deformation fields. These operators are spe-
cifically designed to reveal and emphasize di¤erent as-
Growth in Callosal Anatomy To further charac- pects of growth or pathological processes, including
terize the growth process at the callosum (Figure 5.5), their local magnitude and directional biases.
derived properties of the deformation fields were exam-
ined (Figure 5.6), including local expansion, contraction, Regional Topography of Callosal Growth Figure
or shearing e¤ects recovered by the warping transforma- 5.6 shows the complex patterns of growth detected in a
tion. As was noted earlier, the Jacobian of the deforma- young normal subject during the 4-year period from 7
tion field has been used as a local index of gender-specific to 11 years of age. Despite minimal changes in overall
cerebral volume, striking regional growth is detected (Pujol et al., 1992). Ratio measurements of the corpus
throughout the callosum, with peak values occurring at callosum as a proportion of midline internal skull sur-
the isthmus (the same area that was found to degenerate face area have been used to study aging e¤ects while
preferentially in our dementia studies (see Thompson correcting for variations in head size (Laissy et al., 1993).
et al., 1998b). This pronounced pattern of growth con- Significant decreases were found in total callosal area
trasts with the near-zero maps of change observed over without associated reductions in total brain size in sub-
a 2-week interval (Figure 5.6, lower panel). jects ranging in age from 12 to 74 years. Regional aging
Warping algorithms hold tremendous promise in rep- e¤ects on callosal morphology are most prominent in
resenting, analyzing, and understanding the extremely anterior regions (genu, rostrum, and anterior body),
complex dynamic processes that a¤ect regional anatomy while posterior regions have been found to remain stable
in the healthy and diseased brain. Only with a four- with age (Parashos, Wilkinson, and Co¤ey, 1993; Weis,
dimensional approach will patterns of callosal growth or Kimbacher, and Wegner, 1993; Salat et al., 1997).
degeneration be recorded in their full spatial and tem- However, age-related decreases have also been reported
poral complexity. for midbody and posterior regions (Beigon et al., 1994).
In addition, decreases in callosal width with age have
Aging and the corpus callosum been reported (Byne et al., 1988).
Fiber composition of the callosum has been studied to
The corpus callosum has been reported to maintain its assess possible aging e¤ects (Aboitiz et al., 1996). Age-
shape and size during the third and fourth decades of related increases were found in the number of large-
life with a gradual decline in size during later years diameter myelinated callosal fibers, but no age-related
Alzheimer’s disease and dementia Callosal Anatomy In view of the anatomically spe-
cific progression of cortical atrophy associated with AD,
Alzheimer’s disease (AD) is accompanied by a complex interest has focused on several questions that relate to
and distributed pattern of neuroanatomical change that the corpus callosum. The first question is whether local
is di‰cult to distinguish clinically from dynamic alter- or di¤use atrophy of bilaterally connected brain regions
ations in normal aging. Diagnosis of AD before death might induce secondary e¤ects on homotopically dis-
remains one of exclusion. Definitive diagnosis requires tributed fibers in the callosum. The second question is
postmortem histological findings of di¤use neuronal whether distinct regions of callosal anatomy undergo
and synaptic loss, accompanied by characteristic neuro- selective changes in di¤erent subtypes of dementia and
Figure 5.10. Distortions in brain architecture induced by in red; see also cryosection blockface) (a) on the ventral callosal
tumor tissue: probability maps for ventral callosum and major boundary, as well as the parieto-occipital and anterior and
sulci in both hemispheres. Color-coded probability maps (b) posterior calcarine sulci in both brain hemispheres. (See Color
quantify the impact of two focal metastatic tumors (illustrated Plate 7.)
The section on the anatomy of the corpus callosum is development. Ptito’s and Rosen’s commentaries on
divided in two main parts: one devoted to anatomical Innocenti and Bressoud provide further insights into two
studies of the corpus callosum in animals and humans such factors: early damage to the cortical plate and the
and one devoted to morphometric studies of the human absence of visual input.
corpus callosum. The section opens with a chapter by Aboitiz and colleagues look also at temporal changes
Innocenti and Bressoud on development and com- in the organization of callosal fibers. They study the
putational properties of callosal axons. Innocenti and e¤ect of aging on callosal fibers in the two sexes and also
Bressoud look at callosal axon morphology in order propose an evolutionary theory on the role of the corpus
to understand callosal computations. With the use of callosum. Further, they look at the relationships between
modern three-dimensional computerized reconstruction corpus callosum and laterality, studying hemispheric
of axonal branching and simulations studies on conduc- asymmetries in relation to callosal fiber composition.
tion velocity, they provide data that are extremely useful This has been done by assuming a rather precise topo-
to physiologists and psychologists interested in callosal graphical organization of callosal fibers in the human
transmission time. With their overview on corticotopic corpus callosum. This assumption is challenged by Ste-
callosal mapping, they provide compelling evidence for phanie Clarke in her commentary. She proposes that,
a view of the corpus callosum that goes beyond the with the exception of the splenium and rostrum, the
classical point-to-point intra-areal mapping. The coex- topographical arrangement of callosal fibers is complex
istence of diverging and converging patterns of callosal and not orderly.
axons suggests that information, whatever it is at the Jäncke and Steinmetz explore the relationships be-
neural level, is thoroughly shu¿ed by callosal axons in tween brain size and callosal morphology and morph-
the cortical areas receiving callosal input. This pattern is ometry. They find that the relationship between callosal
typically observed in di¤use networks of fairly homoge- size and brain size is best captured by a geometric rule.
neous cells that are generally associated with associative They interpret their findings as supporting the hypothe-
memory and models the theory of cell assemblies (Palm, sis of Ringo and colleagues, which suggests that hemi-
1982; Braitenberg and Schuz, 1991). With their elegant spheric specialization arises in species with large brains
overview of developmental changes in the corpus cal- because interhemispheric transfer in large brains would
losum, Innocenti and Bressoud indicate the extrinsic and be too slow for online processing.
intrinsic factors that are known to be e¤ective on those In his commentary, Je¤rey Clarke discusses the rela-
changes. They also underline that much work needs tion between morphometric measures and anatomical
to be done to better define the mechanisms producing factors, such as neuronal density in the cortex or axonal
the exuberance and retraction of callosal fibers during density in the corpus callosum. Clarke underlines how
still unclear are the relationships between gross mor-
phological measures and finer anatomical details and
eran zaidel Department of Psychology, University of Cali- how, without this information, it is di‰cult to under-
fornia at Los Angeles, Los Angeles, California. stand the significance of some morphometric studies.
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
Neuropsychiatric Institute, Brain Research Institute, David
Finally, the chapters by Bookstein and by Thompson
Ge¤en School of Medicine, University of California at Los and colleagues demonstrate how modern imaging tech-
Angeles, Los Angeles, California. niques can address aspects of variability across popu-
131
lations or statistical measurements of shape variations nection e¤ects associated with localized callosal lesions.
that were impossible with classic morphometric Another approach is by the regional morphology of
approaches. callosal fibers. This is the approach taken by Aboitiz and
We next turn to a more in-depth consideration of his associates. They classified callosal axons by their size
some issues associated with inferring callosal function and myelination and showed a di¤erential distribution
from callosal structure in humans. of di¤erent fiber types in di¤erent callosal regions, thus
supporting the channel doctrine. Small-diameter fibers
From anatomy to behavior that interconnect association cortex predominate in
anterior and posterior callosal regions, whereas large-
Our ultimate goal is to understand the function of the diameter myelinated fibers predominate in the body of
human corpus callosum. But the experimental arsenal the callosum. This leaves open two critical questions.
for studying the microphysiology of the corpus callosum First, which fibers interconnect homotopic areas and
is still limited. The method of choice is still ERP (see the which interconnect heterotopic areas? Aboitiz and col-
next section). The application of TMS methodology has leagues focus their discussion on the functional signifi-
been useful but limited (e.g., Pascual-Leone, Walsh, and cance of homotopic connections, but S. Clarke chal-
Rothwell, 2000), recording from depth electrodes during lenges this. Thus, she challenges the channel doctrine,
behavior is still in its infancy (cf. Fried, MacDonald, and with the possible exception of the genu and the sple-
Wilson, 1997), and PET methodology still has crude nium. Second, the anatomy does not tell us which cal-
spatial resolution that prevents a precise regional losal fibers serve to facilitate interhemispheric transfer
analysis. and which serve to inhibit or modulate it.
One unique data set comes from recording electrical A third approach to decomposition is by factor anal-
activity on the exposed cortex while stimulating di¤erent ysis of regional size di¤erences in the corpus callosum.
points on the midsagittal callosum area during callosal This has the advantage that the data themselves, rather
section for epilepsy (Chen, 1986). Behavioral methods than our preconceptions, generate the hypothesis. The
for studying callosal function are better developed for rationale is that callosal regions that are functionally in-
sensorimotor integration through the corpus callosum dependent vary more across individuals than do regions
(witness the Po¤enberger paradigm) than for cognitive that are functionally homogeneous. This, in turn, may
and control functions (see Part III). There remains the reflect di¤erential developmental trajectories for di¤er-
anatomy of the corpus callosum, visualized by ever ent callosal channels. This approach has been applied to
improving methodology of brain imaging. But how do callosal area but not yet to callosal shape, where points
we analyze the structure of the corpus callosum? And of maximum change may signal regional boundaries.
how do we study its structure/function relationship? Factor analysis of regional size has not been rewarding
The standard approach has been to analyze the size and about function (cf. Cowell, this section; Clarke, 1990).
shape of the midsagittal cross-section of the corpus cal- Clarke (1990) partitioned 60 corpus callosum into 30
losum. But analysis of the structure of the corpus cal- radial regions. Principal component analysis of absolute
losum o¤ the midsagittal plane and volumetric measures area measures revealed one main factor associated with
of the corpus callosum may have di¤erential functional overall callosum size. Principal component analysis of
organizational significance. They are likely to receive areas normalized for total callosum size revealed two
increased morphometric attention in the next decade. main factors. The first factor includes the anterior half
Consider the anatomical approach. Two questions of the corpus callosum without the rostrum. This region
immediately arise: what to measure and how to mea- contains fibers that originate primarily from the frontal
sure it. lobes. It is surprising that the factor does not distinguish
a subregion associated with motor functions from a sub-
The partitioning problem region associated with prefrontal, executive functions.
The second factor, including the posterior midbody,
It is natural to conceive of the corpus callosum as a col- may be associated with somesthetic functions (Pandya,
lection of function-specific channels. But how do we Dye, and Butters, 1971). Clarke studied the correlations
define them? One logical way is by the cortical modules of these two callosum factors with behavioral laterality
that the channels interconnect. In principle we can trace e¤ects observed in a set of multimodal tests that tap
such cortico-cortical connections with retrograde dege- hemispheric specialization and callosal connectivity in
neration staining methods, but such studies are scarce in vision, audition, somesthesis, and language. Out of 44
humans (see S. Clarke’s commentary in this section). A correlations, the only significant one (negative) was be-
complementary source of data are behavioral discon- tween the left-hand condition of a roughness discrimi-
abstract The corpus callosum, referred to as the great cerebral (e.g., the anterior and hippocampal commissures),
commissure, is the major set of fibers connecting the two cerebral diencephalic (e.g., the interthalamic and posterior
hemispheres. Since the pioneering work of Myers and Sperry commissures), and mesencephalic (e.g., the intertectal
in the early 1960s, the corpus callosum has been confirmed
into its role in interhemispheric transfer of sensorimotor in- commissure) commissures that interconnect the two
formation. This led to the development of a surgical technique hemispheres, the corpus callosum is undoubtedly the
known as commissurotomy or split-brain, which is aimed at re- most important, not only by virtue of its size but also
ducing the interhemispheric transmission of abnormal electri- because of the wealth of its neural connections. What
cal discharges in epileptic patients. Over the years, animal are the functions subserved by this great cerebral
research has proved to be useful in delineating other visual
functions of the corpus callosum using not only split-brain
commissure?
preparations but also animals with a section of the optic In the eighteenth century the corpus callosum was
chiasm. In this review, we report previous studies that indi- considered the site of the soul (Lancisi, 1739; de la
cate that the corpus callosum is indeed involved in the inter- Peyronie, 1741); in the early twentieth century it was
hemispheric transfer of visual information in adult cats and assigned the mere role of preventing the cerebral hemi-
that this commissure is plastic, in the sense that its neonatal sec-
spheres from collapsing onto each other (Lashley, in
tion does not prevent interhemispheric transfer. The corpus
callosum is also involved in the midline fusion of the visual in- Lassonde et al., 1994). It was only in the 1950s that the
formation presented to each hemisphere, thus supporting the corpus callosum, in the pioneering work of Myers and
‘‘zipper’’ theory. Finally, its contribution to stereoperception Sperry, was attributed a function in the interhemi-
based on disparity cues concerns mainly coarse stereopsis, its spheric transfer of visual information. This was followed
role being di¤erent from that of the direct geniculostriate sys- by the development, in the early 1960s, of a surgical
tem concerned with fine stereopsis. Chemical studies suggest
that the corpus callosum exerts its influence on postsynaptic intervention aimed at reducing the interhemispheric
targets through excitatory amino acids such as aspartate and transmission of abnormal electrical discharges in epi-
glutamate. leptic patients. This involved the sectioning of the cor-
pus callosum and other neocortical commissures, or
commissurotomy (see Bogen and Vogel, 1962).
The mammalian brain consists of two symmetrical hemi- The study of these patients by Sperry, Gazzaniga, and
spheres, connected by a set of commissural fibers that collaborators has greatly contributed to our knowledge
cross the midline. These interhemispheric connections of the functions of this midline structure and has led
ensure the integrated functioning of the brain by render- to the description of a set of interhemispheric deficits
ing the information reaching one hemisphere accessible called the disconnection syndrome (reviewed by Geschwind,
to the other. Among the various direct telencephalic 1965; Bogen and Vogel, 1975) followed later by discus-
sions on the nature of consciousness (Sperry, 1986) and
the duality of the mind (Bogen, 1986).
The corpus callosum is still the focus of interest for
many neuroscientists who study interhemispheric com-
maurice ptito Ecole d’Optometrie, Université de Montréal, munication. The development of new methods of in-
Montreal, Quebec, Canada. vestigation in both animals and humans has led to major
139
discoveries regarding the various roles of this structure rostrum and genu of the corpus callosum. The adjacent
such as interhemispheric transfer of lateralized infor- somatosensory cortex projects fibers through the ante-
mation (see reviews by Berlucchi, 1972, 1977, 1981, rior half of the body, whereas axons arising from audi-
1990), midline fusion (see the review by Lepore et al., tory regions course in the posterior two-thirds of the
1994), and, more recently, depth perception (see reviews body and the dorsal splenium, where they match the
by Ptito et al., 1986, 1991). In this chapter we review distribution of axons originating in the limbic cortex.
some of our work on the role of the corpus callosum in Finally, axons from visual cortices, which occupy the
the interhemispheric transfer of visual information in greatest single fraction of the cortical mantle, pass
adult and neonate split-brain cats, in the midline fusion through the largest portion of the corpus callosum; the
of the visual information presented to each hemisphere, fibers are present throughout the splenium and extend
and in stereoperception based on disparity cues. well into the body and the anterior portion. These re-
sults also indicate the presence of unimodal and multi-
Anatomical considerations modal regions within the rostrocaudal extent of the
corpus callosum.
With the advent of modern tract-tracing techniques, it
has been possible to determine precisely the sites of ori- The corpus callosum and the other commissures in
gin and termination of transcallosally projecting neu- interhemispheric transfer of visual information
rons (see Rosenquist, 1985; Innocenti, 1986) as well as
the trajectory of their axons through the corpus cal- The anatomical organization of the visual system is such
losum (Lomber, Payne, and Rosenquist, 1994). Briefly, that stimuli perceived by one eye are sent simultaneously
each hemisphere projects callosal axons not only to ho- to both hemispheres. This transfer of information is ac-
mologous (homotopic) areas in the contralateral hemi- complished through the crossed thalamocortical path-
sphere but also to heterologous (heterotopic) areas. The way (via the optic chiasm) and the transcallosal route.
callosal tract consists of myelinated and unmyelinated One way to study the contribution of the corpus cal-
axons with a wide range of diameters (0.08–5 mm) and losum to the interhemispheric transfer of visual infor-
conduction velocities (1.4–30 m/s) (reviewed by In- mation is to lateralize the stimuli to one hemisphere.
nocenti, 1986). The estimate of callosal axons has radi- This can be achieved by the surgical interruption of the
cally changed since the advent of electron microscopy, chiasmatic decussation (the split-chiasm preparation).
which can detect small unmyelinated fibers, undetected Myers (1956) has shown that a cat with a split chiasm
by light microscopy studies. In the cat, for example, that is trained to learn a pattern discrimination task with
electron microscopy studies have reported an estimate one eye (the other being occluded) can successfully
of 23 million callosal axons, compared to the 2 million transfer the acquired discrimination to the contralateral
previously reported with light microscopy analysis (In- hemisphere. A section of both the optic chiasm and the
nocenti, 1986). In a previous study (Tremblay et al., corpus callosum (the split-brain preparation) prevents
1987), we examined the pattern of callosal projecting any form of interocular transfer of monocularly learned
neurons in all the visual cortical areas of the cat’s brain visual discriminations (Figure 6.2). That each hemi-
by sectioning the posterior half of the corpus callosum sphere is capable of learning a visual task independently
and exposing the cut-end axons to the retrograde tracer of the other was elegantly demonstrated by Myers (1962)
HRP. The results, depicted in Figure 6.1, indicate that in the cat and Trevarthen (1962) in the monkey. A split-
the labeled cellular bodies were absent in area 17 and brain animal can learn, without any conflict, opposite
were mainly focused in the 17/18 border correspond- discrimination tasks presented to each eye. Since these
ing to the representation of the vertical meridian. The early studies, numerous experiments carried out on a
extrastriate areas exhibit a high density of callosal pro- number of species have largely confirmed the role of the
jections. This overall topography of the distribution of corpus callosum in interhemispheric transfer of visual
callosal cells is similar to what has been reported by information (reviewed by Berlucchi, 1990). However,
Seagraves and Rosenquist (1982). More recently, Lom- the corpus callosum is not the only commissure allowing
ber and colleagues (1994), using HRP exposition to dis- the exchange of information between the cerebral
crete severed portions of the corpus callosum, have hemispheres (see the beginning of the chapter), and it is
furnished the first description of the complete cortical now well accepted that the interhemispheric transfer of
field that gives rise to purely callosal axons. Moreover, visual information might depend on several factors (the
these authors were able to link the functional divisions of nature of the task, its di‰culty, the level and type of
the cerebral cortex to fiber trajectory through the corpus motivation, and the age at surgery). In one experiment
callosum. The motor cortex sends fibers through the (Lepore et al., 1985), we demonstrated that the amount
Stereoperception
Studies on Normal Adult Cats In the mid-nineteenth
century, Wheatstone (1838), using a stereoscope, showed
that not only do two bidimensional images viewed with
each eye independently appear as a fused single image,
but that the image is also seen in depth. This three-
dimensional stereoscopic binocular vision appears to
depend upon binocular retinal disparities along the hor-
Figure 6.6. Learning and transfer performance curves ob- izontal axis. The neural mechanisms underlying stereo-
tained following the section of the corpus callosum in three age perception seem to be based on the convergence of
groups: 20 days, 45 days, and adulthood. Note that cats be- information from the two eyes onto single cortical cells.
longing to group 1 (20 days) show a good interocular transfer This binocular convergence and subsequent binocular
whereas those in the two other groups show no savings when
fusion are mediated by two pathways: the crossed reti-
tested with the naive eye, indicating the absence of interhemi-
spheric transfer. (Adapted from Ptito and Lepore, 1983.) nothalamocortical pathway (via the optic chiasm) and
Abscissa: Mean number of trials to criterion; Ordinate: ex- the transcallosal route. Over the past few years we have
perimental groups (20 days, 45 days, and adults, respectively). carried out a series of behavioral and electrophysiolog-
White bars: learning; solid bars: transfer. ical experiments to determine the contribution of each
of these pathways to stereoperception (reviewed by Ptito
et al., 1991). These studies were first done on normal
in callosotomized kittens. Three groups of animals were cats to show that this species indeed possesses the neural
callosotomized at three di¤erent ages: group 1 at 20 substrates to mediate stereoperception and on cats with
days old (corresponding to the premyelinization period sections of the optic chiasm or/and the corpus cal-
of the corpus callosum), group 2 at 45 days (correspond- losum. A number of studies carried out on cats and
ing to the postmyelinization period), and group 3 in monkeys (see reviews by Ptito et al. (1986, 1991) and
adulthood. Subjects in groups 1 and 2 received an ad- Wang and Dreher (1996) for the cats and Poggio (1991)
ditional section of the optic chiasm at about 8 months of for the monkeys) have indicated the presence of cells in
age, whereas those in group 3 were chiasmatomized at the visual cortex that are sensitive to binocular disparity.
the same time as the callosotomy. All subjects were tested For example, using single-cell recording techniques, we
monocularly on various visual discriminations tasks in have found four response profiles in area 17 of the cat
a two-choice discrimination box, and interhemispheric that characterize cells that are di¤erentially sensitive to
transfer was assessed. Results illustrated in Figure 6.6 stimulus disparities and that constitute 70% of all sam-
indicate that cats belonging to group 1 demonstrated pled neurons. The tuned excitatory disparity detectors
a good interocular transfer, although not immediate, (TEDD) and the tuned inhibitory disparity detectors
whereas those in groups 2 and 3 did not show any savings (TIDD) represent cells that respond with excitation or
when the nontrained eye was tested. The latter results inhibition to stimuli situated at or very close to the fixa-
are in agreement with many previous studies that re- tion plane (Figures 6.7a and 6.7c). The near or crossed
ported a lack of interhemispheric transfer in adult split- disparity detectors and the far or uncrossed disparity
brain animals. Moreover, the results obtained on the detectors (UDD) are sensitive to disparities that would
early callosotomized kittens support the assumption that place the image farther in front of or behind the fixation
the animals use extracallosal pathways to transfer infor- plane (Figures 6.7b and 6.7d). It seems, moreover, that
these disparity detectors are also present in area 19 of of stereograms were built, one that would produce a
the normal cat, although more widely tuned and in vertical rectangle and the other a horizontal one (Fig-
lower proportion than in areas 17–18 (about 42%) ures 6.8a and 6.8b). For the animals to be able to extract
(Lepore et al., 1992; Guillemot et al., 1993). the disparity information, they were equipped with spe-
This first set of results confirmed that the cat has the cial opaque lenses with a 7-mm hole in their centers
necessary physiological substrates to ensure the percep- on which the color filters were a‰xed (Figure 6.8c). The
tion of depth using fine spatial disparity as the principal animals were trained in a two-choice discrimination box,
cue to discrimination. At the behavioral level, the vari- first on a light-dark discrimination and then on two sets
ous methods used to assess this function o¤ered only the of pattern discriminations. One consisted of a vertical
assumption that cats could indeed have disparity-based versus a horizontal bar on a white background, with di-
stereopsis (since in some cases the discriminanda were mensions equal to those of the bars of the stereograms.
not totally free of monocular cues and in others the The other set was made up of similar bars but drawn
stimuli had a configuration or form) (Ptito et al., 1986). on a random dot surround (pseudo-stereoscopic condi-
To resolve this problem, we trained cats in visual dis- tion). After the learning criterion was reached in each
crimination tasks using random-dot stereograms that condition, the animals were subjected to the random-dot
contained disparity cues only ( Julesz, 1960). The stereo- discrimination wearing the special lenses. Moreover, to
grams consisted of a matrix of squares that were identi- ensure that the animals were using only disparity cues
cal except that one of them had a rectangular region at to perform the stereoscopic discrimination, two sets of
its center in which all the elements were uniformly dis- controls were used: The stereopairs had a null disparity,
placed to one side. When viewed through the appropri- and the animals were tested monocularly. Our results
ate filters, the rectangle appeared to float out in space in indicated that all cats were able to solve the random-dot
front of the background (crossed stereopsis). Two sets problem (Figure 6.9a) and that they could extract the
abstract The corpus callosum links at the vertical midline adaptation to their distorted optic input, some visual
motor and sensory maps in the two hemispheres. In addition to cortex neurons appeared to have acquired an abnormal
this major function, there are other known or suspected cal- receptive field in the ipsilateral half of the visual field,
losal functions that eschew the midline fusion interpretation.
Examples of such functions are (1) an involvement of the cor- lying in a mirror position with respect to a ‘‘normal’’ re-
pus callosum in visual cortex reorganization in response to ceptive field in the contralateral half field. The impor-
distortion of visual input, (2) a callosal participation in the tant point here is that the two mirror receptive fields of
interhemispheric synchronization of neuronal activities puta- these neurons did not meet each other at the vertical
tively implicated in the cerebral representation of complex midline, as is typical of the bilateral receptive fields with
objects and events, and (3) the dependence on the corpus cal-
a callosal component found in animals with normal vi-
losum of changes in synaptic e‰cacy that are thought to un-
derlie learning and memory. sion. Rather, the bilateral receptive fields observed in
the prism-wearing monkeys lay in mirror right and left
positions several degrees away from the vertical merid-
Maurice Ptito’s paper centers on the hypothesis of a ian and thus were separated by a distance quite incom-
major role of the corpus callosum in midline fusion patible with their fusion at the midline. According to
and the resulting functional unification of sensory and Sugita (1996), the cortical reorganization underlying the
motor maps of the two hemispheres, in accordance with appearance of the ipsilateral abnormal receptive fields
Sperry’s principle of supplemental complementarity (see would involve a callosally mediated remapping of the
Berlucchi, 1990). Although I can hardly be expected to visual field in extrastriate cortical areas, which would
take issue with him on that particular view of the corpus then be relayed to striate cortex by means of intrahemi-
callosum, I would like to mention a few examples sug- spheric feedback corticocortical connections. He further
gesting (at least to me) that the ‘‘midline fusion’’ gener- believes that this cortical reorganization would parallel
alization, comprehensive and cogent as it may be, is not and perhaps account for the perceptual (as opposed to
wide enough to subsume some newly demonstrated or visuomotor) prism adaptation. It is known that in hu-
suspected callosal functions. mans the two aspects of prism adaptation can indeed be
The first example comes from the visual domain, just dissociated, with the experiential component lagging
where the midline fusion hypothesis has received the behind the sensorimotor component by a considerable
strongest support from the experimental evidence re- amount of time. The interpretation of these cortical
viewed by Ptito. Sugita (1996) has recently described a changes as an adaptation to the optic input distortion
major reorganization of the primary visual cortex in was corroborated by the disappearance of the abnormal
macaque monkeys that were submitted to a prolonged ipsilateral receptive fields shortly after the prisms had
complete inversion of the visual field by means of optical been removed to restore normal vision. These data and
prisms. Three months after the beginning of treatment, their interpretation are still too preliminary to allow firm
well after the monkeys had developed a good visuomotor conclusions; if replicated and sustained, they would jus-
tify the inference that the callosal connections of visual
giovanni berlucchi Dipartimento di Scienze Neurologiche
cortical areas possess at least the potential for breaking
e della Visione, Sezione di Fisiologia Umana, Università di the midline fusion rule by interconnecting regions of the
Verona, Verona, Italy. visual field totally unrelated to the vertical meridian.
154
The second example refers to the recent interest in bears on the possibility that the corpus callosum actively
fine scale synchronization between activities of distant participates to reinforcement and the establishment,
but anatomically and functionally related neurons as a rather than the mere interhemispheric transfer, of
possible code for representing sensory features, objects, learning and memories. The electrophysiological phe-
and events in the brain (e.g., Engel et al., 1991; König, nomena of long-term potentiation (LTP) and long-term
Engel, and Singer, 1995). Selective short and long in- depression (LTD) of synaptic transmission are thought
terneuronal connections are of course required for en- by many to index learning-related modifications of neu-
suring the synchronization between the components of ral pathways. It has now been shown that appropriate
widely distributed cell assemblies. Theoretical consider- repetitive electrical stimulation of callosal fibers in slice
ation of putative transcortical cell assemblies spanning preparations of the rat brain can induce LTP or LTD of
both hemispheres (Pulvermüller and Mohr, 1996) argues the excitatory synapses between these fibers and their
for an essential role of the corpus callosum in cross- targets in limbic periarchicortex, that is, anterior ventral
midline synchronization within such assemblies, and (Sah and Nicoll, 1991) and posterior cingulate cortex
Singer and coworkers (Engel et al., 1991) have found (Hedberg and Stanton, 1995). The synaptic e¤ects thus
that severing the callosum does indeed suppress the induced display the canonical properties of cooperativity
synchrony between visually evoked oscillatory responses and heterosynaptic associativity. The latter property has
of neurons of the right and left primary visual cortices of been demonstrated for LTD in posterior cingulate cortex
the cat. These authors (König et al., 1995) have made an by alternate repetitive stimulation of corpus callosum
explicit distinction between the synaptically powerful and subiculocingulate tract (Hedberg and Stanton,
visual callosal influences that contribute to building up 1995). LTP of callosal synaptic transmission in rat fron-
receptive fields of cortical neurons, as revealed by the tal or occipital neocortex in vivo, though impossible to
midline fusion phenomena reported by Ptito, and the obtain in acute or short chronic experiments, has been
subtler callosal modulatory influences that become ex- induced with multiple daily sessions of high-frequency
pressed in the synchronization of firing, rather than callosal stimulation performed over several days (Racine
in the actual receptive field structure, of contralateral et al., 1995). Excitatory synapses made by callosal fibers
visual cortical neurons. By a serial activation of local on their target neurons are glutamatergic (Conti and
intra-areal connections, the modulatory callosal influ- Manzoni, 1994) and act through both AMPA and
ences should be able to spread beyond the major site of NMDA receptors (Sah and Nicoll, 1991; Kawaguchi,
callosal fiber termination at the vertical meridian repre- 1992); the latter receptors are generally regarded as
sentation and thus act on the entire cortical representa- being instrumental for long-term e¤ects of synaptic
tion of the visual field. Bullier and his coworkers have modification. Particularly relevant to the hypothesis of a
confirmed that neurons in contralateral visual cortices of direct contribution of the corpus callosum to reinforce-
the cat tend to synchronize their discharges (Nowak et ment and learning e¤ects is the finding of an in vitro
al., 1995) and that interhemispheric coupling is abol- excitation of neurons in nucleus accumbens by electrical
ished by a callosal section (Munk et al., 1995) They stimulation of the corpus callosum in a slice preparation
found the most precise synchronization with contra- in the rat (Pennartz et al., 1991). The nucleus accumbens
lateral neurons that had overlapping receptive fields, is an important component of the ventral striatum that
that is, neurons that must have been in the vertical lies at the functional interface between the motivational
midline representation and were possibly connected limbic system and the motor systems necessary for action
by monosynaptic callosal connections. By contrast, the (Mogenson, Jones, and Yim, 1980). Reinforcement and
synchronization of neurons with nonoverlapping recep- reward e¤ects mediated by the nucleus accumbens seem
tive fields was less precise, being probably mediated by to come about through an interactive convergence of
intracortical connections driven by callosal inputs. These glutamatergic limbic a¤erents and dopaminergic brain
results therefore suggest that bilateral synchronization stem inputs to accumbens neurons (Robbins and Everitt,
of neurons with receptive fields close to the midline may 1996). Pennartz and coworkers’ finding (1991) suggests
be e¤ected by the same callosal connections that take that the input to the nucleus accumbens from the con-
part in receptive field organization, whereas bilateral tralateral limbic cortex is conveyed by heterologous,
synchronization of neurons with receptive fields away corticosubcortical fibers of the corpus callosum. In short,
from the midline is based on the modulatory, probably the anatomical and physiological heterogeneity of the
multisynaptic influences postulated by König et al. callosal connections implicitly suggests that they are in-
(1995). volved in the interhemispheric monitoring of informa-
The final example of callosal activities that are un- tion at all stages of cortical processing. This implies that
likely to be accommodated by the midline fusion concept in addition to the relatively simple categories of sensory
abstract The nature of the information traversing the fore- neuronal organization remains, even in human beings.
brain commissures is poorly understood but certainly shares in There are two dramatic demonstrations that either
the complexity of cortical computations, as emphasized by cerebral hemisphere is unequivocally human: the now
ipsicortical collaterals of many callosal axons. In larger brains,
or in time-critical functions, the slow velocity of most callosal extensive literature on hemispherectomy, showing that
axons makes intracortical processing more e‰cient than bilat- individuals with a single surviving hemisphere can func-
eral calculation, thus promoting functional specialization tion in society, sometimes at quite high levels (e.g.,
within a single hemisphere. The consistency with which the Gri‰th and Davidson, 1966; Gott, 1973; Austin, Hay-
right or left hemisphere becomes superior to, or dominant over, ward, and Rouhe, 1974; Smith, 1974; Schepelmann
the other in humans and certain animals for a given function
et al., 1976; Patterson, Vargha-Khadem, and Polkey,
remains puzzling, and an example is given for a macaque in
which well-established dominance spontaneously reversed. 1989; Ogden, 1996), and the thoroughly studied cases in
While it is possible to produce unilateral engrams using elec- whom the forebrain commissures have been transected,
trical excitation of cortex as the input signal, the more com- resulting in two undeniably human entities within the
mon mode for vision is that limitation of input to a single single individual (e.g., Sperry, Zaidel, and Zaidel, 1979;
hemisphere nonetheless produces a bilateral memory trace.
Sperry, 1984). From the latter it must be concluded that
When the forebrain commissures are absent (the split brain),
significant subcortical modulation of the hemispheres remains the forebrain commissures somehow achieve the mental
and seems to unite into a single trace input that is received unity enjoyed by most normal, bihemispheric human
simultaneously by the two isolated hemispheres. Given the beings.
functional specialization of the hemispheres, some cost in time There has in the past been some argument as to
and e‰ciency can be expected when processing must be whether, for intact individuals, the left, ‘‘speaking’’ (lin-
switched from one hemisphere to the other.
guistically talented) hemisphere is actually the only one
that is truly conscious in the human sense. The evidence
As multicellular organisms discovered the advantages just alluded to clearly denies this, as does a huge body of
of moving through space, presumably at first along a data on localized lesions in either hemisphere, now ex-
substrate, they inevitably encountered the problem of tensively supported by imaging of di¤erential blood flow
attractions and threats that lay to either side of the di- in the active, thinking brain. Perhaps the latest evidence
rection of motion. Turning thus became desirable, and here is the most convincing, showing that contemplation
laterality came into being, with receptors to detect what of events unique to one’s personal history yields distinct
lay to right or left and muscular contractility and inhi- activation of areas in the right (nonlinguistic) hemi-
bition to provide appropriate steering. As a consequence, sphere (Fink et al., 1996).
duplicate neuronal systems arose on each side of the Three primary questions arise from these facts:
body. With the singular exception of radial symmetry, a
secondary overlay in echinoderms, this pattern persists 1. What is the nature of the exchange between the
from flatworms to humans. hemispheres provided by the corpus callosum that ac-
Despite recent compelling evidence, it is not com- counts for unity of conscious experience in the face of
monly appreciated how profound this duplication of the potentially independent mental life of each hemi-
sphere alone?
robert w. doty Department of Neurobiology and Anatomy,
2. Why does this unification nevertheless leave each
University of Rochester School of Medicine and Dentistry, hemisphere with distinctly di¤erent propensities and
Rochester, New York. skills?
157
3. By what process is the ‘‘decision’’ achieved as to to the other across the callosum. Control experiments
which hemisphere will lead at any given moment; that is, demonstrated that this transfer was made directly into
‘‘who is in charge?’’ the motor cortex. A trial began upon contact of the
mechanical stimulator with the skin of the finger, and
Interhemispheric signals previous work had shown that cells in the cortex of
the sensing hemisphere began responding to this event
Very little is known about the neural signals that pass within about 20 ms. The ensuing transcallosal signal
between the hemispheres. From anatomy and phylogeny began, at the earliest, some 15–20 ms after that. The
it is apparent that most interhemispheric signaling arises average time for this transcallosal signal to begin in the
from cortical elements downstream from the initial arm region of the appropriate motor area was nearly
processing of sensory input. The clearest evidence for 90 ms, and it continued for 100 ms or more. There is,
this is seen in primary visual cortex, which is essentially of course, no direct way of determining whether this
devoid of callosal connections in the cat (Lomber, Payne, continued response, or even the initial discharges with
and Rosenquist, 1994), the macaque (Innocenti, 1986), longer latency, are being supported callosally or whether
and the human (Clarke and Miklossy, 1990). This pat- local excitation within the motor area simply produces
tern is particularly significant in that it is also quite this activity once triggered by the callosal input. Far
comparable in the rat and the opossum, despite the more complicated is the signal that must be conveyed
fact that the latter lacks a corpus callosum and instead from the hemisphere analyzing the sensory input to
achieves interhemispheric communication via a large instruct the responding hemisphere what movement is
anterior commissure (Granger, Masterton, and Glen- required for the correct choice of response. No clue as to
denning, 1985). Indeed, these two species show highly the nature of this sensorial calculation appears in the
comparable variation in density of interhemispheric callosally controlled discharge in the motor area. The
neurons among the various cortical areas. For the rat, great majority of the transcallosally identified signals
however, a high proportion of the interconnecting neu- here are excitatory in nature and, obviously, can convey
rons arise from cortical layer 5, thus benefiting from information that is highly refined.
the rich input provided to that layer from collaterals of The visual systems of cats and primates present unique
fibers descending from the supragranular layers, where- opportunities to study callosal signaling, since in these
as in the opossum most of the interhemispheric outflow species the visual field is split quite precisely down the
originates from layers 2 and 3. ‘‘middle’’ (the vertical meridian), half the scene being
In the first study of the response of single cortical projected to one hemisphere and the other half to the
neurons to input from the corpus callosum, on cats un- other. There being, subjectively, no indication whatever
der Nembutal anesthesia, neurons that were identified as of this division, it must be assumed that callosal mecha-
projecting to the spinal cord (pyramidal tract cells) were nisms are highly e‰cient in welding the two halves of
almost uniformly inhibited, and cells projecting across the visualized world together. As was noted above, this
the callosum could be activated by stimulation of the amalgamation proceeds not in the cortical area having
foreleg (Asanuma and Okamoto, 1959). The inhibition the most direct input from the retina, but in adjacent
noted in this and other studies on anesthetized animals cortex specialized in having rich (and fast) callosal
promoted the idea that the influence of one hemisphere interconnections.
on the other is predominantly inhibitory. However, in Despite this specialization in cortex addressing the
the ensuing 30 years, techniques have become far more problem of the vertical meridian, the basic organization
sophisticated, and it is now clear that the callosal signal and characteristics of the processing elements are likely
shares the complexity of most cortical processes. to be similar to those throughout callosally connected
An outstanding example of current analyses is pro- cortex. Swadlow (1991), working with unanesthetized
vided by Mountcastle, Atluri, and Romo (1992). They rabbits (whose singular advantage is that their instinct
recorded the activity of neurons in the motor cortex is to remain motionless for long periods of time), has
controlling the arm a macaque used to signal its discrim- identified several types of neurons whose behavior is vir-
ination between two highly similar cutaneous stimuli, a tually the same in visual cortex and two di¤erent somes-
task in which the animal’s performance equals that of a thetic areas. Neurons of cortical layers 3 and 5 that send
trained human observer. The stimuli were applied to the an axon into the callosum are commonly silent, that
finger of one hand, and the animal responded with the is, discharge no spikes unless responding to sensory in-
other hand; hence, the information as to what response put, and have an axonal conduction velocity averaging
was required had to be transmitted from one hemisphere 2.6 m/s, with many less than 1 m/s. These character-
abstract This commentary on Professor Doty’s paper on the nitive activities. Apart from the unlikelihood that normal
relationship between the corpus callosum and the mind dis- cerebral organization may include such massive and in-
cusses some aspects of the basic physiology of callosal con- discriminate interhemispheric actions, the terms facili-
nections and some newly reported e¤ects of brain splitting
on attention and memory functions. Specific consideration is tation and inhibition are used in this connection in a very
given to (1) the physiological excitatory and inhibitory e¤ects loose sense, simply to mean that a particular behavioral
of callosal inputs on cortical neurons, as contrasted with mas- performance that is attributed to one hemisphere ap-
sive psychological excitatory and inhibitory e¤ects on one pears to be improved or worsened, respectively, when
hemisphere that are thought to result from a callosal dis- that hemisphere is freed from interhemispheric influ-
connection from the other hemisphere, (2) possible noncallosal
ences. There is still much confusion about how these gross
interhemispheric interactions in learning and memory, and (3)
left hemispheric dominance in visual attention tasks after brain inhibitory and facilitatory interhemispheric influences
splitting. inferred from behavior can be related to precise physio-
logical actions of the corpus callosum at the neuronal
level. In experimental animals, classic electrophysiologi-
In the paper on which I am commenting, Professor Doty cal techniques have succeeded in demonstrating synaptic
has once again exhibited his knack for discussing the facilitatory and inhibitory e¤ects of callosal fibers onto
corpus callosum from a daunting variety of viewpoints, single cortical neurons (e.g., Matsunami and Hamada,
ranging from the single-neuron level to the mind. Be- 1984). At present, the available electrophysiological
cause of limitations of my competence and the space evidence suggests that all callosal fibers are excitatory to
allotted to me, I will only touch on very few of the many their direct target neurons in the cortex. The presence
aspects of callosal activities he has surveyed in his paper. of exceptional callosal fibers that may be directly in-
hibitory to their postsynaptic targets is inferred from
Cortical excitation and inhibition by the corpus anatomical findings of very few GABA-immunopositive
callosum neurons among the nonpyramidal neurons that project
to the corpus callosum. In adult rats, GABA-immuno-
Doty says that very little is known about the neural sig- positive neurons that are presumed to be inhibitory
nals that pass between the hemispheres, and the same have been estimated to account for at most 3–5% of
could be said of the e¤ects of these signals on their tar- callosally projecting neurons (Gonchar, Johnson, and
get neurons in the human brain. In the analysis of in- Weinberg, 1995). By contrast, in rat pups 21% of
terhemispheric interactions, it is often claimed that one callosal neurons were found to be GABA-positive, and
hemisphere may wholly inhibit or facilitate the other 57% of callosal neurons were found to have an electro-
hemisphere in a multitude of sensory, motor, and cog- physiologically demonstrable direct inhibitory action
on their target neurons (Kimura and Baughman, 1997).
Taken together, these findings in adult and fetal or neo-
giovanni berlucchi Dipartimento di Scienze Neurologiche natal rats indicate that a transient contingent of callosal
e della Visione, Sezione di Fisiologia Umana, Università di inhibitory fibers, whose prenatal and perinatal functions
Verona, Verona, Italy. are as yet unknown, is virtually eliminated during post-
166
natal development by the process of corpus callosum of callosal fibers must have been mediated via recurrent
pruning discovered by Innocenti (1986). axonal collaterals of antidromically activated callosal
In adult animals, inhibition of cortical neurons by the neurons, and their assumption was later confirmed with
callosal input is assumed to be indirect insofar as it is single-neuron recordings by Feeney and Orem (1971).
predicated on callosal excitation of intracortical inhibi- Although transcranial magnetic stimulation is supposed
tory neurons. As Doty mentioned, the findings of Asa- to act mainly on neurons rather than fibers, the pos-
numa and Okuda (1962) suggest that corticipetal callosal sibility that callosal fibers are directly activated in an
discharges set up highly organized spatial patterns of antidromic way by such stimulation is by no means ex-
combined and concurrent excitatory and inhibitory ef- cluded (Cracco et al., 1989), and in fact it is indirectly
fects in discrete cortical regions, rather than widespread supported by a study of activation of corticospinal neu-
inhibitions or facilitations of large cortical areas or even rons by magnetic transcranial stimulation in monkeys
of an entire hemisphere. As can be expected, direct evi- (Edgley et al., 1997). In sum, the emphasis on cortical
dence of synaptic inhibitory and excitatory actions of inhibition as a major e¤ect of transcallosal magnetic
the corpus callosum in humans is virtually nonexistent, stimulation in humans may be misplaced if intracortical
but recent applications of the noninvasive transcranial inhibitory neuronal pools are brought into play via re-
magnetic stimulation technique for activating the cortex current axonal collaterals of antidromically activated
have provided suggestive indirect information. Appro- callosal fibers. Thus, transcranial magnetic stimulation
priate magnetic stimulation of the motor cortex on one may be useful for studying local inhibitory mechanisms
side produces electromyographic responses in the in- in the human cortex (e.g., Meyer et al., 1995; Liepert,
trinsic muscles of the contralateral hand; callosal inhi- Tegentho¤, and Malin, 1996; Schnitzler, Kessler, and
bition or excitation of motor cortex can be inferred from Benecke, 1996) but cannot clarify the normal physiolog-
changes in the threshold for obtaining such responses as ical participation of the corpus callosum in such mech-
a result of conditioning stimuli applied to the motor anisms unless the contribution of antidromic stimulation
cortex of the other side. Although some of these studies to the observed e¤ects can be fully understood and
have reported that inhibition is the only consistent e¤ect measured.
of such transcallosal stimulation (e.g., Ferbert et al.,
1992), others have found that inhibition is systematically Memory and hemispheric disconnection
preceded by excitation (Ugawa, Hanajima, and Kana-
zawa, 1993; Salerno and Georgesco, 1996), in agreement As Doty mentions, the very interesting findings of
with the notion that callosal excitation is monosynaptic Lewine and colleagues (1994) suggest that even though
while callosal inhibition is polysynaptic. However, the forebrain commissurotomy seems to create two inde-
interpretation of these results is made di‰cult by the pendent and disconnected cognitive systems, one in each
possible antidromic activation of callosal neurons, a hemisphere, some aspects of mnemonic (as well as at-
confounding factor that has plagued the understanding tentional) processing are in fact shared between the
of cortical responses to electrical callosal stimulation hemispheres, possibly at the brain stem level. I would
since the early electrophysiological experiments in ani- like to mention a recent paper by Mascetti (1997) on in-
mals. Like most corticofugal neurons, callosal neurons terhemispheric transfer in split-brain cats, the results of
have axons with recurrent collaterals that project to in- which go along with the above suggestion. He trained
tracortical neuronal pools on the side of the parent cell two groups of cats with section of the optic chiasm and
body, thus providing an anatomical basis for positive the forebrain commissures on two visual pattern dis-
and negative feedback e¤ects. The participation of anti- criminations. Training was monocular, and the eye used
dromic callosal stimulation to cortical e¤ects was first for training was changed from one session to the next in
shown by Clare, Landau, and Bishop (1961), who cut both groups. With each discrimination the contingencies
the corpus callosum in cats, waited for the anterograde of reinforcement were consistent for both eyes in one
degeneration of callosal fibers, and then recorded sur- group, while the other group was reinforced for choos-
face cortical responses to electrical stimulation of the ing one of the two discriminanda when using the right
ipsilateral callosal stump. The evoked responses were eye and the other discriminandum when using the left
remarkably similar to those evoked by electrical stimula- eye. The learning curves of the two eyes of the group
tion of the intact corpus callosum and such as to suggest with consistent contingencies of reinforcement were
that the latter stimulation always evokes nonsynaptic generally superimposable, in agreement with the notion
(purely antidromic) and synaptic responses. Clare and of an independent, parallel acquisition of the discrim-
colleagues (1961) assumed that synaptic responses to inations by the two hemispheres. In the other group of
callosal stimulation following anterograde degeneration cats, learning was much slower with either eye, presum-
abstract Ipsimanual and contramanual simple reaction time the intrahemispheric processing assumption for this condition
(RT) responses elicited by unilateral visual stimuli (Po¤en- underlying the behavioral estimation of IHTT. Further, it was
berger, 1912) are often conceptualized in terms of a fastest or found that RT is directly related to magnitude, as well as tim-
critical route between initial visual system activation and gen- ing, of motor cortex activation. The findings are discussed in
eration of motor output. Quantitative indices of brain function terms of alternative interpretations of the Po¤enberger para-
based on this interpretive scheme, such as interhemispheric digm (e.g., Chapter 10 in this volume). In addition, a brief
transmission time (IHTT), have often failed to consider the methodological tutorial provides background on basic tech-
anatomical complexity of the pathways involved and the mul- niques of high-density electroencephalograph recording and
tiple activation routes possible. These realities are reflected analysis.
interindividually as di¤ering patterns of cortical activations
across RT and intraindividually as RT variability due to trial-
to-trial di¤erences in the relative contributions of di¤erent Origins
pathways. These considerations suggest a need to empirically
reevaluate methods for the assessment of interhemispheric The research that will be presented in this chapter takes
communication to improve the explanatory power of behav- as its motivating roots two complementary lines of work.
ioral and electrophysiological results from this paradigm. The first was a series of studies using behavioral and
This chapter provides a theoretical and empirical background electrophysiological methods to investigate interhemi-
for exploring these issues by examining the spatiotemporal spheric visual communication in dyslexic boys. These
dynamics of visuomotor activation and relations between
physiology and behavior using high-density multichannel were performed with Dr. Richard Davidson and col-
event-related potential recordings. Data analyses involved leagues at the State University of New York College at
spherical spline-interpolated scalp current density mapping on Purchase and then the University of Wisconsin–Madison
a per-subject basis by condition and RT. Exploratory spatio- beginning in the late 1970s. The second line has been a
temporal dipole analysis estimated the intracranial sources of research program, conducted by Dr. Herbert Vaughan,
activation foci. The data suggest that bilateral posterior and
Jr., and colleagues at the Albert Einstein College of
central activations occur even when the same hemisphere re-
ceives direct visual input and generates motor output, violating Medicine over the past 35 years, focused on elucidating
the brain electrical activity related to basic sensory and
motor processes. A primary aim of these e¤orts, which
involved both human and primate studies, was to in-
clifford d. saron Center for Mind and Brain, University of
crease the information derived from human scalp re-
California at Davis, Davis, California.
john j. foxe Cognitive Neurophysiology Laboratory, Pro- cordings to determine the neural basis for noninvasively
gram in Cognitive Neuroscience and Schizophrenia, The Na- recorded human brain potentials. The experimental
than S. Kline Institute for Psychiatric Research, Orangeburg, work to be described here, which investigates interhemi-
New York; Departments of Neuroscience and Psychiatry, spheric visuomotor integration, has also taken advantage
Albert Einstein College of Medicine, Bronx, New York.
of recent methodological and technological advances.
gregory v. simpson Department of Radiology, University of
California at San Francisco, San Francisco, California. These tools enable visualization of the spatiotemporal
herbert g. vaughan Departments of Neurology and Neuro- dynamics of electrocortical activations during tasks that
science, Albert Einstein College of Medicine, Bronx, New York. have been previously characterized both behaviorally
171
and electrophysiologically. The richness and complexity IHTT. Ipsimanual and contramanual simple reaction
of these spatiotemporal data have suggested a reinter- times (RTs) to unilateral visual stimuli are obtained. The
pretation of prior findings regarding these tasks, which is basic experimental design is shown in Figure 8.1. The
the focus of this chapter. bidirectional arrows indicate schematically major intra-
The chapter is broadly organized into four sections: hemispheric and interhemispheric pathways. Parallel
an overview of early studies and issues regarding inter- horizontal arrows represent parietal, central, and fron-
hemispheric visuomotor integration, a description of an tocentral callosal pathways, while the diagonal solid
evolution in experimental technique that provides the arrows indicate the existence of heterotopic callosal con-
rationale for the general analytic approach taken here, nections (Hedreen and Yin, 1981; Kennedy, Meissirel,
findings that illustrate theoretical and methodological and Dehay, 1991; Di Virgilio and Clarke, 1997; Chapter
points in the first two parts, and a discussion of provi- 21 in this volume).
sional conclusions based on the initial analyses. The ipsilateral hand/visual field conditions (e.g., left
visual field (LVF) input/left hand response) are generally
Early behavioral studies associated with faster RTs compared with the con-
tralateral hand/visual field conditions (e.g., Berlucchi
We chose originally to investigate callosal function in et al., 1971, 1995; Clarke and Zaidel, 1989; Iacoboni
dyslexia because of numerous reports of abnormal lat- and Zaidel, 1995). The mean di¤erence in RT between
eralization during cognitive tasks (e.g., Yeni-Komshian, the crossed and uncrossed conditions (CUD) across
Isenberg, and Goldberg, 1975; Hynd et al., 1979), im- studies in adults ranges from 2.5 ms (Bashore, 1981) to
paired interhemispheric coordination during motor tasks 4 ms (Marzi, Bisiacchi, and Nicoletti, 1991). This dif-
(e.g., Badian and Wol¤, 1977), and altered patterns of ference has classically been taken to be an estimate of
interhemispheric EEG coherence (Sklar, Hanley, and the timing of transcallosal information transfer. This
Simmons, 1972) in this population. An initial study in presumption is supported by the increase in IHTT that
our laboratory (Dunaif, 1979) suggested that some dys- is seen when patients with total agenesis (e.g., Milner
lexic children might indeed have deficits in interhemi- et al., 1985; Lassonde et al., 1988; Di Stefano et al.,
spheric communication. Using methods developed by 1992; Aglioti et al., 1993; Tassinari et al., 1994 (CUD ¼
Sperry and Gazzaniga (Gazzaniga, 1985) to examine 23 ms); Di Stefano and Salvadori, 1998; Chapter 15 in
interhemispheric haptic recognition in callosotomy pa- this volume) or complete transection of the corpus cal-
tients, Dunaif found that dyslexics di¤ered from controls losum (e.g., Sergent and Myers, 1985; Clarke and Zai-
only in one cross-hand condition when recognizing felt del, 1989 (CUD ¼ 48 ms); Aglioti et al., 1993) have
objects that they could not see. If an object was felt first been tested in this paradigm. Further discussion of
with the left hand and then the right hand was used IHTT measurement methods and populations studied
to find the same object among other choices, dyslexics can be found in the work of Hoptman and Davidson
performed worse than controls. A second behavioral (1994). Further conceptual and methodological criti-
study (Nirenberg, 1980) replicated this e¤ect inter- cisms of this paradigm emerge throughout this chapter
modally with dihaptic, dichotic, and bilateral hemi- (see also Saron et al., in press).
retinal stimuli. These studies suggested that our samples Our model predicted that dyslexics would di¤er from
of dyslexic boys had a right-to-left hemisphere informa- controls in the conditions that reflected transfer from the
tion transfer deficit. The findings challenged us to relate right to the left hemisphere (i.e., the LVF input/right-
di‰culties in reading with problems in interhemispheric hand response conditions). However, the group com-
communication. The model we developed to account for parison in our study did not support this prediction.
this suggested that abnormal timing of the right-to-left There were no reliable di¤erences in IHTT between
transfer of visual information during reading results in dyslexics and controls. However, when we examined the
disruption of left-hemispheric linguistic processing (see correlations between IHTT derived from right-hand
Davidson, Leslie, and Saron, 1990, for a fuller descrip- conditions and performance on measures of reading and
tion of the model). related cognitive functions, we found that faster IHTT
was associated with poorer performance (Davidson,
Po¤enberger and the measurement of IHTT Leslie, and Saron, 1990). The percentage of subjects
who showed IHTT values in the direction of anatomical
On the basis of this model, we assessed interhemispheric prediction across groups and conditions was only 57%.
transfer time (IHTT) in dyslexic and normal boys The fact that the percentages were so low underscores
(Davidson, Leslie, and Saron, 1990). We used the behav- one major problem with the use of RT measures to
ioral task invented by Po¤enberger (1912) to estimate make inferences about IHTT: Reliable intraindividual
185
Figure 8.5. (a) IHTT estimates from scalp voltage N160 peak (b) SCD N160-based IHTT estimates presented as in part (a).
latency di¤erences between hemispheres, presented by hand The main e¤ect for waveform type (9.5 versus 24.7 ms) is
and visual field from the data shown in Figure 8.4. N ¼ 6. F ð1; 5Þ ¼ 80:1, p < 0:0003.
p < 0:0003. The often-seen relative slowness of left-to- transfer time. Such a finding further emphasizes the
right transfer time is not significant here for either type need to understand the basis for the discrepancy be-
of waveform. However, five of six subjects show slower tween methods of estimating IHTT based on RT and
left-to-right transfer in the passive view control condi- those based on ERPs.
tion (data not shown) for SCD measures (LVF SCD
IHTT mean (S.D.) ¼ 19.0 (8.3) ms, RVF SCD IHTT ¼ Scalp Potential Versus Current Density Revisited
26.5 (6.41), while only one of six subjects showed this II: Central Effects Recently, Ipata and colleagues
e¤ect for voltage measures. (1997) examined the ERP voltage topography of both
The di¤erence between hands for the RVF voltage P100- and N160-based estimates of IHTT. They postu-
data is significant (F ð1; 5Þ ¼ 18:9, p < 0:01). The com- late the existence of two callosal ‘‘channels,’’ in that
plete absence of this e¤ect in the SCD data suggests that P100- and N160-based IHTT have di¤erent values and
rather than reflecting an interaction of motor demand distributions. They suggest that N1-based IHTT esti-
on visual IHTT, as we originally thought, the voltage mates, particularly recorded from left and right central
waveforms probably reflect di¤erential e¤ects of ipsi- locations reflect the interhemispheric transfer processes
lateral versus contralateral motor cortex activation on seen in behavioral measures. These authors base this
scalp voltage responses elicited by left versus right visual suggestion on three factors: (1) that N1 IHTT is shorter
field stimuli. Overall, the larger values for SCD IHTT overall than P1-based estimates (and hence closer to the
measures suggest that the modal visual transfer times values obtained with RT methods), (2) that only N1-
that have been estimated in ERP studies using scalp IHTT from central sites demonstrated the slower left-
potential measures (see Brown et al., 1994, for a meta- to-right transfer seen in IHTT meta-analyses, and (3)
analysis) have, on aggregate, underestimated visual the idea that N1 may be generated by higher-order
187
188 physiological aspects of callosal sensorimotor integration
Figure 8.7. Top-view SCD maps at 5-ms intervals from 110 to suggestion of interhemispheric delay of central activa-
165 ms poststimulus, separately for LVF and RVF data from tion in the SCD waveforms for the RVF/LH crossed RT
the second quartile of the left-hand RT distribution for subject
condition. The basic spatiotemporal pattern of this re-
3. Stippled (blue) regions correspond to inward scalp current
derived from scalp potential. Red isocontours correspond to sponse from subject 3 is displayed in Figure 8.7.
outward scalp current. Plotted sensitivity is 0.5 mV/cm 2 . Re- Top-view SCD maps are plotted at 5-ms intervals
sponses to LVF input reveal posteriorly the expected initial from 110 to 165 ms poststimulus, separately for LVF
lateralization followed by callosally mediated bilateral activa- and RVF data from the second quartile (Q2) of the left-
tion. Central regions show an initial bilateral activation pat- hand RT distribution (LVF Q2: RT mean ¼ 221 ms,
tern that resolves into the unilateral right-hemisphere focus
associated with the left-hand response. Posterior responses to S.D. ¼ 3.4 ms; RVF Q2: 225 (2.9) ms). The LVF data
RVF input are of opposite lateralization compared to those of will be considered first. Red lines correspond to outward
LVF input, as expected. The central response pattern suggests and blue (stippled) lines correspond to inward scalp
a visuomotor routing of left-hemisphere visual-to-motor acti- current. Two parallel processes can be seen in these data.
vation, followed by motor-related left-to-right interhemi- The first is initial unilateral posterior right-hemisphere
spheric transfer. See the text for details. (See Color Plate 9.)
activation due to direct visual input (A), followed by
g bilateral activation due to callosal transfer (B and C).
This pattern corresponds to the N160 ERP component
extrastriate sources than P1 and may therefore reflect seen in Figure 8.4. The second process occurs centrally,
interhemispheric interaction associated with visuomotor with a large activation over right motor cortex that is
integration. Occipital and temporal-occipital sites for associated with the left-hand response (e.g., D). What is
both visual fields and medial central parietal sites for the most striking about these data is the pattern of central
right visual field did not, however, yield positive IHTT response between 125 and 155 ms. There appears to be
estimates in this study, suggesting that these voltage- bilateral central activity associated with activation of
based data may be reflecting some of the volume-con- motor cortex (e.g., E and F) prior to the postmovement
ductive e¤ects described above in Figure 8.4. rea¤erent pattern which is seen by 160 ms (G). The sug-
Di¤erences between voltage and SCD waveforms gestion from this overall electrocortical response profile
from central sites (C3/C4) were examined in our study is that bihemispheric movement-related activity occurs
to specifically characterize the activation patterns in during intrahemispheric task conditions. This will be
these regions within the time ranges of the P100 and discussed further in the section below entitled ‘‘Bilateral
N160 components seen more posteriorly. These wave- Motor Activation in an Intrahemispheric Condition.’’
forms are shown in Figure 8.6, plotted from the same The spatiotemporal patterns elicited by RVF stimuli
subjects, left response hand, and at the same sensitivity again depict separate visual and motor activation. Initial
as the data shown in Figure 8.4. The most striking fea- left-hemisphere posterior activation of the directly
ture of these data is that clearly defined ERP compo- stimulated pathway (H) is followed at 155 ms by a bilat-
nents in the voltage waveforms at central sites are eral response pattern (I and J). However, by 130 ms,
greatly diminished or wholly absent in the SCD wave- before this posterior interhemispheric transfer, there is
forms. In contrast to the preservation of amplitude and a clear activation of right central regions (L), following
general shifts of latency seen in the parieto-occipital sites from prior left central activation (K). This response
of Figure 8.4, visual responses seen at central sites in the pattern strongly suggests a visuomotor routing of left-
voltage waveforms appear not to reflect processes oc- hemisphere visual-to-motor activation followed by left-
curring within central regions. Rather, the most consis- to-right-hemisphere movement-related interhemispheric
tent pattern of response seen in the SCD waveforms is transfer. Figure 8.8 presents analogous data from subject
an increased late negativity in the right, relative to the 3 for right-hand response conditions. Independent of the
left, hemisphere, which is in accord with the left-hand visual field of input, as expected, the central response
response condition. patterns reflect primarily left-hemisphere motor output
(e.g., A and B). The stimulus-related posterior activa-
Signs of Motor Transfer To infer that potentials tions do not di¤er between Figures 8.7 and 8.8.
recorded from central regions reflect the interhemi-
spheric transfer measured with RT methods, some evi- Effects of RT I The pattern of interhemispheric
dence of interhemispheric delay should be visible in the motor transfer occurring before evidence of interhemi-
SCD data from these sites. Such evidence might reflect spheric visual transfer seen in the RVF/LH condition of
a routing pattern of intrahemispheric visual-to-motor Figure 8.7 is particularly relevant to the issue of whether
activation followed by interhemispheric motor-to-motor RT measures of IHTT reflect motor transfer. That is,
transfer. Only the data for subject 3 in Figure 8.6 show a with these data, both RT and physiological estimates
191
ject 3. Stippled (blue) regions correspond to inward scalp cur- B). (See Color Plate 10.)
rent. The plotted sensitivity is 0.5 mV/cm 2 . While the posterior
Figure 8.9. Top-view SCD maps at 130 ms poststimulus from the di¤erent quartiles are evident in right central regions. Left
the RVF/LH condition of subject 3 for each quartile of the central responses suggest consistent initial left-visual to left-
RT distribution. The consistent pattern of left posterior re- motor activation independent of RT. Stippled regions corre-
sponses across quartiles (Q1–4) suggests that RT in these data spond to inward scalp current derived from scalp potential.
is not due to the strength of the sensory-related cortical acti- Plotted sensitivity is 0.5 mV/cm 2 . See the text for details.
vation. Large di¤erences in the pattern of motor activation for
The upper panel shows left and right posterior wave- hemisphere visual-to-motor activation followed by left-
forms derived from the centers of left (A0 ) and right (B 0 ) to-right motor-related transfer. The 36-ms estimated
inward current maxima as seen in the back view SCD motor-related IHTT (di¤erence of peak latencies at
maps. Given the large n, these maps were plotted with a C and D) is within 2 ms of the visual IHTT estimate
l of 1 107 , which shows more spatial detail than is and stands in sharp contrast to RT results for this sub-
seen in the maps of the previous figures. The waveforms ject. Median LVF/LH RT (N ¼ 1326) was 267 ms, and
show the clear latency and amplitude advantage of the RVF/LH RT ðN ¼ 1351Þ ¼ 264 ms, with an RT IHTT
direct pathway. The posterior interhemispheric delay of 3 ms, an obviously implausible value of interhemi-
between the peaks of the SCD N160 (arrows A and B) is spheric transfer time. This dissociation between physio-
38 ms (O1 ¼ left hemisphere). The longer 48-ms inter- logical and behavioral data suggests that IHTT RT is
hemispheric delay between P1 peaks (1 and 2) likely re- not, in this instance, measuring motor transfer time even
flects subtracting the peak latency of the initial striate in the presence of a clear physiologic motor transfer
and early extrastriate component of the left hemisphere pattern.
visual response from the peak latency of later extrastri- Additional central activations are notable in the top-
ate activity from the callosally-mediated response of the view maps. The strong midline negativity seen at E and
right hemisphere. increasing in magnitude at F suggests supplementary
The lower virtrode waveform row presents central motor area (SMA) involvement in movement genera-
responses obtained from the centers of left (C3) and tion. Given the medial location of SMA, midline central
right (C4) lateral activation foci (putative primary motor movement-related activations have been interpreted to
cortex, M1) seen at C 0 and D 0 . The earlier activation of represent bilateral SMA activity (Praamstra et al., 1996).
the left hemisphere for this condition replicates the pat- Connections between left and right SMA likely subserve
tern of the original testing seen in the RVF/LH data of the central interhemispheric transfer suggested here, as
Figure 8.7. The peak amplitude of the C4 waveform these regions are richly callosally interconnected (Rouil-
at 174 ms (D), 14 ms prior to the peak of the transferred ler et al., 1994) and receive strong input from premotor
visual response (B), again strongly suggests a within-left- regions (Luppino et al., 1993) that are interconnected
with parietal cortex (Wise et al., 1997). Since Rouiller ence for finger lifts during this simple visuomotor RT
and colleagues (1994) found weak callosal projections task (Saron et al., 1998; Saron et al., in press).
between the hand areas of left and right primary motor
cortices, connections between SMA and primary motor Visual Responses in Motor Regions The steep
cortex (Tokuno and Tanji, 1993; Tanji, 1994) are likely negative-going portion of the C3 virtrode waveform
to provide additional pathways for central interhemi- peaking at C of Figure 8.11a begins approximately at
spheric routes. The observation that SMA is among the 85 ms. This early activation, occurring during the first
regions of motor cortex that contain corticospinal pro- part of the visual response (1), suggests that the C3
jections that activate motor neurons of the contralateral activity reflects in part visual input to ipsilateral motor
hand (Dum and Strick, 1991, 1996) and its bilateral or- cortex. If this were the case, we might expect that a
ganization (Wiesendanger et al., 1996) suggests a gen- similar activation would occur even in the absence of a
eral importance of central interhemispheric routes via response requirement. Example data from such a con-
SMA. The occurrence of movement-related activation dition are presented in Figure 8.11b. The early activa-
of both putative SMA and M1 further suggests that mul- tion for C3 in the no-response, passive-view condition
tiple motor regions contribute to the corticospinal e¤er- is nearly identical in timing to the left-hand response
abstract We measured behavioral interhemispheric transfer occur at the visual level because manipulations of the
(IT) time in normal subjects while simultaneously recording eccentricity of stimulus presentation do not result in
event-related potentials (ERPs) to lateralized visual stimuli. variation of IT. The rationale underlying such assump-
There was no e¤ect of the eccentricity of stimulus presentation
(3 versus 30 ) on behavioral IT and on ERP latency measures. tion is straightforward: In the primary visual cortex and
In contrast, there was an e¤ect of eccentricity on ERP ampli- in the immediately adjoining areas, the density of cal-
tude measures of IT with a selective decrease of the commis- losal connections decreases as one goes from areas rep-
sural response at 30 versus 3 . Possible reasons for such a resenting the central portions of the visual field to those
discrepancy are discussed. with more peripheral representations (see Marzi, 1986,
for a review). Therefore, a stimulus presented within
approximately 5 of the central vertical meridian will
Saron and colleagues’ article demonstrates the com-
activate cortical areas full of callosally projecting neu-
plexity of interhemispheric visuomotor pathways in the
rons. By contrast, more peripherally presented stimuli
normal brain. Here we address the issue of specific
will activate areas that are less rich in callosal connec-
channel than subserves interhemispheric transfer (IT). tions. This would lead to a slower and less e¤ective IT
In a simple sensorimotor task such as that employed
of visual information. In contrast to such a prediction,
in the so-called Po¤enberger paradigm (Po¤enberger,
Berlucchi and colleagues (1971) and many others there-
1912), when the responding hand is on the opposite side after have found no lengthening of IT as a function of
of the stimulated visual hemifield (crossed condition), an
the eccentricity of stimulus presentation. Iacoboni and
IT must occur at either the visual cortex level, the pre-
Zaidel (Chapter 12 in this volume; see also Iacoboni,
motor cortex level, or both. Such is obviously not the Fried, and Zaidel, 1994) propose that in normals IT
case when hemifield and hand are on the same side (un-
takes place at the premotor cortical level through the
crossed condition), and this is witnessed by the typically
anterior portion of the CC, while in subjects lacking
shorter reaction time (RT) in comparison with the such a portion of the CC it occurs at the visual level
crossed condition (see Marzi et al., 1991, for a review).
through the splenium. In such patients there is evidence
Following the pioneering study of Berlucchi and col-
of a lengthening of IT as one increases the eccentricity
leagues (1971), it has been assumed that IT does not of stimulus presentation (Iacoboni et al., 1994), and this
is in accord with the above-mentioned neuroanatomical
and neurophysiological data on the progressive reduc-
carlo miniussi IRCSS S. Giovanni di Dio, Brescia, Italy. tion of the representation of the visual field in the cal-
angelo maravita Institute of Cognitive Neuroscience, Uni-
versity College London, London, United Kingdom. losal connections.
carlo marzi Department of Neurological and Visual In this commentary we briefly report an event-related
Sciences, University of Verona, Verona, Italy. potential (ERP) experiment that attempted to cast fur-
220
Table 8.1 in amplitude of the two components. The P1 component
Mean reaction time (RT) for uncrossed and crossed hemifield-hand decreased in its mean peak amplitude from 4.3 mv for
combinations for the two eccentricities of stimulus presentation. The stimuli at 3 to 1.57 mv for stimuli at 30 . A minuscule
mean crossed-uncrossed di¤erence (CUD) in RT represents a measure of
interhemispheric transfer. It is clearly not reliably di¤erent for the two decrease was instead found for N1 (from 2.76 mv at 3 to
eccentricities (see text). 2.26 mv at 30 ). Such a selective e¤ect is in keeping with
the P1 component having a generator in visual ex-
Eccentricity Uncrossed Crossed CUD
trastriate areas while N1 is thought to be generated in
3 249.9 ms 251.6 ms 1.7 ms multiple not strictly visual sites (see Mangun, 1995, for a
30 270.3 ms 262.4 ms 2.4 ms review). More important for the present purposes, the
e¤ect of peripheral presentations on the amplitude of
the two above components was greater for the indirect
(commissural) than for the direct ERP responses. At 3
ther light on the problem of the e¤ect of eccentricity the di¤erences in amplitude between indirect and direct
manipulations on IT. responses were minimal and sometimes in the direction
We tested 14 normal right-handed subjects on a Pof- of a larger amplitude for the former. In contrast, at 30
fenberger paradigm and simultaneously recorded visual the direct responses were generally of a higher ampli-
ERPs with a 32-channel computerized system; see Ipata tude than the indirect responses. Such an e¤ect was
and colleagues (1997) for details about the recording larger for the N1 than for the P1 component, and this is
technique. The stimuli were presented along the hori- in agreement with the notion that N1 can be considered
zontal meridian of the visual field at either 3 or 30 of a good functional landmark of IT. We recently found
eccentricity, and the subjects were asked to press a key as (Ipata et al., 1997) that for N1 the ERP measures of IT
fast as possible with the right or the left hand in di¤erent show a better fit with their behavioral counterparts than
blocks. for P1. The N1 component not only yields a faster IT
than P1 but also shows a shorter IT latency for the right-
Behavioral results to-left hemisphere direction of IT, thus paralleling
the behavioral results (Marzi et al., 1991; Braun, 1992;
Table 8.1 shows the behavioral results: In keeping with Brown, Larson, and Jeeves, 1994).
previous findings, the crossed-uncrossed di¤erence
(CUD) in RT, which is widely considered as a behavioral Latency A somewhat di¤erent overall picture emerged
measure of IT (see Marzi et al., 1991, for a review), from latency measurements: First, the mean latency for
showed a small nonsignificant RT lengthening at 30 as both P1 and N1 did not vary significantly with eccen-
compared to 3 . The overall mean CUD (2.0 ms) was tricity of stimulus presentation (see Figure 8.16), and this
within the well-established range in normals (Marzi et is at odds with the behavioral data showing a robust
al., 1991). lengthening of RT with eccentricity. Second, although
there was a clear-cut overall latency advantage of the
ERP results direct versus indirect responses such a di¤erence was not
related to eccentricity.
Figure 8.16 shows examples of grand-average ERPs at In other words, in keeping with the behavioral results,
various electrode locations for stimuli presented at an IT was unrelated to stimulus eccentricity.
eccentricity of 3 and 30 . We focused our analysis on
the P1 and N1 components of the visual ERP; the for- Conclusions
mer is a positive component peaking at about 100–
130 ms from stimulus onset, and the latter is a negative Taken together, these findings show some discrepancy
component with a peak latency ranging between 150 between two electrophysiological indices of IT: ampli-
and 220 ms from stimulus onset. tude and latency of the early ERP components. Behav-
iorally, we found no interaction between eccentricity
Amplitude Overall, the amplitude of all the main and CUD, and the same was true of ERP latency. In
early components (P1 and N1) was larger for 3 than contrast, the amplitude of commissural ERP responses
30 . This comes as no surprise, given the progressively was clearly smaller than that of the direct responses at
smaller density of retinal elements and the smaller cor- 30 but not at 3 of eccentricity. A possible speculation
tical magnification factor as one goes from central to on the nature of such a dissociation is that amplitude
peripheral visual field locations. A potentially important and latency of ERPs rely on partially di¤erent aspects of
new piece of evidence concerns the di¤erential decrease the electrophysiological response. The amplitude of an
abstract Various imaging techniques have been used re- It seems to us that a straightforward behavioral coun-
cently to map cortical activity during sensorimotor integration terpart of the large trial-to-trial variability in activation
tasks requiring ipsilateral and contralateral unimanual re- maps shown by Saron and colleagues is the large vari-
sponses to lateralized sensory stimuli. The picture that emerges
is that even in simple sensorimotor transforms, the serial in- ability in reaction times observed at the Po¤enberger
formation processing model assumed by Po¤enberger is prob- paradigm. We recently reported data on reaction times
ably too simplistic and that massive, parallel cortical architec- variability in this paradigm, collecting 40,000 trials of
ture is engaged in these simple tasks. However, we believe that simple reaction times to lateralized flashes in three nor-
most of the evidence provided by neuroimaging studies is still mal right-handers (Iacoboni and Zaidel, 2000). Among
consistent with the notion that the crossed-uncrossed di¤erence
other results, there are some findings in our data set that
in simple reaction times to lateralized flashes represents a con-
duction delay through callosal fibers. are relevant to the question of whether the CUD is a
reliable estimate of interhemispheric conduction delay.
When Po¤enberger proposed the paradigm of simple We observed that even though the CUD variability
reaction times to lateralized flashes as a behavioral esti- across several sessions in a single subject generally mim-
mate of interhemispheric conduction delay, he had in ics the variability observed in a sample of subjects tested
mind a very simple serial information-processing model in a single session, the CUD variability was considerably
of visuomotor integration (Po¤enberger, 1912). This reduced when the CUD was computed over at least
model has been previously challenged on both theoreti- 2400 trials per subject. Further, when CUDs were com-
cal and empirical grounds (Ledlow, Swanson, and Kins- puted over 2400 trials or more, they tended to be ex-
bourne, 1978; and see also Chapter 10 in this volume). tremely similar (about 2 ms) across subjects. Also, when
The impressive data set of Cli¤ Saron and colleagues reaction times were ordered from the fastest to the
might at first look like the strongest challenge yet that slowest and divided into bins, the observed CUD across
the Po¤enberger model has had to face. However, we be- bins was remarkably stable (from 1 to 4 ms) over the
lieve that their data may be parsimoniously interpreted entire reaction time distribution. Taken together, these
as suggesting that even though Po¤enberger’s simple se- data suggest that the CUD computed over thousands of
rial information-processing model of simple visuomotor trials reflects hard-wired mechanisms of callosal trans-
integration is probably wrong, the paradigm can still mission that must occur, all the other things being equal,
give us a parameter, the crossed-uncrossed di¤erence at least one more time for crossed than for uncrossed
(CUD), that is a valid estimate of interhemispheric con- responses.
duction delay. In this commentary we will discuss Recently, another electrical scalp recording study has
neurophysiological and behavioral data that are relevant provided evidence for callosal transfer at a motor level
to the data of Saron and colleagues and to this issue. (Thut et al., 1999), thus being consistent with previous
behavioral data (Berlucchi et al., 1971; Iacoboni, Fried,
and Zaidel, 1994; Iacoboni and Zaidel, 1995; Vallar,
marco iacoboni Ahmanson Lovelace Brain Mapping Center, Sterzi, and Basso, 1988). Also, some positron emission
Neuropsychiatric Institute, Brain Research Institute, David
tomography (PET) and functional magnetic resonance
Ge¤en School of Medicine, University of California at Los
Angeles, Los Angeles, California. (fMRI) data are almost entirely consistent with the no-
eran zaidel Department of Psychology, University of Cali- tion that the CUD represents interhemispheric conduc-
fornia at Los Angeles, Los Angeles, California. tion delay. A PET study has shown that, when crossed
224
Figure 8.17. Activation maps for all four hand-field combina- three conditions. Only the right visual field–right hand condi-
tions during simple reaction times to lateralized flashes. Bilat- tion shows activations restricted to the left hemisphere.
eral activations are seen in both premotor and visual areas in
responses were compared to uncrossed ones, blood flow paradigm, thus activating frontal lobe regions. Uncon-
increases were observed in the right occipital lobe and in trolled thoughts may be unbalanced across conditions
the left superior parietal lobule (Marzi et al., 1999). This and are more likely to occur more frequently during
might represent the blood flow correlate of interhemi- ‘‘easy’’ experimental conditions (such as the uncrossed
spheric transfer. In fact, if there is an additional callosal ones), thus producing frontal activations that are intrin-
transfer for crossed responses when compared to the sically unrelated to the task.
uncrossed ones, then the axonal event associated with To further define the cortical circuitry dedicated to
the additional callosal transfer is coupled with pre- simple visuomotor transforms, Iacoboni used fMRI and
synaptic and postsynaptic events that should in principle a single-trial design in eight normal right-handers (un-
increase the cerebral blood flow. This study, however, published observations). With this approach, it is possi-
also provided evidence for blood flow increases for ble to observe the activation of cortical regions during a
uncrossed responses, compared to crossed ones, in the specific event, that is, left-hand responses to right flashes,
frontal lobe. This, obviously, is evidence that cannot be without blocking the various experimental conditions.
explained by the Po¤enberger model. It is possible, Given the duration of the hemodynamic response to
however, that due to intrinsic features of PET scanning single events (Menon and Kim, 1999), it is also possible
procedures, the frontal activations observed during un- to collect many more data points than in a canonical
crossed responses, compared to crossed ones, are due to PET study (for instance, in this study more than twice as
spurious factors that have nothing to do with the task many data points per subject were collected than in the
itself. PET data acquisition requires a steady state. This previous PET study). The results obtained suggest that
requires blocking of the experimental conditions under simple reaction times to lateralized flashes are associated
investigation. Thus, subjects must perform the same con- with bilateral activations even during uncrossed re-
dition for several tens of seconds (in this study it was sponses, and especially with the left hand, in line with
1 minute). It is possible that subjects tend to think freely the data of Saron and colleagues (Figure 8.17). They
during very simple tasks as the blocked Po¤enberger also suggest that the frontoparietal circuitry engaged
227
228
Figure 8.20. Left: Activation maps for crossed responses versus Right: time course of the averaged hemodynamic response for
uncrossed responses in premotor and superior parietal cortex. crossed and uncrossed responses in superior parietal cortex.
by complex sensorimotor transforms required by spatial Iacoboni, M., R. P. Woods, G. L. Lenzi, and J. C. Maz-
compatibility and other visuomotor tasks (Iacoboni, Iziotta, 1997. Merging of oculomotor and somatomotor
space coding in the human right precentral gyrus. Brain
1999; Iacoboni et al., 1996, 1997, 1998) is also engaged
120:1635–1645.
by much simpler visuomotor transforms as simple re- Iacoboni, M., R. P. Woods, and J. C. Mazziotta, 1996.
action times to lateralized flashes. However, the results Brain-behavior relationships: evidence from practice e¤ects
are also consistent with the notion that crossed responses in spatial stimulus-response compatibility. J. Neurophysiol.
require one extra callosal transfer, compared to un- 76:321–331.
crossed ones. In fact, when crossed responses were com- Iacoboni, M., R. P. Woods, and J. C. Mazziotta, 1998. Bi-
modal (auditory and visual). Left frontoparietal circuitry for
pared to uncrossed ones, activations were observed in sensorimotor integration and sensorimotor learning. Brain
dorsolateral prefrontal, dorsal premotor, and superior 121:2135–2143.
parietal regions (Figures 8.18–8.20). In contrast, un- Iacoboni, M., and E. Zaidel, 1995. Channels of the corpus
crossed responses did not produce any additional acti- callosum: evidence from simple reaction times to lateralized
vation when compared to crossed responses. flashes in the normal and the split brain. Brain 118:779–788.
Iacoboni, M., and E. Zaidel, 1999. The crossed-uncrossed
Taken together, the physiological data recently ob- di¤erence in simple reaction times to lateralized auditory
served during simple reaction times to lateralized flashes stimuli is not a measure of interhemispheric transmission
call for a revision of Po¤enberger’s serial model of vi- time: Evidence from the split brain. Exp. Brain Res. 128:421–
suomotor integration but are still compatible with the 424.
notion that the CUD is a valid parameter for estimating Iacoboni, M., and E. Zaidel, 2000. Crossed-uncrossed di¤er-
ence in simple reaction times to lateralized flashes: Between-
interhemispheric conduction delay. In keeping with this,
and within-subjects variability. Neuropsychologia. 38:535–541.
the CUD was recently measured in a split-brain patient Ledlow, A., J. M. Swanson, and M. Kinsbourne, 1978. Dif-
during simple reaction times to visual and auditory ferences in reaction times and average evoked potentials as a
stimuli. In this patient, the visual CUD was found to be function of direct and indirect neural pathways. Ann. Neurol.
abnormally long, whereas the auditory CUD was sub- 3:525–530.
Marzi, C. A., D. Perani, G. Tassinari, A. Colleluori, A.
stantially zero, as predicted by the anatomical bilateral
Maravita, C. Miniussi, E. Paulesu, P. Scifo, and F. Fazio,
access of auditory fibers to both cerebral hemispheres 1999. Pathways of interhemispheric transfer in normals and
(Iacoboni and Zaidel, 1999). in a split-brain subject: A positron emission tomography.
Exp. Brain Res. 126:451–458.
Menon, R. S., and S.-G. Kim, 1999. Spatial and temporal
limits in cognitive neuroimaging with fMRI. Trends Cogn. Sci.
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Umiltá, 1971. Simple reaction times of ipsilateral and con- with special reference to the time lost in conduction through
tralateral hand to lateralized visual stimuli. Brain 94:419– nervous centers. Arch. Psychol. 23:1–73.
430. Thut, G., C.-A. Hauert, S. Morand, M. Seeck, T. Landis,
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bilateral distribution advantage. JINS 2:29. level transfer in a simple reaction time task: an EEG study.
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The chapter by Saron and colleagues describes a new therefore badly underestimate interhemispheric transfer
thrust in use of averaged event-related scalp electrical time.
potentials (ERPs) to trace the neural activation patterns 2. Previous ERP studies have also underestimated in-
that produce behavior across both time and space. terhemispheric transfer time, owing to superimposition
While recent advances in functional brain imaging are of e¤ects of multiple generators.
speedily improving understanding of where in the brain 3. Timing of posterior sensory ERPs is generally in-
a given task produces local activation, corresponding dependent of RT, but careful analysis reveals that this is
progress in clarifying when these activations occur and not true for ERP patterns recorded from frontocentral
how they interact has lagged. Although delayed ERPs scalp.
over the hemisphere ipsilateral to the visual field of a 4. Specifically, variation in reaction time is closely
presented image were first described in the 1970s, the linked to the timing, magnitude, and rate at which a
advances outlined by Saron and colleagues suggest that stimulus activates the motor system as indexed by cur-
this paradigm is now ready to fulfill its early promise as a rent inflow over central motor areas.
brain-behavior research tool with special benefits for the The speculation that motor system state variables may
study of callosal communication. be powerful predictors of RT is intriguing. Bauer and
Some of the advantages of ERPs over RTs in com- Nirnberger (1981) found faster learning and larger-
putation of interhemispheric transfer time (IHTT) are amplitude ERPs when stimuli were presented during
greater speed and reliability, better consistency with slow spontaneous negative as compared to positive EEG
anatomical expectations and fiber conduction velocities, shifts. Combined with the present work, this suggests
directionality, and the potential for teasing apart motor that EEG biorhythms may be explanatory for response
and sensory channels. The biggest problem comes from timing through mediation of intrahemispheric and in-
superimposition of the e¤ects of multiple neural gen- terhemispheric interaction. In fact, this may be one
erators with di¤ering locations/orientations on the mechanism selecting between the two routes proposed
scalp-recorded ERP at any given time point. By use of by Saron and colleagues through which a visual sensory
high spatial and temporal sampling, generation of both potential can initiate a contralateral motor process. The
stimulus- and response-related averages, and mathe- basic suggestion is that on trials associated with fast RTs
matical transformations allowing better visualization of quick intrahemispheric visuomotor activation is followed
current flow and decomposition into underlying source by interhemispheric motor-motor activation, whereas
waveforms, gratifying progress has been achieved by slower RTs reflect interhemispheric transfer of sensory
Saron and colleagues. information followed by intrahemispheric visuomotor
The chapter convincingly argues for several important activation. This dual-route model, while appealing, re-
points: quires more direct evidence. Just as IHTT has long been
1. Crossed-uncrossed RT di¤erences actually con- related to lateralized visual ERP delays, bilateral motor
trast di¤erent routes of interhemispheric interaction and preparation followed by contralateral motor execution
has long been inferred from movement-related potentials
steven berman Neuropsychiatric Institute, University of (Deecke et al., 1984a, b). Since much brain processing
California at Los Angeles, Los Angeles, California. involves parallel operations, temporally sequencing two
230
local activations does not necessarily indicate any com- imposition of far-field sources. However, they could also
munication between them. Motor activity is related to be due to our subjects’ having little uncertainty about
stimulus detection in simple RT paradigms but not in when the stimulus would occur but being uncertain
other paradigms, such as self-paced movements. When about where it would occur, which letter would appear,
the sensory potentials do not temporally covary with the and therefore which response would be required. In
motor potentials and RTs, it is even more di‰cult to contrast, Saron and colleagues’ subjects knew exactly
infer functional connectivity. Perhaps other physiologi- where and what the stimulus would be and had only
cal measures, such as EEG coherence, could assess the temporal uncertainty. This would greatly alter the stra-
dependency component of the dual-route notion. tegic processing of the task. For example, subjects could
Although the progress demonstrated in this chapter is unambiguously prepare a single motor response for re-
very impressive, few subjects were tested, and many of lease from inhibition.
the presented data come from a single subject. The next While the small sample or an in-depth case study
step is to use these techniques to address some of the approach can be employed to address the callosal com-
unresolved issues in the ERP/IHTT literature, such as munication issues discussed above, results must be
the following: Is IHTT asymmetric, and, if so, under charted for enough single subjects to assess generaliz-
what conditions? How many callosal channels are there, ability of the derived conclusions. In this respect, co-
and how can they be characterized? How does commu- registration of EEG recordings with functional and
nication change in special populations (callosotomy pa- structural images will be very useful in removing appar-
tients, callosal agenesis, dyslexia, etc.)? Resolving these ent disparities due to anatomical variation. Functionally
issues will require attention to paradigmatic sources of active areas can be used to validate dipole mappings and
variance. For example, our laboratory has data from 10 weight them to improve anatomical precision of source
subjects who made a choice RT button press in response potentials. The marriage of well-designed laterality
to lateralized letters (H or S) under alcohol or placebo. paradigms, the fine spatial mapping of functional imag-
Highly reliable IHTT measures for P1, N1, and P2 in- ing, and the high temporal mapping of functional elec-
dicated at least two callosal channels because di¤erent trophysiology is now poised to deliver significant benefits
ERP deflections were dissociated both by the e¤ects of to cognitive neuroscience.
alcohol on transmission time and by directionality. While
our untransformed posterior sensory potentials and their
IHTT estimates look very similar to the Current Source
Density (CSD) maps presented in Chapter 8, central REFERENCES
motor e¤ects were not apparent. Left-hand presses Bauer, H., and G. Nirnberger, 1981. Concept identification
showed the expected C4 > C3 for N150, but the pattern as a function of preceding negative or positive spontaneous
was identical for right-hand presses. It is interesting to shifts in slow brain potentials. Psychophysiology 18:466–469.
Deecke, L., T. Bashore, C. H. Brunia, E. Grunewalk-
note that in all four conditions of Saron and colleagues’
Zuberbier, G. Grunewald, and R. Kristeva, 1984a.
grand-mean and single-case data, the central CSD in- Movement-associated potentials and motor control. Report
ward current flow from 130 to 150 ms extends more of the EPIC VI Motor Panel. Ann. NY Acad. Sci. 425:398–
anteriorly on the right side, suggesting that both our 428.
data and those of Saron and colleagues indicate a right- Deecke, L., B. Heise, H. H. Kornhuber, M. Lang, and
lateralized frontocentral negativity independent of re- W. Lang, 1984b. Brain potentials associated with voluntary
manual tracking: Bereitschaftspotential, conditioned pre-
sponse hand at this latency. The lack of central motor motion positivity, directed attention potential, and relax-
potentials lateralized by response hand in our averages ation potential. Anticipatory activity of the limbic and fron-
may be due to their lower sampling rates or super- tal cortex. Ann. NY Acad. Sci. 425:450–464.
In this section of the book, animal and human studies cross-callosal pathway plays only a minor role in it. In
on physiological properties of the corpus callosum are contrast, callosal neurons seem critical to the functional
grouped together. The methodological approaches to unification of visual inputs to the two hemifields, ensur-
the study of physiological properties of the corpus cal- ing fusion of sensory percepts through the midline.
losum reviewed here encompass more traditional tech- In his commentary on Ptito’s chapter, Berlucchi em-
niques, such as lesion or single-unit approaches, as well phasizes some other physiological callosal functions that
as recently developed techniques, such as functional Ptito did not address. For instance, the plastic reorgani-
magnetic resonance imaging and high-density multi- zation of visual areas due to the use of optical prisms
channel event-related potential recordings. may be callosally mediated. Further, neuronal synchro-
In his chapter, Maurice Ptito reviews three main as- nization in distant visual areas belonging to the two ce-
pects of callosal functions, studied in cats in his lab with rebral hemispheres seems also to be callosally mediated.
a combination of lesion, behavioral, and single-unit Finally, the possible role of callosal axons in the estab-
approaches. The three aspects are (1) interhemispheric lishment and reinforcement of learning and memories
transfer of visual information, (2) stereoperception, and through mechanisms of long-term potentiation were
(3) the fusion of visual information at the midline. Taken suggested by high-frequency callosal stimulation.
together, the studies on interhemispheric transfer of vi- Doty’s chapter deals mostly with callosal conduction
sual information in cats show that the variety and rich- delay and its consequences for hemispheric specializa-
ness of extracallosal routes may compensate for the loss tion, as well as with the e¤ect of transection of callosal
of direct callosal connections from one hemisphere to fibers in transfer of memory engrams. His argument is
the other. Another form of compensatory mechanism, that the enlargement of the human brain, coupled with
even more powerful, is through plastic changes during a very slow conduction velocity through callosal axons,
development, and the studies reviewed by Ptito in cal- facilitates hemispheric specialization. Thus, given that
losotomized kittens clearly support this form. With re- time is of the essence, local processing has a selective
gard to stereoperception, Ptito makes the point that advantage over global processing, and each hemisphere
binocular convergence and subsequent binocular fusion develops its own computational capabilities. Doty also
are necessary for it. Two pathways are possibly involved recognizes the existence of fast callosal fibers that could
in binocular convergence: one is the crossed retinothala- in principle transfer information very rapidly from one
mocortical pathway, and the other is the cross-callosal hemisphere to the contralateral one. However, given
pathway. The evidence reported by Ptito clearly suggests that these fibers are found in callosal regions that are
that the former is the critical pathway for appropriate thought to connect primary sensory and motor areas,
binocular input to target cortical areas, whereas the Doty may be assuming that they play a little role in cog-
nitive functions. With regard to memory functions in
the two hemispheres and the role of callosal axons in
marco iacoboni Ahmanson Lovelace Brain Mapping Center, their spreading, Doty suggests that, in fact, some aspects
Neuropsychiatric Institute, Brain Research Institute, David of mnestic processing may be shared between the two
Ge¤en School of Medicine, University of California at Los
Angeles, Los Angeles, California. hemispheres even in the absence of callosal connections.
eran zaidel Department of Psychology, University of Cali- In his commentary on Doty’s chapter, Berlucchi em-
fornia at Los Angeles, Los Angeles, California. phasizes that the gap from neurophysiological data on
232
Table 1
Summary of anatomical-behavioral relationships indicating behavioral measures that correlated positively (pos), negatively (neg ),
or did not correlate (—) with callosal morphometry measures
Laterality Laterality Callosal Interhem.
E¤ect Index Region Cond. LH RH
1. Visual absent pos midbody, total — — —
discrimination
2. Texture absent pos midbody, — — —
discrimination anterior 1/3
3. Dichotic present — anterior 1/3 — neg —
listening
4. Primed lexical present neg* isthmus — — —
decision
LH and RH refer to left- and right-hemisphere conditions, respectively, based on side of stimulus presentation.
* Males only, for associated prime-target pairs.
callosal axons to complex behaviors, such as learning dition from the crossed condition in the Po¤enberger
and memory processes, is still large. He also emphasizes paradigm is just subtracting one type of callosal transfer
that the complex geometry of callosal axons makes it from another type of callosal transfer.
somewhat di‰cult to infer the role of excitatory and in- Iacoboni and Zaidel think otherwise. In their com-
hibitory synapses when the behavior of neuronal systems mentary on Saron and colleagues’ work, they present
is studied. Finally, Berlucchi briefly reviews data on at- Iacoboni’s fMRI data on simple reaction times to later-
tentional bias in split-brain patients that may be due to alized flashes that, by and large, are consistent with
the lack of the corpus callosum. Saron and colleagues’ electrical data. Using the single-
The human studies of callosal functions presented in trial fMRI technique, they show bilateral activations
this section are composed of the work of Saron and in visual, motor, and integrative cortical areas in three
colleagues using electrical scalp recordings and of Iaco- conditions out of four in the Po¤enberger paradigm.
boni using fMRI. The work of Saron and colleagues is The only condition that shows exclusively unilateral
presented in full for the first time here and represents activation is the condition in which targets are presented
one of the most remarkable data sets in the history of to the right visual field and responses are given with the
physiological studies of callosal functions of the human right hand. These data clearly support a model of feed-
brain. Saron and colleagues have mapped the complex backwards neural processing during simple visuomotor
ever-varying neural dynamics during simple visuomotor behavior. However, Iacoboni and Zaidel also point out
processing, giving the full details of the richness of neu- that the logic of the Po¤enberger paradigm is a logic of
ral activity even in seemingly basic forms of human be- subtraction of one condition from another. If one does
havior. This work calls for a revision of feed-forward this subtraction on the fMRI, the results are in line with
serial models of information processing in the human the view that the crossed-uncrossed di¤erence in simple
brain, even when dealing with very simple sensory stim- reaction times to lateralized flashes is actually a reliable
uli and using very simple motor responses. Saron and measure of interhemispheric transfer. In support of this
colleagues further interpret their data as evidence against view, Iacoboni and Zaidel also review briefly some
the possible use of simple reaction times to lateralized chronometric data in normals and split-brain patients,
flashes for measuring interhemispheric transfer time. preparing the ground for the following section of the
They suggest that subtracting RT in the uncrossed con- book, which is mostly centered on behavioral studies.
abstract The idea of measuring interhemispheric transfer lengthened CUD ( Jeeves, 1969; Sergent and Myers,
time dates back to Po¤enberger, who in 1912 inferred that the 1985; Clarke and Zaidel, 1989; Aglioti et al., 1993; Ia-
5-ms or so increment observed in reaction time in contralateral coboni, Fried, and Zaidel, 1994; Tassinari et al., 1994b;
hand-stimulus relation over the ipsilateral relation is due to the
requirement of interhemispheric relay in the former and not Corballis, 1998).
the latter experimental condition. This chapter reviews the fate The term IHRT is still used directly without caveat in
of that inference after 90 years of investigation. The inference many recently published articles exploring the Po¤en-
has appeared progressively very strained as researchers dis- berger paradigm, bypassing the inferential step from the
covered marked variations of the index of relay time according surface phenomenon to the inference about the under-
to experimental conditions (direction of relay, stimulus eccen-
lying mechanism. The objective of the present review is
tricity, motor preparation load, type of decision, RT versus
evoked potentials, etc.) and handedness of subjects. Finally, to demonstrate that there are substantial complications
analysis of omission errors has recently imposed a reconceptu- of attempts to estimate IHRT from CUDs and that, in
alization of asymmetric detection and response integration: fact, CUDs probably only very indirectly reflect IHRT.
high-speed contrateral and ipsilateral sensorimotor integration Ours is not a defeatist outlook. On the contrary, we
each comprise a distinct complex amalgamation of costs and
hope that these considerations will help researchers who
benefits, among which interhemispheric relay time is only a
small component. are interested in interhemispheric dynamics to develop
more refined tools and less naı̈ve concepts in such a
manner as to eventually achieve success in the experi-
Po¤enberger (1912) developed one of the most intu- mental deciphering of interhemispheric relations.
itively palpable and appealing inferences in the history
of neuropsychology. He reasoned that because the visual Complex behavioral paradigms are not amenable to
and motor projections are contralateral, the di¤erence strong inferences about IHRT
in reactions times (RT) between a contralateral (or
crossed) and ipsilateral (uncrossed) stimulated-field/ There are two basic reasons why complex reaction time
responding-hand relation (crossed-minus-uncrossed dif- paradigms do not yield very interesting information
ference, or CUD) ought to be an accurate estimate of about interhemispheric relay time. First, complex reac-
interhemispheric relay time (IHRT). Researchers are tion time paradigms, particularly response-choice para-
still conceptualizing interhemispheric dynamics in Pof- digms, yield huge e¤ects (field and/or hand e¤ects and
fenberger’s terms. There have been close to a hundred interactions between the two) that drown out estimates
published experiments investigating interhemispheric of IHRT (see Levy, 1984, for a discussion). The most
relay with simple reaction time (SRT), usually reporting obvious such contamination is the famous spatial com-
a small lag of 1–5 ms attributable to IHRT (reviewed patibility e¤ect (Wallace, 1971). In response-choice tasks,
by Bashore, 1981; Braun, 1992; and Hoptman and lateral emplacement of the responding hands, as op-
Davidson, 1994). The validity of the IHRT inference posed to emplacement on the vertical meridian, results
has been further bolstered by the fact that callosal in a huge RT advantage of ipsilateral over contralateral
agenesics and callosotomized patients have greatly field-hand conditions. Furthermore, when the subject is
required to cross his or her arms, the advantage of stim-
ulus compatibility overrides the anatomical advantage
claude m. j. braun, andré achim, and caroline larocque of the direct route (in and out of a same hemisphere).
Centre de Neurosciences Cognitives, Université du Québec a Even when the hands are emplaced on the vertical me-
Montréal, Montreal, Quebec, Canada.
237
ridian, the crossed-minus-uncrossed field-hand relation
conditions yield an estimate of IHRT that is substan-
tially longer than is the case in simple RT. It is assumed
that this is the case because it is in the selection of the
responding hand that spatial compatibility operates, in-
cluding residually, when the responding hands are em-
placed on the vertical meridian. A test of the spatial
compatibility e¤ect in simple RT, by means of using
crossed (and uncrossed) hand emplacement, was nega-
tive. So contrary to complex (response-choice) RT, the
inference of a cost in time due to interhemispheric relay
in simple RT, and not spatial compatibility, best ex-
plained the results (Anzola et al., 1977; Berlucchi et al.,
1977; Rizzolatti, 1979; Aglioti et al., 1993). There are
innumerable other e¤ects similar to spatial compatibility Figure 9.1. Absence of a relationship between global reaction
that have been obtained in response-choice RT experi- time and the crossed-minus-uncrossed di¤erence in five reac-
ments, falling into the general category of what is termed tion time tasks. SSD ¼ simple stimulus detection task, SMS ¼
Sternberg memory scanning task, GNG ¼ go/no-go task,
stimulus-response compatibility e¤ects (direction of a finger
WWA ¼ word-word association task, CWA ¼ color-word
movement, relative locus of the responding finger within association task. (Reproduced with the publisher’s permission
the hand, and selection of fingers required to respond, from Braun et al., 1994b.)
etc.). Second, CUDs obtained from complex RT experi-
ments are sometimes inordinately long (Filbey and Gaz- al., 1975), and motor response (Hedge and Marsh, 1975;
zaniga, 1969; McKeever, Gill, and VanDeventer, 1975; Simon, Sly, and Vilapakkam, 1981), and so on. All of
Amadeo, Roemer, and Shagass, 1977) or inordinately the preceding produce accumulation of cognitive oper-
short, even to the extent of being significantly negative ations and constraints and extreme length of response
(Green, 1984). Furthermore, there seems to be no basis intervals, sometimes over 1000 times longer than the
for an understanding of which specific conditions in typical CUD, all leading to extreme capriciousness and
complex reaction time paradigms yield large or small even unreplicability of CUD e¤ects and inapplicability
CUDs. For example, Braun and colleagues (1994b) of the IHRT inference (see Bashore, 1981; Levy, 1984).
found no relationship between global RT and the CUD Braun and colleagues (1994b) analyzed patterns of dif-
in five di¤erent complex reaction time experiments. This ferent types of errors in a two-response choice task (the
suggests that task complexity is not (unequivocally) re- Sternberg paradigm) implemented as a Po¤enberger
lated to the CUD (see Figure 9.1). paradigm. They found that the patterns of omission and
Higher error frequencies and longer RTs in crossed decision errors were wildly at odds (see Figure 9.2).
than uncrossed conditions have frequently been reported The same authors presented a similar analysis of a
in complex response-choice RT experiments (Zaidel three-response choice task (a modified Stroop task)
et al., 1988), perhaps reinforcing in Zaidel and col- implemented as a Po¤enberger paradigm. They again
leagues’ minds the belief in degradation of the neural found that the error profiles (omission versus decision
signal, and of the quality of information transported by errors) were wildly at odds and that these were both
it, during interhemispheric relay. However, complex RT quite di¤erent from the RT profile (see Figure 9.3).
paradigms, involving discriminative processing of pat- This brief review of complex RT findings su‰ces to
terned stimuli (e.g., words or faces) and subsequent in- show that complex RT is not a good way to start trying
struction-driven selection of di¤erential responses (e.g., to understand the extent to which the CUD is a valid
‘‘same-di¤erent,’’ ‘‘yes-no,’’ or even a choice among three (unequivocal) index of IHRT. In light of all of this,
keys), have not been able to provide any definitive several authors have come to the conclusion that the
evidence. As was explained above, the investigation of few milliseconds observed by Po¤enberger to be due to
IHRT by means of complex (response-choice) RT para- relay are not reliably measurable, except in simple RT
digms is plagued by many methodological problems: (Bashore, 1981) or go/no-go tasks (Brysbaert, 1994) in-
huge stimulus-response compatibility artifacts (the sim- volving the simplest of motor decisions. Our own expe-
plest of which is the spatial compatibility artifact), rience with complex RT paradigms leads us to the same
complexity of experimental manipulation ( Jäncke and conclusion. Consequently, the present review will deal
Steinmetz, 1994), e¤ects on CUDs of cognitive cate- only with research carried out in the SRT domain, with
gorization (Filbey and Gazzaniga, 1969; McKeever et only a few references to the go/no-go domain.
SRT experiments reflect this system property (albeit (Braun et al., 1996b). In short, the CUD is extremely
usually unreliably). variable. Some subjects present patterns of RTs that are
Finally, we are of the opinion that the stimulus- in complete violation of the anatomy underlying Pof-
eccentricity e¤ect on CUDs (consistent trends, one ex- fenberger’s inference (CUD ¼ IHRT). Various authors
periment out of six reaching significance) is a neural have responded in di¤ering ways to this problem. Swan-
network e¤ect and probably reflects a gradient in cal- son, Ledlow, and Kinsbourne (1978) and Hasbroucq,
losal input: The more eccentric a stimulus is, the less it Kornblum, and Osman (1988) simply dismissed the
directly contributes to the corpus callosum (see Braun, Po¤enberger paradigm as unviable, that is, unable to
1992, for a review). provide any meaningful information about IHRT. The
former group simply postulate that Kinsbourne’s atten-
The balance-of-cost metaphor tional model best explains CUDs, that is, that because
the hand response is known in advance, this creates an
Our own understanding of CUDs derived from simple asymmetry of attention, thus creating a CUD that has
RT has evolved because we have been compelled to ac- nothing to do with interhemispheric relay. Most of those
commodate results that contradict any cable metaphor. who have published findings from within the Po¤en-
berger paradigm have simply been content with a signif-
Individual Difference Effects Individual di¤erences icant FIELD HAND interaction as su‰cient evidence
in CUDs are enormous. In our own experiments in for validity of the basic inference. Our own interpreta-
SRT, comprising a cumulative sample of 135 right- tion of the extreme variability of CUDs is that although
handed normal subjects, we have found the range of there is assuredly an IHRT component embedded with-
CUD estimates to extend from 42 ms to þ105 ms in the CUD, attentional e¤ects (and other e¤ects) in
CUDs reflect intrahemispheric processing of an atten- from the previous hand (an ABBA sequence, completed
tional nature. More specifically, they proposed that a twice). A second condition, devised to increase the mo-
lesion that prolongs the CUD selectively a¤ects intra- toric load (but not the decisional load), consisted of re-
hemispheric relay of information from the posterior quiring of the subject three presses of the response key
visual area first stimulated to the ipsilateral motor in rapid succession upon detection. A third condition,
cortex or cortical-subcortical loops. We believe that the devised to alleviate the motoric load imbalance, re-
CUD is the net result of an ensemble of balancing of quired the subject to prepare for a response by placing
costs within and between the two hemispheres, of which his or her two index fingers on two response keys, pro-
IHRT is just one of the relevant factors. ducing the response to detection with one finger and
To test this speculation in normal subjects, Godbout, then a response to the next oncoming stimulus with the
Achim, and Braun (1995) manipulated response dimen- other finger. In short, the subject alternated responding
sions in a SRT implementation of the Po¤enberger with the right and left hands in an ABAB sequence on a
paradigm. Though all conditions of their experiment trial-by-trial basis. These conditions produced the fol-
involved unimanual responses to simple detection, they lowing e¤ects. The condition involving increased mo-
devised a strategy to increase and decrease the asym- toric load produced negative CUDs in the RTs and small
metry of the attentional e¤ort required to produce the CUDs in the omission errors. The condition involving
response. Their experiment comprised three conditions. alleviation of the motoric load imbalance (hand alter-
Stimuli were presented randomly in one or the other nation) significantly prolonged the CUDs relative to the
field in all conditions. However, in a baseline condition baseline condition (classical Po¤enberger paradigm) and
they implemented a standard Po¤enberger paradigm also significantly increased the omission error CUD. The
requiring a single key press to detection of stimulus o¤ interaction of FIELD HAND CONDITION, with
the vertical meridian. The same responding hand was regard to the RT domain was significant (F (1, 11) ¼
used for blocks of 50 trials. The other hand was then 5.2, p ¼ 0:039). The interaction of FIELD HAND
used for another two blocks of trials, followed by a block CONDITION, with regard to the omission error do-
Braun, Achim, and Larocque (henceforth BAL) present (CC). Rather, response hand target visual hemifield
an historical account of the crossed-uncrossed di¤erence (h VF) interactions most likely reflect independent
(CUD), arguing that its interpretation has evolved from processing in each hemisphere (sensory isolation), re-
a single-channel model to a model of a network of source dependence between the two hemispheres, and
channels that can be modulated by task variables, show cognitive callosal relay (Zaidel et al., 1990). Such h
individual di¤erences, and reflect factors other than VF interactions are rare and can show either an ipsi-
callosal relay. In particular, BAL are impressed by the lateral h VF advantage (a positive CUD, reflecting
dependency of the CUD on hemispheric activation. But resource independence between the hemispheres, so that
BAL’s is a paradigm in transition: They cling to a con- the same hemisphere can optimally control both the
cept of a single fixed-capacity callosal channel, without input and output stages of processing) or a contralateral
completely integrating it within a dynamic network h VF advantage (a negative CUD, reflecting limited
model, which they also espouse. We have attempted such resources within the hemispheres and resource depen-
an integration in the introductory chapter of this vol- dence between the hemispheres, so that segregating in-
ume. BAL’s arguments include (1) theoretical, (2) meth- put and output processing to opposite hemispheres is
odological, and (3) substantive empirical claims. We will advantageous). BAL are quite right that the CUD in
review these in turn from the vantage point of the in- CRT shows a spatial compatibility e¤ect and that
troductory chapter. there is no linear relationship between task complexity
(overall reaction time (RT)) and the size of the CUD.
Theoretical claims On the other hand, we and others have shown that in-
creased task complexity leading to resource limitation
The CUD in Choice RT Tasks Does Not Measure can switch the CUD from positive to negative (Zaidel et
IHTT It seems clear that the CUD in complex reac- al., 1988).
tion time (CRT) tasks, which is typically @30 ms or
larger and is sometimes negative, does not measure sim- Negative CUD BAL consider a negative CUD incon-
ple sensory or motor relay through the corpus callosum sistent with the single-channel concept of the CC. In
fact, the CUD ‘‘algebra’’ shows that if callosal relay oc-
curs through di¤erent channels from the right hemi-
eran zaidel Department of Psychology, University of Cali- sphere (RH) to the left hemisphere (LH) and from the
fornia at Los Angeles, Los Angeles, California. LH to the RH, then the CUD is not equal to interhemi-
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
Neuropsychiatric Institute, Brain Research Institute, David spheric transfer time (IHTT). Let VR ¼ latency of visual
Ge¤en School of Medicine, University of California at Los registration in the RH, DR ¼ latency of target detection
Angeles, Los Angeles, California. in the RH, MPR ¼ latency of motor programming in the
259
RH, CRRL ¼ latency of callosal relay from the RH to the response and estimate the response times in the four
LH, MR ¼ latency of motor output in the RH, and so possible experimental visual fields by response hand
on. Suppose CRRL is motor, following stimulus detection, conditions as follows:
but CRLR is visual, prior to stimulus detection. Then the ðiÞ LVF-Lh: VR þ PR þ MR ðuncrossedÞ
CUD ¼ ½ðDR DL Þ þ 2MPR þ ðCRRL þ CRLR Þ o 2 (see
ðiiÞ LVF-Rh: VR þ PR þ CRRL þ ML ðcrossedÞ
the introductory chapter). The value is negative if DL is
larger enough than DR . Thus, if the task shows a robust ðiiiÞ RVF-Rh: VL þ PL þ ML ðuncrossedÞ
RH specialization, then relay at di¤erent information- ðivÞ RVF-Lh: VL þ PL þ CRLR þ MR ðcrossedÞ
processing loci in the two directions can lead to a nega-
where VR is the latency of visual registration in the right
tive CUD. This does not challenge the anatomical
hemisphere (LVF), VL is the latency of visual registration
model, but, of course, it presupposes a multiple-channel
in the left hemisphere (RVF), PL is the latency of stimu-
model.
lus detection in the left hemisphere, PR is the latency of
BAL report five experiments that found a negative
stimulus detection in the right hemisphere, MR is the la-
CUD, but none was significant. To this list we can add
tency of motor response with the Lh (right hemisphere),
another experiment of our own with blocked response
ML is the latency of motor response with the Rh (left
hand and visual field of target, using 4 target eccen-
hemisphere), CRRL is the latency of callosal relay from
tricity. We obtained an average CUD of 3 ms, but it
the right hemisphere to the left hemisphere, and CRLR
too was not significantly di¤erent from zero. That means
is the latency of callosal relay from the left hemisphere
that the condition of relay through su‰ciently di¤erent
to the right hemisphere. We can incorporate next the
channels is rarely met. However, BAL note that two of
hemispheric contributions to visual registration and
three experiments with ‘‘inverted’’ left-handers (angle
stimulus detection into one component designated V,
between pencil and line on the written page is 790 )
assuming that the same hemisphere that receives the
showed significant negative CUDs. BAL attribute this to
visual stimulus makes the detection. Then equations (i)–
a di¤erence in hemispheric specialization for motor
(iv) simplify into
control. But as the CUD algebra shows, the CUD is in-
dependent of hemispheric specialization or of manual ði 0 Þ LVF-Lh: VR þ MR ðuncrossedÞ
0
dominance, as long as the usual assumptions are met, ðii Þ LVF-Rh: VR þ CRRL þ ML ðcrossedÞ
including relay in both directions at the same informa- 0
ðiii Þ RVF-Rh: VL þ ML ðuncrossedÞ
tion processing stage.
Of course, the most natural interpretation of a nega- ðiv 0 Þ RVF-Lh: VL þ CRLR þ MR ðcrossedÞ
tive CUD is that ipsilateral motor control is faster than From these equations we can get
contralateral routes. It is easy to imagine conditions in ðvÞ LVF RVF ¼ ½i 0 þ ½ii 0 ½iii 0 ½iv 0
which this would be the case, as when callosal channels
are otherwise occupied. ¼ 2ðVR VL Þ þ ðCRRL CRLR Þ
How can we obtain CUDs that are not significantly ðviÞ Lh Rh ¼ ½i 0 þ ½iv 0 ½ii 0 ½iii 0
di¤erent from zero? It could reflect a shift across chan-
¼ 2ðMR ML Þ þ ðCRLR CRRL Þ
nels between and within subjects, with some transfer in
opposite directions occurring across channels that di¤er ðviiÞ uncrossed difference ¼ ½i 0 ½iii 0
in speed. This would mean that relay channels can ¼ ðVR VL Þ þ ðMR ML Þ
change dramatically within a task, as a function of shifts
ðviiiÞ crossed difference ¼ ½ii 0 ½iv 0
in attention, strategy, and skill.
¼ ðVR VL Þ þ ðCRLR CRLR Þ
Asymmetrical IHTT BAL note that Marzi, Bisiacchi, þ ðML MR Þ
and Nicoletti’s 1991 meta-analysis, Braun’s own 1992
From Marzi and colleagues’ (1991) meta-analysis (Figure
meta-analysis, and Braun and colleagues (1996a) all show
9.11) we know that
a consistent pattern of a right-hand advantage (RhA)
and a left visual field advantage (LVFA). They argue ðixÞ ½v < 0
that this could be due to slower IHTT from the LH to ðxÞ ½vi > 0
the RH than vice versa. Suppose this corresponds to
ðviÞ ½vii ¼ 0
channels interconnecting homologous modules. In fact,
the meta-analysis shows also that LVF-Rh < (is faster ðviiÞ ½viii < 0
than) RVF-Lh. We can schematize the information- These conditions are consistent with either of the fol-
processing sequence from sensory registration to motor lowing two solutions: (1) CRRL < (is faster than) CRLR , as
abstract Interaction between the cerebral hemispheres can given situation may prove to be somewhat di‰cult. This
serve to modulate attentional functioning of the human brain. problem gets compounded as we move from trying to
We have found that interaction between the hemispheres is measure the transfer of basic sensory information (the
more advantageous to performance when tasks are computa-
tionally di‰cult rather than easy. We have also found that a onset of a light flash) to transfer about more complicated
division and subsequent reintegration of information across information, such as an object. For example, in the case
the hemispheres enhance selective attention. This phenome- of an object, information could be transferred in a mul-
non occurs both when selection is based on perceptual attrib- tiplicity of ways: as a pattern of light and dark, as a de-
utes and when selection is made at the level of a response. We scription of geometric form, as a semantic description,
interpret these findings as indicating that dividing processing
and so forth.
across the hemispheres can increase the brain’s computational
capacity. There is, however, another question that we can ask
with regards to callosal transfer. Rather than trying to
determine what type of information is being sent across
As this volume illustrates, researchers trying to under- which section of the callosum at what time, we can ask
stand the functioning of the corpus callosum are faced the question of how the very fact of callosal transfer af-
with a complex problem. Although we know the cal- fects the information processing capacity of the human
losum to be the brain structure that is critically impor- brain. Are there any emergent properties or functions of
tant for the transfer of information between the cerebral callosal transfer that occur because the callosum allows
hemispheres, certain aspects of its functioning remain for integration between the specialized hemispheres?
murky. Braun rightly suggests in his chapter that rather Work in our laboratory suggests, in fact, that interaction
than conceptualizing the callosum as a single cable, we between the cerebral hemispheres via the corpus cal-
might better consider it as a network of connections— losum has the ability to modulate the attentional capac-
multiple channels, if you will. Such a notion is com- ity of the brain. We have found that under attentionally
patible with our knowledge that di¤erent sections of demanding conditions, mandatory interaction between
the callosum transfer di¤erent types of information (e.g., the hemispheres actually improves task performance
visual, motor, somatosensory, or tactual), suggesting compared to situations in which interhemispheric in-
specialized channels for di¤ering representations of teraction is not required. Our findings are robust, as we
information. Evidence from neuroanatomy and elec- have demonstrated them across a variety of manipula-
trophysiology also suggests the possibility of distinct tions of attentional demands and across numerous mo-
temporal channels as well. For example, di¤erent re- dalities. Here I will just try to provide a flavor of those
gions of the callosum have varying degrees of myelina- findings.
tion (see Aboitiz, this volume, and Aboitiz et al., 1992), In our studies, we typically utilize a task in which an
and interhemispheric transfer times for di¤erent types of individual must decide whether a target item presented
callosal signals appear to vary (e.g., see Chapter 8 in this to one hemisphere matches either of two probes, each
volume and Rugg, Lines, and Milner, 1984). However, probe being directed to a di¤erent hemisphere. We have
disentangling which channel we are measuring in any two types of trials. In one type, the target and matching
probes are directed to opposite hemispheres, which ne-
marie t. banich Departments of Psychology and Psychiatry, cessitates that the hemispheres interact via the callosum
University of Colorado, Boulder, Colorado. if a decision is to be reached (across-hemisphere trials).
267
In the other type, the target and matching probes are less demanding task. The e¤ect is linked to the compu-
directed to the same hemisphere and hence do not tational complexity of the tasks, as it cannot be pre-
require interhemispheric interaction (within-hemisphere dicted solely on the basis of general task di‰culty (e.g.,
trials). The comparison between across- and within- predicted by mean RT; see Weissman and Banich,
hemisphere trials is critical for determining the e¤ects of in press a; Weissman, Banich, and Puente, 2000).
interhemispheric communication (for a larger discussion Thus, interaction between the hemispheres appears to
of this issue, see Banich and Shenker, 1994). We then be beneficial to task performance under demanding
typically have two conditions that vary in the attentional conditions.
demands they impose upon the participant: one involv- We interpret these results in the following manner.
ing lesser attentional demands and one involving greater When tasks are computationally simple, they can easily
attentional demands. be performed by one hemisphere, and no advantage is
We have examined how interaction between the derived from dividing processing across the hemispheres.
hemispheres modulates attentional functioning from a In fact, the communication overhead required by inter-
variety of di¤erent perspectives. One theory of atten- hemispheric integration actually makes interaction be-
tion, multiple resource theory (e.g., Wickens and Liu, tween the hemispheres disadvantageous. However, as
1988) assumes that resources must be devoted to task tasks get more complex, the additional computational
performance, and because the brain has a limited pro- power gained by dividing processing across the hemi-
cessing capacity, those resources are limited. It has been spheres more than outweighs the overhead of commu-
suggested that each of the hemispheres has a separate nication costs between the hemispheres.
and distinct resource pool, although the hemispheres This phenomenon has a number of interesting as-
may share a subcortical pool of resources (e.g., Herdman pects. In the studies described above, the trials were
and Friedman, 1985). We have varied the attentional constructed to be of two types: one in which the hemi-
demands of a task by manipulating its computational spheres were forced to communicate and another in
complexity, that is, the number and kinds of operations which they weren’t. We simply observed which trial type
that must be performed for a decision to be reached. In yielded superior performance. What we have recently
our less demanding task, we typically have individuals demonstrated is that the hemispheres can adaptively
decide whether two items are physically identical, which change their mode of processing, decoupling when tasks
merely requires a perceptual analysis of form and are relatively simple and coupling when they are more
then a comparison. In our more demanding tasks, we ask computationally complex (Weissman and Banich, 2000).
individuals to make a decision that requires not only Furthermore, Reuter-Lorenz, Stanczak, and Miller
perceptual analysis of form and a comparison, but at (1999) have demonstrated that relative to younger
least one additional step in processing. We have used a adults, older adults exhibit greater benefits from inter-
variety of tasks, including a name-matching task (e.g., hemispheric interaction in behavioral studies. They have
A a) (Banich and Belger, 1990, Experiment 1) that re- suggested that having both hemispheres involved in
quires the extraction of a name- or case-specific letter processing may be a processing strategy that the aging
code, a summation task that requires two numbers to brain employs to cope with diminished capacity.
be added (Banich and Belger, 1990, Experiment 3), an We believe that these e¤ects are general, rather than
ordinal task that requires the value of two numbers to be specific to transfer of visual information, because when
compared (Banich and Belger, 1990, Experiment 3), a we perform analogous studies in the auditory and so-
spelling task that requires a comparison between a target matosensory modality, we obtain similar results (Passar-
word and two letters (Banich et al., 1990), and a form otti, Banich, Sood, and Wong, 2000). Information in
categorization task that requires the determination of each of these sensory modalities is likely to be trans-
whether two perceptually distinct forms (e.g., an iso- ferred by di¤erent segments of the callosum (visual in-
sceles triangle and equilateral triangle) belong to the formation via the splenium, auditory information via the
same category (i.e., triangle) (Banich and Passarotti, un- anterior splenial region, and tactile information via the
published manuscript). Invariably, we obtain a signifi- posterior section of the body of the callosum; e.g., De-
cant interaction between trial type (within-hemisphere, Lacoste, Kirkpatrick, and Ross, 1985). Hence, this con-
across-hemisphere) and condition (less attentionally de- vergence across modalities makes it more likely that we
manding, more attentionally demanding). Typically, we are observing a general overall function of the callosum,
obtain superior performance on across-hemisphere trials rather than a function of a particular callosal region.
as compared to within-hemisphere trials for the more Additional evidence that interhemispheric interaction
computationally complex and hence more attentionally can modulate attentional capacity comes from other ex-
demanding task, a pattern that is not observed for the periments in which we modulate attention by asking an
abstract The corpus callosum equilibrates a neural system hemisphere assumes control of computing and direc-
that subserves selection between lateralized cerebral process- tional orienting and responding. Split-brain symptoms
ors. Subcortically mediated reciprocal inhibition enables un- have traditionally been attributed to disconnection of a
equivocal choice between orienting right and orienting left,
between activating the left hemisphere and activating the right. callosal information highway. Instead, they may reflect
The callosum stabilizes this positive (di¤erence-amplifying) a lapse in the callosum’s role in holding the currently
feedback opponent processor interaction. It coactivates the unengaged hemisphere ready for action.
unengaged and therefore underactive hemisphere, maintaining
it ready to respond and distributing attentional capacity be- Antecedents
tween the hemispheres. Many consequences of callosal section
may reflect lack of coactivation rather than blocked informa- Imamura and then Yoshimura (cited by Doty, 1973) first
tion transmission. Intrahemispheric corticocortical connections demonstrated the callosum’s integrating role in Exner’s
may also subserve equilibration, by coactivating their within-
laboratory in Vienna in the early twentieth century.
hemisphere cortical target areas. This model provides an al-
ternative to disconnection for explaining neuropsychological They inflicted frontal lesions on dogs, generating con-
syndromes. Evidence for these propositions is derived from tralateral neglect, from which the dogs recovered. Cal-
functional neuroanatomy, split-brain symptomatology, and losal section reinstated the neglect. The ipsilateral
studies of the crossed-uncrossed di¤erence in reaction time. hemisphere had compensated for its frontal lesion,
apparently by transcallosal activation from the intact
hemisphere. In Leningrad, Pavlov’s student Bykov (By-
‘‘Releasing forces acting on the brain from moment to moment kov, 1924; Bykov and Speransky, 1924) discovered that
shut out from activity whole regions of the nervous system, as
they conversely call vast other regions into play. The resultant a unilateral tactile eliciting stimulus (CS) for a condi-
singleness of action from moment to moment is a keystone in tioned reflex (salivation) to food reward irradiates across
the construction of the individual whose unity it is the specific the midline in the intact but not the callosotomized ani-
o‰ce of the nervous system to perfect.’’ mal. A further intriguing observation by Bykov (1924)
—Sherrington (1906, p. 234) has escaped attention. Even after callosal section, a very
intense contralateral CS elicits salivation. So, whereas
To ensure ‘‘singleness of action,’’ the self-organizing disconnected hemispheres usually fail to influence each
nervous system selects one action system, suppressing other, this failure is not absolute. Bykov’s findings are
other candidate systems. However, it has to hold them in compatible with my proposal that after callosal section,
readiness in case changing circumstances demand their the unstimulated hemisphere becomes underactivated
instant intervention. Because of their parallel organiza- and loses control of behavior. However, an intense CS
tion and ability to program divergent and even incom- might reactivate the contralateral hemisphere enough
patible responses, the hemispheres o¤er the greatest to reinstate its control over behavior. Apart from this
challenge to singleness of action. special case, Bykov demonstrated that in contemporary
I present evidence that the corpus callosum is an in- terms (Zaidel, Clarke, and Suyenobu, 1990), callosal
tegral component of a cortical/subcortical system that section transforms ‘‘hemispheric coupling’’ into ‘‘hemi-
determines which lateralized processor or cerebral spheric independence.’’ He could condition the callos-
ally sectioned dog at one and the same time to respond
marcel kinsbourne Department of Psychology, New School to the identical stimulus with excitation when delivered
University, New York, New York to one side of the body (e.g., the shoulder) and with
271
inhibition when it was applied to the opposite side general: coactivation that moderates competition be-
(cf. Pavlov, 1927). Bykov’s discoveries anticipated such tween cerebral areas for control of output mechanisms,
findings as simultaneous incompatible actions performed that is, of behavior. Though this view is new to the cor-
by the right and left hands in the human split brain and pus callosum, it is in line with classical neurophysiology
alien hand syndromes and in split-brain baboons (Tre- (e.g., Sherrington, 1906). Equilibration enables the po-
varthen, 1978). tentially competing areas conjointly, and more adap-
tively, to control behavior. Disturbed equilibration may
Switchboard theory explain the types of deficit that are caused by callosal
lesions.
By the mid-nineteenth century, investigators knew that
some brain functions are localized. How do localized Extrinsic corticocortical connections
processors (‘‘centers’’) interact? Lacking the necessary
neurophysiological foundations, clinicians framed meta- The recursive network organization of the cortical
phors in terms of current technology. For Wernicke gray matter (Pandya, Seltzer, and Barbas, 1988; Sutton
(1900), the task was to ‘‘find the route, the telegraph line, and Anderson, 1995) discourages a switchboard model.
by which the telegram is conveyed’’: the brain as Neither encapsulated modules nor dedicated channels
switchboard—(Kinsbourne, 1978). Sensory information visibly breach this continuous feltwork of neurons.
converges on the receptor surfaces, from which it con- Architectonic transitions are gradual and undramatic.
verges step by step into the brain. Why not extrapolate Anatomically more specific, the ECCs are discrete fiber
(‘‘intrapolate’’?) this convergence into the cerebrum bundles that sweep through the cerebral medulla be-
itself ? From the first cortical relays, input flows along tween distant loci in cortex. Are these the information-
private and specifically targeted connections to inform a transmitting channels postulated by disconnection
privileged brain area such as the left temporal language theory? Alternatively, does the unit of computation
area (Eccles, 1965) or the left angular gyrus (Geschwind, straddle ECCs? Or do the ECCs mediate modulating
1965), putative cross-modal integrators. Channels that influences between processing units?
diverge from the central point code the intended act Glutamatergic projections of pyramidal cells (Brai-
in ever more specific detail. Convergence/divergence tenberg and Schuz, 1991), EECs are organized along
in a wasp-waisted ‘‘centered brain’’ has been superseded three coordinates: anterior-to-posterior, between corre-
by evidence for central parallel processing and the non- sponding processing units in separate processing trends,
existence of any point ‘‘where it all comes together’’ for instance in prefrontal and parietal cortex; lateral
(Dennett and Kinsbourne, 1992). Fessard (1954) presci- within a hemisphere; and bilateral, coupling homolo-
ently confessed, ‘‘one may be tempted to admit the irra- gous units in the two hemispheres (Pandya, Seltzer, and
tional statement that a heterogenous system of activities Barbas, 1988), as the forebrain commissures, notably the
in the nervous system could form a whole in the absence corpus callosum. The ECCs have much in common in
of any identified liaison’’ (p. 208). But neuropsycholo- embryology and organization (Kennedy, Messirel, and
gists still use unidirectional information transfer along Dehay, 1991): excitatory influence, two-way tra‰c, a
predetermined channels as an explanatory device. pattern of spatial convergence and divergence, a pattern
Guiard (1980) characterized the application of switch- of connection by cortical layer, and discontinuous ter-
board theory as follows: ‘‘The corpus callosum is the mination by multiple patches rather than point-to-point.
critical integration structure transmitting information Including the callosum, are the ECCs’ various functions
continuously from one cortex to the other.’’ For in- also fundamentally similar?
stance, ‘‘a copy of the visual world as seen in one hemi-
sphere is sent over to the other’’ through the callosum Reciprocal inhibition
(Gazzaniga, 1967).
The application of switchboard theory to callosal According to the switchboard model, the disconnected
lesions dates back to Dejerine (1892). When Myers and hemispheres should be reliably able to process indepen-
Sperry (1953) rediscovered callosotomy e¤ects, switch- dently at the same time, as ‘‘double channels.’’ The
board theory was once more in vogue. For Geschwind experimental evidence does not support this model
and Kaplan (1962), the neuropsychological deficits in (Guiard and Requin, 1978; Guiard, 1979, 1980).
callosal lesions reflect interrupted information transfer. Reciprocal inhibition (Sherrington, 1906) is imple-
Equilibration o¤ers a more dynamic view of the cal- mented by positive (di¤erence-amplifying) feedback
losum and of extrinsic cortical connections (ECCs) in loops between opponent processors. It is adapted to
abstract Kinsbourne emphasizes the role of the corpus cal- Kinsbourne suggests that two data sets have special
losum in mediating the coactivation of the two hemispheres so relevance to his model. He claims that evoked potential
as to minimize arousal asymmetries and enable coherent recordings during the Po¤enberger paradigm data man-
hemispheric activation. Here, data reported by Yazgan and
colleagues (1995) on the relationship between callosal size and ifest many of the characteristics predicted by Kins-
performance is used to evaluate the predictions of three bourne’s model compared to the information flow model.
models of callosal function: the interhemispheric coactivation/ Kinsbourne argues that what has been interpreted as
equilibration model, the interhemispheric inhibition model, an interhemispheric transfer time is simply the sluggish-
and the interhemispheric information transfer model. For each ness of the unstimulated hemisphere in formulating and
paradigm, new experiments are proposed that enable one to
further evaluate the di¤erential predictions of the three mod-
generating a response. When one hemisphere is acti-
els. It is concluded that the coactivation model best matches vated by an input directed to it exclusively, the corpus
the data. callosum ‘‘compensates’’ by distributing activation to the
opposite hemisphere. This distributed activation is less
intense than the direct stimulation. It is this residual
For the purposes of this commentary, I would like to imbalance of activation (even after it has been mini-
review the following key points in Kinsbourne’s paper. mized by the compensatory redistribution of activation
First, Kinsbourne points out the importance of viewing by the corpus callosum) from which the delay in re-
the corticocortical pathways (in general) and the corpus sponding to the stimulated hemisphere by the ipsilateral
callosum (in particular) as mediating the same function: hand derives. Kinsbourne also uses the data presented
the coactivation of two hemispheres to minimize ex- by Saron and colleagues (Chapter 8 in this volume) to
treme arousal asymmetries and to permit their coherent argue that even in the nonmotor condition, when a
conjoint activation. In accordance with many of his response is not required of the ipsilateral hand, there
previous papers (e.g., Kinsbourne, 1982), he emphasizes is evidence of contralateral activation of the opposite
the importance of moving away from the notion of hemisphere. Why should this second event be inter-
grandmother cells and convergence zones as the means preted as transfer of information?
toward integration. He then emphasizes what I have The second set of data that have special relevance
termed ‘‘non-convergent temporal integration’’ (Lieder- to Kinsbourne’s model are those that examine the rela-
man, 1995), which attributes the distribution and main- tionship between callosal size and various interhemi-
tenance of activation between distant regions as the role spheric functional interactions. He argues that one data
of corticocortical fibers rather than information flow set, which he was involved in collecting (Yazgan et al.,
per se. 1995) confirms the predictions of a coactivation/equi-
libration model of callosal function over an informa-
tion flow model.
jacqueline liederman Brain, Behavior and Cognition Pro- The goal of this paper is to delineate the domains in
gram, Boston University, Boston, Massachusetts. which the coactivation/equilibration inhibition and in-
282
Table 10.1
E¤ect of increased callosal size on performance of various laterality tasks according to three models of callosal function: A comparison to the outcome
reported by Yazgan and colleagues, 1995
Information Flow Results Obtained by
Task Model Coactivation Model Inhibition Model Yazgan et al., 1995
Line bisection bias No prediction Negative correlation Positive correlation Negative correlation
Turning bias No prediction Negative correlation Positive correlation Negative correlation
Dichotic listening bias Negative correlation Negative correlation Positive correlation Negative correlation
Verbal interference with No prediction Negative correlation No correlation Negative correlation
right hand
Verbal interference with No prediction Negative correlation Negative correlation? Negative correlation
left hand
Asymmetry of verbal No prediction Negative correlation Positive correlation No correlation
manual interference
No. of predicted outcomes 1 match 5 or 6 matches 1 match
that match the results of
Yazgan et al., 1995
formation models di¤er in their predictions. This will be Hence, the dichotic listening experiments would have
done by using data from the dichotic listening paradigm to be redesigned to di¤erentiate between the predictions
and the verbal/manual interference paradigm of Yaz- based on these theories. First, one would have to replace
gan and colleagues (1995). These patterns of predictions the fused word task of Wexler and Halwes (1983), which
are summarized in Table 10.1. For each paradigm I was used by Yazgan and colleagues (1995). The Wexler
suggest procedural variations that would enable one to and Halwes (1993) paradigm does not provide one with
evaluate the di¤erent predictions of the coactivation/ separate right- and left-ear scores because only one
equilibration models and the information flow models. response is recorded during each trial. Second, two ad-
ditional experimental manipulations would help to dis-
An evaluation of the models on the basis of the sociate the predictions of the coactivation/equilibration
traditional dichotic listening paradigm and information flow models. These new predictions are
being generated within the context of a dichotic listen-
As can be seen in Table 10.1, for the traditional dichotic ing task, though in general, parallel experiments and
listening paradigm, both the coactivation/equilibration predictions could be generated in other modalities.
model and the information flow model predict the same
outcome. Both models predict that increased callosal Modifications of the dichotic listening task that would
size should decrease the size of the right-ear advantage provide data that would be predicted di¤erently by the
(i.e., the size of the right-ear advantage should be nega- models
tively correlated with callosal size).
On the basis of the coactivation/equilibration model, Experimental Variation 1: Vary Task Difficulty
this e¤ect would be predicted because as the size of the One experimental variation involves varying the di‰-
corpus callosum increases, the likelihood of both hemi- culty level of the dichotic listening task. Only on the
spheres being coactivated during either right- or left-ear basis of the coactivation/equilibration model would one
presentation increases. Therefore, performance di¤er- predict that there should be a positive correlation be-
ences in response to right- versus left-ear presentation tween size of the corpus callosum and right-ear perfor-
should decrease. mance, especially at high rather than low task di‰culty.
On the basis of the information transfer model, the This is because as task di‰culty increases, the left-
same e¤ect would be predicted because as the size of the hemisphere/right-ear performance asymptotes unless re-
corpus callosum increases, transfer of items from the left sources in the opposite hemisphere can be recruited to
ear/right hemisphere to the left hemisphere should in- continue to match the increased demands of the task.
crease. Consequently, the relative superiority of direct The coactivation/equilibration model incorporates this
right-ear/left-hemisphere presentation should decrease. as an essential role of the corpus callosum.
The second critical task employed by Yazgan and col- Experimental Variation 2: Vary Task Difficulty for
leagues (1995) was a verbal manual interference task. the Primary and Secondary Tasks Task di‰culty
This task measures the e¤ect of a concurrent language could be varied for the verbal task by systematically al-
task (which is presumed to require left-hemisphere me- tering the rate of verb presentation. Task di‰culty could
diation) on a timed unimanual task. The motor task re- be varied for the maze task by changing the number of
quired subjects to trace a path by connecting sequential times the maze requires one to cross over existing paths.
numbers and letters. This language task required sub-
jects to conjugate irregular verbs out loud. Experimental Variation 3: Manipulate Task Emphasis
This task is an interesting one because the three Only the coactivation/equilibration model predicts
models make di¤erent predictions. The coactivation/ that callosal size should influence within-hemisphere in-
equilibration model predicts that there should be less terference. The best way to test this model is to push
within-hemisphere dual task interference (i.e., disruption performance to an extreme on one task and carefully
of right-hand maze performance by the simultaneous measure its e¤ect on the other task. Thus, when Ss are
verbal task) as callosal size increases. This is because as made to emphasize right-hand performance, only the
the size of the corpus callosum increases, the extent coactivation/equilibration theory would predict that a
to which the resources of the right hemisphere can larger corpus callosum would be associated with a
be coactivated also increases, thereby distributing the smaller decrement in verbal performance. Similarly,
workload. when Ss are made to emphasize their speed of verb
abstract Partial lesions of the corpus callosum (CC) severely The lengthening of the CUD is clearly proportional to
a¤ect electrophysiological indices of interhemispheric transfer the amount of commissural fibers lost, given that it is less
(IT), whereas they a¤ect behavioral IT to a much lesser extent. marked in agenetics who are known to have several
A similar result has been found for unilateral lesions of the
right hemisphere, presumably resulting in partial degeneration commissural structures spared than in subjects with a
of the CC. In this paper we try to clarify such discrepancy in complete commissurotomy. In spite of the role of the
an attempt to cast light on the callosal mechanisms of IT of CC in IT, it is remarkable that commissurotomy patients
visuomotor information. remain able to transfer visuomotor information from
one hemisphere to the other, albeit somewhat more
slowly than normals. The few event-related potential
Individuals who lack the corpus callosum (CC) for sur- (ERP) studies concerned with IT in patients lacking the
gical or genetic reasons are known to be impaired on a CC (Rugg, Milner, and Lines, 1985; Tramo et al., 1995)
series of cognitive operations requiring interhemispheric found not just a lengthening but rather a complete dis-
transfer (IT) of information. appearance of the early visual components of the ERP
However, they can still perform various forms of IT. such as P1 and N1 from the hemisphere ipsilateral to the
For example, they are able to respond unimanually to a stimulated hemifield, that is, from the hemisphere re-
light flash presented to the opposite visual hemifield. In ceiving the commissural input. The discrepancy between
such a condition the cortical sites of stimulus reception electrophysiological and behavioral IT assessments may
and of response initiation are in opposite hemispheres, have interesting implications for a general understand-
and therefore an IT is required. The only di¤erence ing of the pathways of interhemispheric visuomotor in-
from normals is represented by the consistently and sub- tegration. For example, it suggests that the early com-
stantially longer IT time as measured behaviorally with a ponents of the visual ERP index a fast channel of IT
reaction time (RT) paradigm originally devised by Pof- that is absent in commissurotomy or agenesis patients.
fenberger in 1912 (see Marzi, Bisiacchi, and Nicoletti, In contrast, response-related information can still cross
1991, for a review). The behavioral estimate of IT, as interhemispherically via slower subcortical commissures.
assessed by subtracting the averaged RTs of the un- In subjects lacking the CC, waveforms such as P1, that
crossed hemifield-hand combinations from those of the is, a positive component peaking at about 100 ms from
crossed combinations (the so-called crossed-uncrossed stimulus onset, and N1, that is, a negative component
di¤erence, or CUD), ranges from 4 ms in normals to peaking at about 150 ms from stimulus onset (see Man-
18 ms in genetically acallosal subjects and to 55 ms gun, 1995, for a review), are absent from the ipsilateral
in patients who underwent complete commissurotomy. (i.e., commissural) evoked response to a lateralized vi-
sual stimulus. As alluded to above, this suggests that
carlo a. marzi and l. g. bongiovanni Department of Neu- whatever information is transferred from one hemi-
rological and Visual Sciences, University of Verona, Verona, sphere to the other following section or congenital ab-
Italy.
carlo miniussi IRCSS S. Giovanni di Dio, Brescia, Italy. sence of the CC must be concerned with response-
nicola smania Rehabilitation Unit, Ospedale Civile Borgo related aspects of the visuomotor task rather than with
Roma, Verona, Italy. visual aspects.
287
To try to cast light on such questions, we have studied
patients with di¤erent cerebral lesions interfering with a
normal callosal functioning. They include two patients
with a partial callosal lesion and six patients with a uni-
lateral hemispheric lesion. All these subjects have been
studied by recording ERPs with a 32-electrode compu-
terized system while performing the Po¤enberger para-
digm. A detailed description of our recording method
and procedure can be found in the work of Ipata and
colleagues (1997).
In addition to single stimuli, our task included pre-
sentation of randomly intermingled pairs of stimuli.
These pairs were presented across the vertical meridian
of the visual field so that the two stimuli fell into op-
posite hemifields. The purpose of introducing double
stimuli was to test for the presence of a redundant target
e¤ect (RTE), that is, the speeding up of RT for multiple
as compared with single stimuli. With bilaterally pre-
sented stimuli such an e¤ect requires an IT for stimuli to
be summated, and we thought it interesting to find out
whether our callosum-lesioned patients might show a Figure 11.1. Parasagittal MRI section of patient S. M. show-
ing between the arrows the lesioned part of the middle portion
dissociation between di¤erent types of IT. There are
of the corpus callosum.
two major interpretations of the RTE. One is based on a
horse race model (Raab, 1962) and considers the RTE as
related to probability summation. The other is repre- the trauma) and showed magnetic resonance imaging
sented by the coactivation model (Miller, 1982), which (MRI) evidence of damage in the middle third of the CC
interprets the RTE as a neural summation phenomenon. (see Figure 11.1). B.A. was 69 years old at the time of
The horse race interpretation requires that the two sig- testing (22 months after the trauma) and showed com-
nals converge onto a hypothetical decision center where puterized tomography (CT) evidence of a hemorrhagic
only the fastest stimulus of each pair triggers the motor lesion in the middle third of the CC.
response at the appropriate premotor and motor cen-
ters. In contrast, the coactivation account requires the Behavioral results
two signals to access a common neuronal pool where
they are summated according to ‘‘Sherringtonian’’ rules Figure 11.2 shows for S.M. (upper left panel) and B.A.
of neuronal summation. The e¤ect of such a summa- (upper right) the cumulative distribution of RTs to
tion is to speed up the activation of the response-related patches of light (56 ms duration) presented at 8 to ei-
centers. ther the left (LVF) or the right (RVF) field or bilaterally
Recently, we provided ERP evidence (Miniussi, Gir- (BVF). There were no interfield di¤erences in RT to
elli, and Marzi, 1998) supporting a coactivation model unilateral stimuli, while RTs to bilateral stimuli were
operating at the level of the extrastriate visual cortex. consistently faster than those to unilateral stimuli, thus
We found that the early visual ERP components, namely, providing evidence for a normal RTE. This shows that
P1 and N1, were of shorter latency for bilateral stimuli some degree of interhemispheric integration is present
than for the algebraic sum of two unilateral stimuli. This in these subjects, given that during bilateral presenta-
represents evidence that during bilateral presentations a tions the stimuli are projected initially to di¤erent hemi-
neural summation between the stimuli has taken place spheres and therefore an IT is necessary for summation
with a consequent decrease in the latency of the evoked to occur. More important for the present purposes, both
response. patients showed a lengthened CUD (S.M. ¼ 11 ms;
B.A. ¼ 13 ms; usual value for normals: 4 ms; see Marzi
E¤ects of partial callosal lesions et al., 1991).
The two bottom panels in Figure 11.2 show that the
The patients studied were two males who su¤ered from uncrossed responses are consistently faster than the
closed head injury resulting from tra‰c accidents: S.M. crossed ones over practically the whole RT distribution
was 35 years old at the time of testing (3 months after for both S.M. (left) and B.A. (right). Thus, in these pa-
tients with a partial callosal damage, the pathways for tralateral (direct) responses are preserved. The lack of
interhemispheric integration of visuomotor responses ipsilateral responses concerns both P1 and N1 but is
are impaired, while those for the interhemispheric inte- particularly evident in the latter; in contrast, the later
gration of the RTE seem to be spared. ERP components do not di¤er in the direct and indirect
conditions. A roughly similar picture is present in the
Electrophysiological results other patient, B.A.; see Figure 11.4, where bilateral
temporal and parietal and right occipital areas (see TO2
In keeping with the discrepancy discussed above for the and O2) showed a lack of ipsilateral (commissural)
commissurotomized patients, IT, as assessed by ERP, response.
shows a more marked impairment than behavioral IT. These results are of interest for two reasons: First,
In patient S.M. a lack of an ipsilateral (commissural) they show that a relatively restricted lesion in the CC
response is evident in temporal, parietal, and anterior can substantially abolish IT-ERP, as indexed by early
occipital areas (see the top trace in Figure 11.3 for re- visual components P1 and N1, in a relatively large area
cordings from electrode sites P3 and P5), while the con- of the cortex. As is the case in complete commissuro-
General conclusions
Taken together, our results show that by combined be-
havioral and ERP testing, it is possible to confirm the
existence of a fast callosal channel, presumably sub-
served by the largest callosal axons, which is responsible
for IT of visuomotor information. Its absence in split-
brain or agenetic subjects results in a lengthening of
behavioral IT, which, however, survives by virtue of
slower-conducting subcortical commissural systems.
Such a slow IT channel can be documented electrophys-
iologically in callosum-sectioned patients by the pres-
ence of ipsilateral (commissural) late components to
lateralized stimuli that have latency and amplitude that
are essentially similar to those of the corresponding con-
tralateral late components. Partial callosal lesions tend
to leave behavioral IT substantially unimpaired, pre-
sumably because they fail to remove all large axons from
the CC. However, such lesions are su‰cient to deter-
mine a loss of IT in the early components of the ERP
response, notably N1, which is probably the best elec-
trophysiological correlate of behavioral IT (Ipata et al.,
1997). This is a puzzling discrepancy that clearly re-
quires further studies.
REFERENCES
abstract Marzi and colleagues described the case of two par- nels, as documented by the presence of early ipsilateral
tially acallosal patients, suggesting that their interhemispheric P1 and N1 evoked responses.
transfer in a Po¤enberger paradigm could be mediated by slow In our view, this is a reasonable and interesting hy-
subcortical routes. Some discrepancies between the CUD in
RTs and visual event-related potentials (ERPs), along with a pothesis, which might actually account for IHT in pa-
dishomogeneity in lesions locus, make it di‰cult to compare tients who almost entirely lack the callosal commissure.
the data of the two patients and draw any straightforward con- However, we believe it should be used with caution for
clusion. We present ERP data of a commissurotomized patient explaining the case of partial callosal patients, as also
engaged in selective attention tasks to lateralized patterned suggested by some recent interesting findings in neuro-
stimuli. These data provide evidence of a delayed synchronized
evoked response a¤ected by stimulus eccentricity over the dis-
psychological literature (Aglioti et al., 1998). Patient
connected nonviewing hemisphere, probably mediated by col- B.A. is described as having an intact splenium, which is
licular subcortical pathways. the portion of CC mostly devoted to visual transfer, and
a strong RTE, along with an almost negligible CUD for
fast responses (see the first five percentiles in Figure 11.2
Interhemispheric transfer in partial acallosals of Marzi and colleagues’ chapter). Unlike this pattern,
his ERPs are described as having a clear CUD over vi-
In their chapter, Marzi and colleagues describe the case sual areas. By contrast, patient S.M., su¤ering a lesion in
of two patients with a lesion in the middle third (patient the posterior third of the CC, had a slightly longer
B.A.) and posterior third (patient S.M.) of the corpus CUD, a smaller RTE, but apparently no CUD over vi-
callosum (CC), respectively. Their performance in a sual areas for evoked responses. This discrepancy makes
Po¤enberger paradigm was characterized by a slight it di‰cult to compare the data of the two patients or to
lengthening of crossed-uncrossed di¤erence (CUD), a draw any straightforward conclusion.
practically normal redundant target e¤ect (RTE), and a With respect to this, it is important to underline that
complete disappearance of their visual P1 and N1 early in their paradigm the authors made use of small patches
evoked responses to stimuli at the ipsilateral scalp sites. of light, which have been shown to be mostly processed
On the basis of these findings, the authors conclude that, by the dorsal visual stream (scarcely sensitive to visual
in these patients, the interhemispheric transfer (IHT) features but most sensitive to motion and spatial loca-
could be mediated by slow subcortical routes involving tion) and to be conveyed by collicular-parietal path-
the superior colliculus. Conversely, in commissure-intact ways. Indeed, Iacoboni, Fried, and Zaidel (1994) have
subjects, the IHT would be based on fast callosal chan- showed that for flashes of light presented at large
eccentricities, in normal subjects IHT takes place at the
level of anterior callosal fibers. This may explain why,
in Marzi and colleagues’ study, early components were
alice mado proverbio Department of Psychology, Univer-
sity of Milano-Bicocca, Milano, Italy. larger over parietal areas. Conversely, when one stim-
alberto zani Institute of Psychology, Consiglio Nazionale ulates visual cortex with luminance-modulated patterns
delle Ricerche, Rome, Italy. of a given spatial frequency or orientation, in commis-
296
sure-intact individuals responses have shown to be much IHT in a split-brain patient
larger over visual occipital areas. This is indexed by the
focusing of early P1 and N1 components of sensory- To investigate the mechanisms of visual IHT in a pa-
evoked potentials at the latter areas (e.g., Proverbio and tient lacking the callosal commissure, we tested the split-
Zani, 1996; Proverbio, Zani, and Avella, 1996; Zani, brain patient J.W. This patient is a right-handed alert
Proverbio, and Avella, 1996; Anllo-Vento, Luck, and male. In his youth he underwent a two-stage callosotomy
Hillyard, 1998). for therapeutical reasons. MRI scans documented the
Considering this evidence, we believe that the use of complete resection of corpus callosum with sparing of
patterned stimuli may provide a useful mean of assessing anterior commissure.
the nature and e‰ciency of di¤erent interhemispheric We had previously tested this patient in a Po¤en-
pathways. berger paradigm to study visuomotor coordination using
small patches of light laterally presented at two di¤erent
eccentricities (4 and 7 ). Both reaction times (RTs)
Visual evoked potential signs of visual IHT in normal and event-related potentials (ERPs) were recorded. The
subjects hand-hemifield uncrossed data demonstrated that CC
plays an essential role in mediating the control of at-
In commissure-intact individuals, when a visual stimulus tention to locations in the extrapersonal space. In fact,
is restricted to one hemifield, it can be measured by compared to our neurologically intact controls, its sur-
an early evoked potential contralateral to the stimulus gical disconnection produced in our patient a strong at-
and a later ipsilateral potential in the nonviewing hemi- tentional bias toward the rightmost space, along with a
sphere. The di¤erence in time between the contralateral left-hemisphere neglect of the left space (Proverbio et al.,
and ipsilateral potentials roughly indicates the time it 1994). This was true for both the RT and ERP indexes.
takes for information to cross the corpus callosum, that Interestingly, the analysis of crossed responses showed
is, the interhemispheric transmission time. Collected the complete disappearance of the rightward bias, with
evidence has shown that it may take from 8 to 15 ms for no di¤erences between the visual hemifields. Indeed, the
a signal to be transferred from one hemisphere to the CUD for RTs, which was of about 65 ms, was a¤ected
other, depending on stimulus type, visual evoked poten- by retinal eccentricity. In the crossed condition the left
tial component and brain area taken into account (Rugg, hemisphere was more responsive to the ipsilateral space
Lines, and Milner, 1984; Saron and Davidson, 1989; and not biased toward the rightmost stimuli. This pat-
Proverbio et al., 1996; Zani et al., 1996). For example, if tern of results may be explained by assuming some kind
a 3-cpd grating is laterally presented in pattern onset in of interhemispheric communication that is able to min-
the LVF to a healthy individual, the first sign of cortex imize the e¤ects related to the functional isolation of
activity may appear at about 70 ms over the right lateral both hemispheres in the uncrossed condition.
occipital (prestriate) area. The arising of an ipsilateral
potential over the left prestriate area after only few mil- Visual evoked potential signs of subcortical transfer
liseconds follows this contralateral activity. The ipsi-
lateral potential gradually increases in amplitude until To further investigate the mechanisms of interhemi-
reaching its maximum value about 15 ms later than the spheric communication, we carried out an electrophys-
contralateral potential. iological and behavioral study using patterned stimuli
This kind of callosal IHT is not observable in callos- that in normal controls have been shown to be actively
otomy patients who lack a normal ipsilateral evoked processed by occipital visual areas, and transferred
potential in the nonviewing hemisphere because of the through the splenium. A selective attention task based
absence of the splenium. Indeed, Rugg, Milner, and on orientation discrimination was used to keep the pa-
Lines (1985) have actually shown a lack of a normal tient attentive and alert. The patient was asked to press a
N160 response to lateralized light flashes over the non- button with the index finger of the ipsilateral hand to
viewing hemisphere in two callosal agenesis patients. target stimuli (10% probability) presented at 4 or 7 of
Although the patients’ ipsilateral waveforms did show eccentricity in a given hemifield and to ignore all the
evidence of stimulus-evoked activity having a high degree other stimuli. He was instructed to maintain eye fixation
of similarity with their contralateral counterparts, there on the center of the screen. His eye movements were
was a lack of ipsilateral activity in the same latency controlled with an infrared videocamera and electro-
range. On the basis of these findings, it was concluded oculogram recordings. ERPs were recorded from 61
that the ipsilateral early activity relies for its generation scalp sites referenced to a noncephalic sternovertebral
on the transcallosal transfer of information. lead to avoid any possible ipsilateral activity generated
abstract It is argued that the investigation of interhemi- transfer of information from one cerebral hemisphere to
spheric transmission time in partial callosotomy patients is the contralateral one.
critical for understanding the nature of callosal channels. Although in the paradigm proposed by Po¤enberger
Through the systematic manipulation of visual and motor pa-
rameters in simple reaction times to lateralized flashes, it is auditory stimuli and somatosensory stimuli can be used
possible to overcome the large variability in the distribution of as well (Moscovitch and Smith, 1979), in most published
callosal fibers and the complexity of human callosal connections studies, visual stimuli have been used. Since motor re-
and to demonstrate a behavioral dissociation between motor sponses are also required, it follows that both visual and
and visual component of callosal transfer. Partial split-brain motor cortical areas in the two cerebral hemispheres
patients showing such dissociation are useful in understanding
more general mechanisms of sensorimotor integration through
must be involved in the task. Anatomical studies have at
the corpus callosum. first suggested a rather precise topographical arrange-
ment of callosal axons according to their origin and ter-
Callosal channels and the CUD mination. These studies were based on the fundamental
assumption that callosal pathways are largely homotopic,
There is a general consensus that the main function of that is, connecting homologous (corresponding) cortical
the corpus callosum, the largest cerebral commissure in areas (see the review in Chapter 2 in this volume). Ac-
humans, is to allow interactions between the two cere- cording to this model of callosal connections, callosal
bral hemispheres and transfer of information from one transfer of motor and visual information should be sub-
hemisphere to the other. To estimate the time that this served by largely separate callosal channels in which
interhemispheric transfer of information takes, Po¤en- fibers connecting motor and visual areas are separately
berger (1912) proposed a simple behavioral paradigm funneled. Studies in monkeys and humans have sug-
(see Introduction). Normal subjects tend to have a CUD gested that motor fibers are restricted to the anterior
around 3 or 4 ms, whereas patients who are born with region of the body of the corpus callosum, whereas
callosal agenesis tend to have a longer CUD, generally visual fibers are contained in the splenium. This model
around 15 ms. Much longer CUDs, from 30 to 60 ms, predicts that motor and visual transfer of information
are typically observed in patients with complete com- can be easily dissociated and that the Po¤enberger par-
missurotomy due to otherwise intractable epilepsy adigm, if applied to patients with partial sections of the
(Clarke and Zaidel, 1989; Marzi, Bisiacchi, and Nic- corpus callosum with selected lesions sparing, in a dou-
oletti, 1991; Iacoboni and Zaidel, 1995). This is evi- ble dissociation fashion, anterior body containing motor
dence for a major role of the corpus callosum in a fast fibers in some patients and splenium containing visual
fibers in some other patients, can be used to measure the
ITT of motor and visual information, respectively. To
marco iacoboni Ahmanson Lovelace Brain Mapping Center, test whether in such patients with partial callosotomy the
Neuropsychiatric Institute, Brain Research Institute, David transfer is truly motor or visual, respectively, one might
Ge¤en School of Medicine, University of California at Los
Angeles, Los Angeles, California. manipulate systematically motor and visual parameters
eran zaidel Department of Psychology, University of Cali- of the task (Berlucchi et al., 1971). If the manipulation
fornia, Los Angeles, California. of motor parameters a¤ects the CUD but the manipu-
301
lation of visual parameters does not, then the transfer topic callosal connections that show the typical patterns
should be motor. By contrast, if the manipulation of of feedforward and feedback connections (Kennedy
motor parameters does not a¤ect the CUD but the ma- et al., 1991) suggests that the manipulation of motor
nipulation of visual parameters does, then the transfer and visual parameters might not be e¤ective in normals
should be visual. in changing the CUD. Indeed, these connections are
Note that this anatomical model of callosal channels thought to subserve extremely flexible look-ahead and
assumes also that the manipulation of motor and visual backtracking processes that might compensate for the
parameters can be e¤ectively used in normal subjects, e¤ects of the manipulation of motor and visual param-
with only one exception. In principle, if the two ITTs of eters on ITT, leaving the CUD unaltered.
motor and visual information are completely equivalent With regard to the type of fibers that subserve inter-
and they can occur in parallel, then the manipulation hemispheric transfer in the Po¤enberger paradigm, a
of motor and visual parameters performed separately CUD of only 3–4 ms in normal subjects is compatible
in normal subjects would not reveal any change in the only with callosal transfer through large-diameter, my-
CUD, because the ‘‘una¤ected’’ channel (visual during elinated fibers with fast conduction velocity. Indeed,
the manipulation of motor parameters, motor during the regardless of their origin and termination, their homo-
manipulation of visual parameters) would still subserve topicity or heterotopicity (unless heterotopic fibers con-
interhemispheric transfer at its best e‰ciency. Only the necting extremely anterior with extremely posterior
simultaneous manipulation of motor and visual param- cortical regions are considered), callosal fibers have to
eters would, in this case, a¤ect the CUD. connect cortical areas at an approximate distance of
In contrast, if the two ITTs of motor and visual 100–130 mm (considering also the convolution of the
information are not equivalent in the normal corpus fiber tract) (see Chapter 2 in this volume). Assuming a
callosum and one ITT is faster than the other, then the constant mm/ms per millimeter of diameter for myeli-
separate manipulation of motor and visual parameters nated fibers, a CUD of 3–4 ms is compatible only with
should reveal which is the faster transfer, motor or vi- callosal fibers having fast conduction velocity and a di-
sual, because one manipulation should a¤ect the ITT of ameter of 3 mm or larger. In humans this population of
the most e‰cient transfer and, consequently, given that large-diameter callosal fibers is represented mostly in the
the other, less e‰cient transfer cannot fully compensate, posterior portion of the body of the corpus callosum,
a¤ect also the CUD. although three other callosal regions—the central por-
Recent anatomical data, however, challenge the most tion of the body, the isthmus, and the posterior portion
traditional account of a precise topographical arrange- of the splenium—show a relatively high density of this
ment of callosal pathways that are largely homotopic large-diameter fiber population (Aboitiz et al., 1992).
and underline that fibers originating from the same cor- This predicts that patients with partial sections of the
tical area can show a widespread distribution in di¤erent corpus callosum encompassing the callosal regions dis-
callosal regions, especially in the body, and that the playing high density of large-diameter fibers should
corpus callosum is composed of large contingents of show abnormally long CUDs. In normals, however,
heterotopic callosal connections, that is, callosal fibers CUD variability is quite large, ranging from 1 ms to
connecting di¤erent cortical areas of the two cerebral 10.3 ms in the 16 published studies that were included
hemispheres (Kennedy, Meissirel, and Dehay, 1991; in Marzi and colleagues’ (1991) meta-analysis on the
Lomber, Payne, and Rosenquist, 1994; Clarke et al., Po¤enberger paradigm. A CUD between 7 and 10 ms
1995; see also Chapter 21 in this volume). This model might even be compatible with interhemispheric transfer
predicts that a large number of patients with di¤erent through 1-mm-diameter callosal fibers. These fibers show
partial sections of the corpus callosum would show a a relatively constant density across the whole corpus cal-
very similar CUD, regardless of the location of the sec- losum (Aboitiz et al., 1992), and this would, of course,
tion, because the widespread distribution of fibers in predict again that any partial section of the corpus cal-
di¤erent callosal regions might prevent a partial sec- losum would leave the CUD unchanged for ITT be-
tion of the corpus callosum from interrupting all the tween 7 ms and 10 ms.
callosal fibers subserving the most e‰cient transfer of To address these issues, we will review, in the next
information required by the Po¤enberger paradigm. section of this chapter, data published in the literature
The only exception to this prediction might occur if the and data collected in our lab that are relevant to
most e‰cient transfer were exclusively visual, given that the role of di¤erent callosal channels in the interhemi-
the notion that visual callosal fibers are largely con- spheric transfer of information that takes place in the
tained in the splenium has not been challenged by the Po¤enberger paradigm and that determines the CUD.
new anatomical data. Moreover, the presence of hetero- At first sight, some of these data seem to support the
abstract In this commentary I will present an argument for the role of callosal channels dedicated to attentional
a sensory nonspecific, di¤use, transfer function across the cor- modulation of auditory interhemispheric transfer.
pus callosum involving the shift of attention to either side in
space. The modality nonspecific transfer may follow a thresh-
old function, in the sense that it is recruited only in situations Dichotic listening and auditory pathways
in which the cognitive load is increased, as when involving
simultaneous inputs from di¤erent sources (the cocktail party In anatomical terms, an auditory stimulus activates
phenomenon). I will illustrate my arguments with data from neurons in the cochlear nucleus at the level of the ves-
auditory laterality, specifically dichotic listening performance. tibulocochlear nerve. Among the subdivisions of the
cochlear nucleus, the ventral acoustic stria enters a sec-
Introduction ond level, the superior olivary complex. From here, both
inhibitory and excitatory impulses are projected within
Studies in humans with magnetic resonance imaging the lateral lemniscus to the dorsal nucleus and ventral
(MRI) techniques have revealed di¤erences in corpus nucleus of the lateral lemniscus, which make up a third-
callosum size between males and females and between level relay station. Up to the level of the nuclei of the
young and old individuals (Cowell et al., 1994; see lateral lemniscus, the auditory system projects bilater-
Chapter 5 in this volume for a recent update). Cowell ally, to both sides. However, from the nuclei of the
and colleagues (1992) found that area size and axis lateral lemniscus, projections are mainly contralateral,
length of the callosum in general increase up to the age projecting to a fourth relay station, the inferior colliculus
20 and then start declining. Interestingly, the onset of in the tectum. The contralateral fibers then innervate
decline in area size occurs earlier in males than in fe- the medial geniculate body in the pulvinar thalamus,
males, depending on the specific sector studied. which is the fifth relay station, sending its axons to neu-
Another variable that seems to interact with callosal rons in the auditory cortex in the posterior superior
size is handedness, with larger callosal size with consis- temporal gyrus (Price et al., 1992). Thus, although au-
tent non-right-handedness (e.g., Witelson, 1989; Habib ditory signals from one ear reach both auditory cortices
et al., 1991; Cowell, Kertesz, and Denenberg, 1993; in the temporal lobes, the contralateral projections are
Denenberg, Kertesz, and Cowell, 1991). Moreover, stronger and more preponderant.
some studies have indicated that language lateralization Dichotic listening (DL) is a noninvasive technique
is related to callosal size, with larger callosal size in left- to study lateralized information processing in the two
hemisphere language individuals (e.g., Zaidel, Clarke, hemispheres of the brain (see Bryden, 1988; Hugdahl,
and Suyenobu, 1990). These latter studies have typically 1995; for reviews). In a more general sense, dichotic lis-
used dichotic listening to assess language function in the tening is a measure of temporal lobe function (Spreen
two hemispheres. and Strauss, 1991), attention, and stimulus-processing
In their chapter, Iacoboni and Zaidel discuss the spe- speed, in addition to being a measure of hemisphere
cific role of callosal channels dedicated to integrating language asymmetry (Hugdahl, 1995).
sensorimotor information. In this commentary I discuss Over the last 15 years, our laboratory has been using
the DL technique to study aspects of brain laterality for
kenneth hugdahl Department of Biological and Medical auditory stimuli and the interaction of laterality with
Psychology, University of Bergen, Bergen, Norway. cognitive processes, such as attention (see Hugdahl,
307
Figure 12.1. Schematic outline of the dichotic listening sit- tation of the syllables /ba/ and /pa/; note that the stronger
uation. A ¼ monaural left-ear presentation of the syllable contralateral projections block out the weaker ipsilateral pro-
/ba/; note the ipsilateral and contralateral projections. B ¼ jections. See the text for further details. (Data from Hugdahl et
monaural right-ear presentation of the syllable /pa/; note the al., 1999b.)
ipsilateral and contralateral projections. C ¼ dichotic presen-
1991, 1995, 1999, for reviews, and see Asbjørnsen tones (baseline) in three di¤erent scans. PET subtraction
and Hugdahl, 1995; Asbjørnsen, Hugdahl, and Bryden, images were obtained by subtracting activity during the
1992; and Hugdahl and Andersson, 1986; for selected tones condition from activity during the CV syllable and
aspects of our work). We have also applied the DL tech- musical instrument conditions. Figure 12.2 shows the
nique to the study of patients with brain lesions (e.g., main findings from this study, and it reveals significant
Hugdahl and Wester, 1992), neurodegenerative diseases activations ( p < 0:001, corrected for multiple compari-
(e.g., Hugdahl, Wester, and Asbjørnsen, 1990), and de- sons) in the planum temporale area in the superior
velopmental disorders (e.g., Cohen, Hynd, and Hug- temporal gyrus. Interestingly, there was a left-sided
dahl, 1992; Hugdahl et al., 1995; Hugdahl et al., asymmetry for the CV syllables and a right-sided asym-
1999b). metry for the musical instrument stimuli.
Typically, two di¤erent consonant-vowel (CV) sylla- With regard to reliability, Hugdahl and Hammar
bles are presented to the subject on each trial, one in (1997) found reliability coe‰cients to vary between 0.61
each ear. The task is to report which syllable the subject and 0.86 for repeated presentations of the same CV
perceives best. The CV-syllables are of the format /ba/, syllables within 2 weeks. This is in agreement with most
/da/, /ga/, and so on. The situation is shown in Figure other studies of dichotic listening reliability for verbal
12.1. stimuli.
The DL technique that we use was validated against
the Wada procedure (Wada and Rasmussen, 1960), in Procedure: Empirical data
which DL performance was compared preoperatively
and postoperatively with the results from intracarotid The data presented in this chapter were based on the
injections of amobarbital in epileptic patients (Hugdahl standard DL technique used in our laboratory (see Hug-
et al., 1997). The DL results showed 92% correct classi- dahl, 1995). The dichotic stimuli consisted of the six
fication of side of language dominance when compared stop consonants paired with the vowel /a/ to form six
with the results from the Wada test. CV syllables (/ba/, /da/, /ga/, /pa/, /ta/, and /ka/).
A critical issue is whether the DL technique actually The syllables were paired with each other in all possible
taps cognitive processes related to temporal lobe func- combinations, thus giving 36 di¤erent syllable pairs. The
tion, particularly language processes related to the pla- homonymic pairs (/ba/-/ba/, etc.) were included as a
num temporale (PT) anatomical area in the posterior perceptual control to ensure that the subjects did per-
part of the superior temporal gyrus (cf. Jäncke and ceive the various stimuli. They were not included in the
Steinmetz, 1993). This was studied with the 15 O-PET statistical analyses.
technique (Hugdahl et al., 1999a). The subjects listened The 36 dichotic pairs were recorded three times on
to either CV syllables, musical instruments, or simple tape with three di¤erent randomizations. There were 36
activity in the primary and secondary auditory cortices be either congruent or in conflict with the stimulus
during focused attention, compared to divided attention, e¤ect, depending on whether the subject is instructed
possibly indicating facilitation of callosal transfer during to attend to the right- or left-ear stimulus, respectively.
focused attention. This is illustrated in Figure 12.5. Thus, the dichotic listening situation is ideal for the
study of how cognitive factors such as attention may
Callosal transfer: Bottom-up versus top-down a¤ect the basic stimulus-driven laterality e¤ect, possibly
by altering the transfer across the corpus callosum.
The structural model of DL performance is silent with
regard to attentional modulation of the REA, and it is The left-ear score
therefore without predictive power to explain the e¤ects
of instructing the subject to switch attention to either Second, and more important for the present argument,
side in auditory space. This is reminiscent of arguing the structural model predicts that the left-ear score
that the structural model is a bottom-up model that does should be positively correlated with e‰ciency of callosal
not take into account the top-down modulation that oc- transfer (cf. Clarke et al., 1993). This means that size of
curs when focusing attention to either side in auditory callosal area should correlate with left-ear performance,
space. Hemispheric asymmetry is perhaps best under- particularly for the posterior sectors of the corpus cal-
stood as a dynamic interaction between bottom-up, or losum. As was explained above, the reason is that the
stimulus-driven, processes and top-down, or instruction- left-ear stimulus has to be transferred across the corpus
driven, processes. By default, a verbal stimulus that is callosum from the right to the left hemisphere to be
presented in the right ear in the dichotic listening situa- processed (Pollmann et al., 2002). (Space does not allow
tion will be more e‰ciently processed in the left hemi- a discussion of the special situations in which the left-ear
sphere, compared to the left-ear stimulus. This is the score may actually be processed in the right hemisphere;
bottom-up or stimulus driven laterality e¤ect. However, see Hugdahl and Wester, 1992.)
when the subject is instructed to attend to the left- or The prediction of callosal transfer in dichotic listening
right-ear stimulus, the attentional, top-down e¤ect will was tested in the study by Clarke and colleagues (1993)
in 60 normal adults. Callosal area size was determined However, callosum area did not correlate with left-ear
from magnetic resonance images (MRI), in which the performance, that is, the expected positive correlation
callosum was sectioned into five di¤erent areas in the between larger callosal area size and better left-ear re-
rostral-caudal axis. The dichotic listening procedure ports was not found. Instead, they found that right-ear
involved manual identification (pointing) of left- and performance was negatively correlated with callosum
right-ear presentations of the CV syllables /bee/, /dee/, size, which was explained with reference to functional
/gee/, /pee/, /tee/, and /kee/. Clarke and colleagues interhemispheric inhibition.
(1993) included only a nonforced attention (divided at-
tention) condition, with no specific instructions to focus A two-channel model of callosal transfer
attention to either side in space. The results showed the
expected significant right-ear advantage, with about I will use some recent data from our laboratory to fur-
55% correctly identified items from the right ear and ther explore the issue of interhemispheric transfer and
45% correctly identified items from the left ear. callosal size, making an argument for a two-channel
threshold model of callosal transfer that also includes sector anterior to the splenium). The details are pre-
transfer of attentional resources and the gating of sen- sented in Table 12.2.
sory transfer by attention. It thus seems as though an attention-gating factor is
The starting point for my argument is the findings needed to enhance callosal transfer of the left-ear score.
from our laboratory, reported by Reinvang, Bakke, This may indicate the existence of a two-channel thresh-
Hugdahl, Karlsen, and Sundet (1994), on the relation- old model of callosal transfer with a sensory modality-
ship between callosal sector size and left-ear perfor- specific channel involving the large-diameter myelinated
mance in multiple sclerosis (MS) patients. The corpus fibers and a di¤use sensory nonspecific channel involv-
callosum often show atrophic changes in MS patients, ing the small-diameter nonmyelinated fibers that are
and measures of the corpus callosum are also often in- responsible for transfer of cognitive information (cf.
cluded in the diagnosis of this disease (cf. Chapter 17 in Aboitiz et al., 1992, and Chapter 2 in this volume). The
this volume). The study by Reinvang and colleagues model may act in a threshold mode in the sense that in
(1994) was similar to Clarke and colleagues’ (1993) study most normal instances the recruitment of the cognitive
in that it was based on dichotic presentations of CV channel is not necessary; the sensory channel is enough
syllables. Reinvang and colleagues (1994) also had MRI for e‰cient transfer. However, in situations of increas-
measures of callosal size (dividing the corpus callosum ing cognitive load (as in the cocktail party situation) or
into four di¤erent sectors along the rostral-caudal axis). when the callosum may be degenerated (as in the case of
However, in addition to the nonforced (NF) attention the MS patient), attention may be recruited to facilitate
condition, Reinvang and colleagues (1994) also manip- or amplify the sensory transfer. The point is that atten-
ulated attention to the right (FR) and left (FL), thus in- tion may be recruited only when the sensory transfer
cluding attention as a factor in the study. The results falls below a threshold value that defines the interaction
showed a significant REA in both the MS patients and a between di¤erent ways of information transfer across
healthy control group during the NF condition. Table the callosum (cf. Kinsbourne, 1974, for a discussion of
12.1 lists the correlations between the left- and right-ear cognitive factors in callosal functioning).
scores and callosal sector (marked 1–4, anterior to pos-
terior) for each of the three attentional conditions (NF, Callosal connectivity, dichotic listening, and age
FR, FL). The findings for the left-ear scores during the
NF condition were quite similar to the findings of Clarke An empirical test of some of the predictions of the
and colleagues (1993), that is, the absence of a signifi- model is seen in Table 12.1 and Figure 12.6. Table 12.1
cant correlation between the left-ear scores and callosal shows correlations between the right- and left-ear scores
size. However, when subjects were instructed to focus in the standard NF condition in dichotic listening.
their attention to the left ear during the session (FL con- Although the table lists correlations for both right-
dition), the correlations between left-ear performance and left-handers, I will base my arguments on the right-
and callosal size were clearly significant, particularly for handed subjects, since there are rather few left-handers
the three posteriormost sectors (including the auditory in the sample, which makes comparisons unreliable. The
Figure 12.6. Number of correct reports for the left ear only in rated for the three attentional conditions, for males and
the standard CV syllables dichotic listening paradigm, sepa- females, and for the three di¤erent age groups studied.
creasing age. Of perhaps greater interest for the present callosum for processing. It is argued that callosal transfer
argument was that when the groups were compared dur- of sensory and cognitive information follows a two-stage
ing the forced-left attention condition, only the youngest function, sensory information being transferred through
group showed a significant LEA, with the 40 group the larger fibers in the designated callosal sector. How-
showing a tendency toward an LEA, while the 60 group ever, in situations with increasing cognitive load, callosal
showed no ear advantage at all (see Figure 12.7). Thus, transfer may be amplified through cognitive (attentional)
the ability to use attention to facilitate callosal transfer of gating that has a more di¤use anatomical sector specifi-
the left-ear signal from the right to the left hemisphere city. The model predicts that callosal function may act
was significantly reduced in the oldest group. in a threshold mode way with recruitment of the di¤use
These preliminary arguments may be put to further fibers only in situations of increasing demands for inter-
empirical tests by corecording dichotic listening perfor- hemispheric coactivation, when the callosum is degen-
mance and MRI indices of callosal size in subjects dif- erated (as in certain neurodegenerative diseases), or in
fering in age. Thus, dichotic listening and callosal size children (in whom the corpus callosum is still develop-
should be correlated across the entire age span. ing). The point is that attention will be recruited only
when the sensory transfer falls below a threshold value,
Summary and conclusions which defines the interaction between di¤erent methods
of information transfer across the callosum. Dichotic
Taken together, the data in Table 12.2 and Figures 12.6 listening to CV syllables may be an important vehicle to
and 12.7 suggest that left-ear performance in dichotic empirically test a two-stage or two-channel model of
listening reflects callosal e‰ciency, particularly when callosal transfer, since the left-ear (but not the right-ear)
attention is focused to the left side in auditory space. stimulus input is transferred across the callosum for fur-
This would argue for a relay function of the corpus cal- ther processing in the left hemisphere. The change in
losum in the processing of language-specific materials, left-ear performance as a function of (a) attentional in-
the right-hemisphere input being transferred across the struction, (b) age, and (c) callosal size may thus be an
13 Sensorimotor Integration in
the Split Brain
eran zaidel and marco iacoboni
abstract Patients who had complete cerebral commissur- serves to modulate and inhibit large attentional e¤ects of sub-
otomy retain the ability to integrate sensorimotor information callosal interhemispheric transfer.
across the midline. There are a variety of subcortical channels,
both visual and motor, and they may show compensatory de-
velopment following loss of normal commissural connections. Introduction: Disconnection syndrome
All commissurotomy patients can perform the simple reaction
time task of Po¤enberger, that is, respond with a unimanual Patients with complete cerebral commissurotomy (split
button press to lateralized unpatterned light flashes in both the
brain) exhibit cortically disconnected but subcortically
ipsilateral and contralateral visual hemifields. The crossed-
uncrossed di¤erence (CUD) in the split brain (@40 ms) is an connected cerebral hemispheres. Their corpus callosum,
order of magnitude longer than that in the normal brain anterior commissure, and hippocampal commissure are
(@3 ms). surgically sectioned, but a variety of connecting sub-
In the normal brain, the CUD is not a¤ected by primary callosal pathways in the cerebellum, midbrain, pons,
visual parameters of the target (intensity, eccentricity), but it
and both hypothalamus and subthalamus remain intact
is a¤ected by motor parameters of the response (alternating
finger responses, alternating hand responses, three presses, bi- (Zaidel et al., in press). In particular, the midbrain con-
manual responses). The normal CUD is also una¤ected by at- tains a phylogenetically archaic visual system, mediated
tentional parameters (stimulus blocking, spatial uncertainty, by the superior colliculus (retina ! superior colliculus
redundancy gain, spatial compatibility). Target meaningful- ! pulvinar ! V2 ! ) and separate from the geni-
ness (‘‘hand stimuli’’—a visual/cognitive parameter?) does not culostriate system (retina ! lateral geniculate ! V1
a¤ect the CUD but it does make it sensitive to attentional
modulation (spatial compatibility). This may be mediated by a ! ). This system can relay simple visual features, such
parietal-prefrontal sensory-attentional motor loop (Aziz-Zadeh as movement, luminance, position, and orientation, as
et al., 2000b). well as high-contrast patterns ipsilaterally from the left
By contrast, the CUD in the split brain may be a¤ected by visual field (LVF) to the left hemisphere (LH) and from
some visual parameters (eccentricity), by some motor parame- the right visual field (RVF) to the right hemisphere (RH)
ters (bimanual responses), and by some attentional parameters
(spatial compatibility), but the e¤ects are subject to strong in- (LVF ! right superior colliculus ! intercollicular com-
dividual di¤erences. These di¤erent CUDs likely reflect inter- missure ! left superior colliculus ! LH, etc.). The
hemispheric transfer through di¤erent subcallosal channels. brain stem may also contain subcortical interhemi-
Redundant copies of the target in the opposite visual hemi- spheric routes. An ipsilateral corticospinal motor path-
field speed up responses in simple reaction time by statistical way, in turn, permits ipsilateral motor control of the
summation, but in the split brain the corresponding redun-
right hand (Rh) by the RH and of the left hand (Lh) by
dancy gain can be much greater, showing neural co-activation.
Although this bilateral hyperredundancy gain does not a¤ect the LH, especially for movements of proximal joints
the CUD in the split brain, it does represent enhanced inter- (e.g., Brinkman and Kuypers, 1973). Since normal sub-
hemispheric activation. Thus, the normal corpus callosum jects appear capable of modulating their interhemi-
spheric interaction via callosal tra‰c (Zaidel et al.,
1990a), the split brain defines the scope and limits of
eran zaidel Department of Psychology, University of Cali- normal hemispheric independence.
fornia at Los Angeles, Los Angeles, California.
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
Neuropsychiatric Institute, Brain Research Institute, David Acute Disconnection When the corpus callosum, an-
Ge¤en School of Medicine, University of California at Los terior commissure, and hippocampal commissure are
Angeles, Los Angeles, California. surgically sectioned in a right-handed patient with LH
319
dominance for speech, she or he is unable to compare spheric disconnection from language (Zaidel, 1994).
visual stimuli across the vertical meridian or somato- Similarly, LVF extinction may result in the inability to
sensory stimuli across the two hands, to name visual compare stimuli across the vertical meridian—a classic
stimuli seen in the LVF or felt by the Lh, or to verbally disconnection symptom (cf. J.W. from the Dartmouth
identify sounds presented to the left ear (LE) in a di- series; see Proverbio, 1993). Thus, failure to name LVF
chotic listening paradigm (this signal normally reaches stimuli may be insu‰cient to establish interhemispheric
the LH from the RH via the isthmus of the corpus cal- disconnection. (In this case, a possible way to demon-
losum) (Zaidel, Zaidel, and Bogen, 1999). There is no strate absence of disconnection may be to show that RVF
interhemispheric transfer for touch, pressure, and pro- stimuli cannot be named either.)
prioception. Hand postures that are impressed on one
unseen hand by the examiner cannot be mimicked in the Cross-integration Trevarthen and Sperry (1973) distin-
opposite hand, and a brief flash of a hand form to one guished between (1) a crossed geniculostriate cortical
visual hemifield (VF) cannot be copied by the con- ‘‘focal’’ visual system, parafoveal, dedicated to object
tralateral hand. There is loss of intermanual point lo- identification by form and demonstrating no ipsilateral
calization, that is, loss of the ability to identify exact VF ! H transfer following callosal section, and (2) an
points stimulated on the other side of the body, espe- uncrossed subcortical ‘‘ambient’’ (second) visual system
cially on distal parts, such as the fingertips. In all of that is peripheral, dedicated to space perception through
these cases intrahemispheric comparisons are intact. movement, to relative size and brightness and to crude
Bimanual coordination of motor skills acquired before identification, and demonstrating ipsilateral VF ! H
surgery remains intact. New bimanual tasks consisting of transfer via the superior colliculus and pulvinar. Ipsi-
fine finger movements or parallel hand movements are lateral transfer extends to simple features of form, such
also normally executed, but bimanual interdependent as curved versus straight, elongated versus square, or
antagonistic control remains severely impaired. unitary versus bipartite. Holtzman (1984) showed that
Soon after surgery there are episodes of intermanual location but not shape cues in one hemifield could direct
conflict, in which the hands act at cross-purposes. Pa- eye movements to targets in the other hemifield in cal-
tients sometimes complain that their left hand behaves losotomized subjects. Sergent (1987) showed and Cor-
in a ‘‘foreign’’ or ‘‘alien’’ manner, and they routinely ex- ballis and Trudel (1993) confirmed bilateral integration
press surprise at apparently purposeful left-hand actions of location and orientation information in various
(autocriticism) (Zaidel et al., in press). alignment tasks. Corballis (1995) reviewed the evidence
and concluded that split-brain patients can integrate,
Chronic Disconnection In general, failure of com- subcortically, information about location, orientation,
munication between the two disconnected hemispheres and movement but not form, though with some loss of
persists. There is some progressive compensation with spatial and temporal resolution.
time, including a variety of noncallosal transfer mecha- Ramachandran, Cronin-Golomb, and Myers (1986)
nisms. This includes cross-cuing, ipsilateral sensory/ found more or less normal apparent motion with se-
motor projections, and a number of routes for subcal- quential lights in opposite hemifields of complete com-
losal communication. Individual di¤erences emerge in missurotomy patients L.B., N.G., and A.A. from the Los
the degree to which patients can verbalize simple stimuli Angeles series, concluding that the e¤ect was mediated
in the left sensory field or make same-di¤erent judg- by the second visual system. Although the patients re-
ments about simple stimuli in the two visual hemifields ported transition from apparent motion to temporal
(see below). succession with increased interstimulus intervals, Gaz-
Failure of comparisons across the midline or of nam- zaniga (1987) argued that they infer motion rather than
ing stimuli in the left sensory field in specific cases might perceive it. He reported no apparent motion in calloso-
not be su‰cient to establish disconnection. Potential pit- tomized patient J.W. when the patient did not expect it.
falls or confounds need to be considered and excluded. However, Corballis (1995) did obtain apparent motion
Furthermore, no single sign is a su‰cient index for dis- in L.B. and in splenium-sectioned patient D.K., using
connection. In fact, some apparent interhemispheric Gazzaniga’s parameters.
disconnection e¤ects may be attributable to intrahemi- Directing attention to one ear during dichotic listen-
spheric disconnection in either hemisphere. For example, ing to nonsense CV syllables in split-brain patients yields
it is theoretically conceivable that LVF stimuli are unusual and variable results (Zaidel, Zaidel, and Bogen,
available to LH processes that are disconnected from 1990b) suggesting that the usual e¤ects of attention are
language centers in the same side. Cases of implicit callosally mediated. This may help to explain why the
knowledge or memory may be examples of intrahemi- patients do not spontaneously engage in activities that
the right side) or ‘‘unnatural’’ (left hand on the right side, But RTs to the hand images were similar to RTs to
right hand on the left side) response conditions. The the scrambled images, and the stimulus hand response
critical question is whether the hand stimuli will a¤ect hand VF interaction was not significant.
the CUD and whether the CUD will be sensitive to Commissurotomy patient N.G. received the same test
spatial compatibility. with hand images as targets. Her latency data showed
Normal subjects who were tested with scrambled faster responses with the left hand and faster responses
targets disclosed a significant response hand VF (neg- to RVF targets. The two-way interaction response
ative CUD of 3 ms) and no spatial compatibility e¤ect, hand VF was not significant ( p ¼ 0:943), and neither
that is, an insignificant condition (natural, unnatural) was the three-way stimulus hand response hand
response hand (left, right) interaction ( p ¼ 0:1449). How- VF interaction ( p ¼ 0:8892), but as in normals, the
ever, normal subjects who were tested with hand images three-way interaction condition (natural, unnatural)
as targets disclosed a significant stimulus hand (left, response hand VF interaction was significant ( p ¼
right) VF (left, right) interaction ( p ¼ 0:0133), with 0:0003), with a CUD of 47.5 ms in the unnatural posi-
faster responses to left-hand images in the LVF and to tion and of 45.5 ms in the natural position (Table
right-hand images in the RVF. The response hand VF 13.2). Thus, the test showed a strong e¤ect of spatial
interaction was not significant, but the three-way inter- attention on the CUD. The large negative CUD in the
action condition response hand VF was significant natural position contrasts with large positive CUDs ob-
( p ¼ 0:0154), as was the four-way interaction condition tained for N.G. with SRT tests with unpatterned targets.
stimulus hand response hand VF ( p ¼ 0:0058). The
CUD across the four condition stimulus hand combi- Attentional Effects
nations varied from 7 ms (unnatural, left-hand stimulus)
Spatial uncertainty
and 1.5 ms (unnatural, right-hand stimulus) to 7.5 ms
(natural, left-hand stimulus) and 1.5 ms (natural, right- Blocked versus random target visual hemifield Aglioti and
hand stimulus). Thus, the meaning of the stimulus and colleagues (1993) studied the e¤ect of blocking of target
spatial attention together a¤ected the CUD. VF among normal subjects and found faster overall RTs
The e¤ect of stimulus meaning on the CUD could in blocked than in random presentations but no di¤er-
be mediated by a sensorimotor loop that is activated ence in the CUDs. Braun’s (1992) meta-analysis reveals
for specific intrahemispheric sensorimotor relationships that blocking of target VF yields larger CUDs, but this
(when stimulus and response share action elements), and again must be considered weak data. Marzi, Bisiacchi,
the e¤ect on the CUD could then be via a motor rather and Nicoletti’s (1991) meta-analysis notes that blocking
than a visual callosal channel. It may be objected that of target VF insignificantly shortens overall RT and does
the introduction of left- and right-hand images as targets not a¤ect the CUD.
may have turned the test into an implicit choice RT task Experiment 1 by Aglioti and colleagues (1993) ma-
and that this accounts for the e¤ect of spatial attention. nipulated blocking of target VF in complete collosotomy
(B.M., J.P., and D.W.), and two patients with agenesis of neous bimanual index finger responses. One hand in-
the CC (M.M. and J.L.). The occurrence of a hyper variably leads, and we can therefore compute a CUD in
RTE (violation of the horse race inequality) signaling several ways. This can be regarded as motor manipula-
neural summation was not associated with a specific cal- tion of SRT. We found that measures of the bimanual
losal pathology: Two patients with complete commissur- CUD (e.g., uncrossed ¼ trials with leading-hand re-
otomy, one patient with complete callosotomy, and one sponses to targets in the ipsilateral VF, crossed ¼ trials
patient with agenesis of the CC all exhibited a hyper with following-hand responses to targets in the con-
RTE. Instead, the hyper RTE was associated with long tralateral VF ) lead to an enlarged CUD in normals
CUDs, exceeding 15 ms. This must be the time window (@10 ms), but as with the unimanual CUD, it is not
that permits neural coactivation. susceptible to spatial compatibility (Mooshagian et al.,
in preparation). Two complete commissurotomy pa-
Spatial compatibility e¤ects tients, N.G. and A.A., showed opposite e¤ects of spatial
Hand images as targets Since the pioneering experiments compatibility on the CUD. In N.G. but not A.A. the
of Berlucchi and colleagues (1977), it has become dogma unnatural position increased overall RT (Table 13.3). In
that the CUD in SRT experiments is not susceptible to N.G. the unnatural condition reduced the CUD from
spatial compatibility. Choice RT experiments, on the 39 ms to 29 ms, and the change was not significant. In
other hand, in which both stimuli and responses have a A.A. the unnatural condition changed the CUD from
binary spatial dimension, show ubiquitous spatial com- 51 ms to 13 ms and the change was significant. This
patibility (or Simon) e¤ects. We have already described suggests that subcallosal channels for interhemispheric
the dramatic experiment of Aziz-Zadeh and colleagues sensorimotor integration requiring bimanual synchrony
(2000a,b), in which unpatterned SRT targets were re- can be sensitive to spatial attention. Is it the case that the
placed by stimuli consisting of left- or right-hand im- CUD in unimanual SRT by commissurotomy patients is
ages. This made the CUD of both normal subjects and a also susceptible to spatial compatibility?
split-brain patient susceptible to spatial compatibility Both patients were also tested in the unimanual SRT
(i.e., placement of each response hand on the same or paradigm with blocked response hand/random target
the opposite side as the associated target) (Table 13.3). VF trials in the natural and unnatural positions (Moosha-
Spatial compatibility reduces the CUD in the incom- gian et al., in preparation). N.G. showed a CUD of
patible condition because it speeds up crossed responses 40 ms in the natural position, and it reduced to 3 ms in
and slows down uncrossed responses. But is the spatial the unnatural position owing to a selective slowing down
compatibility e¤ect visual, motor, or attentional? It deals of the left-hand responses to LVF targets. A.A. showed a
with spatial attention (Rubichi et al., 1997) and thus blurs CUD of 58 ms in the natural position, and it changed to
the distinction between the three types of callosal chan- 24 ms in the unnatural position. The three-way condi-
nels. One could still ask which physiological interhemi- tion (natural, unnatural) response hand VF interac-
spheric pathways mediate the e¤ect, and we now know tion in A.A. was significant ( p ¼ 0:0032) (Table 13.3).
that it can be mediated subcallosally. This shows that the unimanual SRT in split-brain pa-
tients is a¤ected by spatial attention and cannot be taken
Bimanual responses Instead of requiring subjects to make as a context-free measure of anatomic sensorimotor sub-
unimanual responses in SRT, we can require simulta- callosal interhemispheric transfer.
abstract Interhemispheric transfer time was measured in minant with the background. We have also examined
a split-brain man (L.B.) using reaction time to crossed and L.B.’s ability to make unimanual responses to contra-
uncrossed hand-field combinations. The crossed-uncrossed lateral stimuli on the basis of color or shape, attributes
di¤erence in reaction time did not depend systematically on
variations in luminance of the signals but was increased slightly that are thought not to transfer subcortically between
when the response was contingent on color. There was also evi- hemispheres. In all experiments, the stimuli were pre-
dence that L.B. was unable to transfer color interhemispheri- sented in one or other visual field, at an eccentricity of
cally. These results confirm previous evidence that it is response 2.5 , while the subject, L.B., maintained fixation on a
information, not stimulus information, that is transferred in central cross.
tasks requiring interhemispheric visuomotor integration.
337
if not completely impervious to equiluminant displays. the right visual field (RVF) but was otherwise perfectly
The technique of presenting gray stimuli against a yel- accurate. His CUD was 45 ms, again within the bounds
low background also minimizes edge artifacts that might of his values for simple RT.
otherwise be transmitted by an achromatic system (Cav- These results provide additional evidence that the in-
anagh et al., 1992). formation transmitted is not stimulus information.
Although L.B.’s overall RT was substantially in-
creased with equiluminant stimuli, his CUD was un- Two-Choice Reaction Time Here, the stimuli were
a¤ected overall. However, it was 78 ms for the 2.5 the same as in the previous conditions, but this time L.B.
eccentricity and only 32 ms for the 5.0 eccentricity, re- was required to make binary choices. In the color ver-
versing the trend for displays involving luminance con- sion he was to press one key if the stimulus was red and
trast. We suspect that these variations in the CUD do not the other if it was green; in the shape version he was to
reflect the systematic e¤ects of stimulus parameters so press one key if the stimulus was a circle and the other if
much as a seemingly random variation between blocks it was a square. In both cases he used the forefinger and
of trials. In any event, the fact that L.B. could even re- middle finger of the same hand. In the case of the color
spond to contralateral equiluminant stimuli, and with no discrimination, L.B.’s accuracy dropped, especially un-
overall increase in CUD, suggests that the information der the crossed condition, in which the mean percentage
transfer was nonsensory. of correct responses was 78.5%, which may raise doubts
about whether the CUD, which was 132 ms, is a valid
Color- and shape-contingent response measure of transfer time. Under the shape condition,
the corresponding values were 78% and 168 ms.
In a further series of studies, we presented stimuli to one Again we see that L.B. was able to perform the task
or the other visual field and made responses contingent reasonably well, but the added information load caused
on the color or shape of the stimuli (Forster and Cor- some deterioration in interhemispheric transfer.
ballis, 2000). Previous research has shown that split-
brain people, and L.B. in particular (Corballis, 1996; Three-Choice Reaction Time Here, there were three
Johnson, 1984), are virtually at chance in judging the di¤erent stimuli, and L.B. was asked to discriminate
sameness or di¤erence of shapes or colors flashed in op- among them by pressing one of three keys, using the
posite visual fields, suggesting that information about forefinger, middle finger, and ring finger of the same
shape or color cannot be transferred subcortically. If L.B. hand. In the color condition, the stimuli were red, green,
is able to respond unimanually to contralateral stimuli or blue disks; in the shape condition, they were circles,
on the basis of these attributes, it should therefore follow squares, or triangles. In this case response accuracies
that the information transferred is not sensory informa- under the crossed conditions, especially for left-hand
tion but rather represents the decision or the response to responses to RVF stimuli, were too low for RTs to be
be made. meaningful.
For both tasks, L.B. was more accurate in responding
Go/No-Go Condition In the color version of this with his right hand to left visual field (LVF) stimuli (for
task, the disks were either red or green, and L.B. was colors, 84% correct; for shapes, 83% correct) than with
told to press a key only when the disk was red. He was his left hand to RVF (73% and 75%, respectively),
100% accurate to stimuli in either visual field, regardless indicating more accurate transfer from the right to the
of hand, indicating perfect transmission of information. left hemisphere than vice versa. He was nevertheless
Since other evidence suggests that color information is significantly above chance in all conditions. We also as-
not transmitted interhemispherically in this subject, it sessed performance in terms of the amount of informa-
follows again that the information transmitted was deci- tion transmitted between stimulus and response. This is
sional or response information, rather than color in- measured in binary digits (bits), such that the choice of
formation. On the same task, normal subjects produced one stimulus from two equiprobable stimuli represents
CUDs that were not significantly di¤erent from those in 1 bit (Garner and Hake, 1951). Perfect performance in
simple RT. L.B.’s CUD was 73 ms, within the bounds of the case of the three-choice tasks would represent the
his CUD for simple RT. transfer of 1.58 bits.
In the shape version of the task, the stimuli were Table 13.5 shows the information transmitted in
either circles or squares, and the task was to press a key the three-choice task. L.B. always transmitted more
only when the stimulus was a circle. L.B. missed 8% of than 1 bit of information under the uncrossed condi-
targets when responding with his left hand to stimuli in tions but less than 1 bit under the crossed conditions. This
abstract Can the separated hemispheres function as inde- intermanual conflict. For example, there are reports of
pendent parallel cognitive processors? To answer this question, one patient who, while shopping in the supermarket,
I review split-brain evidence from the redundant signal para- would place an item in a cart with one hand but then
digm, studies of dual-task performance, and studies of visual
attention. The evidence from a variety of basic sensorimotor return the item to the shelf with the other hand. Never-
tasks indicates that the separated hemispheres can perform theless, in most cases these conflicting behaviors resolve
concurrent stimulus selection, encoding, decision making, and to the point at which split-brain patients can hold steady
response selection. I propose that apparent limitations in the jobs, drive cars, and successfully perform the routine
parallel processing abilities in the bisected brain result from a behaviors of daily living. There must, then, be limits on
subcortical gating mechanism that enables one hemisphere to
strategically inhibit the response output of the other. Transec-
the extent to which the separated hemispheres operate
tion of the corpus callosum does indeed produce two separate independently. The primary objective of this chapter is
minds within the same cranium. to sketch where these limits might be and, by so doing,
to define a domain of interhemispheric operations for
which the corpus callosum is not responsible.
Introduction and overview Toward this objective, I examine evidence concerning
the ability of the separated hemispheres to process in-
The right hemisphere of a typical split-brain patient formation in parallel. By definition, parallel processing
cannot verbally describe a picture that is flashed to the involves the execution of multiple mental operations
left visual field. Nevertheless, the left hand, which is con- simultaneously. For the present purposes we want to
trolled by the right hemisphere, can accurately select the understand the extent to which each separated hemi-
depicted item from a set of palpable options (Gazzaniga, sphere can execute an entire sequence of processing
Bogen, and Sperry, 1962). This simple demonstration operations, including stimulus selection and encoding,
raises one of the most intriguing questions in neuropsy- decision making, response selection, response initiation,
chology (Sperry, 1968): Does severing the corpus cal- and movement execution, at the same time as the other
losum produce two independent spheres of cognition? hemisphere does too.
Over the past four decades, this question has been This chapter is organized as follows. I begin by re-
pondered in the scientific, philosophical, and public viewing results from my investigation of parallel pro-
arenas. Yet the answer remains uncertain. This uncer- cessing in the bisected brain conducted with colleagues
tainty stems largely from the fact that, rather than ex- while I was at Dartmouth College (Reuter-Lorenz et al.,
hibiting highly disassociated and disconnected behaviors 1995). Our results are strikingly counterintuitive and
in their day-to-day lives, many split-brain patients func- suggest that a response-gating mechanism mediates in-
tion quite e¤ectively and in a seemingly unified manner. dependent decisions generated by the separated hemi-
In the early stages of recovery, some patients show spheres. Next I consider dual-task studies conducted
with split-brain patients, including some that show par-
allel processing and others that show a cost associated
patricia a. reuter-lorenz Department of Psychology, Uni- with concurrent processing by the separated hemi-
versity of Michigan, Ann Arbor, Michigan. spheres. I propose that strategic response gating tailored
341
to satisfy prevailing task requirements may help to ex- predict the probability that a signal would be detected at
plain the di¤erences between results from these studies. each moment in time following the start of a redundant-
With this idea in mind, I then review studies of visual target trial. This prediction is based on a model of
attention in split-brain patients, including some that probability summation, also known as the horse race
likewise support the hypothesis of independent, parallel model. The term ‘‘horse race’’ derives from the idea that
processors and others that do not. Once again, by con- the signals are being transmitted along separate, par-
sidering the strategic and response requirements of these allel, and independent channels or tracks and whichever
di¤erent tasks, some sense can be made of such diver- signal crosses the finish line first wins the race and trig-
gent outcomes. My conclusion is that the separated gers a response (Miller, 1982, 1986; Townsend and
hemispheres can, by and large, execute perceptual, Ashby, 1983; Meyer et al., 1988).
decision-making, and response-selection operations in An alternative explanation for the redundant-signal
parallel. When apparent limitations in parallel process- e¤ect is that simultaneous signals on two channels are
ing arise, they can be attributed to a response-gating combined (e.g., additively or multiplicatively) at some
mechanism that functions at a relatively late point in the stage of processing, increasing the e¤ective overall signal
information-processing stream and modulates response strength. This is the idea of neural summation (e.g.,
initiation for strategic purposes. Miller, 1982, 1986; Hughes et al., 1994). It can be
shown mathematically that with plausible ancillary as-
Parallel processing of redundant signals after sumptions, neural summation produces greater redun-
callosotomy dancy gain than probability summation does (Nozawa,
1993). On redundant-signal trials, performance that
The Redundant-Signals Paradigm Researchers have is faster than the prediction derived from probability
used the redundant-signal paradigm extensively (e.g., summation may therefore suggest neural summation in-
Miller, 1982, 1986; Marzi et al., 1986; Hughes, Reuter- stead. Once indicated, additional analyses are required
Lorenz, Nozawa, and Fendrich, 1994; Tomaiuolo et al., to identify the locus where signals are combined, and
1997) in the study of human perception and cognition this locus could indeed vary depending on the task de-
to examine parallel-processing capabilities and to clarify mands or the altered neural architecture of the pa-
how information is combined from separate sensory tient (Marzi et al., 1996; Miniussi, Girelli, and Marzi,
channels (e.g., left and right eyes, left and right visual 1998; Cavina-Pratesi et al., 2001). This framework pro-
fields, eyes and ears). In this paradigm there is a detec- vides a basis to test for the presence or absence of par-
tion task that requires an observer to respond as quickly allel processing by the two hemispheres.
as possible when he or she detects a target signal. The
detection task involves two trial types. On single-signal Results from Patient J.W. Within this framework we
trials the signal is presented individually to either of two have studied the e¤ects of redundant signals presented
channels. On redundant-signal trials both channels re- to the separated hemispheres of callosotomy patient
ceive a signal. For both trial types, the observer simply J.W. (Reuter-Lorenz et al., 1995). Our studies were de-
presses a single response key when a target signal is de- signed to answer several related questions: Would a split-
tected. Not surprisingly, observers are typically faster brain patient process such signals in parallel? Would
on redundant-signal trials than on single-signal trials. there be any redundancy gain? Do the ‘‘horses’’ that run
This facilitation is called the ‘‘redundancy gain’’ or the down the tracks of the separated left and right hemi-
‘‘redundant-signal e¤ect.’’ spheres compete in the same race and cross the same
At least two mechanisms could mediate the redundant- finish line, yielding probability summation? Or is the
signal e¤ect (see also Chapters 11 and 12 in this volume). neural summation hypothesis somehow correct for split-
First, if the processing time associated with detection brain patients?
on each individual channel is independent of processing As a preliminary step toward answering these ques-
time on the other channel, and if these processing times tions, we determined whether J.W.’s left hemisphere
are random variables, then the redundancy gain can be could report verbally when a signal appeared in the left
explained probabilistically (e.g., Raab, 1962). At any visual field at the same time as a signal also occurred in
given moment, the likelihood of detecting a signal on the right visual field (Reuter-Lorenz et al., 1995, Exper-
redundant-signal trials is greater than the likelihood on iment 1). Our rationale for this step was straightforward.
single-target trials because there are two distinct oppor- If the speaking left hemisphere can report accurately the
tunities for detection. Indeed, for a given observer, if we occurrence of both signals, then it would not be sur-
know the distribution of detection latencies associated prising that J.W. shows a redundant-signal e¤ect as neu-
with each channel on the single-target trials, then we can rologically intact observers do. On the other hand, if the
and the other does not, so they reach di¤erent decisions. The data from this experiment are summarized in
The hemisphere that does not receive a signal main- Figure 14.3 for split-brain patient J.W. Whenever a no-
tains a tonic inhibitory influence on response generation go signal appeared in either visual field, his responses
mechanisms, while the hemisphere that detects the were withheld. Because this occurred even when his
signal attempts to initiate a response. As a result, the right hemisphere viewed a no-go signal and his left
commands that are sent to the e¤ector then conflict. hemisphere viewed a go signal, we have evidence that
However, on redundant-signal trials, both hemispheres even J.W.’s right hemisphere can stop the left hemi-
may reach the same decision within a critical window of sphere from generating a verbal response, supporting
time, so there is no response conflict and no inhibition. our And-Or model and its account of J.W.’s enhanced
The details of this process are described more fully in redundancy gain in the redundant-signal paradigm (cf.
our And-Or model of split brain performance for the Figure 14.1).
redundant-signals paradigm (Figure 14.2; see also Reuter- Evidence from several of our other studies indicates
Lorenz et al., 1995). that color information does not transfer subcortically
A further critical test of the And-Or model involves (Hughes et al., 1992; Seymour et al., 1994; Reuter-
showing that one hemisphere can indeed slow the other’s Lorenz et al., 1995). So J.W.’s success at withholding
responses. We therefore next designed an explicit-stop responses when the hemispheres received conflicting
task, in which either unilateral or bilateral flashes of red, signals suggests that each hemisphere interprets the
green, or yellow LEDs were presented. The task required meaning of its respective stimuli and appropriately pre-
saying the word ‘‘go’’ as rapidly as possible in response to vents response generation. Perhaps such inhibition is
the onset of the green light under some but not other mediated by a response ‘‘gating mechanism’’ that both
conditions. On unilateral trials J.W. was instructed to hemispheres can access and that is the locus of strategic
say ‘‘go’’ only when the LED was green and not when response competition between them.
it was red or yellow. On the bilateral-flash trials, the What implications does the study of redundant-signal
colors of the LEDs could be di¤erent (i.e., a red on the e¤ects in the separated hemispheres have for under-
left and a green on the right). If a red or yellow LED standing parallel processing and its limits after brain bi-
appeared, go responses had to be inhibited even when section? At least two conclusions now seem warranted.
a green LED appeared simultaneously in the opposite First, the separated hemispheres can simultaneously in-
visual field. terpret the significance of simple visual events and reach
independent decisions about appropriate responses. Sec- The Psychological Refractory Period and Response
ond, one limit on parallel independent processing may Gating Further evidence for a response-gating mech-
arise through a gating mechanism that modulates anism comes from two recent studies of the psycho-
response initiation and has subcortical components. logical refractory period (PRP) e¤ect in split-brain
Strategic control of it by one hemisphere (as in the patients. In the typical PRP paradigm, the participant
explicit-stop experiment) and the channeling of con- is instructed to perform two di¤erent tasks in a fixed
flicting response tendencies through it modulates the sequence. For example, Task 1 might require a discrim-
hemispheres’ ability to respond independently and in ination judgment about a visual stimulus together with a
parallel, particularly when they both must respond via manual response by the left hand. The stimulus for Task
the same e¤ector (e.g., the right hand or vocal tract). 2 would be presented at some moment after the onset of
the Task 1 stimulus, and a second response, made with
Dual-task studies in the split-brain patient the right hand or vocally, would be required for Task 2.
Typically, the reaction time for Task 2 increases as the
The studies reviewed in this section investigate the ex- interval (i.e., the SOA) between the onsets of the Task 1
tent to which the separated hemispheres can perform and Task 2 stimuli decreases. This is the PRP e¤ect.
two relatively distinct tasks simultaneously. From our Various results suggest that the PRP e¤ect stems from
previous results with the redundant-signals paradigm, it postponement of either response selection or movement
might be expected that as independent cognitive pro- production stages for Task 2 (Pashler and Johnston,
cessors, the separated hemispheres would do better at 1989; Schumacher et al., 2001). Practice and individual
dual-task performance than do the connected left and di¤erences in participants’ strategies can change the
right hemispheres in normal individuals. However, as we PRP e¤ect (Meyer et al., 1995). In particular, strict or
shall see, this expectation is not always confirmed. lax adherence to task priorities imposed by the instruc-
to, encode, and retain two spatially disparate stimulus the reaction times to detect or identify the target when it
sequences. Holtzman and Gazzaniga (1985) clearly dem- appears in the cued location and when it appears in a
onstrate parallel visual processing capabilities of the sep- noncued location. Responses to cued targets are typi-
arated hemispheres. cally faster and more accurate than responses to noncued
Several more recent investigations echo these same targets. The facilitation provided by an accurate or valid
conclusions based on evidence from di¤erent attention cue (relative to a neutral condition) is called ‘‘attentional
paradigms. Using a visual search task such as the con- benefit.’’ These benefits are thought to result because
junction-search procedure developed by Treisman and attention is aligned with the cued location, facilitating
colleagues (e.g., Treisman and Gelade, 1980), Luck and target detection and identification there. The decrement
colleagues (1989, 1993) showed that split-brain patients in performance when the target occurs in a noncued lo-
could search a display nearly twice as fast when the items cation, called ‘‘attentional cost,’’ is thought to result be-
were displayed bilaterally across the two visual fields cause attention must be realigned or shifted to the target
rather than being displayed within a single hemifield. location (Posner, 1980).
These results are consistent with the operation of two Although the spatial-precuing paradigm is relatively
independent visual spotlights that can be deployed si- simple, seemingly minor changes in the visual stimuli, the
multaneously by the two hemispheres (see also King- response requirements, the temporal parameters, and
stone et al., 1995). In contrast, search rates of control even instructions can invoke di¤erent neurocognitive
observers were essentially the same for unilateral and mechanisms (e.g., Rafal and Henik, 1994). It therefore
bilateral displays, suggesting that they used a single at- should not be surprising that various investigations of
tentional spotlight. split-brain patients with this general procedure have
yielded di¤erent results.
Discrepant Results from Precuing Studies The re- In particular, one important characteristic of the
sults from visual search and visual matching tasks reveal spatial-precuing procedure is the type of cue used to
a capacity for independent attentional processing in the direct attention ( Jonides, 1981; see Rafal and Henik,
separated hemispheres. However, studies with a spatial- 1994, for a review). Attention can be drawn automati-
precuing procedure (e.g., Posner, 1980) paint a more cally to a peripheral location by a transient change in
complicated picture. In this procedure a few locations luminance there. This form of cuing is called ‘‘periph-
are predesignated as potential target locations. Before eral’’ or ‘‘exogenous’’ cuing. Exogenous cues can sum-
the onset of the target, one of the locations is cued. mon attention even when they do not enable the target
Theoretical conclusions may be drawn from comparing location to be predicted. Their e¤ects are relatively fast
abstract In this commentary we argue that the cortical sible to estimate the limit of the performance that can be
modulation on subcortical activity is a critical parameter in accounted for by the probability summation of inde-
determining the amplitude of the redundant target e¤ect in pendent channels. If the actual performance under the
patients with callosal lesions. Chronometrical and functional
neuroimaging evidence in support of this proposal are briefly
multiple-copies condition exceeds this limit, then a ‘‘vi-
reviewed. olation of race inequality’’ is observed, and neural co-
activation must have occurred.
Reuter-Lorenz asks whether the separated hemispheres Recently, Reuter-Lorenz and colleagues (1995) have
can function as independent parallel processors. To ad- reported a paradoxical observation. In a simple reaction
dress this question empirically, she uses the redundant time task to lateralized flashes, two normal subjects, a
target paradigm. This paradigm compares human per- partial split-brain patient with a surgical resection of the
formance when multiple copies of the same stimulus are anterior two thirds of the corpus callosum, and a patient
presented to performance when a single stimulus is pre- with complete callosotomy showed a typical redundancy
sented. In a variety of sensorimotor tasks and, relevant gain, that is, faster RTs to two lateralized flashes pre-
to this book, in simple reaction time (RT) to lateral- sented simultaneously in the two visual hemifields than
ized flashes, RTs are faster when two or more copies of to a single lateralized flash, even when the single flash
the light stimulus are presented, compared to the single- was presented to the visual hemifield ipsilateral to the
flash presentation. This phenomenon, called redun- responding hand. Paradoxically, the complete callos-
dancy gain, can be explained by the summation of the otomy patient showed a greater redundancy gain than
independent probability of detecting each copy of the the normal subjects and partial split-brain patient. Even
sensory stimulus, such that a motor response can be ini- more paradoxically, RTs to redundant flashes in the
tiated by multiple independent channels (horse race complete callosotomy patient exceeded the boundary of
model) or, alternatively, by a reciprocal potentiation of the horse race model and could not be accounted for by
the neural activation produced by each copy of the sen- probability summation mechanisms. Thus, a neural co-
sory stimulus, such that the threshold for motor response activation in the complete callosotomy patient must have
can be reached earlier (coactivation model). Miller (1982) taken place. In contrast, the redundancy gain in normal
proposed a simple method based on the cumulative dis- subjects and in the partial split-brain patient did not
tribution functions of RT under the single-stimulus or violate the ‘‘horse race inequality.’’ In her chapter,
multiple-copies condition. With this approach, it is pos- Reuter-Lorenz proposes that this paradoxical observa-
tion might be explained by a subcortically mediated
gating mechanism. She assumes that in the normal brain,
marco iacoboni Ahmanson Lovelace Brain Mapping Center, under the single-flash condition and for both uncrossed
Neuropsychiatric Institute, Brain Research Institute, David
and crossed response conditions, the visual information
Ge¤en School of Medicine, University of California at Los
Angeles, Los Angeles, California. is e‰ciently transferred through the corpus callosum to
eran zaidel Department of Psychology, University of Cali- the contralateral hemisphere, and a release from a tonic
fornia at Los Angeles, Los Angeles, California. inhibition to motor response is achieved in each hemi-
355
sphere. In complete callosotomy patients, visual transfer 15 ms, whereas the patients with smaller redundancy
is prevented, and such tonic inhibition is not removed in gains not violating probability models had CUDs shorter
either hemisphere. Only when two lateralized flashes are than 15 ms (Iacoboni et al., 2000). We hypothesized that
simultaneously presented in the two visual hemifields long CUDs are associated with violation of probability
can the complete callosotomy patient release this tonic models because of lack of synchronization between vi-
inhibition to motor responses to sensory stimuli. In par- sual areas of the two hemispheres. Callosal fibers are
tial split-brain patients, given that performance is typi- important for interhemispheric synchronization of cor-
cally similar to that of normal subjects, an e‰cient tical activity, and this synchronization is best achieved
callosal visual transfer is assumed. among distant neuronal systems that are reciprocally
The model put forward by Reuter-Lorenz makes two connected if the conduction delays between the neuro-
interesting assumptions that are relevant to callosal nal systems do not exceed one-third of the oscillatory
channels and the Po¤enberger paradigm. First, it is as- cycle time. Cortical oscillations belong to the gamma
sumed that even during the uncrossed response condi- band (30–70 Hz), and a CUD longer than 15 ms would
tion a visual transfer of information to the contralateral interfere even with the slowest oscillation cycle.
hemisphere normally occurs before a motor response is This hypothesis predicts di¤erent neural activation
delivered. Such an assumption seems to be substantiated pattern at extrastriate level in patients with long CUDs
by recent neurophysiological evidence (Chapter 8 in this and large redundancy gains, compared to patients with
volume). Note that this assumption does not invalidate short CUDs and small redundancy gains. That is exactly
the logic of the Po¤enberger paradigm in tapping inter- what we observed in a functional magnetic resonance
hemispheric transmission time. Crossed responses always imaging study of two patients with callosal agenesis. The
require an extra crossing of information from one hemi- patient with a large redundancy gain and long CUDs
sphere to the other, compared to uncrossed responses, had large activations in the extrastriate cortex of the right
before the visual information can reach motor areas hemisphere during a redundant target task, whereas the
controlling motor responses (see Commentary 8.2 in this patient with short CUDs and a small redundancy gain
volume). Second, the e‰ciency of the transfer that al- did not (Iacoboni et al., 2000).
lows visual information to be shared between the two Taken together, these behavioral and fMRI data sug-
hemispheres such that a release from tonic inhibition of gest that even though subcortical structures may be im-
motor response is obtained should be inversely corre- portant for parallel visuomotor processing, their activity
lated with the redundancy gain and with overall RTs in critically depends on cortical modulation. Thus, the sub-
the single-flash condition. The reader must keep in mind cortical gating mechanism postulated by Reuter-Lorenz
that in the canonical single-flash condition, if visual in- might not play a critical role in parallel visuomotor pro-
formation is not shared between the two hemispheres, a cessing. Rather, the disruption of complex cortical in-
tonic inhibition is assumed and the model predicts a teractions determined by the lack of callosal fibers may
general slowing down of RT. Thus, the model predicts be the determining factor in the paradoxical facilitation
that callosal patients should show a greater redundancy observed in some split-brain patients during parallel vi-
gain when their crossed-uncrossed di¤erence (CUD) gets suomotor processing.
longer.
To test these predictions, we studied a series of nine
patients with various callosal pathology using the re-
dundant target paradigm. What we observed was that REFERENCES
some patients had large redundancy gains violating prob- Iacoboni, M., A. Ptito, N. Y. Weekes, and E. Zaidel, 2000.
ability models and that some other patients had smaller Parallel visuomotor transforms in the split brain: Cortico-
redundancy gains not violating probability models. The subcortical interactions. Brain 123:759–769.
presence or absence of probability model violation was Miller, J., 1982. Divided attention: Evidence for coactivation
not associated with a specific callosal lesion. When we with redundant signals. Cognit. Psychol. 14:247–279.
Reuter-Lorenz, P. A., G. Nozawa, M. S. Gazzaniga, and H.
looked at the CUDs observed in these patients, however, C. Hughes, 1995. Fate of neglected targets: A chronometric
we noticed that the patients with large redundancy gains analysis of redundant target e¤ects in the bisected brain. J.
violating probability models had CUDs longer than Exp. Psychol. Hum. Percept. Perform. 21:211–230.
abstract Agenesis of the corpus callosum, a congenital mal- particulars of interhemispheric transfer and integration.
formation of midline structures in the brain, has sometimes An ever-growing literature has emerged on the subject
been referred to as a natural model of the split brain. Although attempting to specify the extent and limits of neural plas-
this anomaly is often associated with other malformations, there
are sporadic reports of acallosal patients without gross con-
ticity in a nervous system that has evolved in the absence
comitant cerebral pathology. Cognitive assessment of the latter of the most important interhemispheric pathway.
has revealed that individuals born without a corpus callosum While callosal agenesis proves to be an excellent
can have normal intellectual abilities. Most experimental work model of cerebral plasticity, it has to be pointed out that
has emphasized the absence of disconnection deficits in agen- this anomaly is often associated with other malforma-
esis of the corpus callosum. However, this notion is increas-
tions and neurological diseases that may result in di¤er-
ingly challenged. Recent studies point to limitations of the
putative compensatory pathways of interhemispheric transfer ent degrees of mental retardation or selective cognitive
and integration in agenesis of the corpus callosum. Thus, and sensorimotor deficits. Neurological research on cal-
acallosal individuals are consistently slower in simple reaction losal agenesis has concentrated on the description of var-
time experiments, and they have di‰culties cross-integrating ious syndromes associated with this pathology as well as
more complex material. Furthermore, they show deficits simi-
on the attempt to specify its neurobehavioral manifesta-
lar to those of split-brain patients in a variety of midline func-
tions in the visual and tactile modalities. They are also impaired tions (Geo¤roy, 1994; Wisniewski and Jeret, 1994). There
on tasks requiring visuospatial analysis and interhemispheric are, however, sporadic reports of acallosal patients with-
transfer of motor and tactuomotor learning. Nevertheless, they out gross concomitant cerebral pathology. The study of
appear to have access to a number of compensatory mecha- these individuals allows for the identification of patterns
nisms, and some of these may be privileged over others in certain of functioning that are characteristic of callosal agenesis
patients, suggesting that there are individual variants of cere-
bral organization in agenesis of the corpus callosum. per se. The purpose of this chapter is to provide an
overview of the clinical and behavioral manifestations of
this malformation.
Agenesis of the corpus callosum, a congenital malfor-
mation of midline structures in the brain, has sometimes What is callosal agenesis?
been referred to as a natural model of the split brain.
First described by Reil in 1812, this anomaly has since The development of the corpus callosum and the ante-
been reported by several investigators. However, it re- rior commissure begins early during fetal life (Loeser
mained nothing more than a curiosity for the pathologist and Alvord, 1968). By the twelfth week of gestation the
until interest in this malformation was revived in the first callosal fibers can be found in its anterior portion,
1960s following the now-classic studies in split-brain the genu. The corpus callosum then develops along an
animals (Sperry, 1961) and commissurotomized patients anteroposterior axis with the splenium being formed by
(Bogen and Vogel, 1962; Sperry, Gazzaniga and Bogen, the eighteenth week. The rostrum, the most anterior
1969) and the subsequent findings by Sperry (1970) that portion of the corpus callosum, appears last between the
individuals born without a corpus callosum do not display eighteenth and twentieth weeks. Various insults to the
the typical disconnection deficits found in split-brain pa- fetus may result in total or partial absence of structures
tients. Since this seminal work, the bulk of neuropsycho- that are under development at the time of the noxious
logical research on callosal agenesis has focused on the event. Thus, damage occurring around the seventh week
may prevent the formation of both the corpus callosum
and the anterior commissure. An injury between the
maryse c. lassonde, hannelore c. sauerwein, and franco
lepore Groupe de Recherche en Neuropsychologie Expéri- seventh and twelfth weeks might result in total absence
mentale, Département de Psychologie, Université de Montréal, of the corpus callosum without interfering with the for-
Montréal, Québec, Canada. mation of the anterior commissure. An insult occurring
357
between the twelfth and twentieth weeks would not pre- phenomenon. It has been described throughout the
vent the development of the genu but might result in the world, but its frequency may vary from one country to
absence of other portions of the corpus callosum causing another. The incidence of this malformation depends
various degrees of partial callosal agenesis. on both the population studied and the diagnostic tech-
The first description of agenesis of the corpus cal- nique employed. Thus, among all children, the inci-
losum was based on an autopsy report (Reil, 1812). dence is 0.0005–0.7%, and among developmentally
While the postmortem exam remains a major source of disabled children it is 2.2–2.4% (see Wisniewski and
detecting this malformation, especially in asymptomatic Jeret, 1994). The number of new cases being reported
cases, the development of more sophisticated techniques is highest in centers that routinely use prenatal sono-
in neuroimaging has allowed for the detection of the graphic examination.
anomaly during the individual’s lifetime. In this context, As was mentioned earlier, agenesis of the corpus cal-
Davido¤ and Dyke (1934) were the first to describe a losum may be clinically asymptomatic and can occur as
case of callosal agenesis diagnosed by pneumoenceph- an isolated phenomenon that is discovered accidentally
alography. Since the advent of less invasive techniques, at autopsy or by neuroimaging. However, more often, it
an increasing number of callosal agenesis patients have is associated with other developmental anomalies. Five
been detected by either computerized tomography, mag- disease entities have been described that are most fre-
netic resonance imaging, or prenatal and postnatal quently associated with agenesis of the corpus callosum.
ultrasonography (e.g., Rauch and Jinkins, 1994). Neuro- These are the Aicardi, Andermann, Shapiro, and acro-
radiological images of the acallosal brain typically show callosal syndromes and Menkes disease (see Geo¤roy,
a marked separation of the lateral ventricles and an en- 1994; Wisniewski and Jeret, 1994). The fact that callosal
largement of the third ventricle and the posterior part of agenesis is often part of one of these syndromes suggests
the lateral ventricles (Figure 15.1). Some of the images the presence of a genetic factor. Indeed, chromosomal
also show the so-called Probst’s bundle, two parallel aberrations are found in a relatively large number of
bands of white matter formed by callosal fibers that failed cases (Serur, Jeret, and Wisniewski, 1988). Most of these
to cross the midline during fetal development that are involve X-linked de novo mutations (e.g., Donnenfeld
usually visualized along either side of the interhemi- et al., 1989; Baranzini et al., 1997). Others are asso-
spheric fissure. ciated with various types of trisomies (Atlas et al., 1988;
As for the epidemiological distribution of this mal- Serur et al., 1988). Familial forms of callosal agenesis of
formation, callosal agenesis is far from being an isolated both dominant and recessive autosomal inheritance have
also been identified (e.g., Andermann et al., 1972; Lynn
et al., 1980; Inbar et al., 1997).
Agenesis of the corpus callosum has also been observed
in association with a variety of clinical entities, such as
hydrocephaly, fetal alcohol syndrome, postradiation en-
cephalopathy, and even schizophrenia. Symptomatic
acallosal patients may manifest mental retardation,
hydrocephaly, epileptic seizures, motor impairment, or
ocular anomalies. These findings are usually nonspecific
and occur in association with numerous other patholo-
gies of the central nervous system.
abstract The interhemispheric transfer time measured by IHTT in acallosals than in commissurotomized patients
the Po¤enberger paradigm typically di¤ers between split-brain as evidence of compensatory mechanisms that are pres-
patients and acallosals. Is this due to the use of di¤erent inter- ent in patients born without the corpus callosum but not
hemispheric routes or to a di¤erent e‰ciency of the same in-
terhemispheric route in the two types of callosal patients? The
present in the surgical split brain. However, the CUD in
data presented here are in support of the latter hypothesis. both acallosals and commissurotomized patients seems
to be sensitive to the manipulation of visual parameters
(Clarke and Zaidel, 1989; Milner, 1994). This may be
In their article on agenesis of the corpus callosum, Las-
compatible with the notion that similar interhemispheric
sonde and colleagues review experimental evidence on
routes are used in both types of patients.
interhemispheric sensorimotor integration mechanisms
The CUD in split-brain patients seems not to be sen-
in patients born without a corpus callosum. They suggest
sitive to motor manipulation (Iacoboni and Zaidel,
that this evidence is relevant to the understanding of
1995). To test whether this is true in acallosals also, we
general mechanisms of interhemispheric sensorimotor
recently tested a patient with agenesis of the corpus cal-
integration in the normal brain.
losum (M.M.) in three di¤erent versions of the Po¤en-
The interhemispheric transmission time (IHTT), as
berger paradigm that were previously administered to
measured by the crossed-uncrossed di¤erence (CUD) in
75 normal subjects, two complete commissurotomy pa-
simple reaction times to lateralized flashes, is typically
tients, and a patient with partial callosotomy (Iacoboni
faster in normal subjects than in patients with agenesis
and Zaidel, 1995). The versions of the task that are rel-
of the corpus callosum, who in turn have a faster IHTT
evant here are a canonical version (basic task) and a
than complete commissurotomy patients. The faster
version in which the complexity of the motor response
IHTT in acallosals can be accounted for by a faster
was increased (motor task). (For a detailed description,
transfer time through the anterior commissure in acal-
see Iacoboni and Zaidel (1995) and Chapter 12 in this
losals and a slower transfer time through subcortical
volume.) M.M. had a CUD of 10.95 ms in the basic task
routes in commissurotomy patients. However, this hy-
and of 11.97 ms in the motor task, thus confirming that
pothesis, seems to be ruled out by case S.P., reported by
acallosals tend to have IHTTs that are longer than those
Lassonde and colleagues. This patient shows agenesis of
of normals but shorter than those of commissurotom-
both corpus callosum and anterior commissure and a
ized patients. Further, M.M. did not show any task by
CUD that is quite similar to, or even smaller than, the
CUD interactions, similar to commissurotomized pa-
CUD of acallosal patients with presence of anterior
tients, and in contrast to normal subjects (Iacoboni and
commissure. Lassonde and colleagues interpret the faster
Zaidel, 1995).
Taken together, these findings and the findings sum-
marco iacoboni Ahmanson Lovelace Brain Mapping Center, marized by Milner (1994) show that the manipulation of
Neuropsychiatric Institute, Brain Research Institute, David visual parameters a¤ects the CUD in acallosals and
Ge¤en School of Medicine, University of California at Los commissurotomized patients but not in normal subjects,
Angeles, Los Angeles, California.
mayim h. bialik and eran zaidel Interdepartmental pro- whereas the manipulation of motor parameters a¤ects
gram in Neuroscience, University of California, Los Angeles, the CUD in normal subjects but not in acallosals and
California. commissurotomized patients. These findings further
370
support the notion that patients born without the corpus to di¤erences in IHTT between acallosals and surgical
callosum and commissurotomized patients use similar split-brain patients.
interhemispheric routes in the Po¤enberger paradigm,
in spite of their di¤erences in IHTT. It is possible that REFERENCES
because acallosals were forced to use these routes since
Clarke, J. M., and E. Zaidel, 1989. Simple reaction times to
birth, whereas commissurotomy patients were able to lateralized flashes: Varieties of interhemispheric communi-
use the callosal route at least until the surgical section of cation routes. Brain 112:849–870.
the cerebral commissures was made, the very same in- Iacoboni, M., and E. Zaidel, 1995. Channels of the corpus
terhemispheric routes are more e‰cient in acallosals callosum: Evidence from simple reaction times to lateralized
than in commissurotomized patients. However, we also flashes in the normal and the split brain. Brain 118:779–
788.
have to keep in mind that the usually concomitant epi- Milner, A. D., 1994. Visual integration in callosal agenesis. In
lepsy and especially the associated pharmacological Callosal Agenesis, M. Lassone, and M. A. Jeeves, eds. New
treatment in commissurotomy patients might contribute York, Plenum Press.
abstract Individuals who are born without a corpus cal- cannot. Apparently, early neuronal reorganization in
losum (callosal agenesis) undergo considerably more brain acallosals includes the development of e¤ective ipsi-
reorganization than do split-brain patients whose cerebral lateral somatosensory connections (at least for touch)
commissures are transected in adolescence or adulthood for
treatment of intractable epilepsy. Findings from two split-brain between their left hand and their left hemisphere, which,
patients (L.B. and N.G.) indicate that certain subordinate an- as in normals, is typically specialized for speech. Left-
atomical pathways can sometimes play a more prominent role hand anomia persists in split-brain patients, even some
in these patients than is the case for normal, callosum-intact, 30 years after their surgeries, suggesting that a compa-
individuals. The anatomical loci associated with interhemi- rable cerebral plasticity within this sensory system is not
spheric transfer times in the Po¤enberger (1912) task for acal-
possible in split-brain patients. In other sensory or motor
losals, split-brain patients, and normals are speculated on and
discussed. domains, certain split-brain patients have exhibited
signs of cerebral plasticity. I will now discuss two such
cases.
Lassonde, Sauerwein, and Lepore’s informative review Split-brain patients L.B. and N.G. are undoubtedly
of callosal agenesis discusses how certain sensory and the most tested split-brain patients in history. All of the
motor interhemispheric functions are preserved in in- forebrain commissures, including the corpus callosum
dividuals born without a corpus callosum, while other and the anterior and hippocampal commisures, were
functions follow an interhemispheric disconnection pat- transected in these patients. Both L.B. and N.G. dem-
tern. One of the important questions that emerges from onstrate the classic disconnection syndromes (Sperry,
this research is to what extent the interhemispheric, in- Gazzaniga, and Bogen, 1969), yet each exhibits unique
trahemispheric, and subcortical pathways have been re- evidence for cerebral plasticity. Unlike most split-brain
organized in acallosals to compensate for the lack of a patients, L.B. demonstrates unusually e¤ective ipsilateral
corpus callosum. As Lassonde and colleagues discuss, motor control of both hands (e.g., Zaidel and Sperry,
one way of addressing this question is to compare findings 1977). This factor appears to play a role in L.B.’s per-
from acallosals and commissurotomized (i.e., split-brain) formance on the Po¤enberger (1912) task. L.B. was
patients. Whereas callosal agenesis is a neurogenesis dis- the only one of four split-brain patients whose crossed-
order in which there is presumably considerable cere- uncrossed di¤erences (CUDs) in reaction times were
bral reorganization by birth, commissurotomy involves una¤ected by changes in visual stimulus parameters
surgical section of the corpus callosum, and possibly other (Clarke and Zaidel, 1989; see also Commentary 13.1 in
forebrain commissures, at an age when there is much this volume). Whereas subcortical visual interhemi-
less opportunity for significant neuronal reorganization. spheric pathways are presumably responsible for the
For example, acallosals typically can name items placed CUDs in the other three split-brain patients, L.B.’s
out of view in their left hand, while split-brain patients CUDs probably reflect an intrahemispheric e¤ect that
represents the di¤erence in the e‰ciency of ipsilateral
and contralateral motor pathways. This may also be the
case for an acallosal patient whom we tested (Clarke and
jeffrey m. clarke University of North Texas, Denton, Zaidel, 1989; however, see Milner, 1994). As Lassonde
Texas. and colleagues note, other acallosals have CUDs that do
372
vary with visual stimulus parameters, which implicates transfer. Reports that split-brain patients can transfer
interhemispheric transfer across visual pathways in these nonsensory abstract codes (e.g., Sergent, 1987) may
patients (i.e., anterior commissure or subcortical visual actually be due to such strategies (e.g., Corballis and
pathways). Acallosals also have enhanced ipsilateral Trudel, 1993). Zaidel (1995) points out that such strat-
motor control of their hands and yet their CUDs typi- egies are particularly e¤ective for binary-choice tasks, in
cally reflect visual transfer, suggesting that interhemi- which a small set of easily learned, verbalizable stimuli
spheric transfer along noncallosal visual routes is are used.
generally more e‰cient than ipsilateral motor pathways. Lassonde and colleagues note that most acallosals and
This is consistent with Lassonde and colleagues’ obser- split-brain patients tested to date on the Po¤enberger
vation that the absence of a corpus callosum may pro- sensorimotor integration task exhibit CUDs that are
duce disinhibition of ipsilateral motor pathways, which typically an order of magnitude larger than those in
may, in turn, conflict with the contralateral motor sys- normals. Furthermore, unlike normals, the CUDs of
tem, resulting in poorer overall motor control. many of these patients vary with visual stimulus param-
Patient N.G. is unique among split-brain patients for eters, such as stimulus eccentricity and/or intensity.
being able to cross-compare left and right visual field As has already been discussed, this implicates a visual-
stimuli (see Zaidel, 1995, for a review). As Zaidel and sensory interhemispheric route in these patients. In split-
colleagues have recently shown, she can cross-compare brain patients who lack all of the forebrain commissures,
nonverbalizeable geometric figures, as well as letters the only possible visual interhemispheric route that re-
presented in the same case (e.g., A A) but not in di¤erent mains is the subcortical intertectal (i.e., collicular) com-
cases (e.g., Aa). She is less able to cross-compare colors. missure. In acallosal patients, visual transfer may be
Importantly, N.G. can do these comparisons while being possible via the intertectal commissure, the posterior
unable to name the stimulus in her left visual field. Pre- commissure (which appears to have tectal targets; see
sumably, visual information is being transferred between Milner, 1994), and/or the anterior commissure. Las-
her hemispheres via subcortical visual pathways and is sonde and colleagues rule out the anterior commissure
processed at a level that allows for perceptual com- as contributing to the CUDs in acallosals who have this
parisons but not verbal naming. The transfer may even structure. If the intertectal commissure is responsible for
be unidirectional, from the left hemisphere to the non- the CUDs in acallosals, as appears to be the case in most
speaking right hemisphere, which also would explain split-brain patients, then one would expect the CUDs
why she cannot name left-visual-field (right-hemisphere) of acallosals and of split-brain patients to behave in a
stimuli (Zaidel, 1995). The subcortical visual system is similar way. Yet di¤erences are apparent across these
sensitive to such rudimentary visual characteristics as two populations. As Lassonde and colleagues note, the
movement, stimulus position, line orientation, and con- CUDs of acallosals are typically smaller (@20 ms) than
trast. N.G. may have a particularly e¤ective subcortical that of split-brain patients (20–96 ms). Furthermore,
visual system that allows for cross-comparisons of stimuli while stimulus eccentricity manipulations have similar
based on such features as the orientation and thickness e¤ects on the CUDs of acallosals and split-brain pa-
of the lines or edges that make up a stimulus. Acallosal tients, changes in stimulus intensity have greater e¤ects
patients may, like N.G., also have developed a highly on the CUDs in acallosals than in split-brain patients
e¤ective visual subcortical system. As Lassonde and col- (Clarke and Zaidel, 1989). These di¤erences between
leagues note, the subcortical visual system may be able acallosals and split-brain patients could be due to either
to transfer certain types of visuospatial information, di¤erences in organization of the subcortical pathways
while more complex visual pattern information that, in or a commissure other than the intertectal commissure
turn, can be named is probably transferred across the being responsible for the CUDs in acallosals. The pos-
anterior commissures in acallosal patients who have this terior commissure is one possibility, as suggested by
structure. This latter function may be unique to acal- Lassonde and colleagues’ findings in acallosal patient
losals, since interhemispheric transfer of visual pattern S.P., whose posterior, but not anterior, commissure is
information is not possible in split-brain patients with intact. The anterior commissure is the other possible
intact anterior commissures (McKeever et al., 1981; route in acallosal patients who have this structure. It
Holtzman, 1984). would be somewhat surprising to find that the anterior
In both acallosals and split-brain patients, one should commissure can transfer pattern information in acal-
not rule out the possibility of interhemispheric cross- losals but cannot transfer information pertaining to the
cuing or intrahemispheric guessing strategies that other- presence of a light flash. The similarity in CUD mea-
wise may be interpreted as noncallosal interhemispheric sures between patient S.P., who lacks an anterior com-
abstract We have measured in a ‘‘healthy’’ acallosal subject The time needed for intrahemispheric and interhemi-
crossed and uncrossed reaction times with both distal and spheric integration of simple visuomotor responses is
proximal movements. It is found that the crossed-uncrossed classically estimated by the Po¤enberger paradigm. The
di¤erences measured in the two hemifields are highly asym-
metric in that, for both types of movements, the time lag task compares the manual reaction times (RT) for stim-
between crossed and uncrossed reactions is very large for re- uli briefly presented in the same (ipsilateral) or in the
sponses in the left hemifield and null or negative for responses opposite (contralateral) visual field as the responding
in the right hemifield. This indicates that visuomotor integra- hand. Owing to the organization of visual and motor
tion between an input to the right hemisphere and an output pathways, the uncrossed reactions performed on ipsi-
from the left hemisphere (i.e., right hand responding to left
stimuli) is abnormally long, whereas visuomotor integration is
lateral trials are faster than the crossed reactions of
extremely fast when the right stimuli (which are detected by contralateral trials because the latter require an addi-
the left hemisphere) are responded to by the left hand. The tional time for information transfer across the two sides
striking laterality e¤ect suggests a functional asymmetry in the of the brain. Ever since the pioneering study (Po¤en-
hemispheric control of both distal and proximal motility of berger, 1912) the crossed-uncrossed di¤erence (CUD)
the ipsilateral hand. The fast visuomotor processing reflects
is considered an estimate of the time needed for inter-
involvement of the ipsilateral motor routes from the left hemi-
sphere that make interhemispheric transmission unnecessary hemispheric communication, and indeed, the CUD is
for the execution of the crossed responses by the left hand. On found to be extremely long in patients with acquired or
the contrary, the lengthened interhemispheric transfer, due to congenital absence of the corpus callosum (Hoptman
the callosum lack, is responsible for the long visuomotor inte- and Davidson, 1994).
gration shown on responses of the right hand to the left stimuli. The crucial question raised by the Po¤enberger para-
Functional superiority of the left hemisphere in controlling
distal and proximal motility is not peculiar of the acallosal digm concerns the nature—motor or visual—of the in-
brains, as suggested by the recent magnetic resonance imaging formation that is interhemispherically transmitted in the
results on normal subjects. In acallosal subjects, however, the crossed condition of response.
direct access of the left hemisphere to the motility of the left There is now converging evidence indicating that in-
hand becomes an especially e‰cient mechanism for mastering terhemispheric integration of visuomotor responses is
fast visuomotor integration.
subserved by both motor and visual callosal routes (Ia-
coboni and Zaidel, 1995). In normals the motor channel
dominates, as indicated by the fact that manipulations of
Lassonde and colleagues discuss various issues related to
the brightness and the eccentricity of visual stimuli a¤ect
interhemispheric integration in callosal agenesis. In this
overall RT but do not modify the interhemispheric trans-
commentary, as was done in Commentary 15.2, we will
mission time (Berlucchi et al., 1977; Clarke and Zaidel,
focus on sensorimotor integration in particular, using
1989; Iacoboni and Zaidel, 1995).
the Po¤enberger paradigm.
One can argue, however, that interhemispheric trans-
fer of the motor command might not occur when the
marirosa di stefano and carla salvadori Dipartimento di responses to contralateral stimuli are performed by prox-
Fisiologia e Biochimica, Pisa, Italy. imal movements. In fact, according to clinical and ex-
376
Figure 15.2. Crossed and uncrossed RT measured in normal ments. Data for adults are from Di Stefano et al. (1980). Data
controls with distal (keypress) and proximal (lever pull) move- for children are from Di Stefano and Salvadori (1998).
perimental evidence, the proximal motility is likely to pathways more than normal brains do, as a compensa-
be subserved by bilateral motor pathways (Laget et al., tory mechanism for the absence of direct interhemi-
1977; Kuypers, 1989; Benecke, Meyer, and Freund, spheric connections (Dennis, 1976; Laget et al., 1977).
1991), and then it is theoretically possible that a visual Accordingly, one might expect in acallosal subjects the
input channeled into a single hemisphere might directly annulment of CUD for proximal responses.
initiate proximal movements on both sides of the body. We have recently studied with the Po¤enberger
If this were the case, the crossed proximal responses, paradigm an acallosal boy, F.B., who has no other neu-
being controlled by the same hemisphere that is receiv- rological deficits or lesions but the lack of a corpus cal-
ing the visual stimulus, would not require interhemi- losum (Di Stefano and Salvadori, 1998). This ‘‘healthy’’
spheric integration, and the CUD would be absent. agenic subject performed visuomotor responses by distal
In Figure 15.2 are reported the crossed and uncrossed and proximal movements under the same experimental
RT measured in normal subjects—adults and children— conditions as the normals in Figure 15.2. F.B. was tested
on distal responses (consisting in a keypress by flexion of several times between 8 and 11 years of age and pro-
the thumb) and proximal responses (consisting in a lever vided, overall, 480 distal RTs and 320 proximal RTs,
pull by flexion of the forearm). The results point out that that is, 120 distal and 80 proximal responses for each of
both types of movements are associated with small but the four hand/field combinations. The results are re-
significant CUDs due to the systematic prevalence in ported in Figures 15.3 and 15.4.
speed of the uncrossed reactions over the crossed ones. Figure 15.3 shows that with both types of movements,
The finding is taken as an evidence that in normal sub- the crossed reactions of F.B. are much slower than the
jects, the motor output does not interfere with visuomo- uncrossed ones, yielding crossed-uncrossed di¤erences
tor integration, since the crossed reactions, both distal that are about 10 times longer than corresponding CUDs
and proximal, require additional time for interhemi- of the normal controls. From these results, one might
spheric information transfer (Di Stefano et al., 1980). infer that in callosal agenesis the ipsilateral motor routes
It has been suggested that the brains with congenital are not involved in the crossed visuomotor integration.
lack of the corpus callosum might rely on ipsilateral motor The reactions to contralateral stimuli are abnormally
delayed, regardless of the type of movement performed It is found that the crossed visuomotor integration
for responding, and this suggests that in acallosal sub- between stimuli in the LVF (detected by the right hemi-
jects the manual responses, both distal and proximal, are sphere, RH) and responses of the right hand is extremely
entirely controlled by the opposite hemisphere (Aglioti slow. The finding is quite compatible with the view that
et al., 1993). this hand is under the full control of the opposite hemi-
However, when the data of F.B. are analyzed ac- sphere and then an interhemispheric transfer is needed
cording to the side of stimulus presentation, the rate of to execute the crossed reactions. The defective inter-
crossed visuomotor integration is found to be strikingly hemispheric communication due to the callosal lack does
asymmetric between the two hemispheres. account for the very long CUDs assessed in the LVF.
Inspection of Figure 15.4 reveals that the extent of the Indeed, the almost identical distal and proximal CUDs
CUDs measured in the two hemifields is quite di¤erent. (distal: 31.1 ms, proximal: 31.8 ms) strongly suggest that
In the left hemifield (LVF), for both types of movements the crossed responses of the right hand, both distal and
the CUD is extremely long because of the extreme proximal, are dependent on a common mechanism of
lengthening of the crossed reactions. In the right hemi- interhemispheric transmission with constant temporal
field (RVF) for distal responses the CUD is virtually null, characteristics.
owing to the tendency of the crossed reactions to be as On the assumption that the motor outcome of each
fast as the corresponding uncrossed RT; on proximal hand is entirely controlled by the opposite hemisphere,
responses the right CUD is negative as a result of the the very fast integration between stimuli in the RVF
significant prevalence in speed of the crossed RT. Sta- (reaching the left hemisphere, LH) and responses by the
tistical analyses rule out that the left/right asymmetry of left hand seems rather paradoxical. The contralateral
distal and proximal CUDs might depend on unequal processing (which would require the time-consuming
detection of the visual stimuli in the two hemifields and interhemispheric transmission) is carried out with virtu-
indicate that the laterality e¤ect is related to the very ally no delay when the left hand responds with distal
di¤erent times that the left and the right hand require movements, as indicated by the near null CUD in the
for reacting to contralateral stimuli. RVF. When the responses are performed by proximal
movements, the crossed reactions of the left hand are might be hinted by the extent of distal and proximal
even faster than the uncrossed responses of the right CUDs in the RVF. As expected, the ipsilateral motor
hand (advantaged by the processing in the same hemi- control seems to be mostly e¤ective on the proximal
sphere of both stimulus and response), leading to a large movements. A large and negative CUD parallels in fact
and negative CUD in the RVF. the consistent advantage of the proximal crossed re-
It is unlikely that the striking asymmetry in the velo- sponses of the left hand over the uncrossed responses of
city of visuomotor integration between the two hemi- the right hand. Although on the distal responses there is
spheres might result from a di¤erential transmission rate no systematic prevalence of the crossed reactions, the
through the indirect pathways subserving interhemi- null CUD shows that e¤ectiveness of the ipsilateral
spheric communication in the acallosal brains (Milner et pathway is good enough to command finger responses of
al., 1985; Aglioti et al., 1993). It is most conceivable that the left hand that are as fast as the corresponding re-
the crossed integration between stimuli detected by the actions of the right hand, controlled by the contralateral
LH and responses by the left hand is not dependent on hemisphere.
information transfer from the LH to the RH and is in- In conclusion the di¤erent extent of the CUDs mea-
stead performed intrahemispherically within the LH. sured in the two hemifields of the agenic subject reveals
All together, the results of the agenic subject suggest that with both distal and proximal movements the
an additional motor control of the left hand through visuomotor integration on the contralateral hand-field
ipsilateral descending routes that make the interhemi- combinations is highly asymmetric in speed. The very
spheric transfer unnecessary for the execution of crossed fast processing of contralateral stimuli by the left hand
responses. In this case the e‰cacy of the ipsilateral mo- can be ascribed to the functional superiority of the left
tor command determines the speed of the contralateral hemisphere in controlling the ipsilateral motor output.
integration. If we consider that the crossed reactions of In agreement with earlier neurological reports (De
the left hand are subserved by this ipsilateral system, Renzi, 1989) recent magnetic resonance imaging studies
then its e¤ectiveness in controlling the manual responses have provided evidence that in normal subjects the left
The section on partial and complete split-brain patients Proverbio and Zani’s commentary documents a parallel
includes a chapter by Iacoboni and Zaidel on partial between behavioral and ERP evidence for interhemi-
callosotomy. They argue that although callosal anatomy spheric transfer of sensorimotor signals in complete cal-
is more complex than was previously thought and a losotomy patient J.W. Proverbio and Zani chose to focus
precise topographical arrangement of fibers connecting on choice RT with stimuli consisting of horizontal and
various cortical areas is probably restricted to limited vertical gratings to engage the ventral visual stream and
regions of the corpus callosum (CC), it is nonetheless pos- make the measurements more sensitive to visual param-
sible with a careful series of behavioral studies to define eters. They argue that targets consisting of small patches
the functional status of callosal channels in patients with of light engage the dorsal stream conveyed by the
partial callosal section or partial callosal lesions. collicular-parietal pathway and sensitive only to motion
Marzi and colleagues use ERP to investigate fast and and location.
slow callosal channels responsible for visuomotor trans- J.W. had much reduced early components (P1, N1)
fer, compatible with the delays observed in chrono- of the ERP over the hemisphere ipsilateral to the stim-
metric studies in normals and partial split-brain patients. ulus, consistent with visual disconnection. By contrast,
They observe some consistency but also some inconsis- late ERP components, specifically a P300 selective to tar-
tency between electrophysiological measures and be- get stimuli, did appear over the ipsilateral hemisphere
havioral measures in partial split-brain patients. at about normal latency and amplitude. This means
Hughdahl, in his commentary to Iacoboni and Zaidel’s that robust decision/response codes were immediately
chapter, emphasizes the role of attentional channels that available to the nonviewing hemisphere. That is con-
would be supramodal, not linked to any specific sensory sistent with Reuter-Lorenz’s thesis that early attentional
modality. The presence of these channels may actually processes show disconnection, whereas response ini-
explain the inconsistency between the electrophysiologi- tiation processes are shared between the disconnected
cal and behavioral measures. hemispheres (see chapter, this volume).
In their commentary on Marzi and colleagues’ chap- However, Proverbio and Zani also describe a left ne-
ter, Proverbio and Zani clarify the nature of interhemi- glect gradient in J.W., which they attribute to discon-
spheric sensorimotor interaction in the split brain by nection. We have not observed a similar gradient in any
juxtaposing behavioral and ERP evidence in callos- of four complete commissurotomy patients, including
otomy patient J.W. While Marzi and colleagues show a those who, like J.W., exhibited a CUD which is sensitive
discrepancy between behavioral and ERP measures of to eccentricity (Clarke and Zaidel, 1989).
the CUD in SRT in two partial callosotomy patients, Proverbio and Zani’s discussion drives home the in-
creased inferential power provided by the confluence of
behavioral and physiological data in the same experi-
ment, by analyzing separately the e¤ects of crossed and
eran zaidel Department of Psychology, University of Cali- uncrossed responses. First they show both behaviorally
fornia at Los Angeles, Los Angeles, California. and physiologically that uncrossed (i.e., hemispherically
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
pure) responses in the LH (RVF/right hand) exhibit a
Neuropsychiatric Institute, Brain Research Institute, David
Ge¤en School of Medicine, University of California at Los bias to the right (faster RT at 7 than at 4 ) and a neglect
Angeles, Los Angeles, California. of LVF targets. They proceed to contrast this pattern
381
with crossed responses (RVF/left hand, LVF/right hand). losal agenesis and split-brain patients is whether this
The behavioral data do not allow one to determine which transfer is qualitatively similar or not to the transfer of
hemisphere controls the responses in a crossed condi- information observed in complete split-brain patients.
tion, but the physiological data can monitor responses in Lassonde’s data cannot directly address this question. In
each hemisphere during these responses. Apparently, their commentary to Lassonde’s article, Iacoboni and
during crossed responses, there were substantial P300 colleagues discuss some data obtained in callosal agen-
amplitudes over the LH to LVF stimuli (comparable to esis patients in various versions of the Po¤enberger
P300 amplitudes over the right hemisphere (RH) to RVF paradigm. They compare these findings with the findings
stimuli) and the P300 to RVF stimuli was no longer obtained in complete split-brain patients and conclude
larger for 7 than 4 eccentricities. In the behavioral data, that the quicker transfer observed in callosal agenesis
too, crossed responses showed comparable RTs to LVF patients is not due to a qualitatively di¤erent extracal-
and RVF stimuli and similar RTs to 7 and 4 RVF losal channel used by acallosals. Probably, compensa-
stimuli. It thus appears that crossed responses are ‘‘pro- tory mechanisms due to the lack of the corpus callosum
cessed’’ in the hemisphere ipsilateral to the stimulus VF at birth can explain the di¤erent e‰ciencies of transfer
and that the crossed conditions equilibrate or counteract between the two population of patients. A similar con-
the attentional bias across space in the two hemispheres clusion is reached by Clarke in his commentary.
of J.W. In contrast, Di Stefano and Salvadori emphasize the
The role of sensory, motor, and attentional manipu- hemispheric contribution to interhemispheric visuomo-
lations in the Po¤enberger paradigm and their e¤ect tor integration that seems to play a prominent role in
in chronometric findings in complete split-brain patients some patients born without the corpus callosum.
is the main theme of Zaidel and Iacoboni’s chapter. Banich’s and Hugdahl’s commentaries are distin-
The data reviewed suggest a variety of parallel inter- guished by introducing new behavioral paradigms that
hemispheric extracallosal routes in these patients. These go beyond SRT and study interhemispheric transfer in
routes are subject to individual di¤erences that de- relation to hemispheric specialization. Their techniques
termine di¤erent responses to manipulations, across will therefore be discussed in some detail.
patients.
Corballis and Forster review data on the e¤ects of vi- The bilateral distribution advantage (BDA)
sual parameters on interhemispheric transfer in com-
missurotomized patients. Taken all together, the data When two visual stimuli have to be compared and the
are in line with the findings of Zaidel and Iacoboni, sug- task is simple enough, there is an advantage to compar-
gesting that it is response information, not stimulus isons within the same VF compared to comparisons
information, that is transferred in tasks requiring inter- between the two VFs. But when the task is complex
hemispheric visuomotor integration. enough, there is an advantage to comparisons between
Reuter-Lorenz addresses the question of whether the the two VFs relative to within either VF. This is termed
separated hemispheres can function as independent par- the bilateral distribution advantage (BDA). The BDA
allel processors, using various paradigms. She reports the seems to be independent of stimulus alignment ( Jeeves
paradoxical observation that a complete callosotomy and Lamb, 1988), and it is therefore not due to scanning
patient had a greater redundancy gain than normal habits. It disappears with sequential presentations (Hel-
subjects and a partial split-brain patient. Reuter-Lorenz lige, 1987), and it can be reversed with practice (Lie-
proposes that this paradoxical observation might be ex- derman et al., 1985), presumably by making the task
plained by a subcortically mediated gating mechanism. easier. The standard account of the BDA is that it allows
Iacoboni and Zaidel, however, provide an alternative parallel processing of an abstract code in each hemi-
explanation for Reuter-Lorenz’s findings. They propose sphere, which more than compensates for the cost of cal-
that the amount of facilitation observed during parallel losal relay of the code for final comparison. This means
visuomotor tasks may be mediated by cortical modula- that the BDA should occur only for tasks that show in-
tion of subcortical structures. In support of this view, dependent hemispheric processing, that is, direct ac-
they report chronometric data from nine patients and cess, and not for tasks that are strongly lateralized (cf.
fMRI data from two callosal agenesis patients. Berger and Perret, 1990).
The study of callosal agenesis is the central topic of Banich and her associates developed a paradigm de-
Lassonde and colleagues’ chapter. They review clinical, signed to minimize confounds due to attentional scan-
radiological, and behavioral findings in patients born ning direction, stimulus eccentricity, scanning distance,
without the corpus callosum. One of the question that and task information load (cf. Banich and Belger, 1990).
emerges with regard to interhemispheric transfer in cal- Subjects have to decide whether a letter on the bottom
abstract The contribution of the corpus callosum to human There are a number of neurological and neuro-
intelligence is not well understood. Clinical neuropsychological psychological syndromes that include cognitive deficits
assessment and investigation of cognitive deficits related to that may be attributable, at least in part, to dysfunc-
callosal dysfunction will require appropriately sensitive mea-
sures. Multiple sclerosis (MS) involves degeneration of white tion of the corpus callosum. However, in most cases the
matter, including the corpus callosum, and deficits in complex exact contribution of callosal dysfunction to the cogni-
recent memory, concept formation, abstraction, and mental tive deficits is uncertain. Multiple sclerosis (MS) involves
fluency. Callosal dysfunction has been reported in learning dis- degeneration of white matter, including the corpus cal-
abilities and dyslexia. This paper describes studies of callosal losum, and neuropsychological deficits in complex re-
function in MS with a particular focus on the sensitivity of var-
ious measures of interhemispheric interaction. Data from adult
cent memory, concept formation and abstraction, and
dyslexics are presented regarding the detectability of callosal mental fluency. However, little attention has been paid
dysfunction in a syndrome with less clear callosal damage. to the degree and nature of callosal dysfunction in MS
Performance of these two clinical groups is compared to the patients and to the contribution of callosal dysfunction
performance of commissurotomy patients, individuals with to cognitive deficits.
agenesis of the corpus callosum, and normal adults and chil-
Callosal dysfunction has also been suggested to con-
dren. Several conclusions are suggested: (1) Not every test of
callosal function will be adequately sensitive in a particular tribute to learning disabilities, developmental dyslexia,
clinical population; (2) deficits are more apparent when tests attention deficits, autism, and schizophrenia. In these
demand interhemispheric transfer of more complex infor- cases there is at best only suggestive evidence of callosal
mation; (3) a bimanual coordination task, the Tactile Perfor- neuropathology. Thus, callosal dysfunction may be a by-
mance Test, and the Finger Localization Test all proved to be product of other neuropathology but contribute to the
particularly sensitive; and (4) evoked potentials to lateralized
visual stimuli provide a direct measure of posterior callosal pattern of neuropsychological deficits.
function.
Research questions
The contribution of callosal function to neurocognitive The study of interhemispheric interactions in clinical
abilities is not yet known. For example, commissurotomy populations allows the researcher to ask two important
(i.e., surgical cutting of all of the cerebral commissures, kinds of questions:
including the corpus callosum) does not dramatically . What can be learned about the relationship between
alter measured I.Q . Similarly, individuals born without
callosal function and human cognitive ability from pa-
a corpus callosum (i.e., agenesis of the corpus callosum)
tients with known callosal pathology? What role does
can have normal scores on I.Q . tests. However, in both
callosal pathology play in the cognitive symptoms of the
cases the individuals manifest subtle deficits in cognitive
particular group of patients? Dysfunction of which parts
function that are likely due to callosal absence.
of the corpus callosum (i.e., callosal channels) disturb
what specific sorts of interhemispheric transfer and cog-
nitive function?
warren s. brown Travis Research Institute and The Gradu-
ate School of Psychology, Fuller Theological Seminary, Pasa-
. What role does callosal pathology play in neuro-
dena, California. cognitive disorders that are not thought to be associated
391
with dysfunction of the corpus callosum? Can one ac- . Intermanual transfer of learning of a complex tac-
count for cognitive deficits by demonstrating callosal tile maze
dysfunction in the patient group? These tests were selected because they have been fre-
Studies of callosal function in MS patients will be de- quently used in testing acallosal and commissurotomy
scribed with reference to the first kind of question, that patients. However, they do not represent a complete
is, what we can learn about the role of the corpus cal- battery for assessment of callosal function.
losum in human cognition by studying those with known
callosal pathology. Data from adult dyslexics will be Summary of subjects studied
presented in which the second set of questions were the
focus, that is, what role, if any, callosal dysfunction plays Performance on this same battery of tests of callosal
in dyslexia. Performance from these two clinical groups function will be summarized for six di¤erent groups with
on tasks demanding interhemispheric interactions will progressively decreasing degrees of callosal dysfunction.
be compared to the results from commissurotomy pa-
tients, individuals with agenesis of the corpus callosum, Commissurotomy Patient L.B. from the California
and normal adults and children to assess the contribu- series of split-brain patients originally studied by Sperry
tions of callosal function to cognitive processing deficits. and his colleagues (research summarized by Sperry,
1974; Bogen, 1993; Zaidel, Zaidel, and Bogen, 1999;
Callosal function measures patients described by Bogen, 1969) was tested in our
laboratory on some of these measures, and data from
Assessment of the contributions of callosal dysfunction
other measures has been reported in the literature. This
to the neuropsychological profile of a particular clinical
patient anchors the most extreme end of the hemi-
population can proceed only on the basis of measures of
spheric disconnection continuum in that not only is the
interhemispheric interactions that are well understood
corpus callosum severed, but all of the interhemispheric
in terms of their sensitivity to various levels of callosal
commissures are cut as well. Thus, L.B. provides per-
disturbance. Thus, for each proposed measure of cal-
formance levels indicative of the complete absence of
losal function, it is important to know the following:
interactions between the hemispheres via the forebrain
. Whether the measure that is presumed to be de- commissures.
pendent on the corpus callosum shows clear deficits in
commissurotomy patients or individuals with agenesis of Agenesis of the Corpus Callosum We have studied
the corpus callosum two individuals (M.M. and J.D.) who are both normally
. Whether the measure is su‰ciently sensitive to re- intelligent late adolescents who have succeeded in grad-
flect more subtle changes in callosal function associated uating from high school and are functioning relatively
with normal child development normally within the community (Brown et al., 1999).
. Whether the kind or degree of callosal pathology in Because both individuals have an anterior commissure
clinical populations a¤ects the measure in a consistent that is clearly visible in magnetic resonance imaging
manner (MRI), they represent a lesser degree of commissural
disturbance than that seen in L.B. Here, it can be argued
Studies of callosal function in clinical populations will
that dysfunction in interhemispheric interaction is due
be described that use measures presumably reflecting
specifically to callosal absence, while preservation of
interhemispheric interactions. The measures used in
interhemispheric interactions may reflect contributions
our research include the following:
of the anterior commissure.
. Evoked potential indices of the time and e‰ciency
of interhemispheric transmission (EP-IHTT) Multiple Sclerosis MS is a progressive demyelinat-
. The bilateral visual field advantage, a measure of ing neural disease that attacks the periventricular areas
the ability to compare two complex visual stimuli (letters of the brain most vigorously. On the basis of MRI scans,
and patterns) when they are simultaneously flashed one callosal lesions are seen in 55% to as high as 93% of MS
to each visual field patients (Simon et al., 1986), and callosal atrophy in 40–
. The ability to coordinate the speed of movement of 60% of patients (Simon et al., 1986; Dietemann et al.,
the hands to accomplish a bimanual coordination task 1988; Rao et al., 1989). Thus, MS subjects represent
. Transfer of complex tactile spatial learning between a group with varying degrees of callosal involvement.
hands (hemispheres) in the Tactile Performance Test Some studies have directly compared MRI indices of
. Intermanual transfer of the sequence of finger lesion sizes and locations or degree of atrophy to deficits
touches in the Finger Localization Test in interhemispheric transfer (e.g., Rao et al., 1989; Pel-
occur earlier in recordings made over the contralateral in simple reaction time (Marzi, Bisiacchi, and Nicoletti,
hemisphere than over the ipsilateral (cross-callosal) 1991).
hemisphere. The di¤erence in latency between these
components when recorded over the contralateral and Normal Children As one might expect, evoked po-
ipsilateral hemispheres has been used as an index of tential estimates of IHTT decrease progressively as a
interhemispheric transmission time (IHTT) (see, for child’s corpus callosum myelinates (Figure 16.3A). We
example Rugg, Lines, and Milner, 1984; Saron and have been able to show that N1 EP-IHTT decreases
Davidson, 1989). In normal adults the EP-IHTT varies between a group of 7- to 9-year-olds (28 ms) and a
from 15 to 25 ms for P1 and from 10 to 20 ms for N1 group of 10- to 12-year-olds (12 ms) but does not con-
(Figures 16.2A and 16.2D). Interestingly, and as yet un- tinue to decrease in a group of 13- to 17-year-olds
explainably, the EP-IHTT has been consistently found (14 ms) (Hagelthorn et al., 2000). That is, decreasing
to be faster for right-to-left transmission than for left-to- callosal transfer time reaches an asymptote early in the
right transmission (see data and meta-analysis by Brown, second decade of life. This result is consistent with the
Larson, and Jeeves, 1994). A similar asymmetry in IHTT decreasing tactile EP-IHTT during late childhood re-
has been suggested for the crossed-uncrossed di¤erence ported by Salamy (1978). Thus, increasing myelinization
abnormal in both MS subgroups, it was only the sub- Dyslexia While callosal dysfunction has been demon-
group of MS patients with abnormal cross-callosal EPs strated in several previous studies (Gladstone et al.,
for which abnormalities of bimanual coordination (BCT) 1989; Davidson et al., 1990; Davidson and Saron, 1992),
and interhand transfer of tactile-spatial information the existence of callosal deficits in dyslexia is not well
(TPT) could be detected. Thus, visual EPs can provide established, nor is the nature of such deficits well under-
an important index of the degree of dysfunction of the stood. Our study of adult dyslexics (Moore et al., 1995,
posterior callosum, which, in these data, was predictive 1996; Markee et al., 1996) yielded evidence of callosal
of deficits in visuomotor and tactile-spatial intermanual dysfunction in EP-IHTT, bimanual coordination, and
performance. finger localization. The only test of callosal function for
The contribution of callosal dysfunction to the neu- which adequate data were available that did not show
ropsychological profile of MS (e.g., deficits in memory, evidence of callosal dysfunction was the BFA, which was
abstraction, and mental fluency) needs further study. also normal in both subgroups of MS patients.
However, aided by EP and MRI methods of revealing Callosal dysfunction as revealed in these measures
degree and location of callosal dysfunction, further study might not be a direct cause of the reading disability.
of MS patients should contribute considerably to under- Several other possibilities must be considered. First,
standing the importance of interhemispheric interactions callosal dysfunction may be a separate dysfunction re-
via the corpus callosum for various higher mental abili- lated to dyslexia only in that the two conditions tend to
ties in humans. co-occur. Second, it may be that callosal problems relate
abstract The serial information-processing model (see vestigate interhemispheric mechanisms of basic sensori-
Chapter 12 in this volume) and the equilibrium model (see motor integration in a series of MS patients with
Chapter 10 in this volume) of callosal functions were con- relapsing-remitting form.
trasted in this study. The timing of interhemispheric visuo-
motor integration was investigated in a group of multiple scle- Since the beginning of the century, simple reaction
rosis (MS) patients with mild disability and various degrees of times to lateralized flashes have been used to estimate
callosal atrophy. Interhemispheric transfer time in MS patients interhemispheric conduction delay (Po¤enberger, 1912).
was similar to that of normal controls. In contrast, a patient In this task, simple visual stimuli are presented to the left
with complete callosotomy had an interhemispheric transfer or right visual hemifield. On detection of the stimulus,
time much longer than those of normals and MS patients.
These findings reinforce the notion that interhemispheric vi-
subjects are required to respond with the left or the
suomotor integration is subserved by specific callosal channels right hand. When stimuli and response are contralateral
that may be selectively impaired by specific lesion locations but (crossed condition), it is necessary to transfer informa-
that are generally spared by a nonspecific process of atrophy of tion from the hemisphere that receives the visual stimu-
the corpus callosum. These data are more naturally explained lus to the hemisphere that controls the motor response.
by the serial information-processing model of callosal func-
When stimuli and responses are ipsilateral (uncrossed
tions during visuomotor interhemispheric integration.
condition), in contrast, there is no need for interhemi-
As Brown demonstrates in his chapter, a number of be- spheric transfer. When one subtracts reaction times (RT)
havioral and electrophysiological studies have shown in- of the two uncrossed conditions (left hand/left visual
terhemispheric disconnection symptoms in patients with hemifield and right hand/right visual hemifield) from
multiple sclerosis (MS). This is not surprising, given the those of the two crossed conditions (left hand/right vi-
available magnetic resonance imaging (MRI) evidence sual hemifield and right hand/left visual hemifield) and
of callosal lesions and callosal atrophy in a high per- divides by 2, one obtains an estimate of the interhemi-
centage of MS patients (Huber et al., 1987; Pozzilli spheric conduction delay called crossed-uncrossed dif-
et al., 1991). Here, we used a classic paradigm to in- ference (CUD).
A variety of interhemispheric routes may, in principle,
subserve the integration of visual stimuli and motor re-
sponses between the two hemispheres (Clarke and Zaidel,
francesco tomaiuolo IRCCS Fondazione Santa Lucia, 1989). However, empirical evidence suggests that the
Rome, Italy. shortest interhemispheric transfer occurs through the
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
corpus callosum. Indeed, normal subjects have an in-
Neuropsychiatric Institute, Brain Research Institute, David
Ge¤en School of Medicine, University of California at Los terhemispheric conduction delay of about 4 ms (Marzi,
Angeles, Los Angeles, California. Bisiacchi, and Nicoletti, 1991), whereas patients with
m. altieri, vittorio di piero, and gian l. lenzi Clinica complete surgical section of the corpus callosum carried
Neurologica, Department of Neurological Sciences, University out to obtain relief from intractable epilepsy have a
La Sapienza, Rome, Italy. much longer interhemispheric conduction delay, rang-
carlo pozzilli Clinica Neurologica, Department of Neuro-
logical Sciences, University La Sapienza, Rome, Italy. ing from 25 ms to 75 ms (Iacoboni and Zaidel, 1995;
carlo a. marzi Department of Neurological and Visual Marzi et al., 1991). Furthermore, patients born without
Sciences, University of Verona, Verona, Italy. a corpus callosum tend to have an intermediate inter-
407
hemispheric conduction delay, usually ranging from 15 that during crossed responses the initiation of motor
to 20 ms (Marzi et al., 1991). command in the less activated hemisphere is much slower
Recent anatomical studies on the fiber composition of than the initiation of a motor command in the activated
the human corpus callosum have demonstrated that cal- hemisphere (directly receiving the visual input) during
losal fibers have wide di¤erences in diameter size. Mye- uncrossed responses.
linated callosal fibers tend to have larger diameter than All these equilibrium models assume the cooperativity
the unmyelinated ones (Aboitiz et al., 1992). Among of several neuronal pools, and therefore several callosal
myelinated fibers, assuming that the conduction velocity axons, in interhemispheric integration. Given this as-
of callosal fibers varies with diameter size as in the pe- sumption, a natural prediction of these models would
ripheral nervous system and that the values of conduc- be that MS patients should show abnormal interhemi-
tion velocity observed in the peripheral nervous system spheric integration, because randomly located demyeli-
can be generalized to callosal fibers, only the largest fi- nating lesions are likely to ‘‘hit’’ these axonal ensembles
bers, with a diameter size ranging from 3 mm to 5 mm, and interfere with their functioning. In contrast, the
would subserve the fast interhemispheric transfer time serial information model of interhemispheric transfer
seen in normal subjects (Marzi et al., 1991; Aboitiz et al., would not predict impairment of MS patients unless
1992; Iacoboni and Zaidel, 1995). This population of there is specific massive damage to the callosal sites of fast
fibers is represented in two relatively small contingents transfer. Our study is aimed at testing the opposite pre-
of callosal axons, one located in the midbody of the dictions of these contrasting models of callosal functions.
corpus callosum and the other located in the posterior Six male and six female right-handed MS patients
tip of the splenium of the corpus callosum (Aboitiz et al., with normal or corrected vision participated in the study.
1992). Studies in neurological patients seem to suggest Their mean age was 28.9 years (range 20–44 years). All
that the fastest callosal transfer occurs at the level of the of them had a relapsing-remitting form of MS. Informed
contingent of large-diameter callosal fibers located in the consent according to the ethical guidelines of the Uni-
midbody (Iacoboni, Fried, and Zaidel, 1994; Geschwind versity La Sapienza of Rome was obtained from each
et al., 1995; Tomaivolo et al., 2001). Thus, from a patient. Selected patients had no gross motor or sensory
probabilistic standpoint, given the smallness of this defects, and their score on the Kurtzke Expanded Dis-
contingent of fibers and the nature of the disease pro- ability Status scale (EDSS) (Kurtzke, 1987) was not
cess in MS, in which lesion location is generally ran- greater than 1.5. The EDSS is a scale with a score range
domly distributed, demyelinating lesions located in this up to 5 (the higher the score, the higher patients’ im-
small contingent of fibers subserving fast transfer are pairment) and is heavily biased toward motor functions.
unlikely. Hence, it is unlikely that MS patients show A score not greater than 1.5 on the EDSS ensures that no
an abnormally prolonged interhemispheric conduction gross motor deficits that might influence reaction times
delay. performance were present in the group of MS patients.
The serial information-processing model that assumes We also tested a complete callosotomy patient to com-
a fast transfer of a simple bit of information through pare his interhemispheric conduction delay with those
a small number of large-diameter fibers, however, has of MS patients. This patient (M.E.) is a right-handed
been recently challenged by other models that assume 25-year-old male who su¤ers from drug-resistant epi-
that the role of the corpus callosum in sensorimotor in- lepsy resulting from a head trauma that occurred in a
tegration is of dynamically equilibrating the opposite tra‰c accident when he was 8 years old. About 9 years
activation of large neuronal ensembles of the two hemi- before testing, M.E. underwent complete surgical cal-
spheres (see Chapters 10 and 13 in this volume). These losotomy in two stages for the relief of his severe epi-
models explain the di¤erence in RT between crossed lepsy. This resulted in a favorable change in both
and uncrossed responses to lateralized light flashes as severity and frequency of the seizures. Pharmacological
being due to the equilibrating role of the corpus callosum treatment with phenobarbital has been continued
in hemispheric activation. When a given hemisphere re- throughout the postoperative period. The completeness
ceives a visual stimulus, it becomes more activated than of the callosal section and the integrity of the anterior
the contralateral one. The presence of the corpus cal- commissure have been confirmed by MRI, which also
losum equilibrates this imbalance of activation very revealed a lesion in the right frontal pole. In addi-
rapidly, and therefore only a small di¤erence in RT be- tion, MRI analysis demonstrated a smaller lesion on the
tween crossed and uncrossed responses is observed. In orbital aspect of the left frontal lobe. Both lesions oc-
split-brain patients, the lack of the callosum makes the curred as a result of the tra‰c accident and of the sur-
imbalance of hemispheric activation much larger, such gical removal of a subdural hematoma. Since the last
Brown and Tomaiuolo and colleagues suggest that the abilistic horse race model of redundancy gain (see also
Po¤enberger paradigm and its variation can be used in Chapter 14 in this volume).
clinical populations to assess specific functions that we Tomaiuolo and colleagues used the same redundant-
may expect to be disrupted or preserved by the disease. target paradigm to investigate blindsight in hemi-
They tested normal subjects and patients with multiple spherectomy patients (Tomaiuolo et al., 1997). They
sclerosis, reasoning that the callosal atrophy that is often reasoned that if the redundant target was presented in
observed in multiple sclerosis patients might have im- the blind field of a hemispherectomy patient, a speeding
paired transfer of sensorimotor information. It did not. up of reaction times would signal some level of process-
In this commentary we briefly review some other evi- ing of the visual stimulus. In this series, some patients
dence on the use of simple reaction times to lateralized did show the e¤ect, and some others did not. At this
flashes in patients with neurological disorders. time, it is not clear what determines the di¤erential
Marzi and colleagues (1996), for instance, used a vari- e¤ect between patients. Tomaiuolo and colleagues ob-
ation of the task, the redundant target paradigm, to test served no evidence for anatomical di¤erences between
patients with visual extinction. (For further information the patients who showed the redundant-target e¤ect in
on this paradigm, see Chapter 14 and Commentary 14.1 the blind field and patients who did not show it. It is
in this volume.) Briefly, this paradigm compares the re- possible that the e‰ciency of subcortical pathways, and
action times to multiple copies of the same target with especially of the so-called second visual system, may be a
the reaction times to a single target. Marzi and col- factor in these interpatient di¤erences.
leagues reasoned that if there is some level, however We used the same approach to test residual vision in
implicit, of processing of the extinguished target in these a patient with complete cortical blindness (Iacoboni,
patients, then the reaction times to two targets should Saver, and Zaidel, 1996). The target stimuli that were
be di¤erent from the reaction times to a single target used were auditory stimuli, and the redundant stimuli
(Marzi et al., 1996). This should be valid even though were visual stimuli. We also added a condition with
both single-target trials and redundant-target trials redundant auditory stimuli to test whether the simple
would elicit in the patient awareness of a single stimulus additivity of stimuli could account for the predicted fa-
in the right visual hemifield. Supporting the hypothesis cilitatory e¤ect. The patient, a 65-year-old man, had
of implicit processing for extinguished trials, the reac- coronary artery bypass surgery complicated by a hyper-
tion times to two stimuli, even when the contralesional tensive episode and a bilateral occipital stroke. Simple
one was extinguished, were faster than the reaction times reaction times to bimodal (auditory and visual) stimuli
to single ipsilesional stimuli. Moreover, the redundancy were compared to simple RT to auditory stimuli only.
gain that was obtained under these conditions was found The patient had four di¤erent response conditions: (1)
to fit the neural summation model rather than the prob- single auditory stimuli, (2) double auditory stimuli pre-
sented simultaneously, (3) bimodal (single auditory and
single visual) stimuli presented simultaneously, and (4)
marco iacoboni Division of Brain Mapping, Department of double bimodal (two auditory and two visual) stimuli
Neurology, UCLA School of Medicine, Los Angeles, Califor-
nia. presented simultaneously. Sixteen blocks (four per con-
eran zaidel Department of Psychology, University of Cali- dition) of 40 trials each were administered, and the re-
fornia at Los Angeles, Los Angeles, California. sponse hand (left or right) was counterbalanced across
413
to bimodal (single auditory and single visual) stimuli
(413 ms) (see Figure 16.9).
Taken together, our results clearly suggest that the
shortening in RT is due to intersensory facilitation of
auditory and visual stimuli and not to the mere e¤ect of
two stimuli presented simultaneously. Since there is evi-
dence for a robust intersensory facilitation of auditory
and visual stimuli in the superior colliculus, we believe
that our data support the role of visual processing in the
superior colliculus in generating blindsight as opposed to
being related to residual visual cortical processing in ex-
trastriate areas.
To conclude, it seems to us that paradigms that are
generally used in experimental psychology can be suc-
cessfully employed to study brain-behavior relationships
in clinical populations and may ultimately be used to
Figure 16.9. Reaction times for single and double auditory
and bimodal stimuli.
assess or even predict recovery of function after brain
damage.
REFERENCES
blocks. RTs faster than 150 ms were considered an-
ticipatory errors, and RTs slower than 700 ms were Iacoboni, M., J. Saver, and E. Zaidel, 1996. Second visual
system and blindsight: Evidence from simple reaction times
considered attentional errors. Both anticipatory and at-
to bimodal (auditory and visual) stimuli. Eur. J. Neurol.
tentional errors (9% of total trials) were removed from 3:167–168.
the analysis. RTs to double auditory stimuli (432 ms) Marzi, C. A., N. Smania, M. Martini, G. Gambina, G. To-
were not faster (F ¼ 0:091, p > 0:7) than RTs to single melleri, A. Palamara, F. Alessandrini, and M. Prior,
auditory stimuli (434 ms). RTs to bimodal (auditory and 1996. Implicit redundant-targets e¤ect in visual extinction.
visual) stimuli (413 ms) were faster (F ¼ 13:3, p < 0:001) Neuropsychologia 34:9–22.
Tomaiuolo, F., M. Ptito, C. A. Marzi, T. Paus, and A. Ptito,
than RTs to single auditory stimuli (434 ms). RTs to 1997. Blindsight in hemispherectomized patients as revealed
double bimodal (two auditory and two visual) stimuli by spatial summation across the vertical meridian. Brain
(409 ms) were not faster (F ¼ 0:165, p > 0:6) than RTs 120:795–803.
abstract The term alexithymia refers to special personality di‰culties in verbalizing emotions, a¤ects, and bodily
traits found in both normal and various pathological popula- sensations. Subsequently, this concept has been used for
tions whereby people experience more or less di‰culty in ver- normal populations, leading to alexithymia’s being con-
balizing their emotions and a¤ects. An alexithymic profile has
been found with high frequency in patients with multiple scle-
sidered a personality trait that is distributed across the
rosis (MS). In two separate studies of MS patients we tested the general population as a continuous variable (Taylor and
hypothesis that this high incidence of alexithymia might be Bagby, 1988).
related to impaired callosal transfer of emotional information Several neurological models have been put forward to
between the emotional right hemisphere and the verbal left account for alexithymia: disconnection between limbic
hemisphere. In the first study, we tried to correlate callosal
system and neocortex (MacLean, 1949), dysfunction of
measurement obtained on magnetic resonance imaging sagittal
slices with indices of interhemispheric function and evaluation the right hemisphere (Sifneos, 1988), and interhemi-
of alexithymia profile. In the second study, a dichotic para- spheric disconnection (namely, the language-dominant
digm allowed us to evaluate separately interhemispheric trans- left hemisphere would be deprived of emotional infor-
fer of verbal and emotional information. Results show (1) a mation processed in the emotion-dominant right hemi-
significant correlation between callosal size, in particular in its
sphere). In support of the latter hypothesis, Hoppe and
posterior (visual) part, and degree of alexithymia; (2) a signifi-
cant impairment in MS patients compared to matched controls Bogen (1977) and TenHouten and colleagues (1985)
in degree of transfer of emotional information; and (3) a cor- have shown that patients who have undergone surgical
relation between degree of alexithymia and transfer of verbal callosotomy demonstrate significant alexithymic profile
information from the right to the left rather than transfer of on standardized questionnaires, suggesting that alex-
emotional information from the left to the right. ithymia could, in certain cases, result from functional
interhemispheric disconnection. More recently, Zeitlin,
Richard, and Lane (1989) have found in a population
The term alexithymia was initially proposed by Nemiah
of veterans with posttraumatic stress disorder a rela-
and Sifneos (1970) as a concept characterizing, in psy-
tionship between interhemispheric transfer of sensor-
chosomatic medicine, the mode of mental functioning of
imotor information and the degree of alexithymia.
certain patients who experience more or less conscious
Finally, Montreuil and Lyon-Caen (1993) have shown
that patients with multiple sclerosis (MS), a frequent,
michel habib, géraldine daquin, and jean pelletier incapacitating disease of unknown etiology mainly af-
Neurology Clinic and Cognitive Neurology Laboratory, Fac- fecting young women, are significantly more often alex-
ulty of Medicine, CHU Timone, Marseille, France. ithymic (over 50%) than controls (less than 10%).
michele montreuil Fédération de Neurologie, Hôpital de la
Salpêtrière, Paris, France. In the latter condition, on the basis of evidence of
fabrice robichon L.E.A.D., Université de Bourgogne, Di- anatomical and functional involvement of the corpus
jon, France. callosum (Lindeboom and Horst, 1988; Rao et al., 1989;
415
Pelletier et al., 1993), interhemispheric disconnection is on this plot, the score of the majority of patients on the
often considered a prominent feature of the disease, and TAS was above the critical level of 73 defining alex-
therefore MS is a valuable model to use in investigating ithymia, confirming that this sample of MS patients is
interhemispheric relationships. globally more alexithymic than the general population.
Our purpose here was then to test the interhemi- Moreover, both alexithymia scores correlated with
spheric disconnection hypothesis of alexithymia and callosal area measurements (Figure 17.4), especially the
further explore the mechanisms of alexithymia in MS. posterior part for TAS, in that more alexithymic patients
To investigate this issue, we carried out two di¤erent had smaller posterior callosal areas. In other words, it
studies. In the first one we measured the corpus callosum appears that alexithymia may be related to the loss
(CC) on magnetic resonance imaging (MRI) images ob- of callosal axons in MS, but this relationship holds only
tained in 21 unselected MS patients and found that for the posterior part of the callosum, thus suggesting
the size of the CC, in particular its posterior part, was that the relevant mechanism must involve interhemi-
smaller in alexithymic patients. In a second, more con- spheric transfer or sharing of ‘‘posterior’’ (sensory) brain
trolled, study on 20 MS patients and 20 matched functions.
controls, we addressed specifically the issue of whether The e¤ect was even clearer and more specific to the
interhemispheric transfer of emotional information is splenial area with PVIPT, which may logically be re-
deficient in alexithymic individuals. lated to the visual nature of this task. One may hypoth-
esize that patients’ abilities to verbalize their emotions
Study 1 is related to their left hemisphere’s capacity for draw-
ing complex sensory information processed in the right
Subjects and Methods Twenty-one consecutive MS hemisphere’s association cortices, whose interhemi-
patients (15 females, 6 males, 19 right-handers, 2 non- spheric connections are known to cross the posterior
right-handers), with a mean age of 36.3 G 9.7 years, a part of the callosum. In particular, performing the
Kurtske disability score of 3.6 G 1.53 (moderate), and PVIPT may strongly rely on subjects’ ability to verbally
evolution of illness of 6.4 G 3 years, were assessed for retrieve the emotional content of visual scenes, a process
alexithymia by means of two di¤erent methods. One was that likely depends on the integrity of the splenial-
the Toronto Alexithymia Scale (TAS), a 26-item self- presplenial callosal regions.
administered questionnaire that is commonly used in To summarize, Study 1 provides preliminary evidence
psychosomatic research.* The other was a newly devised for a relationship between callosal size and alexithymia.
clinical tool, the Parallel Visual Information Processing We then carried out a second study aimed at investigat-
Test (PVIPT) (Montreuil et al., 1991), whose results ing the proper mechanisms underlying the link between
have been found to be highly correlated with more callosal function and alexithymia. More specifically,
‘‘classical’’ questionnaires in various normal and patho- using a contrasted verbal/emotional dichotic paradigm,
logical populations. This test explores subjects’ ability we addressed the issue of whether alexithymia might be
to retrieve consciously the emotional content of photo- related to reduced availability to the left hemisphere of
graphs encoded implicitly during a simultaneous dual emotional information primarily processed by the right
task (Figure 17.1). hemisphere.
All patients also received a brain MRI scan to mea- In this study, we also tried to circumscribe more ac-
sure the degree of global and regional callosal atrophy curately the population, by selecting only milder MS
on the midsagittal section, according to a method pre- cases, compared to carefully matched normal controls.
viously reported by our group (Habib et al., 1991;
Pelletier et al., 1993) using a computer program that
Study 2
automatically calculates total callosal area, anterior and
posterior halves, and six subareas (Figure 17.2). Subjects and Methods This study involved 20 MS
Results First, our two measurements of alexithymia patients and 20 matched controls, each group including
correlated with each other, indicating the validity of their half males and half females.
application to this group (Figure 17.3). As can be seen All 40 subjects were right-handed; that is, they scored
above 75% on the Edinburgh Handedness Inventory.
For the MS sample, the mean age was 34 G 7 years,
* Each of the 26 questions of the TAS—for example, ‘‘I find it Kurtske disability score < 3 (mild), and disease evolu-
hard to describe how I feel about people’’ or ‘‘When I cry I
always know why’’—is rated from 1 to 5, providing a general tion 4.5 G 3 years.
score from 26 to 130. People who score 74 and over are con- Patients and controls completed the TAS and received
sidered significantly alexithymic. the PVIPT.
Figure 17.4. Study 1: Correlations between MS patients’ ments of total callosal area (top), anterior and posterior halves
scores on alexithymia evaluation and callosal morphology. (middle), and six subregions (bottom).
Results of Spearman correlation tests computed on measure-
Emotional transfer was assessed through a dichotic subjects had to detect the occurrence of one given emo-
paradigm derived from P. Bryden’s procedure (see Bry- tional tone.
den and MacRae, 1989; Bryden et al., 1991), using four Our hypotheses for this experiment were (1) that we
di¤erent nonwords recorded by a professional actor should find an overall right-ear advantage for the verbal
pronouncing each nonword with one of four di¤erent condition and a left-ear advantage for the emotional
emotional tones (fear, disgust, sadness, anger). Auditory condition, (2) that callosal disconnection in MS patients
stimuli were carefully aligned using a computer pro- should manifest as a left-ear deficit for verbal and a right-
gram. We chose negative emotions because these have ear deficit for emotional stimuli, and (3) that the degree
been shown to induce larger laterality e¤ects than posi- of right-ear extinction for emotional stimuli should cor-
tive emotions. relate with the degree of alexithymia.
The di¤erent combinations yielded 72 pairs, which,
after ear reversal, gave 144 trials provided in two dif- Results Figure 17.5 shows the mean performance for
ferent experimental conditions, each in four blocks. In each ear in the two groups for the verbal condition (left)
the verbal condition, subjects had to detect the occur- and emotional condition (right). The first important re-
rence of one given phoneme; in the emotional condition, sult is that, as expected, there is an overall right-ear ad-
vantage in the verbal condition and a left-ear advantage pect if the cross-callosal LE signal is weaker and thus less
in the emotional condition. This meets our expectation, e¤ective in competing with the RE signal for processing
based on data with the dichotic listening procedure, that resources. A similar e¤ect has been observed in split-
in both patients and controls, the left hemisphere would brain patients (Zaidel, 1983). This may also be inter-
be more involved and/or more e‰cient in processing preted as a consequence of impaired callosal function,
phonetic judgment on verbal materials and the right due to a possible release, in MS patients, from trans-
hemisphere would be more e‰cient in processing emo- callosal inhibition from the nondominant hemisphere on
tional components of the same stimuli (Bryden and the dominant hemisphere. Transcallosal inhibition has
MacRae, 1989; Bryden et al., 1991). However, there been repeatedly demonstrated in experimental and neu-
also was a clear group e¤ect: Whereas MS patients are ropsychological settings and may be one crucial com-
globally less e‰cient than controls, this di¤erence is sig- ponent of the corpus callosum function (Clarke et al.,
nificant only for the left ear in the verbal condition and 1993).
the right ear in the emotional condition. This means that Finally, since there is evidence from the literature that
MS patients, compared to controls, showed an impaired the degree of verbal lateralization may vary according
left-ear performance at detecting a given phoneme but to sex, we also looked for an e¤ect of sex. We did not
an impaired right-ear performance at detecting a given find any gender e¤ect for the verbal condition, for either
emotion. In other words, the ear ipsilateral to the hemi- controls or patients. We did find such a gender e¤ect,
sphere that is presumably dominant for one given con- however, for the emotional condition, with females sig-
dition (crossed pathway) is specifically poorer in MS, nificantly outperforming males, especially for the left ear
whereas performance to the other ear (uncrossed path- for controls and the right ear for patients. In other words,
way) does not di¤er from that of controls. This is com- the laterality e¤ect that is found in normals is present
pletely consistent with the idea that, inasmuch as MS only in females, whereas the disconnection e¤ect found
is associated with damage to callosal fibers, such cal- in patients is present only in males.
losal damage has impaired right-to-left transfer of verbal We will not discuss these results in detail, although
information and left-to-right transfer of emotional they obviously provide interesting insights into the issue
information. of sex di¤erences in brain lateralization. Schematically,
In addition, and rather surprisingly, there was a they suggest that (1) the superiority of the right hemi-
group ear interaction for the verbal condition only, sphere for processing emotional intonations is more pro-
due to a slightly better right ear in patients than controls nounced in the female brain and (2) brain processing of
in this condition (Figure 17.6). This is what we may ex- emotional material relies more heavily on callosal con-
Figure 17.7. Gender e¤ects. Significant sex di¤erences appear laterality e¤ect) and the right ear in patients (less of a dis-
only in the emotional condition, with females outperforming connection e¤ect).
males overall, especially for the left ear in controls (more of a
abstract In this chapter we discuss the functional and clinical sociated with increased tic severity. These findings suggest an
significance of observed structural abnormalities and alter- association between ine‰cient callosal functioning and more
ations and their presumed impact on interhemispheric inte- severe expression of the illness in adult patients with TS. They
gration in Gilles de la Tourette’s syndrome (TS) and attention also support the idea that the corpus callosum, although smaller
deficit/hyperactivity disorder (ADHD). TS is a chronic neuro- in size, continues to play an integrative role in patients similar
psychiatric disorder of childhood-onset characterized by mul- to its role in normals. An insult at the early phases of a pa-
tiple motor and vocal tics and associated symptoms such as tient’s life may have caused a compensatory redistribution of
impulsivity, distractibility, and obsessive-compulsivity. Impul- channels. The likelihood of compensatory processes to take
sivity, inattention, and hyperactivity are also cardinal features place is high. Whether the onset of symptoms of both TS and
of ADHD. Theories implicating abnormal patterns of cortical ADHD (as well as those of the other developmental neuro-
and subcortical development in TS and ADHD, particularly in psychiatric disorders) is related to plasticity-related changes in
systems that are involved in the anterior and posterior regula- the callosum will be an interesting question to answer in future
tory and attentional processes, receive support from the find- studies.
ings of reduced size in genu, rostrum, and splenium regions of
the CC.
Among functions that have been proposed for the CC is The patient presents himself or herself to a physician
mediation of interaction between the extensive territories of with a variety of symptoms. The physician often, if not
the hemispheres that it links homotopically. The richness of
callosal interhemispheric connections has a role in determining always, utilizes his or her ‘‘professional mind,’’ which is
the degree of behavioral laterality. organized to recognize the cluster of the patient’s symp-
We also discuss the results from the studies in which tests of toms consistent with the accumulated experience in the
behavioral laterality (line bisection, turning bias, dichotic lis- field, and makes a diagnosis. Pathogenesis is the process
tening test) and a covert orienting task, also known as Posner’s underlying and leading to a particular constellation of
task, were administered to a group of individuals whose cal-
symptoms (i.e., diagnosed as a disease). Curious clini-
losal areas were measured on the MR images.
In these studies, TS patients showed slower RTs than their cians have long speculated about the pathogenesis of
normal controls. Validity e¤ects decreased as the callosal area what they have seen in their patients. The techniques
became smaller, supporting the role of intact corpus callosum available in their times have determined the degree to
in integrating hemisphere’s orienting responses. TS patients, which they have been able to confirm their hypotheses
who had smaller CC areas than did controls, manifested re-
and generate new ones for further testing. The patho-
duced validity e¤ects, indicating inadequate utilization of cues.
The degree of reduction in validity e¤ects was significantly as- genesis of a particular disorder is expressed concurrently
at di¤erent levels and systems of the organism in which
the disorder embodies itself. Neuroanatomy is one of
these levels for disorders in the clinical fields of psychi-
m. yanki yazgan Department of Psychiatry and Child Psy- atry and neurology. E¤orts to understand the neuro-
chiatry, Marmara University Faculty of Medicine, Istanbul,
Turkey. anatomical substrate of developmental neuropsychiatric
marcel kinsbourne Department of Psychology, New School disorders have increased in parallel to the availability
University, New York, New York. of postmortem and in vivo imaging techniques. These
423
studies were mostly based on hypotheses driven by phe- Motor tics are involuntary, rapid, repetitive, and
nomenology of the disorders. For example, Gilles de la stereotyped movements of individual muscle groups.
Tourette’s syndrome (TS) a childhood-onset neuropsy- Vocal/phonic tics are involuntary sounds produced by
chiatric disorder, has been investigated for abnormal- moving air through the nose, ear, and throat. Tics can
ities in the basal ganglia because of the predominance of also occur as a response to an urge to perform the move-
movement-related symptoms seen in TS patients. The ment that temporarily relieves the sensation (involun-
logic is straightforward: Movement programs are exe- tary). Sensory phenomena are described in three forms:
cuted by the basal ganglia, and lesions of the basal gan- premonitory urges associated with tics, heightened sen-
glia, as in Parkinson’s disease or vascular infarctions, may sory awareness of particular anatomical locations, and
result in abnormal movements. Tics, therefore, may be disinhibition (feeling tempted to do whatever they are not
associated with changes in the basal ganglia. supposed to do) (Leckman, Walker, and Cohen, 1993).
Developments in neuroimaging technology bring an- Age of onset, duration and severity of symptoms, and
swers to some of the long-standing questions applied to the type of tics (motor, phonic) are important for classi-
neuropsychiatric disorders in which there are no struc- fication and clinical course of the disorder. The average
tural lesions. New questions arise as the old ones are age of onset is 6–7 years, with a range between 2 and 17
answered. One of the new questions is: What is the func- years of age. Males are severalfold more frequently af-
tional and clinical significance of the observed structural fected than females.
abnormalities and alterations? Up to 50% of all TS patients may present with atten-
In this chapter we address that question with respect tion deficit/hyperactivity disorder (ADHD) symptoms of
to abnormality of a particular structure, the corpus cal- inattention, impulsivity, and hyperactivity, which usu-
losum (CC), reported for two closely related develop- ally precede the onset of tics.
mental neuropsychiatric disorders: TS and attention
deficit/hyperactivity disorder (ADHD). In accord with Neurobiological Research in TS TS has been of
the main theme of this book, we limit the content of this interest to researchers as a model neuropsychiatric dis-
chapter to the presumed impact of CC alterations on order that may provide clues to understanding the in-
interhemispheric integration in TS and ADHD. We be- teraction of genetic, environmental, and neurobiological
gin with descriptions of the disorders and the line of factors.
reasoning that brings the CC into question for its possi- Genetic A single, major autosomal dominant gene is
ble role in the pathogenesis of these particular disorders. thought to play a role, as is suggested by family segre-
We follow with a summary of previous research related gation analyses and twin studies. However, di¤erences
to our topic. We then present the data we collected on a in tic severity, even between monozygotic (MZ) TS pa-
group of TS patients whose midsagittal cross-sectional tients, cannot be accounted for by genetic influences
CC areas were reported to be smaller than those of nor- alone.
mal controls. Finally, we discuss briefly the findings in the
context of interhemispheric interaction and the patho- Perinatal Birth weight di¤erences between MZ twins
genesis and natural history of developmental (early- have been associated with changes in tic severity. Pre-
onset) neuropsychiatric disorders. natal stress has also been proposed as an epigenetic fac-
tor in mediating the TS phenotype and altering CNS
Phenomenology of the disorders lateralization (Cohen and Leckman, 1994).
Gilles de la Tourette’s syndrome Gilles de la Sex Differences The higher risk of TS among males
Tourette’s syndrome (TS) is a chronic neuropsychiatric does not fit the current transmission model, which dic-
disorder of childhood onset characterized by multiple tates equal risk to both sexes. Males are exposed to an-
motor and vocal tics and associated symptoms such as drogenic steroids early in fetal life, and this exposure (via
impulsivity, distractibility, and obsessive-compulsivity. steroid receptors) exerts an influence on the formation
More recently, sensorimotor phenomena and psychas- of structural CNS dimorphisms, including the CC (Fitch
thenia associated with the performance of tics have been et al., 1990). There are reports of positive response to
described as significant clinical features. Diagnosis of TS antiandrogenic medications in severe TS, which have
is almost always unequivocal, and diagnostic criteria led Leckman and Peterson (1993) to hypothesize that
are well established. The prevalence is thought to be androgenic steroids acting at key developmental periods
between one and six cases per 1000 boys, and milder (the prenatal period when the brain is being formed,
variants of the syndrome may occur in 2–10% of the adrenarche, and puberty) may be involved in determin-
population (Leckman, Pauls, and Cohen, 1995). ing the natural history of TS and related disorders.
Differences Between Groups TS patients were over- Correlations Between Tic Severity and Neuropsy-
all slower in responding to targets, and this was the ma- chological Measures TS subjects showed greater tic
jor significant di¤erence between patients and controls. severity with reduced validity e¤ects and increased hand
Smaller callosal size may be associated with reduced slowing with concurrent speech. The reduced tendency
speed of information processing ( Jäncke and Steinmetz, to use peripheral cues may be due to high levels of
1994), as callosal section is associated with reduced arousal (as discussed above) stimulated by detection of
overall performance (Kinsbourne, 1974). Overall slow- the warning signal and/or related stressful states. This
ing in the absence of a lateralized di¤erence between di‰culty in restricting attention to the target will appear
patients and controls has also been reported for ADHD in daily life as abnormal distractibility. Tic severity as-
children, who are believed to have attentional di‰culties sociated with an increase in distractibility is consistent
similar to those of most TS patients (Swanson et al., with Kane’s (1994) and Bliss’s (1980) descriptions of tic
1991). The overall slowing reported above might be due experiences. Tics are induced, exacerbated, or exag-
to a dysregulation in arousal that was reported to be as- gerated by mental or physical (e.g., thermal) stress (Leck-
sociated with callosal functioning (Levy, 1985). A dysreg- man et al., 1995). Electrophysiological (van Woerkom
ulated arousal system would interact with the e‰ciency et al., 1994) reports of central gating deficits, increased
of the covert orienting system, as suggested by reduced distractibility, and increased attention to irrelevant stim-
validity e¤ects with the use of NE blocking agents such uli provide further support to this formulation.
as clonidine, which alters the arousal state (Posner,
1991). Limitations Our findings in this small sample of TS
Patients did not show significantly reduced validity patients are confounded by several factors, which limit
e¤ects despite their smaller CC sizes. Reduced validity our discussion to hypothesis generation rather than de-
abstract In an area of research that lacks consensus about its relative ease of measurement (Figure 19.1). This ease
normative patterns of group variation, investigation of patient- of access is heightened when researchers are able to ob-
control di¤erences sets out with a clear disadvantage. Such is tain neuroanatomical data from live human subjects via
the state of a¤airs with respect to the study of corpus callosum
(CC) anatomy in schizophrenia. In this chapter we explore magnetic resonance imaging (MRI). Yet anyone who has
several approaches for maximizing e¤ectiveness of the CC as ever worked with the CC or tried to digest the growing
an anatomical probe for studying schizophrenia. One such literature on CC research knows that while it is a con-
approach advocates the use of correlational models for under- venient structure to measure, it is also a vexing one.
standing patterns of neuromorphological variation in the CC. Trying to pin down the sources of variation that a¤ect
Another approach advocates examination of patient-control-
this structure in normative human populations, as well
di¤erences in neurobehavioral relationships. Both techniques
are put forward as methods that have shown more reliable as in patients with various behavioral and psychiatric
outcomes in the study of normative CC variation than the disorders, has been a di‰cult task. The literature in this
more commonly used comparison of group means. The study area is fraught with controversy, and as a result, the CC
of the CC has proven more complex than was originally con- has gained a reputation with some scientists as being
ceived at the advent of its large-scale study in the early 1980s.
a structure that is too variable to measure and analyze
The study of schizophrenia, in its various clinical, neuro-
psychological, and neurobiological manifestations, is also a with any degree of confidence.
process that often yields more new questions than answers. In this chapter we propose that rather than being ‘‘too
However, if appropriate techniques are used, regional callosal variable,’’ the CC is instead highly sensitive to a range
anatomy may be viewed as a highly sensitive and useful probe of factors that, once understood, can be formally incor-
in the systematic study of neurocognitive variation in neuro- porated into experimental design and analysis. Several
psychiatric and normative populations.
clues to the types of factors that may influence the de-
velopment and function of the CC in schizophrenia are
The corpus callosum (CC) in its midline perspective is an already present in the literature on normative patterns
attractive candidate for neuroanatomical study owing to of variation in CC anatomy. One aim of this chapter is
to discuss how information from the study of the CC
in healthy research subjects may be incorporated, both
patricia e. cowell Department of Human Communication theoretically and methodologically, into the mainstream
Sciences, University of She‰eld, She‰eld, United Kingdom. of neurobiological research on the CC in schizophrenia.
victor denenberg Biobehavioral Sciences and Psychology,
University of Connecticut, Storrs, Connecticut.
Research on the CC in schizophrenia is discussed
gary boehm Department of Psychology, Texas Christian from several perspectives. First, the context within which
University, Fort Worth, Texas. research on the CC fits into the broader study of schizo-
andrew kertesz Department of Clinical Neurological phrenia from theoretical, clinical, neuropsychological,
Sciences, University of Western Ontario, London, Ontario, analytical, and interpretational perspectives is addressed.
Canada.
Next, the study of individual di¤erences and how group
henry nasrallah Professor of Psychiatry, Neurology, and
Medicine, University of Mississippi School of Medicine, Jack- comparisons of regional CC anatomy in normative
son, Mississippi. human populations can inform the study of the CC in
433
Figure 19.1. Midline view of the human brain from a mag- anatomically distinct from other structures and therefore rela-
netic resonance image (left). The corpus callosum (CC) has tively easy to measure. (A ¼ anterior; P ¼ posterior).
been outlined and filled (right) to demonstrate that the CC is
schizophrenia are covered. In the final sections of this comparison subjects and patients with schizophrenia.
chapter, two approaches, taken from the study of the The number of individual reports concerning the CC in
CC in normative samples, are applied to the investiga- schizophrenia hovers somewhere between 200 and 300.
tion of callosal anatomy in a sample of patients with This represents a very small fraction of the myriad sci-
schizophrenia. entific articles on schizophrenia that have been pub-
lished in the past 30 years. Indeed, there is relatively
Context: Finding a place for the corpus callosum in limited evidentiary warrant to support a primary role
schizophrenia research for the CC in the etiology of the acute symptoms of
schizophrenia such as hallucinations, delusions, bizarre
How does investigation of the CC fit into the broader behavior, and thought disorder.
spectrum of biomedical research on schizophrenia? A In comparison, a much higher proportion of schizo-
colleague once referred to the literature on schizophre- phrenia research has been dedicated to the study of
nia as ‘‘that great thicket of putative explanations for neurophysiological phenomena that contribute directly
schizophrenia.’’ This is an apt description of the field in to developments in patient care. For example, much
light of the extraordinary scope and breadth of research scientific investigation has centered on trying to under-
e¤orts to understand the complexity of this debilitating stand how disturbances in neurotransmitter systems con-
neuropsychiatric disorder. A presentation of the entire tribute to the onset and expression of this disorder. This
neurobiological literature relating to schizophrenia is body of research has led to the discovery of drugs that
beyond the scope of this chapter. However, research on allow psychiatrists to pharmaceutically treat the acute
the CC, if used to its fullest advantage, may provide psychotic symptoms of schizophrenia. Another key area
information that helps us navigate through the ‘‘great of scientific inquiry is neurodevelopmental, and it im-
thicket.’’ This chapter describes several ways in which plicates early prenatal damage to structures in the tem-
this might be accomplished. poral lobe such as the entorhinal cortex (Arnold et al.,
David (1994) makes specific reference to the fact that 1991) and the hippocampus, followed by the postpu-
just about every brain region examined in schizophrenia bertal emergence of dysfunction in prefrontal cortical
has revealed some sort of anomaly. This concept may systems (Lipska, Jaskiw, and Weinberger, 1993). Such
also be applied to the many behavioral and cognitive di- research may lead to discoveries that can be applied to
mensions that have been found to di¤er between healthy the development of early intervention techniques or
right-handed women, size of the isthmus region in the CC anatomy of patients using an approach that has
CC was related to degree of consistency (the isthmus is yielded stable and neurocognitively relevant results in
roughly equivalent to our W77–85). Thus, men who al- controls.
ways performed manual activities with the right hand
(consistent right-handers, CRH) had smaller CCs in this Piloting methods for the e¤ective investigation of
region than men who performed some manual activities corpus callosum anatomy in schizophrenia
with the left or both hands (nonconsistent right-handers,
NCRH). This finding was replicated across several in- In the preceding section, two stable characteristics of
dependent laboratories (Witelson, 1989; Denenberg et CC anatomy in normative samples were discussed. The
al., 1991b; Habib et al., 1991) and has been associated first was the factor structure of the human CC, and the
with parallel e¤ects in outlying regions of the cerebral second was the relationship between degree of right-
cortex (Witelson and Kigar, 1992). hand consistency and regional CC size found in men but
Therefore, if not carefully controlled, variability as- not women. It is the aim of this section to investigate the
sociated with hand preference may also contribute to feasibility of using these two stable characteristics as the
unreliable findings in the study of the CC in schizo- basis for designing neuroanatomical probes for the study
phrenia. The e¤ects of hand preference may influence of the CC in schizophrenia.
comparisons of patients and controls by a¤ecting CC We conducted some exploratory pilot analyses with a
size in either, or possibly both, groups. However, these sample of right-handed patients with DSM-III diagnoses
variables could be incorporated into a research design of schizophrenia (H. Nasrallah’s data). This sample of
that subclassified patients and controls by sex and degree patient data was large enough for a factor analysis and
of right-hand consistency. Such a design would serve as comprised subjects with su‰cient variation in degree
the basis for investigating patterns of variability in the of right-hand preference. A sample of control subjects
was available with this particular patient sample. How- ture that may point to commonalities and disparities in
ever, having originally been collected for research anal- the organization of CC structure across the various sub-
yses other than the ones we wanted to perform, the ject groups studied. In the current comparison the same
sample was not large enough for a separate factor anal- number of width factors emerged in both patients and
ysis, nor did it contain a su‰cient number of non- controls. Some di¤erences were found in the extreme
consistent right-handers. Therefore, we opted to dem- anterior and posterior CC, including an anterior shift in
onstrate how factor structure and right-hand consistency factors V and VI. However, the most prominent di¤er-
comparisons might be used to study the CC in schizo- ences between the two factor structures appeared in the
phrenia, by comparing the results from Nasrallah’s midbody of the CC. In patients there appeared to be a
patients to those from a well-characterized normative marked anterior shift of factors occurring in the callosal
sample of right-handed men and women from another body. This shift was the result of two specific di¤erences
laboratory (A. Kertesz’s data). These subjects were in the factor structure of patients compared to controls.
studied as part of several previous investigations of CC The first di¤erence was a shortening of factor II to ap-
anatomy (Kertesz et al., 1987; Denenberg et al., 1991b; proximately half the size of that seen in the normative
Cowell et al., 1993, 1994). Because the samples of sub- comparison group. The second di¤erence was an ante-
jects were from two di¤erent research sites, we empha- rior shift of factors III and IV in patients to fill a space
size to the reader that the methodological approach is that was ‘‘factorless’’ in the normative sample.5
being promoted in this chapter rather than the specific It is possible that a shift or displacement of CC factors
findings per se. such as that seen in our exploratory comparison of pa-
In the first stage of our pilot study, we performed a tients with schizophrenia may indicate actual anatomical
factor analysis with the CC measurements of 66 right- shifts in patterns of interhemispheric connections. In a
handed patients with schizophrenia using methods sum- study of cerebral blood flow, Gur and colleagues (1994)
marized above (Denenberg et al., 1991b). The factor showed that appropriately lateralized task-activated
analysis for the normative comparison group was origi- changes in patients with schizophrenia occurred in brain
nally part of a larger study of factor structure stability regions anterior and posterior to those seen in controls.
published by Cowell and colleagues (1994).4 The results
of these two analyses are depicted in graphic form in
Figure 19.5. 5 Another aspect of the factor structure that may be used to
The purpose of our comparative factor analysis is to learn more about neuroanatomical organization in schizo-
reveal both similarities and di¤erences in factor struc- phrenia is the relationship between the regional widths and the
more global parameters such as length, perimeter, and CC
area. In the normative samples studied, perimeter and length
4 Before factor analysis the CC data for the patient and com- were associated with the posteriormost regional width (W95–
parison groups were standardized to z-scores as a function of 99), and CC area was not uniquely associated with any CC
sex and right-hand consistency classification and then pooled factor. This was probably because this areal measure of overall
to control for mean di¤erences that were shown to a¤ect the CC size was correlated with every region but not distinctly
factor structure (Cowell et al., 1994). Of the 66 right-handed more so with one width factor over another. However, in the
patients, one man who had incomplete hand preference ques- patient group, CC area loaded on a factor with W94–99,
tionnaire data was included as a NCRH for the standardiza- perimeter, and length. In this fashion, factor analysis may be
tion procedure. This subject was later excluded for the portion used to elucidate relationships among regional and global CC
of the pilot study that specifically examined mean di¤erences parameters, particularly those that may be disrupted in pa-
in regional CC size. tients with schizophrenia.
Such shifts in cortical activity may be functional corre- 74 and W77–85 are listed in Table 19.1. These two CC
lates of the anatomical shifts demonstrated in the CC width factors overlap most closely with Witelson’s (1989)
factor structure of patients. anatomically defined regions of the posterior body and
Principal components analysis of CC subareas and isthmus and were also shown to be most sensitive to the
their cellular components has been used with a com- interactive e¤ects of sex and right-hand consistency in
bined sample of patients and controls to delineate re- our previous study (Denenberg et al., 1991b).
gional subgroupings for further anatomical analyses When one examines the pattern of means within the
(Highley et al., 1999). However, the results of our anal- normative sample, it is apparent that for both W65–74
yses above suggest that the factor structure itself may be and W77–85 the measurements are very similar for
a¤ected in schizophrenia. Thus, comparative factor anal- CRH women, NCRH women, and CRH men. However,
ysis could be used, in conjunction with functional brain there is a notable deviation in the mean size of these CC
imaging studies, to investigate cortical reorganization re- widths in NCRH men that accounted for the significant
lated to neurodevelopmental precursors to this neuro- sex right-hand consistency e¤ects in our previous
psychiatric disorder. reports (Denenberg et al., 1991b; Cowell et al., 1993).
Our second pilot analysis promotes the use of Witel- Within the patient sample, however, there does not seem
son’s (1989) classification of subjects into groups by sex to be any evidence for a larger regional CC width in
and right-hand consistency as a way to investigate, in NCRH men. Taken together, the patterns of means in
schizophrenia, a characteristic of CC anatomy that has our normative and patient samples demonstrate how
been found to be relatively stable across independent having an increased number of NCRH men in a given
normative samples. The data used in this portion of the study’s control group could potentially bias the results of
pilot study were from the same samples of patients and that study toward a finding of smaller regional CC size
normative subjects that were used in the above factor in patients.
analyses.6 Mean widths and standard errors of our W65– We recommend that readers interpret the preliminary
findings of these exploratory comparisons with caution.
However, should these findings hold up to the rigors of
future replication, they could have implications for un-
6 Note that there are 52 right-handed controls, compared to derstanding cortical disorganization and the develop-
the 51 used in the factor analysis. Deletion of this subject from
ment of interhemispheric connections in schizophrenia.
the factor analysis is described by Denenberg and colleagues
(1991b). Also note that one male patient has been deleted from For example, Witelson and Kigar (1992) showed that the
the handedness analysis owing to lack of complete hand pref- larger CC isthmus that is seen in NCRH men corre-
erence data. sponded with a more symmetrical Sylvian fissure com-
abstract The extreme diversity of symptoms in this illness 1. Through the use of neuroimaging, it has become
presents a severe challenge to identifying its etiology. Eleven apparent that almost any form of intellectual activity
characteristics are briefly listed that form the core of what engages both cerebral hemispheres and forms complex
must be explained. Data drawn from a variety of sources sug-
gest that a viral or other agent, entering the CNS via the patterns of interhemispheric activation. For schizo-
olfactory epithelium either in utero or in later life, would be phrenic subjects such bihemispheric patterns are de-
transported retrogradely into the serotonergic raphe of the cidedly abnormal (Andreasen, 1997; Woodru¤ et al.,
mesencephalon. If in utero, perturbation of the serotonergic 1997b). Crow (1997) interprets this abnormality as being
system would account for many of the reported anatomical a diminution of the strong hemispheric dominance as-
abnormalities associated with schizophrenia and, given the
extraordinary bilaterality of the system, could also underlie the
sociated with human phylogeny and the acquisition of
common disturbances in laterality of hemispheric functions speech; and, indeed, a number of studies do show a
that form such a prominent feature of schizophrenia. In addi- lessened asymmetry in schizophrenic patients. There is
tion, this concept is consonant with the newly discovered e‰- evidence of reduced callosal size and fiber density (e.g.,
cacy of therapeutic agents influencing serotonergic function Ho¤ et al., 1994; Woodru¤ et al., 1997a; Highley et al.,
that are now revising its pharmacological treatment.
1999) and a long and diverse list of other abnormal
hemispheric asymmetries in cerebral size, function, or
Schizophrenia is a protean illness, devastating lives chemistry without any clear disturbance of handedness
throughout the world with intractable and often bizarre (e.g., Nasrallah, 1986; Bracha, 1987; Delisi et al., 1997;
delusions, continual assault from hallucinated voices, Zaidel, Esiri, and Harrison, 1997; Tiihonen et al., 1998;
anhedonia, incoherent thought, and/or poverty of Wiser et al., 1998; Gruzelier, 1999; Petty, 1999).
action ranging into catatonia. An excellent overview of 2. Although varying considerably in incidence with
the disease and its complexities is provided by Crow and time and locale, the disorders called schizophrenia a¿ict
Johnstone (1987). Further cogent details can be found in about 1% of the population worldwide at one or another
the work of Flack, Miller, and Wiener (1991), Straube time in their life (Crow, 1997).
and Oades (1992), and Andreasen (1997), for example, 3. The symptoms are extremely heterogeneous and
and in the prelude to this chapter, Doty (1989). In the idiosyncratic (Dollfus et al., 1996), to the point at which
interest of brevity, references in this chapter have been many now consider that schizophrenia merges without
selected primarily to provide leads to the literature. clear boundaries with depression and bipolar disorder
(Crow, 1997; Maier et al., 1993).
What needs to be explained 4. There are definitive signs, such as ventriculomegaly
(Marks and Luchins, 1990), temporal lobe abnormalities
The following 11 characteristics of schizophrenia need (e.g., Shenton, 1996), or cerebellar (Chua and McKenna,
to be explained: 1995; Jacobsen et al., 1997) abnormalities, that indicate
a prenatal or perinatal insult in the majority, but by no
robert w. doty Department of Neurobiology and Anatomy, means all, of the cases.
University of Rochester School of Medicine and Dentistry, 5. In light of the preceding characteristic, it is deeply
Rochester, New York. puzzling as to what transpires in the interim between
445
damage that is present at birth and the initiation of larly the serotonergic raphe or cholinergic systems of the
florid postpubertal symptoms. True, there are many ef- diagonal band that centrifugally innervate the bulb (see
fects that are noticeable during childhood (Walker, Shipley, 1985; Halász, 1990). These systems, in turn, are
Lewine, and Neumann, 1996) that adumbrate the de- then compromised in their function and furthermore
finitive illness, but the correlation is primarily ex post allow di¤usion of the agent into adjacent neurons in
facto, and there remains the added challenge of ex- these pools. Since both of these systems project widely
plaining a delay into later decades of life (Basso et al., and profusely, their perturbation can ramify accordingly
1997; Castle et al., 1997). into essentially any system of the brain.
6. Also, given characteristics 4 and 5, it is equally Depending on the precise timing of this putative in-
mysterious as to why and how remission occurs in vasion in fetal life, one or another neuronal system may
roughly 30% of the cases, admittedly to varying degrees or may not be a¤ected by this process, either by direct
but ranging into essentially full normality (Bleuler, 1978; damage to invaded neurons or from indirect conse-
Fenton and McGlashan, 1987; Ram et al., 1992). The quence of such perturbation. Thus, the great diversity
recently discovered ability of the hippocampus to gen- and subtlety of anatomical e¤ects, in ventriculomegaly
erate new neuronal and glial elements in adult primates or histological abnormalities in the medial temporal lobe
(Eriksson et al., 1998; Kornack and Rakic, 1999) will or cerebellum, can be explained by the vagaries of the
certainly be examined in this regard. initial spread and subsequent disruption of functioning
7. There is clearly a factor of heredity, both in familial of the serotonergic or cholinergic systems. There is, of
risk of the disorder and in detectable signs in near rela- course, no a priori reason to exclude the possibility that
tives. However, there are also a great many instances in the olfactory system might also be capable of transport-
which such connection is lacking, as in monozygotic ing the responsible agent or agents in later life similarly to
twins who are entirely discrepant for the illness (Torrey produce schizophrenic illness. If so, however, some dis-
et al., 1994). tinguishing characteristic of this later origin should be
8. Accompanying disorders of movement (preceding expected, such as absence of gross morphological changes
or unassociated with drug therapy) are common (Man- or a di¤erent pattern of symptoms, given the great changes
schrek, 1986), such as high frequency of blinking (Kar- in the neuronal milieu consequent to development.
son, Dykman, and Paige, 1990) or, particularly note- Because of its bilaterality and its e¤ect on neuronal
worthy, disruption of ocular pursuit (Levy et al., 1993; development, the serotonergic system is of unique inter-
Friedman et al., 1995; Crawford et al., 1998). est here. Neurons on either side of the raphe may pro-
9. Some of the symptoms of schizophrenia are so ject to either side of the brain. The contralateral pro-
closely imitated by psychotomimetic drugs (Rosse et al., jection ranges from 10–20% for hippocampus (Amaral
1994) or temporal lobe epilepsy (Trimble, 1991) as to be and Cowan, 1980) to 10–30% for neocortex (Doty,
cursorily indistinguishable from the disease itself. 1983; Wilson and Molliver, 1991) in macaques; and the
10. In many cases very significant symptomatic relief major input to the raphe comes from the habenulo-
is obtained by agents that block dopamine D2 receptors, interpeduncular system, perhaps the most diverse system
now recently augmented by additional blockade of of the vertebrate brain in regard to laterality (e.g., Lenn
serotonergic 5-HT2 receptors (e.g., Lieberman et al., and Whitmore, 1989). The perturbed cerebral asym-
1998; Kapur, Zipursky, and Remington, 1999). metry so commonly observed in schizophrenia (charac-
11. To the many intellectual and psychophysiological teristic 1 above) could have its origin here. Equally
peculiarities of the disorder must be added the stubborn relevant, it is apparent that serotonergic innervation has
inability of many patients to recognize that they are important trophic influence on neuronal survival and
actually abnormal, that is, an unawareness of illness organization during development (e.g., Sikich, Hickok,
(Young, Davila, and Scher, 1993; Amador et al., 1994; and Todd, 1990; Chubakov, Tsyganova, and Sarkisova,
Cuesta and Peralta, 1994). 1993; Lauder, 1993; Lebrand et al., 1996; Lavdas et al.,
1997; Levitt et al., 1997; Mansour-Robaey et al., 1998;
Explanation, level 1: Etiology Rhoades et al., 1998; Brezun and Daszuta, 1999). A
remnant of this disturbance of the serotonergic system
It is hypothesized herewith that the primary, initial in- may be reflected in the abnormal survival of 5-HT1a
sult that eventually leads to schizophrenic illness is the receptors in the cerebellum of schizophrenic subjects
entry of a virus or another agent into the central nervous (Slater, Doyle, and Deakin, 1998) as well as in autism
system via the olfactory nerves. Transported into the (Chugani et al., 1999).
olfactory bulb, the agent is there available for uptake It is worth emphasizing that a viral infection in utero,
and retrograde transport into neuronal groups, particu- via the olfactory route proposed, would likely leave no
schizophrenia 447
something else is at work in addition to absent right- thing is likely to be explained by structure alone. Here,
hemisphere tissue. too, the role of the serotonergic system seems para-
Recent endeavors to explain auditory hallucinations mount (Abi-Dargham et al., 1997). It is not just seroto-
illustrate this problem of hemispheric origin. Cleghorn nin per se, however, but the type and distribution of
and colleagues (1992) and Woodru¤ and colleagues serotonin receptors that are important. Burnet, East-
(1997b), with PET imaging, found a decrease in left- wood, and Harrison (1996), for instance, find a 23% in-
hemisphere activation and an increase on the right in crease in 5HT 1a receptors and a 27% decrease in 5HT2a
hallucinating patients; and using dichotic listening, receptors in dorsolateral prefrontal cortex in brains of
Green, Hugdahl, and Mitchell (1994) found the left schizophrenics. Control studies in rats indicated that
hemisphere to be abnormal. On the other hand, such changes are not attributable to the chronic admin-
McGuire, Shah, and Murray (1993), also with PET, istration of the haloperidol medication given to these
found an increase in the left prefrontal cortex (Broca’s individuals. There is now, in addition, abundant evi-
area), and Silbersweig and colleagues (1995) report a dence for the therapeutic e‰cacy (Lieberman et al.,
number of sites from which it is di‰cult to discern much 1998) of drugs a¤ecting the serotonergic system and for
in relation to asymmetry and hallucinations. The ma- its control or modulation of dopaminergic (e.g., Dewey
jority of the data would thus seem to favor a right- et al., 1995; Moukhles et al., 1997; Kapur et al., 1999)
hemispheric origin for the hallucinated material, but and cholinergic (Morilak and Ciaranello, 1993) neurons.
only at a gross conceptual level. Finally, it bears mention that the serotonergic raphe
The contrary evidence seems equally strong. Dierks plays a strikingly permissive role in the rapid eye move-
and colleagues (1999) show an increased activation of ment (REM), dreaming stage of sleep. The bizarre
Heschl’s gyrus closely correlated with time when hallu- quality of dreams has often been likened, however
cinations are occurring. Furthermore, the left hemi- crudely, to some of the mental confusions that charac-
sphere alone can produce hallucinations if it is cut o¤ terize schizophrenia. It is unequivocally clear that the
from the right by callosal agenesis (Swayze et al., 1990). REM stage of sleep is under the control of ponto-
The permissive condition for hallucinations may thus mesencephalic cholinergic and serotonergic systems. A
be a left hemisphere freed of the constraint of right- dramatic corollary of this is that neurons of the raphe
hemispheric confirmation. An example of such an e¤ect fall silent during REM; local serotonin release likewise
occurs in an entirely di¤erent context. Negrão and I (see decreases drastically. Now, in cats, infusion of an agent
Doty, 1970) were able to produce a convincing halluci- producing such curtailment of serotonin output has
nation in macaques by electrical stimulation of peri- been shown to precipitate the REM state (Portas et al.,
striate cortex. In analogy to that reported by a similarly 1996). Is there, perhaps, some partial expression of this
stimulated human patient, we called it a ‘‘hallucinated raphe modulation that produces the dreamlike distor-
butterfly.’’ The animal at first slowly tracked a non- tion of reality that so many schizophrenic patients are
existent object downward with its eyes, then made a unable to either recognize as such or to awaken from its
sudden catching, grasping movement and, intently compelling spell?
peering at its clenched fist, slowly opened it as if to see
what it had caught. This phenomenon was produced in acknowledgment I am most grateful for the support of the
several animals, but only in those in which the corpus Margo Cleveland Fund, which fostered my exploration of the
callosum had been cut. We inferred that in the intact thesis set forth herein and encouraged my continuing e¤orts.
animal the hallucination was countermanded by the ab-
sence of correlated activity in the other hemisphere,
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1997. Serotonin promotes the di¤erentiation of glutamate and K. Kristensson, 1992. Persistent changes in behaviour
neurons in organotypic slice cultures of the developing ce- and brain serotonin during ageing in rats subjected to infant
rebral cortex. J. Neurosci. 17:7872–7880. nasal virus infection. Neurobiol. Aging 13:83–87.
Lebrand, C., O. Cases, C. Adelbrecht, A. Doye, C. Alvarez, Morilak, D. A., and R. D. Ciaranello, 1993. 5-HT2 re-
S. Elmestikawy, I. Seif, and P. Gaspar, 1996. Transient ceptor immunoreactivity on cholinergic neurons of the
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schizophrenia 451
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of illness and neuropsychological performance in chronic nary data. Radiolog y 204:833–838.
schizophrenia. Schizophr. Res. 10:117–124. Zaidel, D. W., M. M. Esiri, and P. J. Harrison, 1997. The
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Andrew, A. Simmons, M. Allin, R. J. Geckle, D. Suskind, ronal density and altered cytoarchitectural asymmetry. Psy-
E. T. Bullmore, M. J. Brammer, and R. L. Doty, 1997. chol. Med. 27:703–713.
This part of the book discusses behavioral, physiologi- sual ERP reflect callosal relay. He verifies this directly
cal, and anatomical evidence for abnormal callosal with split-brain patients. Furthermore, he compares
function in selective clinical syndromes, including mul- callosal pathology to developmental immaturity by ad-
tiple sclerosis (MS) (Brown, Habib et al., Tomaiuolo et ministering his measures to normal children. Brown also
al.), schizophrenia (Cowell et al., Doty), alexithymia in compares frank disconnection following commissur-
multiple sclerosis (Habib et al.), dyslexia (Brown), and otomy with the more subtle transfer deficits of agenesis
Tourette’s syndrome and attention deficit/hyperactivity of the corpus callosum (CC). His MS population, in
disorder (Yazgan and Kinsbourne). turn, o¤ers an attractive opportunity to relate (1) ana-
tomical measures of callosal atrophy to (2) physiological
Multiple sclerosis (ERP) measures of callosal transfer and (3) behavioral
measures of transfer. Unfortunately, no MRIs of the MS
Brown measured interhemispheric transfer time (IHTT) patients were available. Further, no behavioral measure
using event-related potential (ERP) to unilateral letter of interhemispheric transfer time was collected and
stimuli and found a subgroup of patients with signifi- reported.
cantly diminished or absent P1 or N1 components in Tomaiuolo and colleagues use their MS data to de-
their ipsilateral, that is, cross-callosal, evoked potentials. cide between two competing models of callosal function.
By contrast, Tomaiuolo and colleagues did not observe They posit an anatomical model that incorporates a
any slowing down of IHTT in their patients of the discrete fast motor channel through the callosal mid-
relapsing-remitting variety using the crossed-uncrossed body, in contrast with an attentional model that is more
di¤erence (CUD) in simple reaction time (SRT). These di¤usely represented throughout the CC. They reason
results are not necessarily discrepant with each other. that, probabilistically, their patients are unlikely to have
IHTT obtained from N1 or P1 with visual ERP rou- selective damage to the fast motor channel but likely to
tinely yields cross-callosal transfer times between 20 and have damage to the di¤use attentional ‘‘channel.’’ Thus,
25. This suggests that the ERP measures transfer the anatomical model predicts no significant change in
through di¤erent callosal channels than the one that the CUD in MS, whereas the attentional model predicts
mediates crossed responses in SRT, which typically yields a significant increase in the CUD. The data show no
transfer times of about 3 ms. di¤erence and are thus consistent with the anatomical
An important feature of Brown’s paper is the presen- model. However, the assumption of a di¤use attentional
tation of converging evidence and the cross-validation ‘‘channel’’ might not be valid. For example, we have ev-
of measures. For example, Brown does not assume that idence for distinct auditory callosal channels that are
the ipsilateral P1 and N1 components of lateralized vi- attention-specific and nonspecific (Zaidel et al., 1996).
The paper by Habib and colleagues (henceforth HEA)
is a beautiful example of the application of sophisticated
eran zaidel Department of Psychology, University of Cali- methodology from laterality research to a psychiatric
fornia at Los Angeles, Los Angeles, California.
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
condition in a neurological disorder. The psychiatric
Neuropsychiatric Institute, Brain Research Institute, David condition is alexithymia, the inability to verbalize emo-
Ge¤en School of Medicine, University of California at Los tions. Among other goals, HEA set out to test the hy-
Angeles, Los Angeles, California. pothesis that alexithymia is due to (1) right-hemisphere
453
dysfunction, leading to impoverishment of a¤ect, and tence for at least one task in each hemisphere. When
(2) functional callosal disconnection, leading to inac- L.B. was asked to respond by verbally identifying the
cessibility of right-hemisphere (RH) emotions to left- word or emotion heard in either ear, he showed a mas-
hemisphere (LH) verbalization. Since the neurological sive REA for word identification and a massive LEA for
disorder MS is associated with white matter degener- emotion identification. The simplest account of this
ation in general and CC atrophy in particular, it is a pattern of results is that (1) there is good ipsilateral sup-
valuable model system for testing the disconnection pression for both tasks in both hemispheres; (2) the LH
hypothesis of alexithymia. specializes for and dominates the identification of the
HEA selected Bryden’s words/emotions dichotic tape words, exhibiting an expected massive REA; (3) the RH
for testing their predictions. In this test, the stimuli con- specializes for and dominates the identification of the
sist of four words (bower, dower, power, and tower) ex- emotions, yielding a massive LEA; and (4) verbal identi-
pressed in four di¤erent emotional intonations (angry, fication of the emotions reflects either RH speech or LH
sad, neutral, and happy). The verbal task requires de- verbalization of the emotion, or a code identifying it,
tecting a target word, say, ‘‘bower,’’ and the emotional which is transferred subcallosally from the RH to the
task requires detecting, say, the emotion ‘‘sad,’’ while LH. On this account, HEA’s argument is valid.
dividing attention between the two ears. The task yields But the plot thickens. Bryden and HEA used a slightly
a right-ear advantage (REA) in the verbal task and a left- di¤erent paradigm. Instead of using verbal identifica-
ear advantage (LEA) in the emotion task. This is ex- tion, they used target detection, in which subjects were
plained by the fact that the dichotic condition results in asked to detect one nominated target word (say, ‘‘tower’’)
suppression of the ipsilateral left ear (LE) ! RH and and one nominated target emotion (say, ‘‘sad’’) in either
right ear (RE) ! RH projections. (The auditory nerves ear. This paradigm also yields the expected REA for
cross both in the brain stem (superior olive) and in the words and LEA for emotions. But does it satisfy the as-
inferior colliculus.) sumptions of ipsilateral suppression and exclusive spe-
Now, if the verbal stimuli are processed exclusively in cialization? The data for this paradigm in L.B. do not
the LH, then the RE has privileged access to its proc- quite satisfy all the assumptions. For words the RE score
essing resources, whereas the LE must first traverse the was 100%, the LE score was 42% (chance ¼ 50%), and
CC from the RH to the LH before being processed in the false alarm rate (‘‘yes’’ responses to pairs that did not
the LH (Zaidel, 1976, 1983; Zaidel, Zaidel, and Bogen, contain the target in either ear) was 28%. For emotions
1990; Zaidel, Clarke, and Suyenobu, 1990). Further- the RE score was 72%, the LE score was 64%, and the
more, there are data suggesting that auditory inter- false alarm rate was 1%. Thus the word task did yield a
hemispheric transfer occurs largely through the isthmus massive REA with chance performance in the LE, con-
of the CC (e.g., Alexander et al., 1989). Thus, posterior sistent with ipsilateral suppression and LH competence.
callosal dysfunction should result in a failure of LE It is noteworthy, however, that the LE score was at,
transfer and a reduced LE score in the verbal task. This rather than below, chance, suggesting that L.B. does not
is exactly what HEA observed for MS patients relative to hear only a single word and that he can identify the
normal controls. We might even expect an increased RE source of the LE signal but not its content. The emotions
score due to release from competition for resources by task yields unexpected results: There was an REA, with
the LE signal, but this wasn’t quite significant. A similar, above-chance performance in the RE but not in the LE,
symmetric, argument applies to emotion processing in suggesting LH processing, which shows only partial
the RH. In this case, MS patients have a lower RE score, competence. The target detection task confirms the con-
presumably because the RE signal must traverse the CC clusion from verbal identification, namely, that there is
from left to right before being processed. In this task, the LE suppression in the LH for the word task. But is LH
left ear of MS patients does not tend to surpass that of specialization exclusive? We addressed this question with
controls, perhaps because emotional processing in the a third paradigm, requiring matching of the sound to
RH of MS patients is also impaired, as predicted by lateralized letter probes (B, D, P, and T). Unfortunately,
HEA. this task yielded high biases and low sensitivities, so the
But the argument advanced above is valid only if (1) data are inconclusive.
the stimuli indeed yield ipsilateral suppression on both We conclude that as far as our data go, they are con-
sides and (2) the tasks are exclusively specialized in the sistent with HEA’s interpretation, but further experimen-
opposite hemispheres. Are these assumptions true? They tation is necessary to establish exclusive LH specialization
can be tested critically in the split brain. The assump- for word identification in the words/emotions dichotic
tions are best tested in a patient with complete cerebral listening task. Until that is done, HEA’s results must be
commissurotomy, L.B., who appears to have compe- considered as only tentative.
abstract There are two complementary views of the human (the fifth visual area, also called MT by analogy), with a
callosal connections. One is that human callosal connections high proportion of neurons selective for motion (Zeki,
are organized in a very similar way to those of other primates 1974; Van Essen, Maunsell, and Bixby, 1981). Second,
or, indeed, of other mammals. The second view is based on the
fact that in humans several functions are lateralized and that di¤erent aspects of visual information, such as color,
callosal a¤erents reflect this human specialization. Both of shape, and motion, appear to be processed at the corti-
these views are supported by recent hodological studies of cal level in parallel; separate compartments for these
human visual callosal connections. As in nonhuman primates, attributes were described in V1 and V2 (the secondary
human visual callosal a¤erents link representations of the ver- visual area) as well as specific connections of these com-
tical meridian and are thus landmarks for several retinotopi-
cally organized visual areas. Many influential models of human
partments to specialized extrastriate areas (Livingstone
cognitive functions have presumed that human callosal con- and Hubel, 1984, 1987a; Shipp and Zeki, 1985). Third,
nections link predominantly symmetrical parts of cortex; these macaque visual areas seem to constitute a hierarchical
same assumptions are still present in recent models. Our recent system. The level within the hierarchy is determined by
results challenge this view by revealing a large array of heter- the coding properties of the neurons and by the pattern
otopic callosal connections in humans.
of intrahemispheric corticocortical connections origi-
nating and terminating within a given area. The bottom
of the hierarchy is formed by V1, and the top levels by
Hierarchical organization of visual areas
parietal and temporal visual areas that are involved in
The work of the past 25 years has demonstrated that complex cognitive functions (Felleman and Van Essen,
macaque extrastriate cortex is not a homogeneously or- 1991).
ganized association cortex but an array of functional Human visual cortex appears to be organized in a
units that obey clearly defined organizational principles very similar way. First, anatomical evidence indicates
(for a review, see Felleman and Van Essen, 1991). First, that human extrastriate cortex contains several visual
it contains a large number of visual areas that are de- areas (see below). Recent evidence from fMRI studies
fined by their topographical representation, functional shows that at least four areas are retinotopically or-
specialization, architecture, and connectivity; recent es- ganized: V1, V2, V3 (the third visual area), VP (the
timates exceed 30 areas. V1 (the primary visual area) ventroposterior visual area, defined as such in New
and other early-stage visual areas have a rather precise World monkeys; the term has recently been used to de-
retinotopic representation of the contralateral hemifield. note ventral V3 in macaque and humans), V3A (the vi-
Several extrastriate areas are highly specialized for some sual area anterior to the third visual area) (Sereno et al.,
aspects of visual perception; the most striking examples 1995; DeYoe et al., 1996). Human extrastriate cortex
are V4 (the fourth visual area), with a high proportion of contains regions that deal specifically with some aspects
neurons selective for color (Zeki, 1973), and V5/MT of visual information. Distinct regions were selectively
activated by color (Lueck et al., 1989; Corbetta et al.,
1990; Gulyas and Roland, 1991; Zeki et al., 1991) or
stephanie clarke Division de Neuropsychologie, Centre motion stimuli (Corbetta et al., 1990; Zeki et al., 1991;
Hospitalier Universitaire Vaudois, Lausanne, Switzerland. Watson et al., 1993). Second, color, shape, and motion
461
are processed separately by the human visual system, as ing callosal a¤erents from the infarction to the intact,
indicated by psychophysical (Livingstone and Hubel, contralateral hemisphere. Charts of individual sections
1987b) and hodological evidence (Burkhalter and Ber- from the hemisphere contralateral to the lesion revealed
nardo, 1989). Third, human visual areas are most likely a patchy distribution of degenerating axon segments,
hierarchically organized. This point has never been that is, callosal a¤erents (Figure 21.1). A band of callosal
directly demonstrated in humans, but there is rather a¤erents was found along the 17/18 boundary, reaching
convincing circumstantial evidence based on the strong more into area 18 than 17. Area 17 outside this thin
similarities to macaque visual cortex and on the in- band was devoid of callosal a¤erents. A 15- to 45-mm-
creasing specialization of the more anterior visual areas. wide stripe of area 18 adjacent to the callosal band along
the 17/18 boundary was callosal-poor. Patches of cal-
Human visual callosal connections losal a¤erents of di¤erent width alternated with callosal-
free regions more laterally in areas 18 and 19. In a first
There are two complementary views of the human cal- study, the medial part of the occipital lobe of three cases
losal connections. One is that human callosal connec- was unfolded (Clarke and Miklossy, 1990). It showed an
tions are organized in a very similar way to those of alternating pattern of anteroposteriorly oriented bands
other primates or, indeed, of other mammals. The sec- of callosal-rich and -poor regions (Figure 21.2a). This
ond view is based on the fact that in humans several resembled the situation in macaque monkeys, in which
functions are lateralized and that callosal a¤erents re- similar bands of callosal a¤erents are concentrated along
flect this human specialization. Both these views are the representation of the vertical meridian, providing
supported by recent hodological studies of human visual useful landmarks for some boundaries between visual
callosal connections. areas.
More recently, we extended the analysis of callosal
Regions of Origin Several parts of the human visual a¤erents (Clarke et al., 1995). The whole posterior third
cortex have been shown to form callosal connections: the of the hemisphere was flattened using an algorithm de-
inferomedial and superolateral parts of the occipital veloped by Heather Drury and David Van Essen (Clarke
cortex and the posteroinferior part of the temporal cor- et al., 1995; Van Essen et al., 1995). Two important re-
tex (Van Valkenburg, 1908; Clarke and Miklossy, 1990; sults emerged. First, callosal connections originating in
Di Virgilio and Clarke, 1997). The evidence comes from the medio-occipital and the inferior temporo-occipital
cases with small lesions in which degenerating axon cortex spread widely over the whole occipital and the
segments were demonstrated in the corpus callosum or posterior temporal and parietal cortices. Second, as
in the contralateral target territories. The posterior pa- shown in the flattened reconstructions, patches of cal-
rietal cortex most likely gives rise to callosal connec- losal-poor regions exist also on the lateral aspect of the
tions as well, but no unequivocal evidence has been yet hemisphere, probably in areas V3A and dorsal V4.
presented.
The radial distribution of callosal neurons in humans Visual callosal a¤erents are landmarks for several
is largely unknown. It has been proposed that the large visual areas
pyramidal neurons in lower layer III within the subarea
OBgamma of Von Economo and Koskinas (1925) send Although cytoarchitecture and myeloarchitecture vary
axons through the corpus callosum. Circumstantial evi- considerably within the human extrastriate visual cor-
dence comes from acallosal patients, who were reported tex, they do not on their own provide precise landmarks
to lack these neurons, as do rhesus monkeys after cal- for a functional subdivision (for a review, see Zilles and
losotomy (Shoumura, Ando, and Kato, 1975; Glickstein Clarke, 1997). In this respect, the pattern of callosal af-
and Whitteridge, 1976). ferents constitutes a unique set of landmarks.
The tangential distribution of callosal a¤erents in the
Regions of Termination Recent anatomical studies occipital cortex is discontinuous in all mammalian spe-
demonstrated that the intracortical distribution of visual cies so far studied (for a review, see Innocenti, 1986). In
callosal a¤erents in the human cortex forms a complex the macaque the first coherent scheme was proposed by
pattern of callosal-rich and -poor regions. The tracing Zeki (1970), consisting of six bands of callosal a¤erents
method used was a modification of the Nauta method through areas 18 and 19. Later, maps of callosal a¤er-
for anterogradely degenerating axons (Clarke and Mik- ents were related to the electrophysiologically defined
lossy, 1990; Clarke et al., 1995). Human brains with areas of the occipital cortex (Zeki, 1977, 1978; Van Es-
unilateral occipital or occipitotemporal lesions were sen and Zeki, 1978; Van Essen, Newsome, and Bixby,
silver-impregnated for degenerating axons, thus reveal- 1982). Callosal a¤erents were shown to characterize vi-
sual area boundaries that contain the representation of Further Evidence for Extrastriate Visual Areas in
the vertical meridian: V1/V2, V3/V3A, V3/V4 and Humans Although the proposed subdivision of the hu-
VP/V4 boundaries. The remaining parts of V1, V2, VP, man occipital cortex relies largely on the pattern of cal-
V3, V3A, and V4, including the V2/V3 and V2/VP losal a¤erents, some human visual areas appear to have
boundaries, are devoid of, or very poor in, callosal af- distinct architectonic features as well as connectivity
ferents. The pattern of callosal a¤erents becomes more pattern.
blurred in the more anterior visual areas. The same or-
ganizational principle is likely to apply to the human Cortical architecture We have found rather well defined
visual cortex, and the pattern of human callosal a¤erents myeloarchitectonic landmarks for three extrastriate vi-
is likely to constitute landmarks for some visual area sual areas: V2, VP, and V5/MT (Figures 21.2b and
boundaries. We have thus identified the location of hu- 21.2c; see Clarke and Miklossy, 1990). The latter area
man visual areas V1, V2, V3, and VP as well as the may correspond to the macaque motion area that is
medial boundary of V4 (Figures 21.2a and 21.2b). found in the superior temporal sulcus (Zeki, 1974; Van
Figure 21.5. Heterotopic interhemispheric connections that involved in reading (see text). (D, E): Direct, monosynaptic
have been demonstrated anatomically in humans (black ar- connections were demonstrated from the inferior temporal
rows) and the pathways that were proposed in classical models cortex to Wernicke’s and Broca’s areas (Di Virgilio and Clarke,
(shaded arrows). (A) Direct, monosynaptic connections were 1997); this is part of a most likely large network linking higher-
found to link the right calcarine region to the left angular gyrus order visual and speech areas and sustaining visuoverbal func-
(Clarke et al., 1995); this may be one of several pathways (B, C) tions. (From Clarke, 1998.)
abstract The function and shape of the corpus callosum losum involved in this di¤erence and whether it corre-
may be influenced by literacy. Two pieces of evidence are re- sponds to a small or large contingent of crossing fibers.
ported. The first one addressed the study of hand move-
ments controlling a target in a screen. There were di¤erences
Within the dyslexic population, variations have been
in performance between literate and illiterate subjects. In the shown in the anatomy as well as the function of the
second study the morphology of the corpus callosum was corpus callosum. The findings reported by Brown (1996)
compared in two groups, literate and illiterate women. The in adult dyslexics have shown that interhemispheric
region where interparietal fibres are thought to cross is thinner transfer time (IHTT) was greater when compared to
in illiterates.
normal readers. This is particularly interesting in com-
parison to results reported in children (Davidson and
The study of callosal function embodies almost all Saron, 1992), as dyslexic children have faster IHTT
chapters of cognitive neuroscience. This book deals with than do controls.
anatomic and functional aspects of the corpus callosum, It has been established that the corpus callosum
in particular the e¤ects of stimulus and task manipu- changes in structure, shape, and function with age
lations on the normal interhemispheric crossing of (Cowell et al., 1992; Pujol et al., 1993). Genetics play an
information. The book also addresses the clinical mani- important role in this maturational process, as was
festations of pathologic states such as agenesis, callos- shown in the study by Oppenheim and colleagues (1989)
otomy, and multiple sclerosis. with identical twins. However, in that same study, small
Among these aspects, the relationship between read- di¤erences were apparent between brothers, suggesting
ing abilities and callosal function remains to be under- a certain degree of external influence in the develop-
stood. Clarke addresses homotopy and heterotopy in ment of the biological process. A study of musicians
posterior callosal connections. Here, we focus on the further supports the hypothesis that the training of a
relationship between the morphometry of callosal chan- certain task may influence biological development (El-
nels and their functions. Although the exact nature of bert et al., 1995).
the connection between callosal structure and function It is precisely the matter of the influence of external
is unknown, di¤erences in the shape of the corpus cal- factors on the morphology of the brain that motivated
losum have been reported between normal readers and our present research on illiteracy. First, a definition
dyslexics (Duara et al., 1991; Hynd et al., 1995). The of the experimental population must be presented. All
reports vary concerning the region of the corpus cal- studies are performed comparing two populations that
di¤er, as exclusively as possible, in the ability for
alexandre castro-caldas Language Research Laboratory, matching graphemes to phonemes. They are matched
Centro de Estudos Egas Moniz, Hospital de Santa Maria, Lis- for intelligence, cultural background, gender, and age. A
bon, Portugal. significant part of the population is illiterate in certain
alexandra reis Area Departamental de Psicologia, F.C.H.S., regions of Portugal as the result of social factors. Fifty
Campus de Gambelas, Universidade do Algarve, Faro, Portugal. years ago, schools were scarce, and children were fre-
pedro cavaleiro miranda and eduardo ducla-soares In-
stitute of Biophysics and Biomedical Engineering, Centro quently required to walk long distances to attend classes.
de Neurociências de Lisboa, Hospital de Santa Maria, Lisbon, Most of the older girls did not acquire a formal educa-
Portugal. tion because they were needed at home to care for
473
younger siblings. It is very common nowadays to find (mean age ¼ 64:2 G 3:1), and eleven were literate (mean
sisters living close by and leading similar lives, the older age ¼ 61:1 G 4:7; mean years of schooling ¼ 5:6 G 2:3).
being illiterate and the younger literate. All the subjects were strongly right-handed (assessed by
Comparing the performances of these two groups re- a 10-item questionnaire). Subjects were matched for
vealed di¤erences in oral language processing. These intelligence on the basis of a questionnaire adapted for
di¤erences became apparent in testing both normal and low cultural levels, and brain lesions were carefully ruled
brain-damaged subjects (Castro-Caldas, Reis, and Par- out by clinical methods. None of the subjects in either
reira, 1994; Reis and Castro-Caldas, 1997). Those who group had had any previous experience in handling the
never learned how to match a phoneme to a grapheme mouse of a computer.
in childhood have di‰culties in repeating plausible
pseudo-words, being untrained in using language pho- Procedures The experiments were run on an IBM-
nology. The illiterate subjects prefer to use a semantic compatible personal computer, with stimuli being dis-
reference system. When these subjects became aphasic, played on a color screen (22 16 cm). One hundred and
their repetition of words and phrases deteriorated when sixty target stimuli (yellow squares; 80 left visual field, 80
oral comprehension was poor; that is, there were only right visual field), appeared randomly on the screen. The
rare cases of transcortical sensory aphasia in illiterates subjects were required to signal lateralized target stimuli
(Castro-Caldas et al., 1994). At the same time, the pat- (a yellow square turns red) by handling the mouse of the
tern of activation observed with PET scans also revealed computer. Subjects fixated on a point located at the cen-
di¤erences, suggesting that if illiterate subjects are poor ter of the screen between the appearances of the stimuli.
performers in a task, this is because they are not using Execution time between target appearance and target
the same neural substrate as do literate subjects (Castro- detection was measured. Half of the subjects started
Caldas et al., 1998b). with their right hand, the other half with their left, al-
What may be concluded so far is that the absence ternating hands every 20 stimuli. There was a training
of the formal learning of a specific task of matching a session with both hands.
phoneme to a grapheme at the proper age a¤ects or de- Results To analyze the e¤ect of being literate or illit-
termines the future functional organization of the brain. erate on the variables involved (right/left hand and
Bearing in mind this information and considering right/left side of the screen) a three-way ANOVA was
the results reported in dyslexia, we decided to study the done (repeated measures), using the sum of execution
corpus callosum of illiterate subjects from both the func- time (in milliseconds) for each subject as the dependent
tional (Reis and Castro-Caldas, 1997) and morphologi- variable. This analysis included three factors: (1) sub-
cal points of view (Castro-Caldas et al., 1999). ject’s literacy (G, illiterate versus literate); (2) hand used
in the task (H, right versus left); (3) side of the screen
Functional study where the stimulus was presented (SS, right versus left).
The processing of written language is a lateralized As can be seen in Table 21.1, there was a group e¤ect
function that interacts constantly with processes of both ( p ¼ 0:002), no hand e¤ect ( p ¼ 0:076), and no interac-
sides of the brain. Reading activity brings together the tion between group and hand ( p ¼ 0:74), suggesting that
visual scanning of space, which is dependent on the right the two groups behave similarly regarding individual
hemisphere, and graphemic-phonemic matching, which hand performance (Figure 21.7a). Figure 21.7a also
is dependent on the left hemisphere. Writing activity shows that literate subjects were faster than illiterate
also stimulates parallel processing in both hemispheres,
which certainly stimulates transcallosal crossing of in-
formation. Therefore, the acquisition of reading and Table 21.1
writing habits may promote an increase in transfer of Analysis of variance, G (group) H (hand) SS (side of screen)
information between the right and left hemispheres. The Source of Variance F ð1; 20Þ p
purpose of the present study was to design a functional Group (G) 13.1 0.002
task simulating the visuomotor components of writing
Hand (H) 3.5 0.076
and compare the performance of literate and illiterate
Side of screen (SS) 14.2 0.001
non-brain-damaged subjects on the task.
GH 0.11 0.74
Material and Methods G SS 11.6 0.003
H SS 0.0003 0.99
Subjects Twenty-two women from the same sociocul-
G H SS 0.14 0.72
tural background were selected. Eleven were illiterate
ones, with both the right hand (Mann-Whitney Test, was slower when the stimulus appeared on the left side
U ¼ 22; p ¼ 0:012) and the left hand (Mann-Whitney of the screen than when it was on the right side (Wil-
Test, U ¼ 16; p ¼ 0:0035), but no significant di¤erences coxon matched pairs test, T ¼ 5, p ¼ 0:012). This was
between right and left hands were found for either group not the case for the literate group (Wilcoxon matched
(Wilcoxon matched pairs test; for illiterate, T ¼ 23, pairs test, T ¼ 27, p ¼ 0:59).
p ¼ 0:37, and for literate, T ¼ 14, p ¼ 0:09). This ex-
plains the absence of an interaction between group and Comments The results of this experiment for the illit-
hand. erate subjects showed that the overall execution time
As can be seen in Table 21.1, the side of the screen was slower on the left side of the screen. It is possi-
where the stimuli were presented was also a source of ble that these di¤erences indicate that the absence of
significant di¤erence ( p ¼ 0:001), and there was also learning to read and write at the proper time of life in-
a significant interaction of this variable with group fluences the development of bihemispheric processing of
( p ¼ 0:003). Figure 21.7b shows that the illiterate group information related to visuomotor activities. Reading
abstract The relevance of the corpus callosum as the major them. Freund labeled this impairment optic aphasia (OA)
pathway connecting the right and left hemispheres was identi- and explained the deficit on the basis of a left parieto-
fied as long ago as the latter decades of the nineteenth century. occipital lesion producing right-side hemianopia and a
The importance of this connection became particularly clear
after the identification of lateralized functions in the hemi-
splenial disconnection of the intact right occipital visual
spheres, especially of the language and praxic left lateraliza- areas from the left-hemisphere (LH) speech areas (see
tion. For decades, observations on focal brain injury patients Figure 22.1).
have supplied important data that have supported descriptions A few years later, Joseph-Jules Déjerine (1892) de-
of the nature of interhemispheric connections and interac- scribed the case of a patient with a pure reading dis-
tions. This chapter opens with a review of the classic neuro-
order that he called verbal blindness. The reading disorder
psychological disorders that have been explained by a callosal
disconnection between hemispheres. The deficits arising from was due to a lesion of the left occipital lobe and of the
a splenial interruption of the corpus callosum are described callosal fibers connecting the visual areas of the right
in greater detail. Special attention is given to the cognitive hemisphere (RH) to those of the LH and to the language
models of object naming and of reading aloud and their im- areas (see Figure 22.2).
plications for the interpretation of optic aphasia and pure
The relationship between ideomotor apraxia and the
alexia. A final purpose of the chapter is to discuss the relevance
of focal injuries of the callosal pathways to describe the right corpus callosum was first identified by Hugo Liepmann
hemisphere lexical and semantic linguistic capacity. It is sug- (1900, 1905), who described and modeled the LH later-
gested that the variable pattern of optic aphasia, associative alization of higher-level motor functions. A LH lesion
visual agnosia, and pure alexia may be explained by a di¤erent along Liepmann’s pathway causes ideomotor apraxia, a
amount of verbal and/or semantic knowledge in the right disorder of the complex voluntary motor behavior that
hemisphere.
manifests not only on the right hand, but also on the left.
It implies that the RH control of the left-hand move-
Early neuropsychological observations ments is subordinated to a motor program controlled by
the LH.
In 1889 Carl Samuel Freund described a patient with Dependence of the left-hand eupraxic movement on
right homonymous hemianopia who could not name the LH through the anterior part of the corpus callosum
objects from sight but retained the ability to identify was first suggested and then demonstrated by Liepmann
in a series of papers published from 1900 to 1920. Ac-
cording to his model, a lesion of the anterior callosal
pathways determines an apraxic deficit for the left hand
claudio g. luzzatti Dipartimento di Psicologia, Università only (see Figure 22.3). Liepmann and Maas (1907) made
di Milano-Bicocca, Milano, Italy. a similar observation in a right-handed patient who also
479
‘‘confabulatory visual anomia interfering with otherwise
intact gnostic capacities’’ (Geschwind and Fusillo, 1966).
More recently, other authors described patients with
behavioral characteristics similar to those first described
by Freund but in an information-processing frame. Fig-
ure 22.4 shows a contemporary model for object identi-
fication and naming. According to Marr’s (1982) theory,
after a low-level processing stage, the image of an object
undergoes a further level of analysis to transform the
actually perceived pattern into an abstract representa-
tion that is independent of the viewer’s perspective. This
episodic object-centered structural description of the
perceived object is then matched with the stored object-
centered structural representation of the objects an
Figure 22.1. Freund’s (1889) model of optic aphasia. S ¼ individual has experienced in his or her past. This
language centers; O 0 and O 00 ¼ left and right occipital visual matching permits recognition of the object, after which
cortex; m–n ¼ sagittal axis between the hemispheres; B ¼ all visual and associative semantic information are
posterior part of the corpus callosum; a1 , a 2 ¼ retinal input activated, and the appropriate lexical representation
from the left and right eye, respectively.
is retrieved henceforth from the phonological output
lexicon.
Following presentation of this schematic processing
su¤ered from left-hand agraphia. The deficit could not be model, the di¤erent explanations of the cognitive mech-
explained as being due to constructive apraxia because anisms underlying OA will be briefly discussed. (For a
the patient did not show any impairment in copying more extensive analysis of these di¤erent explanations,
complex drawings or printed words with his left hand. see Luzzatti, Rumiati, and Ghirardi, 1998.)
Furthermore, it could not be explained as a classic dys-
graphic disorder because spontaneous writing with the OA as a Disconnection Between Visual and Verbal
right hand was preserved, and he had no deficit in oral Semantic Systems Lhermitte and Beauvois (1973),
spelling of words. Beauvois (1982), and Shallice (1988) explained OA in
A further typical symptom of callosal disconnection the frame of the multiple semantic systems theory, sug-
is left-hand tactile anomia. It usually follows a lesion of the gesting that symptoms are the outcome of damage to the
medial area of the corpus callosum. Geschwind and interaction between a modality-specific visual and a ver-
Kaplan (1962) described in detail a patient su¤ering bal semantic system.
from this deficit who could not name simple objects by
tactile manipulation and produced rough semantic OA as Access Visual Agnosia In Riddoch and Hum-
substitutions and circumlocutions. However, the patient phreys’s (1987) theory the patients’ deficits are inter-
could identify the objects he could not name after tactile preted as an impairment in accessing complete semantic
manipulation, since the left hand spontaneously per- representations of objects from vision. More recently,
formed the actions appropriate to the objects. Left-hand Hillis and Caramazza (1995) proposed a similar expla-
tactile anomia should therefore be distinguished from nation.
astereognosic tactile agnosia.
OA as a Disruption of a Nonsemantic Route for
Information-processing accounts to optic aphasia Naming Ratcli¤ and Newcombe (1982) suggested that
OA is caused by damage to a route for naming that by-
A visuoverbal disconnection (Freund, 1889) has not passes the semantic system and leads directly from the
always been accepted as an explanation of OA. Freud pictogen (i.e., the structural description of an object) to
(1891), Wol¤ (1904), Goldstein (1906), and Kleist (1934) the phonological output lexicon. There is an obvious
maintained, for instance, that the disorder underlying analogy with the explanation given for deep dyslexia by
OA was not distinguishable from visual agnosia (Lis- Schwartz and colleagues (1980), that is, damage to a di-
sauer, 1890) or anomia. Many decades later, Norman rect lexical nonsemantic route for reading. However, if
Geschwind (1965) interpreted visual agnosia itself in the connection from the pictogen to the semantic system
terms of visuoverbal disconnection, claiming that most and from the semantic system to the phonological output
cases of visual agnosia had to be reinterpreted as a lexicon is spared, OA patients could use this indirect
pathway when naming pictures. To account for the also aimed to demonstrate that the best cognitive model
anomic behavior and to explain the large number of se- to match the concept of RH and LH semantics is the
mantic errors, Ratcli¤ and Newcombe (1982) had to as- multiple semantic systems theory (Shallice, 1988). This
sume a further functional lesion that causes a fuzziness model o¤ers the best explanation for a left/right se-
in mapping semantic onto phonological representations. mantic di¤erence, when one considers that visual se-
mantics as well as the other sensory semantic systems
OA as a Disconnection Between Right- and Left- are represented symmetrically in the two hemispheres,
Hemisphere Semantics Coslett and Sa¤ran’s (1989b, whereas verbal semantics is located predominantly in
1992) account updates Freund’s original theory of OA the LH.
as a visuoverbal disconnection within an information- The patient, A.B., was a 74-year-old Italian housewife
processing frame. Owing to the left occipital lesion and with five years of education. In August 1993 she su¤ered
the splenial disconnection, all visual and identification a CVA in the territory of the left posterior cerebral ar-
processing is accomplished in the RH, and the resulting tery, determining a malacic lesion of the left occipital
flow of information cannot reach the LH semantic and inferior and mesial cortex and of the underlying white
LH lexical representations. The merit of Coslett and matter (see Figure 22.5). Her major impairments were a
Sa¤ran’s theory is that they mapped a model of object complete right hemianopia, a severe naming deficit on
recognition and naming and their account of OA to visual presentation, and full alexia.
neuroanatomy. However, the explanation they o¤er To better understand the nature of her naming defi-
lacks detail regarding the concept of RH and LH cit, A.B. was tested by means of a set of tasks tapping the
semantics. retrieval of object names and the di¤erent processing
To support the claim that OA can be explained only levels represented in Figure 22.4. The results are sum-
by a theory that takes into account both a detailed cog- marized in Table 22.1.
nitive model and its anatomical constraints, especially
the e¤ect of a callosal disconnection, Luzzatti and col- Naming Her ability to name objects from tactile explo-
leagues (1998) studied a patient who showed the typical ration (23/30, 77%) was significantly better than her
OA deficit pattern in confrontation naming. The study ability to name them from visual presentation (7/30,
23%) (w2 (1) ¼ 17.1; p < 0:0001). Naming to definition (22%), and she made only one visual and a few (7%)
was at ceiling for concrete objects and actions (30/30, semantic errors. This pattern of disruption is hardly
100%) and still within the normal range for abstract compatible with the explanation of OA as an access
concepts (25/30, 83%). A.B. was asked to name draw- visual agnosia (Riddoch and Humphreys, 1987), which
ings of 44 natural objects and 59 artificial objects from would require a prevalence of visual and visual-semantic
Snodgrass and Vanderwart’s norms (1980); she was able errors.
to name only 21% of the drawings, without significant
di¤erence between natural (16%) and artificial (25%) Early visual processing A.B.’s ability to produce an on-
items. Overall, A.B. showed a naming deficit of visually line representation of visual stimuli was in the normal
presented objects, suggesting that her impairment was range, both on a figure-ground discrimination task
not due to a lexical access deficit or to a loss of knowl- (Poppelreuter-Ghent) and on the copying of geometric
edge within a unitary semantic system. If A.B.’s naming line drawings.
deficits had been located on either of these process-
ing levels, her naming performance should have been Access to the structural description system The integrity of
a¤ected equally for all input modalities. The majority of the structural description system was demonstrated by a
errors were circumlocutions (42%) and perseverations normal performance (34/34) on an object decision task
representation for concrete, morphologically simple 1995), and even if it were accepted in principle, it is not
words only. Owing to the left occipital and callosal always easy to make a clear-cut distinction between the
damage, visual analysis and access to visual semantic disorders because (1) it is often di‰cult to prove or ex-
knowledge can be achieved only by the RH. However, clude the identification of objects, (2) some cases show
the RH representations cannot access full verbal se- intermediate patterns or shift from one condition to the
mantic, categorical associative and lexical representa- other, and (3) except for a few cases in which VA was
tion. This also explains A.B.’s ideomotor and ideatory caused by a bilateral lesion of both visual integrative
apraxia from visual stimuli. areas, OA and VA cases usually share a very similar
underlying brain lesion, that is, a left occipital lesion as-
Functional and Neuroanatomical Interaction of sociated with a disconnection of the occipital callosal
Optic Aphasia and Associative Visual Agnosia pathways.
Classic neuropsychology made a clear distinction be- An interpretation of this interaction has been given by
tween the concept of OA and that of associative visual Schnider, Benson, and Scharre (1994). They discussed
agnosia (VA), stating that OA is a lexical deficit, whereas the case of a 71-year-old right-handed man su¤ering
VA is a disorder of object identification. However, this from a relatively pure visual recognition and/or naming
distinction has not been universally accepted (Freud, disorder caused by a left occipital and posterior tempo-
1891; Wol¤, 1904; Goldstein, 1906; Geschwind, 1965; ral lobe infarct. No impairment emerged in naming ei-
Riddoch and Humphreys, 1987; Hillis and Caramazza, ther from verbal description or when the use of a tool
procedure that is a prerequisite for direct access to the aphasia, and alexia owing to a left temporoparieto-
RH lexical and lexical-semantic representations. occipital infarct. Word naming was slow and laborious,
The inconsistent pattern of symptoms following left with length e¤ect and the remaining features of LBL
occipital damage has also been justified by the di¤erence reading. Writing was unimpaired. P.V.’s performance
in size of the underlying callosal lesions (Binder and on an auditory and a visual lexical decision task is sum-
Mohr, 1992). However, an anatomical correlative study marized in Table 22.2. Under the visual modality and
on Coslett and Sa¤ran’s series did not agree with this with unlimited time exposure he accepted most of the
account, since the sites of the lesions causing LBL read- concrete natural words, rejected most of the nonwords,
ing disorders varied considerably, with di¤erent degrees but performed at chance with concrete artifacts, abstract
of impairment of the callosal pathway (Sa¤ran and Co- words, and function words. In the tachistoscopic con-
slett, 1998). dition he rejected most of the illegal nonwords but
Alternatively, it should be considered that if covert accepted most of the phonologically legal and pseudo-
processing depends on the RH and there are individual su‰xed nonwords and of the improperly su‰xed words.
di¤erences in the RH linguistic capacities, then this kind Overall, the patient varied the response pattern accord-
of variability across subjects was clearly to be expected ing to whether the presentation was free or tachisto-
(see Coltheart, 1998, for a more extensive discussion). A scopic: He overgeneralized the no decision with the
similar variability of performance emerged also from the unlimited exposure and the yes decision in the tachisto-
written lexical decision and semantic judgments of com- scopic condition. Table 22.2 also shows P.V.’s perfor-
missurotomized patients (see Baynes and Eliassen, 1998, mance on a semantic decision task in which he had to
for a review). judge whether a stimulus was or was not a coarse word.
Di¤erent performances under unlimited and tachisto- Under written tachistoscopic presentation the patient
scopic exposure were also found in two Italian dyslexic considered most of the neutral words as coarse words.
patients whom we had the opportunity to test for their Here too he seemed to follow a yes solution, deciding in
covert reading abilities. Both patients presented severe almost all cases for a coarse word. In conclusion, P.V.
impairment in reading words and nonwords and per- had little RH visual lexical processing and little, if any,
formed lexical decision at chance level but showed con- implicit semantic processing.
trasting behavior on semantic judgment tasks. The second case was an 18-year-old patient (D.M.)
The first patient was a 48-year-old bank employee su¤ering from right hemianopia and severe language
(P.V.) su¤ering from right hemianopia, mild fluent disorder with the features of a mixed transcortical apha-
Semantic Judgments (% of Hits): Coarse Word Identification (‘‘Is it a coarse word or not’’?),
Edible Item Discrimination (‘‘Is it edible or not’’?)
Coarse Words Edible Items
n¼ (% hits) (% hits)
Yes 14 92 77
No 12 93 77
sia. A CT scan showed a left occipital infarct extending mantic judgments, by contrast, were close to normal or
to the temporoparietal regions. Letter naming was se- only moderately impaired. D.M.’s performance pattern
verely impaired (21/48). Table 22.3 shows her repeti- thus conforms with the hypothesis of an implicit RH
tion and reading performance with words and non- lexical and semantic processing. As expected, however,
words, and her performance on an auditory and visual her implicit processing is limited to high-frequency and
lexical decision task. In the visual condition she was at morphologically simple concrete nouns. The dissocia-
chance level with function words, abstract nouns, legal tion between D.M.’s almost normal performance on
nonwords, improperly su‰xed words, and su‰xed non- both semantic judgments and her poor performance on
words, whereas she performed significantly better than the lexical decision task is not easy to explain within the
chance with concrete nouns and illegal nonwords. Table framework of the usual information-processing models,
22.3 also shows her performance on two semantic judg- as these results are a cue for a spared access to seman-
ment tasks under written tachistoscopic presentation; the tics, with impaired access, however, to the orthographic
patient was able to discriminate coarse from neutral input lexicon. A possible explanation is that reading with
words and to distinguish edible from inedible items. the RH lexical pathway is not only implicit but also
Overall, in the lexical decision task D.M. showed a clear automatic. D.M. is able to access semantic information
part of speech and imageability e¤ect with words but without consciously accessing the orthographic input
performed almost randomly with nonwords. Her se- level. Lexical decision is thus possible only as a top-down
abstract In this commentary the assumption that the right fails because the exposure time is too short, and when
hemisphere mediates the reading performance of letter-by- the alternative lexical route to semantics in the right
letter readers is considered in the light of results obtained in hemisphere (RH) is spared, the RH provides a semantic
split-brain patients in tasks that are more closely matched to
ones used by investigators for pure alexic patients. The con-
access, which is then transmitted through the intact cal-
clusion is that the hypothesis appears more suggestive than losum to the LH for phonological encoding and pro-
conclusive. In contrast, an attempt has been made to interpret duction.
the performance of pure alexic patients as an impairment of The RH reading hypothesis has been put forward
visual processing associated with LH damage. many times, from diverse sources and for diverse reasons
(see references in Luzzatti’s chapter) but has met with
In this commentary on the chapter by Luzzatti, I con- numerous objections (Coltheart, 1983; Patterson and
sider the literature pertaining to the representation of Besner, 1984; Baynes, 1990). One potential way to clar-
language in the right hemisphere of callosotomy patients ify this point is to specify the visual mechanisms that are
to determine whether it provides an empirical basis for disrupted in pure alexic patients (see point 1 below) and
the assertion that the right hemisphere mediates the to compare the results obtained in split-brain patients in
reading errors of pure alexic patients. These patients do those tasks that are more closely matched to ones used
not appear to be able to read in the sense of fast, auto- by other investigators in pure alexic patients (see points
matic word recognition, although they are able to use a 2 and 3).
compensatory strategy that involves naming letters in a 1. As was stated earlier, the hypothesis that the RH
serial fashion. They read, in e¤ect, letter by letter. Re- mediates the reading errors of pure alexic patients is
cently, however, several investigators have demonstrated motivated by the good performance these patients show
that alexic patients are able to perform tasks such as on lexical and semantic tasks.
lexical decision and semantic categorization on letter An argument that has been put forward against this
strings that are presented too rapidly to permit e¤ective position is the failure to demonstrate the e¤ect of lexical
use of the letter-by-letter procedure (Shallice and Saf- and semantic categorization with brief exposure in all
fran, 1986; Landis, Regard, and Serrat, 1987; Coslett patients. However, Coslett and colleagues (1993) dem-
and Sa¤ran, 1989). Though lexical decision and cate- onstrated the fragility of lexical and semantic e¤ects by
gorization are performed at above-chance levels, the noting that it can be disrupted if naming is required
patients are able to explicitly identify only a small per- first. Although it is possible that this e¤ect may be man-
centage of these words at rapid presentations. It has ifested without requiring patients to explicitly read the
been suggested that the implicit lexical and semantic letter string, it has been shown recently that this might
performance may be mediated by the right hemisphere not be the only reason to account for the absence of
(Coslett and Sa¤ran, 1989), which has an orthographic lexical and semantic e¤ects. Làdavas and colleagues
input lexicon and some semantic knowledge about (in preparation) have documented the existence of two
words. When the left-hemisphere (LH) nonlexical route types of letter-by-letter readers, each of them showing
a specific visual-processing deficit. The deficit may be
elisabetta làdavas Dipartimento di Psicologia, University
related to an impairment in simultaneous processing of
of Bologna, Bologna, Italy; Centro di Neuroscience Cognitive, two visual targets located in two di¤erent spatial loca-
Cesena, Italy. tions (spatial simultagnosia) or to a deficit in letter iden-
497
tification. These two di¤erent types of visual impairment information to a visual word form, and as a consequence
interact di¤erently with the ability to access visually the patient cannot make lexical and semantic judgments
lexical and semantic information. on a string of letters that are briefly presented or read
In the first case, when the single letters forming a word aloud the letter string by using the lexical route. This
or a nonword were presented tachistoscopically and se- forced the patient to use the phonological route, which is
quentially on the same spatial position, the patient was serial and slow. In contrast, in the other patient, parallel
able to read aloud the letter string, as normal subjects visual processing was possible, but the locus of the deficit
do. In contrast, when the single letters forming a letter was more at the level of letter identification, which
string were presented simultaneously in di¤erent spatial forced the patient to use slow and serial letter processing
locations along the horizontal dimension, the patient when the letter string was presented for a long exposure
was not able to read the letter strings. This pattern of time. In contrast, the brief presentation of the letter
results was manifested with both letters and visual ob- string impeded the reading-aloud task but not the lexical
jects, demonstrating that it was not specific to linguistic and semantic tasks, which could be carried out with a
processing. In addition, this patient performed at chance weaker output from the orthographic system.
level on lexical and semantic tasks, showing that the let- This way of interpreting the pattern of performance
ter string did not activate the corresponding representa- shown in pure alexic patients is entirely compatible with
tion in the lexicon and the semantic system. the notion that the performance might be carried out by
In contrast, the other letter-by-letter reader per- the LH and, as a consequence, there is no need to invoke
formed at a level above chance both lexical and seman- the orthographic input lexicon and the semantic knowl-
tic tasks. However, his performance in reading aloud the edge in the RH. In fact, as we will see below, the lin-
letter string did not improve as much when the letters guistic competence of this hemisphere is far from clear.
were presented in the same position. In contrast, his 2. Another way to clarify the role of the RH in medi-
performance did improve when the interval between the ating the performance of letter-by-letter readers is to
presentation of each letter was increased, showing that compare the results obtained in split-brain patients in
the deficit was more at the level of letter identification tasks that are more closely matched to tasks used by in-
(see Howard, 1990, for a similar explanation). The letter vestigators for pure alexic patients. Both lexical and se-
identification problem probably forced the patient to use mantic tasks will be considered.
a slow and serial letter processing in the reading-aloud Some letter-by-letter readers seem to be able to per-
task. In contrast, when the patient was instructed to give form lexical decision tasks at a level above chance. If
a quick glance at the stimulus, the normal, or close-to- we maintain the hypothesis that the RH mediates letter-
normal, parallel-processing mode led to a representation by-letter readers’ performance, we have to show that the
of the whole string that, though degraded by the letter RH of split-brain patients has an orthographic input
identification deficit, was able to activate the corre- lexicon.
sponding representation in the lexicon. The first report of visual lexical decision in the split-
It is worthwhile to remember that although this sec- brain was made by Zaidel (1983), describing the work of
ond patient, as well as all other patients described in the Radant (1981). Using concrete imageable frequent words
literature, could carry out lexical and semantic deci- of unspecified length with a 100-ms exposure duration,
sions, he could not read aloud or identify the letter string all patients (L.B., R.Y., and N.F.) except N.G. were re-
after the categorization tasks. This probably occurs be- ported to be ‘‘bilaterally competent’’ at making lexical
cause the lexical and categorical discriminations can be decisions. However, when Eviatar and Zaidel (1991) used
carried out with a weaker or noisier output of the or- four-, five-, and six-letter words as stimuli for a lexical
thographic system than that required for reading aloud. decision task, L.B., R.Y., and N.G. were not able to re-
The degraded output of the orthographic system is suf- spond at above-chance level to LVF/RH trials.
ficient to support the correct category discrimination A similar conclusion can be drawn from Gazzaniga’s
without being su‰cient for the identification of the spe- patients (Baynes and Eliassen, 1997). When J.W., V.P.,
cific item itself. This is essentially analogous to the and D.R. were tested for LVF accuracy in lexical judg-
explanation given for related phenomena in neglect ment for words and pseudo-words across a variety of
patients by Farah (1994) and in semantic access dyslexia experiments, it was clear that they had di‰culty in per-
by Hinton and Shallice (1991). forming the task at above chance level; moreover, there
The results of Làdavas and colleagues (in preparation) was a variability within subjects under di¤ering experi-
clearly show that the deficit underlying the letter-by- mental conditions.
letter reading is, in one patient, due to the presence of In conclusion, if the RH of a split brain cannot per-
simultagnosia, which impedes parallel access of letter form lexical tasks, how can it mediate the lexical deci-
abstract This commentary focuses on the proposal that the proach proves fruitful for the two main foci of his paper:
disconnection approach may fruitfully interact with cognitive optic aphasia and pure alexia. In this commentary we
neuropsychology. In particular, we concentrate on pure alexia concentrate on pure alexia, presenting a brief review of
by providing a review of some explanatory accounts and a
longitudinal case study. This patient became a letter-by-letter the proposed explanatory accounts and some experi-
reader after a left occipitotemporal hematoma. Seven months mental data from our laboratory.
later, she su¤ered a second, mirror-image hematoma in the Pure alexia, or letter-by-letter reading, is an acquired
right hemisphere, after which her residual reading capacity reading disorder caused by lesions in the posterior re-
deteriorated dramatically, in terms of both accuracy and gions of the left hemisphere (LH). Patients typically read
reading latencies for words and isolated letters. Our findings
thereby support the hypothesis that the right hemisphere con-
slowly, letter by letter, and consequently show a length
tributes to residual reading in pure alexic patients. e¤ect in word reading, that is, a monotonic increase of
reading time with word length. Writing is characteristi-
cally spared, but patients are unable to read their own
One of the main tenets of Luzzatti’s chapter is that the written production. Déjerine (1892) articulated his fa-
classical disconnection approach may be updated with mous ‘‘Contribution to the Pathological and Clinical
the models and methods of cognitive neuropsychology. Investigation of Di¤erent Varieties of Verbal Blindness’’
Luzzatti provides convincing examples of the advan- by elaborating on Wernicke’s theoretical predictions. He
tages that can be obtained by combining these two ap- contrasted two case studies: patient Séj . . . , who showed
proaches. In particular, as Luzzatti notes, the renewed alexia with agraphia and whose brain lesion was lo-
interest in disconnection syndromes has emphasized the calized in the inferior part of the left angular gyrus
need to anchor cognitive models to their neuroanato- (Déjerine, 1891), and M.C., who was alexic but not
mical foundations. It may be noted that this approach is agraphic. M.C.’s reading deficit was particularly severe:
by no means universally accepted and that other inves- ‘‘Even the letters presented in isolation are un-
tigators think that neuroanatomical constraints play at recognizable; he can only recognize them after a long
best an ancillary role in drawing inferences on normal hesitation and by tracing their contour’’ (Déjerine, 1892,
cognition (Caramazza, 1992). However, Luzzatti’s ap- p. 66). Writing was preserved until 10 days before his
death, when M.C. suddenly became aphasic and agra-
phic. Autopsy disclosed two LH lesions: a recent one
centered on the angular gyrus and the inferior parietal
paolo bartolomeo INSERM Unit 324, Paris, France; lobule and an old one restricted to the cuneus, the pos-
Neuroscience Department, Hôpital Henri-Mondor, Créteil, terior part of the fusiform and lingual gyri, and the
France. mesial temporo-occipital sulcus. The right hemisphere
anne-catherine bachoud-lévi LSCP, EHESS, CNRS, Paris,
(RH) was intact. The pattern of impairments and the
France; Neuroscience Department, Hôpital Henri-Mondor,
Créteil, France. lesion location in these two cases, together with the
jean-denis degos Deceased. evolution of M.C.’s deficits after his first and second
françois boller INSERM Unit 324, Paris, France. strokes, convinced Déjerine that ‘‘in pure verbal blind-
500
ness with integrity of writing . . . the center of the optic ing the perceptual identity of alphanumeric stimuli.
images of letters—the angular gyrus—is intact, but Similarly, Behrmann and Shallice (1995, patient D.S.)
the lesion separates, isolates it from the common visual argued for a visual disorder in the activation of individ-
center’’ (p. 90). In other words, pure alexia would be due ual letters that disrupts their rapid identification and
to an impaired access of visual information to intact vi- proposed to consider this impairment as the default ex-
sual representations of letters in the left angular gyrus. planation of pure alexia. Perri, Bartolomeo, and Silveri
Geschwind (1965; Geschwind and Fusillo, 1966) as- (1996) explicitly addressed the issue of a causal rela-
sumed this explanation without modifications, as it tionship between letter and word reading deficits. They
nicely accommodated his own theoretical framework. described a pure alexic patient, S.P., who produced
More recently, the neurological account was challenged misreading errors on both letters in isolation and words.
by cognitively based hypotheses. Pure alexia was then Perri and colleagues found that errors in word reading
attributed to impaired activation of the visual word form were predictable from those in letter reading. In both
(Warrington and Shallice, 1980) or to impaired access to cases, most errors were perceptual: S.P., like Patterson
lexical entries (Patterson and Kay, 1982). The notion of and Kay’s (1982) patients, exhibited a tendency to con-
a reading-specific deficit was challenged in another set fuse structurally similar letters. Perri and colleagues
of studies. Pure alexia was thus considered to part of a proposed an account of pure alexia based on an access
more general problem with automatic identification of deficit to the abstract visual representations of letters.
visual input (Friedman and Alexander, 1984) or an im- This deficit would prevent an e‰cient (i.e., parallel)
pairment in rapidly processing complex visual stimuli, letter identification, forcing the patient to read letter by
both verbal and nonverbal (Kinsbourne and Warring- letter in order to a¤ord one perceptual problem at a
ton, 1962; Levine and Calvanio, 1978; Farah and Wal- time. Furthermore, in agreement with Arguin and Bub
lace, 1991). As Farah and Wallace (1991) note, these (1993), Perri and colleagues (1996) argued that some
accounts present the advantage of not postulating dedi- di¤erences that are observed among pure alexic patients
cated neural hardware for a phylogenetically recent might be quantitative, rather than qualitative. In par-
ability such as reading. However, these purely percep- ticular, the letter identification problem might vary from
tual hypotheses fail to account for the specificity of LH, mild to severe forms, producing, respectively, a simple
as opposed to RH, lesions in determining pure alexia. letter-by-letter behavior (as in D.M. and D.S.) or some
Rapp and Caramazza (1991) argued for a spatially de- letter misidentifications even on reading letters in isola-
termined deficit characterized by a left-to-right gradient tion, as in S.P.
of processing e‰ciency but found it di‰cult to specify A further issue in the discussion of pure alexia con-
more precisely the nature of this spatially based deficit cerns the role of the intact RH in the reading behavior
as opposed to neglect dyslexia resulting from RH injury. of pure alexic patients. An indispensable corollary of
In a somewhat intermediate position between classical disconnectionistic accounts of pure alexia is the
language-related hypotheses and more general percep- complete illiteracy of the RH; should the RH have some
tual-spatial accounts, a deficit occurring at the letter reading capacity, a disconnection of its visual areas from
identification level is increasingly being recognized as a the LH would produce more complex patterns of be-
possible basis for pure alexia. Thus, Bub, Black, and havior than the absolute inability to process visual ver-
Howell (1989) suggested that their patient J.V. might bal material postulated by Déjerine and Geschwind.
su¤er from a subtle letter identification deficit, since the Following a pure disconnection account, even reading
mere presence of a letter before the onset of another letter by letter should not be possible, as was indeed the
letter pair made their analysis di‰cult. However, Bub case with Déjerine’s (1892) patient, who could not iden-
and colleagues considered it unlikely that this deficit was tify any single letter. However, most patients with pure
the cause of dyslexia. Reuter-Lorenz and Brunn (1990) alexia can read letter by letter, and some of them can
demonstrated for their patient W.L. a deficit in process- even show some access to the identity of words that are
ing the constituent letters in words. Howard (1991) ar- presented too rapidly to permit overt reading. For ex-
gued for a problem in the identification of items, such as ample, pure alexic patients have been shown to perform
letters or letter features, whose number increases with tasks of lexical decision and semantic categorization on
word length. However, Howard noted that his data did words that they do not name (Shallice and Sa¤ran,
not point specifically to a deficit of letter identification, 1986; Coslett and Sa¤ran, 1989; see Luzzatti’s chapter
that this deficit could be but a residual sign of an object for a review of these implicit reading phenomena). Lex-
agnosia, and that the relation of letter reading to word ical decision may even be more e‰cient with short ex-
reading is not a transparent one. Arguin and Bub (1993) posure times than with long ones, thus suggesting that
hypothesized for their patient D.M. a deficit in extract- alternative, competing strategies are employed for this
Material
Word Reading Two hundred words of four, five, six,
seven, and eight letters in length were presented free
field, printed in lowercase on a paper strip, without a
Figure 22.9. T1-weighted magnetic resonance image showing time limit. Half of the stimuli were high-frequency
the first left hemispheric lesion (on the right side of the figure) words (>3000 from Content, Mousty, and Radeau’s
and the second right hemispheric lesion (left side of the figure). (1990) word count), and half were low-frequency words
(<1300). Accuracy and reading time were recorded
manually by the examiner, who started a stopwatch on
found herself once again alexic, to a much greater extent stimulus presentation and stopped it when the response
than before. Moreover, she had become severely proso- was complete. The word list was presented twice on
pagnosic, object agnosic, and achromatopsic. The un- separate occasions: after the first stroke and after the
fortunate occurrence of the second brain lesion brought second stroke.
our experimental testing to an abrupt stop, preventing
us from studying covert reading in this patient. She had Letter Reading The 26 letters of the French alphabet
full visual field on confrontation testing. Goldmann were randomly presented in lowercase on paper strips
perimetry showed a small central scotoma with II/4 test. for unlimited time. Accuracy was recorded. Reading la-
Visual evoked responses with black-and-white pattern tencies for letters were measured for Madame D. and
were normal for latency and amplitude. She was unable her 74-year-old, right-handed husband, who was free
to name any black-and-white realistic drawings. When from neurological deficit. Again, all the letters of the
asked to name real objects presented by the examiner, French alphabet were used. Letters were presented in
she was 13/35 correct on visual presentation, claiming lowercase Trip font size 8 (subtending a visual angle of
that she was unable to recognize the other items. She about 1 30 0 ) at the center of the plasma screen of a
named the same objects without any hesitation or error Toshiba T-5200 computer. A microphone was con-
when they produced a characteristic noise (e.g., jiggling nected to an OROS AU-22 digital board programmed
keys) or on tactile presentation. After some weeks, she to function as a voice key, which measured naming time
had regained some minimal ability to identify alphanu- to the nearest millisecond and digitized the naming re-
meric characters. When presented with words or letters, sponse. Subjects were instructed to name the letter as
she appeared at a loss, examining the stimulus for a long soon as it appeared on the screen and to respond as fast
time before producing a doubtful response. She was as possible. The target letter remained visible until a
asked to point to individual letters and single-digit vocal response was made or 5 seconds had elapsed. Re-
numbers named by the examiner. The characters were sponses were followed for 2 seconds by a blank screen
printed in Times 72 font on paper strips scattered on the before the next trial began. Naming latencies were mea-
abstract A 28-year-old right-handed female developed a word-form system (Warrington and Shallice, 1980) or,
letter-by-letter reading strategy following a large demyeli- alternatively, that they have lost the ability to transmit
nating lesion in temporo-occipital white matter of the left letter information in parallel to it (Patterson and Kay,
hemisphere. Regional cerebral blood flow (rCBF) was mea-
sured with single photon emission computerized tomography 1982). The visual word form is a representation of the
(SPECT) and Tc-99m HM-PAO at rest and during a reading orthography of the letter string in which the individual
task. During reading, a significant rCBF increase in the right letters are combined into ordered, familiar chunks
temporoparietal and occipital areas was observed, in compar- (Compton et al., 1991; Warrington and Shallice, 1980).
ison with the rest condition. Findings may argue for the exis- Other single-case studies have argued for a prelexical
tence of a right-hemisphere visual word form system that
basis of this disorder, with damage to an early visual
operates by sequential access.
processing component (Friedman and Alexander, 1984;
Luzzatti suggests that letter-by-letter reading in pure Reuter-Lorenz and Brunn, 1990). The lack of consis-
alexia is subserved by the damaged left hemisphere. Here tency in previous studies might be explained by di¤erent
we present evidence from brain activation during read- strategies employed by letter-by-letter readers to carry
ing in pure alexia, suggesting that letter-by-letter reading out the task of reading (Doctor et al., 1990; Hanley and
is subserved by the undamaged right hemisphere. Kay, 1992).
Recall that letter-by-letter reading is a form of ac- Recent studies employing positron emission tomog-
quired dyslexia in which patients read single words by raphy (PET) have investigated the functional anatomy
identifying one letter at a time. Reading is very fatigu- of word reading in normals (Petersen et al., 1989, 1990),
ing, and latencies increase linearly with the number of showing a network of specific areas involved in reading
letters in a word. In the last decade, di¤erent studies, visual words that include a left ventral occipital area, a
using detailed information-processing analyses, have right temporal area, and a left inferior prefrontal area.
proposed sophisticated cognitive models to explain the The left ventral occipital area is activated by both words
disorder (Warrington and Shallice, 1980; Patterson and and orthographically regular nonwords (Peterson et al.,
Kay, 1982; Friedman and Alexander, 1984; Shallice and 1989, 1990), and it has been proposed as the anatomical
Sa¤ran, 1986; Doctor, Sartori, and Saling, 1990; Han- correlate of the visual word-form system (Peterson et al.,
ley and Kay, 1992), whereas cascade-processing models 1990). The right temporal area is activated by all strings
have been alternatively o¤ered to explain mechanisms used and appears to be activated when subjects are re-
of reading (McClelland and Rumelhart, 1981; Rumel- quired to detect a feature. It is thought to constitute a
hart and McClelland, 1982). visual prelexical representation (Corbetta et al., 1990;
Evidence from single-case studies has suggested that Compton et al., 1991). The left frontal area is activated
letter-by-letter readers could have a deficit of the visual by words but not by nonwords when the subjects deal
with the meaning of the word.
To our knowledge, only a few studies have applied
marco iacoboni Ahmanson Lovelace Brain Mapping Center, functional neuroimaging techniques to letter-by-letter
Neuropsychiatric Institute, Brain Research Institute, David readers. In the first study an activation reading para-
Ge¤en School of Medicine, University of California at Los
Angeles, Los Angeles, California. digm was performed, but the investigation was severely
patrizia pantano and vittorio di piero Department of limited by the low resolution of the bidimensional non-
Neurological Sciences, University La Sapienza, Rome, Italy. tomographic technique employed (Halsey et al., 1980),
507
whereas in the second, a PET study, activation reading kind of errors. She had no di‰culty in auditory com-
tasks were not carried out (Silver et al., 1988). prehension. Repetition of words, nonwords, and sen-
Here we report evidence from SPECT to measure tences was intact. She was able to fluently repeat words
activity-related changes in regional cerebral blood flow and nonwords spelled aloud by the examiner (spelling
to identify brain regions that are active during a reading identification). She was also able to spell words or non-
task in a letter-by-letter reader. words (oral spelling). She had no di‰culty in naming
F.C., a 28-year-old right-handed female high-school colors and objects. On the Boston Naming Test she
graduate, presented with fever and abdominal pain. scored 46/60 correct responses without cues. She was
Four days after the onset of symptoms she developed able to decipher ideograms, such as $, %, and ¼. Her
hypostenia in the left limbs. After a week she experi- writing capabilities were unimpaired, except for her
enced lower limb paresthesiae, reduced vision, and motor di‰culties. She showed a profound impairment in
awareness that she could not read. She was admitted to word reading, but her ability to read individual letters
the Department of Neurological Sciences of the Uni- was less impaired. Therefore, she developed a letter-by-
versity La Sapienza of Rome for evaluation and treat- letter reading strategy, which made the task laborious.
ment. To read a three-letter word by this means would take
On admission, examination disclosed blood pressure F.C., on average, 13 seconds. Reading errors were visu-
of 150/100 mm Hg; her pulse was 70 beats per minute ally similar to the target (‘‘b’’ for ‘‘d,’’ ‘‘n’’ for ‘‘u’’; i.e.,
and regular. Except for abdominal pain, results of a visual paralexias). She did not show semantic paralexias.
general examination were unremarkable. The patient Number reading was slightly impaired, and calculation
could speak fluently and comprehend spoken but not was poor.
written language. She had right homonymous hemi- She was able to match briefly presented written words
anopia, a slightly decreased right corneal reflex, to line drawings of objects. The patient was presented
paraparesis and left upper limb weakness, tactile hypo- with 12 words printed in uppercase lettering, each for 2
esthesia of the lower limbs, and ataxia in all limbs. Deep seconds, timed with a stopwatch. The patient’s task was
tendon reflexes were diminished in the left upper limb to choose among five line-drawn objects, the names of
and increased in the lower limbs. She had a bilateral which all began with the same letter and had approxi-
plantar extensor response. She also presented with dis- mately the same length (e.g., penna, pane, pino, pera,
turbances of micturition. CSF study showed mono- and pesca). F.C. responded correctly on nine of the 12
nuclear pleocytosis and a slight increase of total protein trials (75%). Her performance was significantly above
content and IgG. The IgG index also showed an in- chance (20%) on a binomial test ð p < 0:0001Þ.
creased value. However, oligoclonal bands were not Finger agnosia was intact, and right-left discrimina-
seen. Viral antigens were not demonstrated in CSF. Vi- tion was normal. Facial recognition and limb and facial
sual and tactile evoked responses and blink reflexes were praxis were also intact. On the Wechsler Adult Intelli-
altered, while brain stem auditory evoked responses gence Scale (WAIS) the patient scored 90 on verbal
were not. A magnetic resonance imaging study disclosed I.Q ., which was a¤ected by her poor calculation ability;
a high-intensity lesion, in both T1- and T2-weighted 85 on performance I.Q ., the latter being a¤ected mainly
images, involving pes medullae and cervical spinal cord. by slowness in time-dependent tasks; and 87 on full-scale
In another set of high-intensity T1- and T2-weighted I.Q . Her verbal memory was faulty. On the Wechsler
images, a large lesion was demonstrated in the white Memory Scale (WMS) she scored 73. She correctly re-
matter of the left temporal and occipital lobe, involving membered only six words on immediate recall and three
the forceps major and the paraventricular region of words on delayed recall of the Auditory Verbal Learn-
the occipital horn. Another set of high-intensity T1- and ing Test. She did not remember, in three trials, any
T2-weighted images demonstrated a small lesion in the of the hard associates of the subtest Paired Associate
paraventricular white matter of the left frontal lobe. All Learning of the WMS. On the Logical Memory Subtest,
lesions showed enhancement after administration of ga- she correctly rehearsed only five items on Immediate
dolinium-DTPA. The patient was treated with Methil- Recall and three on the Delayed Recall.
Prednisolone, 1000 mg i.v. per day, for 10 days. After
this treatment she showed a good motor recovery, but Reading tasks
reading disorders and visual field defects did not im-
prove. The patient was discharged with the diagnosis of Experiment 1: Word-Length Effect In letter-by-
postinfectious leukoencephalomyelitis. letter readers the pronunciation of a printed or written
On neuropsychological evaluation her spontaneous word is accomplished through the activation of a re-
speech was fluent, articulate, and prosodic without any versed spelling strategy (Warrington and Shallice, 1980).
Luzzatti reviews comprehensively four prominent syn- zatti o¤ers a disconnection account that elaborates Co-
dromes that are often associated with callosal lesions and slett and Sa¤ran’s model (1992), itself a modern version
occasionally with right hemisphere (RH) lexical pro- of Freund’s (1889) visual-verbal disconnection theory.
cessing: left-hand apraxia to verbal command, optic This account posits two separate semantic systems in the
aphasia, pure alexia, and deep dyslexia. How do split- two hemispheres, but it also distinguishes separate visual
brain data bear on these issues? Consider first left-hand and verbal semantic systems in each hemisphere and
apraxia to verbal command. Some patients with natural argues for individual di¤erences in the strength of these
anterior callosal lesions cannot follow verbal commands systems in the RH. Luzzatti further suggests that optic
with the left hand as well as being unable to imitate ac- aphasia and associative visual agnosia fall on a contin-
tions or show appropriate object use with the left hand uum that is determined by individual variability in ver-
(Heilman and Rothi, 1993). The acute split brain usually bal and visual semantic representation in the RH (cf. De
includes severe apraxia to verbal command, and the Renzi and Saetti, 1997). Thus, what distinguishes visual
chronic split brain usually includes a mild form of the agnosia from optic aphasia and in turn from color
syndrome. Yet even when split-brain patients cannot anomia or alexia is not the extent of callosal damage
follow a spoken or written command with the left hand, (e.g., Schnider et al., 1994). This account has the virtue
they can nonetheless often match the command with a that it can be tested in the normal brain using chrono-
pictorial representation of the action and they can imi- metric hemifield tachistoscopy. For example, it predicts
tate the action (Zaidel, 2001). One explanation for the that normal subjects will vary more in their left visual
discrepancy between the natural partial callosal lesion field (LVF) than right visual field (RVF) associative
data and the surgical complete callosotomy data is that matching (Pyramid and Palm Tree Test, a measure of
there is an individual di¤erence in degree of language visual semantics) or in their LVF ability to sort objects
comprehension and of praxis control in the normal RH into categories (a measure of verbal semantics).
(Heilman and Rothi, 1993). A possible explanation for The classic disconnection account is, of course, the
the inability to follow the command while demonstrating anatomic model of pure alexia attributed to Déjerine
comprehension and imitation in the disconnected RH is (1892). (But as Damasio and Damasio (1983) point out,
a combined mild dual lesion: one in comprehension, the Déjerine himself did not emphasize the role of the sple-
other in execution. Neither lesion is symptomatic by nial damage in the etiology of the syndrome.) Pure
itself, but together they yield a deficit. alexics cannot read words overtly except by a laborious
Consider optic aphasia next. The patients cannot letter-by-letter (LBL) sounding process. They occasion-
name visual stimuli and read words aloud, but they can ally exhibit covert reading in response to tachistoscopic
name to definition or to tactile or auditory presentation, presentations in which they can point to multiple-choice
and they can (often?) mime to visual presentations. Luz- pictures. Luzzatti cogently argues that overt LBL read-
ing is a residual left-hemisphere (LH) strategy, whereas
eran zaidel Department of Psychology, University of Cali- covert reading is a RH strategy. The data are supportive
fornia at Los Angeles, Los Angeles, California. but inconclusive. One di‰culty is that some LBL readers
marco iacoboni Ahmanson Lovelace Brain Mapping Center,
do and some do not exhibit covert reading. Luzzatti ap-
Neuropsychiatric Institute, Brain Research Institute, David
Ge¤en School of Medicine, University of California at Los peals again to individual di¤erences in RH linguistic
Angeles, Los Angeles, California. capacities.
515
Ladavas’s commentary on Luzzatti o¤ers an alterna- We used targets that varied in length, orthographi-
tive explanation. She distinguishes two types of LBL cally regular nonwords, and sometimes words that
readers. The first type reflects an impairment in simul- varied in concreteness, emotionality, frequency, and
taneous processing of two visual targets located in two regularity of grapheme-phoneme translation. We found
di¤erent locations (spatial simultagnosia) and does not that the disconnected RHs of five commissurotomy pa-
show covert reading. The second type reflects a deficit in tients (four complete, L.B., N.G., R.Y., N.W., and one
letter identification but intact covert reading. Ladavas partial, N.F.) could perform lexical decision above
explains intact lexical decision and semantic judgment chance (Zaidel, 1989). The LHs were superior in accu-
without naming by a degraded output of the ortho- racy but not in latency. Using signal detection measures,
graphic system, which is su‰cient for category discrimi- the LHs had greater sensitivity, but the bias in the RH
nation without being su‰cient for identification. This (which tended to be less than 1, that is, the RH tends to
enables her to favor a LH interpretation of covert read- respond ‘‘yes’’) varied independently of LH bias (which
ing without the need to appeal to a RH system that has was both less than and greater than 1). A model that
lexical semantics but not output phonology. posits that the lexical decision process in the RH is
What are the arguments for RH support of covert similar to that in the LH, but with a smaller vocabulary,
reading in LBL reading? Two types of arguments have predicts a consistently smaller sensitivity but larger bias
been proposed, both with mixed evidence. The first ar- in the RH. The data did not support this model. Rather,
gument is by analogy with reading in the disconnected the results suggest independent and di¤erent lexical de-
RH. Luzzatti reads the evidence as demonstrating RH cision processes in the two hemispheres.
capacity for lexical decision and semantic judgment; A series of five lexical decision experiments disclosed
Ladavas reads it as not demonstrating such a capacity. (1) similar length e¤ects in both disconnected hemi-
In fact, the data from both the California series (Zaidel, spheres, stronger for nonwords than for words; (2) a
2001) and the Dartmouth-Toledo series (Baynes and lexicality e¤ect (advantage of words over nonwords) in
Eliassen, 1998) show some lexical decision in the dis- both hemispheres; (3) similar frequency, emotionality,
connected RHs, though it is subject to individual di¤er- and concreteness e¤ects in both hemispheres; (4) no
ences and underestimates the reading ability of the same regularity e¤ect in either hemisphere; (5) equal format
RH. Complete commissurotomy patients N.G., R.Y., distortion e¤ects in both hemispheres, a¤ecting words
and A.A. from the California series and callosotomy more than nonwords; and (6) similar format distortion
patients V.P., J.W., and D.R. from the Dartmouth series e¤ects in both hemispheres, showing an increased length
have all shown limited competence for lexical decision e¤ect, especially for nonwords. The latter result is in
in the disconnected RH, and L.B. from the California contrast to experiments with normal subjects that showed
series has shown substantial such ability (see Table 1 in a greater format distortion for words in the RVF (Zaidel
Zaidel, 2001). et al., 1999). Thus, the split-brain data are generally
We used a series of lateralized lexical decision tasks consistent with the hemispheric dual-route model, al-
and interpreted the findings in terms of the hemispheric though they show a rather similar lexical organization in
dual-route model of word recognition. The model dis- the two disconnected hemispheres. Less support for the
tinguishes a lexical (‘‘sight vocabulary’’) route, charac- hemispheric dual-route model comes from hemifield
terized by lexical semantic e¤ects, and a nonlexical route tachistoscopic experiments with normal subjects (cf.
(‘‘phonic’’ reading), characterized by an orthographic Zaidel, 1998).
regularity e¤ect. Length e¤ects characterize an early, Our data suggest that the lexicons in the two discon-
common stage of input normalization into a sequence of nected hemispheres share some organizational princi-
abstract letter identities. In English the lexical route is ples (by frequency, concreteness, etc.) but that they use
said to be more e‰cient than the nonlexical route. Does di¤erent strategies for lexical access. Results with nor-
the lexical route, in either hemisphere, incorporate a mal subjects suggest that all e¤ects (length, wordness,
pattern recognition process? In that case, format distor- frequency, and regularity) are possible but none is nec-
tion (e.g., vertical or zigzag presentations) should inter- essary in either VF. In this view, an e¤ect occurs in a
act with lexical semantic variables and a¤ect decisions in particular condition only when resources are limited (cf.
one or the other visual field. The model also posits (1) Eviatar and Zaidel, 1991). Consequently, the serial po-
that each hemisphere can store abstract letter identities, sition e¤ects in a word superiority task observed by
(2) that each hemisphere has access to ‘‘its own’’ lexical Reuter-Lorenz and Baynes (1992) do not imply that the
route, but (3) that only the LH has access to a nonlexical RH always uses a serial processing strategy in word rec-
route. ognition.
523
very much at all. He has lived in the United States, several European Patricia E. Cowell ’s interest in interhemispheric
countries, and several Canadian provinces, and is now settled in relations was inspired by her undergraduate psy-
Montreal, Quebec. He is a full professor of Psychology at the Uni- chology professor Jackie Liederman at Boston Uni-
versité du Québec à Montréal and has been a‰liated with neurology versity. It was she who advised Patty to apply to the
and psychiatry and psychology departments around the Montreal area. University of Connecticut for graduate study. She
was invited to interview with Vic Denenberg, and
Warren S. Brown is a professor at the Graduate that summer started working on her Ph.D. in devel-
School of Psychology, Fuller Theological Seminary, opmental psychobiology. At the University of Connecticut, Cowell
and Director of the Travis Research Institute. He is worked with Holly Fitch, investigating how sex hormones and early
involved in research on cognitive and psychosocial environment a¤ect corpus callosum development in rodents. Her own
disabilities in callosal agenesis. Previous research in- dissertation looked at similar factors but in humans. She did her post-
cludes: (1) callosal function in dyslexia, ADHD, and doctoral work with Raquel and Ruben Gur at the University of Penn-
multiple sclerosis; (2) evoked potential (EP) changes sylvania, where her previous callosum work gave her insight into the
in aging and dementia; (3) EP indices of language comprehension; (4) study of cortical sex di¤erences and their application to research on
brain wave changes in kidney disease; and (5) attentional deficits in normal ageing and schizophrenia. In 1996 she established a cognitive
schizophrenia. Brown has also written on science and religion, and is neuroscience research laboratory at the University of She‰eld, En-
the editor of Whatever Happened to the Soul? Scientific and Theological Por- gland. Her current interests are in the area of individual di¤erences
traits of Human Nature (1998). in human brain and behavior across the life span. This includes sen-
sorimotor mechanisms in speech and language, hormones and cortical
Alexandre Castro-Caldas was born 1948 in Lis- plasticity, laterality, and, of course, the corpus callosum.
bon. He is a Professor of Neurology at the Lisbon
Faculty of Medicine and Head of the Neurological Marirosa Di Stefano is Researcher of the De-
Department at the Hospital de Santa Maria. He was partment of Physiology and Biochemistry at the
President of the International Neuropsychological University of Pisa, Italy. She was born in Naples,
Society (2000–2001). where she graduated in medicine and received a
specialization in neurology. She has been a visiting
Je¤rey M. Clarke began his studies of the corpus professor at Montreal and Perth Universities. Her
callosum as a graduate student at UCLA under the major research interests are the mechanisms of
direction of Eran Zaidel. UCLA had just obtained its functional recovery following cortical lesions and the role of inter-
first MRI machine, and Je¤ was able to get scans of hemispheric interactions in development of the hemispheric asymme-
his participants by literally running them from the tries. For some years she has studied the dependence of binocular
graduate dorm to the medical center whenever there functions on the integrity of the corpus callosum in strabismic cats.
was an unexpected cancellation for a clinical session.
As an Assistant Professor of Psychology (University of North Texas; Robert William Doty, born 10 Jan 1920. Noticed
Brooklyn College, CUNY), Je¤ has examined inter-relationships be- by Elizabeth Natalie Jusewich, evening college biol-
tween corpus callosum morphometry, behavioral measures of inter- ogy class, 6 March 1941; married 30 Aug 1941 until
hemispheric functions, and neurophysiological indices of interhemi- death in 1999. U.S. Army, 11 Sep 1942–9 Aug 1946
spheric interactions (scalp and intracranial ERPs). Je¤ is now at Mattel Pvt to Captain, Transport Commander; Afrikakorps
Corporation in Los Angeles. Kriegsgefangenen; ship sunk 1943 prior to Anzio; 7
voyages, last with ‘‘war brides’’; discharged 27 Apr
Stephanie Clarke holds a Swiss National Science 1964, Major, Medical Service Corps. University of Chicago, BS 1948,
Foundation fellowship for a joint appointment in the MS 1949, PhD 1950, in Physiology: Physics from Fermi, Physical
Division of Neuropsychology and in the Institute of Chemistry from Libby, Neuroscience from Sperry, Klüver, Kleitman,
Physiology at the University of Lausanne, and she is Riesen, Halstead, Hess; Gerard thesis advisor. Postdoc with McCul-
‘‘professeur assistant’’ at the Medical Faculty. Her loch, Founding Council Society for Neuroscience; President, 1976,
group is currently carrying out research projects that Chief Editor Neuroscience Translations (Russian) 1963–1970; Visiting
combine investigations of cognitive functions and of Professor University of Mexico, Osaka University. Organization of
the functional organization of the human cerebral cortex. They are deglutition, including split brainstem, a¤erent code for triggering; vi-
particularly interested in the functional subdivision and connectivity of sion in cats after cortical lesions at birth; luxotonic units in primate
the visual and auditory cortices. Their work with normal subjects and striate cortex (with John Bartlett); interhemispheric processing and
brain-damaged patients concerns mainly visual and auditory recogni- memory in primates. Lord of 90 acres of farm, forest and swamp;
tion. gardener, beekeeper, deerslayer—devout atheist who believes, with
Sperry, that, being conscious, he has free will, and that machines will
Michael C. Corballis was born and partly edu- not—the quintessential problem of science.
cated in New Zealand. He came of age in Montreal,
Canada, where he completed his Ph.D. at McGill Michel Habib is a neurologist, trained in clinical
University and taught from 1968 until 1978, when he neuropsychology, and deeply involved in clinical re-
returned to the University of Auckland as Professor search. He is currently the director of a newly cre-
of Psychology. He has written articles and books on ated laboratory of cognitive neurology at the Faculty
telling left from right, cerebral asymmetry, visual of Medicine of Marseille. He is also working in an
imagery, and human evolution, including one book called The Lopsided increasingly close collaboration with the laboratory
Ape that might be thought of as autobiographical but isn’t. He cur- of Côte des Neiges Hospital at Montreal, which is
rently works mainly on the split brain and has recently published a a‰liated with the University of Montreal, Canada. Habib’s interests
book on the gestural origins of language, called From Hand to Mouth. cover a wide array of neuropsychologic domains, from developmental
Blanton, Rebecca E. Laboratory of Neuro Imaging, Department Doty, Robert W. Department of Neurobiology and Anatomy,
of Neurology, Division of Brain Mapping, UCLA School of Medicine, University of Rochester School of Medicine and Dentistry, Rochester,
Los Angeles, California New York
Boehm, Gary Department of Psychology, Texas Christian Uni- Ducla-Soares, Eduardo Institute of Biophysics and Biomedical
versity, Fort Worth, Texas Engineering, Centro de Neurosciências de Lisboa, Hospital de Santa
Maria, Lisbon, Portugal
Boire, Denis École d’Optometrie, Université de Montréal, Mon-
treal, Quebec, Canada Forster, Bettina School of Psychology, Birkbeck College, Lon-
don, United Kingdom
Boller, François INSERM Unit 324, Paris, France
Foxe, John J. Cognitive Neurophysiology Laboratory, Program in
Bongiovanni, L. G. Department of Neurological and Visual Cognitive Neuroscience and Schizophrenia, The Nathan S. Kline In-
Sciences, University of Verona, Verona, Italy stitute for Psychiatric Research, Orangeburg, New York; Departments
Bookstein, Fred L. Institute of Anthropology, University of of Neuroscience and Psychiatry, Albert Einstein College of Medicine,
Vienna, Vienna, Austria; Institute of Gerontology, University of Bronx, New York
Michigan, Ann Arbor, Michigan Habib, Michel Neurology Clinic and Cognitive Neurology Lab-
Braun, Claude M. J. Centre de Neurosciences Cognitives, Uni- oratory, Faculty of Medicine, CHU Timone, Marseille, France
versité du Québec a Montréal, Montreal, Quebec, Canada
Hugdahl, Kenneth Department of Biological and Medical Psy-
Bressoud, Raymond Institut de Biologie Cellulaire et Morpholo- chology, University of Bergen, Bergen, Norway
gie, Lausanne, Switzerland
Iacoboni, Marco Ahmanson Lovelace Brain Mapping Center,
Brown, Warren S. Travis Research Institute and The Graduate Neuropsychiatric Institute, Brain Research Institute, David Ge¤en
School of Psychology, Fuller Theological Seminary, Pasadena, Cali- School of Medicine, University of California at Los Angeles, Los
fornia Angeles, California
529
Ide, Andrés Departamento de Morfologı́a Experimental, Facultad Pelletier, Jean Neurology Clinic and Cognitive Neurology Lab-
de Medicina, Universidad de Chile, Santiago, Chile oratory, Faculty of Medicine, CHU Timone, Marseille, France
Innocenti, Giorgio M. Division of Neuroanatomy and Brain Pozzilli, Carlo Clinica Neurologica, Department of Neurologi-
Development, Department of Neuroscience, Karolinska Institutet, cal Sciences, University La Sapienza, Rome, Italy
Stockholm, Sweden
Proverbio, Alice Mado Department of Psychology, University of
Jäncke, Lutz Department of Psychology, Division of Neuro- Milano-Bicocca, Milano, Italy
psychology, University of Zurich, Zurich, Switzerland
Ptito, Maurice Ecole D’Optometrie, Université de Montréal,
Kertesz, Andrew Department of Clinical Neurological Sciences, Montreal, Quebec, Canada
university of Western Ontario, London, Ontario, Canada
Reis, Alexandra Area Departmental de Psicologia, F.C.H.S.,
Kinsbourne, Marcel Department of Psychology, New School Campus de Gambelas, Universidade do Algarve, Faro, Portugal
University, New York, New York
Reuter-Lorenz, Patricia A. Department of Psychology, Univer-
Làdavas, Elisabetta Dipartimento di Psicologia, University of sity of Michigan, Ann Arbor, Michigan
Bologna, Bologna, Italy; Centro di Neuroscience Cognitive, Cesena,
Italy Robichon, Fabrice L.E.A.D., Université de Bourgogne, Dijon,
France
Larocque, Caroline Centre de Neurosciences Cognitives, Mon-
treal, Quebec, Canada Rosen, Glenn D. Dyslexia Research Laboratory and Charles A.
Dana Research Institute, Beth Israel Deaconess Medical Center; Divi-
Lassonde, Maryse C. Groupe de Recherche en Neuropsychologie sion of Behavioral Neurology, Beth Israel Deaconess Medical Center
Expérimentale, Département de Psychologie, Université de Montréal, Hospital, Boston, Massachusetts; Harvard Medical School, Boston,
Montreal, Quebec, Canada Massachuesetts
Lenzi, Gian L. Clinica Neurologica, Department of Neurological Salvadori, Carla Dipartimento di Fisiologia e Biochimica, Pisa,
Sciences, University La Sapienza, Rome, Italy Italy
Lepore, Franco Groupe de Recherche en Neuropsychologie Ex- Saron, Clifford D. Center for Mind and Brain, University of
périmentale, Département de Psychologie, Université de Montréal, California at Davis, Davis, California
Montreal, Quebec, Canada
Sauerwein, Hannelore C. Groupe de Recherche en Neuro-
Liederman, Jacqueline Brain, Behavior and Cognition Program, psychologie Expérimentale, Département de Psychologie, Université
Boston University, Boston, Massachusetts de Montréal, Montreal, Quebec, Canada
Luzzatti, Claudio G. Dipartimento di Psicologia, Università di Simpson, Gregory V. Department of Radiology, University of
Milano-Biccoca, Milano, Italy California at San Francisco, San Francisco, California
Maravita, Angelo Institute of Cognitive Neuroscience, Univer- Smania, Nicola Rehabilitation Unit, Ospedale Civile Borgo
sity College London, London, United Kingdom Roma, Verona, Italy
Marzi, Carlo A. Department of Neurological and Visual Steinmetz, Helmuth Department of Neurology, Johann Wolf-
Sciences, University of Verona, Verona, Italy gang Goethe University, Frankfurt, Germany
Miniussi, Carlo IRCSS S. Giovanni di Dio, Brescia, Italy Thompson, Paul M. Laboratory of Neuro Imaging, Department
of Neurology, Division of Brain Mapping, UCLA School of Medicine,
Miranda, Pedro Cavaleiro Institute of Biophysics and Biomedi-
Los Angeles, California
cal Engineering, Centro de Neurosciências de Lisboa, Hospital de
Santa Maria, Lisbon, Portugal Toga, Arthur W. Laboratory of Neuro Imaging, Department of
Neurology, Division of Brain Mapping, UCLA School of Medicine,
Montreuil, Michele Fédération de Neurologie, Hôpital de la Los Angeles, California
Salpêtrière, Paris, France
Tomaiuolo, Francesco IRCCS Fondazione Santa Lucia, Rome,
Narr, Katherine L. Laboratory of Neuro Imaging, Department Italy
of Neurology, Division of Brain Mapping, UCLA School of Medicine,
Los Angeles, California Vaughn, Herbert G. Departments of Neurology and Neuro-
science, Albert Einstein College of Medicine, Bronx, New York
Nasrallah, Henry Professor of Psychiatry, Neurology, and
Medicine, University of Mississippi School of Medicine, Jackson, Yazgan, M. Yanki Department of Psychiatry and Child Psychia-
Mississippi try, Marmara University Faculty of Medicine, Istanbul, Turkey
Olivares, Ricardo Facultad de Ciencias, Veterinarias, Uni- Zaidel, Eran Department of Psychology, University of California
versidad de Chile, Santiago, Chile at Los Angeles, Los Angeles, California
Pantano, Patrizia Department of Neurological Sciences, Uni- Zani, Alberto Department of Psychology, Consiglio Nazionale
versity La Sapienza, Rome, Italy delle Ricerche, Rome, Italy
530 contributors
NAME INDEX
531
Boring, E. G., 3 Caminiti, R., 12, 23, 32, 60 Compton, P. E., 507
Borke, C., 466 Cannon, T. D., 435 Content, A., 503
Bortolini, U., 509 Cao, J., 101, 122 Coltheart, M., 468, 489, 490, 492, 497,
Bostock, H., 179 Capitani, E., 111 502, 509
Bourgeois, J.-P., 22 Caplan, L. R., 510 Conti, F., 11, 151, 152, 155, 208, 278
Boyd, J., 17 Capon, A., 273 Conyers, L., 207
Bozhko, G. T., 244 Caramazza, A., 480, 485, 486, 500, 501, Cook, N. D., 34, 151, 152, 278, 359,
Braak, E., 108 510 427
Braak, H., 108 Carey, S., 160 Cooke, J. D., 250
Bracha, H. S., 445 Carlson, C. L., 427 Copeland, S. A., 135, 383
Bradshaw, J., 33, 34, 38, 40, 42, 44, 159, Carlson, M., 102, 103 Coppola, R., 177
160 Carpenter, W. T., 115, 119, 120 Corballis, Michael C., 168, 182, 237, 320,
Braitenberg, V., 131, 272 Carper, R. A., 93 337–339, 347, 349, 351, 359, 362, 373,
Brattson, Anna, 212 Carr, C. E., 17, 18 382
Braun, Claude M. J., 6, 175, 176, 206, Casanova, M. F., 116, 436 Corbetta, M., 461, 507, 512
221, 237–254, 259–261, 263–266, 323, Cassell, M. D., 447 Corder, E. H., 111
326, 328, 331, 334 Castellanos, F. X., 425 Coslett, H. B., 481, 485, 491, 492, 497,
Breier, A., 442 Castle, D. J., 446 501, 502, 505, 510, 512, 515, 517
Bremer, F., 361 Castro-Caldas, Alexandre, 473–477, 518 Costa, L. D., 179
Bressoud, Raymond, 11–24, 131, 136 Catafau, A. M., 447 Cousineau, A., 422
Brewer, W. J., 447 Cattell, J. M., 3 Cowan, J. D., 179
Brezun, J. M., 446 Cavada, C., 411 Cowell, Patricia E., 55, 57, 64–69, 132,
Brindley, G. S., 177 Cavanagh, P., 337, 338, 362 307, 315, 317, 433–442, 453, 455, 473
Brinkman, J., 319 Chalupa, L. M., 19, 179 Cowen, W. M., 446
Brion, S., 519 Chappuis-Arndt, E., 252 Cowey, A., 160
Brizzolara, D., 242, 393 Chauvel, P., 374 Cracco, R. Q ., 167
Brodvedani, P., 364 Chen, B. H., 132 Crawford, T. J., 446
Brown, J. W., 103 Cherry, S. R., 105 Cronin-Golomb, A., 320, 362
Brown, R., 117 Chi, J. G., 38 Crow, T. J., 115, 117, 445
Brown, Warren S., 174, 175, 177, 186, Chiarello, C., 161, 211, 359, 363 Cuénod, C., 108, 109
221, 242–244, 252, 391–404, 413, 453, Chicoine, A., 275 Cuesta, M. J., 446
473 Christensen, G. E., 98, 99 Cu‰n, B. N., 183
Brugge, J. F., 102 Chua, S. E., 445 Cukiert, A., 252
Brun, A., 109 Chubakov, A. R., 446 Cunningham, D. J., 111
Brunn, J. L., 501, 507, 510 Chugani, D. C., 446 Curtis, H. J., 174
Bryden, M. P., 41, 55, 58, 59, 307, 310, Chugani, H. T., 102 Cusick, C. G., 23
359, 418, 419, 454 Ciaranello, R. D., 448 Cutting, J., 447
Brysbaert, M., 238 Cioni, G., 359 Cynader, M., 23
Bub, D. N., 490, 491, 501 Clair, A. L., 447
Buchanan, D. C., 253 Clare, M. H., 167
Buchanan, R. W., 115 Clark, V. P., 184 D
Buchtel, M. C., 144 Clarke, Je¤rey M., 40, 51, 70–72, 118,
Buck, L. B., 447 120, 131, 132, 134, 136, 168, 172, 178, Daigneault, S., 240
Buckley, P. F., 447 237, 240, 242, 243, 246, 262, 271, 284, Damasio, A. R., 515, 518
Budohoska, W., 160 301, 305, 307, 310–312, 314, 321, 323, Damasio, H., 55, 278, 515
Buhl, E. H., 208 325, 328, 333, 364, 365, 370, 372–374, D’Andrea, G., 252
Bullier, J., 12, 155 376, 380–382, 385, 407, 419, 426, 430, Daquin, Géraldine, 415–422
Burke, H. L., 96 453–457, 512, 517 Daszuta, A., 446
Burkhalter, A., 462, 465 Clarke, Stephanie, 28, 34, 35, 41, 47–49, Dauphinais, I. D., 118
Burnet, P. W. J., 448 52, 94–97, 102, 113, 131–133, 136, Davatzikos, Christos, 84–86, 90, 97–99,
Burnison, Debra S., 242, 243, 246, 393, 158, 176, 211, 302, 461–470 101, 106, 118, 122
395 Cleghorn, J. M., 448 David, A. S., 51, 93, 117–119, 434, 435
Burstein, Deborah, 29 Co¤ey, C. E., 107, 108 Davido¤, L. M., 358
Butler, S. R., 321 Coger, R. W., 118, 436 Davidson, M., 157
Butters, N., 132 Cohen, A., 251 Davidson, Richard J., 111, 171, 172,
Bykov, K. M., 271, 274, 277 Cohen, D. J., 424 174–178, 205, 237, 246, 247, 252, 297,
Byne, W., 54, 96, 107 Cohen, L., 518 376, 393–395, 403, 473
Cohen, M., 308 Davila, R., 446
Colby, C. L., 195, 465 Davis, J. L., 352
C Cole, M., 103 Davis, P. C., 108
Cole, S. R., 103 Deakin, J. F., 446
Caetano, Carla, 398 Coleman, P. D., 108 DeBastiani, P. L., 242
Caillé, S., 366 Coles, M. G. H., 292 De Bellis, M. D., 51
Calderon, M., 118 Collin, I., 206, 242, 252, 253 DeCarli, C., 111, 113
Calmon, G., 101, 106 Collins, A., 252 Deecke, L., 230
Calvanio, R., 501 Colombo, C., 118, 119, 436 de Gelder, Beatrice, 505
A animated time series maps (ATSMs), acallosal subjects, 359, 360, 363. See
182 also callosal agenesis
abnormalities, atlas-based pathology anterior commissure, fibers between coactivation/equilibration model,
detection, 121–122 corpus callosum, 48 283–284
acallosal brains. See callosal agenesis acallosal subjects, 360, 373 ear asymmetry, 58–59
acute callosal disconnection, 319–320 interhemispheric transmission of visual emotional transfer (alexithymia) tests,
AD (Alzheimer’s disease) and callosal information, 397 418–421
structure, 107–113 associative visual agnosia, 486–487 inability to repeat speech, 273
schizophrenia and, 113 asymmetrical tonic neck response (ATNR), modality in acallosal subjects, 363
ADHD (attention deficit hyperactivity 273 parallel processing, 469
disorder), 423–430 asymmetry, directional, in interhemi- schizophrenia hallucinations, 448
callosal development, 103 spheric transfer time, 176, verbal manual interference paradigm,
adolescent corpus callosal development, 243–244, 251, 260–263 284
mapping, 102–104 acallosal subjects, 378–380 autism, callosal development and, 103
age di¤erences and corpus callosum ERP evidence for, 263 autocriticism and intermanual conflict,
aging e¤ects on callosal structure, asymmetry, hemispheric. See hemispheric 320, 341
107–113 asymmetry axonal di¤erentiation, 19–22
dementia vs., 111 atlas-based pathology detection, axonal elongation, 19–21
anatomy. See development of callosal 121–122
connections ATNR (asymmetrical tonic neck response),
callosal transfer in dichotic listening 273 B
experiments, 315–316 atrophy (callosal) from Alzheimer’s
hemispheric interaction, 267 disease, 109 balance-of-cost metaphor for hemispheric
schizophrenia, 438 ATSMs (animated time series maps), 182 connectivity, 245–250, 262
sex di¤erences, 84–87, 96 attention deficit hyperactivity disorder attention modulation and hemispheric
transmission velocity, 36–37 (ADHD), 423–430 interaction, 266–269
agenesis of corpus callosum, 357–367 callosal development, 103 bimanual response conditions,
callosal dysfunction, assessing, 392 attentional modulation, hemispheric, 249–250
bilateral visual field advantage (BFA), 162–164, 168, 242, 265 physiological mechanisms, possible, 250
396–397, 408–410 attentional spotlights and parallel BCT (bimanual coordination task), callosal
bimanual coordination, 397–400 processing limitations, 347–352 dysfunction and, 397–400
evoked potential IHTT, 395 auditory, IHTT and, 307–317 BDA (bilateral distribution advantage),
finger localization, 401 left-ear performance and callosal 382–384
tactile maze, 402 e‰ciency, 311, 314–317, 385 behavioral laterality, 134–136
tactile performance, 400 right-ear advantage (REA), 310, BESA (brain electrical source analysis),
cognitive abilities, 358–359 385–387 183–184
interhemispheric communication, two-channel model for callosal between-field target redundancy, 328
359–361 transfer, 312–314 BFA (bilateral visual field advantage),
midline sensory integration, 361–363 corpus callosum as attentional 396–397, 408–410. See also
motor functions, 363 equilibrator, 383–385 redundant signal paradigm
optic aphasia and pure alexia, 499. See hemispheric interaction and, bilateral activation, 275–277
also optic aphasia 266–269 bilateral distribution advantage (BDA),
plasticity. See plasticity of callosal axons lateralized flashing RT, split-brain 382–384. See also redundant signal
sensorimotor and visuomotor subjects, 326–330 paradigm
integration, 363–366, 370–371 Posner’s Task (covert orienting of bilateral redundancy, 319
inter- and intrahemispheric attention), 428, 432 bilateral strokes and pure alexia, 500–505.
mechanisms, 376–380 Tourette’s syndrome and ADHD, See also pure alexia
See also split-brain subjects 425–427 bilateral visual field advantage (BFA),
alcohol, fetal exposure to, 103–104 auditory stimulation 396–397, 408–410
alexia. See pure alexia attentional modulation, IHTT and, bilaterality. See brain lateralization
alexithymia, 415–422 307–317 bimanual response conditions
alternating finger responses. See finger left-ear performance and callosal bimanual coordination task (BCT),
alternation manipulation conditions e‰ciency, 311, 314–317, 385 callosal dysfunction and, 397–400
alternative (noncallosal) pathways. See right-ear advantage (REA), 310, CUD measurements, 249–250
subcallosal channels in split-brain 385–387 lateralized flashing experiments, split-
subjects two-channel model for callosal brain subjects, 331–332
Alzheimer’s disease (AD) and callosal transfer, 312–314 binocular stimulation
structure, 107–113 dichotic listening and brain depth perception in acallosal subjects,
schizophrenia and, 113 lateralization, 55–59, 72, 135 361–362
541
binocular stimulation (continued) brightness and reaction time, split-brain visual information, interhemispheric
input elimination and callosal subjects, 322–326, 337 transfer of, 140–144
connectivity, 30–32 midline fusion hypothesis, 149–151,
memory, hemispheric associations with, 154–156
162 C stereoperception, 145–149
reaction time to, 2 CC. See corpus callosum
split-chiasm interhemispheric transfer, CA (callosal cross-sectional area) and cerebral asymmetry. See hemispheric
145–149 performance, 277–278 asymmetry
See also visual system callosal agenesis, 357–367 cerebral commissurotomy. See split-brain
blindsight, 324 cognitive abilities, 358–359 subjects
boutons, callosal axons interhemispheric communication, chemicals associated with interhemispheric
contributions from, 17 359–361 transfer, 151–152
development of, 21 midline sensory integration, 361–363 childhood disorders and callosal
selection in di¤erentiation, 22 motor functions, 363 development, 102–104
brain electrical source analysis (BESA), plasticity. See plasticity of callosal reciprocal inhibition, 273
183–184 axons chromosomal aberrations and callosal
brain-imaging techniques. See structure of sensorimotor and visuomotor development, 253
corpus callosum integration, 363–366, 370–371 chronic callosal disconnection, 320–321
brain lateralization inter- and intrahemispheric coactivation of callosal function, 276–277
anatomical asymmetry vs. behavioral mechanisms, 376–380 corpus callosum as attentional
asymmetry, 38 See also split-brain subjects equilibrator, 383–385
behavioral, interhemispheric transfer callosal axons, 11–24, 140 Po¤enberger’s paradigm, 275–277
and, 134–136 binocular input elimination, 30–32 testing model for, 282–286
bilateral redundancy, 319 callosally mediated inhibition, 166–168, cognitive function. See neurocognitive
callosal structure, 37 208–211 function
corpus callosum, size of, 55–59, 68 corpus callosum as attentional cognitive relay, interhemispheric, 5–6. See
dichotic listening tests. See dichotic equilibrator, 383–385 also IHTT
listening and brain lateralization reciprocal inhibition, 272–275 color-contingent response time, split-brain
dyslexia and. See dyslexia, inter- redundancy gain, 343–345 subjects, 338
hemispheric visuomotor integration connection complexity, 47–49 color naming and matching, schizophrenia
evolution of, 42–44 cortical plate injury, 27–29 and, 119
hemispheric selection, controlled by di¤erentiation, stages in, 19–22 commissurotomy. See agenesis of corpus
corpus callosum, 271–286 hemispheric asymmetry and callosum; forebrain commissures;
coactivation, 276–277 connectivity, 40 split-brain subjects
cross-sectional callosal fiber area and interhemispheric transmission velocity. conduction aphasia, 273
performance, 277–278 See IHTT conduction velocity of callosal axons,
Po¤enberger’s paradigm and, myelination. See myelination of callosal 17–19
275–277 axons confrontation naming studies, 482–484
reciprocal inhibition, 272–275 operations implemented by, 13–17 connectional maps, callosal axons,
switchboard model, 272 plasticity. See plasticity of callosal axons 13–17
switching dominance, 162–164 regression events, 22 cortical plate injury, 27–29
language in acallosal subjects, 359, 360. regulation and development, 22–23. See formation, 19
See also callosal agenesis also development of callosal connectivity, callosal. See callosal axons;
memory, hemispheric associations with, connections interhemispheric connectivity
161–162 rules for connections, 11–12 conscious experience via interhemispheric
motor activation in intrahemispheric temporal transformations, 17–19 transfer, 157–164
conditions, 197–200. See also topography of, 47. See also mapping the alexithymia, 415–422
sensorimotor (visuomotor) corpus callosum hemispheric specialization, 159–161
integration, callosal callosal connectivity. See interhemispheric heterotopic visual callosal connections,
See also function correlations with connectivity 466–469
structure; handedness callosal dysfunction. See dysfunction, memory, 161–162
brain size and callosal variability, 51–60, callosal nature of neuronal signals, 158–159
64–72 callosal fiber area, performance and, switching hemispheric dominance,
brain lateralization, 55–59, 68, 277–278 162–164
71–72 callosal relay time. See IHTT See also neurocognitive function
forebrain volume (FBV), 52–54, (interhemispheric transfer time) consecutive bilateral strokes and pure
64–69, 96 callosal sensorimotor integration. See alexia, 500–505. See also pure alexia
IHTT and, 158–159 sensorimotor (visuomotor) continuous mapping, interpolating discrete
normalizing for brain size, 70–72 integration, callosal data for, 181
regional size measurement, 66–67 callosal transfer model, 59 convergence of callosal axons, 15–17
schizophrenia, 436 callosotomy. See partial callosal corpus callosum (CC)
sex di¤erences, 54–55, 67–68, 96 disconnection; split-brain subjects absence of. See plasticity of callosal axons
See also structure of corpus callosum, cats, split-chiasm studies on, 139–152 anterior commissure, fibers between, 48
mapping callosal plasticity, 144–145 atlas-based pathology detection,
brain stem visual system, 324 new perspectives from, 151–152 121–122