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Evaluation and Program Planning 65 (2017) 54–68

Contents lists available at ScienceDirect

Evaluation and Program Planning


journal homepage: www.elsevier.com/locate/evalprogplan

Assessing participants’ perceptions on group-based principles for action in MARK


community-based health enhancing physical activity programmes: The
APEF tool

Marion Herens1, Annemarie Wagemakers
Wageningen University & Research, Health and Society, Hollandseweg 1, PO Box 8130, 6700 EW, Wageningen, The Netherlands

A R T I C L E I N F O A B S T R A C T

Keywords: In community-based health enhancing physical activity (CBHEPA) programmes, group-based principles for ac-
Health enhancing physical activity tion such as active participation, enjoyment, and fostering group processes are widely advocated. However, not
Community health promotion much is known about participants’ perceptions of these principles as there are no assessment tools available.
Principles for action Therefore, this article describes the development of the APEF (Active Participation, Enjoyment, and Fostering
Measurement instrument
group processes) tool and reports on its implementation in a Dutch CBHEPA programme. Indicators for the
Participatory evaluation
principles have been identified from literature research, interviews with professionals, and secondary analysis of
Group dynamics
three group interviews with 11 practitioners. To address the identified indicators, the APEF tool was developed,
pretested, and used in 10 focus groups with 76 participants.
The APEF tool consists of eight statements about group-based principles for action, on which CBHEPA par-
ticipants vote, followed by in-depth discussion. The voting procedure engages participants. Spider diagrams
visualise participants’ perceptions of group-based principles.
The APEF tool addresses the challenge of relating group level outcomes to individual outcomes such as
physical activity behaviour. The tool facilitates as well as evaluates group-based principles for action, it sti-
mulates dialogue and is culturally sensitive, but it needs strong facilitating skills to manage group dynamics.

1. Introduction In the Netherlands, community-based health enhancing physical


activity (CBHEPA) programmes aim to reduce inequalities in health and
Since the publication of the Ottawa Charter for Health Promotion promote physical activity behaviour (Ministry of Health Welfare and
(WHO, 1986), professionals are challenged to work explicitly with Sports, 2011). Socially vulnerable groups, e.g. people with low socio-
principles for action considered important to modern health promotion economic status (SES), people who are unemployed, of non-Dutch
(Gregg & O’Hara, 2007). The principles for action for health promotion, origin, with chronic disease(s), or overweight (Hildebrandt,
defined by WHO (1986), highlight empowering, participative, holistic, Bernaards, & Stubbe 2013), engage less in sports and physical activity
equitable, intersectional, sustainable and multilevel strategies, emer- compared to high SES groups (Wendel-Vos et al., 2009). CBHEPA
ging from health promotion research and practice, ranging across a programmes promote physical activity to improve individual health
continuum (Gregg & O’Hara, 2007). At one end of the continuum, and well-being, to realise public gains in terms of reduced health care
characteristics of ‘modern’ health promotion principles are found: expenses, and to reduce inequalities in health and physical activity
holistic, ecological, constructionist, egalitarian, and salutogenic, em- behaviour across population subgroups (Herens, Wagemakers,
phasising participatory processes and health as a resource for living. At Vaandrager, van Ophem, & Koelen, 2013).
the other end, characteristics of more conventional health promotion Dutch policy for CBHEPA programmes builds on at risk as well as
principles are found, based on biomedical, behaviourist, and reduc- participatory and egalitarian principles for action. Principles for action
tionist approaches to health, targeting ‘at risk’ people with behaviour take effect at multiple levels and in different programme phases (Herens
change strategies. et al., 2013). At the individual level for example, health education is

Abbreviations: APEF, Active Participation, Enjoyment, and Fostering group processes; CBHEPA, Community-Based Health Enhancing Physical Activity; CoM, Communities on the Move;
FG, Focus Group; HEPA, Health Enhancing Physical Activity; SCT, Social Cognitive Theory

Corresponding author.
E-mail addresses: marion.herens@wur.nl (M. Herens), annemarie.wagemakers@wur.nl (A. Wagemakers).
1
Present address: Wageningen University & Research, Centre for Development Innovation, PO Box 88, 6700 AB Wageningen, The Netherlands.

http://dx.doi.org/10.1016/j.evalprogplan.2017.07.002
Received 21 January 2017; Received in revised form 17 June 2017; Accepted 2 July 2017
Available online 04 July 2017
0149-7189/ © 2017 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/BY-NC-ND/4.0/).
M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

directed at vulnerable groups to increase physical activity and reduce working alone (Morrens, 2008). Active participation, or level of en-
weight. At the group level, principles for physical activity and health gagement of participants in a group, (Hyyppä & Mäki, 2003; Lindström,
promotion in use are community participation, empowerment, enjoy- Hanson & Östergren, 2001; Pretty, 1995) and social engagement, or
ment, and learning processes (Hagberg, Lindahl, Nyberg, & Hellénius, level at which participants participate in activities and social connec-
2009; Laverack, 2006a; Saan & de Haes, 2008). These group-based tions, are related to social capital (De Leon, Glass, & Berkman, 2003).
principles for action are expected to contribute to the success and ef- Involving the target group, and making programmes culturally
fectiveness of CBHEPA programmes because they leave room for ad- sensitive, are actions that thrive on a participatory and egalitarian
justment to contextual needs on the one hand, and, as the programme’s perspective inphysical activity promotion (Gregg & O’Hara, 2007), in
constituents, can be implemented in different contexts and settings on which target groups are actively involved in decision making
the other hand (Kok, Vaandrager, Bal, & Schuit, 2012). The relevance of throughout the programme (Aldridge, 2014; van der Deijl, Etman,
group-based principles for action in the field of physical activity and Kamphuis, & van Lenthe, 2014; Withall, Jago & Fox, 2011). In addition,
health promotion is widely recognised and reported. As far as we know participatory processes facilitate the development of capacities,
however, there is a lack of evidence on their contribution to the ef- learning, and empowerment (Rice & Franceschini, 2007), and enable
fectiveness of CBHEPA programmes, e.g. increase in physical activity at and empower people to gain control over their lives and the determi-
the individual level. The assessment of principles for action at the group nants of their health (Koelen & Linström, 2005; Wagemakers et al.,
level is not yet clearly operationalised, and tools for addressing this 2008).
issue are lacking, as we have found in our literature search (see Section Monitoring real-world interventions and improving the engagement
3.2). Consequently, little is known about how CPHEPA programmes of socially vulnerably groups inphysical activity research suggest con-
address the group-based principles for action and how they are valued structionist (Patton, 2002), participatory, and action-oriented research
by stakeholders. Therefore, in this study, we developed a tool to assess (Green, Glasgow, Atkins, & Stange, 2009; Wagemakers, Vaandrager,
participants’ perceptions on group-based principles for action. In line Koelen, Saan, & Leeuwis, 2010; Wallerstein et al., 2011). Therefore,
with modern health promotion principles for action, we took a con- primarily constructionist evaluation criteria need to be used in asses-
structionist and participatory stance, engaging stakeholders in the dif- sing principles for action at group level, such as engaging those with
ferent steps to develop and test the new tool. In this paper, we describe less power respectfully and collaboratively, respecting multiple per-
the development of the tool and guidelines for its implementation. spectives, reflexivity, doing justice to the integrity of unique cases, and
First, we set the scene for developing the tool for group-based contributing to deepening understanding and dialogue (Patton, 2002).
principles for action in Dutch CBHEPA programmes by presenting the Thus, our study fits with the key principles for action for physical ac-
case of Communities on the Move (CoM), which has been subjected to tivity promotion strategies in socially vulnerable groups as defined by
an effectiveness study (Herens et al., 2013; Herens, Bakker, van Ophem, the WHO: 1) involve target groups in all stages of programme devel-
Wagemakers, & Koelen, 2016). Next, we describe the explorative opment, 2) make programmes culturally sensitive, 3) develop and
strategy to develop an instrument to assess participants’ perceptions on maintain partnerships and adopt an ecological approach, 4) monitor
the group-based principles for action: Active Participation, Enjoyment, real-world interventions, measure long-term adoption and main-
and Fostering group processes (APEF). Thereafter, we describe the re- tenance, and 5) improve the recruitment of the target group in physical
sults of the APEF tool in 10 focus groups and the experiences of both activity research studies (WHO, 2013, pp. 7–8).
participants and researchers regarding implementation of the tool.
Detailed results obtained on groups’ evaluation narratives on the 3. Development of the APEF tool
principles for action have been published elsewhere (Herens,
Wagemakers, Vaandrager & Koelen, 2015). We discuss the APEF tool We used an iterative, exploratory design to identify indicators and
and conclude with lessons learned on implementing it for CBHEPA measurement instruments of group-based principles for action.
programmes targeting socially vulnerable groups. Scientific and practice-based evidence on group-based principles for
action were combined to develop the APEF tool in three phases (Fig. 1):
2. Setting the scene for assessing principles for action at the group a) to identify indicators of principles for action, b) to search for mea-
level surement instruments to assess principles for action, and c) to oper-
ationalise the group-based principles for action into statements.
CoM was developed and disseminated (2003–2012) by the
Netherlands Institute for Sports and Physical Activity (NISB) – since 3.1. Identifying indicators of group level principles for action
2016 the Dutch Knowledge Centre Sports – and targets socially vul-
nerable groups. CBHEPA programmes, such as CoM, use an ecological Expected output and outcomes of group-based principles for action
perspective on health (Sallis et al., 2006), emphasising the interaction in CoM are programme adherence (active participation), programme
between factors within and across the different levels of intervention satisfaction (enjoyment), and group learning (fostering group pro-
(Glanz, Rimer, & Viswanath, 2008; Herens et al., 2013). CoM defined a cesses) (Herens et al., 2013). First, to define and operationalise these
set of principles for action at individual, group and programme level. As concepts, we conducted a literature search to identify indicators, based
part of an on-going evaluation study of CoM, we sought to evaluate on existing theories, for group-based principles for action in sport and
group-based principles for action. physical activity. The Scopus database was used (Appendix A). Inclu-
Group-based principles for action, defined in CoM, are active par- sion criteria were professional discipline (e.g. health, social science)
ticipation, enjoyment, and fostering group processes (Herens et al., and language (English). Group-based principles for action and theore-
2013). At group level, CBHEPA programmes build on social cognitive tical concepts were included as search terms in combination with the
theory (SCT) (Bandura, 2004), social learning theory inclusion criteria physical activity, sport, full text availability, and a
(Bandura & McClelland, 1977), and the concepts of social capital focus on team or group level. Second, using purposive sampling in order
(Putnam, 2001), participation (Pretty, 1995), and enjoyment (Hagberg to collect practice-based information, we conducted semi-structured
et al., 2009; Raedeke, 2007). SCT explains behaviour as a product of the interviews, with the two NISB professionals providing CoM training.
interplay of individual, behavioural, and environmental influences and They were interviewed about CoM group-based principles for action
underlines that individuals learn from one another by observing and and known instruments to assess indicators for principles for action in
operating collectively to achieve change (Bandura, 2004). Social capital sport and physical activity groups. The Appreciative Inquiry technique
enables people to share information, to provide social support, and to (Cooperrider, Whitney, & Stavros, 2005) was used to stimulate an open
collaborate in order to achieve certain goals that cannot be achieved and positive interview. Third, we conducted a secondary analysis to

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M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

Fig. 1. Overview of methods used to develop the APEF tool.

further identify practice-based indicators for group-based CoM princi- Legrand, Bertucci, & Thatcher, 2009; Lomax, Brown, & Howard, 2004;
ples for action of respectively: a) full transcripts of three group inter- Løvoll & Vittersø, 2014; Mullen et al., 2011; Parastatidou, Doganis,
views with in total 11 CoM exercise trainers and coordinators, con- Theodorakis, & Vlachopoulos, 2012; Sim, Bartlam, & Bernard, 2011).
ducted at the start of the CoM evaluation study and b) full transcripts of Indicators based on empirical findings identified factors related to
two duo-interviews, with a coordinator and an exercise trainer, at two participants’ experiences such as satisfaction and feelings of safety and
CoM locations. Exercise trainers and coordinators were sampled from positivity.
all CoM locations included in the evaluation. Fourth, we observed ex- Literature-based indicators of fostering group processes showed dif-
ercise classes in three groups participating in the CoM evaluation study ferent group characteristics as perspectives for measurement: group
(convenience sampling) in two different municipalities. Detailed ob- structure, composition, norms, roles, social support, and leadership.
servation reports were written. The interview transcripts and observa- Three publications were found for group dynamics in sport and physical
tion reports were coded top-down in Atlas.ti (7.0), based on the three activity settings (Pescosolido & Saavedra, 2012; Spink,
group-based CoM principles for action: active participation, enjoyment, Wilson, & Priebe, 2010; Zucchermaglio, 2005). Indicators based on
and fostering group processes, by two researchers. The results were empirical findings identified factors that largely overlapped with the-
discussed with a third researcher. oretical indicators, emphasising the role of leadership and aspects of
For each group-based principle for action, indicators based on sci- group support and safety.
entific literature and on empirical data (interviews and observations)
are described in Table 1. Literature-based indicators on active partici- 3.2. Identifying measurement instruments for group-based principles for
pation reflected the programme planning and organisational perspec- action
tive, mainly about participation levels and decision making (three
publications: Pretty, 1995; Rifkin, Muller, & Bichmann, 1988; To identify measurement instruments for indicators of group-based
Wagemakers, Vaandrager, Koelen, & Leeuwis, 2010), and participant- principles for action, a second literature search was conducted, using
driven implementation (four publications: Rinne & Toropainen, 1998; scientific (Scopus) and grey literature (CoM documentation). First, in-
Snyder & Stukas, 1999; Vernon & Ross, 2008; Wagemakers et al., 2008). itial search terms combined sport and physical activity with tools, in-
Indicators based on empirical findings describe active participation in struments, or methods (Appendix B). Inclusion criteria were profes-
terms of participant involvement, group formation, or programme sional discipline (medicine/health professional/psychology/social
content. science/nursing science/multidisciplinary), language (English) and
Literature-based indicators on enjoyment of physical activity showed published later than the year 2000. Second, the identified CoM prin-
individual and group-related (verbal and non-verbal) experiences and ciples for action and theoretical concepts were added. Inclusion criteria
expressions of enjoyment as perspectives for measurement (seven were full text availability and a focus on physical activity settings and
publications: Kuroda, Sato, Ishizaka, Yamakado, & Yamaguchi, 2012; behaviour. Third, criteria for evaluation in socially vulnerable groups

56
M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

Table 1
Overview of indicators for group-based principles for action.

Principle Indicators based on literature Indicators based on (group) interviews and observations

Active participation [1] Participation levels and decision making: ■ Degree of participation in group formation
■ Problem solving ■ Degree of participation in programme content
■ Mission, strategy, goals, action plans ■ Participant involvement in programme decision making
■ Ownership, dedication, task motivation, ownership ■ Participant involvement in recruitment and group formation
■ Participant involvement in follow-up of absenteeism
■ Participant involvement in initiating new health enhancing
(physical activity) initiatives within group or wider community
Programme activities:
■ Frequency, time, intensity
■ Expectations, competences, skills, knowledge
Enjoyment [2] ■ Emotions regarding physical activity challenges and skills ■ Participants’ satisfaction with physical activity activities
■ Degree of enjoyment ■ Role of safety
■ Physical expressions of joy (e.g. laughing) ■ Role of learning
■ Non-verbal expressions of joy (e.g. smiling) ■ Percentage of participants expressing positive feelings about
organised activities
■ Sense of revitalisation and relaxation ■ Conditions and experiences that make physical activity fun
■ Value attribution to physical activity activities
Fostering group processes ■ Group composition (e.g. size, (cultural) diversity, development ■ Group processes
[3] phase, power relations)
■ Group structure (interdependence, ownership, commitment, self- ■ Closed versus open group structures
organisation)
■ Group roles (formal and informal) ■ Role of exercise trainer
■ Group norms (shared beliefs, collective goal setting and task ■ Role of group leader
motivation, responsibility, and cooperation)
■ Group cohesiveness (sense of belonging, confidence, respect, ■ Power relations
integration, interpersonal and group attractiveness)
■ Social support (commitment, motivation, collective faith) ■ Cultural diversity
■ (Typology of sport) Leadership styles ■ Programme components that enhance group dynamics and group
cohesion
■ Programme components that enhance involvement of the social and
physical environment in group activities

1 Pretty, 1995; Rifkin et al., 1988; Rinne & Toropainen, 1998; Snyder & Stukas, 1999; Vernon & Ross, 2008; Wagemakers et al., 2008; Wagemakers, Vaandrager et al., 2010. 2 Kuroda
et al., 2012; Løvoll & Vittersø, 2014; Legrand et al., 2009; Lomax et al., 2004; Mullen et al., 2011; Parastatidou et al., 2012; Sim et al., 2011. 3 Pescosolido & Saavedra, 2012; Spink et al.,
2010; Zucchermaglio, 2005.

were added, e.g. target group involvement, providing immediate literature and practice, and in consultation with fellow researchers. The
feedback, cultural sensitivity. Techniques for individual interviews or format of the tool, probing dialogue by statements (Jallinoja et al.,
questionnaires were excluded. Finally, the search term ‘focus group’ 2010), use of cards to engage participants (Wagemakers et al., 2008),
was added, resulting in one publication for participation (Wagemakers and reporting in the form of spider diagrams (Laverack 2006a; Rifkin
et al., 2008), three publications for enjoyment (Jallinoja, et al., 1988), was inspired by some of the identified instruments. The
Pajari, & Abseth, 2010; Jepson et al., 2012; van Uden-Kraan, Drossaert, group-based principles for action were operationalised as follows:
Taal, Seydel, & van de Laar, 2008), and one publication for fostering
group processes (Casey, De Civita, & Dasgupta, 2010). Search in the • Active participation: 1) participation in group formation, 2) partici-
grey literature resulted in two reports on CoM (Beijer, 2009; Hiemstra, pation in physical activity programme content decision making, and
2005). 3) participation in community initiatives.
For each group-based principle for action, assessment instruments • Enjoyment in physical activity: 1) expressions of enjoyment (physi-
found in scientific and grey literature are described in Table 2, pre- cally, verbally, and non-verbally) and 2) safe and supportive en-
senting data collection procedures, typology of indicators relating to the vironments.
principles, strengths, weaknesses, and information on reliability and • Fostering group processes: 1) social support, looking at group compo-
validity, if available. Identified group-based instruments for active sition (size, (cultural) diversity, boundaries, phase) and group struc-
participation were: assessing participation levels within groups, based ture (roles, norms, social support, and cohesion), 2) role of the ex-
on Pretty’s participation ladder (Pretty, 1995; Wagemakers et al., ercise trainer, and 3) learning achievements.
2008), and Rifkin’s spider method to assess community participation
levels (Laverack, 2006b; Rifkin et al., 1988). The group-based instru- The indicators were translated into eight statements. Together with
ment identified for enjoyment and fostering group processes was group in-depth questions, the statements formed a semi-structured interview
interviews (Casey et al., 2010; Jallinoja et al., 2010; Jepson et al., 2012; protocol, the APEF tool (Table 3), generating quantitative and quali-
van Uden-Kraan et al., 2008). CoM documents added evaluation ap- tative data. The statements were used in focus groups toprobe theme-
proaches combining group interviews and group activities – making a driven dialogue between researcher and respondents, as well as dia-
collage or ranking Images – providing concrete examples of experiential logue among respondents.
learning and creating immediate feedback loops (Hiemstra, 2005). The APEF tool was crosschecked with experts from a culturally
sensitive research agency and tested in a pilot project in 2013 (Herens,
Wagemakers, den Besten & Bernaards, 2015). Based on pilot experi-
3.3. Operationalisation of group-based principles for action into statements ences, adaptations were made. Initially, participants voted on the
statements successively and then joined in a plenary group discussion.
None of the instruments identified addressed the defined indicators
for group-based CoM principles for action in a comprehensive way.
Therefore, we developed a new tool based on the insights gained from

57
Table 2
Overview of measurement instruments for group-based principles for action.

Instrument Data collection procedure Variables Reliability and validity Strengths Weaknesses

Active participation
Focus group to assess Group interview Use of cards Role, task, responsibility, commitment, Unknown Used in Dutch low SES Used in women’s groups only
participation levels describing Pretty’s level of ownership, task motivation, decision migrant groups in Amsterdam (aged 25–45 years)
M. Herens, A. Wagemakers

[1] participation [2]. Participants making, Pretty’s participation levels


select most appropriate card.
Assessing participation Use of cards describing level of Pretty’s participation levels Unknown Used in CoM physical activity Not suitable as group method, as
levels [3,4] participation. Participants groups. cards were used selectively and
select most appropriate card. difficult to understand
Rifkin’s spider method to Visualises six themes relating Power relations, decision making, Unknown Assesses a broad variety of Focus on programme
measure participation to participation levels mission, goals, action plan, expectations, variables in an easily participation in steering group
[5] commitment, ownership, participation interpretable way or project team, not clear
levels whether or not method is used in
group settings

Enjoyment
Focus group [6] Group interview Probing None made explicit Unknown Used for men and women Physical activity enjoyment not
dialogue by showing Used in small groups (n = 5) leading theme
conflicting statements
Used in target group 50–65 years
Duration 70–120 min
Focus group [7] Group interview Valuing activities Role of safety Topic list formulated by Used in migrant groups Used Questions only address
Participants’ preferences in PA activities group of researchers from in low, socially disadvantaged, enjoyment in potential sport or
various ethnic backgrounds and high SES groups Used for physical activity activities
men and women
Focus group [8] Group interview None made explicit Unknown Used in small groups (4–10 Enjoyment not directly

58
participants) addressed
Used for cancer patients
Focus on yoga
Physical activity collage Group activity Creating group Emotions regarding physical activity Unknown Suitable for all kinds of target Time consuming
[5] collage Participants choose challenges and skills Value attribution to groups to a max of 20
favourite image or text and activities Degree of enjoyment participants Suitable for
explain their choice Participants’ preferences in physical illiterate target groups
activity activities
Physical activity mapping Group activity Participants Emotions regarding physical activity Unknown Suitable for all kinds of target Choice of pictures is target-
[5] prioritise PA activities using challenges and skills Degree of groups to a max of 20 group sensitive
stickers, followed by dialogue enjoyment Value attribution to activities participants Suitable for
on sticker patterns illiterate target groups
Duration ca. 30–40 min
Evaluation physical Participants choose object/ Emotions regarding physical activity Unknown Suitable for low-literate target Shows individual results
activity 1 [5] picture fitting their feelings challenges and skills Value attribution to groups Non-verbal; makes
during exercise class, followed activities feelings explicit Visualisation
by discussion
Method applicable for one
session only
Choice of objects/pictures is
target group sensitive
Evaluation physical Group draws cartoons Emotions regarding physical activity Unknown Suitable for low-literate target Method applicable for one
activity 2 [5] symbolising their feeling challenges and skills Value attribution to groups Non-verbal; makes session only
during exercise class activities feelings explicit Visualisation
Requires some artistic skills
Evaluation physical Participants choose a smiley Emotions regarding physical activity Unknown Suitable for illiterate target Shows individual results
activity 3 [5] each time they participate in challenges and skills Value attribution to groups Non-verbal; makes
an activity activities Degree of enjoyment feelings explicit Visualisation
Method only applicable at
activity level
Evaluation and Program Planning 65 (2017) 54–68

(continued on next page)


M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

In the pilot project, discussions started as soon as a statement was read

collaboration in steering group


Group processes not addressed
out loud. Therefore, we changed procedures and asked participants to

No immediate feedback of
vote first and then discuss a statement, before proceeding to the next

participants’ language

Focus on programme
statement.
Observer must speak

Hard to objectify

or project team
4. Implementation of the APEF tool
Weaknesses

Unknown
results
The APEF tool has been used in 10 different CBHEPA groups. In this
paper, we provide the scores on the statements on the group-based
principles for action across groups and refer to another paper for de-
tailed narratives on the group-based principles for actions based on
discussing the statements (Herens, Wagemakers, Vaandrager et al.,

1 Wagemakers et al., 2008; 2 Pretty, 1995; 3 Beijer, 2009; 4 Rifkin et al., 1988; 5 Hiemstra, 2005; 6 Jallinoja et al., 2010; 7 Jepson et al., 2012; 8 van Uden-Kraan et al., 2008. 9 Casey et al., 2010.
Suitable for small groups (4–5
Immediate feedback of results
Signals both verbal and non-
Can be used during exercise

2015). We also present both participants’ and researchers’ reflections


on the implementation of the APEF tool.
class by exercise trainer
Used in groups of 6–10

verbal behaviour

4.1. Implementation in CBHEPA groups


participants

From May 2013 to May 2014, the APEF tool was used in 10 CBHEPA
Strengths

persons)

groups participating in the CoM evaluation study (Herens et al., 2013)


in five municipalities (convenience sampling). The CBHEPA pro-
grammes were diverse in duration and nature of activities, e.g. walking
or running, endurance training, aerobics. Two programmes had a fixed
duration (10–13 weeks). Respondents in these programmes met for the
focus group during adult education activities. The other eight CBHEPA
Reliability and validity

programmes offered continuing activities (Table 4). Information on


respondents’ personal and socio-economic conditions was derived from
data collected in the overall CoM evaluation.
A total of 76 respondents participated, 84% women, 16% men,on
Unknown

Unknown

Unknown

Unknown

average 61.6 (sd 13.2) years of age. Nearly 50% of the respondents were
of non-Dutch origin, representing 15 different countries of origin.
Household incomes were relatively low, 48.5% less than €1350 a
month. Educational levels were also relatively low, 42.2% had no or
only primary education. Over 90% were not employed. The majority,
65.2%, participated longer than six months in the physical activity
Role exercise trainer Role group leader
Task performance and impact of group

group and were physically active on average 210.1 (sd 147.2) min/day.
Physical activity groups were rather homogenous in terms of sex: six
size Balance cooperation and

groups were only women and one group were only men. The other
competition Commitment

three groups were mixed.


In all CBHEPA programmes, group members volunteered to parti-
None made explicit

None made explicit

cipate in a focus group. At the start of the focus group, respondents


Power relations

were asked to give oral consent for participation and for the proceed-
ings to be audio recorded. Next, the aim and procedure of the APEF tool
Variables

were explained by the researcher (first author), who acted as a facil-


itator to generate a free flow of information among respondents.
Assistance was provided by one or two junior researchers. Dutch was
the language of conversation in all groups, in line with common prac-
tice in the physical activity groups. Ethnic diversity within groups was
by taking a number of steps,
own and group performance

high, turning Dutch into the mutual language of communication. But


Group interviews Mapping
Participants estimate their
Data collection procedure

Observation in the group

Dutch not being the mother tongue of several group members, the fa-
followed by explanatory

actors Completion actor

cilitator had to make additional efforts to explain concepts when


needed. At the start, the facilitator made clear that participants were
Group interview

there because we wanted to learn from them − that they are the ex-
perts. Furthermore, she promoted interaction among participants and
overview
dialogue

encouraged those who kept silent to participate in the discussion.


To provide for immediate feedback, the statements, written on
flipcharts, were presented in the groups. Each statement was read out
aloud. With coloured voting cards carrying text and symbols, re-
spondents scored for each statement whether they ‘agreed’ (green card
with ), ‘did not agree or disagree’ (yellow card with ) or ‘disagreed’
Fostering group processes

Group observation [5]

(red card with ). Group scores were reported on flipcharts during the
Actor mapping [5]
Table 2 (continued)

focus group and further discussed in-depth. The duration of each focus
Focus group [9]

3 D graph [5]

group ranged from 50 to 70 min. At the end of each session, re-


Instrument

spondents were asked to reflect on their experiences during the focus


group. Field notes were taken during each focus group and used for
reflection by the researchers.
The focus groups were conducted in rather open settings, using the

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M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

Table 3
Components of the APEF tool.

Variables Statement Examples of in-depth questions

Active participation
Group formation 1. We, as an exercise group, choose who participates in the exercise group How long have you been exercising together?
How are participants recruited?
Do you ever bring a friend or a neighbour?
Content activity class 2. We, as an exercise group, choose the activities for the exercise class What does your physical activity programme look like?
Were you involved in the choice of activities, and, if so, how did
that work?
How important is that for you?
Community initiative 3. Some participants within the exercise group take the initiative to exercise Can you give an example of somebody taking the initiative?
together

Enjoyment
Enjoyment of physical activity 4. Exercising together in the exercise group ensures that I like being What physical activity do you like most?
physically active
Is the programme consistent with your preferences?
How do you ensure that everybody can enjoy the physical activity
class?
Feelings of safety 5. The exercise group offers me safety to be physically active What comes to your mind if we talk about safety?
How does the group support safety?

Fostering group processes


Social support 6. Exercising in the exercise group offers me support to be physically active What comes to your mind if we talk about group support?
In what way does the group offer support to physical activity
behaviour?
How do you deal with factors that make physical activity
difficult?
Role exercise trainer 7. Within the exercise group, the exercise trainer is an example for me to be In what way is the exercise trainer an example?
physically active.
Learning achievements 8. By exercising in the exercise group, I learn how to be more physically Can you give examples of what you learned in the exercise group?
active in my daily life
What have you discovered since you joined the exercise group?
What is your benefit or achievement?

sports venue (a sports club canteen or classroom) as meeting place. In respondents were no longer exercising together and had experienced
six focus groups, exercise trainers who remained present were asked not multiple changes in exercise trainer. Group mean scores for feelings of
to take part in the dialogue. Sometimes, other people were present or safety, meaning that the exercise group offers safety for being physically
had access. In four focus groups, listeners were present who were also active, ranged from 2.1 to 3.0. FGs 3, 4, 9, and 10 (Dutch respondents)
told not to contribute to the discussions, as they were not participating scored lower, compared to the other FGs. Reasons for neither agreeing
in the CBHEPA programme. nor disagreeing related to a large variety of views on safety, such as
concepts related to environmental safety, e.g. security of materials and
protection against loss or theft, and concepts related to emotional
4.2. Results of the APEF tool safety, e.g. mutual care and respect.
Group mean scores for social support, support offered by the exercise
For each focus group, mean scores per statement were calculated group for physical activity, ranged from 2.3 to 3.0. FGs 3 and 4 (Dutch
(1 = disagree; 2 = do not agree or disagree; 3 = agree) and visualised respondents) scored slightly lower, compared to other FGs. This might
in spider diagrams (Fig. 2). As can be seen from the diagrams, the 10 be related to the physical activity environment (outdoors). Social sup-
groups differed mostly in scores on the statements on active partici- port evoked considerable debate as for many participants the concept
pation, less on the statements on enjoyment, and even less on the was not clear and encompassed for example complimenting and helping
statements on fostering group processes. one other, reaching out to non-attending group members, and group
Group mean scores on participation in group formation ranged from norms such as ‘physical activity is healthy’. Group mean scores for the
1.0 (disagree) to 3.0 (agree). Various reasons for disagreement on the role of the exercise trainer, as an example to be physical active, ranged
statement that group members themselves choose who participates in from 2.6 to 3.0, reaching the highest level of consensus in all FGs.
the group, were given: in FGs 1 and 2 (women’s groups of non-Dutch Apparently, the exercise trainer has a key role in the physical activity
origin), the exercise trainer was responsible for recruitment, whereas in group. Group mean scores for learning achievements, to learn to be more
FGs 3, 4, 9, and 10 (mixed or women’s groups of Dutch origin) the physical active in daily life, ranged from 1.9 to 3.0. FGs 3 and 9 (Dutch
dominant view was that people act on their own responsibility. Group respondents) scored lower, compared to other FGs. The main reason for
mean scores on participation in the content of the physical activity pro- disagreement related to respondents’ awareness of the difference be-
gramme ranged from 1.0 to 2.7. The main reason given by respondents tween intentions (knowing what is good for you) and practice (doing in
for disagreement on the statement that the exercise group chooses the daily life what is good for you), probably more easily expressed by
activities for the exercise class, was their trust in the exercise trainer: Dutch respondents.
‘he/she knows what is good for us’. Reasons for neither agreeing nor Respondents’ reflections on their experiences with the APEF tool,
disagreeing related mostly to respondents acknowledging that they did collected at the end of each focus group, indicated that the APEF was
have an influence on content. Therefore, they did not feel any need to perceived as very clear. Some indicated that discussing the statements
agree or disagree. Group mean scores for participation in community helped them to understand better the purpose of the CBHEPA pro-
initiative ranged from 1.6 to 2.8, meaning that in some groups more gramme and made them more aware of the overall programme aims. It
than in others participants take the initiative to exercise together. was ‘nice’ to share personal experiences in the physical activity group
Group mean scores for enjoyment, liking physical exercise together through dialogue. Respondents learned something new about their
in group, ranged from 2.2 to 3.0. FG 1 scored lowest, probably because

60
M. Herens, A. Wagemakers

Table 4
Characteristics of CBHEPA programmes.

Municipality FG Respondents CBHEPA programme characteristics

N = 76 Programme Duration Sports venue Frequency Main activities Target group

A 1. women (n = 6) Be Interactive Fixed (10 weeks) Community centre Weekly (1.5 h) Walking/running Socially vulnerable migrant
women
Embedded in language class
E 2. women (n = 6) Scoring with Health Fixed (13 weeks) Sports club canteen 2x week (3 h) Sport introduction of various activities Socially vulnerable groups
Embedded in education trajectory (18 months follow-up
meetings once every 6 weeks)
H 3. women (n = 8) Outdoor fitness, group 1 Continuous Playground outdoor Weekly (1 h) Group fitness class Socially vulnerable groups in
fitness community
men (n = 1)
4. women (n = 6) Outdoor fitness, group 2 Continuous Playground outdoor Weekly (1 h) Group fitness class Socially vulnerable groups in

61
fitness community
men (n = 2)
R 5. women (n = 6) Exercise to music Continuous Community centre Weekly (1 h) Group exercise to music Socially vulnerable migrant
women
6. women (n = 10) Exercise for elderly women Continuous Community centre Weekly (1 h) Adapted group exercise to music, Socially vulnerable (migrant)
including fall prevention women
7. women (n = 11) Turkish folk dance for women Continuous Community centre Weekly (1 h) Group exercise to music Socially vulnerable migrant
women
8. men (n = 7) Exercise for men Continuous Residential care home Weekly (1 h) Group fitness class Socially vulnerable migrant
men
T 9. women (n = 4) Special Gym Continuous Community centre Weekly (1 h) Adapted group exercise class Women/men 55+, with
chronic illness
men (n = 3)
10. women (n = 6) Keep Fit Continuous Community centre Weekly (1 h) Adapted group exercise class Elderly women 55+

*FG 6 was conducted during language class in a community centre, in the presence of four migrant women not participating in the physical activity group. *; **In FG 9, five group members participated in the FG without participating in the CoM
evaluation study; no background details were made available, except sex and ethnic origin.
Evaluation and Program Planning 65 (2017) 54–68
M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

Fig. 2. Mean group scores per APEF statement.

fellow participants, it was fun to participate, and it was interesting to was new for them and therefore a bit exciting. Some also indicated that
hear other people’s views. In some focus groups, respondents were they experienced some discomfort when they did not immediately
surprised about the level of consensus they reached. They also ex- grasp the meaning of a statement. It was not always well understood
pressed the hope that the results from the focus group would help im- that the yellow card could be used in the event of doubt.
prove physical activity opportunities at community level. In addition, the scoring procedure (‘agree–disagree’) reminded some
Some respondents indicated that participating in a group discussion respondents of other occasions when they had to give their opinion (e.g.

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M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

hospitals), and they were questioning more generally the need to con- understanding of group level aspects in CBHEPA programmes by
tinuously evaluate everything. monitoring the group-based principles for action on the one hand, and
simultaneously facilitating group processes on the other. Development
4.3. Researchers’ reflections of the tool was guided by a constructionist (Patton, 2002) and (parti-
cipatory) action-oriented evaluation approach. In the APEF tool, dia-
On the basis of the researchers’ experiences with the APEF tool in 10 logue, reflection, and discussion with and among participants is centre
groups, they observed that respondents were actively involved in group core, and conditional for engaging stakeholders and respecting multiple
dialogue and made efforts to communicate clearly. Non-CBHEPA par- perspectives. The APEF tool is innovative, because, as far as we know,
ticipants and exercise trainers, when present, may, however, have in- no other tools address the group-level principles for action using a
fluenced the dialogue. The focus groups require a thorough preparation constructionist and participatory approach. Known instruments iden-
in order to facilitate the whole process, including the voting procedure tified in our literature search, address group level factors and influences
and the group dialogue. using mainly individual level techniques, such as questionnaires or
Respondents remained actively involved throughout the group in- interviews. The APEF tool combines individual scoring with probing a
terview. Working with statements and the voting procedure generated discussion in the group around statements and overall scores, thus
immediate interest and interaction. Respondents started reading the grasping individual and group-level perceptions and interactions. This,
statements or the cards out loud and stimulated others to join in. The we believe, is helpful in building a deeper understanding of the mul-
downside was that they may also have influenced one another, e.g. by tidimensionality of today’s modern health promotion. In doing so, the
shouting out ‘green’ before everyone had made their choice. On several APEF tool can be placed on the ‘modern’ end of the continuum of health
occasions, respondents started to confer immediately with one another, promotion principles (Gregg & O’Hara, 2007).
in particular in the event of doubt about the meaning of a statement, We highlight the tool’s value in visualising results both within and
forgot to use their vote cards, or gave their votes only after discussion. across groups, and the issues of interest regarding the evaluation of
In some focus groups, respondents, more often those of non-Dutch group-based principles for action. This research generated evidence
origin, endeavoured to give the ‘right’ answers, for example by cor- emphasising the need for a better understanding of the processes of
recting one another’s answers. Sometimes, when there was disagree- value co-creation at different levels in CBHEPA programmes, and ways
ment, respondents even got annoyed. Several times, the facilitator had to facilitate, manage, and supervise them from a social constructivist
to intervene by indicating that differences in views were welcomed. paradigm. The need for actor involvement in evaluation is highlighted
In groups of non-Dutch origin, participants all made an effort to to deepen our understanding of the social construction of reality and
express themselves clearly to one another and to the facilitator, even processes of value attribution in community-based programmes.
though Dutch was not the mother tongue. Several times, the facilitator Finally, we reflect on strengths and limitations of our methodology to
had to provide extra explanations on concepts or repeat the explanation develop and use the APEF tool.
in other words. Occasionally, group leaders or group members, profi-
cient in Dutch, translated. Ethnic diversity within the physical activity 5.1. Engagement of stakeholders
groups, however, was so substantial that arranging for formal inter-
pretation was not practicable. Our results and experiences show that, during the different phases
In four groups, listeners were present; and in six groups exercise of development of the tool, some stakeholders were more successfully
trainers remained present. Although they were asked not to take part in engaged than others. CBHEPA programme developers and practitioners
the dialogue, all exercise trainers at some point started to intervene. were successfully involved during the development phase of the APEF
Various roles could be identified. In the role of interpreter, exercise tool, whereas target group representatives were not, mainly because of
trainers regularly reformulated a statement or question, or slowed practical constraints (time, resources). Nevertheless, thetool was suc-
down the speed of conversation. Occasionally, they took over the dia- cessful in reaching out to socially vulnerable groups, mostly of non-
logue and started to speak for, or on behalf of, the respondents. In the Dutch origin, in CBHEPA programmes – possibly indicating that
role of mediator, exercise trainers encouraged respondents to answer, CBHEPA professionals have the good understanding of the target
by giving examples or by complimenting them. In the role of gate- group’s needs. In addition, a culturally sensitive evaluation method was
keeper, exercise trainers got involved in the organisation of the focus realised by developing the APEF tool in consultation withexperts from a
group, taking care of group members leaving, or time keeping. In the culturally sensitive research agency.
role of guarding over the group’s collective consciousness, exercise With respect to target group engagement, in each of the selected
trainers encouraged participants to reflect on past or current group is- CBHEPA programmes, group members representing different ethnicities
sues. Sometimes, the exercise trainers were a source of distraction, as were all invited to participate, stimulated by the facilitator’s direct
they got respondents engaged in day-to-day matters. personal approach. It might be, that also (some outward) characteristics
From the researchers’ perspective, it is clear that the APEF tool re- of the researcher, being female and of similar age to most participants,
quires good organisational and material skills prior to, and during, the have been helpful in facilitating the discussion (Smithson, 2000), as
focus group, e.g. flip charts need to be prepared in advance, need to be well as the fact that focus groups were held in groups existing prior to
attractive and presented clearly. The use of an example statement at the the study: people who already know each other can create an en-
start helped to explain the purpose and procedure of the focus group. vironment of trust, allowing the participants to discuss their views very
Additionally, giving instructions on practicalities, such as individual openly (Dahlin Ivanoff & Hultberg, 2006). During each focus group,
reflection on each statement before showing the voting cards, is helpful. themes were probed, dialogue among the target group was initiated,
Organisational assistance facilitated the smooth conduct of the focus and all respondents were encouraged to participate. Some concepts
groups, e.g. in handing out voting cards, and keeping track of the used in the statements, especially safety and social support, appeared to
scores, reading them out loud. It also enabled the facilitator to reach out have different meanings for different respondents, and this actually
to those respondents who kept silent. stimulated the discussion on those concepts. Therefore, there was room
for a culturally sensitive interpretation of concepts; this was appre-
5. Discussion of the development, use, and results of the APEF tool ciated by respondents, as it contributed to their learning from other
cultures and getting a better understanding of one another.
This paper describes the development, use, and results of the APEF Dialogue, including feedback, cross-checking, and discussing results
tool to assess group-based principles for CBHEPA programmes targeting with participants, not only contributes to the validity of the results
socially vulnerable groups. The APEF tool contributes to the (Butterfoss, 2006; Koelen, Vaandrager, & Colomer, 2001), but also

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M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

increases satisfaction with evaluation and consequently increases par- identify key combinations of contextual factors and mechanisms that
ticipation (Naylor, Wharf-Higgins, Blair, Green, & O’Connor, 2002; trigger outcomes on different levels (Herens, Wagemakers et al., 2016).
Wagemakers, Vaandrager et al., 2010). Another approach might be the further explorations of how to con-
sistently measure important variables, such as group environment,
5.2. Visibility of results process, and structure, or to compare and contrast across studies
(Estabrooks et al., 2012). The concept of group dynamics offers valu-
Visibility of the APEF tool was achieved in the groups by the voting able insights to start with. Although there is no single conceptual model
procedure and in the programmes by spider web diagrams for re- or theory serving as a basis for analysis of group dynamics in physical
porting. Working with vote cards in different colours and smiley illus- activity promotion in relation to behavioural outcomes (Estabrooks
trations, checking by counting aloud, and writing down the scores for et al., 2012), research shows the importance of social cohesion, social
each statement on flipcharts provided immediate feedback, made re- order and control, and social support (Burke, Carron, Eys,
spondents alert, and was therefore successful in engaging respondents Ntoumanis, & Estabrooks, 2006; Carron, Hausenblas, & Eys, 2005;
in a group dialogue. Moreover, visibility is an important incentive for Carron, Spink, & Prapavessis, 1997; Christensen, Schmidt, Budtz-
involvement and action (Koelen, Vaandrager, & Wagemakers, 2012; Jørgensen, & Avlund, 2006; Estabrooks & Carron, 2000 Estabrooks
Lorenz & Kolb, 2009; Wagemakers, Vaandrager et al., 2010). Reporting et al., 2012). Some studies indicate that group dynamics strategies
through spider web diagrams makes it possible to draw lessons on each applied in group-based physical activity interventions contribute sub-
of the principles for action at group level and to compare groups in stantially to effective physical activity behaviour change and main-
CPHEPA programmes. For example, in general, statements on active tenance (Burke et al., 2006; Estabrooks et al., 2012; Harden, Burke,
participation scored lower than the other group-based principles. Haile, & Estabrooks, 2013).
Future research on physical activity behaviour and maintenance
5.3. Assessing group-based principles for action should not only focus on how individuals act, but also on how in-
dividuals, groups, and environments interact.The need to incorporate
Our assessment of group-based principles for action was part of a more systematically a perspective on group dynamic theories under-
broader evaluation to study the effectiveness of CBHEPA programmes, lying the success or failure of community-based physical activity in-
in which an ecological perspective was used in order to grasp outcomes terventions in different social and cultural contexts is proposed, in order
at multiple levels and the interaction between levels (Herens et al., to understand better the mechanisms of social support and social capital
2013; Herens, Wagemakers, Vaandrager, van Ophem, & Koelen, 2016). development (Estabrooks et al., 2012). In line with these further ex-
This is different from most other studies on the effectiveness of physical plorations, it is also recommended to study the utility of the tool in
activity, which usually only tune in on indicators for individual physical groups in other settings within the field of health promotion, for ex-
activity behaviour and health improvement. Consequently, addressing ample groups focusing on promotion of healthy nutrition. In terms of
group-based principles has added value in evaluation, but also entails evaluation demands, this calls for explicit strategies in community-
new challenges, such as principles being intertwined and the sig- based health promotion programmes to involve actors from all levels,
nificance of group level results in relation to the effectiveness of and aligning accountability with learning through evaluation, of which
CBHEPA programmes. the APEF tool is an example.”
The APEF tool is complementary to methods and tools that collect
individual level data and to measurement instruments for community 5.4. Strengths and limitations
participation or capacity building, in which the domains assessed, e.g.
‘learning opportunities and skills development’, ‘resource mobilization’, The APEF tool was developed using an iterative, explorative pro-
‘leadership’ and ‘communication’ (Liberato, Brimblecombe, Ritchie, cess. A focus on evaluating real-world interventions was maintained
Ferguson, & Coveney, 2011) focus on communities rather than on through systematically collected practice-based evidence by using the
groups. Only the domain ‘participatory decision-making’ is more or less APEF tool in 10 different groups, including 76 respondents.
similar to the first variable, active participation, in the APEF tool. An- The major strength of the APEF tool is that it combines theoretical
other commonality with some other tools is for example that both the and practice-based knowledge in a practicable format, suitable for
APEF tool and Rifkin’s participation measurement instrument (Rifkin formal evaluation. It contributes to a better understanding of the group
et al., 1988), which assesses the functioning of a collaboration, sum- dynamics and contexts in place, and generates knowledge that is ac-
marize individual scores following by reflection and discussion by the ceptable to the stakeholders (Patton, 2012). The iterative process,
group or stakeholders. highlighted in this paper, was based on a constructionist and (partici-
The group-based principles for action were operationalised by patory) action-oriented approach. Theoretical and practice-based in-
identifying indicators in the literature. However, the indicators could dicators for group-based principles for action were explored, and group
not be sharply defined, probably because principles for action are measurement instruments suitable for socially vulnerable groups were
multifaceted and complex constructs, as they are both intangible and inventoried. In this process, we organised the involvement of different
omnipresent. For example, our findings show that fostering group stakeholders in developing the different aspects of our evaluation
processes, together with leadership, become apparent as generic prin- strategy. On the other hand, the APEF tool in itself does not, without
ciples, contributing to active participation and providing the conditions additional effort, feed a dialogue between target group and programme
for experiencing enjoyment. To disentangle the effects of the different developers. Apart from the evaluator, who reported back to, e.g., pro-
principles for action in evaluation is, if even possible, a harsh en- gramme developers, no insights were gathered on how learning ex-
deavour. periences were shared within groups, within programmes, or within
The reciprocal relationship between individual behavioural out- communities. Although, ideally, participation is fostered throughout
comes − such as increased physical activity behaviour and processes at the whole evaluation process, whether it is desirable to strive for par-
group level, including group-based experiential learning (who learns ticipation at all levels by all stakeholders is disputable, as this might not
what, when, and from whom), development of group norms, cohesion, be reasonable or could even constrain the evaluation process (Nitsch
skills, and collective efficacy – needs to be explored further (Brawley, et al., 2013).
Rejeski, & Lutes, 2000; Estabrooks, Harden, & Burke, 2012). This calls The APEF tool was used in existing groups, which can be considered
for a more systematic approach, such as the use of mixed modelling to as homogeneous to some extent, meaning that members share values,
determine underlying causal mechanisms of these approaches (Herens, norms, roles and specific goals they want to achieve (e.g. being physical
Bakker et al., 2016). For example by using a realist synthesis protocol to active). This stimulates interaction between participants in the group,

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M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

resulting in emergent views that might not be reducible to individuals Moreover, the role of the facilitator in focus groups is to stimulate group
(Hydèn & Bülow, 2003). This distinguishes focus groups from other discussion between participants rather than discussion between herself
(qualitative) methods, and should be reflected in the analysis of the and participants, which is the case in group interviews (Parker & Tritter,
data. The group as a unit of analysis means that constructed knowledge 2006). Thus, the facilitator encourages and empowers participants to
needs to be contextually interpreted (Dahlin Ivanoff & Hultber, 2006; talk to one another, to share experiences in a non-judgemental way and
Smithson, 2000). to express their opinions (Dahlin Ivanoff & Hultberg, 2006). Therefore,
Voting procedures, group discussions, and results may have been group facilitation encompasses a broad range of skills, including pro-
influenced by peer pressure from other respondents, people who cess structuring, communication, conflict handling, and listening
dropped in (some focus groups were in open settings), listeners, or (Hovmand, 2014; Vendix, 1999). Important skills highlighted in the
exercise trainers. This lack of a contained environment may have had literature are to be a good listener and to learn from the groups (Dahlin
an impact on individual responses and may have influenced our results. Ivanoff & Hultberg, 2006). The facilitator in our case (first author) is,
On the other hand, our account of the use of the APEF tool is illustrative besides a researcher, a skilled trainer who facilitated many interactive
of the day-to-day practicalities with which one has to deal in mon- planning processes over the years. As not all facilitators are also re-
itoring real-life interventions. searcher and because it is challenging to manage the group dynamics
when one is using the APEF tool, the splitting of the facilitator role and
6. Lessons learned the researcher role should be considered. This could support observa-
tional reporting on group interactions during the focus groups, adding
The APEF tool generated insight into participants’ perceptions of the to a better understanding of group roles and power relations, thereby
group-based principles for action. In addition, it helped to improve our taking the group as a unit of analysis (Dahlin Ivanoff & Hultberg, 2006;
understanding of group dynamics and contexts in place, and it gener- Smithson, 2000).
ated knowledge acceptable to the stakeholders. Therefore, we believe We also recommend the use of the APEF tool over time, as a long-
that the APEF tool is a valuable contribution to the ongoing discourse itudinal monitoring tool, to explore changes over time. It should be
on monitoring and evaluating physical activity promotion programmes noted, however, that this calls for a critical reflection on the pros and
and the methods currently in use. The APEF tool is not, however, meant cons of multiple measurements in the same groups, because changes in
to replace other methods for collecting hard data, such as quantitative outcomes can result from changes in opinions as well as from re-
measurements at the individual level. Also, as recommended by the spondents being more able to answer the questions.
WHO (2013), demographic data on the target population need to be
monitored. 7. Conclusion
We believe that the selected indicators are suitable for future use,
grasping the essence of group-based principles for action in CBHEPA The APEF tool provides clear guidance for collecting data on in-
programmes. Rephrasing the abstract wording in some statements dicators of group-based principles for action. In line with a con-
should, however, be considered for socially vulnerable groups of non- structivist and action-oriented approach, experiences with the APEF
Dutch origin. Two statements in particular, those addressing social tool demonstrate that information on participants’ perceptions of
support and group safety, generated considerable debate. Additional group-based principles for action – active participation, enjoyment, and
explanations, rephrasing support as ‘help’ or ‘assistance’, and safety as fostering group processes – can be collected systematically. The tool
‘no need to be afraid’ or ‘feeling secure’, enabled respondents to un- leaves room for collecting practice-based evidence for each unique case,
derstand the statement better. It is recommended for future purposes to for an evaluation approach in which different strategies can be followed
divide the statement on safety into two statements: one addressing to involve stakeholders (depending on the context or what is considered
environmental safety and the other addressing emotional safety. As we most appropriate), for reaching the target group, and for respecting
did not monitor whether outcomes of the APEF tool are translated to multiple perspectives. Dialogue, discussion, and reflection are central
other participants or programme developers, anotherrecommendation and conditional for each of the different group-based principles for
is to further explore ways to communicate learning experiences gen- action. Therefore, fostering group processes and managing group dy-
erated by the APEF tool in a systematic way among the different sta- namics is crucial when the APEF tool is being used.
keholders in CBHEPA programmes.
Using the APEF tool requires careful management of group dy- Competing interests
namics in order to facilitate the voting procedure, to guide and focus
the discussion, and to reach out to participants who keep silent. The authors declare that there are no competing interests.

Appendix A

• Search strategy for APEF indicators in scientific literature

This overview presents the initial and subsequent search queries for indicators of the APEF principles for action in the Scopus database. Basic
terms in the literature search were sport* OR physical activit* AND variabl* OR indicator*. Inclusion criteria were discipline (medicine/health
professional/psychology/social science/nursing science/multidisciplinary) and language (English). Then, CoM guiding principles and theoretical
concepts were included as search terms: participation, enjoyment OR pleasure, group dynamic*, social cognitive theory OR social learning OR role
model OR social capital, in combination with the inclusion criteria physical activity, sport, full text availability, and focus on team or group level.

Initial search Inclusion based on Hits# APEF specified Search Hits Inclusion Additional query Hits
query query # based on #

sport OR physical Discipline: Medicine/Health 4279 AND participation 497 • PA AND social cognitive 2
act* variabl* professions/Psychology/Social behaviour/ theory OR social learning
OR indicator* Sciences/Nursing Sciences/ sport OR role model OR social
group AND Multidisciplinary Language: • group- capital

65
M. Herens, A. Wagemakers Evaluation and Program Planning 65 (2017) 54–68

NOT school English based


settings
• full text
available
AND participation level 1
OR participation ladder
OR active participation OR
community participation
AND enjoyment OR 46 • PA 7
pleasure behaviour/
sport
• full text
available
AND group dynamic* 137 • PA AND review AND Group 3
social cognitive theory behaviour/ level OR team
OR social learning OR sport
role model OR social • group-
capital based
settings
• full text
available

Appendix B

• Search strategy for APEF measurement instruments

This overview presents the initial and subsequent search queries for the measurement instrument of the APEF principles for action in the Scopus
database. Basic terms of the literature search were sport* OR physical activit* AND tool* OR instrument* or method group AND NOT school.
Inclusion criteria were discipline (medicine/health professional/psychology/social science/nursing science/multidisciplinary) and language
(English). Then, CoM guiding principles and theoretical concepts were included as search terms: participation (excluding questionnaires and sur-
veys), enjoyment OR pleasure, group dynamic* OR group evaluation* OR group interacti* OR group motivation. Publications on questionnaires and
surveys were excluded. Inclusion criteria were: full text of articles is available; methods focus on physical activity settings and behaviour, are
applicable to CoM target groups, are engaging, provide immediate feedback in the PA groups, and provide insight into elements of each CoM guiding
principle at group level. In this stage, methods based on individual interviews or questionnaires were also excluded. Finally, the search term ‘focus
group’ was added

Initial search query Inclusion based on Hits # APEF specified Search Hits Inclusion based on Additional query Hits
query # #

sport OR physical Discipline: Medicine/Health 20824 AND participation 821 • PA behaviour/ AND focus group 1
act* tool* OR professions/Psychology/Social sport participation OR
instrument* OR Sciences/Nursing Sciences/ • group-based participation ladder
method group Multidisciplinary Language: settings OR participation
AND NOT English • full text level
school available
• no (individual)
questionnaires
or survey
AND enjoyment OR 109 • PA behaviour/ 3
pleasure sport
• full text
available
• no (individual)
questionnaires
or survey
AND group dynamic* OR 442 • PA behaviour/ AND focus group 1
group evaluation* OR sport group context team
group monitor OR group • group-based
interacti* OR group settings
motivation • full text
available
• no (individual)
questionnaires
or survey

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Moroccan women in Amsterdam. Promotion & Education, 15(4), 17–23.
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project ‘Citizen Science for Public Health’.
Community health promotion, A framework to facilitate and evaluate supportive

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