Beruflich Dokumente
Kultur Dokumente
C. WIESENDANGER
Aurorastr. 24, CH-8032 Zurich
arXiv:1308.2384v3 [math-ph] 23 Mar 2014
E-mail: christian.wiesendanger@ubs.com
Abstract
Inertial and gravitational mass or energy-momentum need not be the same
for virtual quantum states. Separating their roles naturally leads to the gauge
theory of volume-preserving diffeomorphisms of an inner four-dimensional space.
The gauge-fixed action and the path integral measure occurring in the gener-
ating functional for the quantum Green functions of the theory are shown to
obey a BRST-type symmetry. The related Zinn-Justin-type equation restrict-
ing the corresponding quantum effective action is established. This equation
limits the infinite parts of the quantum effective action to have the same form
as the gauge-fixed Lagrangian of the theory proving its spacetime renormal-
izability. The inner space integrals occurring in the quantum effective action
which are divergent due to the gauge group’s infinite volume are shown to be
regularizable in a way consistent with the symmetries of the theory demonstrat-
ing as a byproduct that viable quantum gauge field theories are not limited to
finite-dimensional compact gauge groups as is commonly assumed.
1 Introduction
As of today a viable quantum field theory of gravitation has proven to be
elusive [1, 2].
At the microscopic level the Standard Model (SM) of particle physics
successfully describes the electromagnetic, weak and strong interactions
based on quantized gauge field theories with the finite-dimensional com-
pact gauge groups U(1), SU(2) and SU(3) respectively [3, 4, 5, 6, 7, 8].
At the macroscopic level General Relativity (GR) successfully describes
the gravitational interaction based on a classical gauge field theory with
the non-compact diffeomorphism group of four-dimensional spacetime R4
as the gauge group [9, 10, 11].
When trying to naively generalize the successful aspects of the gauge
field theory ansatz to describe gravity at the quantum level one encounters
unsurmountable difficulties - quantizing GR leads to a non-renormalizable
theory and working with other finite-dimensional compact gauge groups
to generalize the SM yields no description of gravity.
1
Whatever one tries one seems to bang one’s head against two unre-
movable, yet intertwined roadblocks: (1) against GR and - underpinning
it - the Principle of Equivalence stating that inertial and gravitational
masses are equal which forces a geometric description of gravity and
(2) against the seeming non-viability of gauge theories with non-compact
gauge groups.
In this and a series of related papers [12, 13, 14] we have systemati-
cally analyzed both roadblocks and (1) asked ourselves what physics at the
quantum level we get when discarding the equality of inertial and gravita-
tional mass for virtual quantum states and (2) made technical progress in
formulating renormalizable gauge field theories based on a non-compact
gauge group.
Before turning to the technical renormalization analysis let us illumi-
nate both aspects a bit more in detail.
2
vector is then interpreted as the gravitational energy-momentum pµG in
the construction of a gauge theory of gravitation [14].
The observed equality of inertial and gravitational energy-momentum
in this approach is assured by taking a gravitational limit for on-shell
observable physical objects equating gravitational and inertial energy-
momentum, the construction of which is based on the analysis of asymp-
totic states and the definition of a suitable S-matrix in the theory [14].
3
the original finite number of coupling constants, masses etc.
Stated otherwise it is possible to consistently establish a quantum
gauge field theory not only for compact gauge groups, but also for at
least the non-compact gauge group of volume-preserving diffeomorphisms.
The price to pay comes in the form of an additional regularization scheme
for the divergent sums over inner degrees of freedom - each such scheme
which is compatible with the symmetries of the theory establishes one
well-defined version of the quantum theory belonging to the classical gauge
theory one starts with. And each such version with its finite number of
coupling constants, masses etc. yields as precise predictions as do its
Yang-Mills cousins - predictions which are equal for all such versions at
tree level, but depend on the chosen regularization scheme for the loop
contributions. In exactly the same way as experiment has to tell the
physical values of the various couplings, masses etc. in this or the Yang-
Mills cases, experiment ultimately has then to choose the regularization
preferred by Gravity.
So let us turn to implement the program outlined above.
X α −→ X ′β = X ′β (X α ), α, β = 0, 1, 2, 3 (2)
4
is well-defined. Above we have introduced a parameter Λ of dimension
length, [Λ] = [X], so as to define a dimensionless scalar product.
Turning to the passive representation of DIF F R4 in field space for
infinitesimal transformations X ′α (X) = X α + Λ E α (X) with E α dimen-
sionless we have
X α −→ X ′α = X α , (5)
′ α
ψ(X) −→ ψ (X) = ψ(X) − E (X) · Λ ∇α ψ(X)
∂
transforming the fields only, where ∇α = ∂X α represents partial differen-
∇α E α (X) = 0. (6)
Note the crucial fact that the algebra diff R4 of the divergence-free Es
closes under commutation. For ∇α E α (X) = ∇β F β (X) = 0 we have
h i
E α (X) · ∇α , F β (X) · ∇β = E α (X) · ∇α F β (X) − F α(X) · ∇α E β (X) ∇β
(7)
with
∇β E α (X) · ∇α F β (X) − F α (X) · ∇α E β (X) = 0 (8)
as required by the finite transformations DIF F R4 forming a group under
composition.
As a result we can write infinitesimal transformations in field space
5
Next we turn to the four-dimensional Minkowski spacetime (M4 , η)
with metric η = diag(−1, 1, 1, 1) and elements labelled xµ which will serve
as the base space of the vector bundles we construct.
Extending the global volume-preserving diffeomorphism group to a
group of local transformations we allow E α (X) to vary with x as well,
i.e. we allow for x-dependent volume-preserving infinitesimal gauge pa-
rameters E α (X) → E α (x, X). To represent the group we have to allow the
functions ψ(X) to become x-dependent fields ψ(x, X) as well.
We note that these fields ψ(x, X) might live in non-trivial representa-
tion spaces of both the spacetime Lorentz group with spin s 6= 0 and of
other symmetry groups such as SU(N). These representations factorize
w.r.t the inner diffeomorphism group representations we introduce below
which is consistent with the Coleman-Mandula theorem.
In generalization of Eqn.(9) we thus consider
The formulae Eqns.(5) together with Eqn.(6) with the fields now x-depen-
dent as well still define the representation of the volume-preserving dif-
feomorphism group in field space.
Next we introduce a covariant derivative Dµ which is defined by the
transformation requirement
6
which reads in components
respecting ∇α δE Aµ α = 0.
Note that the consistent decomposition of both Aµ and A′µ w.r.t. the
generators ∇α is crucial for the theory’s viability. It is ensured by the
closure of the algebra Eqn.(7) and the gauge invariance of ∇α Aµ α = 0 for
gauge parameters fulfilling ∇β E β = 0 also when x-dependent.
Let us next define the field strength operator Fµν in the usual way
Under a local gauge transformation the field strength and its components
transform covariantly
7
Turning to the dynamics of the classical gauge theory the Lagrangian
for the gauge fields as given in [12] does depend on a metric gαβ (x, X) of
Minkowskian signature on the inner space R4 which has been introduced
in [12] and discussed there. Under inner coordinate transformations this
metric transforms as a contravariant tensor
8
of the gauge-fixed generating functional for its quantum Green functions
as presented in detail in [13].
After the review of the classical theory let us turn to the quantum the-
ory and specifically to the generating functional Z [η, J] for the quantum
Green functions of the gauge theory of volume-preserving diffeomorphisms
given in terms of the gauge fields Aµ α (x, X), the ghost and anti-ghost
fields ωβ∗ (x, X), ω δ (x, X) and a matter field ψ(x, X) as established in de-
tail in [13]
Z Z
Z [η, J] = Π
x,X
dψ · Π dAµ α Π
x,X;µ,α µ
δ(∇α Aµ α )
Z Z
· Π
x,X;γ
dωγ∗ δ(∇ γ
ωγ∗ ) · Π dω δ δ(∇δ ω δ )
x,X;δ
(24)
Z Z
· exp i SM OD + SM + J ·A+ η · ψ + ε-terms .
The path integrals over the fields are restricted by the δ-functions to fields
living in the gauge algebra. For the integrals over spacetime and inner
space we have chosen the shorthand notation
Z Z Z
... ∼ d4 x d4 X Λ−4 . . . (25)
which we will keep throughout the rest of the paper and we have dropped
the explicit dependence on the coordinates x, X which we will do from
now on throughout this paper.
The gauge-fixed action SM OD related to the gauge and ghost fields is
written in terms of a Lagrangian density LM OD
Z
SM OD = LM OD (26)
LM OD ≡ L + LGF + LGH ,
where the latter is a sum of the gauge field Lagrangian L from Eqn.(22) co-
variant under the combined gauge transformations Eqn.(20) and Eqn.(21),
a gauge-fixing term LGF and the ghost field Lagrangian LGH
1
LGF ≡ − fα [A] · f α [A] (27)
2ξ
LGH ≡ ωα∗ · F α β [A] ω β .
9
Finally we have introduced currents J and η coupled to the gauge and
matter fields.
Above F α β [A] denotes the Faddeev-Popov-DeWitt kernel
δf α [AE ]
F α β [A] ≡ (29)
δ E β |E=0
f α [A] ≡ ∂ µ Aµ α . (30)
Due to (ii) the inner indices in Eqn.(32) are contracted with η as is the
case throughout the rest of the paper.
Denoting the mass dimension of a field determined as usual by the
quadratic part of the Lagrangian by [..] we find
[Aµ α ] = [ω α ] = [ωα∗ ] = 1,
[ψ] = 3/2. (33)
10
theory have mass dimensions four or less as well. For the theory to be
truly renormalizable, however, these counterterms arising in a perturba-
tion expansion of the generating functional must be shown to take the
same form as the above Lagrangian - a task to which we turn next.
Note that we will have to deal with an additional type of divergences
in Feynman graphs arising from the generalized sums over inner degrees of
freedom. These turn out to be divergent integrals over inner momentum
space variables which we will properly define in section 10.
∆α ≡ F α β · ω β . (35)
Re-expressing
( )
i
Z Z
α
exp − fα · f ∝ Π dhα δ(∇α hα ) (36)
2ξ x,X;α
( )
iξ
Z Z
α α
· exp hα · h + i hα · f
2
11
By construction the gauge-fixed modified action SN EW is not invariant
under gauge transformations. However, it is invariant under BRST-type
transformations parametrized by an infinitesimal fermionic θ anticommut-
ing with ghost and fermionic fields. The BRST-type variations in the
theory of volume-preserving diffeomorphisms are given by
δθ Aµ α = θ ∂µ ω α + Aµ β · Λ ∇β ω α − ω β · Λ ∇β Aµ α
δθ ωα∗ = −θ hα
δθ ω α = −θ ω β · Λ ∇β ω α (38)
δθ hα = 0
δθ ψ = −θ ω β · Λ ∇β ψ.
δθ F ≡ θsF (39)
then
δθ sF = 0 or s(sF ) = 0. (40)
The proof for the fields above is straightforward, but somewhat tedious.
Here we just sketch the verification of s(sAµ α ) = 0
(
α
δθ sAµ = θ ∂µ −ω β · Λ ∇β ω α
+ ∂µ ω β + Aµ γ · Λ ∇γ ω β − ω γ · Λ ∇γ Aµ β · Λ ∇β ω α
− Aµ β · Λ ∇β (ω γ · Λ ∇γ ω α ) + ω γ · Λ ∇γ ω β · Λ ∇β Aµ α (41)
)
+ ω β · Λ ∇β (∂µ ω α + Aµ γ · Λ ∇γ ω α − ω γ · Λ ∇γ Aµ α )
= 0
δθ S = 0 and δθ SM = 0. (43)
12
Next with the use of Eqn.(29) we determine the BRST transform of f α
δf α
δθ f α = · θ ωβ = θ ∆ α (44)
δ Eβ |
E=0
which yields
!
ξ ξ
−s ωα∗ · f + ωα∗ · hα = ωα∗ · ∆α + hα · f α + hα · hα .
α
(45)
2 2
SN EW = S + sΨ , (46)
where !
ξ
Z
Ψ ≡− ωα∗ · f + ωα∗ · hα .
α
(47)
2
Finally it follows from the nilpotency of the BRST transformation
δθ SN EW = 0. (48)
Π
x,X
dψ · Π dAµ α Π
x,X;µ,α µ
δ(∇α Aµ α ) · Π
x,X;β
dhβ δ(∇β hβ ) (49)
·Π
x,X;γ
dωγ∗ δ(∇γ ωγ∗ ) · Π dω δ δ(∇δ ω δ ).
x,X;δ
∇α δθ Aµ α = 0
∇α δθ ωα∗ = 0 (51)
α
∇α δθ ω = 0
∇α δθ hα = 0.
13
5 Symmetries of the Quantum Effective Ac-
tion and the Zinn-Justin Equation
In this section we derive the Zinn-Justin equation for the gauge theory
of volume-preserving diffeomorphisms which follows from the BRST-type
invariance of both the modified action SN EW and the path integral mea-
sure.
We start with the generating functional for Green functions Z [J, K]
in the presence of additional currents Kn coupled to the nilpotent BRST-
type transformations ∆n chosing the compact notation
Z
Z [J, K] ≡ Π dχn (x, X) Π
x,X;n n
D [g [x, X; χn ]] (52)
Z Z
· exp i SN EW + SM + ∆n · Kn + χn · Jn + ε-terms ,
where
χnα ≡ A1 α , A2 α , A3 α , A4 α ; ωα∗ ; ωα ; hα (53)
denote the gauge and ghost field variables constrained to live in the gauge
algebra which is ensured by
and where
χ8 ≡ ψ (55)
denotes the matter field. The BRST-type transformations
∆n = ∂µ ω α + Aµ β · Λ ∇β ω α − ω β · Λ ∇β Aµ α for χn = Aµ α
∆n = −hα for χn = ωα∗
∆n = −ω β · Λ ∇β ω α for χn = ωα (57)
∆n =0 for χn = hα
∆n = −ω β · Λ ∇β ψ for χn = ψ.
As shown in the previous section all: the modified action SN EW , the
matter action SM , the nilpotent BRST-transformations ∆n and the path
integration measure in Z [J, K] are invariant under the BRST-type trans-
formations Eqns.(57). Hence we obtain
Z
Z [J, K] = Π d (χn + θ∆n [χ]) Π
x,X;n n
D [g [χn + θ∆n [χ]]]
14
· exp i SN EW [χn + θ∆n [χ]] + SM [χn + θ∆n [χ]]
Z Z
n m m n n
+ ∆ [χ + θ∆ [χ]] · Kn + (χ + θ∆ [χ]) · Jn (58)
Z Z
= Z [J, K] + i θ Π dχn Π
x,X;n n
D [g [χn ]] · ∆m [χ] · Jm
Z Z
n n n m n
· exp i SN EW [χ ] + SM [χ ] + ∆ [χ ] · Kn + χ · Jn
which means that the quantum average h∆m [x, X; χn ]iJχ,K ,K in the pres-
ence of the currents J and K
Z Z
d4 x d4 X Λ−4 h∆m [x, X; χn ]iJχ,K ,K · Jm (x, X) = 0 (59)
vanishes.
Next we define the related quantum effective action in the presence of
the current K by
h i Z
Γ [χ, K] ≡ W Jχ,K , K − χn · Jn χ,K (60)
where we have made use of the definition of Jχ,K which is the current
required to give the fields the expectation value χ in the presence of K
Z
δL W [J, K]
χn (x, X) = . (63)
δJn (x, X) |
J =J
χ,K
Taking next the right variational derivative of the effective action w.r.t.
the external current Kn we obtain
δR Γ [χ, K] δR W [J, K]
=
δKn (x, X) δKn (x, X)
15
δR W [J, K] δJm χ,K (y, Y )
Z
+ ·
δJm (y, Y ) δKn (x, X)
Z
δJm χ,K (y, Y )
− χm (y, Y ) · (64)
δKn (x, X)
δR W [J, K]
=
δKn (x, X) |
J =J
χ,K
1 δR Z [J, K]
= −i
Z δKn (x, X) |
J =J
χ,K
n
= h∆ [x, X; χ]iJχ,K ,K .
(Γ , Γ ) = 0 (67)
16
6 Constraints put on the Perturbative Ex-
pansion of the Quantum Effective Action by
the Zinn-Justin Equation
In this section we analyze the constraints on the perturbative expansion of
the quantum effective action imposed by the Zinn-Justin equation. They
result in a combination of the renormalized action SR and the infinite
part of the N-th loop contribution ΓN,∞ to Γ being invariant under nilpo-
tent transformations related to, but different from the original BRST-type
transformations.
We start by rewriting the action S[χ, K]
Z
S[χ, K] = SN EW [χ] + SM [χ] + ∆n · Kn (68)
= SR [χ, K] + S∞ [χ, K]
where the N-th order contribution ΓN [χ, K] contains both diagrams with
N loops as well as diagrams with N − M loops plus counterterms from
S∞ [χ, K] that cancel infinities in graphs with M loops, where 1 ≤ M ≤
N − 1.
To prove the renormalizability of the gauge theory of volume-preserving
diffeomorphisms it is sufficient to demonstrate that the infinite parts of
the N-th order contribution to the quantum effective action display the
same terms as the original action S[χ, K]. Hence they can be cancelled by
counterterms in S∞ [χ, K] of the same form as the ones in the Lagrangian
Eqn.(37) we have started with.
To do so we start inserting the perturbation series Eqn.(69) into the
Zinn-Justin equation Eqn.(67)
∞ X
X ∞ ∞ X
X N
(ΓN , ΓM ) = (ΓN ′ , ΓN −N ′ ) = 0 (70)
N =0 M =0 N =0 N ′ =0
17
which yields for the N-th order
N
X
(ΓN ′ , ΓN −N ′ ) = 0. (71)
N ′ =0
with SN EW [χ] from Eqn.(37) contains products of fields and their deriva-
tives of dimensionality four or less which guarantees renormalizability in
the Dyson-sense, hence counterterms necessary to cancel infinities have
dimensionality four or less.
To proceed we next need to establish under which (infinitesimal) sym-
metry transformations of the action
18
which means that the quantum effective action Γ [χ, K] and hence the
infinite parts ΓN,∞ [χ, K] in a perturbative expansion are invariant under
all the linearly realized symmetry transformations
Z
δΓ [χ, K]
δF Γ = F n [χm ] · =0 (77)
δχn
under which the action S[χ, K] is invariant. These are: spacetime Poincaré
transformations (xµ → Λµ ν xν + aµ and related field transformations),
antighost translations (ωα∗ → ωα∗ + cα ), the ghost phase transformations
(ω α → eiα ω α , ωα∗ → e−iα ωα∗ ) and - related to the gauge symmetry - global
inner Poincaré transformations (X α → X ′α and related field transforma-
tions as in Eqns.(5) with E x-independent) as well as inner scale trans-
formations (X α → ρ X α and Λ → ρ Λ). We will come back to the scale
transformations when discussing restrictions on the regularization of di-
vergent inner momentum integrals.
There are these linearly realized symmetries together with the restric-
tion Eqn.(72) imposed by the Zinn-Justin equation that will be sufficient
to determine the general form ΓN,∞ [χ, K] of the infinite part of the quan-
tum effective action.
Our first step is to use dimensional analysis and ghost number conser-
vation to determine the K-dependence of ΓN,∞ [χ, K].
We denote the mass dimension of a field by [..]. Then for [χn ] ≡ dn we
find [∆n ] = dn + 1 and [Kn ] = 4 − [∆n ] = 3 − dn . Hence,
[Aµ α ] = [ω α ] = [ωα∗ ] = 1,
[KA ] = [Kω ] = [Kω∗ ] = 2, (78)
[ψ] = 3/2, [Kψ ] = 3/2.
19
we find that
δR Γ [χ, K] ∗
α
= h∆ω α i = −hα (80)
δKω∗
is independent of Kω∗ α . So Γ [χ, K] itself is linear in Kω∗ α and the infinite
part ΓN,∞ [χ, K] does not depend on Kω∗ α for N > 0.
As a result of this first step we hence have fully determined the K-
dependence of ΓN,∞ to be
Z
n
ΓN,∞ [χ, K] = ΓN,∞ [χ, 0] + DN [x, X; χ] · Kn (x, X) (81)
n
introducing the new quantities DN [x, X; χ] the significance of which will
become clear in step two. Before proceeding we recall that
Z
SR [χ, K] = SR [χ] + ∆n [x, X; χ] · Kn (x, X). (82)
Turning to step two we insert Eqns.(81) and (82) into the Zinn-Justin
relation Eqn.(72). We obtain two constraints to zeroth
Z ( )
n δL ΓN,∞ [χ, 0] n δL SR [χ]
∆ [x, X; χ] · + D N [x, X; χ] · =0 (83)
δχn (x, X) δχn (x, X)
and to first order in K
m
δL ∆m [y, Y ; χ]
Z ( )
n δL DN [y, Y ; χ] n
∆ [x, X; χ] · + DN [x, X; χ] · = 0.
δχn (x, X) δχn (x, X)
(84)
To further extract the content of the two constraints above we next
define
(ε)
ΓN [χ] ≡ SR [χ] + ε ΓN,∞ [χ, 0] (85)
and
(ε)n
∆N (x, X) ≡ ∆n (x, X) + ε DN
n
(x, X) (86)
with ε infinitesimal.
Then Eqn.(84) together with the nilpotency of the original BRST-type
transformations Eqns.(57) tells us that the transformations
(ε)n
δθ(ε) χn (x, X) = θ ∆N (x, X) (87)
are nilpotent as well:
(ε)n
δθ(ε) ∆N (x, X) = 0. (88)
(ε)
And Eqn.(83) tells us that ΓN [χ] is invariant under the transformations
Eqn.(87):
(ε)
δθ(ε) ΓN [χ] = 0. (89)
These informations will allow us to determine the most general form of
(ε)n (ε)
both the nilpotent transformations ∆N and of ΓN constraining the in-
finite parts of the quantum effective action sufficiently to prove renormal-
izability.
20
7 Most General Form of the Quantum BRST-
(ε)n
Type Transformations ∆N
(ε)n
In this section we determine the most general form of ∆N which will
amount to renormalizing the BRST-type transformations Eqns.(57) under
which SN EW + SM is invariant.
(ε)n
We start noting that the ∆N must have the same linear transforma-
tion properties as the ∆n under all: spacetime Poincaré transformations,
antighost translations, ghost phase transformations, global inner Poincaré
(ε)n
transformations and inner scale transformations. In addition the ∆N
have to be local in the fields and must have the same dimensions as the
∆n .
(ε)ω
In the case of the ghost field ω α the mass dimensionality of ∆N is
(ε)ω (ε)ω
[∆N ] = 2 so that the following field combinations could occur in ∆N
in principle: ωω, ωA, AA, ωω ∗, ω ∗ ω ∗, ω ∗ A, ∂ω, ∂A and ∂ω ∗ . Checking
(ε)ω
against the additional requirements that ∆N has to have ghost number
(ε)ω
|∆N | = 2, has to be invariant under inner Lorentz and inner scale trans-
formations and taking into account that the ω anticommute - forcing the
addition of a ∇ - leaves ∇ωω as the only non-vanishing possibility. Hence
(ε)αβ
ω α → ω α − θ EN γδ · Λ ∇β ω γ ω δ , (90)
(ε)αβ
with EN γδ being a constant tensor in inner space, is the most general
form of the transformation Eqn.(87) compatible with the above require-
ments.
(ε)A
In the case of the gauge field Aµ α the mass dimensionality of ∆N
(ε)A
is again [∆N ] = 2 so that the same field combinations as in the ghost
(ε)A
field case could occur in ∆N in principle. Checking against the addi-
(ε)A (ε)A
tional requirements that ∆N has to have ghost number |∆N | = 1,
has to be invariant under all: spacetime, inner Lorentz and inner scale
transformations leaves ∂ω and ∇Aω as the only possibilities. Hence
(ε)α (ε)αβ
Aµ α → Aµ α + θ BN β · ∂µ ω β + DN γδ · Λ ∇β Aµ γ ω δ , (91)
(ε)α (ε)αβ
with BN β and DN γδ being constant tensors in inner space, is the most
general form of the transformation Eqn.(87) compatible with the above
requirements.
(ε)ψ
In the case of the matter field ψ the mass dimensionality of ∆N
(ε)ψ
is [∆N ] = 5/2 so that the following field combinations could occur in
(ε)ψ
∆N in principle: ψω, ψA, ψω ∗ and ∂ψ. Checking against the additional
(ε)ψ (ε)ψ
requirements that ∆N has to have ghost number |∆N | = 1, has to be
21
invariant under inner Lorentz and inner scale transformations leaves ∇ψω
as the only possibility. Hence
(ε)α
ψ → ψ − θ CN β · Λ ∇α ψ ω β , (92)
(ε)α
with CN β being a constant tensor in inner space, is the most general form
of the transformation Eqn.(87) compatible with the above requirements.
For the antighost field ωα∗ and the Nakanishi-Lautrup field hα the trans-
formations Eqns.(87) remain trivial so that we find the most general form
(ε)n
of ∆N to be
(ε)n (ε)α (ε)αβ
∆N = BN β · ∂µ ω β + DN γδ · Λ ∇β Aµ γ ω δ for χn = Aµ α
(ε)n
∆N = −hα for χn = ωα∗
(ε)n (ε)αβ
∆N = −EN γδ · Λ ∇β ω γ ω δ for χn = ωα (93)
(ε)n
∆N =0 for χn = hα
(ε)n (ε)α
∆N = −CN β · Λ ∇α ψ ω β for χn = ψ.
or
(ε)αβ
EN γδ · ∇β ω γ ω δ ∝ −ω β · ∇β ω α . (97)
As a result the transformation Eqn.(93) reduces for the ghost field ω α to
(ε)
ω α → ω α − θ ZN ω β · Λ ∇β ω α (98)
22
which follows from δθ(ε) Aµ α being divergence-free and conclude that
(ε)αβ (ε)βα
DN γδ = −DN γδ (100)
and that
(ε)α
BN β ∝ ηα β (101)
as η α β is the only constant tensor of rank 2 available. Parity conservation
leaves us with
(ε)αβ
DN γδ ∝ η α γ η β δ − η α δ η β γ (102)
or
(ε)αβ
DN γδ · ∇β Aµ γ ω δ ∝ −Aµ β · ∇β ω α + ω β · ∇β Aµ α (103)
so that the transformation Eqn.(93) reduces for the gauge field Aµ α to
(ε) (ε)
Aµ α → Aµ α + θ BN ∂µ ω α + CN (Aµ β · Λ ∇β ω α − ω β · Λ ∇β Aµ α ) . (104)
Nilpotency requires
(ε) (ε)
δθ(ε) BN ∂µ ω α + CN (Aµ β · Λ ∇β ω α − ω β · Λ ∇β Aµ α )
(ε) (ε)
n
= θ − BN ZN ∂µ ω β · Λ ∇β ω α
(ε) (ε)
− BN ZN ω β · Λ ∇β ∂µ ω α
(ε) (ε)
+ BN CN ∂µ ω β · Λ ∇β ω α
(ε) 2
+ CN Aµ γ · (Λ ∇γ ω β ) · (Λ ∇β ω α )
(ε) 2
− CN ω γ · (Λ ∇γ Aµ β ) · (Λ ∇β ω α )
(ε) (ε)
− CN ZN Aµ β · (Λ ∇β ω γ ) · (Λ ∇γ ω α )
(ε) (ε)
− CN ZN Aµ β · ω γ · (Λ ∇β Λ ∇γ ω α ) (105)
(ε) (ε)
+ CN ZN ω γ · (Λ ∇γ ω β ) · (Λ ∇β Aµ α )
(ε) (ε)
+ CN BN ω β · Λ ∇β ∂µ ω α
(ε) 2
+ CN ω β · (Λ ∇β Aµ γ ) · (Λ ∇γ ω α )
(ε) 2
+ CN ω β · Aµ γ · (Λ ∇β Λ ∇γ ω α )
(ε) 2
− CN ω β · (Λ ∇β ω γ ) · (Λ ∇γ Aµ α )
(ε) 2
o
− CN ω β · ω γ · (Λ ∇β Λ ∇γ Aµ α )
!
= 0
which is fulfilled if
(ε) (ε)
CN = ZN . (106)
Setting
(ε) (ε) (ε)
BN ≡ ZN NN (107)
23
the transformation Eqn.(93) for the gauge field Aµ α takes the final form
(ε) (ε)
Aµ α → Aµ α + θ ZN NN ∂µ ω α + Aµ β · Λ ∇β ω α − ω β · Λ ∇β Aµ α .
(108)
For the matter field ψ taking into account
(ε)α
CN β ∝ ηα β (109)
(ε)
8 Most General Form of ΓN and of the In-
finite Parts of the Quantum Effective Action
(ε)
In this section we show that the most general form of ΓN consists of the
same terms as the action SN EW we have started with. This demonstrates
that potential infinities related to divergent spacetime integrals at any
order of perturbation theory can be reabsorbed in a renormalized action
SR , hence completing the renormalization proof.
(ε)
We start noting that ΓN can be written
Z Z
(ε) (ε)
ΓN [χ] = d x d4 X Λ−4 LN [x, X; χ]
4
(113)
(ε)
in terms of a Lagrangian LN which is local and in which only combinations
of the fields and their derivatives with dimensions less or equal to four can
occur.
24
(ε)
In addition ΓN has to be invariant under all the linear transformations
SN EW = d4 x d4 X Λ−4 LN EW is. Recalling that
R R
1
LN EW = − Fµν α · F µν α ,
4
− ∂µ ωα∗ · ∂ µ ω α (114)
− ∂µ ωα∗ · A µ
β
β α β
· Λ ∇ ω − ω · Λ ∇β A µα
ξ
+ hα · ∂ µ Aµ α + hα · hα
2
the action SN EW is found to be invariant under spacetime Poincaré trans-
formations, antighost translations, ghost phase transformations, global
inner Poincaré transformations and inner scale transformations which has
to be true for any matter field action SM as well.
(ε)
Next we turn to establish the most general form of LN in terms of
combinations of fields and their derivatives of dimension four or less, in-
variant under the above linear transformations and - most importantly -
invariant under the modified nilpotent quantum BRST-type transforma-
tions Eqn.(112).
First, the ghost number conservation requires ghosts ω to be paired
with antighosts ω ∗ and antighost translation invariance forces antighosts
to appear with a derivative ∂ω ∗ . As the mass dimension [ω∂ω ∗ ] = 3
in ghost terms only one more derivative ∂ or gauge field A can appear.
Hence, the only two ghost combinations fulfilling all conditions are
where we note that a gauge field A comes together with an inner derivative
∇ to ensure an even number of inner Lorentz indices.
Second, the above symmetry constraints require Nakanishi-Lautrup
fields h with mass dimension [h] = 2 to appear in combination with one
of the following terms h, ∂A, AA. Hence the only three h-combinations
fulfilling all conditions are
hα hβ , hα ∂µ Aµ β , hα Λ ∇β (Aµ γ Aµ δ ). (116)
25
(ε)αβγδ
+ eN · hα Λ ∇β (Aµ γ Aµ δ ) (117)
(ε)
− Zω,N ∂µ ωα∗ · ∂ µ ω α
(ε)αβγδ
− dN · (∂µ ωα∗ )Λ ∇β (Aµ γ ω δ ),
(ε)
where LψA,N denotes terms containing only combinations of gauge and
matter fields and their derivatives of dimension four or less.
(ε)
Variation of LN under the modified BRST-type transformations as in
Eqns.(112) yields
(ε) (ε) (ε) (ε) (ε) (ε)
δθ(ε) LN = δθ(ε) LψA,N + θ (∂µ hα ) · (∂ µ ωα ) − cN ZN NN + Zω,N
(ε)αβγδ (ε) (ε) (ε)αβγδ
+ (∂µ hα )Λ ∇β (Aµ γ ωδ ) · DN cN ZN + dN
(ε) (ε)
+ (∂µ ωα∗ ) · − ZN Zω,N ∂ µ (ω β · Λ ∇β ω α )
(ε) (ε) (ε)αβγδ
+ ZN NN dN · Λ ∇β ((∂ µ ωγ )ωδ ) (118)
(ε)αβγδ (ε)
+ (∂µ ωα∗ ) · dN · ZN Λ ∇β − Aµ γ ωε · Λ ∇ε ωδ
+ (Aµ ε · Λ ∇ε ωγ − ω ε · Λ ∇ε Aµ γ )ωδ
(ε)αβγδ (ε) (ε)
+ hα · eN · Λ ∇β 2ZN NN Aµ γ ∂µ ωδ
(ε)αβγδ (ε)
+ hα · eN · Λ ∇β 2ZN Aµγ (Aµ ε · Λ ∇ε ωδ − ω ε · Λ ∇ε Aµ δ )
!
= 0.
The first line above vanishes identically if
(ε)
(ε) Zω,N
cN = (ε) (ε)
, (119)
ZN NN
the second line if
(ε)
(ε)αβγδ (ε) (ε) (ε)αβγδ Zω,N
dN = −cN ZN DN = (ε)
η αδ η βγ − η αγ η βδ (120)
NN
and the last two lines if and only if
(ε)αβγδ
eN = 0. (121)
Insertion of Eqn.(120) in the third and fourth lines yields
(ε) (ε) (ε)αβγδ
Zω,N ∂ µ (ω β · Λ ∇β ω α) + NN dN · Λ ∇β ((∂ µ ωγ )ωδ ) = 0 (122)
and in the fifth and sixth lines
(ε)αβγδ
dN · Λ ∇β − Aµ γ ωε · Λ ∇ε ωδ (123)
+(Aµ ε · Λ ∇ε ωγ − ω ε · Λ ∇ε Aµ γ )ωδ = 0
26
as required which leaves us with
(ε) ! (ε)
δθ(ε) LN = δθ(ε) LψA,N = 0. (124)
˜α ≡ 1
∇α → ∇ (ε)
∇α . (126)
NN
(ε)
Eqn.(124) then simply tells us that LψA,N has to be gauge invariant when
expressed in terms of rescaled inner derivatives ∇ ˜ α . In addition it con-
tains only combinations of gauge and matter fields and their derivatives
of dimension four or less and is invariant under the linear transformations
(ε)
enumerated above. The only gauge field Lagrangian L̃A,N fulfilling these
requirements is
(ε)
(ε) ZA,N
L̃A,N = − F̃µν α · F̃ µν α , (127)
4
where
F̃µν α = ∂µ Aν α − ∂ν Aµ α (128)
˜ β Aν α − Aν β · Λ ∇
+ Aµ β · Λ ∇ ˜ β Aµ α ,
(ε)
and the only matter field Lagrangian L̃M,N is
(ε) (ε) →
˜ α )ψ − m(ε)
→
L̃M,N = −Zψ,N ψ̄ γ µ (∂µ + Aµ α · Λ ∇ N ψ̄ ψ. (129)
(ε)
As our final result we find the most general LN containing only com-
bination of fields and their derivatives of dimensions four or less, being in-
variant under all: spacetime Poincaré transformations, antighost transla-
tions, ghost phase transformations, global inner Poincaré transformations
and inner scale transformations and most importantly being invariant un-
der the modified BRST-type transformations Eqn.(112) to be
(ε) (ε) (ε)
LN = L̃A,N − Zω,N ∂µ ωα∗ · ∂ µ ω α
(ε) ˜ β ωα − ωβ · Λ ∇
˜ β Aµ α
− Zω,N ∂µ ω ∗ · Aµ β · Λ ∇
α (130)
(ε) (ε)
Zω,N ξ (ε)
+ (ε) (ε)
µ
hα · ∂ Aµ α
+ N hα · hα + L̃M,N .
ZN NN 2
27
Apart from the appearance of a number of new constant coefficients this
is exactly the original Lagrangian LN EW + LM we have started with. By
adjusting the N-th order of the unrenormalized constants in the original
(ε) (ε)
bare Lagrangian we can absorb LN so that ΓN = SR and ΓN,∞ = 0
which completes the renormalizability proof of the gauge theory of the
volume-preserving diffeomorphism group.
can by partial integration be easily brought into the usual quadratic form
1 µν
L0 = − Aµ α · D0,ξ αβ Aν
β
2
− ωγ∗ · D0γ δ ω δ . (132)
Above we have introduced the non-interacting gauge and ghost field fluc-
tuation operators
! !
µν 1
D0,ξ αβ ≡ − η µν · ∂ 2 + 1 − ∂ µ ∂ ν ηαβ
ξ
D0γ δ 2 γ
≡ − ∂ η δ. (133)
28
The corresponding free propagators G0 are defined through
µρ
D0,ξ 0,ξ γβ
αγ Gρν (x, y; X, Y ) = T
δα β (X − Y ) η µ ν δ 4 (x − y)
D0γ α Gα0 δ (x, y; X, Y ) = T γ
δ δ (X − Y ) δ 4 (x − y), (134)
where
d4 K 4 −iK(X−Y ) K α Kβ
Z
T
δαβ (X − Y ) = 4
Λ e ηαβ − (135)
(2π) K2
is the scale-invariant delta function transversal in inner space which is
compatible with the constraint that both the gauge and the ghost fields
are divergence-free in inner space. Note that the transversal delta-function
T
δαβ (X − Y ) naturally arises from canonical quantization using Dirac
brackets [3].
After a little algebra we find the momentum space gauge and ghost
field propagators to be
P αP β
! !
αβ 1 pµ pν αβ
G0,ξ
µν (p; P ) = 2 ηµν − (1 − ξ) 2 η −
p −iε p P2
γ
1 P Pδ
Gγ0 δ (p; P ) = 2 ηγ δ − . (136)
p −iε P2
Note that both propagators are transversal in inner space and that they
reduce to η αβ when acting on currents which are divergence-free in inner
space. As all currents are in fact divergence-free in inner space the inner
degrees of freedom do not propagate and we can replace the projection in
specific calculations by
P αP β
!
αβ
η − → η αβ . (137)
P2
Note that the spacetime parts of the propagators equal the usual Yang-
Mills propagators.
Next we calculate the various vertices related to the interaction La-
grangian LIN T .
We start with the tri-linear gauge field self-coupling term
− (∂µ Aν α − ∂ν Aµ α ) Aµ β · Λ ∇β Aν α (138)
corresponding to a vertex with three vector boson lines. If these lines
carry incoming spacetime momenta p1 , p2 , p3 , inner momenta P1 , P2 , P3
and gauge field indices µα, νβ, ργ the contribution of such a vertex to a
Feynman graph is
− 2 Λ P1γ η αβ (p2 ρ ηµν − p2 µ ηνρ )
− 2 Λ P2α η βγ (p3 µ ηνρ − p3 ν ηρµ ) (139)
− 2 Λ P3β η γα (p1 ν ηρµ − p1 ρ ηµν )
29
with
p1 + p2 + p3 = 0, P1 + P2 + P3 = 0. (140)
The quadri-linear gauge field self-coupling term
1 β
− Aµ · Λ ∇β Aν α − Aν β · Λ ∇β Aµ α Aµ γ · Λ ∇γ Aν α (141)
2
corresponds to a vertex with four vector boson lines. If these lines carry
incoming spacetime momenta p1 , p2 , p3 , p4 , inner momenta P1 , P2 , P3 , P4
and gauge field indices µα, νβ, ργ, σδ the contribution of such a vertex
to a Feynman graph is
− (Λ P1γ Λ P2δ η αβ − Λ P2δ Λ P3α η βγ + Λ P3α Λ P4β η γδ − Λ P1γ Λ P4β η αδ )
·(ηµν ηρσ − ηµσ ηνρ )
− (Λ P1δ Λ P2γ η αβ
− Λ P1δ Λ P3β η αγ + Λ P3β Λ P4α η γδ − Λ P2γ Λ P4α η βδ )
·(ηµν ηρσ − ηµρ ηνσ ) (142)
− (Λ P1β Λ P3δ η αγ
− Λ P1β γ αδ α γ βδ α δ βγ
Λ P4 η + Λ P2 Λ P4 η − Λ P2 Λ P3 η )
·(ηµρ ηνσ − ηµσ ηνρ )
with
p1 + p2 + p3 + p4 = 0, P1 + P2 + P3 + P4 = 0. (143)
Finally, the gauge-ghost field coupling term
− ∂ µ ωγ∗ Aµ δ · Λ ∇δ ω γ − ω δ · Λ ∇δ Aµ γ (144)
corresponds to a vertex with one outgoing and one incoming ghost line
as well as one vector boson line. If these lines carry incoming spacetime
momenta p1 , p2 , p3 , inner momenta P1 , P2 , P3 and field indices γ, δ, µα
the contribution of such a vertex to a Feynman graph becomes
− (Λ P2α η γδ − Λ P3δ η αβ ) p1 µ (145)
with
p1 + p2 + p3 = 0, P1 + P2 + P3 = 0. (146)
In summary, the above propagators and vertices allow us to pertur-
batively evaluate the quantum effective action of the theory in a loop-
wise expansion. In addition they are manifestly covariant w.r.t spacetime
Poincaré transformations and - related to the gauge symmetry - global
inner Poincaré transformations. Most importantly they are invariant un-
der inner scale transformations (P α → ρ−1 P α and Λ → ρ Λ). The latter
invariance is manifest as each factor of P comes together with a Λ and
Λ P is scale-invariant.
Note that for any Feynman graph the analogon of the sums over Lie
algebra structure constants in Yang-Mills theories in the theory under
consideration are integrals over inner momentum space variables.
30
10 Regularization of the Divergent Inner
Momentum Integrals
In this section we show that N-loop inner momentum integrals arising
in the expansion of the quantum effective action factorize into sums of
N products of one-loop inner momentum integrals. As a key result we
find that any regularization procedure for the divergent one-loop inner
momentum integrals compatible with the symmetries of the quantum ef-
fective action results in a perturbatively well defined quantum field theory.
Finally we specify one such regularization procedure.
According to the Feynman rules stated in section 9 vertices contribute
simple monomials in the inner momenta to a Feynman graph so that
inner momentum space integrals occurring in the N-th loop contribution
to the perturbative expansion of the quantum effective action factorize
into terms of the form
d4 P1 α11 α12
Z
α12k −1 α12k
Λ2k1 +4 P P . . . P 1
P1 1 ·
(2π)4 1 1 1
..
. (147)
Z 4
d PN α1 αN2N αN αN
·Λ2kN +4
2kN −1 2kN
4
P N P N . . . P N P N ,
(2π)
j
where α2i denote the inner Lorentz indices of the inner momenta Pj ap-
R d4 Pj
pearing in the j-th loop integral (2π) 4 with 1 ≤ j ≤ N and 0 ≤ 2i ≤ 2kj .
d4 P α1 α2
Z
2k+4
Λ P P . . . P α2k−1 P α2k (148)
(2π)4
d4 P
Z
∼ sym {η α1 α2 . . . η α2k−1 α2k } · Λ2k+4 (−P 2 )k .
(2π)4
d4 P
Z
2k+4
ΩkΛ ∼Λ (−P 2 )k (149)
(2π)4
31
where the subscript k counts powers of −P 2 . These divergent ΩkΛ corre-
spond to the eigenvalues of the Casimir operators of the gauge algebra in
Yang-Mills theories.
Before turning to the regularization of the ΩkΛ we note that the N-
loop contribution Eqn.(147) to the perturbative expansion of the quantum
effective action can be rewritten in terms of the ΩkΛ as
1 1 α12k α1
n o
sym η α1 α2 . . . η 1 −1 2k1 · ΩkΛ1 ·
..
. (150)
αN N
1 α2
αN N
2kN −1 α2kN
·sym η ...η · ΩkΛN .
32
which is a Lorentz-invariant procedure. This cutoff of space-like shells
arises naturally from the condition of positivity for the Hamiltonian for the
gauge and ghost fields as derived in [12] which restricts all fields Fourier-
transformed over inner space to have support on the set V+ (P ) ∪ V−(P ),
where
V± (P ) = {P ∈ M4 | −P 2 ≥ 0, ±P 0 ≥ 0} (153)
denote the forward and backward light cones in inner momentum space.
Third, we can always assume the existence of a point mass which is at
rest in some Lorentz frame. In that frame we can define a time-like vector
Lα setting Lα = (Λ−1 , 0) which has invariant length L2 = −Λ−2 . Then
for all P ∈ V± (P ) θ(P 0 ) can be rewritten in an Lorentz invariant way
In addition
−L2 ± 2 L · P = Λ−2 ∓ 2 Λ−1 P 0 (155)
again for all P ∈ V± (P ).
This allows us to define rΩeg Λk as a scale-invariant
q integral over the for-
ward cone V+ (P ) with a cutoff for P 0 = M 2 + P 2 ≤ 21Λ and over the
q
backward cone V (P ) with a cutoff for P = − M 2 + P 2 ≥ − 21Λ for
− 0
g3
β(g) = + 2
2 rΩeg Λ1 (158)
(2π)
33
which shows that within the SM the gauge quanta are not confined and
hence observable.
This completes the proof that the gauge theory of volume-preserving
diffeormorphisms can be consistently quantized and turned into a well-
defined quantum field theory. In fact we should rather say into a family
of well-defined quantum field theories which differ by the choice of regu-
larization procedure for the inner momentum integrals.
11 Conclusions
In this paper we have established that the gauge theory of volume-preser-
ving diffeomorphisms of an inner four-dimensional space which arises nat-
urally from the assumption that inertial and gravitational mass need not
be the same for virtual quantum states can be consistently quantized and
turned into a well-defined quantum field theory - or rather into a fam-
ily of well-defined quantum field theories which differ by the choice of
regularization procedure for the inner momentum integrals.
To get there we have first shown that the gauge-fixed action and the
path integral measure occurring in the generating functional for the quan-
tum Green functions of the theory obey a BRST-type symmetry. This has
allowed us next to demonstrate that the quantum effective action fulfils a
Zinn-Justin-type equation which limits the infinite parts of the quantum
effective action to have the same form as the gauge-fixed Lagrangian of
the theory proving its spacetime renormalizability. Finally based on the
theory’s Feynman rules we have shown that the divergent inner space in-
tegrals related to the gauge group’s infinite volume are regularizable in
a way consistent with the symmetries of the theory. In this context it is
worth noting that as a byproduct viable quantum gauge field theories are
not limited to finite-dimensional compact gauge groups as is commonly
assumed.
Finally: what has all of this to do with gravity? To answer this question
we have analysed the classical limit h̄ → 0 of the gauge theory of volume-
preserving diffeomorphisms coupled to a matter field. In that process the
inner space collapses, the field dependence on inner coordinates disappears
and so does the symmetry under volume-preserving diffeomorphisms of
the inner space. On the other hand a new symmetry group emerges: the
group of coordinate transformations of four-dimensional spacetime and
with it General Relativity coupled to a point particle [16]. Hence, as is
necessary for the interpretation of the present theory as a quantum theory
of gravity GR emerges as its classical limit.
This result implies then that the SM of particle physics can be com-
34
pleted to contain the gravitational interaction at the quantum level as
well.
Practically one starts with the renormalizable action for the SM [4, 5, 8]
Z
SSM = − d4 x LGauge (Bnν (x), ∂ µ Bnν (x))
Z
µ
− d4 x LM atter (ψm (x), DB (x)ψm (x)) (159)
Z
µ
− d4 x LHiggs (φ(x), DB (x)φ(x)),
where for the sake of clarity we reinsert the arguments x (and X below
as well) on which the fields depend. Above Bnν (x) = Bnν a (x) T a denote
the SU(3) × SU(2) × U(1) gluon and electro-weak gauge fields decom-
posed in terms of their Lie algebra generators T a , ψm (x) denote the quark
and lepton fields occurring in three generations and φ(x) the Higgs field.
Finally
µ
(x) = ∂ µ + Bnµ a (x) T a
X
DB (160)
n
Bnν (x) → Bnν (x, X), ψm (x) → ψm (x, X), φ(x) → φ(x, X), (161)
Z Z
µ
− d x d4 X Λ−4 LM atter (ψm (x, X), DA+B
4
(x, X)ψm (x, X))
Z Z
µ
− d4 x d4 X Λ−4 LHiggs (φ(x, X), DA+B (x, X)φ(x, X)),
where the first term is the gauge field action Eqn.(22). All amplitudes
or other expressions related to observable quantities calculated within the
SM+G obviously have to be evaluated in the physical limit as discussed
in [14].
35
It is reassuring that not only the microscopic strong and electro-weak
interactions can be described within a renormalizable quantum gauge field
theory framework formulated on a priori flat spacetime. In fact gravity at
the quantum level can be described by following exactly the same logic,
however, the theory gets more complicated due to its non-compact gauge
group having an infinite volume. Yet it is still renormalizable. So Nature
seems to allow for a consistent, rupture-free picture based on conservation
laws and symmetry considerations at least up to energy scales far beyond
experimental reach.
Finally, new physics may derive from Eqn.(??), for example in the
realm of cosmology and the early universe where new light might be shed
on unsolved questions arising e.g. around dark energy [17]. For sure the
quantum gauge field Aµ α (x, X) has left its imprints on the early universe
e.g. in a gravitational form of the cosmic background radiation which,
however, will not obey the simple Planck distribution its electromagnetic
cousin does due to the self-interaction of the gravitational field and its
asymptotic freedom nature in the absence of other fields.
The same lower and upper indices are summed unless indicated other-
wise.
36
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37