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AMERICAN DECADE

of BEHAVIOR
3 2000.

PSYCHOLOGIST
Hunger and Health Attachment and Culture

University Neighborhood Hilda Wilkinson Brown

Journal of the American Ryrhcslo~ic~l


haociafian @ October 2000 Vdurne 55 Number 10 lSSN 0003060X
--

PHILOSOPHY OF SCIENCE AND PSYCHOTHERAPY

Philosophy of Science and the


Foundations of Psychotherapy
Alvin R. Mahrer
University of Ottawa

The field of psychotherapy rests on a foundation of basic There is a cumulative body of psychotherapeutic
propositions, findamental starting points or cornerstones, knowledge; research is a primary gatekeeper for
and ideas that are generally taken for granted as finds- what is admitted into or withdrawn out of the cu-
mental givens or truths. A case is presented that there are mulative body of knowledge.
ways in-which foundational beliefs may be kept essentially Prediction and explanation of empirical facts are
immune from careful explication, study, examination, anal- important criteria for determining the worth of the-
ysis, and challenge, and therefore from constructive im- ories of psychotherapy.
provement and change. Borrowed largely from the neigh- Scientific research on psychotherapy is to test and
boring field of philosophy of science, 5 solutions are pre- thus confirm or disconfirm testable hypotheses.
sented to assist in explicating, challenging, improving, and Human beings are basically biological organisms.
changing foundational beliefs. The subsequent 2 articles Biological, neurological, physiological, and chemi-
(E. Erwin, 2000; .I F.
. Rychlak, 2000) illustrate how these
cal events and variables are basic to psychological
philosophy of science methods may be applied to 2 foun-
dational beliefs in thejield of psychotherapy. events and variables.
The brain is a basic determinant of human behavior.

v
Human beings have intrinsic inborn needs, drives,
irtually every field of study has its basic proposi- traits, and instincts.
tions, its fundamental starting points, corner- There are biopsychological stages of growth and
stones on which the field rests. ideas that are development.
generally taken for granted as fundamental givens or truths. Behavior is a conjoint function of predominantly ge-
These may be taken as the field's foundational beliefs, the netic endowment and environmental circumstances.
spirit of which is shared in such related but technically Responses followed by satisfying consequences
different terms and phrases as theorems, postulates, as- tend to be strengthened; responses followed by un-
sumptions, axioms, dictums, self-evident truths, and basic satisfying consequences tend to be weakened.
definitional truths. For example, one such taken-for- There are mental illnesses, diseases, and disorders.
granted foundational belief in Euclidian geometry is 0 Clients seek psychotherapy for, and psychotherapy
"Through two points in space there always passes one and constitutes, treatment of psychological problems,
only one straight line." distress, mental disorders, and problems in living.
What are some of the foundational beliefs in the field Practitioners assess, evaluate, and diagnose the cli-
of psychotherapy? Although the field seems to lack an ent's problem or mental disorder, then select and
officially sanctioned list of its formally stated, taken-for- apply the appropriate treatment.
granted fundamental givens and truths, the field is rife with The proper therapist-client relationship is a prereq-
foundational beliefs that are generally presumed, assumed, uisite to successful psychotherapy.
implied, taken for granted, and occasionally spelled out.
Appropriate insight and understanding are prereq-
Here is a tiny sample of these beliefs taken from a variety
of sources, representing different constituencies, and relat- uisites to successful psychotherapy.
ing to theory, research, or practice. These examples are in
no official wording and in no particular sequence; they vary Editor's note. Alvin R. Mahrer developed this Philosophy of Science
in level of abstraction, range from the epistemological to and Psychotherapy section.
clinical lore, and may be inconsistent with one another.
Some may be more basic than others. They are merely
Author's note. Correspondence concerning this article should be ad-
meant to illustrate what may be understood as some of the dressed to Alvin R. Mahrer, School of Psychology, University of Ottawa,
foundational beliefs in or overlapping the field of psycho- Ottawa, Ontario, Canada KIN 6N5. Electronic mail may be sent to
therapy: amahrer@uonawa.ca.

October 2000 American Psychologist


Copyright 2000 by Ihc American Psychological Association, loc. W3-066X/00/$5.00
Vol. 55. No. 10. 1117-1 125 DOI: 10.1037/10003-066X.55.10.1117
My aim in this article is not to argue on behalf of Foundational Beliefs Are Essentially Implicit
any particular set of foundational beliefs. Rather, my and Unspecified
first aim is to present a case that in the field of psycho- It may be awkward to ask most psychotherapists to point to
theTapeutic theory, research, and practice, foundational a generally accepted, authoritative list of formally stated
beliefs have been and continue to be essentially hidden, foundational beliefs. Typically, there is a sense that such a
taken for granted, unexplicated, unspecified, camou- list is available or ought to be, but the bottom line is that
flaged, and thereby immunized against careful- study, -- '
such lists are usually embarrassingly unavailable. It can be
analysis, examination, scrutiny, explication, construc- hard to examine foundational beliefs in a relatively serious
tive challenge, improvement, change, and advancement way when a clearly formalized display of what they pre-
(cf. Chalmers, 1982; Feigl, 1953; Fodor, 1987; Kagan, cisely are in the first place does not exist (Mahrer, 1999).
1996; Kantor, 1945; Mahrer, 1998; Mays, 1977; Slife & Foundational beliefs can be effectively immune from
Williams, 1995). The second aim is to suggest using study, challenge, and change when they are kept safely
some helpful tools, borrowed in large measure from implicit, unspecified, and known by a kind of loosely
philosophers of science, to dig out and explicate foun- collective complicity. .a
dational beliefs; to study, analyze, and challenge them;
and thereby to improve and advance the foundational Foundational Beliefs Can Be Concealed in
beliefs in the field of psychotherapy. Accepted Phrases, Common Practices,
The aim of the subsequent articles (Erwin, 2000, and Inadvertent Validation
this issue; Rychlak, 2000, this issue) is to illustrate how Foundational beliefs tend to be kept immune from study
these tools can be applied to the examination and chal- and change when they are hidden inside the terms and
lenging analysis of two foundational beliefs. Joseph F. phrases of a commonly accepted vocabulary (Slife & Wil-
Rychlak is a psychotherapy theoretician, practitioner, liams, 1995; Whitehead, 1929). By accepting and using
and researcher whose field of study includes philosophy such common phrases as conditioned response, borderline
of science. Edward Erwin is a philosopher of science disorder, or anal stage of development, one is likely to have
whose field of study includes psychotherapy theory, bought, perhaps without fully appreciating, entire sets of
practice, and research. For his article, Rychlak has se- underlying foundational beliefs that provide the supporting
lected a foundational belief dealing with causality, conceptual meaning and structure for such innocent-ap-
namely, for given psychotherapeutic events, there is a pearing terms and phrases. The choice of which vocabulary
single best causal explanation consisting of underlying to use in professional discourse can be exceedingly impor-
mechanisms that constitute the antecedent efficient tant in determining which vocabulary's hidden and implicit
causes of the consequent effects. Erwin selected a foun- foundational beliefs shall be regnant (Feyerabend, 1978;
dational belief having to do with subjective interpreta- Rorty, 1991).
tion, namely, although much of the data of psychother- In much the same way, foundational beliefs are effec-
apy may be characterized by subjective interpretation, tively smuggled inside many commonly accepted clinical
these data can nevertheless enable rigorously objective practices-from diagnostic assessment to neurological
study and inquiry. Erwin examines this foundational evaluation, from identifying conceptual schemata to iden-
belief as it applies to the determination of which out- tifying developmental fixations-so that carrying out the
practice often means taking in the implicit foundational
comes are desirable, the determination of the truth value
beliefs. For example, a practice of living out childhood
of client and therapist interpretations and meanings, and
traumas can easily pass along hidden and implicit founda-
the conclusions arrived at when reviewing bodies of tional beliefs having to do with psychopathology, causality,
studies of psychotherapeutic efficacy. personality structure, and the nature of psychotherapeutic
change, all without the practitioner's acknowledgment of
The Problem: Change-Immune precisely which foundational beliefs have been quietly
Foundational Beliefs taken in and entrenched.
Foundational beliefs can benefit from inadvertent val-
It is possible to make a case that most of the foundational idation when research is done from the foundational belief
beliefs in the field of psychotherapy are essentially kept but not directly on the foundational belief, thereby en-
immune from change and that the field may be handcuffing trenching its behind-the-scenes immunity. A foundational
itself to some foundational beliefs that perhaps are simply belief in schizophrenia is likely to be inadvertently vali-
wrong, fallacious, disposable myths (Mahrer, 1995, 1996; dated by researchers investigating the kinds of schizophre-
Strupp, 1986a, 1986b). Perhaps even worse, changes in nia, common elements and characteristics of people with
foundational beliefs would likely occur, not from careful schizophrenia, the causes of schizophrenia, the epidemiol-
study, challenge, and improvement, but more as "a function ogy of schizophrenia, and the treatment of schizophrenia;
of baffled boredom" (Meehl, 1978, p. 807) or "the vicissi- in doing such research they are also effectively bypassing
tudes of social processes" (Gergen, 1985, p. 268). Follow- and reaffirming the root foundational belief in something
ing are some ways in which foundational beliefs are essen- called schizophrenia. Foundational beliefs can easily be
tially kept change immune. immunized from examination and change by being con-

October 2000 American Psychologist


cealed in commonly accepted phrases and vocabularies, in true by the reciprocal principles that (a) if a foundational
common clinical practices, and in inadvertent validation. belief is collectively held, it tends to become apotheosized
as authoritatively true, established, and exalted; and (b) if a
Foundational Beliefs Can Be Embedded foundational belief is apotheosized as authoritatively true,
Within an Entrenched Folk Psychology established, and exalted, it tends to be collectively held (cf.
It can be appealing to believe that foundational beliefs were Heaton, 1976).
largely the products of pure reason, logic, theoretical anal- Foundational Beliefs Can Be Exceedingly
ysis, and basic research. However, especially in the field of
psychotherapy, it .is more likely that most who enter the Well-Defended Against Critical Analysis
doors of professional training are the well-honed products or Outright Attack
of their own folk psychologies (Fodor, 1987; Furnham, Historians of the philosophy of science (e.g., Feyerabend,
1987; Stich, 1983), complete with entrenched packages of 1972, 1978; Kuhn, 1959, 1970, 1973; Lakatos, 1970) tell
foundational beliefs, from why people are the way they are about fields where dramatic advances in foundational be-
to why people feel bad, from why people do what they do liefs have taken place once it is generally acknowledged
to how people should be. that the current basis of knowledge is no longer working or
Even before professional training, many of these peo- is unable to solve important problems in the field. Unfor-
ple have deeply ingrained foundational beliefs from a life tunately, it would be hard to build a case that there have
of experience with real people, not from learning about the been periods when psychotherapists have publically de-
findings of research or from studying theories of human clared that their field's foundational beliefs were inade-
behavior. Kagan (1996) identified three of what he called quate, not up to the task of solving important problems
such "pleasing ideas," which are already embedded in (Mahrer, 1995, 1997), or "open to revision, and . . . [psy-
many professionals and thus pleasingly immune from chal- chologists are] always ready to modify or abandon them if
lenging scrutiny: (a) Some originating causal infantile ex- evidence should render them doubtful" (Feigl, 1953, p. 13).
periences exert their powerful determining influences On the contrary, most foundational beliefs are exceedingly
throughout a person's entire life; (b) there are abstract well-defended against critical inspection or outright attack.
psychological processes, such as attention, learning, regu- One effective defense is to exert pressure for the
lation, memory, and fear, that exist as entities more or less dominant foundational beliefs to be saluted by most con-
on their own; and (c) attainment of pleasure and reduction stituencies. This is dignified as the clict~lrnof externrrl
in pain are preponderant incentives and goals of human consistencj~(Howard, 1985; cf. Kuhn, 1977; McMillan,
behavior. 1983), the other side of which is that any new conceptual-
The notions and ideas of folk psychology may be ization can be sold to the members of a transitioning field
somewhat hazy, disorganized, cloudy, or partly formed. if there already exists a substantial constituency, from
They may subsequently become dressed in psychological feminist therapists to computer-friendly practitioners, that
vocabulary during the course of professional training. believes in the new conceptualization, whether it deals with
However, these foundational beliefs are already relatively gender differences or models of metacognition in problem
embedded, entrenched, hidden, and immune from exami- solving. Goodness of fit with what members of a field
nation and change even as the candidates arrive for profes- already believes is a powerful determinant of the fate of
sional training. alien, new, potentially threatening conceptualizations (D.
Campbell, 1988; Ciccetti, 1991; Fuller, 1993, 1996). This
In the Mind-Set of a Single Basic Truth, seems to be the case in the field of psychotherapy as it was
Foundational Beliefs Easily Become in the cases of the grand new conceptualizations of Aris-
Entrenched Truths
totle, Plato, Bacon, Kepler, Galileo, Locke, Hume, Kant,
One relatively common mind-set is that there exists a Hegel, and others (Kantor, 1945).
single, grand, monolithic, basic truth. Whatever conceptual Another effective defense is for researchers to dem-
system seems to provide the closest approximation of the onstrate the truth of what they already believe is true.
supposedly single basic truth is generally granted the Almost without exception, researchers who set out to dem-
throne, and rivals are seen as lesser, inadequate, and infe- onstrate the truth of their foundational beliefs are doomed
rior. Unfortunately, this usually means that the founda- to success. "If we can demonstrate something we believe,
tional beliefs of the reigning conceptual system are to be we tend to think there must be something true about the
respected as authoritative truths, especially if they came to way we are thinking" (Slife & Williams, 1995, p. 196), and
psychotherapy from respected, authoritative fields such as if we researchers believe something is true, we can almost
physics, biology, neurology, physiology, or experimental always demonstrate that it is true. Foundational beliefs can
psychology, or if they were bequeathed by fashionable become safely immune from critical analysis when
intellectual movements such as operationalism, postmod- wrapped in protective research findings from friendly
ernism, Marxism, structuralism, logical positivism, empir- researchers.
icism, cognitivism, eclecticism, deconstructionism, or her- Foundational beliefs are also made immune by a
meneutics (Achinstein, 1965; Chalmers, 1982; Speed, mind-set in which attacking one's own foundational beliefs
1984). Foundational beliefs are also helped to become is unfashionable and unwelcomed. Something is not quite
change immune when they are stamped as authoritatively right if one deliberately sets out to falsify and refute the

October 2000 American Psychologist


precious beliefs of one's family (Fuller, 1996; cf. Popper, Mahrer, 1988; Quine, 1961). Further, negative findings
1972a, 1972b, 1980). Indeed, most psychotherapy families rarely can target which of these intervening premises and
can and will turn on any members who dare to question its principles is the culprit. About the best that may be con-
foundational beliefs. Psychoanalysts, on paper, pride them- cluded "is that among the propositions used to predict the
selves on seeking the fundamental truth, yet "historically, phenomenon there is at least one error, but where this error
the analytic community often provided more disincentives lies is just what it does not tell us" (Duhem, 1953, p. 239).
than incentives to investigators who had the intellect, ex- Foundational beliefs can also be preserved because
pertise, and integiity needed to examine the basic tenets of most proponents stoutly and vigorously refuse to put on the
psychoanalysis" (Moras, 1994, p. 183). The same dire table the reasonable grounds (e.g., research, clinical data,
warning seems to hold for many psychotherapeutic logical reasoning) that they would accept as sufficient for
families. them to conclude that a foundational belief should be given
Foundational beliefs are even more likely to be pre- up (Mahrer, 1995, 1996, 1997, 1998). It is one thing to
served from outside attack than from inside attack. It may believe that a proper therapist-client relationship is a pre-
seem fair-minded to believe that foundational beliefs will requisite to successful psychotherapy or that mental ill-
dutifully be given up because of the sheer weight of dis- nesses, diseases, and disorders exist. However, it is quite
confirming evidence, but that is usually an illusory myth another thing to be unable or, perhaps worse, unwilling to
believed by those mounting the challenge from outside the state what reasonable grounds would be deemed sufficient
family that embraces the foundational belief in question. to be willing to let go of these foundational beliefs. The
Defenders of foundational beliefs seem to be able to with- virtually universal refusal of psychotherapists to face this
stand unfriendly research by rival families. For example, as test and their powerful reluctance to even state these evi-
radical behaviorist researchers believed they were demon- dential grounds add up to an effective protective strategy,
strating how their concepts can understand, predict, and even though their patients who use the very same protective
control human behavior, they trusted that their mentalistic strategy to defend their own entrenched foundational be-
rivals would deferentially bow to the sheer weight of be- liefs are easily accused of being paranoid or worse.
havioristic evidence and surrender their false mentalistic A twist that almost guarantees immunity is a position
beliefs (Ringen, 1996; Skinner, 1969, 1971); that is, that a foundational belief is not only beyond disconfirming
evidence but is in no need of confirming evidence at the
if it were to turn out that the physical mechanisms that completely present. Why? The answer is that supportive confirming
explain human behavior at no level exhibited the structure of
beliefs and desires, then something we had all along believed,
evidence might be found in the future. As one example,
viz., that beliefs and desires were among the causes of behavior, Hempel (1953) gave illustrations across the history of
would turn out to be false. (Loar, 1981, p. 14) psychology of maintaining the foundational belief that psy-
chological events are to be reduced to the events and
However, the sheer weight of radical behavioristic concepts of supposedly more basic sciences; their reason
research was unable to defeat the foundational beliefs of was that ample grounds might come from future knowledge
the behaviorists' mentalistic rivals. Here is one example in fields such as physics, neurology, physiology, and chem-
that, in the field of psychotherapy at least, proponents have istry. Here is almost ensured immunity.
a curious habit of retaining foundational beliefs that rivals Finally, any single foundational belief is protected by
are convinced ought to be-dropped. being part of a whole network of surrounding foundational
Beliefs tend also to enjoy immunity from outside beliefs, with each protecting and protected by its neighbors.
challenges because most challenges fail to target the real An endangered foundational belief that therapeutic change
reasons why the believer believes (Chalmers, 1982). Sup- is a function of insight into and understanding of childhood
pose a practitioner has a deep-seated belief in the impor- experiences is protected when one points to a neighboring
tance of interpretations. It is generally unlikely that con- foundational belief that childhood experiences determine
trary evidence or logic will succeed in depriving that prac- adult functioning. In the face of such collectively mutual
titioner of that belief if the contrary evidence or logic protection, attacks either become hopelessly diffused or
attacks reasons other than the ones why the practitioner become hopelessly bewildered and lost in a hall of mirror-
clings to that belief. No matter how indisputable the attack ing foundational beliefs, with the net result that almost any
on the wrong reasons, the foundational belief tends to network of foundational beliefs can be safely immune from
remain safely and satisfyingly immune. just about any challenge or attack (cf. Chalmers, 1982).
Holders of foundational beliefs need not be especially
Foundational Beliefs Can Be Immunized by
worried when deduced hypotheses suffer defeat, disconfir-
mation, or even refutation. There are simply too many Being Collectively Accepted Definitional
sacrificial alternatives available to take the hit: for example, Truths
the process of deductive reasoning, the actual hypothesis, Many fields rest on some foundational beliefs that are
the design and methodology, or the statistics. If these were essentially immune from questioning largely because they
not enough, one can easily sacrifice one or more of the are accepted as true by virtue of being collectively
auxiliary and secondary premises and principles standing agreed-on definitions; as such, they are virtually impervi-
between the foundational belief and the hypothesis (Chal- ous to research inquiry (Lakatos, 1963, 1970). For exam-
mers, 1982; Duhem, 1962; Gorman, 1996; Lakatos, 1970; ple, the field of mathematics can arrive at a basic proposi-
-

October 2000 American Psychologist


tion that 3 + 2 = 5, and it is essentially fruitless to try to Establish a List of Formally Stated
disprove this by controlled empirical research: Foundational Beliefs
And this is so because the symbols "3 + 2" and "5" denote the One useful place to start is for people in the field of
same number: they are synonymous by virtue of the fact that the psychotherapy to undertake a genuine effort to arrive at and
symbols "2"."3". "5" and "+" are dejtled (or tacitly understood) to spell out the field's foundational beliefs. Once one or
in such a way that the above identity holds as a consequence of more alternative formal lists are established, it can be easier
the meaning attached to the concepts involved in it. (Hempel, for individuals to arrive at their own personal lists and for
1953, p. 149) others to improve the lists by carefully examining each
foundational belief, flagging those that seem acceptable,
In much the same way, many of the foundational
refining and modifying those that seem to need refinement
beliefs in the field of psychotherapy are immune from
and modification (Bartley, 1962, 1984, 1988; Radnitsky,
challenge because they are mainly collectively accepted,
1988), resolving contradictions and inconsistencies, and
basic definitional truths. It is a matter of "definition by
eliminating the ghosts of discarded foundational beliefs
postulate" (N. R. Campbell, 1953, p. 290). They are true
disguised in contemporary vocabulary (cf. Feigl, 1959;
mainly because psychotherapists collectively agree they are
Mays, 1977; Whitehead, 1929). The careful development
true, and they "cannot be contradicted by any experiment
of a formally stated list or lists of foundational beliefs
because they constitute in reality dejnition" (Duhem, 1953,
seems to be a critical first step in the examination and study
p. 247).
of foundational beliefs.
Many of psychotherapy's foundational beliefs get
added protection when the definitions of key terms are so Eliminate Selected Foundational Beliefs
slippery that the beliefs are rendered virtually immune from
research disconfirmation. For example, if the definition of Having a list of foundational beliefs allows one to examine
reinforcement in the law of effect includes that which, them by using the conceptual game of seeing what happens
contingent on behavior, tends to increase the probability of if a particular foundational belief is deliberately eliminated.
that behavior, then failure can be taken as evidence of the This method can reveal how a hierarchy of foundational
absence of a reinforcement rather than disconfirmation of beliefs may be logically interconnected. For example, by
the law of effect (Erwin, 1997). In much the same way, dropping a foundational belief that there are mental ill-
O'Donohue (1989) has concluded that many of the foun- nesses, diseases, and disorders, one may not only let go of
dational beliefs underlying behavior therapy, the heralded beliefs having to do with official nomenclatures of kinds,
bastion of scientific rigor, are logically unfalsifiable and types, causes, and determinants but also give up beliefs that
thereby immune from refutation. psychotherapy is treatment of mental disorders and that the
practitioner first assesses and diagnoses the mental disorder
Summary and then selects an appropriate treatment.
The point of this section, for those willing to grant the spirit Studying the consequences of deliberately eliminating
of the arguments, is that a case can be made that the field a selected foundational belief can also help to reduce the
of psychotherapy has shackled itself to what may be called threat of simply abandoning a foundational belief without
foundational beliefs that are and have been made to be the safety of a plausible alternative. Ordinarily, the threat-
virtually immune from critical analysis, explication, and ened alternative to abandoning a foundational belief is
challenge and therefore to change, improvement, refine- heightened vulnerability to conceptual chaos, bedlam, and
ment, modification, or replacement. This can be a serious lack of structure. Instead, this method can serve as a con-
indictment of the field of psychotherapy theory, research, ceptual experiment to enable a person to sense, see, re-
and practice. However, I believe there is a way out of the ceive, be open to, explore, and discover all sorts of new
problem for those who are willing to grant that the serious possibilities (cf. Bartley, 1988; Bunge, 1983; O'Donohue
problem exists and who can be open to some solutions, & Vass, 1996; Popper, 1972a). This method may be espe-
borrowed in large part from the neighboring field of phi- cially fit for the conceptual experimenter who is inclined to
losophy of science. "guard against believing forever warranted those hypothe-
ses which have become universally adopted conventions"
A Solution: Examination and Study of and is excited by "resolutely carrying out a reform among
Foundational Beliefs the propositions declared untouchable by common con-
sent" (Duhem, 1953, p. 250).
Here are five ways, drawn largely from the field of philos- This method is capable of producing a preferred al-
ophy of science, to help solve the problem and to help in ternative by first deliberately eliminating a selected foun-
examining, studying, eiplicating, scrutinizing, challensng, dational belief and then seeing what occurs. "Like the
improving, and changing the foundational beliefs in the Gestalt switch, it must occur all at once (though not nec-
field of psychotherapy. I invite my colleagues to take these essarily in an instant) or not at all" (Kuhn, 1970, p. 151).
seriously, to adopt them, to carry them out, and to study the Dropping a belief that most clients seek therapy for relief of
philosophy of science to find more and better solutions to problems and distress may all at once present the psycho-
the problem of essentially change-immune foundational therapist with the surprising alternative that seeking ther-
beliefs. apy is merely a behavior best understood by whatever

October 2000 American Psychologist


principles he or she already counted on to understand using a method that has at least two main rules: (a) Foun-
behavior: for example, as a psychoanalytic, unconscious dational beliefs that seem to hold when the subject matter
maneuver; the effect of environmental reinforcement con- is in one, common, ordinary condition or state will proba-
tingencies; or the playing out of social role relationships. bly not hold when the subject matter is in a new, different,
uncommon, extraordinary condition or state; and (b) foun-
Create Alternative Models
dational beliefs that seem to hold when the knower is in
A relatively y p u l a r mind-set is to think of conceptualiza- one, common, ordinary condition or state relative to the
tions as theories that are to approximate some presumed subject matter will probably not hold when the knower is in
single grand truth. Theories are then inclined to rival one a significantly new, uncommon, extraordinary position,
another over which can do the better job of describing, condition, or state relative to the subject matter (cf. Ein-
predicting, controlling, and approximating this single grand stein, 1923).
truth. In this mind-set, theories comprise premises, postu- Researchers in many fields of study, such as phys-
lates, propositions, and foundational beliefs that are ics, mathematics, engineering, and chemistry, have re-
thought of as true. By means of a logical lattice, hypotheses lied on this method by following both game rules. They
are deduced and can be tested to see how well they pre- have been able to examine and to challenge their foun-
dictively approximate the presumed single truth.
dational beliefs by, for example, literally reducing their
The conceptual game is to adopt a mind-set in which
events are open to multiple descriptions and conceptualiza- subject matter to slow motion or actually stopping and
tions, each of which may be equally accurate, veridical, and freezing the motion of their subject matter. They freeze
true (Feigl, 1953; Feyerabend, 1972; Kantor, 1945; Mahrer, or heat up their subject matter until it assumes extraor-
1989, 1996). These alternative conceptualizations are dinary states and conditions. They add or subtract
thought of as models rather than theories, partly because change-inducing ingredients. They significantly alter
the premium is on usefulness in the achievement of some their relation to their subject matter by seeing their
goal, end, or use rather than on the approximation of a subject matter up close by means of telescopes and
presumed single grand truth (Rorty, 199 1; Speed, 1984). microscopes. Instead of studying their subject matter
Both the models as a whole and their component parts- from the outside, they get inside it by inserting tiny
their notions, ideas, and foundational beliefs-are thought cameras or by actually crawling around inside its cav-
of as conveniently useful fictions, hypothetical constructs erns and bowels. They significantly alter their own po-
(MacCorquodale & Meehl, 1948; Whitehead, 1929) rather sition, condition, state, and relationship to their subject
than truths. "They are not . . . to be proved or disproved, matter by living with it, whether it is a family of dol-
but are convenient representations of things" (Skinner, phins or a ward of hospitalized lost souls. They increase
1938, p. 44). Models are treated as pictorialized metaphors, or decrease gravity, weight, density, lightness, or dark-
convenient guides helping to achieve the use for which the ness. In many fields of study, foundational beliefs have
models were conceived (Chalmers, 1982) as "free creations a way of shedding their aura of eternal universal truths
of the human mind" (Einstein, 1923, p. 29) or as conve- and opening to constructive examination, study, chal-
nient fictions set up for specific purposes and to be con- lenge, modification, and improvement when researchers
stantly reconstituted if not found suitable. alter their condition or state, the surrounding conditions
The method helps to convert foundational beliefs into or states, or the position, condition, or state of the
unthreatening possibilities, rather than alien rivals to be knower relative to the subject matter.
defeated. One's own foundational beliefs can be safely This method may also be used with the foundational
preserved, because the game allows other foundational beliefs of psychotherapy. For example, consider applying
beliefs to be friendly to one's own: "The truth of the this method to the foundational belief that psychotherapy
assertions of one approach does not entail the falsity of consists of a therapist and a client who talk to and attend
assertions made in another approach" (Geer & O'Donohue,
predominantly to one another. This foundational belief may
1989, p. 4). A foundational belief that an object is ceramic
be shorn of its apparent eternal truthfulness and restriction
is not necessarily damaged by alternative foundational be-
to particular conditions and states by altering the condition
liefs that it is white or that it is a cup. This method allows
for a measure of safe freedom to shop in the alternative and state of the subject matter and of the knower in the
marketplace where foundational beliefs can be taken some- following ways: (a) Change the condition so that psycho-
what less seriously because they lose their need to be true. therapy occurs in, with, and by oneself, as in meditation;
(b) change the condition so that both therapist and client are
Alter the Condition or State of the Subject predominantly attending to a third attentional center that is
Matter, the Knower, and Their Relationship of compelling importance for the client; (c) significantly
Foundational beliefs seem to have a way of appearing to be alter the condition by inserting both therapist and client into
almost unconditionally and eternally true, especially when a scene or situation of exceedingly powerful feeling and
one is not especially aware of the explicit circumstances emotion; or (d) significantly alter the position of the ther-
and conditions under which they are and are not true. Many apist to one in which the therapist is essentially aligned
foundational beliefs may be examined and challenged by with, fused or welded with, or inside the identity of the
deliberately altering these conditions. This can be done by person who is the client.

October 2000 American Psychologist


Apply Conceptual Tests to See Whether ment. One may be backed into an untenable corner with
Foundational Beliefs Are Open to beliefs that (a) clients may be diagnosed as psychotic on the
Modification or Replacement basis of factual data provided by the client, and (b) data
provided by a client are not to be accepted as factual if the
Following are six conceptual tests that may be applied to client is psychotic. Some modification or replacement of
foundational beliefs to see if and how they may be open'to
foundational beliefs might be in order if one finds the
scrutiny, challenge, and perhaps change. One test is to try
following foundational beliefs lack solid logical compati-
to specify the concretely reasonable grounds, whether log-
bility: (a) A therapist is to be open, honest, and genuine,
ical, research-based, clinical, or whatever, that one would
and (b) a therapist is to maintain a private, hidden stream of
accept as sufficient to conclude that the foundational belief
clinical inferences about the client. It is not necessarily
needs substantive revision or abandonment (Mahrer, 1995, easy to step back far enough to see the contradictory ideas
1996, 1997, 1998; O'Donohue & Vass, 1996; Popper, or beliefs that one has been embracing, but the payoff of
1972a, Popper, 1980). If these grounds can be specified and sounder logic through modification of incompatible beliefs
laid on the table, the test not only labels the foundational
strengthens one's position and the field as a whole.
belief as open to modification or replacement but can even A fourth test is to see whether adopting a logically
help illuminate what portions of the belief need modifica-
opposite foundational belief makes a significant difference
tion or replacement. If these grounds cannot be specified or
or no discernible difference in actual in-session work. If the
if there are none, that alone may qualify the foundational
logically opposite belief seems to make little or no discern-
belief as a likely candidate for modification or replacement. ible difference in in-session work, then the foundational
In either case, this test calls for grounds that are simple and
belief may well qualify for modification or replacement.
concrete. What might be the simple, concrete grounds for
Suppose the foundational belief is that present events are a
replacing the belief in the common meaning of simultaneity
function of past learnings, conditionings, and reinforce-
with a belief in the relativity of apparently simultaneous
ments. This fourth test would involve deliberately adopting
events? an opposite belief-in this case, present events are not a
For instance, if a telephone connection with the planet Mars were function of past learnings, conditionings, or reinforce-
established, and we would have to wait a quarter of an hour for the ments-or perhaps adopting Lewin's core rival founda-
answer to our questions, the relativity of simultaneity would tional belief:."We shall defend the hypothesis that neither
become as trivial a matter as the time difference between the past nor future psychological events but only the present
standard times of different time zones. (Reichenbach, 1953, situation can influence present events" (Lewin, 1936, p.
p. 209)
34). If one's honest appraisal is that little or nothing of
In a similar way, try to lay out the simple, concrete what is actually done in in-session work is altered signifi-
grounds that would be reasonably sufficient to alter, mod- cantly by adopting a logically opposite foundational belief,
ify, abandon, or replace a foundational belief in the impor- then one likelihood is that the culprit foundational belief is
tance of the therapist-patient relationship. open to modification or replacement.
A second test is to identify the underlying basic issue A fifth test is the test of faulty generalization, whereby
or question for which the foundational belief can be seen as a belief that may hold true under particular conditions is
merely one position or answer (Mahrer, 1989, 1996). If the elevated into a faulty general truth. Kantor (1950) applied
foundational belief is that causes of psychological prob- this test to two foundational beliefs: "Because some psy-
lems generally lie in antecedent events, typically in child- chological activities constitute conditioning, this is true of
hood, one underlying question might be, What part does the all psychological events. . . . Because statistics is a neces-
past play in current functioning? Another underlying ques- sary procedure in treating data, it constitutes the scientific
tion might be, What accounts for psychological problems? method" (p. 26). This test identifies faulty generalizations
Many foundational beliefs may be seen as one particular that masquerade as foundational beliefs by containing a
position or answer to underlying basic issues and questions seed of conditional truth.
such as, How can a person discern what another person is A sixth test is to determine if the foundational belief is
thinking, feeling, or undergoing? How can theories be perhaps more a function of fashionable politics, lobby
improved? How can a person make sense of what another groups, and practical bottom-line consideration than a
person is doing and saying? What are the reasons, aims, function of science, research, and rational analysis. Are
and goals of research on psychotherapy? How can a person deep-seated foundational beliefs about the fundamental
determine a desirable direction of change for another per- nature of men and women altered by science, research, or
son? By carefully applying this test, a foundational belief rational analysis, or are they instead surprisingly open to
can be revealed as merely one position or answer on the easy manipulation, first by generations of men and more
underlying issue or question. This test thereby opens the recently by impressive female lobby groups? During the
exciting possibility of changing, advancing, modifying, or course of deliberations, homosexuality has been moved in
replacing the foundational belief by allowing one to be and out of the ever-changing official nomenclature of men-
open to considering alternative positions or answers. tal illnesses and disorders in response to the current climate
A third test is to take a careful look at one's own of political and professional opinion. Traditionally, the
foundational beliefs to see if any glaring inconsistencies or foundational belief was that normal development included
contradictions might call for some modification or replace- successfully proceeding through an Oedipal stage and on to

October 2000 American Psychologist


heterosexuality: "The outcome of elevating homosexuality may be called on to offer some useful ways of
to the status of telos is that gay men and lesbians are barred helping to solve the problem of change-immune
from access to the Oedipal stage" (Lesser, 1995, p. 91). foundational beliefs and to open them up to con-
However, when gay men and lesbians win the status of structive examination, explication, study, chal-
normality, then the likelihood is that changes in the appro- lenge, constructive improvement, and change. Five
priate foundational beliefs will dutifully follow suit. of these methods were presented and described.
When it wa&discovered that the ethical code on con- 4. Both the field and individual theorists, researchers,
fidentiality had the unforseen practical consequence of and practitioners are invited to put these suggested
making it difficult to collect on some unpaid bills, founda- solutions to work and to study the philosophy of
tional ethical beliefs became surprisingly easy to revise. science for further and better solutions. The invi-
Resulting changes allowed confidential information to be tation is also to open up a subfield of serious study
revealed in ways that had the practical consequence of of foundational beliefs in the field of psychother-
enabling practitioners to collect on those unpaid bills apy. It is hoped that this special section is a step in
(Kitchener, 1996). this direction.
This sixth test may well reveal some foundational
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