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J Oral Pathol Med (2009) 38: 72–78

ª 2009 John Wiley & Sons A/S Æ All rights reserved doi: 10.1111/j.1600-0714.2008.00715.x

www.blackwellmunksgaard.com/jopm

Molecular markers in the surgical margin of oral


carcinomas
Anders Bilde1, Christian von Buchwald1, Erik Dabelsteen2, Marianne Hamilton Therkildsen3,
Sally Dabelsteen4
1
Department of Otolaryngology – Head & Neck Surgery, Copenhagen University Hospital, Copenhagen; 2Department of Oral
Diagnostics, Faculty of Health Sciences, University of Copenhagen, Copenhagen; 3Department of Pathology, Copenhagen University
Hospital, Copenhagen; 4Department of Oral Pathology and Medicine, Faculty of Health Sciences, University of Copenhagen,
Denmark

BACKGROUND: Local or regional lymph node recur- Introduction


rence is the most common pattern of treatment failure in Squamous cell carcinomas of the oral cavity (OSCC) is a
oral squamous cell carcinoma (SCC). The local recur- severe disease as approximately 40% of the patients fail
rence rate is 30% even when the surgical resection mar- to respond to treatment (1). Local or regional lymph
gin is diagnosed as tumour free. Accumulation of genetic node recurrence is the most common cause of treatment
changes in histologically normal epithelium in the surgical failure and accounts for 60% of all the treatment
resection margin may explain the local recurrence rate. failures. Even when the surgical resection margin,
The purpose of this study is to investigate the presence of defined as 5 mm histologically normal mucosa, is
senescence markers, which may represent early malig- diagnosed as tumour free the local recurrence rate
nant changes in the margin that in routine pathological is 30% (2–5).
evaluations are classified as histologically normal. It is evident from studies of carcinomas of the colon
METHODS: Formalin-fixed, paraffin-embedded surgical and the bladder that cellular senescence (irreversible
specimens from 16 consecutive patients with oral SCC proliferation arrest) may be present in the early stages of
and a clear surgical margin were obtained. The margin tumour development (6). These early stages of cancer
was analysed by immunohistochemistry for p53, p16, development are characterized by the expression of
Chk2, Laminin-5 and glycosylated oncofetal fibronectin. senescence markers such as p16, p53 and Chk2 (7, 8).
RESULTS: Two patterns of p53 expression were found in Genetic alteration in head and neck squamous cell
the histologically normal epithelium in the surgical carcinoma often involves the p53 genes and p16 genes,
resection margin. One was characterized by no protein and altered expression of p53 and p16 has previously
expression in the majority of cells, except for small clus- been described in the histologically tumour-free surgical
ters of basal and parabasal cells with nuclear staining. The resection margins adjacent to the primary tumour, which
other was characterized by p53 expression in the nuclei may indicate an early malignant change (9–15). How-
of most basal cells. The expression of p16 was confined to ever, most of these studies are hampered by lack of
small groups of cells in the basal cell layer whereas Chk2 histological description of the tumour-free’ tissue that,
was only seen in one case. Upregulation of the stromal at least in some cases, actually shows epithelial dysplasia.
proteins, Laminin-5 or glycosylated oncofetal fibronec- From a clinical point of view it appears to be of major
tion, was only seen at regions of invasion. importance to establish not only the histology, but also
CONCLUSION: Small groups of cells expressing p53 and the molecular nature of the surgical resection margin. It
p16 were found in the surgical resection margin that is likely that local recurrence is a result of accumulated
appeared to be histologically normal and may represent genetic changes present in the histologically normal
early malignant changes. epithelium of the surgical resection margin. Thus, it was
J Oral Pathol Med (2009) 38: 72–78 the purpose of the present study to investigate the
presence of senescence markers that may be a sign of
Keywords: Chk2; glycosylated oncofetal fibronectin; Laminin-5; early cancer development in the margin, which in
oral cancer; oral squamous cell carcinoma; P16; P53; surgical routine pathological evaluations are classified as histo-
margin logically normal.

Correspondence: Anders Bilde, Department of Otolaryngology – Materials and methods


Head & Neck Surgery, Copenhagen University Hospital, Blegdamsvej
8, DK-2100 Copenhagen Ø, Denmark. Tel: +45 3545 2379, Fax: +45
Patients and tissues
3545 2267, E-mail: bilde@rh.dk Following approval from the local Ethics Committee
Accepted for publication July 29, 2008 surgical specimens of OSCC from 16 consecutive
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Bilde et al.

73
patients were obtained. The patients were treated at the performed on the paraffin embedded tissue using a
Department of Otolaryngology – Head & Neck Surgery, microwave antigen retrieval technique.
Copenhagen University by resection of the primary Sections for staining with p53 and p16 were microwave
tumour and sentinel node assisted selective neck dissec- treated for 15 min in citrate buffer, pH 6.0, and cooled by
tion. The inclusion criterion was patients classified as placing the sections first in buffer and then in running tap
T1-2N0M0 with a clear (epithelial) surgical margin, water. Sections for staining of with Laminin-5 and Chk2
defined as the distance from invasive carcinoma to were microwave treated for 15 min in Tris ⁄ EDTA, pH
surgical margin of more than or equal to 5 mm as 9.0, and cooled as described above. The immunohisto-
assessed by conventional histological examination. chemical staining was performed according to routine
The surgical margin constituting histologically nor- procedures. A DAKO (Copenhagen, Denmark) Power
mal epithelium adjacent to the primary tumour was Vision System with peroxidase as a marker was used as
analysed for the expression of p53, p16, Chk2, Laminin-5 second layer for all antibodies except for the glycosylated
and glycosylated oncofetal fibronectin. Laminin-5 and oncofetal fibronectin antibody. In stainings with this
glycosylated oncofetal fibronection are known to be antibody a rabbit antimouse IgG (DAKO) labelled with
markers of early invasion. The demographic data on flourescein isothiocyanate was used.
patients, classification, localization and grade of differ-
entiation of tumours are given in Table 1. Antibodies
p53 antibody (DO1) (Calbiochem, Darmstadt, Germany)
Cell lines IgG2a, diluted 1:50, anti p16INK4a antibody (G175-405)
Immunohistochemical staining of p53 in tissue fixed and (Pharmingen, San Jose, CA, USA) IgG1, in dilution
embedded by routine procedure requires antigen 1:500, and antibody against total and Thr68-phos-
retrieval by microwave. To ensure that such a treatment phorylated Chk2 (Medinova Scientific AS, Glostrup,
does not lead to the appearance of a cross reacting Denmark), in dilution 1:500. All antibodies were mouse
proteins a cell line, Saos-2, lacking expression of p53, monoclonal antibodies except the anti Chk2 antibody,
was included in the study as a control (16). Saos-2 was which was a polyclonal rabbit antibody. Laminin-5
grown in a monolayer system, harvested, centrifuged antibody (B4-6) IgG1 (kindly provided by W.G. Carter),
and embedded in gelatine, formalin fixed and embedded in dilution 1:10. The specificity of the antibodies has
in paraffin. previously been established (8, 17–20).
Incubation with irrelevant primary antibody of the
Histology and immunohistochemical procedure same isotype was used as control for the monoclonal
Tumour tissue was fixed in neutral buffered formalin. antibodies. Deletion of the primary antibody served as a
Before embedding in paraffin the tumour was divided control for the Chk2 polyclonal antibody.
and a section representing the maximum cross-section of Working dilutions of the p53, p16 and Chk2 anti-
the tumour was used. Routine histological sections were bodies were established by titration using sections of
used for histological evaluation. normal oral mucosa from four healthy young individ-
Immunohistochemical staining for p53, p16, Chk2, uals (21). The first dilution giving negative results in
Laminin-5 and glycosylated oncofetal fibronectin was normal epithelium was chosen as a working dilution.

Table 1 Immunohistochemical expression of p53, p16, Chk2 and Laminin-5 in histologically normal epithelium adjacent to the tumour in patients
with oral squamous cell carcinoma

P53 P16 Chk2 Laminin-5


Case Age ⁄ gender Site pTNM GradeSCC Nor. Dys. SCC Nor. Dys. SCC sup ⁄ pro Nor. Dys. SCC Nor. Dys. SCC
1 56 ⁄ M T T2N0M0 WD PB – ) SG – +⁄+ ) – + ) – CP
2 63 ⁄ M T T1N0M0 PD PB PB + SG – +⁄) ) + + ) BM CP
3 49 ⁄ M T T1N1M0 MD B – + – – +⁄+ ) – + ) – CP
4 57 ⁄ M FOM T2N0M0 MD B PB + SG SG +⁄) + + + ) – CP
5 62 ⁄ M T T2N2bM0 MD PB PB ) SG SG +⁄+ ) + + ) – CP
6 57 ⁄ M FOM T2N0M0 MD PB – ) SG – +⁄+ ) + + ) BM CP
7 61 ⁄ F FOM T1N0M0 WD PB – + – – +⁄) ) – + ) – CP
8 65 ⁄ M FOM T1N0M0 WD PB – + SG – +⁄+ ) – + ) – CP
9 53 ⁄ F FOM T1N0M0 MD B PB + SG – )⁄) ) + + ) BM CP
10 65 ⁄ M T T2N1M0 MD PB – + SG – +⁄+ ) – + ) – CP
11 57 ⁄ M T T2N0M0 MD PB – + – – +⁄+ ) – + ) – CP
12 66 ⁄ M FOM T2N0M0 WD PB – + SG – +⁄+ ) – + ) – CP
13 59 ⁄ F RT T1N0M0 WD PB – + SG – +⁄+ ) – + ) – CP
14 49 ⁄ M T T1N0M0 MD PB – + – – +⁄) ) – + ) – CP
15 67 ⁄ F BM T2N0M0 MD B – ) SG – +⁄) ) – + ) – CP
16 38 ⁄ M T T1N0M0 MD PB – ) – – +⁄) ) – ) ) – CP

pTNM, pathological TNM stage; Nor., normal histopathological mucosa; Dys., dysplasia; SCC, squamous cell carcinoma; sup, superficial layer;
pro, profound layer; F, female; M, male; T, tongue; FOM, floor of mouth; RT, retromolar trigone; BM, buccal mucosa; WD, well differentiated;
MD, moderately differentiated; PD, poorly differentiated; PB, parabasal and basal; B, basal; +, positive; ), negative; SG, single groups of cells; SC,
single cells; BM, basement membrane; CP, cytoplasmatic.

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J Oral Pathol Med


A B C D

E F G H
Bilde et al.
Surgical margin of oral carcinomas

I J K

Figure 1 Immunohistochemical analysis of p53, p16, Chk2 and Laminin-5 in histologically normal epithelium adjacent to tumour. Expression of p53 was either confined to the basal cells (A, C and
H bottom) or to basal and parabasal cells as clusters surrounded by histologically normal epithelium (B and C). Small groups of p16 expressing cells were seen in the basal cell layer marked * (D) and
expression of p16 was seen in the deep layers of the tumour (E) as well as the superficial layers (F). Expression of Chk2 was seen in epithelial dysplasia (top) but not in normal epithelium (bottom) (G).
Corresponding expression of p53 was confined to basal cells (bottom) and in epithelial dysplasia to most layers of the epithelium (top) (H). Laminin-5 was expressed in normal epithelium in the
basement membrane (I) and in the cytoplasm of the tumour cells (J and K). Epithelium overlying the tumour showed accentuated expression of Laminin-5 at the basement membrane and in the
cytoplasm of the tumour cells (K).
Surgical margin of oral carcinomas
Bilde et al.

75
mucosa or in mucosa with epithelial dysplasia. Expres-
Results
sion of the protein was either seen as a basement
Staining of the p53 in the tumour cell line (Saos-2) was membrane staining or as a diffuse staining in the tumour
negative. stoma as previously described (22).
Results from staining of the tumour tissue are
summarized in Table 1.
Discussion
Distribution of p53 A margin of at least 5 mm of histologically normal
Twelve out of 16 specimens expressed p53 in both basal epithelium in the surgical specimen is traditionally
as well as parabasal cells layers in the histologically regarded as the gold standard’ in the treatment of
normal epithelium (Fig. 1B,C). The positive reaction OSCC (23). However, molecular changes that indicate
was seen as sparsely dispersed clusters of cells often with early tumour development have been demonstrated in
only a few positive clusters in each section. Four out of surgical margins with normal histology in different
16 specimens had p53 expressing cells confined to the tumours, including those tumours from the larynx,
basal cell layer only (Fig. 1A). pharynx and oral cavity (24, 25).
Four of the five specimens containing epithelial Tumour growth and invasion involve multiple inter-
dysplasia adjacent to the tumour showed p53 expression actions not only between tumour cells but also between
in most layers of the epithelium (Fig. 1H). tumour cells, stromal cells and the extracellular stroma
Seven tumours did not express p53, whereas the rest (26). Laminin-5 is secreted by migratory epithelial cells
showed various degrees of positive staining. and expression of Laminin-5 is an indicator of the
migratory phenotype (27–29). Glycosylated oncofetal
Distribution of p16 fibronectin is secreted by squamous carcinoma cells or
p16 was expressed in histologically normal epithelium in tumour induced myofibroblasts (22). In vitro studies of
11 out of 16 cases. The positive staining appeared as oral cell lines have shown that expression of glycosylated
small groups of cells in the basal cell layer (Fig. 1D). In oncofetal fibronectin like Laminin-5 is characteristic for
two cases (cases 9 and 10) localization of p16 corre- migrating cancer cells (22, 29). These structures may
sponded to the expression of p53. form a tumour scaffold to which tumour cells may
In the specimens with epithelial dysplasia expression adhere and through which they can migrate. It is
of p16 was expressed in two out of the five cases and was interesting that we only found these markers when there
in these cases seen in most epithelial layers. was clear evidence of invasion. None of the areas
In tumours p16 expression was seen superficially as showing even severe dysplasia expressed these markers.
well as in the deep layers in 10 out of 16 cases Loss of p16 is regarded as an early event in tumour
(Fig. 1E,F). In the rest p16 expression disappeared development. In approximately 80% of squamous cell
in the deep layer. One case showed no expression of carcinomas p16 is lost either by mutation, deletion or
p16. promoter hypermethylation (30, 31). It has previously
been demonstrated that the superficial part of most
Distribution of Chk2 tumours expresses p16, whereas expression of p16 is
Expression of Chk2 was only seen in one case in usually not seen in the deep invasive front especially in
histologically normal epithelium. However, in the spec- advance stage tumours (27). In the majority of the
imens containing dysplastic epithelium as well as in all tumours expression of p16 was, however, seen in both
tumours Chk2 stained positively (Fig. 1G). the superficial as well as the deep layer of the tumour.
This may be explained by the fact that the present
Distribution of Laminin-5 material mainly consisted of early stage T1-T2 tumours.
Expression of Laminin-5 was confined either to the A few studies have focused on the expression of p16 in
basement membrane and ⁄ or to the cytoplasm. In the the histologically normal oral epithelium with inconsis-
histologically normal mucosa staining of laminin-5 was tent results (27, 32–34). We found p16 to be expressed as
either negative or appeared as a discrete staining of the single groups of cells at the basal cell layer in the
basement membrane (Fig. 1I). However, in the specimens histologically normal epithelium adjacent to the tumour,
showing epithelial dysplasia expression of laminin-5 probably representing activated clones (27). In a recent
appeared as a broad staining of the basement membrane paper expression of p16 has been connected to expres-
(not shown). In tumours, not only the basement mem- sion of Laminin-5 and a model for epithelial neoplastic
brane, but also primarily the cytoplasm of the tumour progression has been proposed (27). We found expres-
cells expressed Laminin-5 (Fig. 1J,K). sion of p16 and Laminin-5 to be independent of each
There were no correlation between the expression of other, whereas Natarajan et al. suggested that
Laminin-5 and p16. up-regulation of Laminin-5 causes up-regulation of p16
(27). However, the lack of correlation between Laminin-5
Distribution of glycosylated oncofetal fibronectin in and p16 found in the present study suggests that other
normal mucosa, epithelia dysplasia and squamous cell mechanisms are involved as well. In tumour cells
carcinoma Laminin-5 was located in the cytoplasm indicating a high
Glycosylated oncofetal fibronectin was only expressed in synthetic level – an impaired deposition of laminin-5 – a
tumour tissue and never seen in histologically normal finding in agreement with previous results (27, 29).

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In a comprehensive study, Partridge et al. demon- staining represented an up-regulation of the protein
strated a p53 gene mutation rate of 72% in biopsies of levels as demonstrated by the titration of the antibodies.
clinically normal mucosa from the tumour margins and In the p53 positive epithelial dysplasias most cell layers
in the deep connective tissue margin following excision expressed the protein. A similar pattern was described in
of the tumour (11). We have in the present study used an early investigation of Kushner et al. (41).
immunohistochemistry to demonstrate expression of Polycyclic aromatic hydrocarbons that are one of the
early tumour markers. This technique gives, in contrast major carcinogens in tobacco smoke, may cause muta-
to previous mutation analysis by Partridge et al. (11), tions in p53 and mutated p53 have been demonstrated in
information of both histology of the tissue investigated the plasma from healthy smokers. As most patients with
and the distribution of the markers within that tissue. oral carcinomas are heavy smokers and drinkers, it
Demonstration of p53 protein by the use of immuno- may be hypothesized that there is an increase of mutated
histochemistry is, however, controversial. Many studies p53 not only in oral carcinomas, but also in the
have not been able to detect p53 protein in histologically surrounding oral mucosa (38). However, there is no
normal oral mucosa, whereas others demonstrate indication that increased expression of p53 and the related
expression in basal cells (35, 36). The apparent contra- p63 is found in histologically normal oral mucosa from
diction is causing uncertainty of the role of p53 in smokers (38, 42).
carcinogenesis. Many factors, including methods and According to the hierarchical stem cell concept in oral
duration of fixation, methods of antigen retrieval, mucosa, stem cells, located in the basal cell layer, have a
antibody used and choice of detection system influence low proliferative rate when compared to amplifying cells
results of immunohistochemical analysis of p53 (37). located in the basal and parabasal layer (43). Tumour
This makes comparison of results from different studies development requires multiple genetic changes in epi-
difficult. Tissue handling and paraffin embedding were thelial stem cells (44). It is likely that the clusters of p16
in the present work performed in a standardized way. and p53 expressing cells represent activated clones of
Negative staining of the cell line Saos-2, which was used stem cells and amplifying cells.
as a control, indicates that the antigen retrieval method Mutant p53 protein is most often stabilized and can
does not induce unspecific staining of p53 unrelated therefore be demonstrated by immunohistochemistry.
proteins. Titration of the antibodies showed that high However, in some cases wild-type p53 may also be
concentration of the antibodies stained basal cells in stabilized and thus stainable (45). Furthermore upreg-
normal oral epithelium from control individuals. In ulation of wild-type p53 may be seen in cells that are
order to detect an increased expression of p53, we stressed theoretically by paracrine factors from a neigh-
therefore stained the tissue with an antibody dilution, bouring tumour (45). If we assume that the pattern of
which gave a negative result in histologically normal small clusters of p53 expressing cells in the basal and
oral control tissues. The demonstration of p53 in the parabasal cell layers contains mutated p53, the mutation
histologically normal mucosa in the surgical resection rate of p53 would be 75% (12 ⁄ 16). This mutation rate is
margins thus points to an increased expression of the high, but equal to the rate previously demonstrated by
protein in this epithelium. Partridge et al. (11). In order to determine whether the
In histologically normal epithelium in the surgical expression of p53 represents mutated or wild type
resection margin we saw two patterns of protein protein, further investigation is required using micro-
expression. One was characterized by no protein expres- dissection and p53 sequencing of the cells in the clusters.
sion in the majority of cells, except for small clusters of The clinical significance of clusters would have to be
basal and parabasal cells with nuclear staining. A similar evaluated in a prospective study.
pattern has recently been described by Farshadpour A previous study of early human tumours from
et al. (38). The other was characterized by p53 expres- breast, lung, bladder and colon showed expression of
sion in the nuclei of most basal cells resembling the markers of activated DNA damage response such as
benign distribution previously described by Cruz (39). Chk2 (8). Chk2, an effector kinase, was found to precede
Cruz et al. found p53 expression above the basal cell p53 gene mutations and was expressed at an early stage
layer in a few cases with no or mild dysplasia. They also before development into carcinoma (8). In our study
found that development of carcinoma from lesions with Chk2 was not expressed in normal epithelium adjacent
epithelial dysplasia was more frequent in lesions that to the tumour but in epithelial dysplasia and in tumours.
showed p53 expression above the basal cell laye. Three Given the results of Bartkova et al. indicating that Chk2
lesions with no or mild dysplasia, but with suprabasal precedes p53 gene mutations, the expression of p53
staining of p53, later developed carcinomas (39, 40). On found in normal Chk2 negative mucosa at the surgical
basis of this they suggested that suprabasal expression of margins suggests that this is a wild type protein rather
p53 predicts carcinoma development. than mutated p53 protein. On the other hand this is in
Cruz also found p53 staining in normal control tissue contrast to previous studies reporting a very high rate of
without evidence of malignancy. This indicates that the p53 gene mutations in surgical margins (11).
p53 antibody was not titrated and it is, therefore, In conclusion, histologically normal epithelium adja-
uncertain to know whether the basal cell staining they cent to oral carcinomas may show upregulation of both
found in the potentially malignant lesions actually p53 and p16, but with very little overlap. It is obscure
represented an upregulation of p53 or just the normal whether these changes represent early malignant
distribution. However, in our study p53 basal cell changes or are a reaction to cellular stress.

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