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Health care is a high-risk industry, with most docu- anaesthesia and surgery, a variety of non-technical
mented adverse incidents being associated with ‘human skills are identified and described in the context of
factors’ including cognitive and social skills termed histopathology to illustrate the role each plays, often
‘non-technical skills’. Non-technical skills complement collectively, in daily practice. The generic non-technical
the diagnostic and specialist skills and professional skills are defined as situation awareness, decision-
attributes required by medical practitioners, including making, communication, teamwork, leadership, man-
histopathologists, and can enhance the quality of aging stress and coping with fatigue. Example scenarios
practice and delivery of health-care services and thus from histopathology are presented and the contribu-
contribute to patient safety. This review aims to intro- tions to outcomes made by non-technical skills are
duce histopathologists to non-technical skills and how explained. Consideration of these specific non-technical
these pertain to everyday histopathological practice. skills as a component in histopathology training may
Drawing from other domains in medicine, specifically benefit practitioners as well as assuring patient safety.
Keywords: error, histopathology, human factors, non-technical skills, patient safety
Abbreviations: ICC, immunocytochemical; MDT, multidisciplinary team meeting; NTS, non-technical skills
The current paper sets out to explore the potential and community-based colleagues and patients them-
value of awareness of non-technical skills in histopa- selves, even though the last group may well be unseen.
thology and to consider the implications of directing The skill has relevance to the present time, but also
aspects of training towards enhancing these skills. We predicting and re-evaluating and re-predicting what is
know that histopathologists make mistakes and the about to happen or will do so in the more distant
literature for other high-risk occupations indicates that future.
a significant proportion of these errors stem from
human rather than technical failings. Hence, there is a
decision -making
case to approach the subject as it pertains to this
speciality with the intention of defining relevant The second cognitive skill is decision-making. Histop-
components of practice and identifying how non- athologists make hundreds of clinically relevant deci-
technical skills play a role. With this information, it is sions every week and require the skills of identifying
proposed that diagnostic safety can be refined further options, balancing risks and selecting options and
and histopathologists may see benefit in their working re-evaluating. These are about the management of
lives. We now present an overview of the main non- cases (to whom to book in or allocate a specimen), the
technical skill categories applied in other safety-critical processes of the surgical cut-up (specimen identifica-
jobs and suggest why they might have relevance for tion, site, nature, how to describe, block, record the
histopathology, with particular reference to the task of process) and reporting. The last is the major theme of
diagnosis and reporting. this paper. The process of the interaction of the
histopathologist with tissue sections has been described
Defining non-technical skills in as ‘an extremely complex process involving a wide
range of human sensory, perceptual and cognitive
histopathology
processes’.39 To the uninitiated, histopathologists look
The cognitive and social skills that constitute the non- at the slide on the microscope stage and a diagnosis is
technical skills are described below. ‘Cognitive’ skills verbalized. The steps between these two events, how-
are those that relate to a person’s capacity to think ever, are several. Some simple questions are as follows:
and formulate actions; for example, with regard to • What am I looking at?
being ⁄ becoming aware of what surrounds us and • Is it what I expect to see, having read the
making decisions. ‘Social’ skills are how we interact accompanying request form completed by the doctor
with other people. The following paragraphs expand who took the sample from the patient? This question, by
upon the classification of NTS and place them in the the way, sets us a whole set of further inquiries about
context of histopathology practice. cognitive dispositions to respond, in other words how
what we see depends upon what we are seeking to see.40
• Do I know what the features indicate?
situat ion a wareness
• Can I make a definite diagnosis?
In simple terms, situation awareness is about develop- • Can I make a prognostic statement?
ing and maintaining an all-round perception and • Can I do either of these things now or do I need
appreciation of the changing circumstances during more information, either clinically, about imaging, or
task execution. The most widely accepted definition is from laboratory tests already performed (e.g. biochem-
‘the perception of the elements in the environment istry, haematology)?
within a volume of time and space, the comprehension • Do I need to investigate the specimen further with
of their meaning and the projection of their status in more sections into the block, special stains ⁄ immuno-
the near future’.38 Thus it has three elements, acquir- cytochemistry ⁄ in situ hybridization?
ing information, comprehension and anticipation. In • Can I ask for that now?
histopathology, situation awareness includes gathering • Do I need to ask a colleague for help or a
and understanding information relating to the compo- confirmatory view?
nents of the laboratory environment, interaction with • Can I produce a report that will address the
tissue and sections, the microscope and other equip- pathological issues in the appropriate clinical context?
ment, the timely gathering and assimilation of relevant • Who needs to receive the report?
patient data and interaction with people. The people • Do I need to call someone with an urgent result or
comprise those with whom we are training or by whom to obtain more information; if so, whom should I call?
we are being trained, laboratory scientific and technical Histopathologists will recognize these questions, but
staff and administrative staff in the department, ward also how they vary as the section is examined – the
2011 Blackwell Publishing Ltd, Histopathology, 59, 359–367.
362 P W Johnston et al.
examination process is active and iterative where we example, scientific and technical, administrative and
look, search, check, review, question until we are secretarial and beyond into the multidisciplinary teams
satisfied with the result. The expert’s skill is in knowing with whom histopathologists interact about the man-
when or not that point is reached. Overall, making agement of individual patient’s cases. What constitutes
clinical decisions is a matter of balancing risks, making a team42 and the elements of team working22 are
reasonable and reasoned pictures to reach a point of interesting topics, but for now we need to be aware
judgement where pieces of the jigsaw are missing. only that histopathologists are valued members. In
common with experience in anaesthesia29 and sur-
gery,34 team working involves coordinating activities
c o m mu n i c a t i o n
towards shared, understood goals, exchanging infor-
In the NTS context, communication is defined typically mation in a timely and appropriate manner and
as what information is passed on, how this is achieved, working collaboratively in a professional and purpose-
why it occurs and to whom.22 It is a basic generic ful way to the benefit of patient care.
competence required for anyone engaged in the
practice of medicine as it relates to interactions with
leadership
patients, other histopathologists and other profession-
als within the organization. The UK General Medical Consultant staff and their equivalent are charged with
Council is explicit about the need for this.41 Plainly, the leadership of departments and clinical service
there is no purpose for histopathology if the diagnostic development. As such, they drive innovation, setting
product is not communicated to the patient or at least and maintaining standards of laboratory practice,
those directly responsible for a particular episode of taking responsibility for the delivery of departmental
care; medicine as a whole is powered by communica- and delegated personal tasks as well as for the
tion. For this reason, the histopathology report is organization and working of teams as described above.
central to the process and has recognized formats and Principally, this means supporting others both intel-
conventions which ensure that it is safe and useful. The lectually and emotionally. Underlying these duties are
language used is chosen carefully to provide the reader motivation, energy, commitment and the ability to
with a check on the nature and site of the specimen, a exercise authority while displaying sound judgement
coherent description and a diagnostic comment which diagnostically and clinically, as well as in relation to
indicates a level of certainty or otherwise expressed by the organizational aspects of departmental life.
the reporter. Leadership has been described variously,22,43–45 and
Telephone conversation is also common, both for the incorporates a range of styles. These need not be
histopathologist to find out more about a patient and to explored here, save to define the principle that a leader
communicate urgent results. The former is possibly is someone who directs or coordinates others to achieve
more interesting in that it demonstrates the testing of agreed goals, whether the authority to do so is a result of
hypotheses by the pathologist against information that election, appointment or an informal process of choice.46
ward- or clinic-based colleagues may have, attempting
to synchronize contextually histological findings clin-
managing stress
ically. What a clinical colleague will say or divulge may
well cause the histopathologist to review, rethink or Many factors act as stressors in the workplace, as they
completely revise an opinion; or it may serve to assuage do in life in general. What may be pleasant stimulation
doubt and strengthen a diagnostic understanding. under some circumstances, for example the need to
The discussion of cases at multidisciplinary meetings report a challenging biopsy, can be stressful in another –
serves a similar purpose, and is an extension of the when faced with 10 challenging biopsies all required
diagnostic process where review is built in. Again, urgently. Histopathologists are familiar with a range of
more information might be available in such meetings, stressors, although may be unaware of the impact
which will result in histopathologists reconsidering a these can have. Stress can affect individuals, teams
previously stated opinion. and organizations with varying effects. For example,
chronic stress can result from excessive workload,
difficult relationships with colleagues, frequent inter-
team working
ruptions, the need to carry out several tasks at once,
Modern histopathology, in common with the rest of restricted budgets that limit the ability to practise to a
health care, is team-based. Teams are several and desired or desirable standard and bureaucracy that
varied and include those within departments; for demands large amounts of time to be spent upon it to
2011 Blackwell Publishing Ltd, Histopathology, 59, 359–367.
Histopathology non-technical skills 363
professionally, demonstrating not only their clinical senior by asking where to put the slides. The senior
expertise but also their non-technical skills. does not cope well with the stress of this situation and
has to look to see where he put the stack of cases for
the MDT. He has not prioritized his activities (a
Scenario 2
leadership skill) and thus has no clear course to follow.
Your three double trays of slides from yesterday’s cut He then lacks situation awareness and carries on
have appeared from the laboratory. You are aware, where he left off, but without checking to ensure that
however, that the multidisciplinary team meeting he is looking at the right slide. Communication then
(MDT) is in 15 min and one case you still have to fails as the wrong information is conveyed to the
review is missing. The telephone has rung incessantly laboratory about which immunocytochemical stains
all morning; the secretary has a day off; and then the to prepare on which case, and he delivers incorrect
trainee comes in from a coffee break and says she information to the oncologist because he is unwittingly
wants to check some cases now because she needs to be looking at the wrong slide. His leadership and decision-
away by 5 PM. The temptation may well be that you do making under these circumstances are questionable: he
not respond to this request with the usual smiling might better have said to the oncologist that the cases
positive endorsement but, resisting this, you explain had just come through, give him 5 min to look at them
that right now you have to prioritize the MDT meeting and he would call back, thus buying time to cope with
and must get hold of the slides to examine before it. She the stress, fulfil his role in the team and make the
says she’ll find them. You also want to look at a couple correct diagnostic decisions.
of cases that have just come from the laboratory to see
if, as you suspected yesterday, you will have to ask for
Scenario 3
immunocytochemical (ICC) investigations which you
would like to get under way as soon as possible. You The breast MDT takes place on a hot afternoon in a
pick out a couple of needles cores with ‘urgent, please small room, in half light, crammed with people, with
phone’ on the request forms. One shows a high-grade 52 patients on the list. The 32nd patient is screening
lymphoma and the other looks like metastatic carci- detected and the lesion impalpable. The radiologist is
noma. You start to sort out the ICC orders to classify uncertain about the interpretation of the imaging and
both lesions and, as you are doing this, the trainee suggests a magnetic resonance imaging scan. The fine
comes in with the missing slides. ‘Where do you want needle aspiration has been reported as suspicious of a
me to put these?’, she asks. Trying to remember where lymphoma and the core biopsy looks like a low-grade
the rest of the MTD slides are, you stand up, look lymphoma but you, as the histopathologist, know that
around and point to the pile on the shelf. The telephone classification of these on small cores is perilous. The
rings and this is the oncologist wanting to know about surgeon is flicking a pen around and appears fidgety.
one of the needle cores. You grab the slide and put it on You suggest that for accurate diagnosis the lesion
the stage, saying ‘this is a high-grade lymphoma – I am should be excised and ask the radiologist if she could
just getting the ICC on the way as we speak’. You finish put a wire in it for a wide local excision. The radiologist
the ICC orders and go to the MDT. The next day, ICC says this is possible. The surgeon is pleased with this
slides arrive. There is a lymphoma panel on a meta- suggestion and asks the coordinator to organize a
static carcinoma and a variety of cytokeratins on the theatre date for the patient.
lymphoma. Then it hits you. ‘Which slide did I look at In this scenario, the pathologist demonstrates a
when I spoke to the oncologist?’ number of non-technical skills. She deals with a phys-
The trainee came in from a coffee break and noticed ically stressful environment (hot room, long meeting,
the situation into which she had just ambled, recog- dark), is aware of the surgeon’s difficulty with the patient
nizing the signals of someone just coping with pressure, (situation awareness) and shows leadership in finding a
hanging on to control and a great deal to do in a short solution that is acceptable to the multi-disciplinary
time. Situation awareness is about seeing what is going team. She displays good communication skills in recog-
on around us and noticing that those with whom we nizing the surgeon’s non-verbal signals of disquiet and
are working are absorbed, distracted or otherwise acts effectively in the patient’s best interest.
stressed, giving out non-verbal messages indicating
that interruption had better be for a good reason. The
Discussion
trainee is able to deal positively with this and takes on
a task she can do easily to help her senior colleague. The literature cited in the Introduction to this paper
She then unwittingly breaks the concentration of the illustrates the generic nature of non-technical skills and
2011 Blackwell Publishing Ltd, Histopathology, 59, 359–367.
Histopathology non-technical skills 365
their application in everyday work. The definitions concluding that understanding that process will pro-
relate the aspects of non-technical skills to the envi- vide insights valuable to training, studying diagnosis
ronments in which histopathologists practise and the and ‘error’, however that is defined in the context of the
scenarios give examples of how good practice employs variability of the interpretative opinion captured in a
these skills to advantage. In safety-conscious cultures histopathology report. Psychologists study expert deci-
such as health care, much time is spent ensuring that sion-makers in their natural environment, e.g. the
processes are ‘fit for purpose’, constructing governance operating theatre, to dissect their cognitive processes in
structures to police them and worrying about outcomes order to understand the basis of their expertise. This
of inspections. Large sums are devoted to training staff has been labelled ‘naturalistic decision making’.63
in pathology departments as well as wards and clinics Affect is also likely to influence the decision-making
across a range of skill areas, and many of these attempt processes that apply in the diagnostic histopathology
to develop an awareness of issues that staff will rarely setting. Observations would suggest that both inciden-
encounter. However, all pathologists use aspects of the tal affect (emotions the decision-maker brings to a
non-technical skills repertoire every day. This is true of situation along with him or her – their own ‘baggage’)
most health-care workers and is certainly so for all but and integral affect (the emotional response the person
the most isolated practitioner. Given the evidence from has to the decision-making process on the given
anaesthesia27,28,31 and surgery,35,36,48 the relevance task) both influence the decision-making process in
of non-technical skills to medical mishap is clear. In experts.64
histopathology, there is considerable interest in dis- The UK Royal College of Pathologists, in common
crepancy rates of interobserver variation (the science of with other UK medical Royal Colleges, has recently
kappa statistics in reporting, for instance) and ‘accept- revised its speciality training programme.65 This has
able’ rates of mistakes.1–4 The work in this area incorporated generic aspects of training for leadership
concentrates on the diagnostic skill development (or and maintains the relevance of communication skills
implies its lack) in reporting histopathologists, but little to clinical function. Pathology curricula about lead-
attention is paid to the human factors that underlie ership are more about managerial or organizational
most adverse incidents. function66 rather than developing leadership skills.
Human error plays a role in a proportion of The non-technical skills needed by histopathologists
occasions when histopathology reports are incorrect. remain embedded in the curriculum as they do in
Failures in the domains of the non-technical skills practice, but are not highlighted as areas that might
certainly become evident when services or departments be developed. Anaesthesia28,32,33 and surgery67 have
encounter performance difficulties. These situations grasped the value of defining elements of non-techni-
are complex and pose ‘wicked’ problems57 which cal skills that are specifically relevant to sensitive
expose issues for management that demand leadership areas of speciality practice and devising programmes
that is equipped to deal with such situations.45,58 to help develop the necessary skills in the relevant
Histopathology is, to a large extent, problem-solving in doctors. There is emphasis in simulations of high-risk
nature and categorizing, defining and ascribing disease procedures such as challenging intra-operative situa-
processes in fields where most would agree with the tions on the non-technical aspects of practice to help
solution reached. This can be termed consensus, but people work together to improve patient safety and
Rittell and Webber57 have defined such problems as outcomes.
‘tame’. Dealing with problems that are complex and The evidence and literature presented here set
have no immediate solution (‘wicked’ problems57) is a questions for histopathologists regarding how the
challenge, as there is no easy fix that resolves them. All non-technical aspects of diagnostic work are dealt
histopathologists come across clinical diagnostic cases with, how well the human components of working
in this category, and they interest and stretch the environments are handled, how well colleagues work
diagnostician with challenge and sometimes defeat. together and how much better these might be
More commonly, this category of difficulty is encoun- addressed if we really knew what we were doing. This
tered when facing organizational or financial chal- is the challenge we pose.
lenge. What do we do to equip trainees to handle these
situations?
Acknowledgements
Apart from Foucar’s analysis,59 little literature exists
describing histopathological decision-making. Con- The authors are grateful to Dr Mary McKean for her
versely, the perceptual processing that contributes to helpful comments and for colleagues who encouraged
the decision-making process has been studied,60–62 this work.
2011 Blackwell Publishing Ltd, Histopathology, 59, 359–367.
366 P W Johnston et al.
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