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Question-1: Often it is asked to differentiate between single carrier and multiple carrier systems(i.e.
OFDM, OFDMA)? 📍
Answer: SC (single carrier) system carry less information while multi carrier occupy multiple bits
simultaneously. Hence data rate is higher for multicarrier compare to single carrier system.
Question 8: What is the difference between LTE FDD and LTE TDD? 📍
Answer:The difference lies in the LTE frame structure in both the FDD and TDD versions of the LTE.
In FDD there will be pair of frequencies assigned in the downlink and uplink directions and hence
transmissions from multiple subscribes can happen at the same time but on different frequencies as
mentioned.
In TDD, one single frequency will be used at different time instants by multiple subscriber terminals
(UEs).
Both frame versions of LTE will have 1 ms sub-frame duration and 0.5 ms slot duration.
What is LTE?
LTEi (Long Term Evolution) is initiated by 3GPP to improve the mobile phone standard to cope with
future technology evolutions and needs.
Brief History of LTE Advanced: The ITU has introduced the term IMT Advanced to identify mobile
systems whose capabilities go beyond those of IMT 2000. The IMT Advanced systems shall provide
best-in-class performance attributes such as peak and sustained data rates and corresponding
spectral efficiencies, capacity, latency, overall network complexity and quality-of-service
management. The new capabilities of these IMT-Advanced systems are envisaged to handle a wide
range of supported data rates with target peak data rates of up to approximately 100 Mbit/s for high
mobility and up to approximately 1 Gbit/s for low mobility.
What is EUTRAN?
The E-UTRAN (Evolved UTRAN) consists of eNBs, providing the E-UTRA user plane
(PDCP/RLC/MAC/PHY) and control plane (RRC) protocol terminations towards the UE. The eNBs are
interconnected with each other by means of the X2 interface. The eNBs are also connected by
means of the S1 interface to the EPC (Evolved Packet Core), more specifically to the MME (Mobility
Management Entity) by means of the S1-MME and to the Serving Gateway (S-GW) by means of the
S1-U.
S1-MME :- Reference point for the control plane protocol between E-UTRAN and MME.
S1-U:- Reference point between E-UTRAN and Serving GW for the per bearer user plane
tunnelling and inter eNodeB path switching during handover.
S3:- It enables user and bearer information exchange for inter 3GPP access network
mobility in idle and/or active state.
S4:- It provides related control and mobility support between GPRS Core and the 3GPP
Anchor function of Serving GW. In addition, if Direct Tunnel is not established, it provides
the user plane tunnelling.
S5:- It provides user plane tunnelling and tunnel management between Serving GW and
PDN GW. It is used for Serving GW relocation due to UE mobility and if the Serving GW
needs to connect to a non-collocated PDN GW for the required PDN connectivity.
S6a:- It enables transfer of subscription and authentication data for
authenticating/authorizing user access to the evolved system (AAA interface) between MME
and HSS.
Gx:- It provides transfer of (QoS) policy and charging rules from PCRF to Policy and
Charging Enforcement Function (PCEF) in the PDN GW.
S8:- Inter-PLMN reference point providing user and control plane between the Serving
GW in the VPLMN and the PDN GW in the HPLMN. S8 is the inter PLMN variant of S5.
S9:- It provides transfer of (QoS) policy and charging control information between the
Home PCRF and the Visited PCRF in order to support local breakout function.
S10:- Reference point between MMEs for MME relocation and MME to MME information
transfer.
S11:- Reference point between MME and Serving GW.
S12:- Reference point between UTRAN and Serving GW for user plane tunnelling when
Direct Tunnel is established. It is based on the Iu-u/Gn-u reference point using the GTP-U
protocol as defined between SGSN and UTRAN or respectively between SGSN and GGSN.
Usage of S12 is an operator configuration option.
S13:- It enables UE identity check procedure between MME and EIR.
SGi:- It is the reference point between the PDN GW and the packet data network. Packet
data network may be an operator external public or private packet data network or an intra
operator packet data network, e.g. for provision of IMS services. This reference point
corresponds to Gi for 3GPP accesses.
Rx:- The Rx reference point resides between the AF and the PCRF in the TS 23.203.
SBc:- Reference point between CBC and MME for warning message delivery and control
functions.
Serving Gateway
The SGW routes and forwards user data packets, while also acting as the mobility anchor for the
user plane during inter-eNB handovers and as the anchor for mobility between LTE and other 3GPP
technologies (terminating S4 interface and relaying the traffic between 2G/3G systems and PDN
GW).
Packet Data Network Gateway
The PDN GW provides connectivity to the UE to external packet data networks by being the point of
exit and entry of traffic for the UE. A UE may have simultaneous connectivity with more than one
PDN GW for accessing multiple PDNs. The PDN GW performs policy enforcement, packet filtering for
each user, charging support, lawful Interception
and packet screening.
What is VoLGA?
VoLGA stands for "Voice over LTE via Generic Access". The VoLGA service resembles the 3GPP
Generic Access Network (GAN). GAN provides a controller node - the GAN controller (GANC) -
inserted between the IP access network (i.e., the EPS) and the 3GPP core network.
The GAN provides an overlay access between the terminal and the CS core without requiring specific
enhancements or support in the network it traverses. This provides a terminal with a 'virtual'
connection to the core network already deployed by an operator. The terminal and network thus
reuse most of the existing mechanisms, deployment and operational aspects.
In LTE architecture, the circuit switched (CS) fallback in EPS enables the provisioning of voice and
traditional CS-domain services (e.g. CS UDI video/ SMS/ LCS/ USSD). To provide these services LTE
reuses CS infrastructure when the UE is served by E UTRAN.
IMS defines a architecture of logical elements using SIP for call signaling between network elements
and Provides a layered approach with defined service, control, and transport planes. Some of IMS
high level requirements are noted below:
The application plane provides an infrastructure for the provision and management of services,
subscriber configuration and identity management and defines standard interfaces to common
functionality.
The IMS control plane handles the call related signaling and controls transport plane. Major element
of control plane is the Call Session Control Function (CSCF) , which comprises Proxy-CSCF (P-CSCF),
Interrogating-CSCF (I-CSCF) and Serving-CSCF (S-CSCF). The CSCF (Call/Session Control Function) is
essentially a SIP server.
The IMS transport plane provides a core IP network with access from subscriber device over wireless
or wireline networks.
LTE Evolved Packet Core (EPC) EPC includes a PCC architecture that provides support for fine-grained
QoS and enables application servers to dynamically control the QoS and charging requirements of
the services they deliver. It also provides improved support for roaming. Dynamic control over QoS
and charging will help operators monetize their LTE investment by providing customers with a
variety of QoS and charging options when choosing a service.
PCRF (policy and charging rules function) provides policy control and flow based charging
control decisions.
PCEF (policy and charging enforcement function) implemented in the serving gateway,
this enforces gating and QoS for individual IP flows on the behalf of
the PCRF. It also provides usage measurement to support charging
OCS (online charging system) provides credit management and grants credit to the PCEF
based on time, traffic volume or chargeable events.
OFCS (off-line charging system) receives events from the PCEF and generates charging
data records (CDRs) for the billing system.
This would minimize the life cycle cost of running a network by eliminating manual configuration of
equipment at the time of deployment, right through to dynamically optimizing radio network
performance during operation. Ultimately it will reduce the unit cost and retail price of wireless data
services.
The timing advance is initiated from E-UTRAN with MAC message that implies and adjustment of the
timing advance.
To meet LTE-Advanced requirements, support of wider transmission bandwidths is required than the
20 MHz bandwidth specified in 3GPP Release 8/9. The preferred solution to this is carrier
aggregation.
For efficient heterogeneous network planning, 3GPP LTE-Advanced has introduced concept of Relay
Nodes (RNs). The Relay Nodes are low power eNodeBs that provide enhanced coverage and capacity
at cell edges. One of the main benefits of relaying is to provide extended LTE coverage in targeted
areas at low cost.
The Relay Node is connected to the Donor eNB (DeNB) via radio interface, Un, a modified version of
E-UTRAN air interface Uu. Donor eNB also srves its own UE as usual, in addition to sharing its radio
resources for Relay Nodes.
LTE Basic Parameters
Parameters Description
3
5
10
15
20
Transmission Bandwidth
Configuration NRB : (1 resource 6
block = 180kHz in 1ms TTI )
15
25
50
75
100
Modulation Schemes
UL: QPSK, 16QAM, 64QAM(optional)
Multi-Antenna Technology
UL: Multi-user collaborative MIMO
MIMO UL: 1 x 2, 1 x 4
The evolved packet core communicates with packet data networks in the outside world such as
the internet, private corporate networks or the IP multimedia subsystem. The interfaces between
the different parts of the system are denoted Uu, S1 and SGi as shown below:
The User Equipment (UE)
The internal architecture of the user equipment for LTE is identical to the one used by UMTS and
GSM which is actually a Mobile Equipment (ME). The mobile equipment comprised of the following
important modules:
Universal Integrated Circuit Card (UICC) : This is also known as the SIM card for LTE
(USIM).
A USIM stores user-specific data very similar to 3G SIM card. This keeps information about the
user's phone number, home network identity and security keys etc.
The E-UTRAN (The access network)(Base Stations)
The architecture of evolved UMTS Terrestrial Radio Access Network (E-UTRAN) has been illustrated
below.
The E-UTRAN handles the radio communications between the mobile and the evolved packet core
and just has one component, the evolved base stations, called eNodeB or eNB. Each eNB is a
base station that controls the mobiles in one or more cells. The base station that is
LTE Mobile communicates with just one base station and one cell at a time and there are
The eBN sends and receives radio transmissions to all the mobiles using the analogue and
The eNB controls the low-level operation of all its mobiles, by sending them signalling
messages such as handover commands.
Each eBN connects with the EPC by means of the S1 interface and it can also be connected to
nearby base stations by the X2 interface, which is mainly used for signalling and packet
A home eNB (HeNB) is a base station that has been purchased by a user to provide femtocell
coverage within the home. A home eNB belongs to a closed subscriber group (CSG) and can only
be accessed by mobiles with a USIM that also belongs to the closed subscriber group.
The Evolved Packet Core (EPC) (The core network)
In Evolved Packet Core (EPC) there are few more components which have not been shown in the
diagram to keep it simple. These components are like the Earthquake and Tsunami Warning System
(ETWS), the Equipment Identity Register (EIR) and Policy Control and Charging Rules Function (PCRF).
Below is a brief description of each of the components shown in the above architecture:
The Home Subscriber Server (HSS) is a central database that contains information about
all subscribers.
The Packet Data Network (PDN) Gateway (P-GW) communicates with the outside world ie.
packet data networks PDN, using SGi interface. Each packet data network is identified by
an access point name (APN). The PDN gateway has the same role as the GPRS support
node (GGSN) and the serving GPRS support node (SGSN) with UMTS and GSM.
The serving gateway (S-GW) acts as a router, and forwards data between the base
The mobility management entity (MME) controls the high-level operation of the mobile by
The Policy Control and Charging Rules Function (PCRF) is a component which is not shown
in the above diagram but it is responsible for policy control decision-making, as well as
for controlling the flow-based charging functionalities in the Policy Control Enforcement
The interface between the serving and PDN gateways is known as S5/S8. This has two slightly
different implementations, namely S5 if the two devices are in the same network, and S8 if they are
in different networks.
Functional split between the E-UTRAN and the EPC
Following diagram shows the functional split between the E-UTRAN and the EPC for an LTE
network:
Following table compares various important Network Elements & Signalling protocols used in
2G/3G LTE
SGSN/PDSN-FA S-GW
GGSN/PDSN-HA PDN-GW
HLR/AAA HSS
VLR MME
SS7-MAP/ANSI-41/RADIUS Diameter
MIP PMIP
and when a subscribed user uses his operator's PLMN then it is said Home-PLMN but roaming
allows users to move outside their home network and using the resources from other operator's
A roaming user is connected to the E-UTRAN, MME and S-GW of the visited LTE network.
However, LTE/SAE allows the P-GW of either the visited or the home network to be used, as
shown in below:
The home network's P-GW allows the user to access the home operator's services even while in a
visited network. A P-GW in the visited network allows a "local breakout" to the Internet in the
visited network.
The interface between the serving and PDN gateways is known as S5/S8. This has two slightly
different implementations, namely S5 if the two devices are in the same network, and S8 if they
are in different networks. For mobiles that are not roaming, the serving and PDN gateways can be
integrated into a single device, so that the S5/S8 interface vanishes altogether.
supported in LTE; therefore, prepaid customer information must be routed back to the
home network as opposed to being handled by the local visited network. As a result,
operators must rely on new accounting flows to access prepaid customer data, such as
through their P-Gateways in both IMS and non-IMS environments or via their CSCF in an
IMS environment.
Post paid Charging – Post paid data-usage charging works the same in LTE as it does in
3G. With local breakout of IMS services, TAP 3.12 is required.
Operators do not have the same amount of visibility into subscriber activities as they do in home-
routing scenarios in case of local breakout scenarios because subscriber-data sessions are kept
within the visited network; therefore, in order for the home operator to capture real-time
information on both pre- and post paid customers, it must establish a Diameter interface between
In case of local breakout of ims services scenario, the visited network creates call detail records
(CDRs) from the S-Gateway(s), however, these CDRs do not contain all of the information
required to create a TAP 3.12 mobile session or messaging event record for the service usage. As
a result, operators must correlate the core data network CDRs with the IMS CDRs to create TAP
records.
An LTE network area is divided into three different types of geographical areas explained below:
1
The MME pool areas
This is an area through which the mobile can move without a change of serving MME.
Every MME pool area is controlled by one or more MMEs on the network.
2
The S-GW service areas
This is an area served by one or more serving gateways S-GW, through which the
3
The Tracking areas
The MME pool areas and the S-GW service areas are both made from smaller, non-
overlapping units known as tracking areas (TAs). They are similar to the location and
routing areas from UMTS and GSM and will be used to track the locations of mobiles
The network itself will be identified using Public Land Mobile Network Identity (PLMN-ID) which
will have a three digit mobile country code (MCC) and a two or three digit mobile network code
(MNC). For example, the Mobile Country Code for the UK is 234, while Vodafone's UK network
Each MME has three main identities. An MME code (MMEC) uniquely identifies the MME within all
the pool areas. A group of MMEs is assigned an MME Group Identity (MMEGI) which works along
with MMEC to make MME identifier (MMEI). A MMEI uniquely identifies the MME within a particular
network.
If we combile PLMN-ID with the MMEI then we arrive at a Globally Unique MME Identifier
Each tracking area has two main identities. The tracking area code (TAC) identifies a tracking
area within a particular network and if we combining this with the PLMN-ID then we arrive at a
Each cell in the network has three types of identity. The E-UTRAN cell identity (ECI) identifies a
cell within a particular network, while the E-UTRAN cell global identifier (ECGI) identifies a cell
The physical cell identity, which is a number from 0 to 503 and it distinguishes a cell from its
immediate neighbours.
and the International Mobile Subscriber Identity (IMSI) is a unique identity for the UICC and the
USIM.
The M temporary mobile subscriber identity (M-TMSI) identifies a mobile to its serving MME.
Adding the MME code in M-TMSI results in a S temporary mobile subscriber identity (S-TMSI),
Finally adding the MME group identity and the PLMN identity with S-TMSI results in the Globally
Unique Temporary Identity (GUTI).
The radio protocol architecture for LTE can be separated into control plane architecture
TCP, UDP and IP, while in the control plane, the radio resource control (RRC) protocol writes the
signalling messages that are exchanged between the base station and the mobile. In both cases,
the information is processed by the packet data convergence protocol (PDCP), the radio link
control (RLC) protocol and the medium access control (MAC) protocol, before being passed to the
User Plane
The user plane protocol stack between the e-Node B and UE consists of the following sub-layers:
On the user plane, packets in the core network (EPC) are encapsulated in a specific EPC protocol
and tunneled between the P-GW and the eNodeB. Different tunneling protocols are used
depending on the interface. GPRS Tunneling Protocol (GTP) is used on the S1 interface between
the eNodeB and S-GW and on the S5/S8 interface between the S-GW and P-GW.
Packets received by a layer are called Service Data Unit (SDU) while the packet output of a layer
is referred to by Protocol Data Unit (PDU) and IP packets at user plane flow from top to bottom
layers.
Control Plane
The control plane includes additionally the Radio Resource Control layer (RRC) which is
The Control Plane handles radio-specific functionality which depends on the state of the user
Mode Description
Connected The UE supplies the E-UTRAN with downlink channel quality and
neighbour cell information to enable the E-UTRAN to select the most
suitable cell for the UE. In this case, control plane protocol includes
the Radio Link Control (RRC) protocol.
The protocol stack for the control plane between the UE and MME is shown below. The grey
region of the stack indicates the access stratum (AS) protocols. The lower layers perform the
same functions as for the user plane with the exception that there is no header compression
Physical Layer carries all information from the MAC transport channels over the air interface.
Takes care of the link adaptation (AMC), power control, cell search (for initial synchronization and
handover purposes) and other measurements (inside the LTE system and between systems) for
the RRC layer.
Medium Access Layer (MAC)
MAC layer is responsible for Mapping between logical channels and transport channels,
Multiplexing of MAC SDUs from one or different logical channels onto transport blocks (TB) to be
delivered to the physical layer on transport channels, de multiplexing of MAC SDUs from one or
different logical channels from transport blocks (TB) delivered from the physical layer on
transport channels, Scheduling information reporting, Error correction through HARQ, Priority
handling between UEs by means of dynamic scheduling, Priority handling between logical
RLC operates in 3 modes of operation: Transparent Mode (TM), Unacknowledged Mode (UM), and
RLC Layer is responsible for transfer of upper layer PDUs, error correction through ARQ (Only for
AM data transfer), Concatenation, segmentation and reassembly of RLC SDUs (Only for UM and
AM data transfer).
RLC is also responsible for re-segmentation of RLC data PDUs (Only for AM data transfer),
reordering of RLC data PDUs (Only for UM and AM data transfer), duplicate detection (Only for UM
and AM data transfer), RLC SDU discard (Only for UM and AM data transfer), RLC re-
The main services and functions of the RRC sublayer include broadcast of System Information
related to the non-access stratum (NAS), broadcast of System Information related to the access
stratum (AS), Paging, establishment, maintenance and release of an RRC connection between the
PDCP Layer is responsible for Header compression and decompression of IP data, Transfer of data
(user plane or control plane), Maintenance of PDCP Sequence Numbers (SNs), In-sequence
delivery of upper layer PDUs at re-establishment of lower layers, Duplicate elimination of lower
layer SDUs at re-establishment of lower layers for radio bearers mapped on RLC AM, Ciphering
and deciphering of user plane data and control plane data, Integrity protection and integrity
verification of control plane data, Timer based discard, duplicate discarding, PDCP is used for
SRBs and DRBs mapped on DCCH and DTCH type of logical channels.
Non Access Stratum (NAS) Protocols
The non-access stratum (NAS) protocols form the highest stratum of the control plane between
NAS protocols support the mobility of the UE and the session management procedures to
Below is a logical digram of E-UTRAN Protocol layers with a depiction of data flow through various
layers:
Packets received by a layer are called Service Data Unit (SDU) while the packet output of a layer
is referred to by Protocol Data Unit (PDU). Let's see the flow of data from top to bottom:
IP Layer submits PDCP SDUs (IP Packets) to the PDCP layer. PDCP layer does header
compression and adds PDCP header to these PDCP SDUs. PDCP Layer submits PDCP PDUs
PDCP Header Compression : PDCP removes IP header (Minimum 20 bytes) from PDU,
and adds Token of 1-4 bytes. Which provides a tremendous savings in the amount of
header that would otherwise have to go over the air.
RLC layer does segmentation of these SDUS to make the RLC PDUs. RLC adds header
based on RLC mode of operation. RLC submits these RLC PDUs (MAC SDUs) to the MAC
layer.
RLC Segmentation : If an RLC SDU is large, or the available radio data rate is low
(resulting in small transport blocks), the RLC SDU may be split among several RLC PDUs.
If the RLC SDU is small, or the available radio data rate is high, several RLC SDUs may be
MAC layer adds header and does padding to fit this MAC SDU in TTI. MAC layer submits
The information flows between the different protocols are known as channels and
signals. LTE uses several different types of logical, transport and physical channel,
which are distinguished by the kind of information they carry and by the way in which
the information is processed.
Logical Channels : Define what type of information is transmitted over the air, e.g.
traffic channels, control channels, system broadcast, etc. Data and signalling messages
are carried on logical channels between the RLC and MAC protocols.
Transport Channels : Define howis something transmitted over the air, e.g. what are
encoding, interleaving options used to transmit data. Data and signalling messages are
carried on transport channels between the MAC and the physical layer.
Physical Channels : Define whereis something transmitted over the air, e.g. first N
symbols in the DL frame. Data and signalling messages are carried on physical channels
Logical channels define what type of data is transferred. These channels define the
data-transfer services offered by the MAC layer. Data and signalling messages are
carried on logical channels between the RLC and MAC protocols.
Logical channels can be divided into control channels and traffic channels. Control
Channel can be either common channel or dedicated channel. A common channel
means common to all users in a cell (Point to multipoint) while dedicated channels
means channels can be used only by one user (Point to Point).
Logical channels are distinguished by the information they carry and can be classified in
two ways. Firstly, logical traffic channels carry data in the user plane, while logical
control channels carry signalling messages in the control plane. Following table lists the
logical channels that are used by LTE:
Transport Channels
Transport channels define how and with what type of characteristics the data is
transferred by the physical layer. Data and signalling messages are carried on transport
channels between the MAC and the physical layer.
Transport Channels are distinguished by the ways in which the transport channel
processor manipulates them. Following table lists the transport channels that are used
by LTE:
Physical Channels
Data and signalling messages are carried on physical channels between the different
levels of the physical layer and accordingly they are divided into two parts:
Physical data channels are distinguished by the ways in which the physical channel processor
manipulates them, and by the ways in which they are mapped onto the symbols and sub-carriers
used by Orthogonal frequency-division multiplexing (OFDMA). Following table lists the physical
The transport channel processor composes several types of control information, to support the
low-level operation of the physical layer. These are listed in the below table:
The transport channel processor also creates control information that supports the low-level
operation of the physical layer and sends this information to the physical channel processor in the
The information travels as far as the transport channel processor in the receiver, but is
completely invisible to higher layers. Similarly, the physical channel processor creates physical
The base station also transmits two other physical signals, which help the mobile acquire the base
station after it first switches on. These are known as the primary synchronization signal (PSS)
To overcome the effect of multi path fading problem available in UMTS, LTE uses Orthogonal
Frequency Division Multiplexing (OFDM) for the downlink - that is, from the base station to the
terminal to transmit the data over many narrow band careers of 180 KHz each instead of
spreading one signal over the complete 5MHz career bandwidth ie. OFDM uses a large number of
OFDM meets the LTE requirement for spectrum flexibility and enables cost-efficient solutions for
very wide carriers with high peak rates. The basic LTE downlink physical resource can be seen as
a time-frequency grid, as illustrated in Figure below:
The OFDM symbols are grouped into resource blocks. The resource blocks have a total size of
180kHz in the frequency domain and 0.5ms in the time domain. Each 1ms Transmission Time
resource blocks a user gets, and the higher the modulation used in the resource elements, the
higher the bit-rate. Which resource blocks and how many the user gets at a given point in time
The scheduling mechanisms in LTE are similar to those used in HSPA, and enable optimal
Advantages of OFDM
The primary advantage of OFDM over single-carrier schemes is its ability to cope with
severe channel conditions (for example, attenuation of high frequencies in a long copper
Channel equalization is simplified because OFDM may be viewed as using many slowly-
The low symbol rate makes the use of a guard interval between symbols affordable,
This mechanism also facilitates the design of single frequency networks (SFNs), where
several adjacent transmitters send the same signal simultaneously at the same
carrier system.
Drawbacks of OFDM
SC-FDMA Technology
LTE uses a pre-coded version of OFDM called Single Carrier Frequency Division Multiple Access
(SC-FDMA) in the uplink. This is to compensate for a drawback with normal OFDM, which has a
High PAPR requires expensive and inefficient power amplifiers with high requirements on linearity,
which increases the cost of the terminal and drains the battery faster.
SC-FDMA solves this problem by grouping together the resource blocks in such a way that
reduces the need for linearity, and so power consumption, in the power amplifier. A low PAPR also
LTE is the successor technology not only of UMTS but also of CDMA 2000.
LTE is important because it will bring up to 50 times performance improvement and much
LTE introduced to get higher data rates, 300Mbps peak downlink and 75 Mbps peak
uplink. In a 20MHz carrier, data rates beyond 300Mbps can be achieved under very good
signal conditions.
LTE is an ideal technology to support high date rates for the services such as voice over IP
LTE uses both Time Division Duplex (TDD) and Frequency Division Duplex (FDD) mode. In
FDD uplink and downlink transmission used different frequency, while in TDD both uplink
and downlink use the same carrier and are separated in Time.
LTE supports flexible carrier bandwidths, from 1.4 MHz up to 20 MHz as well as both FDD
and TDD. LTE designed with a scalable carrier bandwidth from 1.4 MHz up to 20 MHz
which bandwidth is used depends on the frequency band and the amount of spectrum
All LTE devices have to support (MIMO) Multiple Input Multiple Output transmissions,
which allow the base station to transmit several data streams over the same carrier
simultaneously.
All interfaces between network nodes in LTE are now IP based, including the backhaul
connection to the radio base stations. This is great simplification compared to earlier
technologies that were initially based on E1/T1, ATM and frame relay links, with most of
Quality of Service (QoS) mechanism have been standardized on all interfaces to ensure
that the requirement of voice calls for a constant delay and bandwidth, can still be met
Works with GSM/EDGE/UMTS systems utilizing existing 2G and 3G spectrum and new
Low latency: Time required to connect to the network is in range of a few hundred
milliseconds and power saving states can now be entered and exited very quickly.
FDD and TDD in the same platform: Frequency Division Duplex (FDD) and Time
other air interface and mobility management procedures have further improved the user
Seamless Connection: LTE will also support seamless connection to existing networks
Plug and play: The user does not have to manually install drivers for the device. Instead
system automatically recognizes the device, loads new drivers for the hardware if needed,
LTE - QoS
LTE architecture supports hard QoS, with end-to-end quality of service and guaranteed bit rate
(GBR) for radio bearers. Just as Ethernet and the internet have different types of QoS, for
example, various levels of QoS can be applied to LTE traffic for different applications. Because the
Evolved Packet System (EPS) bearers provide one-to-one correspondence with RLC radio bearers
and provide support for Traffic Flow Templates (TFT). There are four types of EPS bearers:
Frequency range UMTS FDD bands and TDD bands defined in 36.101(v860) Table 5.5.1,
given below
Channel Bandwidth
1.4
(MHz)
3
5
10
15
20
Transmission
6
Bandwidth
Configuration NRB : 15
(1 resource block =
180kHz in 1ms TTI ) 25
50
75
100
Modulation Schemes
UL: QPSK, 16QAM, 64QAM(optional)
Multiple Access
UL: SC-FDMA (Single Carrier Frequency Division Multiple Access)
Schemes
supports 50Mbps+ (20MHz spectrum)
Multi-Antenna
UL: Multi-user collaborative MIMO
Technology
MIMO UL: 1 x 2, 1 x 4
(Multiple Input
Following is the table for E-UTRA operating bands taken from LTE Sepecification 36.101(v860)
Table 5.5.1:
LTE Network Architecture
The high-level network architecture of LTE is comprised of following three main components:
The evolved packet core communicates with packet data networks in the outside world such as
the internet, private corporate networks or the IP multimedia subsystem. The interfaces between
the different parts of the system are denoted Uu, S1 and SGi as shown below:
The User Equipment (UE)
The internal architecture of the user equipment for LTE is identical to the one used by UMTS and
GSM which is actually a Mobile Equipment (ME). The mobile equipment comprised of the following
important modules:
Universal Integrated Circuit Card (UICC) : This is also known as the SIM card for LTE
(USIM).
A USIM stores user-specific data very similar to 3G SIM card. This keeps information about the
user's phone number, home network identity and security keys etc.
illustrated below.
The E-UTRAN handles the radio communications between the mobile and the evolved packet core
and just has one component, the evolved base stations, called eNodeB or eNB. Each eNB is a
base station that controls the mobiles in one or more cells. The base station that is
LTE Mobile communicates with just one base station and one cell at a time and there are
The eNB sends and receives radio transmissions to all the mobiles using the analogue and
The eNB controls the low-level operation of all its mobiles, by sending them signalling
Each eBN connects with the EPC by means of the S1 interface and it can also be connected to
nearby base stations by the X2 interface, which is mainly used for signalling and packet
A home eNB (HeNB) is a base station that has been purchased by a user to provide femtocell
coverage within the home. A home eNB belongs to a closed subscriber group (CSG) and can only
be accessed by mobiles with a USIM that also belongs to the closed subscriber group.
Below is a brief description of each of the components shown in the above architecture:
The Home Subscriber Server (HSS) component has been carried forward from UMTS and
GSM and is a central database that contains information about all the network operator's
subscribers.
The Packet Data Network (PDN) Gateway (P-GW) communicates with the outside world ie.
packet data networks PDN, using SGi interface. Each packet data network is identified by
an access point name (APN). The PDN gateway has the same role as the GPRS support
node (GGSN) and the serving GPRS support node (SGSN) with UMTS and GSM.
The serving gateway (S-GW) acts as a router, and forwards data between the base station
The mobility management entity (MME) controls the high-level operation of the mobile by
The Policy Control and Charging Rules Function (PCRF) is a component which is not shown
in the above diagram but it is responsible for policy control decision-making, as well as
for controlling the flow-based charging functionalities in the Policy Control Enforcement
different implementations, namely S5 if the two devices are in the same network, and S8 if they
Following diagram shows the functional split between the E-UTRAN and the EPC for an LTE
network:
Following table compares various important Network Elements & Signaling protocols used in
2G/3G LTE
SGSN/PDSN-FA S-GW
GGSN/PDSN-HA PDN-GW
HLR/AAA HSS
VLR MME
SS7-MAP/ANSI-41/RADIUS Diameter
MIP PMIP
A network run by one operator in one country is known as a Public Land Mobile Network (PLMN)
and when a subscribed user uses his operator's PLMN then it is said Home-PLMN but roaming
allows users to move outside their home network and using the resources from other operator's
A roaming user is connected to the E-UTRAN, MME and S-GW of the visited LTE network.
However, LTE/SAE allows the P-GW of either the visited or the home network to be used, as
shown in below:
The home network's P-GW allows the user to access the home operator's services even while in a
visited network. A P-GW in the visited network allows a "local breakout" to the Internet in the
visited network.
The interface between the serving and PDN gateways is known as S5/S8. This has two slightly
different implementations, namely S5 if the two devices are in the same network, and S8 if they
are in different networks. For mobiles that are not roaming, the serving and PDN gateways can be
integrated into a single device, so that the S5/S8 interface vanishes altogether.
The complexities of the new charging mechanisms required to support 4G roaming are much
more abundant than in a 3G environment. Few words about both pre-paid and post-paid charging
Prepaid Charging - The CAMEL standard, which enables prepaid services in 3G, is not
supported in LTE; therefore, prepaid customer information must be routed back to the
home network as opposed to being handled by the local visited network. As a result,
operators must rely on new accounting flows to access prepaid customer data, such as
through their P-Gateways in both IMS and non-IMS environments or via their CSCF in an
IMS environment.
Postpaid Charging - Postpaid data-usage charging works the same in LTE as it does in
3G, using versions TAP 3.11 or 3.12. With local breakout of IMS services, TAP 3.12 is
required.
Operators do not have the same amount of visibility into subscriber activities as they do in home-
routing scenarios in case of local breakout scenarios because subscriber-data sessions are kept
within the visited network; therefore, in order for the home operator to capture real-time
information on both pre- and postpaid customers, it must establish a Diameter interface between
In case of local breakout of ims services scenario, the visited network creates call detail records
(CDRs) from the S-Gateway(s), however, these CDRs do not contain all of the information
required to create a TAP 3.12 mobile session or messaging event record for the service usage. As
a result, operators must correlate the core data network CDRs with the IMS CDRs to create TAP
records.
LTE Numbering & Addressing
An LTE network area is divided into three different types of geographical areas explained below:
1
The MME pool areas
This is an area through which the mobile can move without a change of serving MME.
Every MME pool area is controlled by one or more MMEs on the network.
2
The S-GW service areas
This is an area served by one or more serving gateways S-GW, through which the
3
The Tracking areas
The MME pool areas and the S-GW service areas are both made from smaller, non-
overlapping units known as tracking areas (TAs). They are similar to the location and
routing areas from UMTS and GSM and will be used to track the locations of mobiles
Thus an LTE network will comprise of many MME pool areas, many S-GW service areas and lots of
tracking areas.
will have a three digit mobile country code (MCC) and a two or three digit mobile network code
(MNC). For example, the Mobile Country Code for the UK is 234, while Vodafone's UK network
the pool areas. A group of MMEs is assigned an MME Group Identity (MMEGI) which works along
with MMEC to make MME identifier (MMEI). A MMEI uniquely identifies the MME within a particular
network.
If we combile PLMN-ID with the MMEI then we arrive at a Globally Unique MME Identifier
Each tracking area has two main identities. The tracking area code (TAC) identifies a tracking
area within a particular network and if we combining this with the PLMN-ID then we arrive at a
Each cell in the network has three types of identity. The E-UTRAN cell identity (ECI) identifies a
cell within a particular network, while the E-UTRAN cell global identifier (ECGI) identifies a cell
The physical cell identity, which is a number from 0 to 503 and it distinguishes a cell from its
immediate neighbours.
and the International Mobile Subscriber Identity (IMSI) is a unique identity for the UICC and the
USIM.
The M temporary mobile subscriber identity (M-TMSI) identifies a mobile to its serving MME.
Adding the MME code in M-TMSI results in a S temporary mobile subscriber identity (S-TMSI),
which identifies the mobile within an MME pool area.
Finally adding the MME group identity and the PLMN identity with S-TMSI results in the Globally
The radio protocol architecture for LTE can be separated into control plane architecture
At user plane side, the application creates data packets that are processed by protocols such as
TCP, UDP and IP, while in the control plane, the radio resource control (RRC) protocol writes the
signalling messages that are exchanged between the base station and the mobile. In both cases,
the information is processed by the packet data convergence protocol (PDCP), the radio link
control (RLC) protocol and the medium access control (MAC) protocol, before being passed to the
The user plane protocol stack between the e-Node B and UE consists of the following sub-layers:
On the user plane, packets in the core network (EPC) are encapsulated in a specific EPC protocol
and tunneled between the P-GW and the eNodeB. Different tunneling protocols are used
depending on the interface. GPRS Tunneling Protocol (GTP) is used on the S1 interface between
the eNodeB and S-GW and on the S5/S8 interface between the S-GW and P-GW.
Packets received by a layer are called Service Data Unit (SDU) while the packet output of a layer
is referred to by Protocol Data Unit (PDU) and IP packets at user plane flow from top to bottom
layers.
Control Plane
The control plane includes additionally the Radio Resource Control layer (RRC) which is
The Control Plane handles radio-specific functionality which depends on the state of the user
Mode Description
Idle The user equipment camps on a cell after a cell selection or reselection process
where factors like radio link quality, cell status and radio access technology are
considered. The UE also monitors a paging channel to detect incoming calls and
acquire system information. In this mode, control plane protocols include cell
selection and reselection procedures.
Connected The UE supplies the E-UTRAN with downlink channel quality and neighbour cell
information to enable the E-UTRAN to select the most suitable cell for the UE. In
this case, control plane protocol includes the Radio Link Control (RRC) protocol.
The protocol stack for the control plane between the UE and MME is shown below. The grey
region of the stack indicates the access stratum (AS) protocols. The lower layers perform the
same functions as for the user plane with the exception that there is no header compression
Let's have a close look at all the layers available in E-UTRAN Protocol Stack which we have seen
Physical Layer carries all information from the MAC transport channels over the air interface.
Takes care of the link adaptation (AMC), power control, cell search (for initial synchronization and
handover purposes) and other measurements (inside the LTE system and between systems) for
MAC layer is responsible for Mapping between logical channels and transport channels,
Multiplexing of MAC SDUs from one or different logical channels onto transport blocks (TB) to be
delivered to the physical layer on transport channels, de multiplexing of MAC SDUs from one or
different logical channels from transport blocks (TB) delivered from the physical layer on
transport channels, Scheduling information reporting, Error correction through HARQ, Priority
handling between UEs by means of dynamic scheduling, Priority handling between logical
RLC operates in 3 modes of operation: Transparent Mode (TM), Unacknowledged Mode (UM), and
Acknowledged Mode (AM).
RLC Layer is responsible for transfer of upper layer PDUs, error correction through ARQ (Only for
AM data transfer), Concatenation, segmentation and reassembly of RLC SDUs (Only for UM and
AM data transfer).
RLC is also responsible for re-segmentation of RLC data PDUs (Only for AM data transfer),
reordering of RLC data PDUs (Only for UM and AM data transfer), duplicate detection (Only for UM
and AM data transfer), RLC SDU discard (Only for UM and AM data transfer), RLC re-
The main services and functions of the RRC sublayer include broadcast of System Information
related to the non-access stratum (NAS), broadcast of System Information related to the access
stratum (AS), Paging, establishment, maintenance and release of an RRC connection between the
PDCP Layer is responsible for Header compression and decompression of IP data, Transfer of data
(user plane or control plane), Maintenance of PDCP Sequence Numbers (SNs), In-sequence
delivery of upper layer PDUs at re-establishment of lower layers, Duplicate elimination of lower
layer SDUs at re-establishment of lower layers for radio bearers mapped on RLC AM, Ciphering
and deciphering of user plane data and control plane data, Integrity protection and integrity
verification of control plane data, Timer based discard, duplicate discarding, PDCP is used for
SRBs and DRBs mapped on DCCH and DTCH type of logical channels.
The non-access stratum (NAS) protocols form the highest stratum of the control plane between
NAS protocols support the mobility of the UE and the session management procedures to
Below is a logical digram of E-UTRAN Protocol layers with a depiction of data flow through various
layers:
Packets received by a layer are called Service Data Unit (SDU) while the packet output of a layer
is referred to by Protocol Data Unit (PDU). Let's see the flow of data from top to bottom:
IP Layer submits PDCP SDUs (IP Packets) to the PDCP layer. PDCP layer does header
compression and adds PDCP header to these PDCP SDUs. PDCP Layer submits PDCP PDUs
PDCP Header Compression : PDCP removes IP header (Minimum 20 bytes) from PDU,
and adds Token of 1-4 bytes. Which provides a tremendous savings in the amount of
based on RLC mode of operation. RLC submits these RLC PDUs (MAC SDUs) to the MAC
layer.
RLC Segmentation : If an RLC SDU is large, or the available radio data rate is low
(resulting in small transport blocks), the RLC SDU may be split among several RLC PDUs.
If the RLC SDU is small, or the available radio data rate is high, several RLC SDUs may be
MAC layer adds header and does padding to fit this MAC SDU in TTI. MAC layer submits
The information flows between the different protocols are known as channels and signals. LTE
uses several different types of logical, transport and physical channel, which are distinguished by
the kind of information they carry and by the way in which the information is processed.
Logical Channels : Define what type of information is transmitted over the air, e.g.
traffic channels, control channels, system broadcast, etc. Data and signalling messages
are carried on logical channels between the RLC and MAC protocols.
Transport Channels : Define how is something transmitted over the air, e.g. what are
encoding, interleaving options used to transmit data. Data and signalling messages are
carried on transport channels between the MAC and the physical layer.
Physical Channels : Define where is something transmitted over the air, e.g. first N
symbols in the DL frame. Data and signalling messages are carried on physical channels
Logical Channels
Logical channels define what type of data is transferred. These channels define the data-transfer
services offered by the MAC layer. Data and signalling messages are carried on logical channels
Logical channels can be divided into control channels and traffic channels. Control Channel can be
either common channel or dedicated channel. A common channel means common to all users in a
cell (Point to multipoint) while dedicated channels means channels can be used only by one user
(Point to Point).
Logical channels are distinguished by the information they carry and can be classified in two
ways. Firstly, logical traffic channels carry data in the user plane, while logical control channels
carry signalling messages in the control plane. Following table lists the logical channels that are
used by LTE:
Transport Channels
Transport channels define how and with what type of characteristics the data is transferred by the
physical layer. Data and signalling messages are carried on transport channels between the MAC
Transport Channels are distinguished by the ways in which the transport channel processor
manipulates them. Following table lists the transport channels that are used by LTE:
Physical Channels
Data and signalling messages are carried on physical channels between the different levels of the
physical layer and accordingly they are divided into two parts:
Physical data channels are distinguished by the ways in which the physical channel processor
manipulates them, and by the ways in which they are mapped onto the symbols and sub-carriers
used by Orthogonal frequency-division multiplexing (OFDMA). Following table lists the physical
The transport channel processor composes several types of control information, to support the
low-level operation of the physical layer. These are listed in the below table:
Field Name Acronym Downlink Uplink
The transport channel processor also creates control information that supports the low-level
operation of the physical layer and sends this information to the physical channel processor in the
The information travels as far as the transport channel processor in the receiver, but is
completely invisible to higher layers. Similarly, the physical channel processor creates physical
station after it first switches on. These are known as the primary synchronization signal (PSS)
To overcome the effect of multi path fading problem available in UMTS, LTE uses Orthogonal
Frequency Division Multiplexing (OFDM) for the downlink - that is, from the base station to the
terminal to transmit the data over many narrow band careers of 180 KHz each instead of
spreading one signal over the complete 5MHz career bandwidth ie. OFDM uses a large number of
OFDM meets the LTE requirement for spectrum flexibility and enables cost-efficient solutions for
very wide carriers with high peak rates. The basic LTE downlink physical resource can be seen as
The OFDM symbols are grouped into resource blocks. The resource blocks have a total size of
180kHz in the frequency domain and 0.5ms in the time domain. Each 1ms Transmission Time
Each user is allocated a number of so-called resource blocks in the time.frequency grid. The more
resource blocks a user gets, and the higher the modulation used in the resource elements, the
higher the bit-rate. Which resource blocks and how many the user gets at a given point in time
The scheduling mechanisms in LTE are similar to those used in HSPA, and enable optimal
performance for different services in different radio environments.
Advantages of OFDM
The primary advantage of OFDM over single-carrier schemes is its ability to cope with
severe channel conditions (for example, attenuation of high frequencies in a long copper
Channel equalization is simplified because OFDM may be viewed as using many slowly-
The low symbol rate makes the use of a guard interval between symbols affordable,
This mechanism also facilitates the design of single frequency networks (SFNs), where
several adjacent transmitters send the same signal simultaneously at the same
carrier system.
Drawbacks of OFDM
SC-FDMA Technology
LTE uses a pre-coded version of OFDM called Single Carrier Frequency Division Multiple Access
(SC-FDMA) in the uplink. This is to compensate for a drawback with normal OFDM, which has a
High PAPR requires expensive and inefficient power amplifiers with high requirements on linearity,
which increases the cost of the terminal and drains the battery faster.
SC-FDMA solves this problem by grouping together the resource blocks in such a way that
reduces the need for linearity, and so power consumption, in the power amplifier. A low PAPR also
LTE Glossary
Term Description
PS Packet Switched