Beruflich Dokumente
Kultur Dokumente
BRYANT J. ALLEN
Introduction
publicity during the 1980s. Scientists and environmental lobby groups, sensitized
change to global climatic warming, have decried the rapid rates of land clearance
1976). While these concerns must be taken seriously, the sometimes highly
emotional arguments from the developed world have tended to oversimplify the
Poor cultivation practices almost always result in land degradation and con-
sequent losses of productivity, and this is true in uplands and lowlands alike. In
ago and. at least until recently, the land has been cultivated without serious
damage. Moreover, some tracts severely degraded in the past have been
region provides a rich variety of examples where the causes and consequences of
land degradation can be examined. They enable some general statements to be
the situation in each country would be to miss the essential point about the
primary cause of events in the uplands of the region. As shall be seen, degradation
developing world. There is, as Ruthenberg (1980: 357-66) shows, a very general
tendency to move away from more permanent systems, from less intensive to
more intensive practices, towards higher-yielding crops and towards greater use of
‘support energy’. The reasons for intensification therefore underlie any discussion
increase production also have to be taken into account; humans do not live by
subsistence alone. This has practical as well as theoretical importance, for even if
the population problem is successfully solved, a sustainable future will not have
the uplands. Their definition as a class of land is. however, difficult. In South-
East Asia, the term is often used rather loosely to refer to unirrigated land but, if
water is available, it is possible to irrigate almost any land, even steeply sloping
land, if someone is willing to pay the costs. Nor is altitude a useful criterion;
if 'uplands’ imply steeplands, or hill and mountain country, they may begin at
sea level. Irrigable land of low relief may be found at over 2 000 metres above
sea level. Similarly, slope is not a helpful classifier; some very steep land is
found at low altitude, and some almost level land is found in the highest areas
and the table lands and plateaus lying at higher elevations'. It might be added that
the discussion concerns land which is not flood-irrigated, not the immediate
several of the South East-Asian countries, the one class of persons having a
generic name for the other. It would be desirable to take account of this perceived
Forest clearing for agriculture in the South-East Asian uplands began over
Papua New Guinea provides evidence that substantial forest disturbance first
occurred there between 5.000 and 4.000 years BP (Before Present) and was well
the disturbance was for the purpose of agriculture, there are few other causes
Taiwan and from 3.000 years BP in Sulawesi. In South China and northern
employed prior to 5.000 years BP,. probably in conjunction with shifting cultivation
on slopes around the swamp (Golson, 1981). From this same site comes
indications of soil washing off the slopes around the swamp and sealing in some
number of small lakes provide evidence of sharply increased deposition from 300
lake catchments. From its earliest beginnings, upland agriculture was the cause of
accelerated soil erosion, yet much of the land around these sites is till occupied,
lesser change This applies to most of the uplands as well as the lowlands. In the
ground in the lowlands were converted into wet-rice fields; the forest land which
convened into swiddens for upland rice (Dobby. 1955). The organized states of
pre-colonial South-East Asia were based on irrigated rice, but the expansion of
wet-rice areas as a result of massive public works, drainage and canal building
under colonial administrations during the 100 years from 1850 was on a vastly
larger scale. This transformation has been described as the first Green Revolution'
increased from 228 000 hectares in 1855 to 1.25 million hectares in 1880 and the
national total from 1.6 million in 1860 to 5 million hectares in 1931. Wet-rice
areas in Thailand grew from 1.5 million hectares in 1907 to 6.9 million hectares in
1927 and 8.6 million hectares in 1979. In the Philippines, the big expansion began
only after the American colonization. There, wet-rice cultivation increased from
about 1.4 million hectares in 1931 to 2.6 million hectares in I968. The massive
changes brought about by the drainage and irrigation works by the Dutch in
Indonesia are well-known (Boeke, 1953). However, Palte (1989: 39-10) provides
graphic description of the earlier expansion of irrigated rice fields (sawah) on the
The relationship between population and food supply is a complex one and
this is not the place to argue the various cases for cause and effect. Nevertheless.
capacity of the land then under cultivation to satisfy the demand for food
production. The response of populations all over the region was to move on to
areas were not brought into production until the possibilities for irrigation were
exhausted’ (Palte. 1989: 40). The pattern of occupation was influenced by social
pressure on the available land and water resources in the lowlands Penetration into
Yogyakarta plain where heavy taxes and labour duties were imposed, and a war
The most important expansion into the uplands in Java took place between
1860 and 1925. when the forced cultivation system gave way to taxation, and
roads, railways and tramways opened up new regions. Large numbers of people
took the opportunity to escape onerous taxes and corvee labour by illegally
occupying and cutting upland forests for agriculture. The colonial government
contributed by clearing large areas of forest for coffee plantations, and then ceding
estates, also led to the abandonment of upland areas planted with coffee and to
upland occupation, but a third phase of expansion occurred from 1942 to 1950
when control over forest land was disrupted by the Japanese occupation and the
broadly similar. Between 1855 and 1930. Thai rice exports increased 25 times
while, over the same period, the Thai population, dependent on rice as a staple,
grew to 12 million. Rice yields per unit area declined, however, and the inevitable
outcome was a rapid increase in the cultivated area. More than half of this
occurred on the Central Plain, where canal construction was funded from state
revenues (Johnson. 1975. quoted in Hirsch. 1990). From 1912 to World War II.
the rice trade suffered a number of reversals, between which growth was slow.
Hirsch (1990) and Uhlig (1984) imply that it was the failure of the rice-export
but because land was available in the uplands and markets were available for the
crops which could be grown there-maize, cassava and sugar in particular (Uhlig.
1984: 125).
Expansion before Markets
this period (1850-1950) in the absence of markets or the state. In the Papua New
Guinea highlands, growth began more than a century before 1850. There is
expanded during the last 300-00 years (see, for example. Strathern. 1982). The
well above the economic altitudinal range of likely previous staples such as taro
because of declining soil fertility was brought buck into cultivation under sweet
potato (Clarke, l977). It has been argued that the driving force behind these
differentiation, and the need to produce more pigs, which are used as a means of
(Kirch, 1984).
The Philippines present yet another story. Many upland parts of the country
were occupied by tribal groups prior to Spanish colonization in the 1500s. The
four major tribal groups, with smaller groups of Muslims on the coast (Simkins
and Wernstedt, 1971). When one of the tribal groups came into conflict with the
Spanish government in the nineteenth century and was dispersed. Christians from
elsewhere in the Philippines began to occupy the abandoned land. Fields cleared
in lower hill-slope forest were quickly converted to grass, but more forest was
cleared inland and population densities remained low. Migration into the area
continued, however, and between 1903 and 1918 the population increased by 65
per cent, then doubled between 1918 and 1939. Most settlers were concentrated in
the lower valley, leaving the interior largely in the hands of tribal groups. After
World War II, however, the settlement frontier moved inland rapidly and by 1965
there was almost no land in the valley that was unoccupied or uncultivated.
Although upland agriculture has expanded all over the South-East Asian
region, and increasing population has everywhere been associated with this
expansion, it cannot, in many cases, be said to be the only cause. The reasons are
varied and complex and it is not possible to make many general statements about
the process. In Thailand, and perhaps in Papua New Guinea, intensification and
expansion occurred before critical population pressures arose, and then the need to
increase production for social and political reasons was as important as population
growth. Even the Indonesian case does not stand on the basis of population pressure
alone. Government policies, land taxes, compulsory labour, war and an increased
densities have caused considerable land degradation, but (hey have moved inland
The discussion now turns more specifically to developments over the last 40
which were not subject to clearing by earlier agricultural expansion are now being
logged at a high rate, and logging has lately extended into quite hilly regions
Roads for loggers also provide access for farmers and settlers, both to the logged
over land itself and to distant markets. Demands for cash (to pay for consumer
goods. children's education) and for agricultural inputs which have become a
necessity in the face of continuing declines in yields, combined with belter access
to markets, have led to a rapid increase in the cultivation of high-value crops for
sale. These crops, such as vegetables, frequently extract a greater cost in terms of
erosion and loss of soil nutrients than the 'traditional' upland crops of rice, maize,
In the lowlands, wet-rice land is reaching its ultimate expansion through the
conversion of mangrove swamps to rice land, and the use of tidal irrigation in
coastal estuaries. Chang (Chapter 9) makes the point that, following the Green
Revolution, the further expansion in area and in yields of irrigated rice is now
strictly limited, and that existing lowland systems are under increasing stress from
the high costs of maintenance and inputs. Elsewhere. Chang (1987) argues the
case for a direct link between increases in rice production in South-East Asia and
varieties (HYVs) of rice has reached a plateau, the populations of Asian countries
from wet-rice areas are limited, the burden of food supply for this rapidly
paddy) increased from 15 to 45 million tonnes between 1968 and 1988. demand is
estimated to go on increasing at between 2.7 and 3.0 per cent per year, which will
require a 34-39 per cent increase in rice production by the year 2000; this is the
same increase as occurred between 1968 and 1988. Fox is cautiously optimistic
that these challenges can be met. but notes in passing that in Java, of the better
irrigated land, where the production increases could be exacted to occur, is being
forest reserves, with varying and success. Over the 1970s and1980s, however, the
forest with modern equipment, such as bulldozers, tractor, timber jinkers and
chain saws, and the penetration of roads into huge tracts of previously ‘unroaded’
land have brought about a new era of forest clearing and agricultural expansion.
The deforestation issue has been raised in several previous chapters, particularly
by Brookfield (Chapter 1) and Potter (Chapter 5), and the important aspect of fire
is discussed by Wirawan (Chapter 11). The link with land degradation has been
touched on, but needs to be examined more specifically and considered .is a
separate issue.
Soil erosion and the degradation of land need not be inevitable outcomes
cleared of forest. In Kalimantan in the late 1980s, for example, the rates of
settlement were estimated to be between 600.000 and 1.2 million hectares per year
(Potter. 1991). The opened, 'roeded', logged-over and damaged forest is very
much easier to enter and clear than closed, undisturbed rain forest. Movement into
1985 forested land was less than 41 per cent of the total land area and
small part by the clearance of large areas of forest under concession to the state-
run Thai Plywood Company.... Construction of roads has also been crucial
(Hirsch, 1990: 56). In northern Thailand, strategic roads built to assist defence
against insurgents first brought loggers, and then cultivators, into large areas that,
was estimated at 550 000 hectares per year, compared to 325.000 hectares in
hectares in the Philippines (Ooi. 1987:7). The main causes are stated to be shifting
migration of landless and displaced lowlanders into upland forested areas, refugee
particular.
Yogyakarta. in Java, was already largely deforested by 1904 when remaining leak
forests were taken over and managed by the colonial forest service. This limestone
area was connected to the outside world in the 1930s by a dry-weather bullock
track and, although the roads were later improved, in 1949 it was still possible for
Indonesian nationalist forces to take shelter in the area after they had been driven
from Yogyakarta by the Dutch. By 1989. an asphalt road ran through the whole
area and many hamlets were connected to this mad by all-weather, gravel roads.
Minibuses travelled frequently along the main road, and village-owned vehicles
were reasonably common. Villagers could travel to Yogyakarta and back in a day
and to the district centre and market place in less than an hour (Nibbering. 1991b:
71-2). They now have much improved access to off-farm employment, the city
and regional markets, cheaper farm input, information and primary and secondary
The most dramatic change in condition, of access has been in the populous
central highlands of Papua New Guinea, which until the 1950s had no road to the
coast. Now a network of several thousand kilometres of roads links all densely
populated areas to the coast at Lae and Madang. bearing a heavy traffic of buses,
minibuses and trucks. In more accessible areas, there have been major changes in
land use. incorporating a range of cash crops. Coffee from this region, only a
pioneer crop in the 1950s, is now a leading export With the development of both
urban and rural markets, trade in foodstuffs has become important. There is
some marginal areas, despite continued high rates of natural increase. The
conditions of production and consumption, even in areas distant from the roads,
A major trend, which distinguishes the 1970s and 1980s from the previous
150 years, is the partial switch from subsistence staples to high-value cash crops,
yields. This alone requires farmers to have access to cash. With better access to
awareness among upland parents of the value of education for their children, and
an increased desire for manufactured consumer goods, the switch to high-value
crops and the partial substitution of subsistence staples for purchased foods is an
economically rational and socially desirable action for farmers. However, it is not
reported for example, in West Java and the Kundasang area of Sabah (Imam Ali,
because of poor management or the quality of their land, they cannot afford the
improve yields.
areas. Annual cropping increases the exposure of soils to rainfall, and farmers are
reluctant to terrace because of the costs and the technical difficulty. At Kundasang,
capital for onward investment in non-farming activities, and they appear to have
sometimes deliberately scraped off plots to reduce weed infestation, and crops are
The unsafe use of pesticides (many of which are banned elsewhere in the
pesticides. However, most cannot achieve the production levels of the immigrants
nor are they as successful at judging the market and producing the highest-value
crops (Imam Ali, personal communication). They are thereby putting the lanbd, in
Where farmers cannot afford the costs of off-farm inputs, the may
the Uthai Thani district in Thailand, confronted with declining yields, increasing
soil compaction, weeds, and pests, seek laboring oppourtunities from wealthier
farmers in order to buy fertilizer, pesticides and tractor time, some farmers are
forced to lease their land to wealthier villagers and seek off-farm employment in
towns, in order to pay off debts, and because they lack the capital to farm the land
farming economies has not every where been negative. In his detailed study of
Java, Nibbering (1991b) found that increasing use of off-farm inputs and
greater political security have brought about improved social, economic and
environmental conditions in this district. He argues that, during the 1950s and
because Melds could not be cultivated further without the costly construction of
terraces, and without working increasingly marginal land which had to be brought
into production at high cost. In the 1970s, when farmers gained access to
fertilizers and pesticides and changed cropping techniques. this situation changed.
the sale of timber, but which also greatly improves the local agricultural
previously degraded areas, while in other locations, the 'mining' of forest and soil
on soil erosion in already cleared land as an even more serious ecological threat
than deforestation. Shifting cultivation has long been viewed, particularly from
within the region, as the major problem. But it must be recognized that in many of
the areas discussed—cleared and settled by or before the 1930s and 1940s—
shifting cultivation has long since given way to more permanent agriculture. It is
The great expansion of agriculture from the lowlands into the uplands,
which occurred throughout South-East Asia from the 1800s onwards, resulted in
widespread degradation of the land. Across the whole region, the outcomes were
similar. The conversion of forest to grassland, soil erosion and declining soil
fertility led to the move away from shifting cultivation in the direction of
permanent cultivation. The ability of watersheds to retain water from rainfall has
declined, and rapid runoff has resulted in severe flooding damaging lowland wet-
rice systems.
the earliest upland fanners practised forms of shifting cultivation in which soil
fertility was maintained by a natural regrowth fallow, and soil erosion was
minimized because most of the land was protected by a tree and scrub cover. As
more migrants arrived, and populations continued to expand, all cultivable and
accessible land was occupied, fallow lengths decreased, and large, previously
forested areas were converted into scrub and grassland. This situation had been
reached in Java by 1920 (Booth. 1988: 100). Cropping of the same tract of land
was more frequent, and complete tillage became common, together with Ihe
Philippines, even in areas where shifting cultivation had been practised for
hundreds of years, fallow lengths declined and there was a 'trend towards a
sweet potato cropping systems based on complete tillage and composting have
elaborate, these systems involve throwing the soil into large mounds within which
plant matter imported from nearby fallow, as well as from the garden site is
composted. Under this system, and others involving complete tillage of the
surface, some significant areas are now cultivated permanently. with only short
rate of soil formation more than offsets any loss from erosion. However, these
intensive systems have been extended on to the hill slopes and valley sides as
populations have increased. Here, they give rise to rapid loss of topsoil and
in the Tan basin, sweet potato yields fell from 8 to 2 tonnes per hectare in less than
40 years, whereas on alluvial plains and recent colluvial soils, yields can be
maintained at 12 tonnes per hectare for over 50 years (Wood, 1984) The outcome
ceremonial exchanges (Allen and Crittenden. 1987). In order to keep up with their
competitive neigh bours on the better land, men on less capable soil must push
their land or themselves harder their women in particular. The effect is apparent in
the authors analysis of the birth weights of more than 2.900 children born in the
weight of children born in the best area and those born on the poorer land.
It is difficult to quantify the meaning of these changes in terms of soil
assumed that, on land which was not adequately terraced, severe soil erosion
Nibbering (1991b) explains for Indonesia, the conditions of soil type, slope,
rainfall intensity, vegetation cover, and cropping and cultivation practices vary so
much from place to place that soil losses may differ by orders of magnitude
probably an unrewarding task to seek to establish erosion rates, and even if it were
Attempted Solutions
Throughout the region, numerous attempts have been made to address the
problems created by the expansion of upland agriculture in the 1800s and its
modern manifestations. Perhaps the best known attempt to reduce the pressure on
itself, and as a major contributor to the deforestation taking place in the outer
islands. Transmigration settlers are poorly cared for, relative to, for example,
which has been placed in a capability class for tree crops only.
A good deal of resettlement from upland areas has been of a more spontan-
eous kind, and it has generally been to lowland areas, especially to the towns and
cities. Although a proportion of those who have moved from the highlands of
Papua New Guinea now live in planned land-development areas where they
cultivate tree crops, a larger number has settled in and around the urban areas. The
same has happened in the Philippines and in Java. Within the uplands, there is
migration from more remote areas to regions where cash cropping is more
data on the basis of which these movements might be quantified, but there can be
Social Forestry
rehabilitation of degraded land, are the social-forestry schemes which are found in
have been concerned with environmental issues, but they are also explicitly
exclusion of people from the forests, coercion and punishment, the newer projects
because the outcomes have been so variable, it is apparent that, after enthusiastic
beginnings, reforestation and terracing targets have rarely been met. The major
agents, then rapid turnover and a continuing tendency for them to pressure farmers
(Aguilar. 1986).
first National Regreening Week was held in 1959. Soemarwoto (1991) observes
that the outcome of regreening programmes has been variable, but the rate of
deforestation is clearly still exceeding the rate of regreening. He also observes that
tree planting alone docs not necessarily reduce erosion and may even interfere
What Is To Be Done?
This chapter has attempted the impossible: to review a complex topic across
East Asia since around 1850 and that it continues in the early 1990s at a rapid and
large population increases, which have been associated with increased food
production from lowland wet-rice systems, and improved health and living
conditions. It has further involved major movements of people from the lowlands
into the uplands, the clearing of forests from a vast area of laud and the
have generated new conditions that impact upon different areas in different ways.
discernible overall solutions was offered (Blair and Lefroy, 1991). Following a
control over forest land and corruption is extremely important, at least in the
Philippines, whatever the causes, the solutions to deforestation are not amenable
to technical solutions. As Kummer argues, the fundamental issue is who has the
Soemarwoto (1991). who has long pondered these problems, has put
argues that past solutions, which have had at their core land rehabilitation and
give priority to the needs of people and leave the environment to rehabilitate
itself, once the people can be persuaded to leave it alone for a while. Soemarwoto
argues that, in order to do this, the lives of the rural poor must be improved. Their
agricultural systems will have to be intensified even further in order to reduce the
population increased through family planning, and improved and fairer marketing
schemes instituted. Of the cases reviewed in this chapter. Nibbering's offers the
district began their own land rehabilitation when their social, economic and
bureaucrats and South-East Asia's burgeoning middle classes that their futures are
inextricably linked to the lives of rural people and to the upland environments in