Beruflich Dokumente
Kultur Dokumente
Follett
philosophy and management
Ellen S. O'Connor
Visiting Scholar, Stanford University, Scandinavian Consortium for 167
Organizational Research, California, USA
Keywords Philosophy, Management theory, History, Politics
Abstract This paper describes Follett's contribution to management theory in relationship to
the political events and intellectual currents of her time and her unique inter-relating of
philosophy, political theory and management theory.
In this quote, Mary Parker Follett (1868-1933) suggests how she should be
interpreted and understood. This essay takes her advice seriously. It places her
views on organization and management in relationship to her political theories,
particularly her vision of a new (post-World War I) democracy; and her political
theories in relationship to her philosophical stance, particularly her concept of
creative experience, which she took from Hegelian idealism, itself an
integration of Greek and Enlightenment philosophies. Follett's writings are 75
years old. This paper explicitly considers her as an historical figure in a
particular context. It shows how she ``mingled with'' the concrete situations that
formed her and how she, in turn, formed them in her unique ways. The purpose
is to lessen the distance between Follett and contemporary readers ± in essence,
to make her contributions meaningful to us, today. To accomplish this, the
essay makes explicit what has been lost to time: historical events and debates
to which Follett contributed in particular ways, such as the move to
democratize the workplace. It also highlights aspects of our time that make her
difficult for us to appreciate, such as her engagement with philosophy.
In a time characterized by the idea of ``boundarylessness'', Follett has much
to teach. She linked classical philosophical traditions to business and
management. She freely circulated across what we now perceive as distinct,
and, at times, unbridgeable, disciplinary borders: She was at home citing
philosophers, psychologists, political theorists, biologists, legal scholars,
historians, physiologists, and economists ± as well as the Bible. Finally, she
engaged herself deeply in some of the most controversial debates of her time,
bridging the gap between theory and practice, reflection and action. In a time
when we increasingly see that the hard problems require a multidisciplinary
perspective, we can look to Follett as a guide.
This paper has four main parts:
Journal of Management History,
This article is part of the special issue ``Revitalising Mary Parker Follett'', guest edited by Paul Vol. 6 No. 4, 2000, pp. 167-190.
C. Godfrey. # MCB University Press, 1355-252X
JMH (1) an overview of management theory's break with philosophy, which
6,4 helps contextualize Follett vis-aÂ-vis the present time;
(2) a contemporary and historical relating, which identifies important major
events, intellectual developments, and philosophical traditions that
influenced Follett but which are largely forgotten about in present-day
management thought;
168
(3) a description of what made Follett's contributions unique in her day; and
(4) closing reflections on her unique contributions to contemporary
management thought.
``Freedom of mind can be achieved only with the exercise of control over one's
work'', Dewey concluded. Compared to this freedom, ``freedom of speech and
the right to vote are of superficial importance'' (Dewey, 1982a (1920), p. 10).
Instead, Lasswell saw in propaganda, when ``vigorously used'', the means for
``the maintenance of public interest in political affairs'' (Lasswell, 1928, p. 263).
Propaganda, considered as the technique of controlling attitudes by the manipulation of
172 significant symbols, is no more moral or immoral than a pump handle. Whether specialization
in the technique can be justified in one's mind depends upon the conviction that the long-run
interest of society in social harmony will be served by expert mobilization of opinion as they
have been served by expert litigation (Lasswell, 1928, p. 264).
This line of research and theory established the theoretical foundation for the
democratic realist critique of participatory democracy (Lasswell, 1930, pp. 196-7):
Democratic theorists . . . have hastily assumed that social harmony depends upon discussion,
and that discussion depends upon the formal consultation of all those affected by social
policies.
The time has come to abandon the assumption that the problem of politics is the problem of
promoting discussion among all the interests concerned in a given problem. Discussion
frequently complicates social difficulties, for the discussion by far-flung interests arouses a
psychology of conflict which produces obstructive, fictitious, and irrelevant values. The
problem of politics is less how to solve conflicts than to prevent them; less to serve as a safety
valve for social protest than to apply social energy to the abolition of recurrent sources of
strain in society.
In this way, the Hegelian dialectic and the ``circular reflex arc'' (the latter made
famous by Dewey and Bok, in particular) conveyed fundamentally the same
basic idea. This notion enters into a number of Follett's concepts, e.g. circular
relations (Taylor, 1975, pp. 80, 290-4), the ``total situation'' (related to the
Hegelian ``totality''; see Taylor, 1975, pp. 274-6), conflict solving through
integration, unity (Hegel, 1975, pp. 156, 161; Taylor, 1975, pp. 86, 105, 277), and
interpenetration (Hegel, 1975, p. 161).
Another important contribution of Hegel to Follett's thought is the concept
of Sittlicheit, which Dallmayr translates as ``shared ethical life'' (Dallmayr, 1993,
p. 9) and which Taylor describes as a ``set of obligations we have to further and
sustain a society'' (Taylor, 1975, p. 376). Hegel sought to reconcile the
Enlightenment idea of the autonomous moral individual with the Greek idea of
the polis, or a site in which the ``good life is achieved through shared
involvement in public affairs'' (Dallmayr, 1993, p. 7). Follett appreciated Hegel's
own appreciation of the Greek philosophical tradition; e.g. she quoted
Heraclitus: ``Nature desires eagerly opposites and, out of them, it completes the
harmony, not out of similars'' (Follett, 1918, p. 34). For Hegel, the polis ``was
insifficiently differentiated or attentive to the diversification flowing from
moral autonomy and the pursuit of individual freedom''. The promotion of
individual autonomy was ``the unquestionable achievement of modernity'',
particularly the Reformation and the Enlightenment. However, ``modern
individualism was one-sided by stressing only the exodus of individuals from
traditional bonds . . . while neglecting the moral and cultural benefits derived
from participation in a political community and the ongoing quest for the good
life''. Another interpreter of Hegel, Charles Taylor, describes this reconciliation
as part of the Hegelian concept of dialectic (Taylor, 1975, p. 78):
The individual man is part not just of a larger social whole, he and his society are in turn set
in a wider frame, mankind, and the whole of nature, with which they are in interchange . . .
The development of self-consciousness has meant a separation from these larger frameworks, Integrating
formerly seen as meaningful orders, now looked on as a set of de facto limits and conditions of
our action . . . [T]his separation gives rise to an opposition for a knowing subject. But it creates Follett
one for the subject as a free expressive being as well.
The theme of integration goes deeper, however, to the basic concept of the self.
Follett conceives of no self without relationship, specifically, without
relationship to other. This notion of relationship, which Follett took from Hegel,
touches every aspect of her philosophy. It eliminates the distinction between
the individual and the collective; instead, there is only relationship. This
relationship produces a vital state and a creative individual: ``The state will
become a splendid thing when each one of us becomes a splendid individual''
(Follett, 1918, p. 337).
It is the conviction of separateness which has to be conquered before civilization can proceed.
Community must be the foundation stone of the New State (Follett, 1918, p. 359).
Follett founded her New State on ``reciprocal rights and duties and liabilities
which flow from a relation'' (1918, p. 128; 1924, p. 111). Hers is a radical and
perhaps incomprehensible view to the modern sensibility, following
utilitarianism and classical liberalism, which are philosophies based on
separation along with mechanisms to attempt societal unity. The latter two
schools posit the individual as fundamentally existing in isolation or
separateness. This initial positing then requires a second step which gives the
individual the possibility of social life. Follett understands the social contract to
be precisely such a mechanism. The contract is a fictional entity designed to
resolve the ``false dualism'' of a philosophy based on the concept of a separated
JMH individual. In these theories, Follett recognizes a fear and suspicion of the
6,4 individual (1918, p. 164). And at the same time, ironically, she also rejects them
for their ``excessive and arrogant individualism'' (1918, pp. 64, 80). She traces
the philosophical foundation of these ideas back to utilitarian philosophy (1918,
pp. 61, 138-9), which she judges to be a ``false philosophy based on an unrelated
individual'' (1918, p. 163):
180 The seeing of self as, with all other selves, creating, demands a new attitude and a new
activity in man. The fallacy of self-and-others fades away and there is only self-in-and-
through others, only others so firmly rooted in the self and so fruifully growing there that
sundering is impossible (1918, p. 8).
``How can we do away with this artificial separation which is the dry-rot of our
life'', Follett asks. ``First, we must realize that each has something to give'' (1918,
p. 191):
Every man comes to us with a golden gift in his heart. Do we dare, therefore, avoid any man?
If I stay by myself on my little self-made pedestal, I narrow myself down to my own personal
equation of error. If I go to all my neighbors, my own life increases in multiple measure. The
aim of each of us should be to live in the lives of all. Those fringes which connect my life with
the life of every other human being in the world are the inlets by which central forces flow
into me. I am a worse lawyer, a worse teacher, a worse doctor if I do not know these wider
contacts. Let us seek then those bonds which unite us with every other life.
For Follett, the democratic realists' view of consent, and expert-elites' role in
producing it, was highly misguided and manipulative ± but most importantly,
it was based on a false understanding of human nature. Follett chose to begin
Creative Experience with a critique on the cult of the fact. She pointed out that
experts, too, have interests (1924, p. 9). ``Let us not be too naive about facts'', she
cautioned. ``Parallel to the history of the use of facts must be written the history
of the use of power'' (1924, p. 14). It is important to remember that Follett's first
book, The Speaker of the House of Representatives (Follett, 1896), was a detailed
study of the use of power in the US Legislature.
The previous section described how facts and expertise were held out in
Follett's day, e.g. by Lippmann, as offering the solution to social conflict.
Follett, however, believed instead in the critical capacity of the individual. Even
in stating her views, she emphasized her exercise of careful choice in this
matter: ``We need not only a psychology which looks at us as we are, but a
psychology which points the way to that which we may become'' (Follett, 1918,
p. 91). In this way, Follett rejected the prevailing positivist idea that one could
separate values from facts. For example, with regard to the notion of crowd
psychology advanced by students of propaganda, Follett wrote, ``In so far as
this is true it is to be steadily opposed'' (Follett, 1918, p. 152). During a time
when ethics itself was subject to relativism and scientism (Bannister, 1987;
Purcell, 1973), Follett maintained a basic belief in the power of beliefs.
``Whether the people of America shall be a crowd, under the laws of suggestion
and imitation, or follow the laws of the group, is the underlying problem of
today'' (Follett, 1918, p. 153). To Lippmann and others who pioneered
develoments in propaganda and crowd psychology, Follett responded:
. . . the corruption of politics is due largely to the conception of the people as a crowd. To Integrating
change this idea is, I believe, the first step in the reform of our political life. Unless this is done
before we make sweeping changes in the mechanism of government, such changes will not Follett
mean progress. If the people are a crowd capable of nothing but imitation, what is the use of
all the direct government we are trying to bring about, how can a ``crowd'' be considered
capable of political decisions? Direct government gives to every one the right to express his
opinion. The question is whether that opinion is to be his particularist opinion or the imitation
of the crowd or the creation of the group. The party has dominated us in the past chiefly 181
because we have truly believed the people to be a crowd. When we understand the law of
association as the law of psychic interplay, then indeed we shall be on the way towards the
New Democracy (Follett, 1918, p. 181).
``We have not as yet a clear and adequate definition of the `people''', she
continued. She accused the crowd psychologists of ``that same sociological error
which is the cause of so many confusions in our political thought: that the
social process is the spread of similarities by suggestion and imitation''. In this
error, ``any opinion that is shared, simply because it is shared, is called public
opinion'' (Follett, 1918, pp. 220-1). However, if the opinion is called ``shared''
simply because ``it has spread among large numbers by `unconscious imitation',
then it is not a genuine public opinion''. To be genuine public opinion, ``the
process by which it has been evolved must be that of intermingling and
interpenetrating''. Follett called for a ``mode of living'' by which ``there shall be
less and less infection of crowds and more and more an evolving of genuine
group thought'' (Follett, 1918, p. 221).
And this stand was deeply political as well: For Follett, democracy meant ``faith
in humanity'' (Follett, 1918, p. 156).
This stance on human nature led Follett to reject the stimulus-response
model of human behavior (1924, p. 60) as overly simplistic and static, and as
insufficiently vital and dynamic. Human interaction with the world is more
complex than this and is characterized by ``circular response'' and ``circular
behavior'' (1924, p. 61), which paralleled her theory of integration. ``Through
circular response we are creating each other all the time'' (Follett, 1924, p. 62).
JMH For Follett, life was relation; death, non-relation (1918, p. 63), thus her
6,4 conceptual link across creativity, vitality, and interrelating. She put this
philosophy in highly practical terms. She called for ``a technique of human
relations based on the preservation of the integrity of the individual'' (1924,
p. xiii) and proclaimed that ``the first test of productive power of collective life is
its nourishment of the individual'' (1924, p. xiii).
182 Follett posited a scenario in which every member of an organization or
community could make his fullest contribution. ``I must not subordinate myself,
I must affirm myself and give my full positive value . . .'' (1918, p. 26). Follett
explicitly linked her theory to democratic philosophy: ``[T]here is nothing in the
world so democratic as the production of a genuine group will'' (1918, p. 31). In
psychological theory, Follett found support for her views. Follett appreciated
psychology's potential for giving the workman a ``gradually increasing share
. . . in the actual control of industry'' (1918, p. 120). In distinct opposition to
Lasswell and Lippmann, she rejected elitist attitudes as egoistic (1918, p. 83)
and as ``depend[ent] on wretchedness'' (1918, p. 84). ``For every two or three of us
think ourselves a little better than every other two or three, and this becomes a
dead wall of separation, of misunderstanding, of antagonism'' (1918, p. 191).
Hegel had written of the possibility of the individual ``seeing himself in the
alien'' (quoted in Rose, 1981, p. 69), affording a ``seeing into . . . which does not
dominate or suppress but recognizes the difference and sameness of the other''
(Rose, 1981, p. 69).
``It may be interesting to read philosophy, but the thrilling thing for . . . us to do
is to make it come true . . . Life is the true revealer: I can never understand the
whole by reason, only when the heartbeat of the whole throbs through me as
the pulse of my own being'' (Follett, 1918, p. 265). For Follett, even Dewey's
definition of democracy was insufficiently connected to life (Follett, 1940,
p. 190):
. . . [M]any people think that democracy means all taking part. If it means only that, I do not
believe in democracy. It is the fruitful relating, the interacting of parts, a co-functioning, that
we want . . . Professor Dewey says that it is the role of the public in government . . . to
intervene not continuously but at certain junctures. He explains . . . that the public has its own
life to lead . . . I do not think that there is any possible way in which Professor Dewey can
support this statement. We have our own work? As a Vermont farmer, I go out and shear my
sheep, but at Washington they are putting a tariff on wool ± I hope. My amusements? I go to
the movies and at the same time the government is censoring them ± I fear . . . the basis for
understanding the problems of political science is the same as the basis for understanding
business administration ± it is the understanding of the nature of integrative unities.
A unique trait of Follett's style, which reflects her uniqueness, is her manner of
relating abstract philosophical views in stories of concrete, everyday experience.
For example, Follett most explicitly defined democracy in her essay, ``The
psychology of consent and participation'' (1940, p. 229). The essay is unusual in
its form. She opens with a narrative about the evening centres ± ``for adults to
meet in schoolhouses for education, for recreation, for citizen's meetings, and the
like'' (p. 210) ± that ``were opened in Boston'' (Fox and Urwick, 1973, pp. xii-xv).
Follett was being modest; for a colleague described her as ``the founder of the
Boston school centers'' (Mulroy, quoted in Fox and Urwick, 1973, p. xiii). She
describes her hope at the time that ``the centres would be started on a more or
less democratic basis'' (1940, p. 210). The director of one of the centres informed
her they were doing just what she wanted: The members would get together
later that evening to take a vote on certain questions (Follett, 1940, p. 211):
But this was not at all what I had wanted. I had wanted all the education and responsibility
involved in a consideration of these questions, and the greater interest, too, that would
undoubtedly have been aroused; I had not been thinking of mere voting.
JMH Follett distinguished between ``mere voting'', or a ``gesture of agreement'',
6,4 versus ``real agreement''. ``We cannot obtain genuine consent by a vote any
more than you can `declare' peace. That is what the Allies tried to do at
Versailles. They tried to declare peace instead of opening the way for the
process of peace achievement.'' Follett defines ``peace'', in this context, as ``a
process and an attainment''. Agreements become ``genuine'' only by means of ``a
184 slow process of the interweaving of many activities, and this is not consent but
participation'' (Follett, 1940, p. 211). In this essay, Follett elaborated further on
the distinction between consent and participation, and more specifically on her
view of participation as an ``interrelating'' which ``involves the interpenetration
of the ideas of the parties concerned'' (Follett, 1940, p. 212). Furthermore, she
held that participation ``should begin with the beginning of the process'' (Follett,
1940, p. 223):
It is . . . a commonplace that when differences between people grow instead of being smoothed
out while they are in the incipient stage, reconciliation will be much more difficult ± let your
differences crystallize and you will probably find yourself with a fight on your hands . . . the
opportunity [should] be given early in the undertaking.
To this end, she argued that workers participate in ``counsel'' for the usual
reasons (industrial peace, strike avoidance, resolution of grievances) but even
more so ``in order to get every bit of knowledge and experience the man in daily
touch with the processes and details of the business has gained''. She concluded
by linking this cause to the practical values of business: ``The success and
progress of any business will depend largely on its ability to get its fullest
contribution from every man in office or factory, store or bank'' (Follett, 1940,
p. 228). Follett called for ``joint responsibility'' and ``joint control'' across all
members of the organization (Follett, 1940, p. 83). She blurred the distinction
between worker and manager (Follett, 1940, pp. 85, 88) and even the very
concept of ``sides'' (Follett, 1940, p. 72). ``We seek an integrative unity as the
foundation for business development'' (Follett, 1940, p. 77). The premise of all
this logic was interdependence (Follett, 1940, p. 88):
The parts of modern business are so intricately interwoven that the worker, in order to have Integrating
an intelligent opinion in regard to even his own problems, has not only to know something of
processes, of equipment, has not only to consider the effect of the introduction of new Follett
machinery and the training of the worker; he should also understand the connection between
the production and the commercial side, should know something of the effectiveness of the
sales organization . . . There are many now who think the worker should study unit costs, but
he cannot understand low unit costs, can he, without knowing something of the terms of
securing credit which help to determine unit costs? Moreover, I think some knowledge of the 185
general business and trade policy ± adjustment of supply and demand, prospective contracts,
even the opening of new markets ± would make the opinion of the worker on production
processes more valuable.
Again, Follett invoked ``good business practice'' in support of this view: ``[A]n
enterprise can be more successfully run by securing the co-operation of the
workers'' (Follett, 1940, p. 172). But she also invoked her democratic
JMH philosophy: ``One of the very encouraging things about business practice today
6,4 is that in some instances workers are being given a genuine participation in the
control of industry'' (Follett, 1940, p. 172). And it was not a great leap from
democratic to moral philosophy (Follett, 1940, pp. 181-2):
. . . [T]he successful business is one which is always increasing management throughout the
whole enterprise in the sense of developing initiative, invention. Any manager who is looking
186 with far-seeing eyes to the progress of his business wants not so much to locate authority as
to increase capacity . . . The real reason that labour rebels is not the money reason given by
the economists, is not, moreover, the psychologists' instincts of self-respect and the like, but
that the fundamental law of the universe is the increase of life, the development of human
powers, and either you keep yourself in obedience to that law or for you the universe breaks
around you and is shattered.
Vitality: reprise
Follett sought integration because it involved invention ± creative experience
(Follett, 1940, p. 33). ``Compromise does not create, it deals with what already
exists. Integration creates something new'' (Follett, 1940, p. 35). She rejected
collective bargaining for its persistent identification of sides: ``[I]t has no real
vitality as it does not create'' (Follett, 1940, p. 72). Although her thought was
complex ± interrelating philosophy, political theory, psychology, and everyday
life ± in one sense it boiled down to this simple observation, ``The fundamental
law of the universe is the increase of life''. By the same token, Follett argued
that ``legitimate power'' was produced only by circular behavior and integration
(Follett, 1940, p. 104), and that the workplace had to be a site where equals came
together, for in ``cross functioning'' [the interdependent organization] a man is
constantly meeting his equals . . . And this . . . gives a man a much greater sense
of responsibility (Follett, 1940, p. 164). In this way, ``an organization . . . gives
scope for the development of individuality'' (Follett, 1940, p. 164). Relating
``frees and integrates and creates'' (Follett, 1924, pp. 130-1):
Creates what? Always fresh possibilities for the human soul: expressed in new tariff laws or
shorter hours of work or cooperative banks or whatever it may be. The political problem,
then, is not how to obtain ``consent'', but how to open the way for the creating relation between
man and man.
Follett had strong words to express her vision of an individual and collective
life which was in fact dedicated to life. ``Our new motto must be, Live in such a
manner that the fulness of life may come to all'' (Follett, 1918,p. 353). The
essence of this manner of living is creative experience, which is the self in
relation (Follett, 1918, p. 192). Her closing passage to The New State makes this
clear (Follett, 1918, p. 360):
This book is a plea for the more abundant life: for the fullness of life and the growing life. It is
a plea against everything static, against the idea that there need be any passive material
within the social bond. It is a plea for a splendid progress dependent upon every splendid one
of us. We need a new faith in humanity, not a sentimental faith or a theological tenet or a
philosophical conception, but an active faith in that creative power of men which shall shape
government and industry, which shall give form equally to our daily life with our neighbor
and to a world league.
Closing reflections Integrating
Many theories are advanced to explain management theory's relative lack of Follett
attention to Follett: her gender, the difficulty of her writing, the complexity of
her ideas. I think much of her history has to do with her political incorrectness.
She was a Hegelian at a time when the power of the state, particularly the
German state, was increasingly suspect. She lived during a time when appeals
to ``joint representation'' and ``joint control'' became increasingly identified with 187
socialism, which itself fell increasingly out of favor. For example, industrial
democracy as a concept became increasingly linked to ``the propaganda of trade
unionists, socialists, and social reformers'' (Leiserson, 1924, p. 149). Tead was a
member of the League for Industrial Democracy, a socialist group
(Montgomery, 1987, p. 421). Dewey was also a socialist (Westbrook, 1991,
p. 430). Eugene Debs had, early on, drawn a conceptual link between the
``democratic character of American government'' and industrial life by means of
``state sponsored collectivization'' (Montgomery, 1987, p. 425). Follett's thought,
although it emerged in full relationship to the context in which she lived, was in
many ways incompatible with it ± particularly when we consider the 1920s and
1930s as a time when management asserted its authority over the workplace
(Montgomery, 1979, p. 4; Bendix, 1956) and psychological experts replaced a
popular interest in workplace practices with programs for ``individual
adjustment'' (Chambers, 1963, pp. 95-6). Perhaps with the end of the Red Scare
and the Cold War, Follett has finally found a congenial time, for her work is
increasingly seen as relevant (Calas and Smircich, 1996; Eylon, 1996; Graham,
1995).
In turn, it is difficult for contemporary readers to appreciate Follett's
contribution for two main reasons: First, our knowledge of her work has not
been placed in relationship to the historical contexts and controversies of 75
years ago in which she made it: In real terms, the emergence of industrial
capitalism in tandem with a perceived threat to democratic traditions and
practices; in intellectual terms, a vital place for philosophy and political theory
in discussions about organized action. Reading Follett in this context may be
instructive in light of globalization. Follett's concerns about classical liberalism
parallel the concerns expressed by countries such as Japan and France, now
experiencing the tug-of-war between the global market metaphor and their
traditional rejection of classical liberalism. Follett's ideas point the way to a
reconciliation between community and capitalism, and ± even today ± ``new''
economic models. Second, despite the rhetoric of ``boundarylessness'' (what
Follett would call integration) which surrounds us, we have, ironically, few
models to demonstrate what ``boundarylessness'' means philosophically and
practically. Here are a few of the boundaries Follett crossed. First, she engaged
herself deeply in some of the most controversial debates of her time; whereas
even present leaders in our field find grounds to question the relevance of
management theory and thought (e.g. Hambrick, 1993). Second, she knew
history well and explicitly placed herself in a historical tradition, another
sensibility largely absent from existing management theory (Kieser, 1994;
JMH Shils, 1981) despite the acknowledged importance of history for decision
6,4 making (Neustadt and May, 1986). Third, she developed a theory of
management that was infused with and embedded in classical philosophy; but
she grounded this theory in business and management, domains that are now
relatively severed from philosophy and impoverished as a result (Zald, 1996).
Finally, simply put, her theories derived from her assertion that the purpose of
188 the organization was to serve ``the increase of life''. This fundamental warrant is
not often invoked in contemporary management theory. In all these respects,
Follett's integrations, both in theory and in practice, were less ``ahead of her
time'' (Calas and Smircich, 1996) than they are of ours.