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Orthodontic Considerations in the Diabetic Patient

Luc Bensch,* Marc Braem,* and Guy Willems†

Diabetes mellitus (DM) is a metabolic disorder diagnosed in approximately 3% to 4%


of the population. The disease is characterized by chronic hyperglycemia caused by a
deficient insulin management. Persistently elevated blood glucose concentration gives
rise to acute and chronic complications with damage to various organs. Two main types
of DM exist: type 1 DM, being a total deficiency in insulin secretion, and type 2 DM,
which is a combination of resistance to insulin action and inadequate compensatory
insulin secretion. Since DM cannot yet be cured, the symptoms of the disease and its
complications can only be treated. The sooner the disease is diagnosed, the better the
prognosis of the patient, since complications in the early stage of the disease are less
severe and more readily treated. As a member of the health care team, the dental
practitioner should have knowledge of oral manifestations of DM to recognize initial
symptoms of the disease. Also when treating DM patients, the practitioner must
understand the consequences of the controlled disease in relation to orthodontic
treatment.
Semin Orthod 10:252-258 © 2004 Elsevier Inc. All rights reserved.

T he majority of patients who are treated orthodonti-


cally are healthy young individuals. However, the last
20 years has seen a dramatic increase in the number of
General Description
and Main Clinical
adult patients seeking orthodontic treatment, many of Features of Diabetes Mellitus
them suffering from chronic diseases. Advances in the DM is one of the most common endocrine disorders. It is
management of many of these maladies have allowed these characterized by persistently raised blood glucose levels (hy-
patients to pursue elective orthodontic procedures that perglycemia), resulting from deficiencies in insulin secretion,
only years ago would have been considered contraindi- insulin action, or both. The classic symptoms of marked hy-
cated. One such disease is diabetes mellitus (DM). The perglycemia include polyuria, polydypsia, weight loss, and
practitioner should therefore understand the conse- susceptibility to infections. Chronic hyperglycemia is associ-
quences of DM in relation to dental and/or orthodontic ated with long-term damage, dysfunction, and failure of var-
treatment and should have a basic knowledge and under- ious organs. Long-term complications of diabetes include
standing of this disease and its impact on the oral cavity. A retinopathy, nephropathy, peripheral and autonomic neu-
complete medical description of DM is beyond the scope ropathy, and cardiovascular disease. Also, increased ten-
of this paper, but information essential to an understand- dency for periodontal disease is often found in people with
ing of the disease is briefly presented. The oral manifesta- diabetes.1,2
tions of DM and orthodontic treatment considerations are
then discussed. Incidence and Prevalence
Diabetes affects individuals of all ages, with a peak incidence
in the fifth decade of life. The incidence of diabetes increases
*University Hospital Antwerp, Special Care Dentistry Unit, Edegem, Bel- with age and since the life expectation of the population
gium. increases, the number of diabetes patients will increase as
†Katholieke Universiteit Leuven, Faculty of Medicine, School of Dentistry, well. In 1997, an estimated 124 million people worldwide
Oral Pathology and Maxillo-Facial Surgery, Department of Orthodon- had been diagnosed as diabetics, and by the year 2010, the
tics, Leuven, Belgium.
Address correspondence to Prof. Dr. G. Willems, Katholieke Universiteit Leu- total number of people with diabetes is expected to reach 221
ven, Faculty of Medicine, Department of Orthodontics, Kapucijnenvoer 7, million.3 Approximately 3% to 10% of all diabetics have type
Leuven B-3000, Belgium; E-mail: guy.willems@med.kuleuven.ac.be 1 diabetes.3,4 The incidence of type 1 diabetes varies dramat-

252 1073-8746/04/$-see front matter © 2004 Elsevier Inc. All rights reserved.
doi:10.1053/j.sodo.2004.09.005
Diabetic patient 253

ically among racial groups and countries.5,6 There is a clear Table 1 Recent Classification of Diabetes Mellitus Based on
difference between the northern and southern hemispheres, the Etiology of the Disease
with a high incidence for the people of Europe and North I. Type 1 diabetes (␤-cell destruction, usually leading to
America. In Europe there is a large intracontinental variation absolute insulin deficiency)
ranging from the highest in Finland (35.3 per 100,000) to the A. Immune mediated
lowest in northern Greece (4.6 per 100,000). In general, boys B. Idiopatic
and girls are at equal risk of developing type 1 diabetes. A II. Type 2 diabetes (may range from predominantly insulin
small percentage of individuals, however, do develop this resistance with relative insulin deficiency to a
type of diabetes during adulthood.7 It can occur even in the predominantly secretory defect with insulin resistance)
III. Other specific types
eighth and ninth decade of life. Type 2 diabetes is a global
A. Genetic defects of ␤-cell function
health problem of enormous magnitude that is calculated to B. Genetic defects in insulin action
affect 5% to 7% of the world’s population.1,8-10 This preva- C. Diseases of the exocrine pancreas
lence may be an underestimate, because many cases, even up D. Endocrinopathies
to 50% in some populations, remain undiagnosed. Type 2 E. Drug- or chemical-induced
diabetes in children was thought to be rare and to account for F. Infections
less than 5% of all cases of childhood diabetes.11 Recently, G. Uncommon forms of immune-mediated diabetes
however, there have been reports of an increasing incidence H. Other genetic syndromes sometimes associated with
of type 2 diabetes in childhood from the United States, Japan, diabetes
Singapore, and Australia.12-16 In the United States, 10% to IV. Gestational diabetes mellitus
20% of diabetic children and adolescents now have type 2
diabetes.17 High caloric diet, decrease in physical activity,
and mental stress may contribute to this increase of type 2 ital rubella or cytomegalovirus. Due to the rapid and severe
diabetes in children and adolescents. onset of symptoms, type 1 diabetes is often diagnosed at
adolescence and was therefore previously termed “juvenile-
onset diabetes.” Type 1 diabetes is the most common endo-
Etiology and Classification crine-metabolic disorder of childhood and adolescence19 and
of Diabetes Mellitus has a peak incidence at the age of 10 to 14 years.20,21
In the other, much more prevalent category, type 2 diabe-
Several pathogenetic processes may be involved in the devel-
tes, the cause is a combination of resistance to insulin action
opment of diabetes such as:
and an inadequate compensatory insulin secretor response.
● genetic defects, In this type of diabetes, the hyperglycemia develops gradu-
● primary destruction of islet cells by inflammation, can- ally and starts usually at the age of 40 or later. Many patients
cer, surgery, and trauma, have only moderately raised blood glucose levels. In the early
● a complication of endocrine disorders such as anterior stage of the disease, classic symptoms of diabetes are usually
pituitary hyperfunction (overproduction of growth hor- not severe enough to alert the patient. Due to this slow rate of
mone, acromegaly), Cushing disease, and pheochromo- clinical onset, type 2 diabetes often remains undiagnosed for
cytoma, many years. The disease is therefore occasionally diagnosed
● iatrogenesis after the administration of corticosteroids. during a routine medical checkup. A striking feature of type
2 diabetes is the strength of its genetic component, which is
In addition to these, there are many other factors involved. much greater than in type 1 diabetes and is estimated to
Due to this enormous variety and also for better treatment account for 40% to 80% of total disease susceptibility. Type 2
options, an international committee of experts in 1997 pub- diabetes is highly concordant, being 60% to 90% in monozy-
lished a review of the scientific literature to decide if changes gotic twins, but less so in nonidentical twins,17% to
in classification and diagnosis of diabetes were needed.18 37%.22-26 For example, if one of two identical twins develops
Whereas previously the classification of the disease, insulin type 1 diabetes, the other twin has only about a 50% chance
dependent or noninsulin dependent, was merely based on a of developing diabetes; but if one twin develops type 2 dia-
combination of clinical manifestations or treatment require- betes, the other twin has about a 100% chance of also becom-
ments, the new classification is now based on the etiology of ing diabetic. This suggests that there is a difference in genetic
the disease (Table 1). as well as environmental factors in the etiology and patho-
The vast majority of cases of diabetes fall into two broad genesis of diabetes between these two groups of identical
etiopathogenetic categories. In one category, type 1 diabetes, twins. However, the genetics of type 2 diabetes are complex
the cause is an absolute deficiency of insulin secretion. The and still not clearly defined.18 At the onset of type 2 diabetes,
pancreatic islets are usually destroyed, mostly as a result of a more than 90% of patients are either overweight or obese,27
T cell-mediated autoimmmune pathologic process, leaving so obesity must be considered as an important environmental
the patient totally dependent on exogenous insulin. Autoim- factor in the origin of type 2 diabetes. Diabetic proneness is
mune destruction of the ␤ cells of the pancreas has multiple considered in obese individuals with a positive family history
genetic predispositions. This can also be caused by environ- of diabetes. Therefore, efforts should be made to inform those
mental factors such as a viral infection, for example congen- persons with an increased risk of developing type 2 diabetes.
254 L. Bensch, M. Braem, and G. Willems

A recent study in 3234 nondiabetic persons with the pres- of measurement and is very useful to these patients who can
ence of risk factors such as overweight or a sedentary lifestyle alter their insulin dosage based on the results of the test. The
showed a 58% reduction in the incidence of type 2 diabetes disadvantage of this method is that sometime severe hypo-
when a lifestyle intervention program was followed.28 and hyperglycemic episodes can be missed. For better con-
Healthy lifestyle measures such as exercise, appropriate nu- trol, patients are urged to test more often, but the pain, in-
trition, and maintenance of normal body weight have proved convenience, and costs of this type of blood measurements
to delay the onset of type 2 diabetes and decrease its inci- are barriers to increased testing. Therefore, research has been
dence by 40% to 60% in high-risk individuals.29,30 At least undertaken to develop more comfortable, noninvasive pro-
initially, and often throughout life, type 2 diabetics do not cedures for blood glucose monitoring. Based on impedance
need insulin treatment to survive. Regulation of diet and spectroscopy technology, a noninvasive “sensor wristwatch”
activity, and oral hypoglycemic drugs such as sulfonylurea or that monitors glucose levels continuously was recently devel-
biguanides, are current forms of appropriate medical treat- oped for self-monitoring of blood glucose. Besides the advan-
ment in type 2 diabetes. If all these treatment modalities fail, tage of continuously monitoring, this device also contains
type 2 diabetes patients must rely on insulin. adjustable alarm functions for upcoming hypo- and hyper-
In addition to these two types, there are other specific glycemic conditions and therefore can contribute to a sus-
types of DM including gestational DM (Table 1). These are tainable improvement in the care of diabetics.
not discussed in this paper. For professionals, the method of choice in monitoring the
treatment of diabetes is the determination of the glycosylated
hemoglobin concentration (HbA1c). Glycosylated hemoglo-
Diagnosis and Monitoring bin is an irreversible adduction of glucose to hemoglobin.
of Diabetes Mellitus The concentration of this compound is directly related to the
rise in blood glucose over an interval of time. There is a linear
Symptoms such as polyuria, polydypsia, weight loss, recur- rise in HbA1c as the blood sugar increases in diabetic pa-
rent infection, and ketone breath are encountered in patients tients. Since the lifespan of the erythrocyte is about 120 days,
with fully developed DM. If symptoms such as these are a change in HbA1c can be observed only after several weeks
found during medical history examination at the start of or if the ambient blood sugar concentration is changed. There-
during the orthodontic treatment, the patient should always fore, HbA1c is extremely useful for the assessment of glyce-
be referred to his or her physician for further evaluation. mic control over a 6- to 12- week period in patients with
The determination of urinary glucose (glycosuria) is of either type 1 or type 2 diabetes. An HbA1c of less than 7.5%
limited value in detecting diabetes: finding glucose in the or of more than 9% indicates, respectively, a good or a poor
urine is not diagnostic of diabetes because of varying kidney control of diabetes.31
thresholds to glucose and, in addition, the absence of glyco-
suria in a patient suspected of being diabetic does not rule out
diabetes.31 Determination of the glucose concentration in a Hypoglycemic Reaction
properly obtained venous blood sample is the only reliable
criterion to establish the diagnosis of DM.18 The diagnosis
and Insulin Shock
must be confirmed by repeated testing on a different day. Patients who require large doses of insulin can have periods
Once the diagnosis of diabetes is confirmed, the patient of extreme hyper- and hypoglycemia, called brittle diabetes,
must remain under control to prevent further deterioration of even with the best medical management. They are even more
the disorder and aggravation of its complications. Because of prone to developing a so-called hypoglycemic reaction. A
improved therapy and monitoring, diabetes patients have a study of Davis and colleagues33 revealed that 8.5% of 675
longer life expectancy. However, with increased longevity, children with type 1 diabetes had severe hypoglycemic epi-
the occurrence of chronic complications of the disease has sodes resulting in seizure or coma, and 26.9% had moderate
become a major concern. Diabetes Control and Complica- episodes requiring the assistance of another person, but not
tions Trial (DCCT) studies revealed that long-term compli- with seizure or coma. If patients fail to eat normally but
cations can be reduced by 50% to 60% if DM is properly continue to take their regular insulin dosage, a hypoglycemic
managed.32 reaction may occur because of excess insulin, yielding to
The treatment objectives are to control the blood glucose insulin shock, an acute complication of diabetes. When a
at near normal levels and to avoid acute or chronic compli- hypoglycemic reaction occurs in the dental office, the dentist
cations. Control of the diabetic state can be performed by the should recognize the prodromes and act in an appropriate
patient himself and by the physician. To establish the effec- way. Loss of consciousness in insulin shock can occur quite
tiveness of the hyperglycemia control, patients taking insulin rapidly, within minutes after the appearance of the first
therapy often use self-glucose monitoring. This is done by symptoms. At the onset, patients appear weak, nervous, and
placing a small drop of blood obtained from a finger prick on confused. Their skin is moist and pale, and they exhibit ex-
the end of a plastic strip that is inserted into a battery-oper- cessive flow of saliva. Respiration is normal, the pulse is full
ated device. This provides a meter reading of the blood glu- and pounding, and blood pressure is usually normal. Fre-
cose concentration. This capillary blood glucose monitoring quently, a tremor may be noted. Most patients are familiar
provides an immediate result of the glycemia at the moment with these symptoms and will inform the dentist in time. The
Diabetic patient 255

patient experiencing such signs of a hypoglycemic reaction in giene measures in combination with dental recall appoint-
the dental office should be taken care of immediately. The ment schedules.44
still cooperative and conscious patient with these clinical Patients with well-controlled diabetes without local factors
symptoms should be administered a high-carbohydrate bev- such as subgingival calculus have a periodontium compara-
erage such as orange juice or cola (not diet). When treating a ble with nondiabetics.45 Several studies show that gingivitis is
diabetic patient, it is advised to have a source of sugar avail- more severe in children with diabetes and increases in sever-
able in the office that is handy for quick and easy use. The ity with increasing blood glucose levels.45-48 Even in well-
patient will respond within a few minutes and should then controlled diabetics there is more gingival inflammation,
remain under observation until all signs and symptoms have probably due to the impaired neutrophil function.21 Vascular
disappeared. If the state of hypoglycemia continues, the pa- changes, such as diabetes-related microangiopathies, are re-
tient will soon become unconscious unless a 50% dextrose sponsible for complications in many organs such as the retina
solution (50 mL) is administered intravenously at once. Man- (retinopathy) and the kidney (nephropathy). Vascular
agement of the unconscious patient also includes airway changes also seem to favor progression of periodontal dis-
maintenance, oxygen administration, and monitoring of vital ease.35 This was also confirmed by Rylander and colleagues,49
signs. Another drug that can be administered is glucagon who compared the periodontal condition of 46 insulin-con-
(1 mg intramuscularly), which is also preferable if the patient trolled young diabetics with 41 healthy young adults. They
is conscious but uncooperative to take carbohydrates orally. reported significantly more gingival inflammation in those
young diabetics with retinopathy and nephropathy com-
pared with diabetics with no complications such as retinop-
Oral Manifestations athy and nephropathy.
of Diabetes Mellitus As periodontal disease tends to be more common and
more extensive in patients with uncontrolled or poorly con-
Knowledge of the oral manifestations of DM is of great im- trolled diabetes, one could hypothesize that normalizing
portance to the dentist. As approximately half of the patients blood glucose levels should stop the progression of periodon-
with diabetes are undiagnosed, a dental examination may tal disease. This is, however, not true, since Sastrowijoto and
provide the first indication of the disease. Important clues are colleagues50 demonstrated that an improved metabolic con-
dry mucous membranes (xerostomia), oral candidiasis, burn- trol in diabetes type 1 patients did not improve the clinical
ing mouth or tongue (glossopyrosis), impaired wound heal- periodontal condition. The periodontal condition only ame-
ing, recurrent oral infections, and ketone breath. Any patient liorates when local oral hygiene measures are intensified.
suspected of diabetes should be referred to a physician for One must realize, however, that the periodontal condition
further medical evaluation. will continue to deteriorate when the blood glucose level is
Oral manifestations associated with diabetes are in most not well controlled.35
cases restricted to the uncontrolled or poorly controlled pa-
tient.34-36 Factors that may contribute to oral complications
in diabetes include decreased polymorphonuclear (PMN) Orthodontic
leukocyte function and abnormal collagen metabolism. PMN
dysfunction leads to impaired resistance to infections. Al-
Treatment Considerations
tered protein metabolism resulting from impaired utilization Nowadays, there is no age limit for orthodontic treatment.
of glucose can contribute to increased breakdown of collagen The practitioner will therefore be confronted in his office
in the connective tissues. In addition, impaired neutrophil with type 1 as well as type 2 diabetes patients. Diabetes type
chemotaxis and macrophage function may add to the im- 2 patients can be considered more stable when compared
paired wound healing responses in diabetic patients.37 with type 1 patients (Table 2). The latter can be presumed to
Diminished salivary flow is a common oral feature of DM, be “brittle”: strict compliance with the medical regimen is of
sometimes causing symptoms of xerostomia like burning utmost importance to maintain control of blood glucose lev-
mouth or tongue and dry oral mucosa.38 Occasionally, en- els. Deviations from appropriate diet and the schedule of
largement of the parotid salivary gland can be noticed. The insulin injections will result in distinct changes in the serum
occurrence of decreased salivary flow may contribute to an glucose level.51 Hypoglycemic reactions may thus occur
increase in caries susceptibility.39 Also, increased exposure to more often in these patients. Diabetes type 1 is more often
bacteria, as a consequence of elevated salivary glucose levels, encountered in younger patients who will be more frequently
noticed mainly in poorly controlled or uncontrolled patients selected for orthodontic treatment. Morning appointments
with DM, results in increased bacterial substrate and altered are preferable. If a patient is scheduled for a long treatment
plaque microflora, favoring caries and periodontal dis- session, that is, longer than 1½ hours, the patient should be
ease.40-42 As a consequence, an increased incidence of dental advised to eat their usual meal and take their medication as
caries has been reported among uncontrolled or poorly con- usual. Before the dental procedure starts, the dental team
trolled patients with DM 43 and, conversely, well-maintained should check whether the patient has fulfilled these recom-
patients with DM with good oral health measures show a mendations or not. In this way a hypoglycemic reaction in the
reduced incidence of dental caries. This is due to dietary office can readily be avoided.
restrictions, effective metabolic control, and effective oral hy- Having knowledge of the oral complications of diabetes,
256 L. Bensch, M. Braem, and G. Willems

Table 2 Type of Diabetes, Medical Treatment, Considerations in Orthodontic Treatment


Type of diabetes Type 1 diabetes Type 2 diabetes
Medical treatment Insulin Lifestyle changes to promote weight loss: diet, physical exercise
Oral hypoglycemic agents: biguanides, sulfonylurea
Insulin
Considerations in Medical anamnesis at the first appointment.
orthodontic Check for HbA1c or contact the patient’s physician to verify the control of the disease.
therapy Type 1 DM patients are presumed to be more brittle: check for the frequency of
hypoglycemic reactions.
Type 2 DM patients are presumed to be more stable.
At each appointment evaluate the oral cavity for signs of deterioration of glycemic control.
Advise the maintenance of good oral hygiene.
During treatment, monitor the periodontal condition and keep control over the inflammation.
Apply light forces and check on a regular basis the vitality of the teeth involved.
Summary Patients with well-controlled diabetes are no contraindication for orthodontic treatment.
Avoid orthodontic treatment in uncontrolled or poorly controlled diabetes patients.

the dental practitioner should take them into account when cordingly be made. Especially in adults, it is important before
treating the diabetic patient. The key to any orthodontic the start of the orthodontic treatment to obtain a full mouth
treatment for a patient with diabetes is good medical control. periodontal examination including probing, plaque and gin-
Orthodontic treatment should not be performed in a patient givitis score, and to evaluate the necessity for periodontal
with uncontrolled diabetes. If the patient is not in good met- treatment. First, the periodontal condition must be improved
abolic control (HbA1c ⬎ 9%), every effort should be made to before any orthodontic treatment can take place. During
improve the diabetic state before starting orthodontic treat- orthodontic treatment the orthodontist should monitor the
ment. For diabetes patients under good medical control, all periodontal condition of patients with diabetes and keep
dental procedures can be performed without special precau- control over the inflammation. As with all orthodontic pa-
tions unless complications of diabetes are present. tients, maintaining strict oral hygiene is very important. If
There is no treatment preference with regard to fixed or plaque control is difficult to achieve with mechanical aids
removable appliances. It is important to stress the mainte- such as toothbrush and interdental brush, the use of a disin-
nance of good oral hygiene, especially when fixed appliances fectant mouth rinse of the chlorhexidine type, as an adjuvant
are used. Indeed such appliances may give rise to increased chemical plaque control, can be considered. To minimize the
plaque retention, which may in these patients more easily neutralizing effect of the toothpaste on the chlorhexidine
cause tooth decay and periodontal breakdown. Adjuvant molecule,55,56 there should be at least a 30-minute interval
daily rinses with a fluoride-rich mouth rinse, preferably be- between toothbrushing and a chlorhexidine rinse.57,58 Chlo-
fore bedtime, can provide further preventive benefits. Can- rhexidine is cationic and forms salts of low solubility with
dida infections may occur and, if present, blood glucose lev- anions, resulting in a reduced antimicrobial effect. Sodium
els should be monitored to rule out deterioration of the lauryl sulfate, which is widely used as a detergent in tooth-
diabetic state. Diabetes-related microangiopathy can occa- paste, is anionic.
sionally occur in the periapical vascular supply, resulting in
unexplained odontalgia, percussion sensitivity, pulpitis, or
even loss of vitality in sound teeth.52,53 Especially in an orth-
Conclusion
odontic treatment where forces are applied to move teeth Diabetes mellitus is a common medical disorder that will be
over a significant distance, the practitioner should be alert to encountered by every practicing dentist. For dental practitio-
this phenomenon and check on a regular basis the vitality of ners it is essential to recognize oral signs and symptoms of
the teeth involved. It is advisable to apply light forces and not undiagnosed or poorly controlled diabetes and to understand
to overload the teeth. the diagnostic and treatment aspects of this disease, and to
Periodontal reactions to orthodontic forces were studied take appropriate actions when necessary. The practitioner
by Holtgrave and Donath.54 They found a retarded osseous must be prepared to manage diabetes emergencies should
regeneration, a weakening of the periodontal ligament, and they occur in the dental office. Medical anamnesis of the
microangiopathies in the gingival area. The authors con- patient therefore plays a crucial role as part of the clinical
cluded that the specific diabetic changes in the periodontium examination. Any patient suspected of diabetes should be
are more pronounced following orthodontic tooth move- referred for medical evaluation.
ment. Since diabetes patients and, more specifically, uncon- Patients with well-controlled diabetes are not contraindi-
trolled or poorly controlled diabetic patients have an in- cated for orthodontic treatment. During treatment, special
creased tendency for periodontal breakdown, these patients attention is required with regard to periodontal problems.
should be considered in the orthodontic treatment plan, as Patients should be informed about the greater propensity for
periodontal patients and treatment considerations must ac- gingival inflammation when fixed appliances are planned as
Diabetic patient 257

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