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Biomaterials 83 (2016) 127e141

Contents lists available at ScienceDirect

Biomaterials
journal homepage: www.elsevier.com/locate/biomaterials

Review

Topological design and additive manufacturing of porous metals for


bone scaffolds and orthopaedic implants: A review
Xiaojian Wang a, 1, Shanqing Xu a, 1, Shiwei Zhou a, Wei Xu b, Martin Leary b,
Peter Choong c, M. Qian b, Milan Brandt b, Yi Min Xie a, b, *
a
Centre for Innovative Structures and Materials, School of Engineering, RMIT University, GPO Box 2476, Melbourne 3001, Victoria, Australia
b
Centre for Additive Manufacturing, School of Engineering, RMIT University, GPO Box 2476, Melbourne 3001, Victoria, Australia
c
Department of Surgery, University of Melbourne, St. Vincent's Hospital, Melbourne 3001, Victoria, Australia

a r t i c l e i n f o a b s t r a c t

Article history: One of the critical issues in orthopaedic regenerative medicine is the design of bone scaffolds and im-
Received 23 July 2015 plants that replicate the biomechanical properties of the host bones. Porous metals have found them-
Received in revised form selves to be suitable candidates for repairing or replacing the damaged bones since their stiffness and
31 December 2015
porosity can be adjusted on demands. Another advantage of porous metals lies in their open space for the
Accepted 1 January 2016
Available online 6 January 2016
in-growth of bone tissue, hence accelerating the osseointegration process. The fabrication of porous
metals has been extensively explored over decades, however only limited controls over the internal
architecture can be achieved by the conventional processes. Recent advances in additive manufacturing
Keywords:
Additive manufacturing
have provided unprecedented opportunities for producing complex structures to meet the increasing
Topology optimization demands for implants with customized mechanical performance. At the same time, topology optimi-
Bone scaffold zation techniques have been developed to enable the internal architecture of porous metals to be
Porous metals designed to achieve specified mechanical properties at will. Thus implants designed via the topology
Orthopaedic implants optimization approach and produced by additive manufacturing are of great interest. This paper reviews
Biomaterials the state-of-the-art of topological design and manufacturing processes of various types of porous metals,
in particular for titanium alloys, biodegradable metals and shape memory alloys. This review also
identifies the limitations of current techniques and addresses the directions for future investigations.
© 2016 Elsevier Ltd. All rights reserved.

1. Introduction tissue creates the morbidity associated with a second surgical site.
An alternative choice is allograft tissue (taken from another per-
Bone is a complex tissue that continually undergoes dynamic son), which carries the risk of transmissible disease and depends on
biological remodelling, i.e., the coupled process whereby osteo- logistic circumstances (limited availability). The insufficiencies of
clasts resorb mature bone tissue followed by osteoblasts that application of autograft and allograft tissue have led to greater
generate new bone to maintain healthy homeostasis of bone [1]. research efforts to identify biomimetic materials and structures
This unique feature of bone underpins its ability to remodel itself to that are suitable for skeletal repair without the inherent problems.
repair damage. However, when a bone defect exceeds a critical non- Metals and alloys have a long history of application as bone
healable size, external intervention is required to supplement self- implants [4e7]. Among them, the use of stainless steels, cobalt (Co)
healing if the defect is to be bridged [2]. Despite recent advances in based alloys (CoCrMo), and titanium (Ti) and its alloys are well
biomaterials and tissue engineering, repair of such a critical-sized established due to their good biocompatibility, satisfactory me-
bone defect still remains a challenge. The optimal choice is to use chanical strength and superior corrosion resistance [5]. However,
autograft (patients' own tissue) [3]. However, harvesting autograft implants made of these materials are usually much stiffer than
natural bones, leading to stress shielding - a major source for bone
resorption and eventual failure of such implants [5]. Cortical bone
(compact bone) has elastic moduli ranging from 3 to 30 GPa, while
* Corresponding author. Centre for Innovative Structures and Materials, School of
Engineering, RMIT University, GPO Box 2476, Melbourne 3001, Victoria, Australia. trabecular or cancellous bone has significantly lower elastic moduli
E-mail address: mike.xie@rmit.edu.au (Y.M. Xie). of 0.02e2 GPa. Most current implant materials have much higher
1
Equal contribution.

http://dx.doi.org/10.1016/j.biomaterials.2016.01.012
0142-9612/© 2016 Elsevier Ltd. All rights reserved.
128 X. Wang et al. / Biomaterials 83 (2016) 127e141

moduli than those of bones, e.g., Ti6Al4V has a modulus of around producing porous metallic structures for bone tissue repair, with a
110 GPa and CoCrMo alloys have a modulus of around 210 GPa particular emphasis on topological design of internal architecture
[5,6,8]. Therefore, to avoid stress shielding at the bone-implant of porous metals for bone implants.
interface, the equivalent Young's modulus and yield stress have to
be adjusted when using these bulk materials. An effective method
2. Structure and properties of bone
is to introduce adjustable porosity or relative density as proposed
by Gibson and Ashby [9] for isotropic materials.
2.1. Structure of bone
Traditional methods for fabricating open-cell porous metals
include liquid state processing (direct foaming, spray foaming, etc.),
Bone is a natural composite containing both organic compo-
solid state processing (powder metallurgy, sintering of powders
nents (mainly type-I collagen, but also type-III, type-IV collagen
and fibres, etc.), electro-deposition and vapour deposition [10,11].
and fibrillin) and inorganic crystalline mineral (e.g., hydroxyap-
Although the shape and size of the pores can be adjusted by
atite, HA) [1,22,33,34], as illustrated in Fig. 2. The structure of
changing the parameters of these manufacturing processes, only a
bone is similar to reinforced concrete that is used in the building
randomly organized porous structure can be achievable. However,
industry. The function of HA crystals and collagen molecules are
additive manufacturing (AM) technologies can fabricate porous
like the steel rod and cement to concrete: one part provides
metals with predefined external shape and internal architecture
flexibility and the other provides strength and toughness. Type-I
[2,12e14]. Metal-based additive manufacturing (MAM) techniques,
collagen is a triple helix of ~1.5 nm in diameter and ~300 nm in
such as selective laser melting (SLM) and electron beam melting
length. It is the primary organic components of bone. Other non-
(EBM), are computer controlled fabrication process based on layer-
collagenous proteins include glycoproteins and bone specific
wise manufacturing principles. SLM [15e17] and EBM [18,19] are
proteoglycans [1]. Hydroxyapatite is the inorganic component of
increasingly used for the fabrication of porous metals with complex
bone and is plate-shaped of 50  25 nm in size and 1.5e4 nm
architecture. Instead of using electron beam as the energy source in
thick [35]. The HA crystals are oriented in a periodic array in the
EBM, the SLM technology uses laser beam with adjustable wave-
fibrils, preferentially with their c axis parallel to the collagen fi-
length. Therefore, EBM can only process conductive metals
brils [35]. These two phases account for about 95 wt. % of the dry
whereas SLM can process polymer or ceramics as well as metal.
bone.
Furthermore, due to more diffuse energy (larger heat-affected
Bone has a hierarchical structure. Each level performs diverse
zone), EBM process has larger minimum feature size, median
mechanical, biological and chemical functions. The hierarchical
powder particle size, layer thickness, resolution and surface finish
levels of bone include macroscale, microscale, sub-microscale,
[20]. The robust application of MAM technologies requires exten-
nanoscale, and sub-nanoscale (Fig. 2). The macroscale level rep-
sive material, process and design knowledge, specific to each MAM
resents the overall shape of the bone. Bone can be classified as
technology [21]. MAM system behaviour is subject to significant
compact bone (cortical bone), and trabecular bone (cancellous
stochastic error and experimental uncertainties, requiring that
bone). Compact bone is almost solid, with only ~3e5% spaces for
“assumptions are necessary to simplify the problem” [22]. Sources
osteocytes, canaliculi, blood vessels, and erosion cavities etc.
of error include: complex and transient heat transfer phenomena
There are large spaces in trabecular bone. The pores in trabecular
[23], geometric effects [24] with poorly defined powder thermal
bone are filled with bone marrow, and the porosity varies be-
properties [25]. MAM prediction error can lead to excess melt pool
tween 50 and 90% [1,36e38]. The building block of compact bone
temperature [26], resulting in undesirable microstructure, residual
is the osteons, which are of the size ranging from 10 to 500 mm,
stress, local porosity, and surface roughness. Understanding the
whereas the trabecular bone is made of a porous network of
effects of design decisions on temperature related process defects is
trabeculae. At the micron- and nano-scales, aggregated type-I
critically important to the process control. Comprehensive reviews
collagen and HA form the collagen fibril. The reinforced
of AM technologies can be found elsewhere [27,28].
collagen fibre is a universal building element for both compact
Recent successes in orthopaedic regenerative medicine have
and trabecular bones.
promised an exciting future of AM technology. The world's first
additively manufactured mandible was implanted in a patient by
Dr. Jules Poukens and his team in 2012 in Belgium [29]. A full lower 2.2. Mechanical properties of bone
jaw implant (mandible in Fig. 1) was coated with hydroxyapatite
and implanted in an 83 year old lady. The porous implant was Mechanical properties of bone vary significantly with age,
slightly heavier than a natural jaw, and provided robust attachment anatomical site and bone quality. It continues to be a major scien-
of muscles and sufficient space for nerves [29]. Skull re- tific challenge to fully understand the mechanics of living bones
constructions with AM parts have been performed successfully by [36e38]. Among the various biomechanical properties of bone
using digital design and AM. Mertens et al. [30] successfully (stiffness, strength, creep and fatigue), elastic modulus has attrac-
reconstructed a class III defect using AM manufactured titanium ted the most research interest because of its critical importance for
implants, which provided both midfacial support and a graft fixture characterizing various bone pathologies and guiding artificial
(midface defect in Fig. 1). Jardini et al. [31] in Brazil designed and implant design. The elastic modulus and strength of bone are
AM fabricated a customized implant for the surgical reconstruction anisotropic. Compact bone is both stronger and stiffer when loaded
of a large cranial defect. In 2014, Prof. Peter Choong, an Australian longitudinally along the diaphyseal axis than the radial transverse
surgeon from St Vincent's Hospital, together with scientists from directions (Table 1). It is also stronger in compression than in
the Commonwealth Scientific and Industrial Research Organization tension. Trabecular bone is an anisotropic and porous composite.
(CSIRO) and Anatomics, successfully implanted the world's first 3D- Like many biological materials, trabecular bone displays time-
printed titanium heel bone into a patient [32]. dependent behaviour as well as damage susceptibility during cy-
Typical design and application approaches of porous metallic clic loading [41]. The mechanical properties of trabecular bone
implants normally include the design of scaffold, AM and post- depend on not only the porosity, but also the architectural
processing (heat-treatment and surface modification) as illus- arrangement of the individual trabeculae. The physical and me-
trated in Fig. 1. This review aims to identify the current status and chanical properties of human bone are summarized in Table 1
the future directions of design-oriented AM technology in (values are averaged from reported data) [1,26,34,36e38,42,43].
X. Wang et al. / Biomaterials 83 (2016) 127e141 129

Fig. 1. Schematic diagram for the design, additive manufacturing, heat-treatment, surface modification of porous metallic structures and the latest orthopaedic regenerative
medicine examples. Images adapted from Refs. [29e31].

Fig. 2. Hierarchical structural organization of bone. Image adapted from Refs. [35,39,40].

2.3. Requirements for the design of orthopaedic implants characteristics: (1) biocompatibility; (2) suitable surface for cell
attachment, proliferation and differentiation; (3) highly porous
A successful porous metallic implant would restore the function with an interconnected pore network for cell ingrowth and trans-
of bone and promote regeneration of bone tissue at the damaged port of nutrients and metabolic waste; (4) mechanical properties to
site. An ideal bone scaffold should possess the following match the requirements of the surrounding tissues to reduce or
130 X. Wang et al. / Biomaterials 83 (2016) 127e141

Table 1
Mechanical properties of human bones, average values from literature [1,26,34,36e38,42,43].

Porosity Modulus (GPa) Strength (MPa) Poisson's ration

Compact Bone 3e5% Longitudinal 17.9 ± 3.9 Tension 135 ± 15.6 0.4 ± 0.16
Compression 205 ± 17.3
Transverse 10.1 ± 2.4 Tension 53 ± 10.7 0.62 ± 0.26
Compression 131 ± 20.7
Shear 3.3 ± 0.4 Shear 65 ± 4.0
Trabecular Bone Up to 90% Vertebra 0.067 ± 0.045 2.4 ± 1.6
Tibia 0.445 ± 0.257 5.3 ± 2.9
Femur 0.441 ± 0.271 6.8 ± 4.8

eliminate stress shielding, and to meet anatomic loading re- invasion and the supply of nutrients required to sustain cell growth
quirements to avoid mechanical failure [44e48]. Porous metals are and may also provide an outlet for the removal of cell debris,
implanted to repair bone defects of critical size and, in most cases, thereby increasing its osteoconductive potential. High permeability
serve as load-bearing devices. Bone is usually anisotropic with of titanium implants enhances the osseointegration process
different stiffness and strength in different directions, but normally [58,59]. Further research on the effect of permeability of porous
there are no extremely weak directions [49]. Therefore, suitable metallic implants is in demand.
porous metals will approximate the stiffness of surrounding bones, In summary, porosity, pore size and pore interconnectivity are
making them effective for load transfer and alleviating the stress key factors that will significantly influence the mechanical prop-
shielding effect. erties and biological performance of scaffolds such as bone
The key characteristics to design porous metallic implants ingrowth and transportation of cells and nutrients. However, the
include the careful selection of porosity, pore size, and pore inter- effects of these factors on scaffold performance are complicated,
connectivity, aiming to achieve satisfactory clinical outcomes. even conflicting to each other in certain circumstances. For
These structural features have a profound effect on mechanical example, increasing the porosity may enhance the biological pro-
properties and biological performance of the metallic implants. cesses, but it can decrease the stiffness and strength drastically [9].
Bone regeneration in porous implants in vivo involves recruitment Therefore, finding the optimal topologies for scaffolds is of critical
and penetration of cells from the surrounding bone tissue and importance. However, conventional CAD-based design techniques
vascularization [50]. Higher porosity may facilitate these processes are inefficient and usually fail to obtain the optimal scaffold design
and benefit the bone ingrowth. For instance, more bone ingrowth because a prohibitively large number of trials would be required in
was found in porous titanium coatings of higher porosity after the order to achieve a balanced performance, e.g., desirable stiffness
implants were placed into a canine model for 8 weeks [51]. Simi- and good permeability. On the contrary, topology optimization
larly, bone ingrowth was shown to be deeper and greater in porous techniques are capable of quickly finding the optimal topologies
polymer scaffolds of higher porosity [52]. which satisfy multiple objectives and constraints simultaneously to
The influence of pore size on the bone ingrowth is still contro- provide site-specific biological performance.
versial in literature [53e57]. The optimal pore size for mineralized
bone ingrowth is claimed to be 100e400 mm in the research by Itala
et al. [53]. They implanted triangle-shaped titanium implants of 3. Topological design of porous metallic structures for
different plate thickness with pore size ranging from 50 to 125 mm orthopaedic implants
into rabbit femur and found that there was no clear lower limit of
pore size for consistent bone ingrowth [53]. Recently Braem et al. 3.1. Porous metallic implants and topology optimization techniques
[55] assessed the feasibility of early bone ingrowth into a pre-
dominantly microporous Ti coating in the compact bone of rabbit As mentioned previously, bone is a 3D inhomogeneous structure
tibiae and found that new bone formed in micropores of less than with elaborate features from macro-to nano-scales. While it is
10 mm. Large pores are believed to favour vascularization. Bai et al. impossible, and perhaps unnecessary, to recreate all details of
[56] suggested an upper limit of pore size for vascularization, 400 natural bone in the porous metallic implant, ideally the implant
mm, beyond which no significant difference was observed with should have similar hierarchical configurations on multiple scales.
increasing pore size. Kuboki et al. [54] found that, when the pore It is essential that the implant should possess properties similar to
size ranged from 300 to 400 mm, the implantation of porous hy- the host bone and the ambient tissue [60]. This calls for a well-
droxyapatite scaffolds into rats showed higher alkaline phosphates established design methodology integrating structural stiffness
activity, osteocalcin content and bone ingrowth. However, Naoya et with fluid permeability to allow the implant to have both adequate
al. [57] implanted 300 mm, 600 mm and 900 mm AM manufactured rigidity to resist the physical loading and sufficient permeability to
porous Ti scaffolds into rabbit tibia and they found 600 mm and 900 transfer cells, nutrients, etc. Fully solid metals, e.g. titanium, are
mm scaffolds demonstrated significantly higher bone ingrowth than unsuitable because they are inherently impermeable, preventing
300 mm scaffolds. In addition to vascularization, specific surface cells from invading inside to proliferate and form extra cellular
area of scaffolds is another essential factor with respect to fixation matrix. Moreover, the Young's modulus of human bones (Table 1) is
ability. Scaffolds with smaller pores are considered to have larger much lower than that of solid metals. Such a stiffness mismatch is
surface area and therefore more space for bone tissue ingrowth. regarded as one of the most significant problems in implant design
Another important feature of bone implants is the permeability as the resulting stress shielding would often lead to implantation
of the porous metal since the transportation of cells, nutrients and failures.
growth factors require the flow of blood through the porous scaf- Recently, porous metals were used in orthopaedic surgeries to
folds. In simple terms, permeability is characterised by using replace damaged bones. Porous scaffolds are geometrically similar
gradient pressure to push liquid through porous material. Zhang to natural hard tissues which are composed of constituting ma-
et al. [58,59] stated that permeability may influence vascular terials penetrated by interconnected pores [61]. Porous metals can
be designed to duplicate the properties of bones if their structures
X. Wang et al. / Biomaterials 83 (2016) 127e141 131

Fig. 3. Approaches for scaffold design: representative unit cells and blocks. Images adapted from Refs. [14,62e64,71,72,74,80,106e108].

could be designed digitally and fabricated using advanced consist of a vast number of randomly shaped pores in different
manufacturing technology. Conventional porous scaffolds typically sizes and therefore it is almost impossible to quantitatively analyse
132 X. Wang et al. / Biomaterials 83 (2016) 127e141

their properties. To obtain a simplified model, researchers usually engineering optimization problems. In the field of computational
assume that scaffolds are constructed of periodically-repeating material design, the topology optimization approach is termed as
unit cells along all directions and the architecture of the micro an “inverse homogenization” method because the homogenization
unit cells can distinctly define the macro properties of the scaf- method [90,91] is used to calculate the effective properties of a unit
folds. Typical traditional design strategies of periodic bone scaf- cell and the material distribution is rearranged through topology
folds include Computer Aided Design (CAD), image-based design optimization to enable the material to attain target properties. The
and implicit surfaces [62], as illustrated in Fig. 3. CAD-based design seminal work of inverse homogenization was conducted by Sig-
are obtained by using various CAD tools. The widely used library of mund in the 1990s for the design of materials with prescribed
constructing units always involves Platonic and Archimedean elastic properties [92,93]. Thereafter, great achievements were
polyhedral solids, which can also be used to construct functional obtained in the design of exceptional material properties including
graded scaffolds [63e66]. Computer-aided system for tissue scaf- negative thermal expansion coefficient [94] and negative refraction
folds (CASTS) is a further development based on these scaffold li- index [95]. Later, this method was extended to the design of scaf-
braries, aiming to efficiently automate the entire design process for fold materials with their stiffness matrices matching those of
desired topologies [67e69]. Bio-inspired design is an alternative to anisotropic native bones [75,96,97]. By using the SIMP based
improve the mechanical performance of bone scaffolds and enrich structural optimization, Guest and Prevost [98] developed a to-
the scaffold library [70e72]. Other CAD-based approaches may pology optimization technique to find a scaffold with pores in the
also be used in designing scaffolds [14]. Image-based design, as shape of a Schwartz primitive structure, resulting in the maximum
proposed by Hollister et al. [73], is based on Computed Tomogra- permeability. They also combined bulk modulus and permeability
phy (CT) or Magnetic Resonance Image (MRI) data for recon- in a single objective function and tailored these two competing
struction of a defect. It uses Boolean combination of defect image properties in a multi-physics optimization problem [99]. Using a
and architecture image (could be from empirical or bio-inspired similar density-based optimization method, scaffolds with elastic
shapes) to create 3D scaffold image [12,73e75]. Implicit surface tensors similar to those of natural bones were designed; and the
modelling uses single mathematical equations to freely introduce performance of these scaffolds in subsequent tissue ingrowth was
pore shapes such as triply periodic minimal surfaces (TPMS), investigated [100]. It is found that bone remodeling is at its best
which is highly flexible in designing scaffolds [62,76e80]. CAD- when the scaffold elastic tensor matches or is slightly higher than
based randomization approach starts from cell elements to fill a the elastic properties of the host bone.
specific volume in computer software, where standard cell ele- The last row in Fig. 3 shows the porous structures with the
ments are usually packaged while new cell elements can also be maximum bulk and shear moduli, respectively, at a given porosity.
created [81,82]. This method can effectively imitate real bones by These unit cells were obtained using the Bi-directional Evolu-
the randomization process, thus promoting the bone attachment tionary Structural Optimization (BESO) method [101e105], which
and bone cell in-growth, as well as increasing the damage shows faster convergence and unambiguous material definition
tolerance. [106e109]. The BESO method, which allows the material to be
While the aforementioned methods enable scaffolds to obtain added and removed simultaneously during the optimization pro-
desirable stiffness and permeability, these approaches demand a cess, is an extension of the original evolutionary ESO method
vast number of attempts to achieve anticipated properties. Often proposed by Xie and Steven [87,88]. As shown in Fig. 3 on topology
the resulting design is far from the optimum. One of the main optimization, various unit cells with maximal bulk modulus,
challenges in the application of porous scaffolds to orthopaedic maximal shear modulus, prescribed stiffness ratios in three di-
implants is the adaptation of their mechanical and biomedical rections, and functionally graded structures can be obtained
properties to those of natural bones. The implanted scaffolds are through the BESO method.
placed in a complex environment and their performance is affected The second class of topology optimization methods, represented
by many factors. Some of them such as high permeability and good by the level-set algorithm [110], focus on tracking phase bound-
stiffness are competing with each other since a larger pore size is aries. In the level-set method, the interfaces of two phases are
obtained usually at the cost of a lower mechanical strength [83]. implicitly defined by the zero-level contour of a high-dimensional
Hence, to increase the mass transfer, while retaining a strong level-set function. The level-set method provides an effective
supporting framework, there is a need to maintain a delicate trade- technique to represent smooth boundaries and to control topology
off between the porosity of the fabricated scaffold and its strength changes [111]. A variational level-set technique for periodic mate-
[10]. rial design problems governed by NaviereStokes and Maxwell's
Topology optimization e a mathematical method capable of equations was developed to attain material with maximal perme-
rearranging the materials to attain desired properties while ability [112]. Level-set topology optimization enables the no-slip
satisfying prescribed constraints e can complement the trial-and- boundary condition of fluids in Stokes flow to be naturally satis-
error approach and provide a powerful tool to design complex fied [113]. Periodic structures of scaffolds with the maximal effec-
scaffolds with features on multiple scales. It is a branch of tive diffusivity aimed at providing an ideal environment for
computational mechanics and was originally developed in struc- nutrient transportation were studied by a level-set based optimi-
tural engineering [84]. It has been widely used for designing zation method [114].
structures and materials for desirable mechanical performance There have been tremendous advances in recent years in the
and physical properties. Through two decades of development, this area of using topology optimization techniques to design multi-
method has gone far beyond the traditional structural engineering functional materials with periodic structures, as shown in a
context [85]. comprehensive review by Cadman [115]. Several of these de-
Typically, there are two ways to define a structure in topology velopments are directly related to the design of scaffolds. Both
optimization. The first is a point-by-point description in which a stiffness and diffusive transport properties were considered by
void (r ¼ 0) or a solid (r ¼ 1) phase in a local element is represented Hollister [12,44] and Challis et al. [116]. Using topology optimiza-
by an elemental density r [86]. The Evolutionary Structural Opti- tion, Hollister and co-workers also created an interbody fusion cage
mization (ESO) [87,88] and the Solid Isotropic Material with for improved arthrodesis [117]. The outcomes of their research
Penalization (SIMP) methods [86,89] use this type of description were used in clinic to support bone regeneration for craniofacial
and have gained considerable success in solving a wide range of reconstruction [12].
X. Wang et al. / Biomaterials 83 (2016) 127e141 133

3.2. Constraints in structural design for additive manufacturing are required.


There were also attempts to design structures so that they could
Although AM can theoretically produce structures in any shape, be fabricated using AM without support [122]. This approach is
the quality of the structures may vary significantly depending on interesting and useful, but may not be generally applicable to
the design and fabrication parameters [118]. Therefore, it is scaffold designs. Other researchers examined the suitability of us-
necessary to consider the processability of the designed parts ing SIMP and BESO topology optimization algorithms to design
during the topological design process, including the constraints and structures for AM [123].
limitations of AM technologies. However, there is still limited
research on creating design guidelines to achieve this goal. Kranz 4. Current status of AM and topology optimization in
et al. [119] experimentally investigated the restrictions of Laser producing porous metallic structures
Additive Manufacturing (LAM) of Ti6Al4V and presented a
comprehensive structured catalogue. In their research, restrictions AM technologies are superior to conventional fabrication tech-
and recommendations were presented based on experimental niques for producing porous metallic implants with complex and
measurements of different characteristics such as cavities (powder customized structures, as shown in Fig. 5. In addition to the geo-
removal, volume reduction), walls (edges, corners and thickness), metric flexibility, composites with two or more phases can be
bores (size, orientation and tooling), gap (dimension, form), hollow manufactured. These advantages enable AM to become a promising
cylinder, overhangs and support structures. They also found that tool for the production of biomedical implant devices, controlled
the quality of AM parts was highly dependent on the materials, drug delivery systems, and engineered tissues [124e135]. Examples
machines and process parameters. Therefore, similar guidelines include artificial joints and load-bearing implants produced by AM
could be achieved through similar methodology on different ma- using biocompatible materials such as hydroxyapatite, Ti, Ta and
terial systems. Among many parameters, frequently discussed one CoeCreMo alloys [2,44,127,134] and customized prostheses such as
includes overhanging structures, which may lead to some unde- intervertebral spacers [135]. There has been growing research in-
sirable defects [120,121]. In an AM process, the overhanging terest in using topology optimization to design bone scaffolds and
structure is not supported by solidified section or bottom substrate orthopaedic implants [75,96e100,136e144], however significant
when it is being built. Therefore, the overhanging structure is challenges still remain before these concepts could be used in
strongly influenced by the orientation of building (Fig. 4 (a)-(d)) clinical practice. An important issue that may not be neglected
[121]. Therefore, the critical fabrication angle is of great importance when applying topology optimization to scaffold design is to
since it determines the form of overhanging structure, hence the consider the differences in physical, chemical and mechanical
processability [120]. Fig. 4 (e) [120] shows the sketch of a circular properties of base materials produced by AM and conventional
pore with overhanging arc AB, which can be processable if the fabrication techniques. The material property in AM process may
fabrication angle were larger than the critical value qc. Otherwise, greatly affect the final topological shape of scaffold, which may
supporting structures have to be used, which are normally avoided differ from the original CAD model obtained from topology opti-
to prevent damage of parts in post-processing. A better choice in mization. Moreover, good understanding of the change in me-
design is to adopt structures with special geometrical arrangement chanical properties in AM process may assist more accurate optimal
such as an octahedral lattice, whose lateral schematic is shown in design in topology optimization procedure. This section will review
Fig. 4 (f) [120]. When the downward sloping surface CD has a larger the status of research on AM fabrication of three main families of
fabrication angle than the critical angle qc, no supporting structures alloys and the application of topology optimization.

Fig. 4. Examples of overhanging structures: (a)e(c) structures having downward sloping face and (d) adjusting downward sloping faces by changing the orientation of the part, (e)
processability of a circular pore and (f) improved design of a pore. Images reproduced from Refs. [120,121].
134 X. Wang et al. / Biomaterials 83 (2016) 127e141

Fig. 5. Photographs of additive manufactured bone scaffolds: Ti6Al4V implants in sheep cervical spine (a) [135] NiTi scaffold for pseudoelastic applications (b) [161]; biodegradable
Mg stent after expansion (c) [162]; as-produced plain Ti scaffold (d) and the scaffolds with homogeneous and thick CaP coatings (e), (f) [152]; as produced Ti6Al4V scaffold (g),
scaffold after HCl etching treatment (h) and the corresponding enlarged view (i) [18].

4.1. Biocompatible Ti alloys combined the multi-stage AM technology with the powder met-
allurgy process to produce porous Ti alloy scaffolds using wax
Metals in biological systems may experience corrosion and templates generated by CAD. The pore size of their designs ranged
release ions, which may result in many adverse physiological ef- from 200 to 400 mm and the porosity reached 66.8%. This method
fects [4,145]. Therefore, the biocompatibility (defined by the could achieve controlled porous structure and ensure high reso-
toxicity and carcinogenicity from the release of metal ions) of any lution in manufacturing. The resulting microstructure and surface
implant must be quantified to decrease the patient's risk and the roughness were similar to parts manufactured by conventional
failure of the implantation [4]. The cytotoxicity of typical surgical methods. This method could also be extended to the fabrication of
implant alloys and pure metals have been broadly studied in the other metallic structures which are difficult to be directly made by
past decades [146e149]. It is now commonly accepted that vana- AM. Murr et al. [14] manufactured different porous Ti6Al4V im-
dium (V) may cause sterile abscess and aluminium (Al) may cause plants using AM based on micro-CT scan and CAD models built by
scar tissue, whereas titanium (Ti), zirconium (Zr), niobium (Nb) and Materialise software. They studied the influence of geometric fea-
tantalum (Ta) exhibit excellent biocompatibility [4]. tures of unit cells on the mechanical properties of the porous
Another important motivation behind the design of biocom- structures and found that when the porosity changed from 59% to
patible Ti alloys is the opportunity to decrease the modulus of Ti 88%, the elastic modulus decreased from 3.03 to 0.58 GPa, which
alloys by adding b-stabilizing elements. As mentioned above, the b- proved that the elastic modulus of porous metals could be readily
stabilizing elements should be biocompatible. Various b-type Ti adjusted through the porosity. Similarly Pattanyak et al. [17] stud-
alloys composed of low modulus biocompatible elements (i.e., Ta, ied porous Ti implants based on micro-CT scan on human cancel-
Nb, Zr, Mo) were developed. These alloys exhibited lower modulus lous bones, which focused on structures with complicated internal
than the commonly used Ti6Al4V. One example is Ti13Nb13Zr structures for bone ingrowth applications. The implants were
[146], which showed improved bone biocompatibility and a manufactured via SLM using Ti powder of less than 45 mm in size.
modulus of 79 GPa. Other b-type Ti alloys which exhibited lower They found that the compressive strength decreased from 120 to
modulus (~55e65 GPa) included Ti29Nb13Ta4.6Zr [147] and 35 MPa when the porosity changed from 55% to 75%. Hollander
Ti35Nb5Ta7Zr [149]. et al. [151] produced a variety of Ti6Al4V implants, ranging from
In recent years, AM produced porous Ti alloy scaffolds were porous cylinder to solid human vertebra model with irregular
widely reported with Ti6Al4V in dominance, such as the Ti6Al4V shapes.
implants in sheep cervical spine in Fig. 5 (a) [135]. Ryan et al. [150] Porous Ti6Al4V structures were shown to be effective in
X. Wang et al. / Biomaterials 83 (2016) 127e141 135

supporting cell growth and new bone tissue growth, and cell based porous structures is normally done in high vacuum. However, these
study suggested that Ti6Al4V possesses high cyto-biocompatibility methods have difficulties in precisely controlling the porous
[55,152e156]. In vitro studies were performed with porous Ti6Al4V structures of NiTi, i.e., pore size and pore shape. To overcome this
structures. Cell spreading and proliferation were observed across problem, AM technologies such as SLM have been used to produce
the entire surface and inside the porous structure [156]. A similar NiTi implants [179e184]. It was shown that AM produced NiTi parts
study was performed by Van Bael et al. [155], which suggested that exhibited similar mechanical properties as those fabricated by
enhanced cell seeding and proliferation were achieved on porous conventional methods such as casting [181,182].
structures. Porous Ti6Al4V scaffolds were found performing well in In contrary to the substantial research on Ti alloys, no reports on
animal models since induced new bone growth and osseointegra- the application of topology optimization in the design of SMA
tion were achieved on both bare and surface-coated porous Ti6Al4V scaffolds involving AM fabrication can be found in the literature up
structures [135,152]. Although porous Ti6Al4V had been widely to date.
studied, the potential release of toxic ions led researchers towards
looking for safer alternative alloys. Therefore, Ti alloys such as 4.3. Biodegradable metals
Ti24Nb4Zr8Sn, Ti7.5Mo and Ti40Nb were designed and fabricated
by AM, which exhibited comparable mechanical properties to their Biodegradable materials, including both polymer-based and
counterparts by conventional manufacturing approaches metal-based ones, are used for some medical implants which will
[157e160]. gradually degrade in human body over a period of time [185]. In
There was significant research interest in using topology opti- some clinical cases, biomaterials are only needed temporarily in the
mization for the design of porous Ti alloy scaffolds [116,136e144]. body and are expected to support the healing process and to
While early works mainly focused on the theoretical consideration disappear after the healing process is completed. Fig. 5 (c) shows a
of the structural design of the unit cells, recent efforts put more biodegradable Mg stent after expansion [162]. Compared to
emphasis on integrating topology optimization (the design aspect) polymer-based materials, biodegradable metals have higher stiff-
with AM (the fabrication aspect), e.g. Refs. [116,136]. ness and strength, and are more suitable for load bearing condi-
tions. As the degradable alloys (mainly magnesium and iron based
4.2. Shape memory alloys alloys) are expected to degrade inside human body, the main
compositions of the alloys should be metallic elements that can be
Shape Memory Alloys (SMA) are capable of regaining their metabolized, and demonstrate appropriate degradation rates in the
original shape after severe deformations when stimulated by human body [186]. Due to its unique characteristics, Mg alloys were
external environments [163,164]. Due to this unique property, used to manufacture cardiovascular stents [162] and bone screws
SMAs have found their way in orthopaedic implant applications. [187]. The degradable magnesium alloy bone screws were found
Typical SMAs include NiTi or nitinol which normally contains clinically equivalent to the conventional Ti screws; and no foreign
approximately 50 at% Ni and 50 at% Ti. The shape memory effect in body reaction, osteolysis, or systemic inflammatory reaction were
NiTi comes from the austenite/martensite phase transformation observed for the Mg alloy screws [187].
since martensite is a low temperature stable phase with the A key parameter that needs to be considered in designing a
absence of stress whereas austenite is a high temperature stable biodegradable metallic implant is its degradation rate in human
phase [165,166]. Currently, more than 90% of all commercial SMAs body. Pure Mg is known to have a fast degradation in high chloride
are based on NiTi and its ternary alloys - NiTiCu and NiTiNb [167]. physiological environment but it may produce hydrogen gas at a
Solid NiTi has a modulus of 48 GPa, which is much lower than other high rate from corrosion, which cannot be dealt with by the host
Ti alloys. Furthermore, NiTi allows for relatively large reversible tissue. Fe-based biodegradable materials are known to exhibit a
deformation of up to 8%. NiTi has higher stiffness than bone under slow degradation rate. Animal tests showed that large portions of
tendon, and is able to deform over a large strain range at an almost the pure Fe stent remained intact in the blood vessels 12 months
constant stress (plateau stress) [161,168]. Due to these character- post-surgery [188]. Alloying is a typical method to adjust the
istics, NiTi has been widely used in medical devices, such as surgical degradation rate of a metal. For instance, by adding elements such
tools, stents, orthodontic wires, plates and staples for bone frac- as Y, Sr, Zn, Zr and Ca, Mg alloys were shown to have much lower
tures. A NiTi scaffold for pseudoelastic application is shown in Fig. 5 degradation rates in comparison with pure Mg. Such alloys also
(b) [161]. Main attractive features of SMAs are: (1) capability to exhibited high strength, which is desirable for load-bearing appli-
recover the original shape after large deformation (pseudo-elas- cations. In addition to alloying, amorphous structures like metallic
ticity), (2) capability to recover the original shape from a stable glass alloys MgZnCa showed low degradation rate and high
deformed shape when heated (shape memory effect) and (3) a high strength [189,190]. However, metallic glass alloys are generally
damping capacity. difficult to manufacture, which would add the cost to the applica-
For biomedical applications, the presence of Ni in NiTi has been tion of this type of material [190].
a continuous concern since Ni is one of the highest sensitivities in Porous Mg alloy implants were investigated as temporary bone
metallic allergy tests [169,170]. Therefore, attempts were made replacements in an animal model [191,192]. They were shown to be
either to develop surface modification techniques or to use sub- able to enhance bone remodelling and appropriate host response.
stitution elements to mitigate this effect without sacrificing the However, porous Mg alloys degrade too rapidly in vivo, which may
biocompatibility [160,171e175]. For example, TiNb and the related leave subcutaneous gas cavities [193]. Since an open porous
TiNbX system (where X ¼ Zr, Ta, Hf) were developed which implant has large surface area, only alloys with slow degradation
exhibited elastic strains as high as 4.2% [175]. rate should be considered for making the porous structure, e.g. Mg-
Common methods for making porous NiTi structures are based 4 wt.% Y. The element yttrium helps promote grain refinement, thus
on powder metallurgy (PM) and self-propagating high temperature resulting in a slow degradation and sufficient cyto-compatibility
synthesis (SHS) of a mixture of elemental powders (Ni and Ti) or [193]. Nguyen et al. [194] manufactured porous Mg alloys using
pre-alloyed NiTi powder with space holding materials [176e178]. SLM and suggested that the dimension, surface morphology and
After removing space holding materials at relatively low tempera- the oxygen pick-up of the laser-melted Mg were strongly depen-
ture, the structures are further sintered at high temperature dent on the laser processing parameters. Due to the high evapo-
[176e178]. Due to high reactivity of Ti and Ni, the sintering of ration rate at elevated temperatures, few attempts were made to
136 X. Wang et al. / Biomaterials 83 (2016) 127e141

fabricate Mg scaffolds directly using AM [195]. Instead, a technique Ti6Al4V with comparable or better mechanical properties than
combining 3D printing and gravity casting was shown to be effec- forged Ti6Al4V.
tive in producing topologically-ordered porous Mg structures
[196,197], where a porous NaCl mould was created using SLM and 5.2. Surface modification
then Mg alloy was cast into the mould. After removing the NaCl,
porous Mg structure with porosity of 41% and pore size of 1 mm Surface modification plays an important role in enhancing the
was obtained. The compressive strength of the porous Mg was re- biological performance of AM produced porous biomaterials,
ported to be 13 MPa, which is comparable to porous Mg produced particularly bioactivity and biocompatibility [206e212]. Ti alloys
by powder metallurgy [197]. are normally covered by one layer of 3e7 nm thick native oxide,
A review on porous biodegradable metals for hard tissue scaf- namely TiO2, which provides excellent chemical inertness, corro-
folds can be found in Ref. [198]. A theoretical study of topological sion resistance and biocompatibility. In the human body, Ti alloy
design of polymeric scaffolds considering the effect of biodegra- implants may experience non-specific protein adsorption and
dation was conducted by Chen et al. [199]. No reports on the interrogation of neutrophils and macrophages, which may attract
application of topology optimization in the design of biodegradable fibroblasts to an encapsulation process. To ensure an effective
metallic scaffolds involving AM fabrication have appeared in the biological bond between Ti alloy implants and surrounding bones,
literature so far. surface modification is essential to improve the conductivity of
bones or the bioactivity of titanium [7,213]. The surface
5. Heat-treatment and surface modification of porous morphology of Ti alloy implants depends on the history of material
metallic structures produced by AM processing. For AM produced porous Ti alloys, powders tend to
become small liquid spheres when heated up by laser or electron
5.1. Heat-treatment beams [18]. Such a “balling” effect is a complex metallurgical pro-
cess that leads to a rough surface and residual powder particles
The mechanical properties of AM produced materials depend [179]. These loosely connected powder particles can be removed
heavily on the processing parameters, including building layer through blasting or other post-processing methods before
thickness, scan speed, energy density and focal offset distance implantation.
[200,201]. Usually AM (SLM or EBM) produced materials have Surface modification or activation of Ti surface can be achieved
relatively high yield stress (Ti6Al4V, ~1000 MPa) and ultimate by various techniques such as plasma spray, physical or chemical
tensile strength (Ti6Al4V, ~1150 MPa), but a relatively low ductility vapour deposition, ion implantation, electrochemical oxidation,
(Ti6Al4V, less than 10%) [200,202,203]. In order to improve the acidic or alkali etching, solegel, heat-treatment, and surface
mechanical properties of AM produced porous biomaterials so that machining or grinding. For porous metallic structures, there are
they can mimic the human tissues and fulfil the desired functions, two main approaches, based on surface coating and surface
post-treatment is of critical importance. It is known that the mi- corrosion.
crostructures of as-built materials by AM are very different from A popular coating-based method is solegel process, which is a
those by traditional casting or forging approaches. AM is a layer- simple yet versatile method for creating oxide coatings at relatively
wise build-up process with high cooling rates that lead to signifi- low temperatures. For implants with a complex topology, dip
cant internal thermal stresses in the structure. During the building coating is normally used. The solegel process may deposit thin
process, the scanning by either a laser (for SLM) or an electron (<10 mm) inorganic coatings. The chemical composition and mi-
beam (for EBM) may cause the instabilities of the melt pool, crostructures of the coating can be better controlled by the solegel
resulting in increased porosity and high surface roughness process than by other methods. Other advantages of the solegel
[200,204]. Therefore, heat-treatment for changing the microstruc- process include homogeneity and low cost. Brie et al. [214] used
tures is routinely applied in most applications to meet the product solegel to form a bioceramic coating (CaP) on porous Ti6Al7Nb
requirements. The post-treatment process also enables the reduc- implants. The coating uniformly covered the external and internal
tion of thermal stresses in AM produced structures. For Ti6Al4V, surfaces of the implants; and the coated porous structures exhibi-
post heat-treatment is typically performed within the a þ b region ted improved biocompatibility. Other methods include electrolytic
(where a to b phase transition temperature Tb is 995  C), which can deposition (ED) and plasma spray. ED can produce CaP coatings
control the morphology and size of the a-phase without signifi- having a thickness of a few microns to several hundred microns,
cantly influencing the prior-b grain size. Heat-treatment above Tb which can be controlled by applying appropriate current density
leads to a complete dissolution of the a phase and the coarsening of and processing time [152]. This may also assist to control the sur-
prior-b grains [200]. A proper heat-treatment process may sub- face morphology of CaP coatings from needle-like to plate-like
stantially improve the mechanical properties of AM produced structures. Coating through ED can produce uniformly and fully
materials. Thone et al. [205] observed significant improvement in covered surface, which makes it suitable for functionalizing porous
ductility and fatigue strength after heat-treatment of SLM produced structures. Chai et al. [152] found that the bioactivity of the CaP
Ti6Al4V. They revealed that the tensile strength of heat-treated coated Ti6Al4V scaffold (surface morphology is shown in Fig. 5 (d)
Ti6Al4V slightly decreased from 1080 MPa to 945 MPa but the to (e)) was significantly improved and it was possible to produce
elongation at failure increased significantly from 1.6% to 11.6%, osteoinductive “bio-units” for the repair of bone defects.
along with remarkably prolonged fatigue life of parts from 28,900 Corrosion-based surface treatment involves interfacial chemical
to 290,000 cycles [205]. The improvements in the mechanical reactions of structures in corrosive solution. Such chemical pro-
properties after post heat-treatment are mainly due to the elimi- cesses include alkali treatment [215e217], acid etching [179] and
nation of thermal stresses and the changes of microstructures. On anodization treatments [218,219]. Fig. 5 (h) to (i) show the surface
the other hand, an adequate selection of AM processing variables morphology of scaffold before and after HCl etching treatment [18].
can facilitate in-situ heat treatment. The microstructure of Ti6Al4V The chemical reaction may produce a thin oxide layer (of TiO2, for
made by SLM is often dominated by a0 martensite due to rapid example) on the surface of the metal, usually resulting in improved
cooling, which can be decomposed to lamellar a þ b structure bioactivity. The thickness of the active layer can be controlled from
during SLM process by tuning the processing variables [201]. After tens of nanometer to hundreds of microns by adjusting processing
the optimization of processing conditions, Xu et al. [201] produced variables. Alkali treatment was initially introduced by Kim et al.
X. Wang et al. / Biomaterials 83 (2016) 127e141 137

[215] to improve the bioactivity of Ti implants owing to a biologi- human bones. Furthermore it is shown that additive manufacturing
cally active bone-like apatite layer on Ti surface. Anodization is a is the most promising and disruptive technology in the fabrication
mature electrochemical process capable of producing protective of porous orthopaedic implants designed through topology opti-
layers on the metal surface with adjustable surface microstructure mization. To further improve the mechanical and biological per-
and crystal structure [218,219]. Special care should be taken with formance of these structures, both post-treatment and surface
regard to the possible negative effect on mechanical properties modification are necessary. Based on these discussions, challenges
after corrosion-based surface treatment. It was reported that alkali and future directions of the integration topology optimization with
treatment might result in the deterioration of mechanical strength additive manufacturing are identified. This review provides useful
of porous Ti alloy scaffolds and also cause the embrittlement of the information to researchers and practitioners who are working in
struts in the scaffolds [209]. various areas of the truly multidisciplinary topic of bone implant
design and fabrication.
6. Challenges and future directions
Acknowledgements
Additive manufacturing provides unprecedented opportunities
for producing customized medical implants as this technology can This work was supported by the Australian Research Council
fabricate structures of complex external shapes and intricate in- (DP140100213 and LP140100607).
ternal architectures. Topology optimization has become a powerful
digital tool for the design of optimal structures and materials. The References
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