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REFERENCES
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345
In the last two decades, as population has continued to was evident in the impact throughout the 1970s and 1980s
shift out of central cities and into suburbs, and as suburbia of the market-oriented approaches of researchers such as
itself has sprawled into the vast stretches of unincorporat- Elinor Ostrom, Robert Bish, and E. S. Savas.5
ed land in metropolitan areas, county governments have
In the polycentric approach, counties are not critical to
become increasingly important as service delivery agents.1
the governance of metropolitan regions. Instead, county
County governments play a direct role in delivering ser- governments are just another potential supplier of urban
vices to the population of unincorporated areas, and they services, along with special districts, municipalities, and
have increased their role in the delivery of urban services private finns.6 From this perspective, limited research on
to incorporated communities through contracts and other counties in recent years was, at most, a minor problem.
joint service arrangements.2 The new research agenda stressed the role of privatization
and contracting with private firms as the preferred means
The expansion of the role of county government has
of urban service delivery.7
not been paralleled by a corresponding expansion of sys-
tematic academic research. Counties enjoyed considerable Given this intellectual climate, academic research on
research attention during the 1950s, when the work of county governments accumulated at a snail's pace during
Hoover and Vernon explored the role of counties in the the past decade. With some exceptions, the characteriza-
New York metropolitan area.3 This work provided a foun- tion by Marando and Thomas of counties as "forgotten
dation for the continued interest in counties witnessed dur- governments" is probably more accurate today than when
ing the 1960s and early 1970s, when an active "reform they made this observation over 10 years ago.8
movement" argued for an expanded role for county gov-
Interestingly, in contrast to the recent absence of sys-
ernment, focusing attention on the potential and the much
tematic academic work, the popular press has paid consid-
more limited actual role of county governments.4
erable attention to county governments. Perhaps the most
The reform movement faltered as evidence accumulat- important media event signaling the importance of coun-
ed that structural changes did not lead to more efficient ties was the separate analyses of "megacounties" appear-
service delivery. The pro-county sentiments embodied in ing almost simultaneously in 1987 in Time Magazine and
the reform movement were further undercut as a free mar- CitylCounty Magazine.9 Similarly, the profile of Los
ket philosophy came to dominate discussions of politics Angeles County in Atlanticl and the growing prominence
and governance. In research on local services, this shift of Newsday, with its intense coverage of county govern-
While county governments have emerged as key service delivery agents in metropolitan regions, academic work
on counties is more limited now than 20 years ago. In this article, trends in county government expenditures and
functional responsibility are analyzed between 1972 and 1982 in a set of 162 county governments in 50 metropoli-
tan regions. Counties are engaged in a greater range of functions and spend more on redistributive service than
the suburban municipalities to which they are compared. However, for the developmental services which create
and maintain the urban infrastructure, counties do less than municipalities, but the gap between the two levels of
government is narrowing. Furthermore, counties with elected chief executives spend more and do more than county
governments with other forms of government.
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346 PUBLIC ADMINISTRATION REVIEW
ments in Long Island, are other indications of the popular Attempts to reorganize services in metropolitan regions
attention paid to the role of counties. While such evidence have run afoul of the failure of the reform movement to
shows the extent to which counties are important service produce clear guidelines by which to assign a given func-
delivery agents in metropolitan regions, the purpose of this tion to a specific level of government.15 In addition, poli-
article is to provide more systematic analysis of the chang- cy recommendations for the large-scale reorganization of
ing role of county governments. services have consistently encountered the intense politics
In the next sections of this article, empirical data docu- of service assignment. As a result, the pattern of functional
menting the service delivery role of metropolitan counties responsibility across levels of government is more the
are examined. These data are from 162 counties located in product of historical patterns and associated legal man-
50 of the largest Metropolitan Statistical Areas (MSAs) in dates (cf., Liebert) or political dynamics, such as described
the United States. To establish a baseline by which to by Peterson, Friedland, or Kantor.16
assess the relative importance of county governments, Given this wide variation in service assignment, relying
indicators of their service role are compared to data from only on indicators of total expenditures or overall func-
the more than 1,400 incorporated suburban municipalities tional responsibility misses some of the most fundamental
located within their borders. Suburbs, not central cities, dynamics of local service delivery. Disaggregation of
have been chosen as the baseline because the balance indicators across service domains is necessary.
between suburbs and counties is probably in greater flux
than is the relationship between central cities and counties. While a variety of perspectives may be used to define
As noted above, the most intense pressure for expansion specific service delivery domains, parts of the classificato-
of county governments has come from suburban commu- ry scheme developed by Paul Peterson in his influential
nities, where the resources to meet the demands of rapid book City Limits are used here.17 Service involvement by
growth are often stretched to their limits. Further, a suburban cities and counties in what Peterson calls devel-
majority of the population in metropolitan regions now opmental services (which support the local infrastruc-
lives in suburbia, not central cities, increasing the impor- ture)18 and in the domain of redistributive services (wel-
tance of the comparison presented in this article. fare, housing, health, and hospitals) are examined.
Because public safety expenditures do not easily fit into
Peterson's scheme but consume a large share of local out-
Measuring the Service Role of
lays, they are also analyzed.19
County Governments
County government involvement with local services is
measured from several angles. First, total expenditures are Table 1
examined as an indicator of the overall involvement of a County and Suburban Municipal
local government in the delivery of services. Total Service Indicators,
expenditures are compared across suburban municipalities Total and by Type 1972, 1982
and metropolitan counties in 1972 and 1982, allowing for
Expenditures Per Capita
both temporal comparison and comparison across levels of
government 1972 1982
Counties Cities Counties Cities
In addition to expenditures, following the work of
Liebert,12 an index of functional responsibility is comput- Total Expenditures $109.24 $146.89 $265.21 $319.45
ed. This index reflects the number of functions with which Developmental 9.54 36.31 24.09 86.34
a city or county government is involved, regardless of the Redistributive 19.23 2.63 60.14 9.93
level of budgetary outlays. While such functional respon- Public Safety 5.49 27.72 16.23 79.87
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METROPOLITIAN COUNTIES AS SERVICE DELIVERY AGENTS 347
Total Expenditures and Total Services In contrast, redistributive expenditures are dominated
by county governments.25 Most cities invest only small
County governments in metropolitan regions spend
amounts in social welfare functions: on average, suburban
considerable amounts of money. In 1972, county govern-
cities spent only about three percent of their budgets on
ments, nationwide, spent over $100 per capita (see Table
such services. In contrast, nationwide, in 1972 counties
1).[20] By 1982, as measured in current dollars, county
spent about 17 percent of their total budgets on current
outlays had increased sharply to $265 per capita. While
operating expenses for redistributive services. This
county outlays were less than the $146 per capita spent by
increased to almost 25 percent in 1982.
suburban municipalities in 1972 and the $319 in 1982, the
gap between the two levels of government closed during The functional indices provide further evidence of spe-
the decade. In 1972, outlays by county governments were cialization across the two levels of government.
about 75% of the average per capita expenditures of Paralleling the expenditure data, cities are more broadly
municipal governments. By 1982, counties were spending involved in developmental activities than are counties.
83% of the level of suburban municipalities. From anotherBut over time, counties expanded their involvement in this
angle, between 1972 and 1982, county governments service domain. A similar pattern is evident in the index
increased their total outlays by 143%, exceeding the 118% of public safety responsibility. Thus, during the ten years
growth experienced by suburban municipalities. Because examined, counties expanded their service responsibility
the rate of inflation (as measured by the Consumer Price in the two domains which cities have traditionally domi-
nated.
Index) during those 10 years was 131%, real municipal
expenditures actually declined, while county expenditures However, the demarcation between counties and cities
experienced real growth.21 in the domain of redistributive services remained sharp. In
Compared to suburban cities, metropolitan county gov- both 1972 and 1982, suburban cities had only minor
ernments are involved in a broader range of functions.22 responsibility for redistributive services, while the average
Computing a simple index across the 31 major functional index of redistributive service responsibility climbed
slightly for counties during the period.
categories reported by the Census of Governments, coun-
ties were involved with an average of 13.4 services in In short, metropolitan county governments play a sig-
1972, increasing to 14 in 1982. In contrast, suburban citiesnificant role in the delivery of local services. Their total
had an average functional index of only 8.4 in 1972 and expenditures, while lower than the outlays of suburban
10.5 in 1982. Thus, suburban cities spend more on ser- municipal governments, increased more rapidly. While
vices than do counties, but cities target these moneys on a suburban cities had a greater role in the development and
narrower range of functions. This is again evident in the protection of the urban infrastructure, counties expanded
next section, which examines local government activity in their presence in this domain, entering an area traditionally
specific domains. dominated by municipal governments. Throughout the
period, counties dominated redistributive expenditures.
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348 PUBLIC ADMINISTRATION REVIEW
Table 2 Table 3
County and Suburban Expenditures Per Capita County and Suburban Functional
by Type, by Region, 1972, 1982 Responsibility Indices,
By Type, by Region, 1972, 1982
1972 1982
Counties Cities Counties Cities
1972 1982
Counties Cities Counties Cities
Total Expenditures
Entire Sample $109.29 $146.89 $265.21 $319.45 Total Functional
New England 19.39 430.40 25.89 1010.59 Responsibility
Mid-Atlantic 152.93 134.33 375.22 289.55 Entire Sample 13.4 8.4 14.0 10.5
South 131.91 142.54 321.67 277.72 New England 8.7 13.3 10.3 16.7
North Central 83.82 140.89 202.42 310.29 Mid-Atlantic 15.2 9.3 16.0 11.1
West 115.33 111.27 280.42 353.66 South 13.4 8.0 14.5 9.8
North Central 12.8 8.1 12.6 10.2
Developmental West 14.3 8.1 16.2 11.3
Expenditures
Entire Sample $9.54 $36.31 $24.09 $86.34 Developmental
New England .49 40.53 .34 76.39 Services
Mid-Atlantic 6.93 34.47 19.09 80.16 Entire Sample 1.7 3.3 1.9 3.1
South 12.76 31.73 35.49 91.10 New England .8 3.8 1.0 3.8
North Central 9.31 36.11 20.02 89.80 Mid-Atlantic 1.8 3.1 2.0 3.0
West 9.25 30.70 22.94 80.58 South 1.8 3.4 2.2 3.2
North Central 1.5 3.3 1.7 3.1
Redistributive West 2.0 3.6 2.5 3.3
Expenditures
Entire Sample $19.23 $2.63 $60.14 $9.93 Redistributive
New England 2.19 19.65 6.17 83.25 Services
Mid-Atlantic 26.65 1.78 86.57 5.06 Entire Sample 2.5 .8 2.6 .8
South 14.66 1.07 45.04 11.81 New England .8 2.6 1.2 3.2
North Central 20.66 2.42 68.29 10.72 Mid-Atlantic 2.8 1.1 3.5 1.0
West 23.00 2.40 61.81 6.53 South 2.2 .6 2.5 .5
North Central 2.8 .7 2.5 .7
Source: Census of Governments, Finance Data File, 1972, 1982, File A. West 2.4 .4 3.2 .9
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METROPOLITIAN COUNTIES AS SERVICE DELIVERY AGENTS 349
Table 4 Table 5
The Relationship of Age of SMSA County Government Service Involvement
and County Service Role, 1972, 1982 by Type of Government Structure, 1977,
Controlling for Region, Population, and Growth
Pearson Correlation Coefficients
(*) p<.05 Note: Reported means are adjusted for regional location in a two-way
analysis of variance design, and differences are significant at least at the
Effects of Metropolitan Age .05 level. County population and percentage change in population 1972-
1977 are included as covariates.
Liebert's related question is explored next: how does
the age of the metropolitan region affect county expendi-
tures? Age is computed here by the year when the central and expenditures. For cities, the expectation was that
city of the MSA reached 50,000 population. This age reform leads to lower expenditures, as the norms of effi-
ciency embodied in governmental reform reduce waste.
variable is then correlated with county expenditures and
However, the empirical evidence has been mixed, at
the functional indices (see Table 4).
best.29
Age effects are evident in the expenditure data.
It has been argued that county governments, with their
Paralleling Liebert's findings for large cities, county gov-
geographic scope and their potential access to broader fis-
ernments in newer areas spend less overall than do county
cal resources, should assume a more active service deliv-
governments in older ones.28 This correlation is surpris-
ery role.30 It has also been noted that the ability of county
ingly strong, since counties in New England (which are
governments to expand has been constrained by their gov-
among the oldest MSAs) spend so little. With regard to
ernmental structure. In particular, the traditional form of
specific domains, no-age related pattern is evident among
county government--a board of county commissioners--
counties for developmental expenditures, but redistribu-
often has been regarded as less capable of responding to
tive expenditures are higher in older counties.
the challenges of metropolitan growth and service delivery
Age differences in patterns of expenditures are not than county governments led by an elected chief executive
reflected in the indices of functional responsibility. In or by a professional administrator.31
1972, across counties the expected negative relationship
Curiously, then, because a new structure of county gov-
between age and total functional responsibility emerges.
ernment has been advocated as a means to increase the
However, in 1982, the relationship is significant only at
level of professionalism and a means by which counties
the .11 level. Paralleling the expenditure data, no relation-
can expand their service delivery role, the effects of
ship exists between the responsibility for developmental
reform on county government may be opposite to that
services and age in either 1972 or 1982. While the expect-
posited for cities--i.e., structural reform may lead to higher
ed negative relationship between redistributive services
county expenditures and not to the lower levels of expen-
and age is significant in 1972, by 1982, the relationship no
ditures expected in cities.
longer meets standard tests of statistical significance.
Thus, for metropolitan counties, supportive but decidedly The effects of county government structure are exam-
mixed evidence is found relating age to service delivery ined in this section. Unfortunately, data on the structure of
patterns. county governments is sparse. The National Association
of Counties published data on government structure only
during the mid to late 1970s. Given that the primary data
Effects of Government Structure source is the Census of Governments, it is possible only to
look at the effects of county government on services for
Analysts, political scientists in particular, have long
one year, 1977.
been interested in the role of local government structure
on expenditures. In the investigation of central cities, Because the distribution of types of county government
research has focused on the connection between reform is not random across regions of the country and because
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350 PUBLIC ADMINISTRATION REVIEW
Research into urban service delivery has traditionallyPerhaps the single most important factor correlated
been dominated by central cities. During the 1960s and with the level of county services is their governmental
1970s, the ongoing suburbanization of metropolitan areas structure. As counties move away from the traditional
eventually produced a significant and growing body form
of of county commissions to more modern forms, such
work on the role of suburban municipalities in the delivery as professional administrators and elected county execu-
of services. Research by authors such as Baldassare, tives, the importance of county governments as service
Gottdeiner, Logan, Molotch, and Schneider helped estab- delivery units will most likely accelerate. Perhaps most
lish the suburban municipality as a focus of analysis.34 In importantly, if counties shift to elected chief executive
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METROPOLITIAN COUNTIES AS SERVICE DELIVERY AGENTS 351
officers, the pressure for county-based services, especially now assuming a more active role in managing urban
in the area of development policies, may accelerate. In growth through their involvement in the provision and
their quest for reelection, county executives commonly support of local infrastructure. Thus county governments
want to be able to offer voters good services at low resi- are becoming increasingly central to many of the basic
dential tax rates, a condition to which economic growth issues of urban research. Future work must investigate
clearly contributes. further the role of county governments in service delivery,
in the patterns of local growth, and in both the quality and
Several decades ago, Herson in his classic work
equality of life choices in metropolitan regions.
described a "lost world" of municipal research.35 During * * *
Notes
The research reported in this article was supported by grants from 10. Atlantic Magazine (October 1986), pp. 43-52.
the National Institute of Child Health and Human Development (grant 11. As of this writing, the 1982 Census of Governments is the last com-
number: 5RO1HD1727203) and the National Science Foundation (grant plete set of data available. Only preliminary data from the 1987
number: SES8508473). Census of Governments have been released. Given the large num-
ber of suburban municipalities involved in the comparative analy-
1. Local governments can produce local public goods, and/or they can sis, there will be considerable lag time before these data can be pro-
arrange for their provision, leaving the actual production to other cessed and analyzed. Consequently, many of the changes in service
agencies. The data used here do not allow for a separate analysis of responsibility flowing from the Reagan Administration are not
the role of counties along these two dimensions. More generic reflected in the present analysis. However, this analysis does
terms such as "service delivery" and "service delivery agents" are include a period during the late 1970s and early 1980s, when local
used instead. governments faced intergovernmental, economic, and demographic
2. International City Management Association, "Municipal Transfer of conditions whose full impact is still being felt today.
Functional Responsibilities," Urban Data Service Report, vol. 7 12. Roland Liebert, Disintegration and Political Action (New York:
(September 1975); R. J. Oakerson, R. B. Parks, and H. A. Bell, Academic Press, 1976).
"How Fragmentation Works--St. Louis Style," paper presented at
13. Roland Liebert, ibid.; Thomas R. Dye and John A. Garcia,
the Annual Meetings of the Midwest Political Science Association
"Structure, Function and Policy in American Cities," Urban
(Chicago: August 27-September 1, 1987).
Affairs Quarterly, vol. 14 (September 1978), pp. 103-122; Robert
3. Edgar M. Hoover and Raymond Vernon, Anatomy of a Metropolis
Stein, "The Political Economy of Municipal Functional
(New York: Doubleday Anchor, 1962); Raymond Vernon,
Responsibility," Social Science Quarterly, vol. 63 (September
Metropolis 1985 (Cambridge, MA: Harvard University Press,
1982), pp. 530-548.
1960).
14. The alternative to the simple count proposed by Liebert is Clark's
4. Committee for Economic Development, Reshaping Government in
weighted index of functional performance. See Terry N. Clark,
Metropolitan Areas (New York: Committee for Economic
Lorna Ferguson, and Robert Shapiro, "Functional Performance
Development, 1970); Advisory Commission on Intergovernmental
Analysis: A New Approach to the Study of Municipal Expenditures
Relations, Profiles of County Government (Washington: U. S.
and Debt," Political Methodology, vol. 8, no. 2 (1982), pp. 87-123;
Government Printing Office, 1972).
also Robert M. Stein, op. cit.
5. See, for example, Elinor Ostrom, "Metropolitan Reform:
15. Mark Schneider, Suburban Growth (New Brunswick, OH: Kings
Propositions Derived from Two Traditions," Social Science
Court Publications, 1980).
Quarterly, vol. 53 (December 1972) pp. 474-493; Robert Bish, The
16. Roland Liebert, op. cit.; Paul Peterson, City Limits (Chicago:
Political Economy of Metropolitan Areas (Chicago: Markham,
University of Chicago Press, 1981); Roger Friedland, Power and
1971); E. S. Savas, Privatizing: The Key to Better Government
Crisis in the City (New York: Schocken Books, 1983); Paul Kantor
(Chatham, NJ: Chatham House Publishers Inc., 1987).
with Stephen David, The Dependent City (Glenview, IL: Scott,
6. The recent work by Oakerson, Parks, and Bell, op. cit., is a good
Foresman and Co., 1988).
example of this approach.
17. Peterson, ibid.
7. E. S. Savas, op. cit.; Gerald Johnson and John G. Heilman,
18. Developmental expenditures include the following functions:
"Metapolicy Transition and Policy Implementation: New Feder-
streets and highways, sanitation, sewage, transportation, and utili-
alism and Privatization," Public Administration Review, vol. 47
ties. As noted, redistributive services encompass: health, hospitals,
(November/December 1987), pp. 468-478.
welfare, and housing/community development. Public safety
8. Vincent Marando and Robert Thomas, The Forgotten Governments
includes police and fire services.
(Gainesville: The University Presses of Florida, 1977).
19. Given the relatively unsatisfactory theoretical development of
9. Time (June 15, 1987), pp. 14-17; City/County Magazine (July
Peterson's concept of allocational services, this domain is dropped
1987), pp. 2-9.
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352 PUBLIC ADMINISTRATION REVIEW
from further study. Even Peterson has had problems with this cate- 29. See, e.g., David R. Morgan and John P. Pelissero, "Urban Policy:
gory: see Paul Peterson, Barry Rabe, and Kenneth Wong, When Does Political Structure Matter?" American Political Science
Federalism Works (Washington: Brookings Institution, 1984). Review vol. 74 (June 1980), pp. 999-1006; David R. Morgan and
20. In computing per capita expenditures, the entire county population Jeffrey L. Brudney, "Urban Policy and City Government Structure:
is included in the denominator. However, in incorporated areas the Testing the Mediating Effects of Reform," paper presented at the
county role is probably less, because cities assume a share of the annual meetings of the American Political Science Association
responsibility for service delivery. In the unincorporated areas, (New Orleans, August 28-September 1, 1985); Mark Schneider,
counties are more likely to be the primary service delivery agency. Competitive City, op. cit.
The procedure used here thus "averages" the importance of county 30. The classic arguments appear in Committee For Economic
governments across different parts of metropolitan regions.
Development, op. cit.; Advisory Commission on Intergovernmental
21. While the baseline of comparison for counties is suburban munici-
Relations, Profiles of County Government (Washington: U.S.
palities, a brief comparison with central cities' expenditures is
Government Printing Office, 1972).; Advisory Commission on
instructive. In 1972, the central cities in the 50 MSAs studied spent
Intergovernmental Relations, The Challenge of Local Government
$282 per capita, increasing to $630 per capita in 1982. Thus, while
Reorganization (Washington: U.S. Government Printing Office,
central cities were by far the biggest spenders in metropolitan
1974).
regions, the rate at which they increased their expenditures (123
31. Herbert Duncombe, op. cit.; John DeGrove and Carolyn Lawrence,
percent) was below the rate at which metropolitan county govern-
"County Government Service Delivery," in Linda Ganschinietz,
ments grew and less than the rate of inflation.
ed., Decade for Decisions: 1976-1986 (Washington: National
22. See Herbert Duncombe, Modern County Government (Washington:
Association of Counties, 1977), pp. 37-45.
National Association of Counties, 1977).
32. Herbert Duncombe, op. cit.; Edwin Benton and Platon Rigos,
23. Paul Peterson, op. cit., 1981; Paul Kantor, op. cit.; Mark Schneider,
The Competitive City: The Political Economy of Suburbia op. cit.
(Pittsburgh, PA: University of Pittsburgh Press, forthcoming). 33. Following the County Yearbook, county governments are grouped
24. Note that here public safety is distinct from criminal justice and into three categories. The Advisory Commission on Intergover-
corrections. Jails and courts are traditionally handled by counties, nmental Relations (ACIR) uses a somewhat more complex scheme,
and data (not reported) show no evidence of cities moving into this dividing the council-administrator form into several subcategories.
domain. 34. See, for example, Mark Baldassare, The Growth Dilemma
25. See also John J. Harrigan, Political Change in the Metropolis, 3d (Berkeley and Los Angeles: University of California Press, 1980);
ed. (Boston: Little, Brown and Company, 1985), pp. 308-312. John Logan and Harvey Molotch, Urban Fortunes (Berkeley and
26. See also Thomas R. Dye and John A. Garcia, op. cit. Los Angeles: University of California Press, 1987); Mark
27. The distribution of the 162 counties (and 1,452 suburban cities) Gottdeiner, The Social Production of Urban Space (Austin:
across regions is as follows: New England, 8 (21); Mid-Atlantic, 25 University of Texas Press); Mark Schneider, Competitive City, op.
(368); South, 49 (242); North Central, 61 (610); West, 19 (210). cit.
28. Also see Edwin Benton and Platon Rigos, Patterns of 35. Lawrence J. R. Herson, "The Lost World of Municipal Gover-
Metropolitan Service Dominance: Central City and Central County
nment," American Political Science Review, vol. 51 (June 1957),
Service Roles Compared," Urban Affairs Quarterly, vol. 20 (March
pp. 330-345.
1985), pp. 285-302.
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