Beruflich Dokumente
Kultur Dokumente
Perspectives of Adult
Endocrinologists in the U.S.
Diabetes Care 2016;39:190–197 | DOI: 10.2337/dc15-1775
OBJECTIVE
Young adults with type 1 diabetes transitioning from pediatric to adult care are at
risk for adverse outcomes. Our objective was to describe experiences, resources,
and barriers reported by a national sample of adult endocrinologists receiving and
caring for young adults with type 1 diabetes.
RESULTS
We received responses from 536 of 4,214 endocrinologists (response rate 13%);
418 surveys met the eligibility criteria. Respondents (57% male, 79% Caucasian)
represented 47 states; 64% had been practicing >10 years and 42% worked at an
academic center. Only 36% of respondents reported often/always reviewing
pediatric records and 11% reported receiving summaries for transitioning young
adults with type 1 diabetes, although >70% felt that these activities were impor-
tant for patient care. While most respondents reported easy access to diabe-
tes educators (94%) and dietitians (95%), fewer (42%) reported access to
mental health professionals, especially in nonacademic settings. Controlling
for practice setting and experience, endocrinologists without easy access to men-
1
tal health professionals were more likely to report barriers to diabetes manage- Division of Endocrinology, Boston Children’s
Hospital, Boston, MA
ment for young adults with depression (odds ratio [OR] 5.3; 95% CI 3.4, 8.2), 2
Pediatric, Adolescent and Young Adult Section,
substance abuse (OR 3.5; 95% CI 2.2, 5.6), and eating disorders (OR 2.5; 95% CI Joslin Diabetes Center, Boston, MA
3
1.6, 3.8). Clinical Research Program, Boston Children’s
Hospital, Boston, MA
4
CONCLUSIONS Division of General Pediatrics, Boston Children’s
Hospital, Boston, MA
Our findings underscore the need for enhanced information transfer between 5
Department of Population Medicine, Harvard
pediatric and adult providers and increased mental health referral access for Pilgrim Health Care Institute, Boston, MA
young adults with diabetes post-transition. Corresponding author: Katharine C. Garvey,
katharine.garvey@childrens.harvard.edu.
Received 13 August 2015 and accepted 27
The young adult period presents special challenges for patients with type 1
October 2015.
diabetes, a chronic illness that requires intensive daily self-management and close
© 2016 by the American Diabetes Association.
medical follow-up (1,2). As young adults with type 1 diabetes experience competing Readers may use this article as long as the work is
life priorities and decreasing parental involvement in diabetes care, treatment properly cited, the use is educational and not for
adherence and glycemic control may decline. Young adults with type 1 diabetes, profit, and the work is not altered.
care.diabetesjournals.org Garvey and Associates 191
like adolescents (3), have been shown to The objectives of this study were to records, communication with pediatric
be at risk for poor glycemic control and describe experiences reported by a na- providers, parent involvement in first
adverse health outcomes, including tional sample of adult endocrinologists adult visit, combined pediatric/adult
acute diabetes complications such as caring for young adults with type 1 di- diabetes visit, and participation in a
ketoacidosis and severe hypoglycemia, abetes transferring from pediatric to transition program. Response options
chronic microvascular complications, adult diabetes care and to assess the included the following: never, rarely,
and early mortality (4–10). clinical resources and barriers to care sometimes, often, or always. Respon-
Health care transition has been defined for young adults with type 1 diabetes dents then indicated the perceived im-
as “the planned, purposeful movement of reported by adult endocrinologists. portance of each component, with the
young adults from child-centered to following response options: not at all
adult-oriented health-care systems” RESEARCH DESIGN AND METHODS important, somewhat important, impor-
(11). There is broad consensus that a Survey Development tant, or very important.
lack of effective transition from pediatric We developed a structured survey to To evaluate clinical resources, the
to adult diabetes care may contribute to characterize the clinical experiences, re- survey asked respondents to first indi-
fragmentation of health care, decreased sources, and barriers reported by adult cate resources to which they had easy
frequency of clinical follow-up, and in- endocrinologists caring for young adults access (diabetes educator, dietitian,
creased risk for adverse outcomes in with type 1 diabetes. Academic literature mental health provider, exercise physi-
young adults with type 1 diabetes (2,12). review, patient survey results, and pedi- ologist, care coordinator, and inter-
Empiric data are limited on best prac- atric and adult provider interviews guided preter) and then to specify resources
tices in transition care, especially in the survey development. Initial revisions to which they still needed additional ac-
U.S. (10,13–16). Prior research, largely were made following individual and cess to care effectively for young adults
from the patient perspective, has high- group feedback from pediatric and adult with diabetes.
lighted challenges in the transition pro- diabetes providers. The survey was then For the assessment of barriers, the
cess, including gaps in care (13,17–19); administered to a small convenience sam- survey presented a series of clinical sce-
suboptimal pediatric transition prepara- ple of eight endocrinologists for cognitive narios involving a 22-year-old patient
tion (13,20); increased post-transition testing prior to final revisions. with type 1 diabetes. Several scenarios
hospitalizations (21); and patient dissat- The final survey included 60 items and focused on mental health topics (e.g.,
isfaction with the transition experience required ;10 min for completion. The clinical depression, eating disorder, al-
(13,17–19). Previous studies (22–24) survey was divided into the following do- cohol/drug abuse, severe fear of hypo-
have also identified differences be- mains: 1) practice characteristics, 2) phy- glycemia, and developmental disability),
tween pediatric and adult diabetes sician demographics, 3) health care while others focused on medical man-
care environments as perceived by transition components and their per- agement (continuous glucose monitor-
patients, including, for example, an in- ceived importance, and 4) description of ing, elite athlete, obesity, and poor
creased focus on the family in the pe- diabetes care provided for young adults, glycemic control with recurrent ketoaci-
diatric setting and an increased focus including resources, barriers, and recom- dosis). For each scenario, we asked re-
on diabetes complications in the adult mendations for improvement. The survey spondents to describe the barriers to
setting. ended with an optional open-ended clinical diabetes management; response
To advance improvements in care, question asking whether respondents options included the following: 1) re-
the national landscape of health care wanted to share anything else regarding quires too much additional time, 2) in-
transition and post-transition care for experiences caring for young adults with adequate clinical resources, 3) lack
young adults with type 1 diabetes re- diabetes. A secure electronic version of clinical expertise in this, 4) other, 5)
quires greater understanding of the the survey was created using Research none.
barriers, especially with respect to re- Data Electronic Capture, or REDCap (26),
ceiving physician perspectives. Available hosted by the Joslin Diabetes Center Survey Administration
data suggest that adult endocrinologists in conjunction with user support from Eligible subjects included physicians
care for many young adults with type 1 Harvard Catalyst. A copy of the survey is with a valid e-mail address with specialty
diabetes following their transfer from available upon reader request to the listed as “Endocrinology” or “Diabetes” in
pediatric endocrinologists. Among a co- corresponding author. This study was the American Medical Association (AMA)
hort of participants $18 years old in the approved by the Committee on Human Physician Masterfile, excluding trainees
SEARCH for Diabetes in Youth Quality- Studies at the Joslin Diabetes Center, or physicians with pediatrics or pediat-
of-Care Survey sample, 45% received Boston, MA. ric endocrinology listed as the primary
care from an adult endocrinology care specialty. The AMA Physician Masterfile
provider, compared with 17% from a Description of Key Survey Variables is a record of current and past data from
generalist (25). However, in order to For assessment of components of tran- physicians in the U.S. A physician’s pro-
identify the best practices to enhance sition care, the survey asked: “In your file is created upon entrance to medical
the transition process, it is critically im- experience, how often do the following school and is updated with information
portant to evaluate the experiences of occur when patients with type 1 diabe- collected from board certification and
the adult endocrinologists accepting tes are transitioning to you from pediat- state licensure programs, annual AMA
these transitioning young adult patients ric care?” Components included receipt census surveys, and an annual online
with type 1 diabetes. of patient summary, review of pediatric profile update.
192 Endocrinologists and Diabetes Care Transition Diabetes Care Volume 39, February 2016
We sent an electronic survey to eligi- comments, and the team met to reach e-mail address. Of these, 4,215 surveys
ble physicians in four waves between consensus on six final themes. were successfully delivered.
July and September 2012. Responses We received 536 responses (13% re-
were anonymous. For respondents to RESULTS sponse rate). Of these, 29 surveys were
proceed with the survey, they had to Survey Response minimally complete (according to pre-
report caring for five or more young A total of 6,398 physicians in the non- determined criteria), 64 physicians sent
adults with type 1 diabetes, and for in- territorial U.S. were listed in the AMA messages to report their ineligibility
clusion in analyses, respondents had to Physician Masterfile in July 2012 with En- (e.g., geriatric providers or working in
complete all items related to health care docrinology or Diabetes as the primary industry), and 25 physicians cared for
transition. Subjects were offered a specialty (excluding trainees or pediatric fewer than five young adults with dia-
choice of a $10 donation to either the physicians). For comparison, the Ameri- betes. In sum, 418 surveys were analyzed.
American Diabetes Association or JDRF can Board of Internal Medicine recorded
upon survey completion. 6,384 valid nonterritorial certifications in Sample Characteristics
Statistical Analysis Endocrinology, Diabetes, and Metabolism Table 1 displays respondent and prac-
All statistical analyses were conducted us- as of February 2013 (www.abim.org). tice characteristics. The majority of en-
ing SAS version 9.2 (SAS Institute Inc., We sent the electronic survey to the docrinologists responding to the survey
Cary, NC). Descriptive statistics were pre- 4,275 eligible physicians with an available were male (57%), Caucasian (79%), .45
sented as the mean and SD or propor-
tions. x2 tests evaluated associations of Table 1—Sample characteristics (n = 418)
practice (academic setting, yes/no) and Characteristic Item N Mean 6 SD or %
physician (.10 years of experience, yes/ Male 400 57
no) characteristics with reported compo- Race 403
nents of transition and clinical resources. White/Caucasian 79
Because of multiple comparisons across Black/African American 1
survey questions, a P value of ,0.01 Asian/Pacific Islander 17
was used as the threshold for statistical Other 3
significance. Following the recognition Age 405
that mental health services were the #45 years 41
only desired clinical resource that was 46–64 years 48
$65 years 11
unavailable to .50% of respondents, ad-
Years in practice 404
ditional analyses explored factors associ-
#10 years 37
ated with the absence of mental health 11–20 years 28
services. For the clinical scenarios created $21 years 35
to assess barriers, multivariable logistic U.S. Census region of practice 403
regression (controlling for years of physi- Northeast 30
cian experience and practice setting) pro- South 30
vided the odds (with 95% CI) of endorsing Midwest 23
barriers in each specific scenario (e.g., West 17
depression) according to reported lack Practice setting 416
Urban 51
of mental health resources.
Suburban 40
Open-Ended Response Analysis Rural 9
Thematic analysis was undertaken of the Practice type 415
responses to the open-ended question in- Academic medical center 42
Community hospital 9
viting further input from respondents
Large group practice 27
about their experiences caring for young Small group practice 12
adults with type 1 diabetes. This analysis Solo practice 10
was iteratively conducted by three mem- Patient panel with type 1 diabetes, mean 6 SD 413 22 6 17
bers of the research team (K.C.G., G.H.T., Patient panel with type 2 diabetes, mean 6 SD 393 54 6 22
and L.M.L.). The team members indepen- Number of patients with type 1 diabetes 18–30 years of age 415
dently read all free-text comments and in physician panel
marked and categorized key words and 5–25 40
phrases to generate initial codes. Codes 26–50 29
were organized using Microsoft Excel. Ini- 51–100 17
tial codes were discussed by the group, .100 14
and discrepancies were resolved through Report of typical diabetes return visit length 404
#15 min 22
consensus on each comment, ultimately
20 min 39
generating a list of second-cycle codes. 25–30 min 36
Each team member then applied the re- .30 min 3
vised coding framework to all free-text
care.diabetesjournals.org Garvey and Associates 193
and pediatric provider (28) surveys components including assessment of di- transitioning young adults with type 1
showing suboptimal transition planning. abetes self-care skills, summary of past diabetes.
Joint expert consensus guidelines from glycemic control and diabetes-related A number of studies document defi-
the American Academy of Pediatrics, comorbidities, and summary of mental ciencies in provider hand-offs across
American Academy of Family Physicians, health issues (2). The Endocrine Society other chronic conditions and point to
and the American College of Physicians has created materials to help ease this the broader relevance of our findings.
state the importance of medical record transition process, including a compre- For example, in two studies of inflam-
review by the receiving adult provider as hensive care summary template (30). matory bowel disease, adult gastroen-
well as direct communication between Nonetheless, the gaps between national terologists reported inadequacies in
pediatric and adult providers (29). A po- consensus recommendations and cur- young adult transition preparation (31)
sition statement of the American Diabe- rent physician practices, as demon- and infrequent receipt of medical histo-
tes Association, in collaboration with strated in our study, support the need ries from pediatric providers (32). In a
many professional societies, empha- for additional collaborative efforts at study of adult specialists caring for
sizes the value of a pediatric care sum- individual, practice, and systems levels young adults with a variety of chronic
mary document, with recommended to enhance provider hand-offs for diseases (33), more than half reported
196 Endocrinologists and Diabetes Care Transition Diabetes Care Volume 39, February 2016
that they had no contact with the pedi- about time constraints in clinical care. care providers, including primary care
atric specialists. Challenges regarding the psychosocial physicians as well as certified diabetes
Importantly, more than half of the en- needs of young adult patients have simi- educators and advanced practice regis-
docrinologists in our study reported a larly been reported in qualitative work tered nurses, require further study.
need for increased access to mental with general internists (39). The third In conclusion, our results provide im-
health referrals for young adult patients most common theme in our study of portant information about the experi-
with type 1 diabetes, particularly in non- adult endocrinologists related to per- ences of adult endocrinologists caring
academic settings. Report of barriers to ceived divergent approaches to care by for young adults with type 1 diabetes
care was highest for patient scenarios pediatric and adult diabetes providers. in the U.S. Our findings support the
involving mental health issues, and en- This observation calls for future study high importance of enhanced informa-
docrinologists without easy access to and an open dialogue between pediatric tion transfer and direct communication
mental health referrals were signifi- and adult providers. Qualitative research between pediatric and adult diabetes
cantly more likely to report barriers to (24,40) has suggested that pediatric and providers, along with efforts to increase
diabetes management for young adults adult care systems represent two differ- mental health provider training and
with psychiatric comorbidities such as ent medical “subcultures” and that the access and to implement educational
depression, substance abuse, and eating young adult’s lack of preparation for suc- opportunities for adult endocrinologists
disorders. cessful independent participation in the on behavioral health topics specific
Prior research (34,35) has uncovered adult health care culture may contribute to young adults with type 1 diabetes.
the lack of mental health resources in to transition challenges. Pediatric diabe-
diabetes care. In the large cross-national tes providers may consider discussing
Diabetes Attitudes, Wishes and Needs with transitioning patients that adult pro-
Funding. This work was supported by the Na-
(DAWN) study (36), which was not spe- viders may address glycemic control and tional Institute of Diabetes and Digestive and
cific to type 1 diabetes or young adults, diabetes complications in a different Kidney Diseases (K12DK094721, K23DK102655,
diabetes providers often reported not manner than experienced in pediatrics. and P30DK036836), the National Institute of Child
having the resources to manage mental There are several limitations to this Health and Human Development (K24HD060786),
and the William Randolph Hearst Foundation.
health problems; half of specialist diabe- study. The study was limited to physi- This work was conducted with support from
tes physicians felt unable to provide cians with valid e-mail addresses listed Harvard Catalyst | The Harvard Clinical and Trans-
psychiatric support for patients and in the AMA Physician Masterfile. lational Science Center (National Center for Re-
one-third did not have ready access to Nonresponse bias is a concern, though search Resources and the National Center for
outside expertise in emotional or psy- the response rate is comparable with Advancing Translational Sciences, National Insti-
tutes of Health Award UL1 TR001102) and finan-
chiatric matters. Our results, which res- other studies using electronic physi- cial contributions from Harvard University and its
onate with the DAWN findings, are cian surveys (28,41). Moreover, data affiliated academic health care centers.
particularly concerning in light of the were not available regarding demo- Duality of Interest. No potential conflicts of
vulnerability of young adults with graphic characteristics of the nonrespon- interest relevant to this article were reported.
Author Contributions. K.C.G. researched the
type 1 diabetes for adverse medical and dents. Given the low proportion of
data and wrote the article. G.H.T. and P.F. analyzed
mental health outcomes (4,34,37,38). respondents (9%) practicing in rural the data and reviewed and edited the article.
In a recent report from the Mental areas, future study is needed to capture J.S.N. and L.M.L. researched the data and reviewed
Health Issues of Diabetes conference the unique needs of transitioning young and edited the article. J.A.F. contributed to the
(35), which focused on type 1 diabetes, adults in rural areas. In addition, the re- discussion and reviewed and edited the article.
K.C.G. is the guarantor of this work and, as such,
a major observation included the lack of sults may be biased toward physicians
had full access to all the data in the study and takes
trained mental health professionals, who are interested in thinking about responsibility for the integrity of the data and the
both in academic centers and the com- young adults with type 1 diabetes and accuracy of the data analysis.
munity, who are knowledgeable about thus may represent a “best case” sce- Prior Presentation. Parts of this study were
the mental health issues germane to nario of transition care practices. Self- presented in abstract form at the 73rd Scientific
Sessions of the American Diabetes Association,
diabetes. Our results support a need reported survey data are subject to recall Chicago, IL, 21–25 June 2013.
for increased clinical training programs bias and, perhaps, to a desire to provide
for mental health providers focusing on socially desirable answers (though the
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