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38
Classification and Diagnosis
of Diabetes Mellitus
Michael C. Dennedy, Robert A. Rizza, and Sean F. Dinneen

CHAPTER OUTLINE
DEFINITION, 662 Uncommon Forms of Immune-Mediated
CLASSIFICATION, 663 Diabetes, 668
Type 1 Diabetes,  663 Other Genetic Syndromes Sometimes Associated
Type 2 Diabetes,  665 with Diabetes,  668
Other Specific Types of Diabetes,  665 Gestational Diabetes,  668
Genetic Defects in β Cell Function,  665 DIAGNOSIS, 669
Genetic Defects in Insulin Action,  666 Diagnostic Criteria,  669
Diseases of the Exocrine Pancreas,  667 What Level of Fasting Plasma Glucose
Constitutes Diabetes?  669
Endocrinopathies, 667
What Level of Fasting Plasma Glucose
Drug- or Chemical-Induced Diabetes,  667 Constitutes Normality?  670
Infections, 668 WHERE NEXT?  671

KEY POINTS
• D  iabetes mellitus represents a heterogenous set of disorders that share dysglycemia as
their defining characteristic.
• Diagnosis of diabetes mellitus is based on fasting glucose, glucose measurements
following an oral glucose load, and HbA1c measurements. These values are common to
most forms of the disease with the exception of gestational diabetes mellitus.
• Classification of diabetes mellitus is largely based upon the initial presentation and
underlying pathogenesis, and accurate classification informs the best therapeutic
interventions.
  

nerves. Damage results, at least in part, from the long-


DEFINITION term effects of hyperglycemia and is mediated through
The term diabetes mellitus does not represent a single dis- glycation of tissue proteins, increased activity of the
ease entity but rather a set of disease states that share polyol pathway, or other, as yet unrecognized, mecha-
certain characteristics. Foremost among these is the pres- nisms.2 Individual patients vary in their predisposition
ence of elevated plasma glucose levels. As is discussed in to develop these so-called microvascular complications.
the following section, the presence of hyperglycemia in Because of this and because of the length of time they
a patient is used both to diagnose diabetes and to guide take to develop (frequently decades), the complications
management decisions, which are directed largely toward of diabetes cannot be used to classify or diagnose the
avoiding hyperglycemia. The hyperglycemia itself results disease. People with diabetes are at considerably greater
from a combination of defects in insulin secretion, insulin risk for developing atherosclerotic disease affecting the
action, or both.1 An important characteristic of the various coronary, cerebrovascular, peripheral arterial, or other
disease states that are labeled as diabetes is the develop- parts of the circulation. A cause-and-effect relationship
ment of end-organ damage in vital organs of the body, between chronic hyperglycemia and these so-called mac-
including the retina, the renal glomerulus, and peripheral rovascular complications of diabetes has not been as
662

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38  CLASSIFICATION AND DIAGNOSIS OF DIABETES MELLITUS 663

clearly established, although evidence linking the two became apparent that a classification based on therapy was
is accumulating.3 Any definition of diabetes that refers not always consistent with new insights into the patho-
only to carbohydrate metabolism is incomplete. Oskar genesis of the various forms of diabetes. For this reason,
Minkowski is reputed to have first made the association the American Diabetes Association (ADA) convened an
between the insulin-deficient pancreatectomized state of expert panel in 1995 to address the issue of classification.
his laboratory dogs and the sweet taste of their urine. It This panel published its recommendations in 1997,7 and
has been suggested that if Minkowski had lacked a sense these were subsequently endorsed by a WHO consultation
of taste but possessed a keen sense of smell, he might group in a 1998 report.8 The main thrust of this proposal
have smelled the ketones on the breath of his animals and was to move away from a classification based on therapy
thereby directed diabetes research toward the study of and toward one based on pathogenesis. Four major catego-
fat metabolism.4 Disordered fat and protein metabolism ries were proposed: type 1 diabetes, type 2 diabetes, other
must be included in a complete definition of the disease, specific types of diabetes (including categories for which a
although an emphasis on the pathogenesis of hyperglyce- cause has been established), and gestational diabetes. The
mia continues to this day. To define a disease purely in details of this classification system, which are outlined in
biochemical terms is to diminish the component of the Table 38-1, are discussed in the following sections.9
disease that leads to much physical, mental, and psycho-
social distress for the many millions of people around the Type 1 Diabetes
world who live with it every day. Chronic rheumatic dis- Type 1 diabetes is characterized by the development of
eases such as rheumatoid arthritis are not associated with a state of complete insulin deficiency arising as a conse-
any biochemical hallmark, and their definition is based quence of β-cell destruction. In its fully developed form,
largely on patient-derived symptoms and signs. There- patients, if deprived of insulin, will develop ketoacidosis,
fore, it is important to try to include the patient’s per- coma, and death. Biochemical testing reveals a marked
spective in any definition of the chronic disease referred reduction or complete absence of circulating C-peptide
to as diabetes. (a marker of insulin secretion) despite hyperglycemia. The
prevalence of type 1 diabetes in the United States is as
high as 3,000,000 individuals with an annual incidence
CLASSIFICATION of approximately 30,000 new cases.10 Although the peak
Before 1979, a classification system for diabetes was incidence occurs in childhood and early adolescence, this
not well established, and many different terms were form of diabetes can occur at any age. The incidence of the
used to describe essentially the same clinical entity. disease shows marked regional variation, with the highest
Following publication that year of the report of the worldwide incidence reported in Scandinavia.11 Epidemi-
National Diabetes Data Group (NDDG),5 some order ologic and immunologic research has led to the recogni-
was brought to bear in this area. The recommenda- tion of two major forms of type 1 diabetes based on the
tions of the NDDG were subsequently endorsed by presence or absence of certain immunologic markers.
the World Health Organization (WHO) in a publica-
tion in 1980, and minor modifications were later made Autoimmune Type 1 Diabetes
in a document published in 1985.6 This classification Autoimmune type 1 diabetes is a prototypic organ-specific
in large part was based on pharmacologic treatment autoimmune disorder. Individuals who develop this form
of the disease. Insulin-dependent diabetes mellitus of diabetes are born with a genetic predisposition to auto-
(IDDM) and non–insulin-dependent diabetes mellitus immune dysfunction, which may manifest in the develop-
(NIDDM) were the two major forms of diabetes that had ment of other autoimmune conditions such as Addison’s
been identified. The term insulin-dependent diabetes disease, vitiligo, pernicious anemia, Hashimoto’s thyroid-
mellitus was used to describe patients who typically were itis, and Celiac disease. The genetic predisposition is not
lean at presentation, were prone to ketosis, and required well understood but is known to be linked to the major
insulin for survival. The term non–insulin-dependent histocompatibility locus on chromosome 6.12 The pres-
diabetes mellitus was used to describe patients who typi- ence of certain human lymphocyte antigen (HLA) haplo-
cally were overweight or obese at presentation, were not types appears to predispose the individual to the disease,
prone to ketosis, and did not require insulin for survival. but other HLA haplotypes appear to be protective. In pre-
The NDDG also had categories for gestational diabetes, disposed individuals, a poorly understood environmental
malnutrition-related diabetes mellitus (MRDM), and a trigger sets off a series of immunologic events that culmi-
category labeled “other types,” which included certain nate in selective T cell–mediated destruction of the β cells
forms of diabetes for which a cause had been suggested of the pancreatic islet. Many antigens have been investi-
at that time. As the terms IDDM and NIDDM became gated as potential triggers for the disease. These include
widely used during the 1980s and 1990s, several prob- certain viral antigens13 as well as an antigen contained in
lems became apparent. The main problem arose from the cow’s milk protein.14 A large series of investigations has
fact that many patients with NIDDM ended up at some been carried out for the “Diabetes Autoimmunity Study in
point in the course of their disease being treated with the Young.” These studies initially investigated the early
insulin and being misclassified as IDDM or having the detection of anti-islet antibodies in children15 and their
rather confusing term insulin-requiring NIDDM applied role in the prediction of future type 1 diabetes.16,17 The
to them. In addition, as more information became avail- rate at which β cell destruction occurs varies from indi-
able on the causes of the various forms of diabetes, it vidual to individual and may be very brief, as is seen when

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664 PART 5  DIABETES MELLITUS

TABLE 38-1  Classification of Diabetes Mellitus

1. Type 1 diabetes E. Drug or chemical induced


A. Immune-mediated 1. Vacor
B. Idiopathic 2. Pentamidine
2. Type 2 diabetes 3. Nicotinic acid
3. Other specific types 4. Glucocorticoids
A. Genetic defects in β cell function 5. Thyroid hormone
1. HNF-4α (MODY 1) 6. Diazoxide
2. Glucokinase (MODY 2) 7. β-Adrenergic agonists
3. HNF-1α (MODY 3) 8. Thiazides
4. IPF-1 (MODY 4) 9. Second-generation antipsychotics
5. HNF-1β (MODY 5) 10. Protease inhibitors
6. NeuroD1, or BETA 2 (MODY 6) 11. Pasireotide
7. Mitochondrial DNA 12. Others
8. Others F. Infections
B. Genetic defects in insulin action 1. Congenital rubella
1. Type A insulin resistance 2. Cytomegalovirus
2. Leprechaunism 3. Others
3. Rabson-Mendenhall syndrome G. Uncommon forms of immune-mediated diabetes
4. Lipodystrophic diabetes 1. “Stiff-man” syndrome
5. Others 2. Anti-insulin receptor antibodies
C. Diseases of the exocrine pancreas 3. Others
1. Pancreatitis H. Other genetic syndromes sometimes associated with
2. Trauma/pancreatectomy diabetes
3. Neoplasia 1. Down syndrome
4. Cystic fibrosis 2. Klinefelter’s syndrome
5. Hemochromatosis 3. Turner’s syndrome
6. Fibrocalculous pancreatic diabetes 4. Wolfram’s syndrome
7. Others 5. Friedreich’s ataxia
D. Endocrinopathies 6. Huntington’s chorea
1. Cushing’s syndrome 7. Lawrence Moon Biedel syndrome
2. Acromegaly 8. Myotonic dystrophy
3. Glucagonoma 9. Porphyria
4. Pheochromocytoma 10. Prader-Willi syndrome
5. Somatostatinoma 11. Others
6. Aldosteronoma 4. Gestational diabetes mellitus
7. Hyperthyroidism
8. Others
HNF, Hepatocyte nuclear factor; IPF, insulin promoter factor; MODY, maturity-onset diabetes of the young.
From the Report of the Expert Committee on the Diagnosis and Classification of Diabetes Mellitus. Diabetes Care. 1997;20(7):1183-1197.

type 1 diabetes presents in children or young adults,17,18 or Testing for these autoantibodies is still restricted to a lim-
may be prolonged, as is seen in what has been called latent ited number of laboratories. The most recent recommenda-
autoimmune diabetes in adults.19 Antibodies appear in the tion from the ADA recognizes the utility of autoantibody
circulation early in the process of β cell destruction.20 These testing when aiding the classification of diabetes and states
autoantibodies are believed to be markers (rather than that while autoantibodies are not recommended for the
true instigators) of the immune response. Their presence routine diagnosis of diabetes, standardized autoantibody
can help to classify a newly diagnosed patient with diabe- tests can be used for classification of diabetes in adults and
tes. In several studies, screening for these autoantibodies in prospective studies of children at genetic risk for type 1
has led to recognition of autoimmune type 1 diabetes in diabetes after HLA typing at birth.16 The report also states
individuals who otherwise might have been labeled as hav- that the use of insulin antibody testing has no place in the
ing type 2 diabetes21,22 (see later). Islet cell antibodies, the routine care of patients with diabetes.16
first autoantibodies to be discovered, are directed against
a range of islet antigens. The best characterized autoanti- Idiopathic Type 1 Diabetes
bodies are those directed against glutamic acid decarbox- The term idiopathic type 1 diabetes is used to describe
ylase (GAD), an enzyme that is involved in γ-aminobutyric a small subset of individuals with type 1 diabetes who
acid synthesis.23 Isoforms of GAD are found in the central appear not to have an autoimmune basis for their β cell
nervous system and in β cells of the pancreatic islet. Other destruction.24 Other features of this subtype include its
autoantibodies include those directed against tyrosine occurrence predominantly in individuals of African-
phosphatases, namely IA-2 and IA-2β, as well as antibod- American or Asian ethnicity, its lack of HLA association,
ies directed against insulin itself (anti-insulin antibodies). and its intermittent proneness to ketosis. A number of
Autoantibodies are present in 85% to 90% of individu- different terms, including atypical diabetes, Flatbush dia-
als with type 1 diabetes at the time of presentation with betes, and type 1.5 diabetes, have been used to describe
fasting hyperglycemia.15 Childhood-onset type 1 diabetes this form of diabetes. The preferred term in the recent
is associated with higher levels of autoantibody in serum. literature appears to be ketosis-prone type 2 diabetes.25

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38  CLASSIFICATION AND DIAGNOSIS OF DIABETES MELLITUS 665

Type 2 Diabetes that accompanies the change to a so-called Westernized


Type 2 diabetes represents the most common form of lifestyle strongly supports an environmental component
diabetes. The number of adults with type 2 diabetes has as well.33,27
doubled over the past three decades. Current estimates
for the U.S. population indicate that over 20 million peo- Other Specific Types of Diabetes
ple have type 2 diabetes,26,27 while worldwide estimates Other specific types of diabetes are included in both
for type 2 diabetes reach almost 250 million.27 The con- the 1979 NDDG and the 1997 American Diabetes
dition is characterized by hyperglycemia that results from Association (ADA) classification systems.5,7 A number
a combination of defects in insulin secretion and insulin of changes occurred in the subtypes of diabetes listed
action. In any given individual, the degree to which these between the two eras. In particular, the form of diabetes
defects contribute to hyperglycemia may vary. The dis- that is referred to as maturity-onset diabetes of the young
ease usually has its onset after 40 years of age, although (MODY) has been better defined genetically, and this is
type 2 diabetes is being seen increasingly in young adults reflected in the 1997 ADA classification system.7 Another
and adolescents.28,29 Although progressive β cell failure is change resulted from removal of MRDM from the clas-
believed by many to be an important part of the natural sification and inclusion of fibrocalculous pancreatic dia-
history of this form of diabetes,30 the β cell destruction is betes (which was previously a subtype of MRDM) as a
not autoimmune mediated1 and does not progress to the disease of the exocrine pancreas. The decision to remove
point at which the patient becomes dependent on insulin MRDM as a separate entity resulted from an interna-
for survival. Ketoacidosis is unusual in this form of dia- tional conference on this subject.34,35 The findings of
betes, and when it occurs, it usually does so in the setting the conference did not support a direct cause-and-effect
of a major intercurrent illness such as myocardial infarc- relationship between protein-calorie malnutrition and
tion or stroke, or when treatment with glucocorticoids the development of diabetes. Rather, it was thought that
is provided. Individuals with type 2 diabetes are not at the presence of malnutrition could influence the manner
increased risk for autoimmune disease but have a higher in which diabetes might present in an otherwise predis-
prevalence of metabolic abnormalities, including obesity, posed individual.
hypertension, and a dyslipidemia that is characterized
by hypertriglyceridemia and low levels of high-density Genetic Defects in β Cell Function
lipoprotein cholesterol. This combination of metabolic In the past, the term maturity-onset diabetes of the young
derangements is associated with a marked increase in was used to describe a subset of patients with a form of
risk for atherosclerotic disease. In fact, the prevalence of diabetes characterized by early age of onset of hypergly-
atherosclerotic disease in individuals with type 2 diabe- cemia with an autosomal dominant mode of inheritance.
tes has led to the suggestion that, rather than one lead- Mutations in certain genes that are involved in regulat-
ing to the other, the two conditions may share common ing insulin secretion have now been shown to be respon-
antecedents.3 Insulin resistance may be an important sible for the hyperglycemia seen in MODY kindreds.36
predisposing factor for both conditions. In recent years, Six major forms of MODY have been described,37-40
an inflammatory paradigm of innate immune cell activa- and their clinical and genetic features are outlined in
tion has been proposed as an underlying factor for both Table 38-2 (see Chapter 49). All forms of MODY are
conditions.31 associated with defective insulin secretion without any
The cause of type 2 diabetes remains to be determined. significant degree of insulin resistance.41,42 In the case of
Any pathogenetic model of the disease must include both glucokinase, the pathophysiologic mechanism is clear,
genetic and environmental factors. Challenges in estab- because the enzyme is involved in phosphorylating glu-
lishing the cause of type 2 diabetes include the follow- cose, one of the first steps in glucose metabolism. A glu-
ing: (1) The disease lacks an easy-to-define phenotype cokinase mutation therefore decreases the ability of the
and instead is characterized by considerable heteroge- β cell to sense glucose. MODY2 is associated with rela-
neity across different ethnic groups; this heterogeneity tively mild hyperglycemia that is usually amenable to
often is represented by a spectrum ranging from a pre- treatment with diet and exercise. MODY1 and MODY3,
dominant defect in insulin secretion on the one hand to a on the other hand, can be associated with more severe
predominant defect in insulin action on the other. (2) The hyperglycemia, a greater likelihood that insulin will be
relatively late age of onset makes it difficult to establish required for management, and a higher propensity to
large kindreds and therefore limits genetic studies. (3) No develop complications.36 The link between diabetes and
easy-to-apply methods are available for screening popula- mutations in the genes for hepatocyte nuclear factor
tions for insulin resistance and defective insulin secretion. (HNF)-1a, HNF-1β (hepatocyte transcription factors
(4) The pathways that are involved in mediating insulin also expressed in β cells), and HNF-4a (a member of the
action are complex and are not fully understood; most steroid-thyroid hormone superfamily and an upstream
authors believe that a single genetic defect will explain regulator of HNF-1 a), appears to involve regulation of
only a subset of the disease; it is much more likely that expression of the insulin gene.43 It has been suggested
type 2 diabetes represents a set of disorders. Evidence to that MODY may account for between 2% and 5% of
support a genetic component of the disease comes from cases of type 2 diabetes.44
the strong concordance for the disease that is seen among Neonatal diabetes is rare and may be transient or per-
monozygotic twins.32 On the other hand, the dramatic manent.45 Several genetic defects have been identified in
increase in incidence and prevalence of type 2 diabetes these patients. Transient neonatal diabetes results from a

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666 PART 5  DIABETES MELLITUS

TABLE 38-2  MODY-Related Genes and the Clinical Phenotypes Associated with Mutations in the Genes

Clinical Features of Most Common Clinical Features of


MODY Type Gene Heterozygous State Treatment Molecular Basis Homozygous State
MODY 1 HNF-4α Diabetes; microvascular Oral hypoglycemic Abnormal regulation of gene
complications (in many agent, insulin transcription in β cells, leading
cases); reductions in serum to a defect in metabolic signaling
concentrations of triglyc- of insulin secretion, β cell mass,
erides, apolipoproteins or both
AII and CIII, and Lp(a)
lipoprotein
MODY 2 Glucokinase Impaired fasting glucose, Diet and exercise Defect in sensitivity of β cells to Permanent neo-
impaired glucose tolerance glucose due to reduced glucose natal diabetes
phosphorylation; defect in requiring
hepatic storage of glucose as insulin treat-
glycogen ment
MODY 3 HNF-1α Diabetes, microvascular Oral hypoglycemic Abnormal regulation of gene
complications (in many agent, insulin transcription in β cells, leading
cases), renal glycosuria, to a defect in metabolic signaling
increased sensitivity to of insulin secretion, β cell mass,
sulfonylurea drugs or both
MODY 4 IPF-1 Diabetes Oral hypoglycemic Abnormal transcriptional regula- Pancreatic
agent, insulin tion of β cell development and agenesis and
function neonatal dia-
betes requir-
ing insulin
treatment
MODY 5 HNF-1 β Diabetes; renal cysts and Insulin Abnormal regulation of gene
other abnormalities of renal transcription in β cells, leading
development; progressive to a defect in metabolic signaling
nondiabetic renal dysfunc- of insulin secretion, β cell mass,
tion, leading to chronic or both
renal insufficiency and
failure; internal genital
abnormalities (in female
carriers)
MODY 6 NeuroD1 Diabetes Insulin Abnormal transcriptional regula-
or BETA2 tion of β cell development and
function
BETA2, β cell Ebox transactivator 2; HNF, Hepatocyte nuclear factor; IPF, insulin promoter factor; MODY, maturity-onset diabetes of the young;
NeuroD1, neurogenic differentiation factor 1.
From Fajans SS, Bell GI, Polonsky KS. Molecular mechanisms and clinical pathophysiology of maturity-onset diabetes of the young. N Engl J Med.
2001;345:971-980.

defect on ZAC/HYAMI imprinting, and, most notably, transfer RNA (tRNA) has been best characterized and
mutations in the adenosine triphosphate (ATP)-sensitive appears to have a wide phenotypic expression from type
potassium channel (KATP) of the β cell cause permanent 2 through to type 1 diabetes. The latter two conditions
diabetes.46 The KATP channel comprises two subunits are inherited in an autosomal dominant manner and are
(Kir6.2 and SUR1), and mutations in these can result associated with relatively mild glucose intolerance.
in loss of function (leading to channel closure and neo- The ADA in a 2011 position statement has recog-
natal hyperinsulinemic hypoglycemia) or gain of func- nized the importance of genetic testing in diagnosis of
tion (leading to channel opening and neonatal diabetes). some genetic syndromes of β cell function, and states
Although rare, elucidation of these conditions and the that measurement of genetic markers for selected diabetic
molecular mechanisms underlying them has improved syndromes, including neonatal diabetes, could provide
our understanding of this area of human biology. More- valuable information with definition of diabetes-associated
over, diabetes arising from KATP channelopathies can mutations.16 However, the routine measurement of genetic
retain sensitivity to the insulin secretagogue effects of markers is not of value at the time of diagnosis or manage-
sulfonylureas.47 ment of type 1 diabetes.16
Other genetic disorders that are associated with
impaired β cell function include certain maternally inher- Genetic Defects in Insulin Action
ited forms of diabetes with a mutation in mitochondrial For insulin to exert its biological effect, it first must bind
DNA,48 disorders that lead to impaired conversion of to its receptor on the cell surface. Following receptor
proinsulin to insulin,49 and disorders that lead to synthe- binding, a complex series of postreceptor signaling reac-
sis of an aberrant form of the insulin molecule.50 Of the tions take place, leading to the hormone’s metabolic and
former conditions, diabetes associated with an A-to-G mitogenic effects. Disruption of some of these postrecep-
transition at the nucleotide pair 3243 in mitochondrial tor mediators (e.g., insulin receptor substrate-1) has been

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38  CLASSIFICATION AND DIAGNOSIS OF DIABETES MELLITUS 667

shown to cause diabetes in animals.51 However, very feeding as well as by infectious exacerbations associated
few human forms of diabetes have been linked clearly to with underlying bronchiectasis.59 Hemochromatosis can
specific genetic defects in the insulin-signaling cascade. cause diabetes.60 Because glucose tolerance may improve
Leprechaunism and Rabson-Mendenhall syndrome rep- with phlebotomy, this condition represents an important,
resent rare congenital disorders of the insulin receptor.52 potentially reversible cause of diabetes. Fibrocalculous
Both syndromes are associated with diabetes, hyperinsu- pancreatic diabetes is seen mainly in the tropics and is
linemia, and altered growth in utero. As the insulin signal- associated with abdominal pain and calcification of the
ing cascade is further defined, it is likely that additional pancreas on abdominal imaging.61 The natural history of
forms of diabetes will be found to be caused by genetic this form of diabetes has been established,62 along with a
defects in insulin action. genetic marker of the disease.63
The nomenclature associated with clinical syndromes
of severe insulin resistance can be confusing.53,54 The Endocrinopathies (See Chapter 42)
term type A insulin resistance has been used to describe Cortisol, growth hormone, glucagon, and the catechol-
a syndrome in which severe insulin resistance is associ- amines (epinephrine and norepinephrine) can antagonize
ated with a skin condition called acanthosis nigricans and insulin action. Tumors that produce these hormones in
with hyperandrogenism in females. Glucose intolerance excess lead to Cushing’s syndrome, acromegaly, gluca-
or overt diabetes may or not be present. The term type gonoma, and pheochromocytoma, respectively. Although
B insulin resistance describes a rare syndrome in which all of these conditions are associated with a degree of glu-
autoantibodies to the insulin receptor lead to insulin cose intolerance, overt diabetes develops only in a subset
resistance and hyperinsulinemia (see later). Also associ- of patients. The importance of recognizing these second-
ated with insulin resistance are the lipodystrophies (see ary forms of diabetes lies in the fact that resection of the
Chapter 37); several forms of lipodystrophic diabetes underlying tumor can cure diabetes. The hyperglycemia
have been characterized,55 and in some cases, their genetic that is seen in the setting of aldosterone-producing ade-
basis has been established and novel therapeutic interven- nomas and somatostatinomas results from alteration of
tions have been utilized.56 Several novel forms of familial insulin secretion. An added challenge to diabetes mellitus
partial lipodystrophy are now well characterized and are arising from endocrinopathy is that somatostatin ana-
associated with severe insulin resistance. Interestingly, logues often used to control conditions such as growth
syndromes of partial lipodystrophy often masquerade as hormone excess and, more recently, glucocorticoid excess
obesity and are characterized clinically by a redistribu- can induce diabetes in their own right (described in the
tion of fat to facial and abdominal areas with lipoatrophy following section).
of the femerogluteal region and lower limbs. Numerous
mutations have been described in individuals with partial Drug- or Chemical-Induced Diabetes
lipodystrophy ranging from mutations of LMNA (lamin Certain compounds are toxic to β cells. These include
A/C), encoding the filament laminin, to nuclear receptors the rat poison vacor and the antipneumocystis drug
(PPARγ) to rarer mutations in lipid droplet–associated pentamidine. The hyperglycemia that results from these
proteins such as CIDEC (cell death–inducing DFFA-like agents is usually not reversible. Thiazide diuretics can
effector c) and Perlipin 1.54 inhibit insulin secretion by causing hypokalemia, and
The use of genetic testing in the classification of genetic this effect may be picked up on an oral glucose toler-
syndromes of insulin action remains an area for evalua- ance test as early as 4 weeks following the initiation of
tion within subspecialized services at this time. The ADA therapy. However, these agents do not induce diabetes
have recommended that routine genetic testing in patients mellitus in the absence of underlying susceptibility.64
with type 2 diabetes has no current role, stating that these Glucocorticoids and nicotinic acid cause hyperglyce-
studies should be confined to the research setting and mia by impairing insulin action. Glucocorticoid excess,
evaluation of specific syndromes.16 whether endogenous or exogenous, is also independently
associated with many so-called secondary complications
Diseases of the Exocrine Pancreas of diabetes such as atherosclerosis and cardiovascular
Hyperglycemia can occur during an episode of acute disease.65 Protease inhibitors (PIs) commonly used in
pancreatitis and is associated with a poor prognosis. It is the treatment of individuals with human immunodefi-
unusual for permanent diabetes to develop following a sin- ciency virus infection can cause hyperglycemia. This
gle episode of acute pancreatitis. Furthermore, removal of effect of PIs probably results from inducing a form of
up to 90% of the pancreas does not always cause diabetes. partial lipodystrophy that selects the face and limbs,
On the other hand, diabetes has been reported in associa- while causing fat accumulation in the region around
tion with very small pancreatic adenocarcinomas, leading the waist.66 The so-called atypical or second-generation
some investigators to speculate that these tumors produce antipsychotics are associated with metabolic disorders
some diabetogenic factor or factors.57 Five percent to 15% including overt diabetes mellitus. The ADA published
of patients with cystic fibrosis develop diabetes.58 Insulin a consensus statement highlighting this association and
replacement in cystic fibrosis–related diabetes (CFRD) is identifying the need for clinical research in this area.67
often challenging, as these individuals retain insulin sensi- The pathophysiologic mechanisms underlying the met-
tivity and are prone to hypoglycemic episodes. Moreover, abolic derangements are beginning to be elucidated.68
insulin requirement in the setting of CFRD is compli- Finally, somatostatin analogues, often used in the treat-
cated by malabsorption, the associated need for enteral ment of endocrinopathy and neuroendocrine tumors,

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668 PART 5  DIABETES MELLITUS

also cause inhibited insulin release. This is particularly TABLE 38-3  Screening for and Diagnosis of
true for pasireotide, an agent that has a broader selectiv- Gestational Diabetes Mellitus*
ity across the somatostatin receptor subtypes. In endo-
crinopathies associated with insulin resistance such as In women not previously diagnosed with overt diabetes, perform
Cushing’s disease or acromegaly, use of these agents a 75-g OGTT (with measurement of plasma glucose fasting and
may result in overt diabetes.69 at 1 and 2 hours post–glucose load) at 24 to 28 weeks gestation.
The OGTT should be performed in the morning after an overnight
fast of at least 8 hours.
Infections The diagnosis of gestational diabetes mellitus is made when any
Certain viral infections, including rubella70 and cox- of the following plasma glucose values are exceeded:
sackie B virus,71 have been associated with diabetes. Fasting ≥92 mg/dL (5.1 mmol/L)
1 hour post–75-g oral glucose ≥180 mg/dL (10.0 mmol/L)
Some studies suggest that a viral infection can trigger 2 hours post–75-g oral glucose ≥153 mg/dL (8.5 mmol/L)
autoimmune destruction of β cells in genetically pre-
disposed individuals, leading to autoimmune type 1 *There is no consensus regarding universal screening versus screening
in “at-risk” individuals.
diabetes. OGTT, Oral glucose tolerance test.
Diagnosis based on IADPSG recommendations and endorsed by the
Uncommon Forms of Immune-Mediated Diabetes ADA.
The stiff-man syndrome is a rare neurologic syndrome From International Association of Diabetes and Pregnancy Study
characterized by spasticity of the axial muscles. It is asso- Groups Consensus Panel. International Association of Diabetes
and Pregnancy Study Groups Recommendations on the Diagnosis
ciated with very high titers of anti-GAD antibodies, and and Classification of Hyperglycemia in Pregnancy, Diabetes Care.
up to one third of patients develop diabetes.72 Autoan- 33:676–682, 2010; American Diabetes Association: Diagnosis and
tibodies directed against the insulin receptor represent classification of diabetes mellitus. Diabetes Care. 2013;36:S67-S74.
another rare cause of diabetes (referred to as type B insu-
lin resistance).73 These antibodies have the potential to between adverse pregnancy outcomes and maternal glu-
change from being receptor antagonists (causing insulin cose levels (below the threshold for overt GDM).78 The
resistance) to being receptor agonists (leading to poten- results from this study suggested that updated threshold
tially life-threatening hypoglycemia). Spontaneous remis- values were necessary to develop an “outcomes-based”
sion of antibody production can occur. The syndrome is system for diagnosis of GDM. Consequently, the Inter-
typically seen in African-American females in association national Association of Diabetes and Pregnancy Study
with other autoimmune diseases (most commonly sys- Groups (IADPSG) have published a consensus statement
temic lupus erythematosus). that sets out updated recommendations for the diagno-
sis of GDM using the 75-g oral glucose tolerance test
Other Genetic Syndromes Sometimes Associated (OGTT), performed between 24 and 28 weeks (Table
with Diabetes 38-3).79 Recent controversies have arisen regarding the
Many of the genetic syndromes listed under H in Table use of the IADPSG criteria. The National Institutes of
38-1 are known to be associated with diabetes. Wolfram’s Health have recommended retaining the traditional, so-
syndrome, also known as DIDMOAD (reflecting the called “2-step approach” of diagnosis for GDM with a
components of the disorder; diabetes insipidus, diabetes 1-hour 50-g OGTT, followed by a 3-hour 100-g OGTT.
mellitus, optic atrophy, and deafness), is a rare autosomal However, there are sufficient data to support the use of
recessive disorder caused by mutations in the WFS1 gene IADPSG criteria, which have now been endorsed by the
on the short arm of chromosome 4. Polymorphisms in ADA and WHO.80,81
the WFS1 gene have been linked to an increased risk for The prevalence of gestational diabetes increases
type 2 diabetes,74 providing an example of how the study in parallel with the prevalence of type 2 diabetes in a
of rare disorders can improve our understanding of com- population. Previous data from a large U.S. health care
mon conditions. organization described a prevalence of 7.4 cases per 100
pregnancies.75 Using diagnostic thresholds, as set out by
Gestational Diabetes the IADPSG, the prevalence of GDM is higher, between
Gestational diabetes (GDM) is a common medical com- 11% and 12.5%.78,79,82 Moreover, when applied to large
plication of pregnancy and is defined as diabetes with population-based cohorts, GDM diagnosed by IADPSG
onset or first recognition during pregnancy. The original criteria is associated with a higher incidence of adverse
criteria for diagnosis of GDM were chosen to identify maternal and neonatal outcomes, validating the chosen
women for whom there was a greater risk for postpar- threshold values.82
tum persistence of hyperglycemia. Dysglycemia during Risk factors for GDM include age (it is more common
pregnancy is associated with complications for both among older women), ethnicity (higher rates are seen
mother and fetus. Fetal/neonatal complications include among women from ethnic groups with a high incidence
large for gestational age birth weight, macrosomia, of type 2 diabetes), prepregnancy body mass index (the
and neonatal hypoglycemia. Maternal complications risk increases with degree of obesity), parity (the risk
include higher rates of cesarean section.74-77 Appropri- increases with the number of previous pregnancies), and
ate diagnosis and management of gestational diabetes family history of diabetes. A previous pregnancy that was
potentially reduces the incidence of these related com- complicated by GDM or a history of delivery of a macro-
plications. The Hyperglycaemia and Adverse Pregnancy somic infant also represents a strong risk factor for future
Outcome (HAPO) study aimed to clarify the relationship GDM as well as a future diagnosis of type 2 diabetes.77,83

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38  CLASSIFICATION AND DIAGNOSIS OF DIABETES MELLITUS 669

TABLE 38-4  Diagnostic Thresholds for


While recommendations regarding diagnostic criteria for
Diabetes and Lesser Degrees of Impaired Glucose
diabetes on the basis of fasting glucose, OGTT, and random
Regulation*
glucose have remained unchanged, the 2009 report also
added recommendations for use of HbA1c in the diagnosis
Fasting Plasma 2-Hour Plasma of diabetes mellitus (see Table 38-4). These updated
Category Glucose Glucose HbA1c¶ recommendations for HbA1c have subsequently been
Normal <100 mg/dL <140 mg/dL ≤5.0%
included in ADA Clinical Practice Recommendations.9
(<5.6 mmol/L) (<7.8 mmol/L) In the 1997 report, the ADA also introduced a new
IFG 100-125 mg/dL* — ❖ system for classifying the intermediate zone between nor-
(5.6-6.9 mmol/L) mal glucose tolerance and overt diabetes.7 A new cate-
IGT — 140–199 mg/dL* gory called impaired fasting glucose (IFG) was introduced
(7.8–11.0 mmol/L)
Diabetes ≥126 mg/dL† ≥200 mg/dL ≥6.5% along with the pre-existing category of impaired glucose
(≥7.0 mmol/L) (≥11.1 mmol/L) tolerance (IGT). The presence of one or both of these
categories is often referred to as pre-diabetes, although
IFG, Impaired fasting glucose; IGT impaired glucose tolerance.
*When both tests are performed, IFG or IGT should be diagnosed only this term has never been formally endorsed by any of
if diabetes is not diagnosed by the other test. the Expert Committees, who have instead preferred the
†A diagnosis of diabetes needs to be confirmed on a separate day.
description “sub-diabetic, high risk state.”
¶The test should be performed in a laboratory using a method that is
While threshold values for the diagnosis of diabetes
NGSP (or equivalent) certified and standardized to the DCCT assay.
❖HbA1c values between 5.7% and 6.4% represent a category for were originally formulated based on the risk for devel-
“sub-diabetic, high-risk state”9,86,97 oping retinopathy, the basis for the “diagnosis” of these
intermediate categories of hyperglycemia is the risk for
developing overt diabetes; hence the terminology “Cate-
In fact, the rising tide of obesity, unhealthy lifestyle, and gories of Increased Risk for Diabetes.”86 The diagnosis of
type 2 diabetes presents a significant challenge in discern- intermediate levels of hyperglycemia uses threshold val-
ing type 2 diabetes first presenting during pregnancy from ues of fasting glucose (IFG: 100 to 125 mg/dL) or 2-hour
GDM. Hence postpartum testing of glycemia is necessary glucose following a 75-g glucose load (IGT: 140 to 199
in all women with a diagnosis of GDM.9,79,83 Screening mg/dL). An intermediate level of HbA1c (5.7% to 6.4%)
for GDM presents a further challenge and currently there has also been suggested as an indicator of future onset of
is no consensus on whom should be screened.79,84 In some diabetes in “at-risk” individuals.9,86 The threshold values
countries (e.g., the United States), universal screening for the diagnosis of intermediate levels of hyperglycemia
is undertaken routinely, whereas in other regions (e.g., have been a considerable matter of debate, and there is
parts of Europe), only women who are believed to be at no overall consensus between the ADA and the WHO for
high risk are screened. threshold values of fasting glucose. The main questions of
clinical relevance are: (1) What constitutes diabetes? and
DIAGNOSIS (2) What constitutes “normal”? We will address both of
these questions now.
Diagnostic Criteria
The modern-day classification of diabetes is based on clin- What Level of Fasting Plasma Glucose
ical presentation combined with (in some cases) genetic Constitutes Diabetes?
and autoantibody testing. The diagnosis of diabetes is The development of microvascular changes, particularly
based on measurement of glucose and/or glycated hemo- in the retina, is one of the hallmarks of diabetes melli-
globin (HbA1c). A historical perspective is necessary to tus. Because these complications can take many years to
understand how we got to this point. The Expert Com- develop, it is not possible to use their presence to diag-
mittee of the ADA, in their 1997 report, recommended nose the condition. Instead, the level of plasma glucose
changes in the diagnostic criteria used for diabetes, in that confers a risk for occurrence of these changes is used
addition to recommending changes in the classification for diagnostic purposes. At the time the 1997 report was
system.7 These recommendations were subsequently written, the best estimate of this level was fasting plasma
endorsed by the WHO8 (Table 38-4). Major changes glucose of 126 mg/dL. This value was based on data
included a reduction in the fasting plasma glucose cut from three epidemiologic studies involving Pima Indians,
point used to diagnose diabetes from 140 mg/dL to 126 Egyptians, and a U.S. national sample.7 In all three stud-
mg/dL and a recommendation to use fasting plasma glu- ies, there appeared to be a threshold of risk (i.e., a level
cose rather than an OGTT for diagnosis. The ability to below which the risk for retinopathy was negligible, and
use casual (i.e., random) plasma glucose levels in patients above which the risk rose steeply). In the 2003 report of
with hyperglycemic symptoms was retained, as was the the expert committee, reference was made to a separate
requirement that in asymptomatic individuals, a diagnosis analysis of Pima Indian data, suggesting that the thresh-
should be based on testing carried out on more than old at which retinopathy risk increased might be lower
one occasion. The ADA report based its criteria on use than that previously reported.87 However, the presence
of the fasting plasma glucose level, and the WHO report of a threshold was not disputed, and the 126 mg/dL cut
included equivalent cut points for whole-blood venous and point for diagnosis remained in place. An analysis of data
capillary glucose.8 The Expert Committee of the ADA from two cross-sectional Australian cohort studies and
published two further reports in 2003 and 2009.85,86 one longitudinal U.S. cohort study has raised doubt about

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670 PART 5  DIABETES MELLITUS

BLUE MOUNTAINS EYE STUDY (N = 3162) the presence of a retinopathy threshold (Fig. 38-1).88 All
50 three studies used multiple-field digital retinal photogra-
Any retinopathy phy to identify retinopathy, a more sophisticated method
40 Moderate retinopathy than that used in earlier studies that informed the ADA
expert committee decision. The risk for retinopathy in all
three studies appeared to be continuous across the entire
Percentage

30
range of plasma glucose, with up to 10% of individu-
20 als demonstrating some degree of retinopathy at levels of
fasting plasma glucose well within the range considered
normal. These data are consistent with an earlier report
10
from the Diabetes Prevention Program, which also identi-
fied retinopathy in individuals with impaired glucose tol-
0
erance.89 Taken together, these data suggest that current
diagnostic criteria may need further revision. Nonethe-
7–

6. 5–

7. 3–

7. 1–

8. 9–

9. 7–

10 .5–

3
.6

0.
≤4

4.

5.

6.

7.

7.

8.
4

.2
9
2

≥1
5.

less, the current threshold values for glucose in the diag-


A Fasting plasma glucose (mmol/L)
nosis of diabetes have remained unchanged in the most
Number with any 89 165 42 15 4 9 3 5 32 recent recommendations.8,86
retinopathy
Number with 7 14 2 3 3 0 0 2 16 The most significant new recommendation from the
moderate retinopathy
2009 Expert Committee of the ADA was the inclusion
Total 866 1604 420 105 39 30 16 12 70
of an HbA1c value ≥6.5% as a criterion for the diagnosis
AUSTRALIAN DIABETES, OBESITY AND of diabetes.86 The measurement of HbA1c has been the
LIFESTYLE STUDY (N = 2265)
mainstay of the assessment of glycemic control in clini-
40
cal practice for many years. However, as a consequence
of poor standardization of the assay in the past, HbA1c
30 results could not previously be compared across popula-
Percentage

tions. Standardization of the HbA1c assay has been com-


20 pleted in the United States. A further complication of the
use of HbA1c in the diagnosis of diabetes is the recommen-
10 dation by the International Federation of Clinical Chem-
ists that the units used for reporting results be changed
0 from percentage (as used in DCCT aligned assays in the
United States) to millimoles per mole (mmol/mol). This
5. 7–

6. 5–

7. 3–

7. 1–

8. 9–

9. 7–

10 .5–

3
.6

recommendation has been adopted by many (but not all)


0.
≤4

4.

5.

6.

7.

7.

8.

.2
9
4

≥1

B Fasting plasma glucose (mg/dL) European countries. The diagnostic value of ≥6.5% (for
Number with any 5 46 51 28 15 9 5 5 46 DCCT aligned assays) was chosen based on its associa-
retinopathy tion with the inflection point for retinopathy, upon which
Number with 0 1 2 4 3 3 1 0 12
moderate retinopathy the fasting and 2-hour glucose values have been chosen.
Total 57 616 694 384 146 75 48 28 134 HbA1c offers a useful so-called “chronic measurement”
upon which to base the diagnosis of diabetes. Measure-
MULTI-ETHNIC STUDY OF ment does not require the patient to fast or consume a
ATHEROSCLEROSIS (N = 6079)
glucose load. However, these benefits must be balanced
50
with consideration of the higher cost of the assay as well
40 as errors associated with high red bloo cell turnover states
and hemoglobinopathies.
Percentage

30
What Level of Fasting Plasma Glucose
20 Constitutes Normality?
10
Less straightforward than diagnosing overt diabetes has
been the characterization of intermediate levels of (what
0 has been termed) dysglycemia. At what level does one
cross the boundary between normal and abnormal? Glu-
5. 7–

6. 5–

7. 3–

7. 1–

8. 9–

9. 7–

10 .5–

3
.6

0.

cose is a continuous variable, and therefore choosing a cut


≤4

4.

5.

6.

7.

7.

8.

.2
9
4

≥1

C Fasting plasma glucose (mg/dL) point to define the upper limit of normal fasting glucose
Number with any 59 327 241 98 47 44 30 20 93 (and the lower limit of impaired fasting glucose) while
retinopathy informed by clinical risk and observation, is ultimately
Number with 7 6 2 5 8 16 6 8 38
moderate retinopathy arbitrary. The Expert Committee in its 1997 report, chose
Total 358 2732 1794 520 207 128 82 66 192 a value of 110 mg/dL but revised this value to 100 mg/
Figure 38-1  Prevalence of retinopathy across a wide range of fasting dL in 2003.85 The updated lower recommendation was
plasma glucose levels in three epidemiologic studies using digital retinal based on receiver operator characteristic (ROC) curve
photography to screen the retina. (Data from Wong TY, Liew G, Tapp analyses of the ability of various baseline levels of fasting
RJ, et al. Relation between fasting glucose and retinopathy for diagno-
sis of diabetes: three population-based cross-sectional studies. Lancet.
plasma glucose to predict future diabetes. ROC curves
2008;371:736–743.)

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38  CLASSIFICATION AND DIAGNOSIS OF DIABETES MELLITUS 671

were derived from cohort studies available to the com- Has HbA1c added clarity to this area? The Expert
mittee at the time but were not published in the report. Committee position statement from 2009 declared that
A factor that undoubtedly influenced the committee HbA1c values of 6.0% to 6.4% represented a category
was a desire to achieve “equivalence” (in terms of pre- that is described as a “sub-diabetic, high risk state.”86
dicting future diabetes) between impaired fasting glucose The ADA, in their 2013 position statement, set out that
and impaired glucose tolerance. The term equivalence can “it is reasonable to consider an A1c range between 5.7 and
be considered as cross-sectional or prospective. In cross- 6.4% as identifying individuals with high risk for future
sectional terms, complete equivalence would amount to diabetes, to whom the term pre-diabetes may be applied.”
those patients with impaired fasting glucose also having 8,86 These HbA
1c thresholds are based upon the future
impaired glucose tolerance. This was not the case when the risk for developing diabetes, rather than cardiovascular
cut point was at 110 mg/dL and still is not the case with complications relating to diabetes. The choice of thresh-
the cut point at 100 mg/dL. In fact, it has been suggested old HbA1c values are informed by data from the National
that these two states of “pre-diabetes” may be different Health and Nutrition Examination Surveys (NHANES)
biological entities, with altered insulin action and altered β as well as the Diabetes Prevention Programme (DPP) in
cell function contributing in different ways to their patho- which study participants with “pre-diabetes” had HbA1c
genesis.90 A lesser degree of cross-sectional equivalence values between 5.5% and 6.0% (NHANES) or a mean
would be a situation in which population prevalences of HbA1c of 5.9% (DPP).8,89 Several prospective studies
impaired fasting glucose and impaired glucose tolerance were systematically reviewed in a large meta-analysis that
are the same. Lowering the cut point to 100 mg/dL did included a combined sample of 44,203 individuals. The
help move things toward equivalence by this definition. results of this meta-analysis were published since the last
In prospective terms, equivalence amounts to an equal meeting of the Expert Committee, and they have been
ability of these two intermediate states of hyperglycemia used in resolving the updated HbA1c threshold values for
to predict future events, such as overt diabetes and car- the identification of a so-called “sub-diabetic, high risk
diovascular disease or mortality. This is the point about state.”8,97 The HbA1c may actually represent a more pow-
which most of the controversy has arisen. A large Euro- erful predictor of type 2 diabetes than fasting glucose.
pean epidemiologic consortium published data clearly Ultimately, HbA1c, like fasting glucose, is a continuous
demonstrating that 2-hour plasma glucose following an variable, and its association with future risk for diabetes
OGTT was superior to fasting plasma glucose in predict- or macrovascular or microvascular outcomes is curvilin-
ing future cardiovascular events.91 Members argued that ear. Hence the choice of the appropriate inflection point
the OGTT should not be discarded from clinical practice at which to “draw a line in the sand” is likely to remain
or from epidemiologic research. A large number of stud- an area of controversy and debate.
ies have looked at the ability of fasting plasma glucose to
predict future diabetes. One of these, the Baltimore Longi- WHERE NEXT?
tudinal Study of Aging (BLSA), followed a cohort of more
than 800 subjects with serial OGTTs for up to 20 years.92 Classification and diagnosis of diabetes has become ever
Investigators documented the natural history of pro- more complicated as our understanding of this heteroge-
gression from normal glucose tolerance to intermediate nous set of conditions, underpinned by chronic hypergly-
states of hyperglycemia to overt diabetes. Many subjects cemia, increases. The appropriate diagnosis, classification
reverted to normal from intermediate states of hyperglyce- and appropriate management of diabetes, while guided
mia, but in general, a slow, steady progression to diabetes by various position statements, requires clinical acumen.
was seen, with male gender and obesity increasing risk. By This is even truer in light of the gray area that represents
altering the threshold that was used to define the lower so-called pre-diabetes, a categorization applicable princi-
limit of impaired fasting glucose, BLSA investigators pally to individuals at risk for type 2 diabetes. It remains
showed that much of the “discrepancy” between rates of the most sensible to address the diagnosis of pre-diabetes
progression from impaired fasting glucose versus impaired by taking a holistic approach and considering body mass
glucose tolerance to overt diabetes was a function of the index, lipid profile, blood pressure, as well as various gly-
threshold used rather than of any inherent biological dif- cemic threshold. In light of the global obesity epidemic,
ference between the two states of hyperglycemia. Using perhaps we should be more liberal with our advice (and
the definition of a threshold that we discussed previously, interventions) regarding healthy lifestyle, rather than
one would expect that the cut point between normal and waiting for members of the population to cross arbitrary
impaired fasting glucose would be associated with a sig- thresholds.
nificant increase in risk. This is not the case. Several inves-
tigators have demonstrated that risk for future diabetes   
and risk for cardiovascular events increase across the con- • For your free Expert Consult eBook with biblio-

tinuum of glucose levels from normal through impaired graphic citations as well as the ability to take notes,
fasting glucose or impaired glucose tolerance.93-96 There highlight important content, search the full text, and
does not appear to be a threshold of risk. more, visit http://www.ExpertConsult.Inkling.com.

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