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Keywords: A sizing multi-objective optimisation using the genetic algorithm is performed on a solar-hydrogen combined
Integrated renewable system heat and power system integrated with solar-thermal collectors (SH CHP-ST) to supply both power and heat (i.e.
Multi-objective optimisation hot water demand) to an application. A solar-hydrogen system is a renewable system with hydrogen-based
Solar-hydrogen combined heat and power storage consisting of an electrolyser, a hydrogen tank, and a fuel cell. The fuel cell generates heat while pro-
system
ducing power that can be recovered. The heat collected from the fuel cell can be integrated with the heat supply
Solar-thermal system
of a renewable solar-thermal system consisting of an evacuated tube collector and a hot water storage tank. A
simulation module to model the operation of the whole system is implemented in MATLAB. Energy demands and
meteorological data for a remote household located in southeast Australia are considered. The sizes of the main
components of the system are optimised with the objectives of maximising the overall reliability of the system,
minimising the levelised cost of energy, and minimising the percentage of excess energy from the PV that is not
utilised. The results show that the electric reliability of the optimal solutions in favour is always equal to 100%.
The maximum thermal reliability that could be obtained is around 96%. A trade-off between the cost of energy
and percentage of wasted power from PV is found.
1. Introduction radiation [9] or a good option for large-scale (e.g. utility scale) energy
storage applications [10].
Renewable systems with hydrogen-based storage have received in- The fuel cell electrical energy efficiency is in the range of
creasing attention in recent years [1–3]. One of the promising areas of ∼30–55%, depending of the current withdrawn from the FC [11].
applications (i.e. as energy storage) is to support intermittent photo- Hence a substantial amount of energy entering the cell (i.e. the che-
voltaic (PV)-based standalone power supply systems in standalone ap- mical energy content of hydrogen) converts to heat (that is about
plications: i.e. known as Solar-Hydrogen (SH) system. In a SH system, as 50–70% of the total energy input) [12]. Cooling the fuel cell (i.e. to a
considered in this paper and illustrated in the top section of Fig. 1, the temperature between 60 °C and 80 °C) by removing this heat is an es-
PV panels that are equipped with a maximum power point tracking sential operating requirement for the PEMFC [13,14]. An earlier study,
device, supply renewable electricity to the load. The excess of the conducted by Shabani, Andrews [15] for a conservative standalone
electricity generated by the PVs, energises an electrolyser unit that household, indicated, that recovering this heat and making a solar-
produces hydrogen [4]. The hydrogen produced by the electrolyser is hydrogen combined heat and power (SH CHP) system, could offer up to
stored in the hydrogen storage tank (TKH2) for a later use by the fuel over 30% of saving in the energy normally required for hot water
cell (FC). For both electrolyser and the FC, Proton Exchange Membrane supply, that is usually supplied through a transported fuel such as LPG.
(PEM) technology is considered. The FC operates when the photovoltaic On the other hand, for supplying thermal energy, a renewable al-
panels fall short to meet the demand alone due to low or no solar ra- ternative to fossil-fuel-based technologies for hot water supply is using
diation. In this case, the FC kicks in and draws on hydrogen from TKH2 Solar-Thermal (ST) systems. An ST system consists mainly of solar-
to produce electricity [5,6]. The key advantage of this arrangement is thermal collectors (i.e. flat plat or evacuated tube collectors) and a hot
its capability to be used as long-term energy storage as opposed to more water storage tank. However, this system, when operating by itself, was
conventional technologies such as battery systems [7,8]. This makes it found to be able to supply in its best design only about 60–70% of the
suitable for areas with considerable seasonal variations in solar total annual hot water demand of a standalone household in Australia
⁎
Corresponding author at: School of Engineering, RMIT University, 115 Queensberry Street, Carlton 3053, Vic., Australia.
E-mail address: s3467254@student.rmit.edu.au (J. Assaf).
1
School of Engineering, RMIT University, Bundoora East Campus, Bundoora 3083, Vic., Australia.
https://doi.org/10.1016/j.enconman.2018.03.026
Received 16 October 2017; Received in revised form 3 February 2018; Accepted 10 March 2018
0196-8904/ © 2018 Elsevier Ltd. All rights reserved.
J. Assaf, B. Shabani Energy Conversion and Management 164 (2018) 518–532
[16], with only around 54% of the hot water demand met in winter water demand in this case) of a typical standalone household, from
[17]. about 60–70% to well around 95%, while the SH CHP is sized to fully
When integrated, ST and SH CHP systems can effectively comple- meet the electrical demand of the site [17]. The fuel cell heat (cooling
ment each other in terms of heat supply to the kind of standalone ap- load) that was transferred to the tank was annually on average 83%,
plications focused by this paper (e.g. a household of a few people lo- which showed the benefit of this integration. The wasted heat of the
cated in a remote area) [17]. It is because during the absence of fuel cell (not transferred to the tank) occurred mainly during periods
sufficient solar radiation, when the electrical output of the PV system is (i.e. in relatively warm or hot weather), when the hot water demand
insufficient, the thermal output of the ST system is supposed to be in- could be met at large part from the solar-thermal collector, and the fuel
sufficient as well. This is when the fuel cell kicks into cover the PVs’ cell heat was needed partly [17].
shortage in supplying power. While the FC is in operation, its heat can
be recovered in the SH CHP system, thus, greatly covering the shortage 2. The focus of this study
of supply from the ST collectors [17].
In an integrated solar-hydrogen combined heat and power/solar- In the previous study conducted by the authors on the feasibility of
thermal system (SH CHP-ST) (Fig. 1), the fuel cell heat is recovered the SH CHP-ST system, the system was modelled and simulated theo-
through a heat exchanger (HX) that is used to cool down the FC. This retically in TRNSYS [17]. This was followed by a detailed study on the
cooling load (i.e. the heat recovered from the FC) is transferred at best economics of this integrated system [20]. The sizing strategy adopted
through the HX to the top part of the hot water tank (TKHW) of the ST by the authors in those studies was based on an objective to fulfil 100%
subsystem (Fig. 1). The temperature in the TKHW is limited to 65 °C for of the power load, and by having close to zero-power wasted from the
domestic use and safety [18,19]. The remaining of the FC cooling load PVs. This was done by performing repetitive simulations of the system
that cannot be transferred to the tank is dumped to environment. The with different sizes. For instance, the electrolyser was sized to accom-
integration between the SH CHP and ST was found to be well effective modate all the excess power from the PVs. A hydrogen tank of un-
in covering the shortfall of the ST system, and increased the annual constrained size was considered. The PV array was sized in such a way
capacity of the system for meeting the total thermal demand (i.e. hot that all the hydrogen produced by the electrolyser was consumed by the
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J. Assaf, B. Shabani Energy Conversion and Management 164 (2018) 518–532
fuel cell throughout the year (i.e. mass of hydrogen in tank at the end of [29] used a multi-objective GA method to optimise the components’
the year was to be equal to that at the start of the year). Similar sizing size of three stand-alone hydrogen systems with and without batteries
approach for solar-hydrogen systems, was also adopted by other re- (wind/H2, PV/H2, and wind/PV/H2) under three objective functions,
searchers such as in [9,21,22], for meeting the power demand of dif- including: minimising the net present cost (in $), the whole life cycle
ferent standalone applications. The solar-thermal system was sized in emissions (in CO2-eq/year), and the dumped/excess energy EE (in %) at
[17] so that to have maximum annual thermal energy output from it low demand. A modified formula for the Loss of Power Supply Prob-
without having the collectors to overheat in summer. This sizing ap- ability (LPSP) index, which considered load losses during fuel cell
proach as just explained, has resulted for the SH CHP-ST case modelled transient start-up, was also introduced to assess its effect on system
in [17], in meeting 100% of the power demand as primarily designed reliability. Giannakoudis et al. [30] addressed the design and sizing
for, and 95% of the annual hot water demand, with a levelised cost of optimisation under uncertainty of a system consisting of PV panels,
primary energy obtained to be around 0.4 US$/kWhprimary [17,20]. wind generators, accumulators, an electrolyser, hydrogen storage tanks,
The present paper considers the same system as that detailed in [17] a compressor, a fuel cell, and a diesel generator, using the Stochastic
and illustrated in Fig. 1. However, instead of designing the system to Annealing optimisation algorithm. Singh et al. [31] studied the eco-
meet 100% of the power load and having zero-power wasted from the nomic viability of using a hybrid renewable energy system to supply
PV, a multi-objective sizing optimisation approach has been adopted in power to an academic research building in India with a capacity
order to obtain the best components’ sizes with the objectives of max- shortage of 0%. The system consisted of PV, electrolyser, hydrogen
imising the reliabilities (i.e. electrical and thermal), and minimising the storage tank, fuel cell, and battery. A fuzzy logic cost optimisation
levelised cost of primary energy as well as minimising the power wasted aiming at cost minimisation was performed. Gao et al. [32] used GA
by the PVs. The sizing optimisation for such a system is complex and method to optimise a hybrid system based on integrating electricity and
challenging and no such optimisation was yet undertaken for the kind hot water supply for a residential application. The system consisted of
of the integrated CHP renewable system (i.e. SH CHP-ST). Hence, the PV panels, solar thermal collectors, a hot water storage tank, and a
techno-economic results of this multi-objective optimisation are ex- Solid Oxide Fuel Cell (SOFC) fuelled by municipal gas (i.e. not from
pected to expand the knowledge base of other sizing options for that electrolysers powered by PVs). The authors built a dynamic model for
system. For this purpose, a simulation program and an optimisation this integrated hybrid system and proposed an operation strategy for it,
model using the genetic algorithm were developed in MATLAB pro- with heat recovery form the SOFC. Municipal electricity from the power
gramming environment and implemented on a case study of a remote plant, and hot water supplied from the sub-boiler, could fill the gap in
conservative household in Australia. case of shortage of energy supply from the main system. The objectives
The current section will be followed by Section 3, which provides a were to reduce the conventional energy consumption and the life cycle
brief overview of previously-conducted optimisation studies on in- costs for a typical building located in Fukuoka city in Japan.
tegrated renewable energy systems with hydrogen storage. In Section 4, In the present study, the authors perform a sizing optimisation for a
a sizing optimisation model for the integrated SH CHP-ST system is renewably-integrated combined heat and power system (Fig. 1). The
introduced. Then, Section 5 presents the details of the simulation pro- system involves the integration of well inter-related renewable sub-
gram of the system. A case study of the system is covered in Section 6 systems with both power and heat output. A simulation module de-
with all the optimisation results. The main benefits of this optimisation veloped in MATLAB programming, models extensively this integration,
are highlighted and the sizing results of the system were compared to which makes the optimisation results more reliable. The sizing opti-
the results obtained in [17] for the similar case. Finally the paper is misation is also rendered reliable by covering all the main components
concluded in Section 7. of the system, resulting in six decision variables. Three objectives re-
presenting different dimensions (overall reliability, economics, and
3. Multi-objective optimisation of integrated renewable energy wasted energy from PV) are aimed. The genetic algorithm that can deal
systems: overview of previous studies at best with such complexity is used for the multi-objective optimisation
as will be described next in Section 4.
Design, sizing, and operating strategy of the multiple components of
such integrated renewable energy systems are generally challenging, 4. Multi-objective sizing optimisation of an integrated SH CHP-ST
especially when multiple conflicting objectives are aimed. Optimisation system
techniques, based on meta-heuristics population approach, such as the
Genetic Algorithm (GA), Particle Swarm Optimisation (PSO), The decision variables for the optimisation problem of this paper are
Simulation Annealing (SA), and etc., can deal with complex optimisa- the sizes of the main components of the integrated SH CHP-ST system.
tion problems, especially when having one or a combination of the They are defined as a vector, including the following dimensions:
following conditions: non-linearity in the components’ characteristics,
[Pr ,PV ,Pr ,EL,Pr ,FC ,VolTK H2,VolTKHW ,ASC ]
objectives, and/or constraints; when dealing with dynamic models that
have a variability of input data with time; and when multiple objectives where Pr ,PV is the rated power of the PV array (W); Pr ,EL is the rated
are targeted [23–26]. power of the electrolyser (W); Pr ,FC is the rated power of the fuel cell
There are many examples in the literature of such optimisations for (W); VolTK H2 is the capacity of the hydrogen tank corresponding to the
design and sizing of integrated renewable energy systems with parti- maximum volume of gas that is capable to store (N m3); VolTKHW is the
cular examples of those that covered renewable-hydrogen systems: volume of the hot water storage tank (litres); and ASC is the collector’s
Sharafi and Elmekkawy [27] considered a hybrid power supply system absorber area (m2).
including a wind turbine, PV panels, a diesel generator, a fuel cell, an The aim of the multi-objective optimisation is to simultaneously
electrolyser, and a hydrogen tank. PSO simulation with ε-constraint maximise the overall reliability Ro (i.e. or alternatively minimise −Ro as
method was used to perform a multi-objective optimisation analysis to the optimisation tool in MALTAB supports minimisation), to minimise
simultaneously minimise the total cost, the unmet load, and the fuel the levelised cost of primary energy COEprimary (i.e. electric energy and
emission. Kashefi Kaviani et al. [28] also considered a sizing optimi- thermal energy converted back to primary energy), and to minimise the
sation on a similar hybrid system (i.e. including a wind turbine, PVs, average percentage of PV energy that is wasted PercE PV waste (i.e. excess
and a fuel cell power generation unit) designed to supply the load taken PV power that is dumped):
from IEEE Reliability Test System. The aim of that optimisation pro-
Minimise (−Ro,COEprimary,PercE PV waste );
blem was to minimise the cost subject to a reliable supply of power to
the demand, by considering components outages as well. Brka et al. where
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J. Assaf, B. Shabani Energy Conversion and Management 164 (2018) 518–532
R o = R e × Rt (1) set of optimal solutions, known as the Pareto-set or “the Pareto front”,
which is the set of “non-dominated” solutions, where no improvement
in which Ro is the overall reliability; R e is the electrical reliability, that
is possible in one objective without losing in any other objective [25].
is the annual (average) percentage of electric demand met renewably
The selection/decision of the appropriate solution can then be made
by the integrated system; Rt is the thermal reliability, that is the annual
according to the case’s or user’s preference.
percentage of thermal demand met renewably by the integrated system.
As for the multiple objectives of this optimisation, Ro of the system
In fact, as both electrical and thermal energy supply are obtained from
is maximised while simultaneously the COEprimary and PercE PV waste are
the same system, they are both converted back into primary energy that
minimised. The PercE PV waste is of minimisation interest as this is ex-
is used as a hypothetical reference for the calculation of a single cost
pected to lead to the best minimal size of the PVs and consequently of
figure for energy (i.e. COEprimary ) [20].
the space occupied by the PVs for different optimal solutions. This also
The lower and upper bounds for the different sizes of components
leads to the best (i.e. maximum) utilisation of the solar energy as the
are chosen widely as:
wasted energy from the PVs is minimised. It is noteworthy that the
0 ⩽ Pr ,PV ⩽ 8000 (2) multiple objectives aimed here are conflicting. For instance, the
COEprimary that is aimed to be minimised, is expected to increase when
0 ⩽ Pr ,EL ⩽ 8000 (3)
Ro is maximised; this is while the direction of PercE PV waste with respect
0 ⩽ Pr ,FC ⩽ 1000 (4) to the variability of the other objectives is ambiguous.
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J. Assaf, B. Shabani Energy Conversion and Management 164 (2018) 518–532
Fig. 3. The structure of the simulation program with demonstration of how its three separate modules known as solar-hydrogen CHP, thermal, and economic simulation modules are
interconnected.
where E is the maximum electromotive force of the fuel cell obtained of time steps Δt , where Δt is defined in hours and t starts from first of
from the Nernst equation [39]; ηact is the activation overvoltage; and January), the mass of hydrogen stored in the tank (MH2 Stored,TK ) in kg is:
ηohmic is the ohmic overvoltage. Mass transport overvoltage has been
MH2 Stored,TK (t ) = MH2 Stored,TK (t −1) + ṁ H2 Prod,EL (t )−ṁ H2 in,FC (t ) (16)
incorporated in these overpotential terms and was not added as a se-
parate item. If t = 1, then MH2 Stored,TK (t −1) = MH2 initial
The inlet hydrogen mass flow rate to the fuel cell (ṁ H2 in,FC ) is cal-
culated as follow: where MH2 initial is the initial mass of hydrogen in tank (kg) at time t = 0 .
It is important to note that the electrolyser and the fuel cell never op-
3.6 × n × IFC erate at the same time as the system either have power deficit (when the
ṁ H2 in,FC =
F × μf (12) fuel cell kicks in) or power surplus (when the electrolyser can generate
hydrogen). In other words at any time (t) either the hydrogen pro-
where n is the number of cells connected in series in the fuel cell stack;
duction or the hydrogen consumption rates is zero.
IFC is the fuel cell current (A); F is the faraday constant (equal to 96,485
C/mol); and μ f is the hydrogen utilisation coefficient. A conservative
5.2.2. Simulation model for the solar-hydrogen CHP module
average figure of 0.83 based a hydrogen stoichiometry of nearly 1.2 has
The configuration of the integrated system is illustrated in Fig. 1.
been assumed; however, this can be as high as 95% at some operating
For an input vector of [Pr ,PV ,Pr ,EL,Pr ,FC ,VolTK H2,VolTKHW ,ASC ], the simula-
points and even less than 80% at some other operating points [38].
tion model of the solar-hydrogen CHP module is programmed to run as
By having the mass flow rate of hydrogen entering the fuel cell and
follows and as shown in the flowchart illustrated in Fig. 4.
also the polarisation curve of the fuel cell, key parameters such as fuel
In a For loop, for time t = 1 time step to t = h time steps (h corre-
cell efficiency and heat generation can be calculated.
sponding to the total number of time steps in a year, that is 17,520 for
The electrical energy efficiency (ηe,FC ) of the fuel cell is calculated
half hourly time steps), and with a time step increase (Δt ) of 0.5 h:
for a given fuel cell power (PFC ) as:
PPV (t ) is calculated (Eqs. (8), (9)) and compared to the power demand
ηe,FC =
2 × 3.6 × PFC PDem e (t ) . In the first scenario where the former is greater than the latter,
ṁ H2 in,FC × HHVH2 (13) the power demand is fully met by the PV, the fuel cell does not operate,
and the excess PV power goes to the electrolyser, with the condition
The heat generated by the fuel cell (Qgen,FC ) at a given operating
that this excess is less or equal to the rated electrolyser power Pr ,EL .
point PFC is calculated using the following equation [40]:
Otherwise, the electrolyser power reaches its maximum allowable
μf power input, Pr ,EL , and the rest of this excess PV power (i.e. left after
Qgen,FC = PFC × ⎜⎛ −1⎞⎟ energising the electrolyser with its Pr ,EL ) is wasted (i.e. dumped). The
η
⎝ e,FC ⎠ (14)
mass flow rate of hydrogen produced by the electrolyser (i.e. filled to
Some of the heat generated by the fuel cell (Qgen,FC ) is absorbed the hydrogen tank) is calculated as per Eq. (10). In the second scenario,
internally by the fuel cell to evaporate the water product, and few where PPV (t ) is less than PDem e (t ) , the load takes all PV power, the
precent are taken away by the extra air and hydrogen streams and also electrolyser does not operate, and the rest unmet of PDem e (t ) is supplied
through the heat transfer from the external surface body of the FC (i.e. by the fuel cell with the condition that this unmet power is less than the
through convection) [41]. The remaining heat, referred to as fuel cell rated power of the FC (Pr ,FC ) . Otherwise, the fuel cell power reaches at
cooling load (Qcool,FC ) , is targeted for recovery through the heat ex- maximum Pr ,FC , and the rest of the unmet power demand remains un-
changer [9,17]. Qcool,FC was found to be in the range of ∼60–70% of the satisfied (Fig. 4). The inlet mass flow rate of hydrogen to the fuel cell
total heat generated by the fuel cell, in the experimental case studied by (i.e. consumed from the hydrogen tank) is calculated as per Eq. (12).
Shabani and Andrews [11]. Hence a mid-range figure of 65% is used in Hence, the total mass of hydrogen stored (MH2 Stored,TK (t )) in the tank in
this study. calculated as per Eq. (16). The initial mass of hydrogen in the tank
Qcool,FC = 0.65Qgen,FC (15)
(MH2 initial) is considered and calculated in such a way that the mass of
hydrogen in tank at the end of the year is equal to that at the start of the
In the context of a solar-hydrogen system operating throughout the year (i.e. MH2 StoredTK (h) = MH2 initial ). In this way, the simulation year is
year, at any given time t (i.e. t is the time corresponding to the number representative for the lifetime of the project. Consequently, all the
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Fig. 4. Flowchart of the simulation model for the Solar-hydrogen CHP module.
hydrogen produced by the electrolyser is consumed by the fuel cell vectors) would therefore be comparable among each other. Hence, for
during the simulation time (i.e. year), and no hydrogen will be pro- the purpose of finding MH2 initial for a given vector, an iterative technique
duced as extra or less during the year. Thus, the resulting average an- is followed: an initial mass of hydrogen (MH2 initial) in the tank is firstly
nual cost of the system (taking into account operation time and re- assumed to be equal to zero (Fig. 4). MH2 Stored,TK (t ) is calculated and is
placement cost of components), and the PercE PV waste , would be more hypothetically accepted to be negative here in order to come up with a
accurate for the year, and the results for different sizing solutions (i.e. starting guess value of MH2 initial taken equal to MH2min (i.e. that is the
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The input flow to the collector with a mass flow rate of ṁ SC and a
temperature TSC ,in is taken from the bottom of the water tank (i.e. node
5) [17] (Fig. 1). Therefore:
TSC,in (t ) = T5 (t ) (27)
T5 is the temperature at node 5 of the water tank. TSC,out (t ) is cal-
culated as per Eqs. (18) and (19), when Gt is greater than zero. Ad-
ditionally, the controller of the collector circulation pump is set to stop
the pump if the temperature in the tank goes above 65 °C [17]. In this
case, the collector may tend to reach its stagnation temperature with
the efficiency ηSC (t ) decreasing towards zero (Eq. (18)).
The output flow from the collector goes to node 2 of the water tank
(Fig. 1). Therefore:
ṁ in,2 (t ) = ṁ SC (28)
Fig. 5. Flows defining the energy balance of node i of the hot water storage tank and the
control volume used to define the mass flows into and out of node. ṁ in,i,ṁ up,i and ṁ down,i Tin,2 (t ) = TSC ,out (t ) (29)
are respectively the mass flow rates of an inlet flow to node i , a flow upwards, and a flow
As this flow enters at node 2 and leaves at node N of the tank (i.e. to
downwards node i . Ti + 1, Ti , Tbii − 1 , are respectively the temperatures located below, at, and
the collector), it leads to a downward flow for nodes 3 to N of the tank:
above node i .
for i = 3→N
entering, upward, or downward flows to node i can be added in the ṁ down,i (t ) = ṁ in,2 (t ) (30)
same way in this equation with their respective temperatures. All the ṁ SC in kg/h is taken to be equal to 25 × ASC , as recommended in [48].
terms of Eq. (26) (i.e. ṁ in,i , Tin,i , ṁ up,i , and ṁ down,i ) are calculated The water tank is filled up with cold water at node N (bottom) and
whenever they exist for each node i of the tank, based on the thermal hot water is withdrawn from node 1 of the tank to the demand (Fig. 1).
integration of the system, as described next in Section 5.3.2. At the end The hot water is required to be supplied to at the demand at tem-
of each time interval, any temperature inversions that exist at the perature of 40 °C. Therefore, the hot water demand is:
stratified tank are eliminated by total mixing of the appropriate ad-
jacent nodes. QDem t (t ) = ṁ Dem t ·cp·(40−Tcold water (t )) (31)
where ṁ Dem t is the hot water demand (kg/h) that is assumed to be re-
5.3.2. Simulation model for the thermal module quired at 40 °C; and Tcold water is the cold water temperature (°C). If the
The flowchart of the simulation model for the thermal module is temperature at node 1 of the tank is less than 40 °C, then the mass flow
given in Fig. 6. As shown in Fig. 6, the calculation of the water tem- rate of hot water from the tank to demand is equal to ṁ Dem t and the
perature Ti at each node of the tank at all t’s permits the calculation of thermal demand QDem t is not fully met in this case. As the inlet mass
the thermal supply to the demand throughout the year and of the flow rate of cold water to node N of the tank (ṁ in,N ) is equal to the mass
thermal reliability (Rt ) . Accordingly, Ti of the next time step is calcu- flow rate of hot water from node 1 of the tank to demand, therefore:
lated based on Eq. (26), where the initial value for Ti is equal to the If T1 (t ) ⩽ 40
initial cold water temperature for all nodes (i.e. the tank was initially ṁ in,N (t ) = ṁ Dem t (t ) (32)
filled up with cold water). As already stated in the previous Section
5.3.1, the terms of Eq. (26) (i.e. ṁ in,i , Tin,i , ṁ up,i , and ṁ down,i ) are calcu- However, if the temperature at node 1 of the tank is higher than
lated whenever they exist for each node i of the tank, based on the 40 °C, then the hot water flow from the tank to demand is mixed up at
following system’s integration. the user’s side with some cold water in order to reach 40 °C. Therefore
ṁ in,N becomes in this case equal to:
If T1 (t ) > 40
QDem t (t )
min,N (t ) = cp × (T1 (t ) − Tin,N (t )) (33)
In both cases:
Tin,N (t ) = Tcold water (t ) (34)
As this flow enters at node N and leaves at node 1 of the tank, it
leads to an upward flow to nodes N − 1 to 1 of the tank (Fig. 5):
for i = 1 → N −1
ṁ up,i (t ) = ṁ in,N (t ) (35)
As per the configuration of the system illustrated in Fig. 1, the cold
(secondary) part of fuel cell heat exchanger is fed from the top part of
the water tank (node 1) [17]. Therefore:
Tc,in (t ) = T1 (t ) (36)
where T1 (t ) is the water temperature at node 1 of the hot water storage
tank (at time t). The output flow from the secondary (cold) side of the
heat exchanger goes to node 1 of the tank (Fig. 1). Therefore:
ṁ in,1 (t ) = ṁ c (t ) (37)
Fig. 6. Flowchart of the simulation model for the thermal module with the main input/
output data at each time t. Tin,1 (t ) = Tc,out (t ) (38)
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Fig. 7. An iterative search subroutine to find ṁ c , ṁ h of the heat exchanger, and QTrsf ,FC , at each time t .
where Tc,out s calculated as per Eq. (24) based on the heat transferred 6. Case study
(QTrsf ,FC ) through the heat exchanger to the water tank. QTrsf ,FC is found
as described next.The vector Qcool,FC is fed into the thermal module from 6.1. An introduction to the case
the solar-hydrogen CHP module as noted in Section 5.2.2 and as illu-
strated in Fig. 3. Qcool,FC is provided to the iterative search subroutine A description of the input data and parameters used for the case
for the search of the mass flow rates for the fuel cell heat exchanger study of the multi-objective sizing optimisation of the SH CHP-ST
(Fig. 7). The purpose of this subroutine, as shown in Fig. 7, is to find system is given as follows:
ṁ h (t ) and ṁ c (t ) at each t that enable Qcool,FC (t ) to be fully or as max-
imum as possible transferred to the hot water storage tank. The con- • Meteorological data: They consist of the solar irradiance G t on the
dition is to have Th,in (t ) at 65 °C at all t’s (i.e. fuel cell temperature is tilted surface (PV, and/or collector), as well as the ambient tem-
aimed to be maintained at 65° C as recommended by [9]). Another perature (Ta) , and cold water temperature from municipality
condition is to have the temperature difference at the hot side of the (Tcold water ) . Hourly average meteorological data for the simulation
heat exchanger (ΔTh) at a targeted temperature (ΔTh Tar ) taken as 3 °C, as time (i.e. a year) are taken from TRNSYS database for Melbourne,
also recommended in [9] (i.e. ΔTh to be between 3 °C and 5 °C) for a Australia for a surface of a tilt angle at 37.8° (i.e. equal to the local
proper cooling of the fuel cell. Therefore: latitude of Melbourne) facing north. Considering the significant
difference between the winter and summer solar radiations in
ΔTh = Th,in (t )−Th,out (t ) (39) Melbourne (i.e. requirement for long-term energy storage), this city
has been suggested to be a good candidate to use solar-hydrogen
Th,in (t ) = 65 systems [49].
(40)
• Demand data: These consist of the loads’ profiles (i.e. power de-
The heat transferred to the water tank, QTrsf ,FC (t ) , is calculated by mand, hot water demand). They are both taken as daily-repeated
following the flowchart provided in Fig. 7. In fact, Qcool,FC (t ) may not be patterns for a conservative remote household in Victoria [17], and
all transferred to the water tank due to a temperature at the top of the are presented in Fig. 9. The total is of 5 kWh daily power demand
tank (node 1) that can inhibit the total heat transfer of Qcool,FC (t ) excluding heating and cooling, and of 165 L daily hot water demand
through the heat exchanger. at 40 °C.
• Technical parameters. They represent the components’ character-
istics and some technical assumptions. They are taken as considered
5.4. Economic simulation module in [17] for the components used, and are shown in summary in
Table 1.
The model of the economic module is well detailed in [20]. The
main output of this model is the levelised cost of primary energy Economic parameters: They consist of the economic parameters
COEprimary . It is calculated based on the net total cost of the system that considered such as the interest rate, inflation rate, cost of components,
includes the initial capital or investment costs, maintenance costs, re- project lifetime, and etc. They are taken as in [20] and briefly described
placement costs, operation costs, and minus any salvage return values in Tables 2 and 3. Same costs and economic assumptions as recently
at the end of the project lifetime. It is worth to note that COEprimary adopted in [20] are considered so that the techno-economic results of
includes, as operation cost, the cost associated with two non-renewable the sizing optimisation in this paper can be compared to that of the
components (i.e. electric diesel generator, inline gas heater), for sup- previous sizing strategy of the system in [17] and its economics [20].
plying the still possibly small percent of electrical and/or thermal en-
ergies that could be unmet by the renewable system (in case R e < 100%
and/or Rt < 100%). 6.2. Results, analysis, and discussion
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J. Assaf, B. Shabani Energy Conversion and Management 164 (2018) 518–532
Table 1
Technical parameters and assumptions for the components of the SH CHP-ST system.
results with those of the TRNSYS model in [17], the following test has due to the increase in the size of the hydrogen components); however,
been done: the sizing vector [3500, 2500, 312, 195, 250, 2] corre- this relationship is also not as a defined curve as the optimal points
sponding to the vector [Pr ,PV ,Pr ,EL,Pr ,FC ,VolTK H2,VolTKHW ,ASC ] and that has plotted in Fig. 11 correspond to different values of Ro . Fig. 12 that plots
been adopted in [17] using TRNSYS software (i.e. following the sizing the 2D Pareto front with PercE PV wast on the x-axis and Ro on the y-axis
strategy considered in [17]) has been entered into the MATLAB simu- gives no suggestion about a general trend between these two variables.
lation program developed for this optimisation study. This has yielded It is noted from the MATLAB detailed solutions that, the obtained
in MATLAB to very similar overall annual results in terms of reli- Pareto optimal solutions, with a COEprimary less than 0.41 (points below
abilities, efficiencies, cost of primary energy, and etc. as those obtained the horizontal dotted line in Fig. 10), have all an electric reliability of
in TRNSYS (Table 4). 100%. Only the Pareto optimal solutions in Fig. 10, with a COEprimary
greater than 0.41, have their R e less than 100%. This relatively high
COEprimary for these solutions is caused by the fact that any solution with
6.2.2. Optimisation results and analysis
an electrical reliability of less than 100% incurs increased additional
As stated in Section 4, the optimisation model considers three ob-
costs resulting from the introduction of a diesel generator, as in-
jectives: i.e. Ro to be maximised, while COEprimary and PercE PV waste to be
troduced in Section 5.4 (i.e. with all the associated high fixed annual
minimised. This multi-objective sizing optimisation performed on the
maintenance costs especially for a remote area). However, these points
SH CHP-ST system result in multiple optimal non-dominated solutions
fall on the Pareto front despite their high COEprimary due to their mini-
that constitute the Pareto front, where no improvement can be done on
mised PercE PV waste (i.e. close to zero). Another point to note from the
one objective without losing on the other. The 2D Pareto front plot with
Pareto front (Fig. 10), is that the maximum Ro that could be achieved is
Ro on x-axis and COEprimary on y-axis is shown in Fig. 10, while the 2D
around 96.35%, but with a COEprimary at 0.45 and a PercPV wast of 0.67%
Pareto front plot with PercE PV waste on x-axis and COEprimary on y-axis is
(point F on the graph). The R e is less than 100% in this case and the
shown in Fig. 11. The conflicting relation between the objective func-
COEprimary is relatively high. However, when Ro is just slightly less than
tions is shown in these figures. There is a clear trend that COEprimary
96.35% (i.e. 96.32% at point A) in Fig. 10, the COEprimary for this op-
increases with higher Ro (Fig. 10). However, this relationship is not a
timal solution falls down to 0.40 with a PercE PV wasted of 0.84% (Fig. 11).
properly defined curve as these optimal points plotted in Fig. 10 cor-
R e for this solution is 100%, and consequently Rt is the same as Ro .
respond to different values of PercE PV waste . While in Fig. 11, the general
However, it is seen from the solutions that the points falling on the left
trend is that the COEprimary increases with lower PercE PV waste (i.e. mainly
Fig. 9. Energy demands of a remote household in Melbourne, Victoria (base case study). (a) Average hourly power demand for a remote household in southeast Australia (Victoria) during
a day [38]; conservative electrical demand excluding heating and air conditioning loads as a passive house is considered. (b) Average hourly hot water demand at 40 °C in a day. The
hourly fractional distribution of the daily hot water demand is taken from ASHRAE 90.2 [47].
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Table 2
Economic data for the components of the SH CHP – ST system and for the non-renewable support components, if needed – [20] Year 2015–2016.
Components for the SH-ST CHP system Capital cost Price after Annual maintenance cost (as percentage of Lifetime
5 years capital cost)
Table 3
General economic data adopted.
Table 4
Annual (average) results obtained by MATLAB and TRNSYS [17] for the sizes considered
in [17].
Annual results Fig. 11. 2D Pareto front obtained from the multi-objective sizing optimisation with
PercE PV waste on x-axis, and COEprimary on y-axis.
Electric reliability (R e ) 100%
Thermal reliability (Rt ) ∼95% (95.3% in MATLAB
and 95.2% in TRNSYS)
PercE PV waste ∼0% (0.5%)
FC electric efficiency (ηe FC ) 33%
FC overall efficiency (electric and thermal) 60%
(ηoverall,FC ) considering the FC heat
transferred to tank
Collector’s thermal efficiency 67%
COEprimary 0.39 US $/kWh primary
Fig. 12. 2D Pareto front obtained from the multi-objective sizing optimisation with
PercE PV waste on x-axis, and Ro on y-axis.
side of the vertical dotted line in Fig. 10 have their fuel cell size around
Fig. 10. 2D Pareto front obtained from the multi-objective sizing optimisation with Ro on 280 W that is less than 300 W (i.e. maximum hourly power demand as
x-axis, and COEprimary on y-axis. The description of the indicated points is explained in shown in Fig. 9a). Consequently, if the user would like to design the
Section 6.2.2. system with a minimum size of fuel cell equal to the maximum hourly
power demand, points on the right side of the vertical dotted line shall
only be of interest. Among these points, the maximum overall reliability
that can be obtained is 95.64% (at point G) with a COEprimary of 0.37
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Table 5
Selected solutions from the Pareto front of the multi-objective sizing optimisation for the SH CHP-ST, with all solutions of the Pareto front accessed in excel through this link.
Rt (%) R e (%) COEprimary (US$/kWh primary) PercE PV waste (%) Pr ,PV (W) Pr ,EL (W) Pr ,FC (W) VolTK H2 (N m3) VolTKHW (litres) ASC (m2)
and a PercE PV waste equal to 6% (The results of point G are detailed in row
4 of Table 5). On the other side, the minimum Ro obtained on the Pareto
front with a minimal COEprimary is achieved at point B with an Ro of
92.4%, a COEprimary of around 0.31, and a PercE PV waste of 33% (Fig. 12).
This figure of PercE PV waste is very close to the highest PercE PV waste ob-
tained in the Pareto optimal solutions (i.e. 33.6%) (Fig. 11). In sum-
mary, Ro varies between around 92% and 96.3% among all obtained
optimal solutions, or between 92% and 95.6% if a minimum size of fuel
cell is adopted.
So, out of the Pareto optimal solutions, the adopted solution for the
system depends on the preferences and criteria of the decision-maker.
For instance, the second objective COEprimary could be preferred to be
given a priority over the third objective PercE PV waste for the different
values of Ro′ s . For instance, one may choose the optimal solution shown
in row 3 in Table 5 and indicated by point C in Figs. 10 and 11. This
solution has an Ro of around 95.3%, with a PercE PV waste of 0.5% and a
COEprimary of 0.396. This solution is nearly the same as the solution
obtained using the sizing approach in TRNSYS in [17] (Table 4). Al-
Fig. 13. Mass of hydrogen stored in tank throughout the year (17,519 time steps; each
ternatively, by increasing the PV array from 3509 W (at point C pre- time step is equal to 0.5 h) for the two optimal solutions: point C (i.e. similar to the
sented in row 3 of Table 5) to 4091 W (at point D presented in row 2 of TRNSYS solution in [17]) in blue, and point D in green. (For interpretation of the re-
Table 5), which is an increase of around 16.5% in PV size, accompanied ferences to colour in this figure legend, the reader is referred to the web version of this
by a decrease in the electrolyser and hydrogen tank sizes as indicated article.)
(i.e. by around 31% for the electrolyser), a more favourite solution in
term of cost (COEprimary ) with around the same reliability (i.e. 95.2%) is The main difference is that the solution of point C has a bigger
obtained. This solution (i.e. at point D) gives approximately the same hydrogen subsystem, which allows for storage of more hydrogen in the
overall reliability as for point C, at a COEprimary (i.e. 0.34) reduced by tank. Consequently, the maximum mass of hydrogen that is reached in
around 14.4% (compared to point C), but at a higher PercE PV waste , which the tank for the solution of point C (in blue) is 17.5 kg, while it is
is ∼16% compared to 0.5% for point C (Table 5). 16.2 kg for point D (in green).
On the other side, taking the extreme lowest COEprimary that can be Another point to note in the Pareto optimal solutions is that the fuel
achieved among the optimal solutions, the COEprimary can go down to cell size is lower in the solutions with higher Ro ′ s (i.e. or alternatively
0.307 (at point B), which is around 22.5% less than that of point C with speaking with higher thermal reliability, as in most of them R e = 100%).
a thermal reliability (i.e. same as overall reliability) of 92.4% and This can be clearly seen for the few solutions presented in Table 5.
PercE PV waste of 33% (Table 5). In this case (i.e. at point B), the PV size is Fig. 14 illustrates this deduction for the different Pareto optimal solu-
increased by 32.2% compared to point C. tions obtained. This is due to the fact that the electric efficiency of the
As observed, ASC was obtained the same in all the solutions due to
the fact that the time the collector is reaching stagnation temperature
annually (nbhrsstagSC ) (particularly in hot sunny periods) is limited
and constrained, as was mentioned in Section 4, for a proper technical
design of the solar hot water system. In fact, nbhrsstagSC is mainly
affected by the collector’s size with respect to hot water demand, par-
ticularly in sunny days of summer. The fuel cell operates at times of low
solar radiation; and the fuel cell heat at different solutions did not affect
the optimal size of ASC .
For more elaboration, Fig. 13 shows the variation of the mass of
hydrogen in the tank taken from MATLAB for both point C (in blue) and
point D (in green). As designed for in the simulation program, the mass
of hydrogen at the end of the year (i.e. for the time step equal to
17,519) is always equal to the mass of hydrogen MH2 initial at the start of
the year, which is obtained at 11.1 kg for point C and at 10.6 kg for
point D. The minimum mass of hydrogen that is supposedly required to
stay in the tank for allowance of an autonomous operation of the system
under any contingency is as pre-defined for all solutions (i.e. 3.5 kg for
around 10 days of autonomous operation). Fig. 14. Overall reliability vs. fuel cell size among the optimal solutions.
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J. Assaf, B. Shabani Energy Conversion and Management 164 (2018) 518–532
fuel cell is increased when it operates at certain power interval lower This optimisation helped in finding optimal sizes of this integrated
than its rated size, as confirmed experimentally by Shabani and An- system, where the effects of the characteristics of the multiple compo-
drews [11]. This can also be clearly seen by considering the points with nents are inter-related and complicated. Additional beneficial results
the two extreme reliabilities in Fig. 10: Point E (fuel cell size: 554 W; Ro : than those obtained by a straightforward sizing strategy are attained.
91.9%) and point F (i.e. fuel cell size: 280 W; Ro : 96.3%). These two
solutions have the two extreme fuel cell sizes and their results are de- Acknowledgement
tailed respectively in row 6 and row 5 of Table 5.
This work was supported by the “Australian Government Research
7. Conclusion Training Program Scholarship”.
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