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To cite this article: Boyi Dai, Daniel Herman, Hui Liu, William E. Garrett & Bing Yu (2012): Prevention
of ACL Injury, Part II: Effects of ACL Injury Prevention Programs on Neuromuscular Risk Factors and
Injury Rate, Research in Sports Medicine: An International Journal, 20:3-4, 198-222
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Research in Sports Medicine, 20:198–222, 2012
Copyright © Taylor & Francis Group, LLC
ISSN: 1543-8627 print/1543-8635 online
DOI: 10.1080/15438627.2012.680987
BOYI DAI
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Center for Human Movement Science, Division of Physical Therapy, University of North
Carolina at Chapel Hill, Chapel Hill, North Carolina, USA
DANIEL HERMAN
Department of Physical Medicine & Rehabilitation, School of Medicine,
University of Virginia, Charlottesville, Virginia, USA
HUI LIU
Sports Biomechanics Laboratory, School of Human Movement Science,
Beijing Sports University, Beijing, China
WILLIAM E. GARRETT
Sports Medicine Center, Duke University Medical Center, Durham, North Carolina, USA
BING YU
Center for Human Movement Science, Division of Physical Therapy, University of North
Carolina at Chapel Hill, Chapel Hill, North Carolina, USA
198
Prevention of ACL Injury, Part II 199
Although anterior cruciate ligament (ACL) injury risk factors are still not
entirely clear, prevention strategies and training programs have been devel-
oped based on existing knowledge in an attempt to alter neuromuscular
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Most of the strategies and training programs for ACL injury prevention in cur-
rent literature have been demonstrated as resulting in altered lower extremity
movement patterns (Table 1). Application of these positive results, how-
ever, has been limited by the comprehensive nature of the programs. Most
of these programs employ several different training components ranging
from plyometrics to balance training to strength training; as such, we have a
limited appreciation for how these components act individually and in con-
cert, which may limit both the efficiency and efficacy of these interventions.
Furthermore, these programs may have different effects in different ages,
sports, levels of play, and risk factor groups. Understanding the mechanism
of action of these injury prevention strategies and their effects in different
populations will help scientists and clinicians improve existing programs and
develop new strategies in future research and clinical practice.
INJURY EDUCATION
Technical and physical training strategies may not be the only meth-
ods of improving landing techniques. A recent study demonstrated that
increasing knowledge of ACL injury could also improve landing tech-
niques for the purpose of preventing ACL injury (Iversen & Friden, 2009).
A total of 133 female high school basketball players and 12 coaches
participated in this study. The anatomy and function of the knee and
ACL, possible risk factors for ACL injury, ACL injury prevention strate-
gies, and appropriate landing techniques were presented to the players
and coaches during the season. Players’ and coaches’ knowledge of ACL
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Injury education Iversen and Friden, Education regarding One 45-minute Increased percentage of No control group;
2009 ACL injury didactic and good landings during Only one study
knowledge, skill-based games with basketball
prevention strategies, presentation players
and landing
techniques
Feedback training Prapavessis and Augmented or sensory Immediate feedback Augmented feedback Only immediate
McNair, 1999 feedback decreased peak effects in
ground reaction force laboratory settings
during landing
Onate et al., 2005 Video based expert The self feedback and
feedback, combined feedback
self-feedback or increased knee flexion
200
combined feedback and decreased peak
ground reaction force
during landing
Dempsey et al., Verbal instruction Keeping the foot to the
2007 midline and the torso
upright reduced peak
knee valgus and
internal rotation
moments during
cutting
Dempsey et al., Verbal and visual 15 minutes / session, Training decreased peak No control group
2009 feedback 2 sessions / week, knee valgus moment
6 weeks during cutting
Strength training Herman et al., 2008 Progressive resistance 3 sessions / week, No differences in knee Strength training
training for lower 9 weeks and hip kinematics and was conducted
extremity muscles kinetics during a during less
stop-jump functional tasks
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Herman et al., 2009 Feedback with or Immediate feedback Feedback decreased Only immediate
without strength peak vertical ground feedback effects
training reaction force and in laboratory
increased knee flexion, settings
hip flexion, and hip
abduction during a
stop-jump. Increased
hip abduction angle
and decreased peak
knee anterior shear
force were only
observed in the
strength trained group.
Cochrane et al., Machine-based leg curl 30 minutes / session, Machine-based training Limited exercise for
2010 and leg pressing; 3 sessions/ week, increased the knee the strength
free-weights leg curl 12 weeks external flexion training; gain in
and squat; balance moment and decreased individual muscle
training; combined peak valgus moment strength was
201
machine-based during the landing of unknown.
strength and balance cutting; free-weights
training training increased the
internal rotation
moment, and
decreased knee flexion
during the take-off of
cutting; balance
training group reduced
peak valgus and
internal rotation
moments during the
landing of cutting; the
combined group
showed no change.
(Continued)
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TABLE 1 (Continued)
Plyometric Hewett et al., 1996 Progressive training 2 hours / session, Training decreased peak Small sample size;
training including technique, 3 sessions / week, landing force, knee time and
fundamental, and 6 weeks adduction angle, and resources
performance phases abduction moments consuming
during a volleyball
block jump
Vescovi, Canavan, Progressive training 40–60 minutes / Training decreased peak
and Hasson, 2008 including technique, session, 3 sessions / ground reaction force
fundamental, and week, 6 weeks by 7.4% during landing
performance phases
Myer et al., 2006 Maximum effort 90 minutes / session, Both training reduced hip
202
plyometric training 3 sessions / week, adduction, knee
with feedback; 6 weeks abduction, maximum
balance and ankle eversion, and
stabilization training increased knee flexion
with feedback during drop vertical
jump or medial drop
jump
Irmischer et al., Progressive jump 20 minutes / session, Training decreased peak Small sample size
2004 landing training 2 sessions / week, vertical forces and rate
9 weeks of force development
during landing
Zebis et al., 2008 Progressive plyometric 20 minutes / session, Training increased Small sample size
and balance training 2 sessions / week, semitendinosus EMG
18 weeks before landing; no
changes in kinematics
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Multi-component Myer et al., 2005 Plyometric and 90 minutes / session, Training increased range Time and resources
training movement, core 3 sessions / week, of knee flexion motion consuming
strengthening and 6 weeks and decreased
balance, resistance maximum knee
training, and speed valgus/varus torques
training during landing.
Lephart et al., 2005 Flexibility, resistance, 30 minutes / session, Training increased knee Small sample size
balance, and 3 sessions / week, and hip flexion angles,
plyometric exercises 8 weeks decreased knee and
hip external flexion
moments, and gluteus
medius EMG during
prelanding
Pollard et al., 2006 PEP: warm-up, 15–20 minutes / Training decreased hip No control group
stretching, session, 2–3 sessions internal rotation and
203
strengthening, / week, one soccer increased hip
plyometrics, and season abduction during a
agility exercises landing
Lim et al., 2009 PEP 20 minutes / session, Training increased knee Small sample size
all training sessions, flexion angle, inter
one basketball knee distance, and
season decreased hamstring-
to-quadriceps EMG
ratio and maximum
knee extension
moments during a
landing
(Continued)
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TABLE 1 (Continued)
Chappell and Core strengthening, 10–15 minutes / Training decreased knee No control group
Limpisvasti, 2008 dynamic stability, session, 6 sessions / valgus moment during
balance, jump, and week, 6 weeks a stop jump and
204
plyometric exercises increased knee flexion
during a drop jump
task
Grandstrand et al., Plyometrics, strength, 20 minutes / session, No significant changes in Small sample size;
2006 and flexibility 2 sessions / week, knee separation knee separation
exercises 8 weeks was the only
kinematic variable
Prevention of ACL Injury, Part II 205
FEEDBACK TRAINING
the time and intensity of feedback required to integrate the changes into
competitive athletic practice.
STRENGTH TRAINING
as to how different strategies interact with one another and affect different
populations.
PLYOMETRIC TRAINING
MULTICOMPONENT TRAINING
conducted twice a week, and knee separation was the only biomechani-
cal variable. Although the specific results vary across these studies, they do
indicate that low intensity neuromuscular training programs such as PEP can
have a positive effect on lower extremity biomechanics in athletic tasks and
thus lower the risk for ACL injury.
Besides reducing the training time needed for ACL prevention programs,
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INJURY EDUCATION
Ettlinger, Johnson, and Shealy (1995) studied the effects of an education pro-
gram armed to increase awareness of ACL injuries and dangerous situations
on ACL incidence rate in alpine skiing in one season. Compared with two
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previous seasons and expected ACL injuries number, ACL injuries decreased
by 62% in the intervention group, but no decrease was observed in the
control group. Although this study has demonstrated a significant effect of
ACL injury prevention education on ACL injury rate, it should be noted that
alpine skiing is an individual sport in which the mechanism of ACL injury is
quite different from those in team sports such as soccer, basketball, and team
handball. How education programs affect ACL injury rate in team sports is
still unknown and needs to be investigated in future studies.
BALANCE/PROPRIOCEPTION TRAINING
Caraffa, Cerulli, Projetti, Aisa, and Rizzo (1996) studied the effects of a propri-
oceptive training on ACL injury rate in soccer players during three seasons.
After 3 years, the incidence of ACL injuries per team per season in the inter-
vention group was 0.15 versus 1.15 in the control group. Söderman, Werner,
Pietilä, Engström, and Alfredson (2000) studied the effects of balance board
training on the lower extremity traumatic injuries in female soccer players.
After the season, four ACL injuries occurred in the intervention group and
one in the control group. Compared with the study of Caraffa et al. (1996),
the lack of preventive effects in the Söderman et al. (2000) study could be
due to the differences in training modalities (supervised training vs. home
training) and a high dropout rate. More important is that the statistical power
of the study by Söderman et al. (2000) was limited by the small number of
participants.
STRENGTH TRAINING
Cahill and Griffith (1978) compared the incidence of knee injuries in high
school football players between 4 years without preseason conditioning and
4 years with preseason conditioning. They noted a 41% reduction in all
knee injuries and a 63% reduction of severe knee injuries that need surgi-
cal repairs in the years with preseason conditioning. The ACL injury rate,
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Injury Education Ettlinger, Johnson, and Knowledge regarding Phase I training was ACL injuries Only one study in
Shealy, 1995 risky behavior, risky conducted at the decreased by 62% alpine skiing
situation, and beginning of the in the
effective responses season with 1 hour intervention
during alpine skiing presentation; Phase II group
training was conducted
at the middle of the
season
Balance training Caraffa et al., 1996 Progressive balance 20 minutes / session, all The incidence of
board training practice sessions ACL injuries per
during the preseason team per season
and three sessions / in the
week during the intervention
211
competitive season group was
0.15 versus
1.15 in the control
group
Söderman et al., 2000 Home based balance 10–15 minutes / session, Four ACL injuries A high dropout rate
board training each day for first occurred in the and low statistical
30 days and then three intervention power were
sessions / week during group and one in observed
the season the control group
Strength training Cahill and Griffith, Preseason conditioning 90 minutes / session, A 41% reduction in Injuries during
1978 including 3 sessions / week, all knee injuries previous years
cardiovascular, weight 6 weeks and a 63% were used as a
training, flexibility, reduction of control
and agility exercises severe knee
injuries
(Continued)
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TABLE 2 (Continued)
Wedderkopp et al., Ankle disk training and 15 minutes, all practice 1 knee sprain in the Small number of
1999 functional strength sessions, 1 team intervention injury cases
training handball season group and 5 in
the control group
Wedderkopp et al., Functional strength 15 minutes, all practice The addition of Small number of
2003 training with or sessions, 1 team ankle disk injury cases
without ankle disk handball season training decreased
training the number of
traumatic injuries,
but not knee
212
injuries
Plyometric Pfeiffer et al., 2006 Progressive jump 20 minutes / session, two Three ACL injuries Nonrandomized
training landing training sessions / week, in the design; small
1 sports season intervention number of injury
group and 3 in cases
the control group
Multi-component Hewett et al., 1999 Progressive training 60–90 minutes / session, The knee injury Nonrandomized
training including technique, 3 sessions / week, rates were 0.43 design;
fundamental, and 6 weeks (incidence / inappropriate
performance phases 1000 exposures) statistical analysis;
in untrained small number of
female athletes injury cases
and0.12 in trained
female athletes
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Myklebust et al., 2003 Floor, balance mat, and 15 minutes/ session, Twenty-nine ACL Nonrandomized
wobble board 3 sessions / week for injuries during the design; injuries
exercises first 5–7 weeks, control season, during previous
1 session / week for 23 injuries during years were used
the rest of the season the first as a control; a
intervention high dropout rate
season, and
17 injuries during
the second
intervention
season
Petersen et al., 2005 Balance, jump landing, 10 minutes/ session, One ACL injury in Nonrandomized
and technique 3 sessions / week for the intervention design; small
training first 8 weeks, 1 session group and 5 in number of injury
/ week for competition the control group cases
213
period
Heidt et al., 2000 Cardiovascular, 3 sessions/ week, No significant Small number of
plyometric, strength, 7 weeks during difference in ACL injury cases
and flexibility training preseason injury rate
between training
and control
groups
Mandelbaum et al., PEP 20 minutes / session, all Training decrease Nonrandomized
2005 training, 2 years ACL injury rate by design
88% for the first
season and 74%
for the second
season
(Continued)
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TABLE 2 (Continued)
Gilchrist et al., 2008 PEP 20 minutes / session, all ACL injury rate in Small number of
training, 1 regular the intervention injury cases
season group was
0.20 versus
0.34 per
1000 exposures in
214
the control group
without statistical
significance
Olsen et al., 2005 Warm up, technique, 15–20 minutes / session, Three ACL injuries Small number of
balance, and strength first 15 sessions in the injury cases
exercises training and then once intervention
a week during the group and 10 ACL
season injuries in the
control group
Prevention of ACL Injury, Part II 215
PLYOMETRIC TRAINING
Pfeiffer, Shea, Roberts, Grandstrand, and Bond (2006) studied the effects of
a plyometric-based exercise program on ACL injuries in high school female
soccer, basketball, and volleyball players. The training program focused on
power and technique training of lower extremity alignment during jumping
and landing tasks with progressive phases. Three noncontact ACL injuries
occurred in the intervention group and three in the control group. These
results indicate that single component plyometric training did not reduce
ACL injury rate, which are contradictory to the results of those studies
that demonstrated high volume plyometric training alters lower extremity
biomechanics in a manner that would likely reduce the risk for noncontact
ACL injury. The volume of plyometric training in this study was not par-
ticularly high, however, and it is more analogous to that used in studies
conducted by researchers such as Irmischer et al. (2004), as noted previ-
ously. Other possible explanations for this lack of a positive finding include
that the movement patterns this plyometric training program altered are not
relevant to the mechanism of ACL injury.
MULTICOMPONENT TRAINING
comprehensive approach may positively impact injury rates under the rel-
atively controlled conditions of a study. Issues regarding study size and
design, however, restrict being able to draw broad conclusions.
Hewett, Lindenfeld, Riccobene, and Noyes (1999) studied the effect of
a 6-week preseason neuromuscular training program as mentioned before
(Hewett et al., 1996) on incidence of knee injuries among high school female
volleyball, basketball, and soccer players. The knee injury rate of the control
group was 3.6 times higher than that of the training group and 4.8 times
higher than that of untrained male counterparts. The validity of the statistical
analysis of this study has been questioned, however, and alternative statis-
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tical analyses for such a study with small sample size would demonstrate
no statistical difference between training and control groups (Clancy, 2000;
Lyman, 2000).
Myklebust et al. (2003) studied the effects of a neuromuscular training
program on competitive female handball players over three seasons. The
intervention included three components which were floor, balance mat, and
balance board exercises. There were 29 ACL injuries during the control sea-
son, 23 injuries during the first intervention season, and 17 injuries during the
second intervention season. A significant reduction in noncontact ACL injury
in the second season was reported in comparison with the control season.
Smaller-sized investigations help support the findings by Myklebust
et al. (2003) to some degree. Petersen et al. (2005) studied an injury pre-
vention program on ACL injuries in female handball players. The prevention
program included awareness and knowledge of ACL injuries, balance board
exercises, and jump training. After one season, the control group had five
ACL ruptures (0.21 injuries/1,000 hours) compared with one in the interven-
tion group (0.04 injuries/1,000 hours). Heidt, Sweeterman, Carlonas, Traub,
and Tekulve (2000) investigated the effects of the preseason conditioning
program on the occurrence and severity of soccer injuries in high school
female players. A significantly lower general injury rate was found in the
training group compared with the control group; however, no significant
difference was found in ACL injury rate between training and control groups
(2.4% and 3.1%).
As previously noted, warm-up protocols have been designed based on
comprehensive ACL prevention training to improve efficiency and compli-
ance. Although these protocols have had more consistent positive results
concerning more general categories of injury, the effects specifically on ACL
injury rates have been mixed. Mandelbaum et al. (2005) studied the effects
of a PEP program on prevention of ACL injury for female soccer players in
two seasons. An incidence rate of 0.05 (injuries/1,000 exposures) was found
in the intervention group compared with 0.47 in the control group in the
first year in which the PEP program was implemented. An incidence rate
of 0.13 exposures was found in the intervention group, which was signifi-
cantly different compared with 0.51 in the control group in the second year.
Prevention of ACL Injury, Part II 217
Gilchrist et al. (2008) studies the effects of a PEP program on ACL incidence
rate in NCAA soccer players. After a season, the total ACL injury rate in the
intervention group was 0.20 (injuries/1,000 exposures) versus 0.34 in the
control group without statistical significance. Noncontact ACL injury in the
intervention athletes was 0.06 versus 0.19 per 1,000 exposures without sta-
tistical significance either. Olsen, Myklebust, Engebretsen, Holme, and Bahr
(2005) studied the effect of a warm-up program on knee and ankle injuries
for young handball players. The training consisted of warm-up, technique,
balance, and strength exercises with the aim to improve the awareness and
control of knees and ankles. A total of 1,837 players participated in the
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study, with 958 in intervention group and 879 in control groups. Three ACL
injuries were found in the intervention group while 10 in the control group
during the season in which the study was conducted, which was not noted
to be statistically significantly different apart from a more general category
of knee ligament injuries.
The above reviewed studies combined together indicate that research results
of the effects of current training programs on ACL injury rate are inconsistent.
As previously mentioned, evaluating the outcome of training programs in
terms of ACL injury rate is a difficult task. Current literature contains only
a small number of studies on this topic. Even with this small number of
studies, few can be categorized as a randomized clinical trial that is the gold
standard for studying the effects of intervention. These studies had least
one of the following critical limitations: small sample size, lack of random
assignment of subjects to groups, lack of blinding, short follow-up, lack
of control of historical events, and inappropriate statistical analysis. These
limitations have to be seriously considered when interpreting the results of
current literature and designing future studies on this topic.
If the above reviewed studies only showed that the effects of train-
ing programs on ACL injury rate are uncertain, recent epidemiological
data appeared to indicate that the ACL injury rate remains at a high
level. An examination of the NCAA injury surveillance system database
showed that the ACL injury rate for women’s soccer, men’s basketball, and
women’s basketball remains unchanged from 1990 to 2002 (Agel, Arendt,
& Bershadsky, 2005). Further examination of the same database found that
the ACL injury rate for 15 sports significantly was increasing by an aver-
age of 1.3% each year from 1988 to 2004 (Hootman, Dick, & Agel, 2007).
These findings suggest that either the current prevention programs for ACL
injury are ineffective or the implementation of these programs is ineffective
or lacking. Low compliance may be a likely explanation of the ineffective-
ness of the current ACL injury prevention programs. Söderman et al. (2000)
218 B. Dai et al.
showed a drop-out rate as high as 49% in the intervention group, and actual
training time was as low as 50% of required training time. Myklebust et al.
(2003) reported a compliance with ACL injury prevention programs as low
as 29%. The low compliance with ACL injury prevention programs is not
surprising. Many training programs require a substantial amount of time—
from 15 to 90 minutes per session (Irmischer et al., 2004; Mandelbaum et al.,
2005; Myer et al., 2006). Besides a substantial amount of time, many train-
ing programs also require expensive training equipment to implement the
programs and experienced clinicians to monitoring the quality of training.
These requirements may be serious barriers to compliance with ACL injury
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prevention programs.
SUMMARY
Many training programs have been developed for ACL injury prevention.
Although studies demonstrated the effects of these programs on at-risk
movement patterns in research environments, the effects of these training
programs on the actual ACL injury rates are still not clear, and the ACL injury
rate over time has not decreased as might be expected with the development
and implementation of effective and efficient injury prevention programs.
Additional research is needed to make significant strides in reducing the
ACL injury rate.
The effects of neuromuscular training on lower extremity movement
patterns need to be further studied not only in an experimental environment
but also in an actual practice and competition environment. Differences of
the effects of the training programs for different sports, skill level, age, and
levels of risk need to be understood. Research efforts are particularly needed
to develop those training programs with low or no demands of additional
time and clinical or material resources. Finally, well-designed randomized
clinical trials are needed to determine the effects of those training programs
on ACL injury rate.
RECOMMENDATIONS
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