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Inst.

Methods of Analysis 2/2/2011

Surface Characterization by
Microscopy

What are Electron


Microscopes?
• Electron Microscopes are scientific
instruments that use a beam of highly
energetic electrons to examine objects
on a very fine scale. The following
information can be obtained:
– Topography
• The surface features of an object or "how
it looks", its texture; direct relation
between these features and materials
properties (hardness, reflectivity...etc.)

Dr.Anandhan, MME, NITK 1


Inst.Methods of Analysis 2/2/2011

What are Electron


Microscopes?
– Morphology
• The shape and size of the particles making
up the object; direct relation between these
structures and materials properties
(ductility, strength, reactivity...etc.)
– Composition
• The elements and compounds that the
object is composed of and the relative
amounts of them; direct relationship
between composition and materials
properties (melting point, reactivity,
hardness...etc.)

What are Electron


Microscopes?
– Crystallographic Information
• How the atoms are arranged in the object;
direct relation between these arrangements
and materials properties (conductivity,
electrical properties, strength...etc.)

Dr.Anandhan, MME, NITK 2


Inst.Methods of Analysis 2/2/2011

Specimen-beam
Specimen-
interactions

•Electrons incident on a material may


–scatter back
–knock out other (secondary) electrons

The number of secondary electrons produced is


relatively insensitive to atomic number of the atoms in
the material. The number of backscattered electrons,
however, is sensitive to atomic number of the material.

Dr.Anandhan, MME, NITK 3


Inst.Methods of Analysis 2/2/2011

SEM - schematic

• Uses
– topographic images
– microstructural analysis
– elemental analysis if equipped with
appropriate detector (EDAX, WDX)
– magnification of 10 - 50,000
• Samples
– minimum size: 0.1 mm; maximum size
depends on machine
– samples must be conductive or coated with
thin conductive layer
– compatible with vacuum environment

Dr.Anandhan, MME, NITK 4


Inst.Methods of Analysis 2/2/2011

SEM micrograph

x 500

Brittle fracture surface of steel

SEM micrograph

Vanadium oxide nanotubes

Dr.Anandhan, MME, NITK 5


Inst.Methods of Analysis 2/2/2011

Transmission Electron
Microscope - schematic

Modes of operation

• Diffraction
– remove aperture
– look at diffracted beams from atomic planes
oriented to satisfy Bragg's Law
• Imaging
– insert aperture
– look at transmitted beam intensity

Dr.Anandhan, MME, NITK 6


Inst.Methods of Analysis 2/2/2011

Anode

Glass Magnetic
coils

Under vacuum

TEM - operation
• Source of illumination is a filament
(cathode) that emits electrons at the top
of the column
– Since electrons are scattered by collisions
with air molecules, column must be under a
vacuum
• Electrons are accelerated by a nearby
anode
– Then passed through a tiny hole to form an
electron beam
• Magnetic coils focus the beam

Dr.Anandhan, MME, NITK 7


Inst.Methods of Analysis 2/2/2011

TEM - applications
• Morphology
• Crystallographic Information
• Compositional Information (if so
equipped)
– The elements and compounds the sample is
composed of and their relative ratios, in
areas a few nanometers in diameter

TEM micrograph

Individual layers of clay are


seen in the micrograph

50 nm

Polymer-clay nanocomposite

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Inst.Methods of Analysis 2/2/2011

TEM micrograph

Single-walled carbon nanotube

Atomic Force Microscopy

Dr.Anandhan, MME, NITK 9


Inst.Methods of Analysis 2/2/2011

Atomic Force Microscope


(AFM)
• AFM stands for Atomic Force Microscopy
or Atomic Force Microscope and is often
called the "Eye of Nanotechnology".
• AFM, also referred to as SPM or
Scanning Probe Microscopy, is a high-
resolution imaging technique that can
resolve features as small as an atomic
lattice in the real space. It allows
researchers to observe and manipulate
molecular and atomic level features.

AFM - atomic force microscopy


A 'new' view of structure (1986)

CD stamper AlGaN/GaN quantum well waveguide

surface atoms on Si single crystal


See Vocabulary of Surface Crystallography,
polymer growth Journal of Applied Physics 35, 1306 (1964),
by Elizabeth A. Wood

Dr.Anandhan, MME, NITK 10


Inst.Methods of Analysis 2/2/2011

AFM - atomic force microscopy


How does the microscope work?

laser photodiode
diode
mirror

Tip scans sample

Up and down movement of tip


recorded by position sensing
photodiode
Si3N4
tip
sample

Dr.Anandhan, MME, NITK 11


Inst.Methods of Analysis 2/2/2011

AFM - atomic force microscopy


How does the microscope work?

laser photodiode
diode
mirror

Tip scans sample

Up and down movement of tip


recorded by position sensing
photodiode
Si3N4
tip
sample

AFM - atomic force microscopy


How does the microscope work?

Two modes of operation laser photodiode


diode
mirror

Si3N4
tip
sample

Dr.Anandhan, MME, NITK 12


Inst.Methods of Analysis 2/2/2011

AFM - atomic force microscopy


How does the microscope work?

Contact mode - short-range interactions (Å) - interatomic forces

Tip: 5-20 nm radius, 10-25 µm


high, on 50-400 µm
cantilever beam

AFM - atomic force microscopy


How does the microscope work?

Contact mode - short-range interactions (Å) - interatomic forces

Tip: 5-20 nm radius, 10-25 µm


high, on 50-400 µm
cantilever beam

Cantilever: low stiffness -


can't deform surface

Tip contacts surface

Tip scans surface: either tip or


specimen moved by
piezoelectric positioning
Detector system can measure system over x and y
deflections in nm range

Dr.Anandhan, MME, NITK 13


Inst.Methods of Analysis 2/2/2011

AFM - atomic force microscopy


How does the microscope work?

Contact mode - short-range interactions (Å) - interatomic forces

Two ways - 'constant force' ……. feedback system


moves tip in z direction to keep force
constant

'constant height'……. no feedback system -


usually used when surface roughness small
higher scan speeds possible

AFM - atomic force microscopy


How does the microscope work?

Tapping mode - long-range forces - van der Waals,


electrostatic, magnetic

Tip vibrates (105 Hz) close to


specimen surface (50-150 Å)
with amplitude 10-100 nm

May at times lightly contact


surface

Suitable for soft materials

Dr.Anandhan, MME, NITK 14


Inst.Methods of Analysis 2/2/2011

AFM - atomic force microscopy


How does the microscope work?

Tapping mode

Tip vibrates (105 Hz) close to


specimen surface (50-150 Å)
with amplitude 10-100 nm

May at times lightly contact


surface

When near or on surface,

Amplitude
oscillation is damped - tip z
position corrected so that
vibration amplitude stays
constant Tip height

AFM - atomic force microscopy

From force-distance plot, can get:


range & magnitude of attractive & repulsive forces
elastic modulus & adhesion energy

Dr.Anandhan, MME, NITK 15


Inst.Methods of Analysis 2/2/2011

Dr.Anandhan, MME, NITK 16


Inst.Methods of Analysis 2/2/2011

Schematic of the contact mode AFM.


The normal and lateral forces, FN and FL , result in deflection and
torsion of the cantilever, respectively. They can be monitored using an
optical detection system and used for the purpose of feedback control
and/or image contrast formation.

Dr.Anandhan, MME, NITK 17


Inst.Methods of Analysis 2/2/2011

Schematic of the intermittent contact mode AFM: free oscillation with free
amplitude Ao far away from sample surface, and damped oscillation with
set-point amplitude Asp and phase shift ∆Φ during scanning. Asp is chosen
by the operator, and feedback control is used to adjust tip-sample distance
such that Asp remains at constant value. The choice of Ao and Asp has great
influence on tip-sample force interaction and image formation.

Tip-
Tip-sample interaction

Dr.Anandhan, MME, NITK 18


Inst.Methods of Analysis 2/2/2011

Dr.Anandhan, MME, NITK 19


Inst.Methods of Analysis 2/2/2011

Phase image

Dr.Anandhan, MME, NITK 20


Inst.Methods of Analysis 2/2/2011

3-D image of nanoparticles

Dr.Anandhan, MME, NITK 21

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