SCANNED NOV 1 7 2017 EXTENSION ATTACHED rom 990-PF Return of Private Foundation Lows no 1545-0052 ‘oF Section 4947(a)(1) Trust Treated as Private Foundation > bo not enter soclal security numbers on tis form ae H may be made public Sigma Revenue Sree ”_|_P Information about Form 990-PF and its separate instructions Isat www. govforms00p For calendar year 2076 or tax year beginning 2016, and ending = 20 ‘Narre ct euro A Epojraniienton number KATE SPADE _& COMPANY FOUNDATION 13~3060673 ‘Number and sot or O box nba mal na dobre owe ada) eanvoute— [STetphone number se webucra) 2 PARK AVENUE (212) 863-0137 ay ar town, at prow, Seo and BP sgn pO oe © soamremaremes | mL NSW YORK, NY 10016 & Cheek al that app [_] nal rotarn inal return oF former PUBIC CRAP | ¢.romcreamnen earns. . LA] 1 na return ‘Amended rtum Siopepeeecemgns Adéress change [| Name change Seas iW Gheck type of organzaton [X | Section 507(6)) exempt prwvaie foundation ete eens ‘Section 4947(a)(1) nonexompt chantable rust _[ | Other taxable private foundation ‘roar sein SoIeHA, ccnow + LI] 1 Faw market value of all assets at [J Accounting method |_| Cash |_¥ Accrual eee «end of year (tom Part ot (one |[_] Other (specs) Sntrccamsoicnn mares. BL] 16) > $ 23,624,510 (Part column (d) must be on cash basis ) [Anaya of Revenue and Exponees e aoa Citarcntnssinie) Greats eerete* | enenweamen | crgusesnet | “rorsharane eatin (2 . imseuchons} = {cash bose ty) 7 cenaon se pr rental : 2 SSS Tay Misadoretetama 3 Interest on sawngs and temporary cash investments» £ 4 a 4 Dindends and interest from securites . . . . 86, 356 | 386, 356. Se Gros rents... 1 Net renal nce fs. TT 5 mero ee eg RECEIVED Revenue Cantal gn et saa on Pat ne) TEST TBE ygy-+7 4001S Nel short-term capitatgam. owe. eee ss f ay pemmmaoregers 7 2 — b Lace Contatgoos sols» I — Gross prot r (os) (atach ecwetia) «| — = 14 Otner come atach sched) BTCA. 2. T55, 4057 150, 405-] /#2_Tou Adéinest tough 112... 2[ 2,302, Set] 1,302, 86a] T]s3 compensation of an, cr ste eo g $lia_oter employee saanes andwages = == s > Pension plans, employee bones... Bia tatcomuosouuey SICH 2 Ease Tz. ys accounting foes (aac steaue\ATCH TE, 200, =a TE 18,200. 8} © comer protessional eo (aac shea) [2] 34, 457 aT} = Shr tent... - Bie Taxes (tach chet) (oe metuctons\ 31. 45, 320 118. Deprecaton (attach schedule) and celton fz0 occupancy « Ss confrenes, and mestnge a [ Elza Pontng and pubicanons .. .« Blea oter expenses cata schesieJATC 6 | a8 Elza Total operating and administrative expense. §] Aad ines 19 nrough 23. 159,922 84,497, See exon eee 1,035, 035 T 7,035,035. lot _ tau expre ot snare Add ines 24208 25 | 1 194, 961 T1357 T 1,086,397. 7 Subrat ine 26 trom ine 2 1 cnr rte at enna 107,903, . Nat nvestment income (negate, eter-0> | 1-218, 567 © Adjusted nat income (nope, enter 0). ‘903802 2231, Vv 16-7F 200706 424 For Paperwork Reduction Act Note, ee inetruetons. a een S1m 990-56 ao16) KATE SPADE _& COMPANY FOUNDATION 133060673 page 2 ‘Rished aces ane sree nire__[ Beginning af Oa Tadeo a jalance ‘ercaten cournn aa bo tonya Balance Sheets see poda amare)" | iBook Var Beka Fanaa Va 1 Cosh nomsnerestbeang se eee 670, 132 613, 550, 673, 590 2. Savings and temporary cath mvesiments | 307,772 eT, 232. Ta7,232. Assets 3 Accounts recewabe Less allowance for doubt accounts 4 Pledges recewabie Less atlowance tor soubtl aecount 5 Grants ecenable 1 Recowables due frm officers, Aisquabied persons (attach schedule) (see nstuctone) 7 Otner notes and loans recewable (atch schedule) Less tlowance for douttl accounts cars, tvsoes, and other, 8 lvertones or slear utes ees 9 Propaid expenses and defeod charges |. |. 10a Investments -US arate govenmentobigatane atch ches) bb Investments - corporate stock (attach schedule) ACH, 7 | a8 stan copfate esata sched). areata bas Ne PREPS coors 15, 565,335, T7251, 723. 30, cad }12 Investments - morgage loans. 13 Investments = ater tach sche) | | 3,588,176, 5,503,802. 5,465, 965. BEEMEDD Anaiysis of Changes in Net Assets or Fund Balances Pari, column (ah, ine 30 (rust agree with 1 i 15. Gino are eesrte 16 Total assets (0 be compiled by intone Al, 68 98 tm 22,135, 469.| 22,205, 479. 624, 510 [7 Accounts payable na cco epensas [— | : coe mes: ae 335,502, T3355 3| Deferred revenue. ween eee nee eee _t . : Bf20. tcanom ons seem, mates wher mae eon, i $B) oto od enero yal wrt) i 122 Orne ibis (sera0 | | | i 23 Tota ines 084 tes 17 trough 22). 335,302] 473, 995, I Foundations that follow SFAS 117, chock hore. PL] : $|__ad'comotet tines 24 through 26 and lines 30 and 3, \ Bae umesincted _| les temporary ested... Sloe permanant ood ee . F) _ Foundations that donot folow Sas 117, >] : Check here and compete lines 27 through S]27 Capital stock, trust principal or current funds 7 sed G20 Podunercaptat spl ctand, Dp, andequpment tind. «s+ j Bl20 reared earngn somite nee enewran or oer 21,800, T6T,| 71, TH, ae j {$22 Total net assets or fund balances (see sircons). .. | 21, 600,167 21, 731, 484. el Bis ent antes nd. not aveetitund. batmces “Coe ; astctors) 22,135,463.] 22,205, 479. : “Total net assets or fund balances at begining of yea ‘end-of-year figure reported on pror years return)... , 4 21,800, 167 2. Enter amount from Part | ne 27a, 2 107,903. 3 Other mcreases not ncluded in ine 2 (ilemze) 3 4 Addines 1,2, 2003.0... 00s cece eee 4 21, 908, 070. 5 Decreases not included in line 2 (temze)® PRIOR PER, 5 176,586. 6 Total net assets or fund balances at end of year (ine 4 minus ine 5)-Part i column] mre 30,2, | 6 | 21,731, 484. Fam 980-PF (2016) ‘03802 223: Vv 16-75 2800706KATE SPADE & COMPANY FOUNDATION Form 990-5F 2016) 13-3060673 Page 3 (a) List and describe the kinds) of propery sol (e TIES [iejonssaod] (a) One soa 2-story bck warehouse, o commen stock, 200 jp festee|“Inovsor ny | (moc eey) Ya SEE PART IV SCHEDULE : ; 7 wae | mats habe es (oF allowable) (@) plus (f) minus (g) : = = : FMV asot r20160 Oot erste etre tosses rere) i ‘ = : ! if gain, also enter in Part |, line 6, column (c) (see instructions) If (loss), enter -O- 2) ~ Qualfication Under Section 4940(e) for Reducod Tax on Net nvostmont Income (For optonal use by domestic prvate foundations subject fo the socton 4840(a) taxon net mvesmient come) If section 4940(d)(2) applies, leave ths part blank Was the foundation lable forthe section 4842 taxon the datnbutable amount of any year nthe base penod? =] Yes i1"Yes. the foundaton does not quay under secton 4940(e) Do nt complete ths part ‘Enter the appropnaie amount each column for each yea, seo the struchons belaTo aking any Snes ase panty 2, 2, anata io coment Tsong ny | _ ind ug atiien | tance ee ey Sn PL 0.04733 i 2014 6,229,531. 27,519,897. 0.226365 2013 1384-605) Z5C643-167 0.048340 2012 Ta47, 342 76,344,270 0054935) 20% 1,302,104. 75,543,985. 9.053273 2 Totalof ine 1, column (@) 2 0.430856 {Average distnouton ato forthe year base pertod - dive the taal on ine 2by 6, o by th ‘umber of years the foundation has been m enstance fles than 5 year. = - 2 0.086171 4 Enter the net value of norchartablo-use assets for 2016 rom PartX Ine 22,917, 372 5 Mulipiy ne 4 by ine. « 1,974,813. 6 Enter 1% of net investment income (1% of Part | ne 27d)... ee ee ee ee nee 12,184 7 Add ines 8 and 6 1,986,997. 8 Enter qualifying distributions from Part Xil, ine 4. . nee wee LB 1,066, 394. i ine @ we equa to or eater than ine 7, check ine box in Par ne 16, and compiol thet par ung aT tax rato See The Pat instructions Bn Fon DOPE an) ‘308802 2231 V 16-7F 2800706Form 98096 2016) KATE SPADE _& COMPANY 13-30 160573 payed Excise Tax Baved on Investment Income (Section 4940(a), 4940(5), BAU), of ABAD. see instrucTions) ‘Va Exmpt operaing foundstons descroed in secton 4940(8)2), check here L_] and enter "WATonimet .. . ae rocco ft seven oe mer ar Donertg Kunden at meal Fa secon 440() ruremets m Pen Veneer 1 24, 367. new © L] ardent 1 Patt ne2T. Lee eeees AY cher domesuo fondatene,eier 2. Ine 27> Esemp Troon eigaesbors en 86 of Putte fet 8) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter-0-) , . , |_2 3 Addimestand2.. 0... ee eee eee ee eee LB 24, 367. 4 Sublitie A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter--) , . . |_4 o. 5 Tax based on investment Income. Subtract line 4 from line 3 if zero or less, enter -O- ee LB 24, 367. © CresiPaymens ‘a 2016 estimated tax payments and 2015 overpayment credited to 2016... . | 8 50,000. |b Exempt foreign organizations - tax withheld at source... oe LD ¢ Texped wih optecen for exons of me wie Fomaissy, | Dee @ ackip wating eroneou wats ee ce 1 Enerany penalty or uncerpoyment extents tex Check hee Cl Fan 2020 aad 9 Tax due If the total of tnes 5 and 8 more than ine 7, ener amount OWed ss we eee 40 Overpayment. fine 7s more than the toa of nes 5 and 8, eter he amount overpaid. 44 Entes tho amount of tro 10 tobe Credited to 2017 estimated tax > 25,633! Statomonts Regarding Activities ta Durng the tax year, did the foundation attempt to mfiuence any national, state, or local legelation or did it ‘ves | No. parterpate or intervene in any politcal campagn?, . «5 Goepdoo0cgdgogsdaED 4a [ x. Did it spend moro than $100 dunng the year (other aiectly or indirect) for politcal purposes (666 Instructons forthe detinton)?. se vee ee ee ee Geop cco gedocuoceoay te x 1 the answer 1s "Yos" fo 18 or 1, atlach a delaied Gescnpton of the sctvhes and copies of any matenale published or disinbutod by ho foundaten m connechon withthe actutes {© Did the foundation te Form 1420-POL forthe year”... cect eee eeet eee eees 10 2 4. Enter the amount (i any) of taxon poltiel expencitires (Cecton 4955) mpasod dung the year ()0ntheteandaton DS 1-2) Ontoundaton manage S_ oe © Enter the rembursement (¥ any) pad by the foundation cunng the yeat for poltical expenaiture tax mposed ee 2 Has the foundation engaged in any ates that have not prewcusy been repetedwihelRS?, vs. ve eee eves ee LR 7 "Yes," attach a detaied desorption ofthe actives 3. Has the foundation mage any changes, not previously raported to the IRS, mts governing instrument, artes of Incorporatien r bylaws, or other sma ntruments?if"¥s.atach a conformed copy ofthe changes... . Be 4a Did the foundation have unvelated business gross ncome of $1,000 or mace duong the year?. vv. vv vv ve x 1D If *Yes," has i led atax return on Form 980-7 forth YEH? eee eee eee ee [N/A 5 Was there aiquisaton, termination, cisolution, of substantalconracon dung tha yaa, = sss sss © = 17¥es" tach the statement requred by General istructon 7 Arete requirments of section 508(0) (relating to sections 4941 through 4945) satsted her By language in the governing mstument #8) state logislation that effocively amends the governing instrument $0 that no mandatory drectons that confit with the sate law remain inthe governing WSYUMEN? eee eee e vate ces esteneeeseees [BEX 7 Did the foundation have atleast $5,000 in assets at any te ding the yea? IF "Vos," complete Pat col (hana Portxv [7 | [ Earth sates to which the foundation reports o with which 1 tepistrod (ese matuctone) Pe NY, If the answer 16 "Yes" fo Ine 7, has the foundaton furnshed @ copy of Farm GO0-PF to the Altorney General (or designate) ofeach site as requied by GoneraInsructon GPI"Na, attach axplonaton . vs. e eee e esse ee [SBE X | 9 Ie the foundation claming status ae a prate operating foundation wrnin the meaning of section” 49424) oF 49424)(6) fox calondsx year 2016 or the taable year beginning in 2018 (see instructions for Part XIV? “Yes” compiote Par XV... . a ee |e) 3 10 Did any persons become substante! contibuters dunng the tax yew? I "Yes." attach a schedule ising they names and odeoses eee eee eee eee eee fee ee een eee eres | a ui Fom 990-PF (2016) weeg3e02 2231 Vv 16-7F 2800706Fox 980.5 (208) KATE SPADE & COMPANY FOUNDATION 13+3060673__ page 5 ‘Statements Regarding Activities (continued) ‘AL any ime curng the year, did the foundation, directly of mdrecty, own a contoled entiy wihin the | |¥es|No meaning of secon 512(0K13)? He” attach schedule oo nsrucbons). . 11 x 42 Did the foundaton make a dstnbuton to a donor adnsed fund over which the foundaton oF «disqualified person had adsoryprveges? If-Yes” attach statement (a8 nstructons) eee 2 x 13 Did the foundation comply with the publ nspecton requrements {ori ums and exemption appicaton? [43 |X | Webats adress HWW. KATESPADERNDCOMPANY .COM 44 The books aren care b_V._ BIBERAI Telephone nob 212-865-0137 Located at 2 PARK AVENUE NEW YORK, WY zea _100TE 15 Section 4847(@)(1) nonexempt chantable trusts fling Form 880-PF in tau of Form 1081 - Check here. « occa and enter the amount of tax-exempt interest recewed or accrued during the year. ; > Las | N/a : 46 At any tine dying calendar year 2076, did the foundation have an inleret in or & signatre of other aconty [Ves] No ‘over a bank, secures, or the inane account a foreign country? 16 x See the nstuctons for exceptions and fling requirements for FRCEN Form 114 if “Yes” enter the name” of ‘the foreign country Be N/A [EERIE Statements Rogarding Activities for which Form 4720 May Be Required File Form 4720 if any item Is checked in the "Yes" column, unless an exception applies. ‘412 During the year dd the foundation (ether dec of ndrecy) (1) Engage nthe sale or exchange, or leasing of property wih a csqualied person? .... + LC] Yow (2) Borrom money fram. land money to, of ctherwise extend credit to (er accept it from) @ squatted person? , ‘ 7 ace ao Yew (3) Furman goed, sernces or facies to (or accept them rm) augue person? EI vee (4) Pay compensation to, or payor reemburs the eponses of, dsquakied person”, Cl vee (5) Transfer any mcome of assets to 8 daquaifed person (or mate any of ether avaabie for the benefit or use of a dsquaited parson)? ‘ : (6) Agree to pay money o© propery to © government tical? (Exception. Check "No" i the foundaton agieed to make @ grant to or to employ the offical for @ period afer ‘termination of government serace, terminating within 80 days ), Cove. bi any answer is "Yee" to 1416), 6d any of the acts fa to Quaify under the exceptions desenbed in Regulstons - Cvs [Yes | No tocar 8 B10} 20" nace eguing Beat sation rece? Caentee eyg one cree oguang dem comien cathe Bo nd te foutnsn area mor far’ any the eos aevonied 10, ote an cep ec, that sre ot corte ee yo hx yr epg 2010 : : 2 Toe on atin (9 atte income (econ 442) (oo ot ap fot youn the ound ‘was 8 grt _pretng onan deed ant S423) 640208) Ai tw ond of tr our 2016, atte enn how My wneud cae Qn 84 an Ge, Pat i fr tcp) agg 210 + Ene Ie"tt tee bare tm an raed =a er Wich Gv forse = tat aivimg he Grune of sect A04zih) {eatng lo orect vleten ef meas) 1 the ours undetnied ame? spp excon AMZOKE fo tyes hte ron" edt stent ser nevuaens) the gronsne of secon 42a) we beng tepted 1 ony of ho > 2 Oud he Turton had now tan 8 Bi Gee or narod lal ny bane enerpee trary ime dae oe? tenes Cy Gwe bit You” ad hoe ovens buses lings in 2010s fet‘) any puree bye feméaon oF cused pre fe May 28, 189, 2) te tape oh the Sear pod (longer pared aprred by the Conmanoner Une seston 40436H7) t.depne ef hldnge soured by git er Dag et () he pe of the 10, 1, oF Z0yew" tt gman Noting gana” Uke SCmdae Fam 4720, le date te tendon ad rns bashing m 2018) vs 4a Or ibe fcudaon ‘mvt diego! ey acu 4 maint tht wed epee in’ hrs aaa @ be ite bunny Roem dhru penta had boa tenor Han eepatytfre te es day helt Yor aging 2010 ars sted 18 2a, st the years here se |] x Na vn a prior year (out after December 31, 1969) that could jeopardize ts | Ls a x Fam 990-PF (2016) ‘903002 2232 Vv 16-7F 28007062 2016) KATE SPADE ¢ COMPANY FOUNDATION 13-3060673 pase 6 ‘Statements Regarding Activities for Which Form 4720 May Be Required (continued) ‘Sa Dunng the yoar ed the foundation pay or nour any amount to (1) Carry on propaganda, or otherwise attempt to nuance legstanon (secton 494s(ey?...... LJ ves [i] no (2) Infuance the outcome of any specie puble election (exe section 4955), or to camry on, ety or maroc, any voter regstiaton aime? . . Be ee (ail vee: (P| no (2) Promde a grant an meal for ave, sta), of er sii purposes? | vee Li}No {6 Prowde a grant to an ganczaton oter than a chara oe, etgaiaien described section AB4S(e)QNAY? (See MSEUCHENS), oe eevee eee ee eee -. C)ves (©) Prowde tor any purpose cher than reigois)chartaia, sca, iran, 0 educains! purposes, Forte prevention of ray chen or ana? ss es ee ele any answer i "Yes" to SATHS). id any of the trarsactons fat. quali under the ceptons Satnbed n Regulars scien 584945 orm a cure note regarding Gate anetance (ee maton? Organzatons eyng on a cent notice petra dear sastnce check he. « € ithe answers Yer" 10 queton Sal, does the foundaton clam exemption fem the ta because it mantained expenditure responstity forthe AN? ev wee ve wae S 1, 066, 394 1 Applied to 2015, but nok more than ine 2a + 5,200, 336.| be Applied to undistnbuted income of pie years (Clacton fequed seemmsvuctons). ss ss © Teestod as aistnbutions out of corpus (Electon requred- soe metnctons) « . cee 1,066, 398 4 Appled to 2016 dstnbutable amount... . «@ Remaining amount disinbuted out of corpus. {5 Exes cstnbutons carryover applied to 20168 » 35,108] 35,108 (fan emount appears m column (the same ‘amount must be shown m catumn (2) 6 Enter the net total of each column as. Indicated below: 2 Corpus Ade tines 3, 40, and 40 Subtract tne 5 5,145,228 ror years’ undsirbuted income Subtract tn © Enter the amount of prior years unasinbuled income for nnich ‘2 Rates of dasoncy has been ape’ on whieh the section #8420) {cas boen previously asvesued tptrom ine 28... . = Subtact tne Se. from tine 6b Taxable amount seo eatuctons Unastrbuted come for 201" Sabirsct ne 4g trom ine" 23" Terabe amount = soe snetetons "Sot, wee men Undstabuted income for 2016 Subtract tines 4d-and 5 fiom line 1 Ths amount must be ‘itrbuted m 2017, 7 Amounts taated se dstrbutions out of corpus to satsly roqurements posed by section FTO@NSNF) oF 4942(9)9) (Electon may be requred -soe mstructors) « 8 Exess dstnbutons. caryower from 2011 not ‘applied on ine Sor ine 7 (see matructons) 63, 408 | 9 Excess distributions carryover to 2047. ‘Subtract nes 7 and 8 fom ne 5,082,823 —_ 10 Analysts of ne 9 2 2 Excess fom 2012... 169,257 Excess from 2013 780 © Excess rom 2014... 7 S05 1d Excess fom 2015, eal Excess from 2016 Fom O80-PF 018) 903802 2231 v 16-75 2900706own 06096 (2018) KATE SPADE & COMPANY FOUNDATION 13-3060673 page 10 Private Operating Foundations (See instructons and Part VIFA, question 9) NOT_APPLICABLE ‘41 be fence foe ceed » ning of Gemeente hl A # 8 prin eprig | foundation, an¢ te rung i affective fot 2018, ener he dat ofthe rung . Check box to indicate whether the foundation 8 a prvate operavag foundston described in secton [| ab42ipi@)or [| 48 Pre 3 years (20%. 2014 ens 2K) 2m Gor the ae ofthe (Tout ‘sumer | (1) aeotatanae = {2 ee ng ‘Saya... cerca tmnt (1) Te soot ober wa (2) Sgr Se ec eceeaeel EREEXDSuspiemeniary Intormation (Complete Wis par only Whe Toundation had $5,000 or mare in Basets at any lime duns the year seu nevutions) 7 formation Regarding Foundation Wanagos 2 Lut any manapes eh foundaton ws neve conrbuted more than 2% ofthe teal contmbuynereceved by the foundaten Oeeeeer—r————”—_—_—C “=E"EEUrstis —rtC—— B Lat any managers of the Toundahon who ewn 10% or Wore of The Stok of & corporation [or an equaly lige parton oF he Dunernp of epruraap or ater en) of wen he founeabon hes 0h or poate mare NONE 7 Information Rogarding Contribution, Grant, Gif, Loan, Scholarship, ete, Programe: Check here [_] # the foundation only makes contnbutions to preselected chantable organizations and does not accept Lnsolited requests for funds If the foundation makes gifs, grants, eto (see instructions) to individuals or organzations under ther condtions, complete items 2a, b,¢, and d ATCH 10 The form in which appicalions should be submited and infarmation and matenals they should inde PLEASE SEE ATTACHMENT 11 © Any submission deadines PLEASE SEE ATTACHMENT 11 hay Testrctions or limitations on awards, such as by geographical areas, chartable Welds, kinds of metiulons, or other factors PLEASE SEE ATTACHMENT 11 14 on Fenn 990-PF (2016) 303802 2231 vee 2800706F KATE SPADE & COMPANY FOUNDATION 13-3060673 form 690.7 2016) Paye 14 EXWEUI _ supplementary information (continued) oo Grants and Contributlons Paid uring the Year or Approved for Future Payinert : Reopient “sri scmomge! [Fowgees | eupnet gener a Name and address (home or busmess) | Serums | ieepet Keniintbon Paid during the year PLEASE SEE ATTACHMENT 12 1,035,039, Yoav ppp 2 a 1055, 055: Approved or hte payment NONE Total ab a = For S90-PF Gore) 903ep2 2231 v 16-78 2900706. KATE SPADE & COMPANY FOUNDATION 13-3060673 Form 200.7% 20:6) pamet2 EEMENIEN Analysis of income-Producing Activities as ler gross amounts unless others mea ‘Unielates busnest income [Excluded by seauon 512, 615, 6 514 we — (htt) Related or exenet ° » © @ Tuneton income ete i amount enacton aetourt serous | ' Few od contact fm goverment sone Momberahp die and antssmens = — Drmdens ond cesta satan 14 356,356, i Net rental ncome (ota ea este 4 2 Dethtinancnd propery » Netdeinanced propery «sess ott name rem or ey - Obermcinenincane sos e eens Cn on tem nes ter an tn Net cameo os) om spec event» Grose ptt on} a ete oi Ofer reanie ia 330, 405_| 73 786,039. 12 subtotal Aad columns (0, (. ST). 1,302, 064 | 43 Total Ads ine 12, cous (b), (and (e). rr} iss eben in 8 abun Saicitabens Relationship of Activities to the Accomplishment of Exempt Purposes Line Wo. | Explan below how each activty for which income 1s reported in column (@) of Part XVLA contnbuted importantly to the y | accompshment ofthe foundation's exempt purposes (other than by providing funds for such purposes) (See instructions ) WR Oe Be ie Fom O0-PF 2018) 903802 2231 Vv 16-7F 2200706fm 990.05 2010) KATE SPADE § COMPANY FOUNDATION 13~3060673 page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations a2 1 Did the organzation directly or indrectly engage 19 any of the following with any other erganaation descnbed | [Yee] Wo 1m section 50%() of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? {Transfers from the reporting foundation to a nonchantable exempt organzation of, (1) Cash... « si (2) Other assets. coos saa »b Other transactons’ (1) Sales of assets to a nonchantablo exempt organzation. . .. . « wees bt (2) Purchases of assets from a nonchartable exempt organization. In (3) Rental of faciites, equpmert, or other assets. . SE (4) Rembursement arrangements... . iso (8) Loans or loan guarantees... . . « coe e sfc (6) Performance of services or membershyp or fundraming soltatons .-. - oreeee 6 © Shanng of faciites, equipment, mating sts, other assets, or pad employees. | te | Pelee le ifthe answer to any of the above 1s “Yes.” complete the following schedule Column (b) should alwaye show the fair market value of the goods, other assets, or servces given by the reporting foundation if the foundation recewed less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assots, or services recewed (Winer | eyAmountmenes [Name otnencnarabisneteenaaten | _(f) Deszipbon of Verse, anSacvers and sharng arangenen’s N/A WR Ee | —— 2a Is the foundation directly or indirectly affitated with, or related to, one or more tax-exempt organizations described in section 801(c) of the Code (other than section 501(¢)(3))orin section 5277... vs. ++ se +s - Clyes bb ites,” complete the folowing schedule (ep Nane of esreaton Wipe sogeamen —_eibesaeptan arama Tee oie Pa Sea Sansed a UR FAGREG SOROS I HATA TE Ba DAE By RT OAT POT poecchen. =o a Penne papa name Preparers oa ema Ja] Paid | DEVIN L. DUNCAN ‘| chewel eee po1zags2i. Preparer [Fnisnane me KPMG [Fest p 13-9565207 Use Only | rmeossess pb 345 PARK AVENUE NEW YORK, NY 10154-0102 [pyeneno 212-758-9700 Fem 990-PF (015) ‘8038p2 2231, Vv 16-7F 28007062016 FORM 990-PF KATE SPAOE_& COMPANY FOUNDATION. FORM 990-PF - PART IV 13-3060673, a — CAPITAL GAINS AND LO: a Kind of Property Descrton Date Date sats fb|__scaurea ‘Gras sale | Deprecasr Castor FRI 7a seo ‘an pce les stowed! sot seat | FAV over or —siowsbie—_| w2ftiies | szisitea | Satnere os) TOTAL SHORT-TERM COMMON TRUST FUND AND PARTNERSHIP, S CORPORATION, AND OTH! ESTATES OR TRUST GAIN OR LOSS 73,521, TOTAL LONG-TERM COMMON TRUST FUND AND PARTNERSHIP, S CORPORATION, AND OTHER ESTATES OR TRUST GAIN OR LOSS -16,472. CORTINA ASSET MGMT - ST vag vaR, PROPERTY TYPE: SECURITIES 1,089, 460. 1,168, 549. 19, 089. CORTINA ASSET MowT - LT Je] var vaR PROPERTY TYPE: SECURITIES 792,463. 627, 428. 34,965. BRANDES INVEST MGMr - ST le} var vaR PROPERTY TYPE: SECURITIES 30,337. 21,150. 9,187 BRANDES INVEST MGMT - LT le] var vaR PROPERTY TYPE: SECURITIES 240,620. 234,698. 5,922. JOHN HANCOCK INVES? NM - uP fy] var VAR PROPERTY TYPE: SECURITIES 300, 000. 236,092. 63,908. TCH INVEST Mow? - ST var VAR PROPERTY TYPE: SECURITIES 526,957 526,138 ais. tow INEST MGMT - Lt Ie) var van PROPERTY TYPE: SECURITIES 2,838,851. 2,046, 617. 793,234. VANGUARD INTER GRADE FUND - ST fp) var var PROPERTY TYPE: SECURITIES 28,531. 28,531. VANGUARD INTER GRADE FUND - LT fe] var vaR PROPERTY TYPE: SECURITIES 18,545. 18,545, TOTAL GAINCPSS) «...eeefee 78g 088. g03ep2 2233 Vv 16-7F 2200706T INaWHOWIZY Coe 286: ‘SROONT, INGWLSSANI TaN T INSWHOWLIY £u9090E-ET socooez pcoecg ee SuOOa 85a ‘sasnadxa an SONaAgE 34-066 SL-ST A teee za8cos STWLOL SWOONT INSWLSAANT LEN WSHLO @T ISNT INSWISAANI SATLUNYSLTY OTT SUaNTaeE G99ATH TWHOTD ADTLVYLS-TLTAN_ANNENOWWOS NOILaIwosaa Huo 9107 NOTuWaNNOS XNVaHOD 3 soWas SLWH2 aNanHOWGLY govo082 aL-9T a "Eee "rere “82/6 “e87/6 “sasoauna “SHOONT ‘SHOONT Sx00e War STEVLIWWHO TaN INGWISANI SaSNaaxa aazsnray 1a any gONgagy @_ENGWHOWLIY exg090c-¢r 43-066 WHOA 910z reze zaseos STHLOL, Saez TvOaT ‘NoTiaTHosaa Saga IWOdT - I duwd ‘3a066 WuOa NOLLWONNOd ANYaNOD > Savas aL© INaHHOWLLE s0v9082 al-9t a rez zageos "002 78r "002 8T STWLOL “002 ‘et “00281 S@QU ONTLNNOOQY ANY XYL “sasoaana “SHOONT ‘SHOONT ‘SHOOE Waa NOTLaTwosad STSWLIUvHO TaN INGHLSEANT SSNaaxa agzsacay LAN ‘any SONgAmE _ 2 © INSWHOWLIY e190906-ET ee, Saad ONIINNOJOW - I duwd ‘da066 WHOS 38-066 HMO 910z NOTLWONNOA ANVaHOD 3 savas BLY» ENaAHONELY ? 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ADTACAMENT 10 FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS VALERIE BIBERAT 2 PARK AVENUE NEW YORK, NY 10016 212-863-0137 9038D2 2231 Vv 16-7F 2800706