Beruflich Dokumente
Kultur Dokumente
Martin Brüne
ABSTRACT Repetitive unpleasant thoughts and ritualized behaviors are the key
features of obsessive-compulsive disorder (OCD).The classical neuroethological mod-
els of OCD rely largely on behavioral similarities between animal stereotypies and
human compulsive rituals and are unable to account for the cognitive component of
OCD.The cognitive symptoms of OCD need to be addressed in an evolutionary psy-
chological context that incorporates information about human brain evolution. OCD
can be understood as an extreme on a continuum of evolved harm-avoidance strate-
gies.A pathological exaggeration of our evolved capacity to cognitively represent future
scenarios, including imagined consequences of our own thoughts and actions (meta-
representation), may be part of the set of evolved psychological mechanisms contribut-
ing to the psychopathology of OCD. The costly side of the adaptive ability to antici-
pate future needs or threats could be that etiologically heterogeneous affections of the
underlying striatal-frontal brain circuits may render an individual vulnerable to develop
OCD.
The author is grateful to Dr. Thomas Suddendorf, Department of Psychology, University of Bris-
bane, Australia, for helpful comments on an earlier draft of this paper.
317
Martin Brüne
Polimeni, Reiss, and Sareen 2005; Rapoport and Fiske 1998; Saxena and Rauch
2000). None of these hypotheses, however, fully account for the evolved psy-
chological mechanisms necessary to make patients with OCD overly ruminate
about their own thoughts and actions to control potentially dangerous situations
in the future (Myers and Wells, 2005). In this article, I suggest that OCD may in-
volve a pathological exaggeration of the evolved psychological mechanism to
cognitively represent the consequences of one’s own thoughts and actions. This
article summarizes the behavior associated with OCD in a (neuro)ethological
perspective, outlines some of the crucial cognitive aspects of OCD with empha-
sis on an evolutionary psychological perspective, and suggests potential CNS
correlates of the psychological mechanisms contributing to OCD in relation to
human brain evolution.
Ethology
Classical neuroethology has drawn parallels between OCD-associated rituals and
displacement activities and stereotypies in animals (Insel 1988). Displacement
activities occur when two opposing motivational drives are simultaneously acti-
vated. Such displacement behavior often involves the incorporation of species-
specific feeding or locomotive behavior patterns into ritualized behaviors (Tin-
bergen 1952). Similarly, highly stereotyped behaviors, such as equine “weaving,”
have been compared with some OCD symptoms, because, like obsessive-com-
pulsive behavior, stereotypies are performed excessively, inappropriately, or both
(Insel 1988; Nurnberg, Keith, and Paxton 1997). The administration of dopa-
mine agonists to rats may produce a ritual-like set of behaviors that partly
respond to clomipramine treatment, and may serve as a rodent model of OCD
(Szechtman, Sulis, and Eilam 1998). At best, the existing neuroethological mod-
els of OCD mimic the heterogeneous behavioral aspects of the disorder, but they
fail to account for the cognitive mechanisms involved in OCD.
Culture-bound rituals are remarkably similar in form, function, and content
to some behavioral patterns found in OCD. Many rituals are characterized by
repetitive, exaggerated, and, in part, highly stereotyped behavior. Rituals may
serve social purposes and help contain fear, anxiety, or perceived threats. In con-
trast to compulsive behaviors, however, rituals are culturally accepted habits.
With respect to the similarity in content of OCD and rituals, Fiske and Haslam
(1997) reported in their comparative study in 52 cultures that OCD features
were much more likely to resemble culture-bound rituals than work-related
activities. These findings suggest that both rituals and OCD behavior could
reflect a psychological mechanism “to produce order, regularity, boundaries, and
clearly demarcated categories” that is overactive in OCD (p. 221).
rule abiding in order to avoid social risks, that the severity of OCD should cor-
relate with measures of harm avoidance, and that certain life events such as preg-
nancy or childbirth should exacerbate the symptoms of OCD (Abed and de
Pauw 1998; Cloninger, Svrakic, and Przybeck 1993).
Implicitly, these hypotheses relate harm avoidance to the capacity to mentally
generate future risk scenarios. They do not, however, identify the underlying
cognitive mechanisms involved in anticipating future scenarios or explain why
they evolved in humans. While it is intuitively plausible that individuals who
were capable of “foreseeing” future threats or future needs had adaptive advan-
tages over others who were not, animals may also instinctively “anticipate”
threats. Hibernating animals, for instance, are able to anticipate future needs as
shown in behavioral patterns of collecting and storing foods, which at first sight
may resemble some forms of compulsive hoarding. The instinct-driven behavior
of hibernators, however, lacks insight. It also occurs in animals that have never
experienced the hibernating season before. Human anticipation is fundamentally
different, because it is an insightful cognitive representation of events that may
or may not happen in the future (Suddendorf and Corballis 1997).The ability to
form a cognitive representation of anticipation could play a central role in the
cognitive pathology of OCD (Myers and Wells 2005; Suddendorf and Corballis
1997).What selection pressures might have led to the evolution of this capacity?
frontal cortex, the orbitofrontal cortex, the cingulate cortex, the supplementary
motor cortex, pallidostriatal structures, and parts of the thalamus all contribute
to the execution of flexible behavior, where striatum and thalamus operate as fil-
ter stations and project back to different areas of the frontal cortex (Bradshaw
and Sheppard 2000; Pitman 1989; Saint-Cyr,Taylor, and Nicholson 1995).
Two different connections have been described: a “direct” positive feedback
loop and an “indirect,” mainly negative, feedback loop. In OCD, a hyperactivity
of unknown origin in these cortical-subcortical pathways may cause a response
bias toward stimuli relating to “socioterritorial” concerns, such that individuals
with OCD are “captured” and unable to switch tasks or behavior (Saxena and
Rauch 2000).
A recent study of structural brain abnormalities in patients with OCD
revealed reduced grey matter volumes in the medial frontal gyrus, the medial
orbitofrontal gyrus, and the left insulo-opercular region. In contrast, grey matter
volumes in the ventral striatum and anterior cerebellum were greater in OCD
patients compared with controls (Pujol et al. 2004). Consistent with these find-
ings, a substantial number of functional brain imaging studies have shown—ap-
parently contradictorily—an elevated metabolism or regional blood flow in the
orbitofrontal cortex, the anterior cingulate, the basal ganglia, and the thalamus in
patients with OCD (Saxena and Rauch 2000). In a functional brain imaging
study using a symptom-provocation paradigm in patients with OCD, Breiter et
al. (1996) found a significant bilateral activation of the anterior and posterior
orbital gyri, the superior, middle, and inferior frontal gyri, the anterior cingulate
cortices, the temporal cortices, the right caudate and left lenticulate nuclei, as
well as the left insula and bilateral amygdala. In contrast, Busatto et al. (2000)
found a reduced cerebral blood flow in the right lateral orbitofrontal cortex of
OCD patients. In this study, regional blood flow correlated positively with the
severity of the OCD symptomatology. In addition, a treatment study of patients
with OCD using the selective serotonin reuptake inhibitor (SSRI) paroxetine re-
vealed a significant decrease of glucose metabolism in the anterolateral orbito-
frontal cortex after treatment in responders, but not in non-responders (Saxena
et al. 1999).The authors suggested that SSRIs may reduce excitatory activity in
orbitofrontal-subcortical pathways.
Interestingly, the brain regions presumably associated with the pathogenesis of
OCD closely match those that are selectively involved in future action planning
and episodic memory retrieval in healthy subjects. In a study using positron
emission tomography (PET) Lepage and colleagues (2000) demonstrated that
episodic memory retrieval was associated with enhanced brain activity in the an-
terior cingulate, in the prefrontal cortex, the dorsolateral prefrontal cortex, and
dorsal prefrontal cortex.Almost identical activation patterns were found in a par-
adigm involving “prospective memory,” the ability to keep in mind something
that needs to be carried out in the future (Okuda et al. 1998). Likewise, a PET
study of anticipatory anxiety in healthy subjects found activation of the right
superior temporal sulcus, both insulae, the left fusiform gyrus, and the left ante-
rior cingulate, which partially correlated with the score on the Spielberger State
and Trait Anxiety Inventory (Chua et al. 1999). Moreover, the anterior cingulate
cortex has also found to be activated in ToM tasks (Siegal and Varley 2002).
The brain regions associated with OCD pathology and metacognition have
undergone significant modifications in primate phylogeny. In primates, includ-
ing humans, the neocortex and thalamic and limbic structures have substantially
increased in size relative to body size (Rapoport 1990). Given that brain tissue is
extraordinarily expensive in both energetic and developmental (maturational)
terms (Aiello and Wheeler 1995), there must have been good evolutionary rea-
sons for this enlargement to occur (which, I have argued, could have been meta-
cognition). Contrary to a widely held view, the human prefrontal cortex as a
whole, relative to total brain size, has not increased in size compared to the
extant great apes (Semendeferi and Damasio 2000). On the other hand, those
structures in the prefrontal cortex that are involved in future action planning and
ToM have enlarged during human evolution. The anterior cingulate cortex in
humans is increased in size relative to other parts of the frontal lobes and is twice
the size expected for an ape of human brain and body size (Allman et al. 2001).
In addition, the number of neurons in this region is greatest in humans, while at
the same time the neuron density is lowest, indicating more space for extrinsic
and intrinsic connections (Semendeferi et al. 2001). Furthermore, the anterior
cingulate cortex contains a class of neurons called spindle cells that are unique
to the great apes and humans.The concentration of spindle cells in the anterior
cingulate cortex is greatest in humans and decreases with phylogenetic distance
in the other apes (Allman et al. 2001). Given the role of the anterior cingulate
cortex in behavior control, evolutionary pressures must have favored the emer-
gence of this novel cell type as an adaptation to the need of greater self-control
and suppression of immediate response patterns.
Discussion
The findings from neuroethology, evolutionary psychology, and human brain
evolution converge to suggest that OCD may be seen as the extreme on a con-
tinuum of harm avoidance behavioral and cognitive strategies (Abed and de
Pauw 1998; Gilbert 2001). OCD arises at the interface between the maintenance
of relatively rigid behavior patterns and flexible cognitive adaptation to novel
environmental stimuli, including anticipation of future threats or needs.
In contrast to previous neuroethological accounts of OCD, which have em-
phasized the comparison of obsessive-compulsive behavior with stereotypies or
displacement activities in animals, this account stresses the role of human
metacognitive capacities that gradually evolved in apes and humans, and that
allowed greater self-control and efficiency in social relationships. The evolution
of an episodic memory and the ability to anticipate future scenarios as conscious
Future Directions
The presence of obsessive-compulsive symptoms in a variety of neurological dis-
eases suggests that OCD is etiologically heterogeneous and may result from the
disruption of cortico-subcortical pathways at different levels. OCD spectrum
disorders may range from a more “organic” (bottom-up) basal ganglia–driven
etiology to a more “psychological” (top-down) neocortical etiology, which may
respond differentially to pharmacotherapy or cognitive behavior therapy. With
respect to cognitive behavior therapy, it may be worth including the evolution-
ary psychological underpinnings of OCD as adaptive harm-avoidance strategies
and pathological exaggeration of metacognition into a multimodal therapeutic
model (Fisher and Wells 2005; Hand 1998). Assessing OCD patients’ metacogni-
tions with the Zimbardo Time Perspective Inventory and other scales could be-
come an integral part of cognitive behavior therapy (Myers and Wells 2005;Wells
and Cartwright-Hatton 2004; Zimbardo and Boyd 1999). If nothing else, a
deeper appreciation of the psychobiology of OCD might at least reduce patients’
secondary feelings of shame, embarrassment, and anxiety.
OCD is a severe and sometimes debilitating psychiatric disorder, which is
often detected only after years of suffering.An evolutionary view may open new
research perspectives and contribute to a deeper understanding of “nature” and
“nurture” in this psychopathological syndrome.
References
Abed, R.T., and K.W. de Pauw. 1998. An evolutionary hypothesis for obsessive-compul-
sive disorder: A psychological immune system? Behav Neurol 11(4):145–50.
Aiello, L. C., and P. Wheeler. 1995. The expensive tissue hypothesis. Curr Anthropology
36(2):184–93.
Alegret, M., et al. 2001. Obsessive-compulsive symptoms in Parkinson’s disease. J Neurol
Neurosurg Psychiatry 70(3):394–96.
Allman, J. M., et al. 2001. The anterior cingulate cortex: The evolution of an interface
between emotion and cognition. Ann NY Acad Sci 935(5):107–17.
Saxena, S., et al. 1999. Localized orbitofrontal and subcortical metabolic changes and pre-
dictors of response to paroxetine treatment in obsessive-compulsive disorder. Neuro-
psychopharmacol 21(6):683–93.
Schwartz, B. L., and S. Evans. 2001. Episodic memory in primates. Am J Primatol 55(2):
71–85.
Semendeferi, K., and H. Damasio. 2000. The brain and its main anatomical subdivisions
in living hominoids using magnetic resonance imaging. J Hum Evol 38(2):317–32.
Semendeferi, K., et al. 2001. Prefrontal cortex in humans and apes: A comparative study
of area 10. Am J Phys Anthropol 114(3):224–41.
Siegal, M., and R. Varley. 2002. Neural systems involved in “theory of mind.” Nat Rev
Neurosci 3(6):463–71.
Stein, D. J., and C. Bouwer. 1997. A neuro-evolutionary approach to the anxiety disor-
ders. J Anxiety Disord 11(4):409–29.
Suddendorf, T., and M. C. Corballis. 1997. Mental time travel and the evolution of the
human kind. Genet Soc Gen Psychol Monogr 123(2):133–67.
Suddendorf, T., and A. Whiten. 2001. Mental evolution and development: Evidence for
secondary representation in children, great apes and other animals. Psychol Bull 127(5):
629–50.
Swedo, S. E., et al. 1989a. High prevalence of obsessive-compulsive symptoms in patients
with Sydenham’s chorea. Am J Psychiatry 146(2):246–49.
Swedo, S. E., et al. 1989b. Obsessive-compulsive disorder in children and adolescents.
Arch Gen Psychiatry 46(4):335–41.
Szechtman, H., W. Sulis, and D. Eilam. 1998. Quinpirole induces compulsive checking
behavior in rats: A potential animal model of obsessive-compulsive disorder (OCD).
Behav Neurosci 112(6):1475–85.
Tinbergen, N. 1952. “Derived” activities: Their causation, biological significance, origin,
and emancipation during evolution. Quart Rev Biol 27(1):1–32.
Wells, A., and S. Cartwright-Hatton. 2004. A short form of the metacognitions ques-
tionnaire: Properties of the MCQ 30. Behav Res Ther 42(4):385–96.
Williams, K. E., and L. M. Koran. 1997. Obsessive-compulsive disorder in pregnancy, the
puerperium, and the premenstruum. J Clin Psychiatry 58(7):335–36.
Zimbardo, P. G., and J. N. Boyd. 1999. Putting time in perspective: A valid, reliable indi-
vidual-differences metric. J Pers Soc Psychol 77(6):1271–88.