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Cover courtesy of J URUTERA Sept 2008 ed.

ENGINEERING OF SLOPE
Planning, Design, Construction &
Maintenance Considerations

By
Ir. Dr. Gue See Sew & Ir. Dr. Wong Shiao Yun
http://www.gnpgeo.com.my
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CONTENTS

• Introduction
• Policies & Legislation
• Planning of Hill-Site Development
• Analyses & Design of Slopes
• Design of Slope Strengthening Works
• Construction Control & Site Supervision
• Maintenance of Slopes
• Conclusion

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INTRODUCTION

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Soil Nailed Slope Failure

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Policies and Legislation

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Source of Hillsite Development Guidelines

DOE

IKRAM JMG

Governmental
& Private
Agencies
IEM MPAJ
(Local Authority)

Urban & Rural Ministry of


Planning Housing & Local
Department Government
(JPBD) (MHLG)

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Simplified Slope Classification
Classifications Gradient of Natural Terrain

Class I Insitu terrain < 15°°

Class II Insitu terrain 15°° - 25°°

Class III Insitu terrain 25°° - 35°°

Class IV
Insitu terrain > 35°°
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Policies and Legislation
• These guidelines & regulations:
– are conflicting & unclear
– are too complicated for implementation
– are subjected to various interpretations

• IEM has formulated policies and


procedures for landslide risk mitigation on
hillsite developments

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IEM

THE INSTITUTION OF
ENGINEERS,
MALAYSIA
POSITION PAPER FOR
MITIGATING THE RISK
OF LANDSLIDE ON
HILL-SITE
DEVELOPEMENT
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IEM

Legend:
HT = Total height of slope
HL = Localised height Ground Profile
α G = Global angle of slope
α L = Localised angle of slope HL2

α L2

HL1
α L1

αG

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Current Status

• JKR – Guidelines for Slope Design, 2010

• DBKL – Guidelines for Planning of Hilly &


Sloping Areas, 2010

• Negeri Selangor – Guidelines for Hillsite


Development

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PLANNING STAGE

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Planning Stage
• Desk Study (e.g. geological map, aerial photos)
• Site Reconnaissance

Geological Input

Surface Hydrogeological Erosion &


Terrain Geological
Assessment, Natural Instability
Mapping Mapping
Water Course Evaluation

Terrain Weathering Geohazard &


Classification Rock Type Joints Geological
grades
(JMG) Constraints

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SI
Planning

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Planning of Development Layout
• Geotechnical input in early stage
• Maximise environmental preservation by
clustering development

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Planning of Development Layout
• Allow higher density development within
minimum plinth area
• Leave green on hill slope

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ANALYSIS & DESIGN
OF SLOPES

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Analysis & Design of Slopes
• ACT 133 & UBBL

• Natural slopes adjacent to development


shall be assessed on its existing slope
safety.

• In-line with judgement by Justice James


Foong in the Highland Tower case.

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IMPORTANT Slope Stability Factors
• Soil Properties
• Slope Geometry
• Groundwater table
• Slope Maintenance

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IMPORTANT Slope Stability Factors
• Soil Properties

Steep Rockface Gentle Beach


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IMPORTANT Slope Stability Factors
• Slope Geometry

Steep Slope Gentle Slope

• Steep Slopes Has Higher Risk of Failing


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IMPORTANT Slope Stability Factors
• Groundwater table
Low Groundwater High Groundwater
Table Table

• High Groundwater Increases Risk of Failure


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Groundwater Table
• Rainwater = Runoff + Infiltration

Erosion Rise in Water Level

• Design for 10-yr ARI or representative


groundwater level.
• Slopes of High Risk-to-Life 
– check sensitivity of water level.

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SLOPE STABILITY ANALYSIS

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Methods of Stability Analysis
Analyse as SOIL = Grade IV to VI
Methods :- (Should check both)
(A) Circular Slip Failure (e.g. Simplified Bishop)
- for deep layer without structural features.

(B) Non-Circular or Wedge Slip Failure


(e.g. Janbu , Morgenstern & Price)
- failures often at relict joints or boundaries
between weathering zone.

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External Loading
• Loadings from :-
– Traffic
– Building Foundations
– Retaining Wall
– Spoil heaps

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FACTOR OF SAFETY
• Considers TWO Main Factors :
– Risk-to-Life
– Economic Risk

• Three Level of Risks :-


– Negligible , Low , High

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Risk-to-Life
Open-air recreation, Country Parks Negligible
Roads of low traffic Negligible
Storage Compound Negligible
Densely used playgrounds, car parks. Low
Roads with high traffic Low
Public waiting areas (bus stops, petrol Low
stations, railway platforms)
Occupied Buildings (residential, etc) High
Storage of Dangerous Goods High
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Economic Risk
Open-air recreation, Country Parks Negligible
Roads of low traffic & not sole access Negligible
Open air car parks Negligible
Rural Roads + Primary Distributor Roads Low
Essential services (temporary loss = Low
power, water, gas mains etc.)
Roads of Statagic importance Low
Essential services (extended period) High
Excessive structural damages High
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Cut & Fill Soil Slopes
• Mainly follows Geotechnical Manual for Slopes of
Hong Kong
– Vertical height of slopes: 5m - 6m (≤ 7.5m)
– Berm width ≥ 1.5m

• Topsoil to be properly removed.

• No buried water-carrying services to be


embedded on the crest of fill slopes
– To prevent saturation of fill slopes due to pipe leakage.

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Bukit Antarabangsa Failure 2008
PIPE
FAILURE

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Bukit Antarabangsa Failure 2008

PIPE
FAILURE

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Bukit Antarabangsa Failure 2008

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Fill Slopes
• Encourage robust system

Rock Toe

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Surface Drainage
• Cast-in-situ RC berm drains instead of
precast drain.

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Fill Slopes Over Valleys
• To have catchment study
• To have adequate surface and subsurface
drainage

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DESIGN OF SLOPE
STRENGTHENING WORKS

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DESIGN OF SOIL NAILED SLOPE

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SLOPE CHASING

Required
Space

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DESIGN CONCEPT

• Common design reference


– BS8006 : Code of practice for Strengthened/
reinforcement soils and other fills (1995)
– Federal Highway Administration (FHWA) :
Manual for Design & Construction Monitoring
of Soil Nail Walls (1998)
– Department of Transport (DoT) : Design
Manual for Roads and Bridges, Vol. 4,
Section 1, Part 4, HA68/94 (1994)

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FR E
E L EN
GTH
FIX
ED
L ENG
TH

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DESIGN CONCEPT- FRICTION

• Ultimate Unit Friction


– fsu=4~6 NSPT

• Ultimate Friction for Each Nail


– fsuAsL
As = Surface Area of Nail
L = Length of Nail

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DESIGN CONCEPT- FRICTION

• Ultimate Unit Friction


– fsu=4~6 NSPT

• Ultimate Friction for Each Nail


– fsuCL
C = Circumference of Nail
L = Length of Nail

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DESIGN CONCEPT- STEEL

• BS8110 (Ultimate) : TN = 0.87 × fy × As

• FHWA (Allowable) : TN = 0.55 × fy × As

• Steel Elements/Connection : BS5950


• Reinforced Concrete : BS8110

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MODE OF FAILURES
• Three Modes of External Stability

SLIDING TOPPLING BEARING CAPACITY

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a) Face Failure Failure Mode –
Face Failure and “Active” Zone
Sliding Off Front of Nails

b) Pullout Failure Failure Mode –


Nails Pull Out of Resistant Zone
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c) Nail Tendon Failure Failure Mode –
Tensile Failure of Tendon

MINIMUM FOS: 1.40

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Soil Nails

Grid Beam System


(allow landscaping
around the soil nail)

Typical soil nail slope


configuration with
shotcrete/Gunite facings
(for slope steeper than 1V:1H)

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Soil Nails
Commonly used

Steeply cut slopes of 25m - 30m (4V:1H gradient) Fully Shotcrete Soil Nail Slope
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Individual Nail Head System

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Grid Beam System

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Soil Nails Steel plate
CORRECT
• Proper design of the soil Main reinforcement
at back of steel plate
nail facing is important
when gradient ≥ 60°
Soil face

Shotcrete facing Main reinforcement


Steel plate
INCORRECT
Main reinforcement
in front of steel plate

Soil face
Main reinforcement
Shotcrete facing
Example of facing failure
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DESIGN OF ROCK
STRENGTHENING

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INTRODUCTION

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INTRODUCTION

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INTRODUCTION

• Used to stabilize weak rock mass.

• Acts in the same manner as soil nail.

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TYPES OF FAILURES - SLIDING

SINGLE BLOCK/SINGLE PLANE SLIDING

SINGLE BLOCK/STEPPED PLANE SLIDING

MULTIPLE BLOCKS/MULTIPLE PLANE SLIDING

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SLIDING FAILURE

Planar Failure

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TYPES OF FAILURES - WEDGE

SINGLE WEDGE
/TWO INTERSECTING PLANES

SINGLE WEDGE
/MULTIPLE INTERSECTING PLANES

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WEDGE FAILURE

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TYPES OF FAILURES - TOPPLING
Toppling failure in hard rock which can form columnar
structure separated by steeply dipping discontinuities

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TOPPLING FAILURE

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STEREOGRAPHIC PLOT ANALYSIS

Toppling
Failure Zone
Wedge Failure
Zone

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STRENGTHENING OPTIONS

• Shotcreting
– To prevent loose rocks from falling

• Scaling
– To chisel off small loose rocks

• Rock Bolt
– To stabilize large rock mass

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NETTING

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SCALING

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SHOTCRETING

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ROCK BOLT

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CONSTRUCTION
CONTROL & SITE
SUPERVISION

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CONSTRUCTION CONTROL
• Site Supervision & Coordination:

• Site personnel with sufficient knowledge &


experience
• Close coordination & communication with
design engineers
• Maintain detailed site records

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SUSTAINABLE HILLSITE DEVELOPMENT

• Creation of Standard Operating


Procedures (SOP)

• Formation of a centralised
institution/agency for hillside
development

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SUSTAINABLE HILLSITE DEVELOPMENT

• Simply it is more effective

• Far more difficult to overthrow


while policies can easily be changed
due to change of political parties

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SUSTAINABLE HILLSITE DEVELOPMENT

• Important to ensure sustainable hillsite


development even after the issue is no
longer ‘hot’

• Promises can easily be broken while


institutions often last and are more difficult
to overthrow

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CONSTRUCTION CONTROL

Applies For Legal Provision:


Temporary & Earthworks
Permanent Works Specification
Via
Contractual
Measures

Contractor to be BOQ item For


Penalised for Non- Temporary Slope
compliance Protection Works

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SPECIFICATION & BOQ

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Temporary Works
12.0 TEMPORAR Y WORKS
12.1 The Contractor shall allow in the tender for the cost of providing the necessary design, statutory submission, construction,
testing and monitoring of all temporary works, including the subsequent removal of all recov erable temporary structures, f or the
satisfactory completion of the earthworks. He shall be responsible f or the overall adequacy and safety of all temporary works. All
temporary works shall comply with requirements of BS 5975.
12.7 All temporary works especially but not
12.2 Temporary works means all planning and works carried out by the Contractor to construct the permanent works designed
limited to temporary accesses and temporary
by the Consultant complying with all specifications, drawings and workscope. This includes but not limited to necessary field and
laboratory tests, temporary tracks, excav ation, f illing, proper cover and protection to exposed slopes, sequence and timing of
earthworks (temporary cut or temporary fill)
works, necessary temporary drainage, pumping of water, emergency contingency measures, saf ety of site, rectif ication and
strengthening measures, methodology and method statement of all works, and etc.
shall not cause failure and shall not induce
12.3 The scope of temporary construction shall include but not limited to:
(a) Lif e safety measures such as hoardings, barricades, nettings, signboards, etc.
(b) Ground improv ement and/or ground water cut off systems using jet grout piling, etc.
instability or serviceability problems in the long
(c) Ground water recharging systems, surf ace and groundwater drainage system using surface or subsoil drains, sumps, etc.
term. All temporary cut and fill by Contractor
(d) All other measures necessary for the saf e perf ormance of the temporary works, such as maintaining, adding, upgrading,
strengthening, adapting, modifying, re-positioning, taking down and re-fixing f rom time to time, etc.
12.4 Temporary works shall be the sole responsibilities of the Contractor. S.O.’s approv al or consent of Contractor’s method
that will be left behind after completion of
statement on all temporary works shall not relieve the Contractor’s sole responsibilities to ensure all temporary works comply to
good engineering practice, and Contractor’s own time and cost to rectify any defects, non-compliance to good engineering
permanent works shall have the same Factor
practice or possible long term instability/failure and serviceability problems of the temporary works or caused by temporary
works.
of Safety on stability and Serviceability
12.5 The Contractor shall employ a Professional Engineer to design and supervise the construction of the temporary works. A
certif ied copy of the design calculations and construction drawings for the temporary works shall be made av ailable to the S.O.
f or the purpose of record. conditions as permanent works. These
12.6 The Contractor shall make all necessary statutory submissions in connection with his temporary works, and secure f rom
temporary works by Contractor shall also
the local Authority the required clearances and the statutory permit to commence work. He shall comply with the requirements of
the local Regulations governing his design and construction of the temporary works, including any statutory requirements that
may be imposed from time to time during the tenure of the contract. comply with all requirements, specifications,
12.7 All temporary works especially but not limited to temporary accesses and temporary earthworks (temporary cut or
drawings and workscope applicable for similar
temporary f ill) shall not cause f ailure and shall not induce instability or serv iceability problems in the long term. All temporary cut
and f ill by Contractor that will be left behind after completion of permanent works shall hav e the same Factor of Safety on stability
type of permanent works (e.g. slope angle,
and Serv iceability conditions as permanent works. These temporary works by Contractor shall also comply with all
requirements, specifications, drawings and workscope applicable for similar ty pe of permanent works (e.g. slope angle,
compaction of fill, surface drainage, retaining
compaction of fill, surface drainage, retaining structures, strengthening measures if necessary, etc).
12.8 Temporary works by the Contractor that in the opinion of the S.O. will cause instability or serv iceability problems (either
structures, strengthening measures if
short term or long term) in any way, the S.O. will order remedial works to be provided immediately at the Contractor’s own
expense with not additional perf ormance time. Such instruction will not relieve the Contractor of his sole responsibility f or the
necessary, etc).
temporary works. The remedial works carry out shall comply to all requirements, specif ications, drawings and workscope of
similar ty pe of permanent works (e.g. cut, f ill, retaining walls, strengthening works, etc).
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Borrow Pit
Borrow Pit
24.3 The Contractor shall be responsible for locating borrow pits. Designated
borrow pits shown on the Drawings only indicate to the Contractor potential
areas for borrow. Whether the Contractor obtains materials from the
designated or his own borrow pit, it shall be his responsibility to ascertain the
suitability of the pit with respect to the quantity and quality of the materials,
which shall be subject to the approval of the S.O. The Contractor shall pay all
necessary fees, taxes or royalties to the appropriate authorities and observe
all relevant regulations. The Contractor shall keep the borrow pits free from
ponding water and the excavation neat and tidy and shall carry out
necessary erosion and environmental protection measures following the
agreed method statement or as instructed by the S.O.

24.4 The contractor shall submit method statement on cutting or filling and
turfing at the borrow pit or dump site for approval of the S.O.. After cutting
or dumping, all the slopes shall be formed to a stable gradient and close
turfed or protected by other approved surface protection method. Provision
of drainage, siltation pond and preventive measures of pollution shall also
be included in the method statement.
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Turfing

33.5 Turfing shall be carried out within seven (7) days after formation of the
final slope profile as shown in the Drawings and/or where directed by the
Engineer. Otherwise, the Engineer reserves the right to engage external
party to carry out the work and deduct the additional cost incurred
accordingly from the contract. The type of turf shall be as indicated in the
Drawings or other alternative type as approved by the Engineer and shall
be free of lallang and essentially free of weeds.

Penalty
33.21 The Contractor who fails to implement the Works as per above Sub-
sections 2.2.8.1, 2.2.8.2 and 2.2.8.3 shall bear the time and cost of
turfing/hydroseeding works carried out by others under the direction of the
S.O.

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BOQ

Requirements on
Temporary Works
included in BOQ

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BOQ

Requirements
on Borrow Pit
included in
BOQ

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BOQ

Requirements
on Turfing
included in
BOQ

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METHOD STATEMENT

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CUT SLOPES

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CUT SLOPES & EARTH EXCAVATION

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CUT SLOPES & EARTH EXCAVATION
Important to turf & construct berm drain every berm

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CUT SLOPES & EARTH EXCAVATION

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CUT SLOPES & EARTH EXCAVATION

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILL SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
FILLING OF PLATFORM & SLOPES

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Surface Protection of Slopes
• Closed turfing within 7 days
• Encouraged Horizontal groves

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
SLOPE
MAINTENANCE
MANUAL

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Maintenance
Our experience:
Formation of rills and gullies which caused erosion
and localized landslips

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Maintenance
• Referred to the guidelines from Hong Kong
GEO
– Routine Maintenance Inspections by laymen
– Engineer’s Inspections

• Maintenance scheme has more


emphasis recently

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Poorly Maintained Drains

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Poorly Maintained Drains

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Well Maintained Drains

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Poorly Maintained Drains

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Well Maintained Drains

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Well Maintained Drains

Close
Turfing

Proper
Drainage
System

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Poorly Maintained Slopes

G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my


( www.gnpgroup.com.my))
Well Maintained Slopes

G&P
Well Geotechnics
Maintained Sdn
Slope Bhd (www.gnpgroup.com.my
– PRSS( www.gnpgroup.com.my)
Bangi )
G&P Geotechnics Sdn Bhd (www.gnpgroup.com.my
( www.gnpgroup.com.my))

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