Beruflich Dokumente
Kultur Dokumente
2, 2016
Management of Periprocedural
Anticoagulation
A Survey of Contemporary Practice
Greg C. Flaker, MD,a Paul Theriot, BSBA,b Lea G. Binder, MA,b Paul P. Dobesh, PHARMD,c Adam Cuker, MD,d
John U. Doherty, MDe
ABSTRACT
Interruption of oral anticoagulation (AC) for surgery or an invasive procedure is a complicated process. Practice guidelines
provide only general recommendations, and care of such patients occurs across multiple specialties. The availability
of direct oral anticoagulants further complicates decision making and guidance here is limited. To evaluate current
practice patterns in the United States for bridging AC, a survey was developed by the American College of Cardiology
Anticoagulation Work Group. The goal of the survey was to assess how general and subspecialty cardiologists, internists,
gastroenterologists, and orthopedic surgeons currently manage patients who receive AC and undergo surgery or an
invasive procedure. The survey was completed by 945 physicians involved in the periprocedural management of AC. The
results provide a template for educational and research projects geared toward the development of clinical pathways and
point-of-care tools to improve this area of health care. (J Am Coll Cardiol 2016;68:217–26) © 2016 by the American
College of Cardiology Foundation.
Listen to this manuscript’s From the aUniversity of Missouri School of Medicine, Columbia, Missouri; bAmerican College of Cardiology, Washington, DC;
audio summary by c
College of Pharmacy, University of Nebraska Medical Center, Omaha, Nebraska; dPerelman School of Medicine, University of
JACC Editor-in-Chief Pennsylvania, Philadelphia, Pennsylvania; and the eSidney Kimmel Medical College, Thomas Jefferson University, Philadelphia,
Dr. Valentin Fuster. Pennsylvania. The American College of Cardiology provided funds for this project. Dr. Flaker is a consultant for Boehringer
Ingelheim, Pfizer, Bristol-Myers Squibb, and Daiichi-Sankyo. Dr. Dobesh is a consultant for Janssen, Daiichi-Sankyo, Pfizer, Bristol-
Myers Squibb, and Boehringer-Ingelheim. Dr. Cuker is a consultant for Amgen, Biogen-Idec, Bracco, and Genzyme; and receives
grant support from Spark Therapeutics and T2 Biosystems. All other authors have reported that they have no relationships
relevant to the contents of this paper to disclose.
Manuscript received December 3, 2015; revised manuscript received April 5, 2016, accepted April 12, 2016.
218 Flaker et al. JACC VOL. 68, NO. 2, 2016
ABBREVIATIONS Second, a number of surgical procedures Members of this work group developed a survey,
AND ACRONYMS with a lower risk for bleeding can be per- approved by the ACC, which was sent to physicians
formed with brief or no interruption of who care for patients on AC who undergo a proce-
AC = anticoagulation
warfarin. These include pacemaker and dure. Initially, the online survey was distributed to
ACC = American College of
implantable cardioverter-defibrillator im- 9,165 members of the ACC who agreed to participate.
Cardiology
plantation, dental extraction, and cataract General cardiologists (n ¼ 158, response rate 6.5%),
b.i.d. = twice daily
surgery (5–9). The ability to perform pro- interventional cardiologists (n ¼ 161, response rate
DOAC = direct-acting oral
anticoagulant
cedures at lower risk of bleeding without 3.3%), and electrophysiologists (n ¼ 163, response
interruption of oral AC reduces the need for rate 8.8%) completed the survey.
INR = international normalized
ratio parenteral AC and the additional risk of Internal medicine primary care physicians, gas-
TE = thromboembolic event bleeding. troenterologists, and orthopedic surgeons were
VKA = vitamin K antagonist
Third, direct-acting oral anticoagulants identified through the Medical Panel of Research
(DOACs) have been incorporated into clinical Now, Inc. The proprietary Research Now Medical
practice. Unlike warfarin, which inhibits the synthesis panel is actively managed and updated with weekly
of several clotting factors, DOACs directly inhibit verification. The Research Now Medical panel uses a
selected components of the clotting cascade and have “by invitation only” methodology, including online
a much more rapid onset and offset of action than recruitment, as well as a direct mail enrollment
VKAs. On the basis of these pharmacological proper- campaign. The Research Now Medical panel is
ties, many have questioned the need for the admin- American Medical Association verified to ensure that
istration of parenteral AC when DOACs are all members enrolled in the panel are physicians, and
interrupted. However, an increased frequency of therefore provides accurate targeting across all med-
stroke after cessation of DOACs has been reported ical specialties. The survey was distributed to 3,054
(10–13), leading to the inclusion of a Food and Drug physicians and was completed by internists (n ¼ 152,
Administration recommendation in the prescribing response rate 13.9%), gastroenterologists (n ¼ 160,
information, stating that coverage with another AC response rate 13.0%), and orthopedic surgeons (n ¼
should be considered if dabigatran, rivaroxaban, 153, response rate 21.0%). For participation in this
apixaban, or edoxaban are discontinued. In point of survey, each panelist from the Research Now Medical
fact, this recommendation arose from the observation panel received $35.
of excess stroke rates at the end of pivotal clinical The ACC provided financial support to Research
trials, when patients were transitioned from a DOAC Now, which conducted the survey for the non-
back to warfarin. This was not meant to endorse cardiologists. The survey was performed between
bridging when patients were taken off a DOAC for a July 22, 2015, and August 27, 2015. The complete
procedure, but the impact of this recommendation in survey is available in the Online Appendix. The re-
clinical practice is uncertain. spondents represented both private and academic
Finally, there is the realization that management of practices across the United States. Of the cardiologists
AC in a patient requiring surgery or an invasive pro- surveyed, 85% had primary board certification in in-
cedure is complex. The interruption and reinstitution ternal medicine and 99% were board certified in car-
of oral AC, and the initiation and discontinuation of diovascular diseases. Detailed profile information
parenteral AC requires coordination between a num- about the respondents is also available in the Online
ber of health care providers (14). Appendix.
Because of these developments, and to better un-
derstand current practice patterns for patients RESULTS
requiring interruption of AC therapy, a survey was
developed by members of the American College of WHO MANAGES PERIPROCEDURAL AC? When
Cardiology (ACC) Anticoagulation Initiative Work asked who manages AC during and after surgical or
Group and completed by a variety of health care invasive procedures, the survey respondents said
providers in the United States who care for patients that cardiologists are extensively involved in
receiving AC. decision-making processes, more commonly than the
physician performing the procedure (Figure 1). A
METHODS number of other health care professionals, including
primary care physicians, pharmacists, and nurses, are
The ACC’s Anticoagulation Initiative Work Group was involved in the periprocedural management of the
formed in 2013 to improve the delivery of AC care. patient who receives oral AC.
JACC VOL. 68, NO. 2, 2016 Flaker et al. 219
JULY 12, 2016:217–26 Bridging Anticoagulation Practices
During After
Other 5% Other 4%
T A B L E 1 Most Common Parameters Used to Identify Patients at Increased Risk for TE During AC Interruption
Mechanical heart valve 82% 94%* 95%* 91%* 65% 82%* 64%
Prior stroke or TIA 74% 78%* 83%* 79%* 64% 75% 62%
Risk of stroke/CHA2DS2-VASc score 70% 68% 71% 65% 70% 76% 69%
*Indicates significant differences at the 95% confidence level between physician groups compared with the group as a whole.
AC ¼ anticoagulation; TE ¼ thromboembolic event; TIA ¼ transient ischemic attack.
220 Flaker et al. JACC VOL. 68, NO. 2, 2016
CHA2DS2-VASc 44%
CHADS2 11%
CHA2DS2-VASc Score for Bridging
(n=416) CHADS2 Score for Bridging
Other 3%
(n=106)
1 0%
None 5% 1 1%
3 37%
3 40%
4 23%
4 20%
>4 12%
>4 9%
Depends 7%
Depends 3%
Risk scoring systems (CHADS2 or CHA2DS2-VASc) used to determine if parenteral anticoagulation should be considered in the periprocedural
period and the risk at which respondents would provide bridging anticoagulation in a patient without a mechanical valve. Afib ¼ atrial
fibrillation; TE ¼ thromboembolic event; TIA ¼ transient ischemic attack.
Typically interrupt and administer parenteral anticoagulant Interrupt without parenteral anticoagulation No answer
Selected procedures performed with and without interruption of VKAs and procedures performed with and without parenteral AC.
AC ¼ anticoagulation; PA ¼ parenteral anticoagulation; VKAs ¼ vitamin K antagonists.
(21%) omit 1 dose, but others recommend stopping with a CHA 2DS2-VASc score of 5 and normal renal
DOAC therapy for 1 day (25%) or 2 days (25%) (Online function (creatinine clearance 90 ml/min) who is
Figure 2). Electrophysiologists uncommonly (12%) treated with apixaban. Each patient undergoes an
use parenteral AC in this situation. elective procedure, including colonoscopy, hip
VARIATION IN PERIPROCEDURAL MANAGEMENT replacement, and coronary angiography (by a femoral
BETWEEN SPECIALTIES. There are differences of approach).
opinion between the general cardiologist, the inter- COLONOSCOPY. For colonoscopy, general cardiolo-
nist, and physicians performing procedures about the gists consider themselves to be either the sole or
management of periprocedural AC, as illustrated in the major decision maker for the patient on warfarin
following section. Two hypothetical patients were 88% of the time. In contrast, the gastroenterologists
presented including: 1) a 70-year-old with a mechani- consider themselves to be the sole or major decision
cal mitral valve prosthesis on warfarin; and 2) a patient maker for the patient on warfarin 67% of the time.
T A B L E 2 Percentage of Respondents Who Would Interrupt AC and Administer Parenteral AC for Various Procedures in a Patient on VKA
Who Is Not Low Risk for Stroke (CHA 2 DS 2 -VASc $2)
Typically interrupt and administer parenteral anticoagulant Sometimes interrupt and administer parenteral anticoagulant
Common surgical procedures in which anticoagulation, either with vitamin K antagonists (VKAs) or with direct-acting oral anticoagulants (DOACs),
is interrupted and parenteral anticoagulation is provided. AC ¼ anticoagulation; EVAR ¼ endovascular aneurysm repair.
This underscores the importance of a team approach For the hypothetical patient with normal renal
in these patients and of assuring that someone is function on apixaban who undergoes elective colo-
actively directing management. noscopy, the majority of cardiologists (67%) stop
In the case of a patient with a mechanical mitral apixaban 1 to 2 days prior to colonoscopy, compared
valve, nearly 8 of 10 clinicians (79%) stop warfarin with 37% of internists and 42% of gastroenterologists.
prior to colonoscopy. A similar percentage of general Forty percent of gastroenterologists stop apixaban
cardiologists (74%), internists (77%), and gastroen- 3 to 5 days prior to the procedure. A comparison of
terologists (83%) stop warfarin 3 to 5 days prior to survey responses for periprocedural management
colonoscopy. with warfarin and apixaban is illustrated in Table 3.
Enoxaparin or another low molecular weight Interestingly, a substantial minority of respondents
heparin is the preferred parenteral anticoagulant would not interrupt warfarin or apixaban prior to
for cardiologists (78%), internists (70%), and gastro- elective colonoscopy.
enterologists (70%). However, the duration of post- In this situation, most clinicians (89%) do not use
procedure enoxaparin differed. More than 3 of 5 parenteral AC, but would simply start apixaban either
(63%) general cardiologists, internists, and gastroen- 24 h (56%) or 48 h (33%) after the colonoscopy.
terologists continue enoxaparin until the interna-
tional normalized ratio (INR) is above a threshold HIP REPLACEMENT. The responsibility for peri-
value. The remaining respondents arbitrarily wait procedural management in a person with a mechan-
several days before discontinuing enoxaparin, irre- ical heart valve who is undergoing hip replacement
spective of the INR. This likely reflects the fact that surgery is shared. The orthopedic surgeon considers
these patients are now outpatients not getting daily himself/herself to be either the sole or major decision
INR monitoring, and the duration of enoxaparin is on maker 53% of the time. The decision making is shared
the basis of the pharmacokinetics of warfarin. Cardi- 31% of the time. The orthopedic surgeon has no in-
ologists (81%) preferred to continue enoxaparin until fluence or a minor influence only 15% of the time.
the INR was $2.0. An arbitrary 2 or more days was In this case scenario, almost 9 of 10 orthopedic
preferred by internists (50%) and gastroenterologists surgeons (87%) stop warfarin at least 3 days prior to
(48%) (Online Figure 3). hip replacement. If parenteral AC is used, enoxaparin
JACC VOL. 68, NO. 2, 2016 Flaker et al. 223
JULY 12, 2016:217–26 Bridging Anticoagulation Practices
several dosing strategies were noted and tended to how long should the DOAC be interrupted? Should
vary depending on profession. These differences may parenteral AC be used during DOAC interruption?
be explained by the philosophy of the clinician. For Guidance in this area is available (22) and derived
example, less than one-half of orthopedic surgeons from post hoc analyses of clinical trials and from
use enoxaparin 1 mg/kg b.i.d. in the perioperative registries. It appears that selected procedures with
period for hip replacement. In contrast, nearly 9 of low risk for bleeding can be performed without
10 interventional cardiologists use a dose of 1 mg/kg interruption of the DOAC (apixaban) (23). Catheter
b.i.d. in the perioperative period for coronary angi- ablation is now safely performed without interrup-
ography. The orthopedic surgeon, concerned about tion of DOACs (24,25). If procedures have sufficient
post-operative bleeding, favors a lower dose. The bleeding risks, brief interruption of DOACs is associ-
interventional cardiologist, more concerned about ated with a low rate of TE, comparable to warfarin
thrombus formation, favors the higher dose. After the (23,26). The duration of AC interruption is shorter
BRIDGE study, parenteral AC will likely be used less with a DOAC than with warfarin (24). In patients
often for patients at lower risk. Until additional data receiving predominantly rivaroxaban or dabigatran,
are obtained, patients at the highest TE risk (most the use of heparin bridging is associated with a higher
mechanical heart valves, patients with CHADS scores risk of major bleeding compared with those who did
>4) might continue to receive b.i.d. parenteral AC; not receive major bleeding, emphasizing concern
others might receive once-daily parenteral AC, as about the use of parenteral AC with DOAC interrup-
previously recommended in high-volume institutions tion (27). In a prospective study with time of discon-
(19). In most patients, a reduction of the daily dose by tinuation and resumption of dabigatran on the basis
50% on the morning prior to the procedure can be of pharmacokinetic information and the type of sur-
considered. gery or invasive procedure, a low risk of TE and major
The survey also demonstrated that the duration of bleeding has been reported (28).
parenteral AC was highly variable. For a patient The role of parenteral AC with DOACs was difficult
treated with warfarin, most survey respondents to understand in the survey. Some of the findings can
favored continuation of parenteral AC until a thera- be explained by a deficit in knowledge of the phar-
peutic level of warfarin AC was reached. This macokinetic properties of DOACs.
approach is labor intensive and requires repeated Although the overall results suggested a similar
post-operative measurements. This strategy is rate of use of parenteral AC in warfarin-treated and in
optimal for ensuring continuous adequate AC DOAC-treated patients who undergo surgery or an
coverage for a patient at risk for TE. A number of invasive procedure, the case scenarios do suggest
other survey respondents favored a more practical that groups of individual clinicians, who perform
approach, estimating the days required to reach a procedures at lower risk in patients at moderate risk,
therapeutic INR and continuing parenteral AC for infrequently use parental AC in DOAC-treated pa-
several days without repeated blood sampling. Given tients. The role of parenteral AC in higher-risk pa-
the fact that 22% of AC errors involve parenteral AC tients treated with DOACs undergoing surgeries or
(21), additional studies to define the optimal dose and invasive procedures with higher bleeding risks, and
duration of parenteral AC are needed. Guidance for who likely require interruption of AC for longer pe-
common AC-related management issues by expert riods of time, remains uncertain.
consensus in the United States was published in 2012
(20) and needs updating. CONCLUSIONS
The survey also highlights confusion about peri-
procedural management of AC in the patient treated Given this complex clinical scenario involving multi-
with a DOAC. In the survey, management questions ple health care professionals, it makes sense to
related to a patient taking apixaban were posed. It develop consistently applied clinical pathways with
may not be valid to extrapolate these responses to standardized institutional protocols. Most re-
other DOACs. Although it would have been ideal to spondents thought that this would be important.
include questions about dabigatran, rivaroxaban, and This represents an important opportunity for pro-
edoxaban as well, the survey would have been un- fessional societies and guidelines committees to work
wieldy. Apixaban was selected due to its general fa- together to provide meaningful suggestions on the
miliarity and growing use in the cardiac community. basis of current data. There are areas in the peri-
The purpose of the questions was to help define if procedural management of AC where clinical evi-
respondents thought that procedures could safely be dence is clear-cut, and others where guidance needs
performed without DOAC interruption and, if not, to be tempered by clinical judgment. Guidelines,
226 Flaker et al. JACC VOL. 68, NO. 2, 2016
unfortunately, do not chart a clear path in all cir- unanswered questions in the clinical space, as well as
cumstances. For the present, consensus documents, to promote strong educational programs to improve
clinical pathways, and point-of-care tools have enor- AC care.
mous potential to improve care in this area. Coordi-
nation among specialties, pharmacists, nursing, and REPRINT REQUESTS AND CORRESPONDENCE: Dr.
other health professionals has great potential for Greg C. Flaker, Department of Cardiovascular Medicine,
enhancement of care. University of Missouri-Columbia, CE 351 University Hos-
There is also an opportunity for professional soci- pital, CE351, One Hospital Drive, Columbia, Missouri 65212.
eties to use these data to support research to address E-mail: flakerg@health.missouri.edu.
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