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REVIEW ARTICLE

You May Need a Nerve to Treat Pain


The Neurobiological Rationale for Vagal Nerve Activation
in Pain Management
Marijke De Couck, MSc,* Jo Nijs, PhD,w and Yori Gidron, PhD*

some treatments are of questionable effectiveness.2 This


Objectives: Pain is a complex common health problem, with may result from treatments not targeting all the underlying
important implications for quality of life and with huge economic mechanisms etiologic to pain and from pain not being
consequences. Pain can be elicited due to tissue damage, as well as homogenous across different subtypes. Thus, it is important
other multiple factors such as inflammation and oxidative stress.
Can there be 1 therapeutic pathway that may target multiple
to identify new and effective treatments that can be
etiologic factors in pain? rationalized based on scientific evidence showing that they
target multiple key mechanisms in pain. Given its cardinal
Methods: In the present article, we review evidence for the rela- role in brain-periphery communication, stress response, and
tionships between vagal nerve activity and pain, and between vagal immune regulation, the vagus nerve might be such a new
nerve activity and 5 factors that are etiologic to or protective in therapeutic target. This article describes the role of the
pain.
vagus nerve in acute and chronic pain, and provides an
Results: Vagal nerve activity inhibits inflammation, oxidative stress, evidence-based comprehensive neurobiological rationale
and sympathetic activity, activates brain regions that can oppose supporting vagus nerve–activating treatments in pain.
the brain “pain matrix,” and finally it might influence the analgesic
effects of opioids. Together, these can explain the antinociceptive
effects of vagal nerve activation or of acetylcholine, the principal NEUROANATOMY OF THE VAGUS NERVE IN
vagal nerve neurotransmitter. These findings form an evidence- RELATION TO PAIN
based neurobiological rationale for testing and possibly imple- The vagus nerve is the 10th cranial nerve, “wandering”
menting different vagal nerve activating treatments in pain
conditions.
from the brain stem to the abdomen. Approximately 80%
of its fibers are afferent, carrying information from the
Discussion: In this article, we show evidence for the relationships head, neck, thorax, and abdomen to the brain. The central
between vagal nerve activity and pain, and between vagal nerve terminals of vagal afferents are located in the nucleus of the
activity and 5 factors that are etiologic to pain. Given the evidence solitary tract (NTS) in the brain stem, projecting to the
and effects of the vagus nerve activation in pain, people involved in parabrachial nucleus and subsequently to the amygdala,
pain therapy may need to seriously consider activation of this
nerve.
hypothalamus, and limbic system, influencing the auto-
nomic and emotional reactions to noxious visceral stimuli.
Key Words: vagus nerve, chronic pain, pain management, vagal The preganglionic vagal motor neurons to the gastro-
nerve activation intestinal tract lie in the adjacent dorsal motor nucleus of
the vagus nerve and receive robust glutamatergic, cat-
(Clin J Pain 2014;30:1099–1105)
echolaminergic, and, mainly, cholinergic and GABA (g-
aminobutyric acid)-ergic inputs from the NTS.3 The vagus
nerve is well positioned between the viscera and the brain,

P ain results from multiple local and systemic processes,


and has marked effects on the patients’ quality of life.
The experience of pain is a function of ascending and
and influences multiple body systems including cardiac,
immunologic, endocrine, and the activity of many visceral
organs. Because of these, the vagus nerve can be seen as a
descending nociceptive and analgesic signals1 and neuronal mediating (transmitting) and modulating nerve of pain
plasticity at different neural levels. In various types of pain, signals, which we shall now explain.

Received for publication September 19, 2013; revised February 24,


2014; accepted January 9, 2014.
THE GENERAL ROLE OF THE VAGUS NERVE
From the *Center for Neuroscience, Faculty of Pharmacy and Medi- IN PAIN
cine; and wPain in Motion Research Group, Departments of The vagus nerve innervates multiple visceral organs,
Human Physiology and Rehabilitation Sciences, Faculty of Phys-
ical Education and Physiotherapy, Vrije Universiteit Brussels,
from which it can convey information and signals to the
Brussels, Belgium. brain. Whereas the spinal cord conveys nociceptive infor-
Supported by a grant from “Reliable Cancer Therapie, Brussels, mation, the vagus nerve conveys other types of pain-related
Belgium” given to Y.G. J.N. is holder of the Chair “Exercise information,4 as shown below.
Immunology and Chronic Fatigue in Health and Disease” funded
by the European College for Decongestive Lymphatic Therapy, The
Efferent cardiac vagus nerve activity is measured
Netherlands. The authors declare no conflict of interest. noninvasively by heart rate variability (HRV). Classic
Reprints: Yori Gidron, PhD, Center for Neuroscience, Faculty of physiology dictates that increased efferent vagus nerve
Pharmacy and Medicine, Vrije Universiteit Brussels, 103 Laarbee- activity leads to a slowing of the heart rate, by inhibition of
klaan, 1090 Jette, Brussels, Belgium (e-mail: yori.gidron@
vub.ac.be).
the sinoatrial node.5 Measuring the time between individual
Copyright r 2014 by Lippincott Williams & Wilkins heartbeats, done with software that determines the distance
DOI: 10.1097/AJP.0000000000000071 between the R waves on the electrocardiogram, provides

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De Couck et al Clin J Pain  Volume 30, Number 12, December 2014

information about the instantaneous heart rate. HRV rep- on monocytes.21 In addition, the vagus nerve activates
resents the time differences between successive heartbeats a systemic pathway—the hypothalamic-pituitary-adrenal
(also known as the beat-to-beat intervals).5 It is a non- axis, through which cortisol inhibits proinflammatory cell
invasive index, which is highly correlated with vagal nerve proliferation.21 Indeed, vagal nerve activity is inversely
activity (r = 0.88).6 In fish, bilateral vagotomy reduced correlated with inflammation (r = 0.53, P < 0.001).22
short-term HRV drastically.7 Blockade of vagal nerve Furthermore, VNS strongly reduces peripheral inflamma-
activity with atropine is responsible for a large decrease in tory cytokines in animals and in humans in general, as well
total HRV in all the species tested, from fish to humans.8–10 as in a model of inflammatory bowel disease specifically.23
Finally, a linear relation of the area of the high-frequency VNS and Ach attenuated the release of cytokines sig-
component of HRV and cardiac vagal tone obtained nificantly and improved survival in lethal endotoxemia or
pharmacologically has been demonstrated.11,12 sepsis models.24 In addition, activation of this neuro-
Of great relevance to this review, in a study on 28 US immune modulatory pathway also protects animals from
war veterans with various clinical problems, HRV was various circumstances, such as ischemia-reperfusion injury,
found to be inversely correlated with pain levels hypovolemic hemorrhagic shock, heart failure, and myo-
(r = 0.46, P < 0.05).6 That result supports the associa- cardial ischemia/reperfusion, for example,25 in whom
tion between pain experiences and vagal nerve activity inflammation plays a pivotal role. Thus, the vagus nerve
levels. Experimentally, the antinociceptive effect of mor- can inhibit inflammation in general and specifically in a
phine was significantly attenuated after subdiaphragmatic pain condition, which could serve as an important anti-
vagotomy,13 suggesting that the vagus nerve is needed for nociceptive pathway for this nerve.
the effectiveness of analgesia as well. Several studies have
shown that, after subdiaphragmatic vagotomy, both the Vagal Modulation of Sympathetic Nervous
severity and duration of pain increase while the pain Activity
threshold decreases.14 Furthermore, an increase in mech- Increased sympathetic and reduced parasympathetic
anical and pressure pain thresholds and a reduction in activities occur in pain. Elevated sympathetic activity
mechanical pain sensitivity were found as a result of increases muscle tension and impairs local microcirculation,
transcutaneous vagal nerve stimulation (t-VNS) in 48 pain- possibly causing painful ischemia. Nociception-induced
free volunteers.15 VNS also seemed to decrease pain per- and sympathetically maintained vasoconstriction leads to
ception in patients with treatment-resistant depression.16 insufficient blood flow for working muscles, producing
Together, these studies show causal relations between vagal muscle hypoxia and increased oxidative stress, which in
nerve activity and pain levels. However, pain is elicited turn can trigger muscle nociception.26 An experimental
because of local molecular factors, as well as because of study on rats showed that chronically elevated levels of
systemic and “higher order” processes, all potentially linked epinephrine, occurring after vagotomy, desensitize periph-
to vagal nerve activity. We shall now elaborate upon 5 eral b2-adrenergic receptors and lead to the enhancement of
pathophysiological mechanisms proposed to link vagal bradykinin hyperalgesia and contribute to chronic gener-
nerve activity and pain modulation. alized pain syndromes.27 In a study on chronic pancreatitis
patients, pressure pain tolerance thresholds were found to
be lower in patients with increased norepinephrine (NE)
THE PATHOPHYSIOLOGICAL MECHANISMS levels compared with patients with normal NE.28 Fur-
LINKING THE VAGUS NERVE AND PAIN thermore, noradrenaline, through action on a1-adreno-
Each of the following subsections will discuss the role ceptors and a2-adrenoceptors, is involved in intrinsic
of a mechanism etiologic to pain, followed by the vagal control of pain. Peripheral noradrenaline that is mainly
nerve modulation of the mechanism. released by the sympathetic nervous system has little
influence on healthy tissues, whereas in injured or inflamed
Vagal Modulation of Inflammation tissues it has varying effects, including aggravation of pain
Inflammation plays an important role in pain and can in neuropathy.29
even induce pain on its own without having tissue dam- Although not always, the 2 divisions of the autonomic
age.17 The immune cells are found in regions involving pain nervous system, namely, the sympathetic and para-
in general and chronic pain specifically, including the skin, sympathetic systems, are classically seen working in a
the spinal cord, peripheral nerves, and the dorsal horn. reciprocal manner, with increases in one division associated
Functionally, the immune and glial cells participate in with decreases in the other.30 An experimental study on rats
chronic pain and specific inflammatory signals such as found that vagotomy induced a chronic elevation in plasma
interleukin-1b (IL-1b) and tumor necrosis factor-a trigger concentrations of epinephrine.27 In patients with heart
hyperalgesia.18 IL-1b leads to widespread transcription of failure, various indices of HRV were inversely correlated
cyclooxygenase-2 (COX-2) in neurons, resulting in prosta- with levels of NE.31 Experimentally, vagotomy leads to
glandin production, which in turn augments neuronal increases in adrenal medulla epinephrine, whereas Ach, the
excitability in somatosensory pathways. These processes primary vagal neurotransmitter, reduces levels of NE.32
could enable this cytokine to increase pain sensitivity. Furthermore, cardiac NE concentration in mice with
Importantly, the vagus nerve informs the brain about chronic heart failure decreased significantly during VNS
peripheral inflammation by expressing receptors for IL-1b compared with before VNS (0.25 ± 0.07 ng/mL during
on its paraganglia.19 In response, the descending vagus VNS vs. 0.61 ± 0.12 ng/mL before VNS, P < 0.05) and
nerve signals splenic T cells to produce acetylcholine (Ach), returned to baseline after the termination of VNS
which has anti-inflammatory effects on monocytes.20 Many (0.43 ± 0.07 ng/mL after VNS vs. 0.25 ± 0.07 ng/mL dur-
studies have focused on this “cholinergic anti-inflammatory ing VNS, P < 0.05). At last, medetomidine, an a2-adre-
pathway,” which protects against systemic inflammation by nergic agonist and analgesic, activates cardiac vagal nerve
an a7 nicotinic Ach receptor–dependent pathway expressed activity through the modulation of baroreflex control.33

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Clin J Pain  Volume 30, Number 12, December 2014 You May Need a Nerve to Treat Pain

Together, these findings support the notion that the vagus A review on human studies showed that VNS alters
nerve generally inhibits sympathetic nerve activity. activity in the thalamus, cerebellum, orbitofrontal cortex,
A factor relevant to the sympathetic dominance in the limbic system (amygdala, hippocampus), hypothalamus,
autonomic nervous system is psychological stress. Accu- and medulla.45 However, there is little consistency con-
mulation of traumatic life events was found to be one of the cerning the direction of changes in such regions, and this
predictors of the transition from acute to chronic pain.34 In may result from studies including different patient samples,
cross-sectional research, stress levels are inversely related to different VNS activation parameters, and neuroimaging
vagal nerve activity, whereas in experimental research, techniques. More recently, transcutaneous VNS was found
acute uncontrollable stress reduces vagal nerve activity.35 to reduce hippocampal and amygdala activities and to
In contrast, baseline vagal nerve activity moderates phys- increase insular cortical activity and left prefrontal cortex
iological responses to acute stress. Weber et al36 found that activity.46 As some types of pain are associated with
people with low HRV had more enduring cardiac, inflam- increased hippocampal and amygdala activities and with
matory, and stress hormone responses to stress than those reduced insular and prefrontal cortex activity,47 the anal-
with high HRV. Thus, whereas both sympathetic nervous gesic effects of VNS may partly occur by reversing such
activity and stress may contribute to pain, vagal nerve pain-related brain activity patterns. Furthermore, stim-
activity can modulate sympathetic and stress responses ulating the left prefrontal cortex (as VNS does) by repetitive
toward a more balanced and adaptive stress response. This transcranial magnetic stimulation was found to reduce
was shown in experimental studies suggesting that afferent postoperative pain.48 Finally, following stimulation of the
VNS may modulate descending serotonergic and nora- pain-inhibiting region PAG with deep brain stimulation,
drenergic neurons to reduce pain.37 Thus, the modulation the high-frequency (parasympathetic) component of HRV
of sympathetic activity by vagal stimulation can have increased, in association with analgesic effects of the brain
analgesic effects. stimulation in chronic pain patients.49 Together, these
findings show a resemblance between parts of the brain’s
Vagal Modulation of Oxidative Stress pain matrix and low vagal activity, partly reversed by vagal
Oxidative stress occurs when there is an imbalance nerve activation. These findings suggest that vagal nerve
between prooxidants and antioxidants, in favor of the activity may be associated with activity in the “higher
former, and this has been associated with certain pain order” brain regions capable of modulating pain, including
conditions. Reactive oxygen species contribute to and/or the left prefrontal cortex and the PAG, as well as inhibition
maintain chronic pain.38 Reactive oxygen species produc- of the limbic regions.48
tion is required for trigeminal transmission of facial pain. In
contrast, antioxidant injection exerts an analgesic effect.39
One antioxidant, vitamin E, was found to reduce muscle
cramps often occurring in hemodialysis patients.40 Cordero Vagal Modulation of Opioids
et al41 observed a significant negative correlation between A fifth mechanism by which the vagus nerve may
coenzyme Q (10), an antioxidant, and headache parameters influence the experience of pain is through the presence of
(r = 0.59, P < 0.05). In addition, oral coenzyme Q (10) opioid and cannabinoid receptors on the vagal sensory
supplementation restored biochemical parameters and nerves. The opioid receptor family is composed of 3
induced a significant improvement in clinical and headache members, the m, d, and k opioid receptors, which respond to
symptoms (P < 0.001).41 Furthermore, Taha and Blaise42 classic opioid alkaloids, such as morphine and heroin, and
showed that oxidative stress plays a key role in the complex endogenous peptide ligands, such as endorphins. These
regional pain syndrome pathogenesis. In contrast, the Nrf2 receptors belong to the G-protein-coupled receptor super-
factor, which protects against oxidative stress and inflam- family, and are excellent therapeutic targets for pain con-
mation by inducing antioxidant and detoxifying genes trol.50 Minor opioids such as codeine, dextropropoxyphene,
through binding with an antioxidant response element, has or more recently, tramadol have been used frequently for
been shown to have antinociceptive effects against inflam- the management of musculoskeletal problems. Moreover,
matory pain in an animal model.42 the use of major opioids has also been extended to the
In cross-sectional research, vagal nerve activity was treatment of rheumatologic patients with refractory pain.51
significantly inversely correlated with malondialdehyde, As mentioned before, animal studies have shown that
which is a biological marker of oxidative stress.43 In the antinociceptive effect of morphine was significantly
experimental research, the antioxidative effect of Ach was attenuated after subdiaphragmatic vagotomy,13 demon-
demonstrated in NE-induced extracellular H2O2 release. strating that the vagus nerve mediates part of the analgesic
ACh partially but significantly attenuated the NE-induced effects of morphine. Another study on rats suggests that
H2O2 release (46% reduction), which was also abolished by activation of subdiaphragmatic vagal afferents may play a
the addition of atropine sulfate.32 Thus, oxidative stress role in opioid-dependent antinociceptive pathways acti-
contributes to pain conditions and vagal nerve activity may vated by a noxious visceral stimulus.52 Similarly, Tarapacki
inhibit this nociceptive factor as well. et al53 found that vagotomy reduced analgesic enhancement
induced by placental ingestion in rats. Pain can also reduce
Vagal Modulation of Brain Activity levels of vagal nerve activity. In a study on humans
The “pain matrix” model of brain regions commonly undergoing surgery, levels of high-frequency (vagal) HRV
active during pain includes the periaqueductal gray (PAG) decreased during inadequate anesthesia and nociception,
and the rostral ventromedial medulla in the brain stem, as suggesting that HRV could be used as an indicator of depth
well as the hippocampus, amygdala, thalamus, putamen, and adequacy of anesthesia.54 Thus, an intact vagus nerve
and insula in the limbic system, and the posterior parietal, may be needed for antinociceptive effects of opioids and
primary somatosensory, primary motor, prefrontal cortex, their derivatives, and HRV may indicate the adequacy of
and anterior cingulate cortex, in the cortex.44 analgesia.

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De Couck et al Clin J Pain  Volume 30, Number 12, December 2014

THE MEDIATING ROLE OF CENTRAL pain—inflammation, the SNS, oxidative stress, brain
SENSITIZATION activity, and opioids.
Each of the 5 mechanisms explained above are then The 5 mechanisms summarized in Figure 1 are inter-
hypothesized to influence an important final mediating linked, and each of them can potentially increase the
factor, namely, hyperexcitability of the central nervous excitability of the central nervous system. For example,
system,55 sensitizing the neurons to noxious stimuli (ie, oxidative stress can induce inflammation and vice versa,65
central sensitization). According to Woolf,56 central sensi- whereas sympathetic nervous activity induces oxidative
tization is “operationally defined as an amplification of stress as well.66 The studies reviewed above together
neural signaling within the central nervous system that emphasize the importance of vagal nerve activation in pain
elicits pain hypersensitivity.” reduction, by inhibiting the 5 mechanisms and possibly by
Central sensitization reflects enhanced nociceptive reducing neuronal hyperexcitability (Fig. 1).
bottom-up activation (eg, temporal summation of pain),
increased activity of pain facilitation pathways,57,58 and VAGAL NERVE–ACTIVATING INTERVENTIONS IN
malfunctioning of descending pain inhibitory pathways, PAIN: 1 COMMON PROTECTIVE PATHWAY,
which result in dysfunctional endogenous analgesic con- TARGETING MULTIPLE MECHANISMS AT ONCE
trol.59 The latter might be because of a dysfunctional Many analgesic modalities in pain have been and are
opioid-based antinociception, which is etiologically linked being used, targeting one of the mechanisms discussed above.
to low vagal nerve activity. In addition, the pain neuro- However, side effects have often been shown to occur. In a
matrix is overactive in patients with central sensitization.60 review, Roberts et al67 investigated analgesic modalities
Long-term potentiation of neuronal synapses in the anterior including COX-2 inhibitors, nonselective nonsteroidal anti-
cingulate cortex61 and decreased GABA neurotransmission62 inflammatory drugs (NSAIDs), opioids, and other pharma-
represent 2 mechanisms contributing to the overactive brain ceutical classes. COX-2 inhibitors and opioids demonstrated
neuromatrix. As explained above, increased activity in the significant efficacy with minimal side effects. Most non-
brain pain matrix is related to low vagal nerve activity, sug- selective NSAIDs were effective analgesics but had a more
gesting that the vagus nerve accounts in part for the under- severe side-effect profile. Peniston68 reviewed the clinical
lying mechanisms of central sensitization. evidence and the guideline recommendations for pharmaco-
Finally, low vagal nerve activity implies less anti- therapy of chronic low back pain in athletes. Acetaminophen
inflammatory action. The proinflammatory cytokine IL-1b seemed to be a well-tolerated first-line pharmacotherapy, but
is known to play a major role in inducing COX-2 and high-dose, long-term use is associated with hepatic toxicity.
prostaglandin E2 expression in the central nervous sys- NSAIDs, in contrast, could be an effective second-line
tem,63,64 of which an upregulation leads to neuronal option, but they have well-known risks of gastrointestinal,
hyperexcitability (in peripheral nerve terminals, the spinal cardiovascular, and other systemic adverse effects. The sero-
cord, and supraspinal centers). tonin-NE reuptake inhibitor, duloxetine, a drug commonly
used for depression or anxiety disorders, has demonstrated
VAGAL MODULATION OF PAIN: AN modest efficacy and is associated with systematic adverse
INTEGRATIVE MODEL events, including serotonin syndrome. Furthermore, anti-
The sections above demonstrated that the vagus nerve oxidant injection induced a significant improvement in clin-
modulates multiple factors that are key etiologic processes ical and headache symptoms,41 reduced muscle cramps,40 and
or modulators in acute and chronic pain. Figure 1 depicts had an analgesic effect.39 Taha and Blaise42 showed that
our integrative model of vagal nerve modulation of pain. inducing antioxidants had antinociceptive effects against
Triggers of pain include tissue injury, inflammation, and inflammatory pain in an animal model. And finally, opioids
potential augmentation by psychological stress or apprais- may be an effective choice for moderate to severe pain but
als.17,34 These triggers are thought to alter vagus nerve may also have significant risks of adverse events and carry a
activity, which in turn modulates 5 mechanisms etiologic to substantial risk of addiction and abuse. Often the side effects

FIGURE 1. Explanatory model of vagal nerve modulation of pain. CNS indicates central nervous system; SNS, sympathetic nervous
system.

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Clin J Pain  Volume 30, Number 12, December 2014 You May Need a Nerve to Treat Pain

are dose related. However, as very often patients with chronic activation pattern that may be incongruent with the brain
pain may require treatment over years or decades, it is critical matrix of pain. Finally, vagal activation may mediate or
that the risk/benefit profiles of pharmacotherapies are closely work in synergism with the effects of the opioid system in
evaluated to ensure that short-term and long-term treatments pain modulation. All these mechanisms are thought to
are optimized for each patient. influence neuronal hyperexcitability, culminating in the
In contrast, the vagus nerve could target all 5 mecha- perception of less pain. For all the above neurobiological
nisms reviewed above at once, with minimal side effects. reasons, it seems justified to increase vagal nerve activity to
This may lead to optimal effective analgesic effects. The reduce pain as this targets all 5 mechanisms with 1 inter-
vagus nerve can be stimulated in several ways: by deep- vention. This hypothesis is supported by experimental
paced breathing,69 by electrical VNS with an implantable studies on animals and preliminary intervention trials on
device, by a transcutaneous vagal nerve stimulator, stim- humans.
ulating the auricular branch of the vagus nerve, or by Future studies need to test with greater method-
administration of Ach or its derivatives. The effects of ological rigor, the effects of vagal nerve–activating inter-
various vagal nerve–activating interventions on pain have ventions on pain in patients with acute and chronic pain
been tested on humans and animals. Deep-paced breathing disorders. The identification of patient subgroups (pain
relaxation has been shown to increase vagal nerve activ- types, sex, etc.) that benefit the most from each method of
ity.69 One form of this intervention is heart rate variability- vagal nerve activation (HRV-B, VNS, AchEI) needs further
biofeedback (HRV-B), where patients receive visual investigation as well. In addition, the cost benefits of each
computerized feedback concerning their HRV. This has been type of vagal nerve–enhancing intervention, in relation to
shown to have analgesic effects on children with functional pain reduction and side effects need to be considered.
abdominal pain (FAP). After 6 sessions, the FAP group Finally, as vagal nerve–activating interventions may
significantly increased their autonomic balance, this state enhance the analgesic effects of opioids, future studies may
being characterized as the harmonious equilibrium between need to test whether combining opioids with vagal nerve–
sympathetic and parasympathetic functions, rather than the activating therapies can lead to similar pain reduction with
domination of the sympathetic activity. Furthermore, a lower doses of narcotics, and hence less addictive side
positive correlation was found between a decrease in LF/HF effects and more agreeable recovery. Given the evidence
ratio (indicating decreased sympathovagal activity) and a and potential effects of the vagus nerve in modulating key
decrease in pain frequency (r = 0.54, P = 0.018) and pain etiologic factors in pain, pain therapy may need to seriously
intensity (r = 0.62, P = 0.004).70 consider activation of this well-positioned important nerve.
Concerning electrical VNS, a study on rats found a clear
antinociceptive effect of VNS in models of acute and
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