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Journal of Environmental Management 90 (2009) S124–S131

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Journal of Environmental Management


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Farm diversity, classification schemes and multifunctionality


J.D. van der Ploeg a, *, C. Laurent b, F. Blondeau b, P. Bonnafous b
a
Rural Sociology Group, Wageningen University, P.O. Box 8130, 6700 EW Wageningen, The Netherlands
b
INRA-SAD, UMR SAD APT, 16 rue Claude Bernard, 75231 Paris Cedex 5, France

a r t i c l e i n f o a b s t r a c t

Article history: Diversity is not only intrinsic to agriculture; it can be considered also as one of its main assets as it
Received 17 November 2007 provides a wide range of responses that can help to face uncertain futures. The ongoing encounter
Received in revised form between changing spatial and temporal frameworks and a set of diverse farming strategies is leading to
13 February 2008
the emergence of an ongoing flow of development models that could materialize in a wide range of
Accepted 9 November 2008
Available online 9 January 2009
farming practices, contrasting enterprise models, changing relations between rural households and
agricultural holdings, and differentiated patterns that link farming and farming families to the wider
context in which they are embedded. The many-sided diversity encountered in agriculture is not only the
Keywords:
Styles of farming outcome of the agency and polyvalence of the actors involved; their agency and polyvalence are in turn
Activity systems inspired and strengthened by the material and symbolic diversity, which contributes to a further
Classification schemes unfolding of diversity. A proper understanding of the range, dimensions, significance and causes of
Typologies diversity has been, over the centuries, a main concerndfirst for what is now known as classical
Multifunctionality agronomy, and later on in agrarian sciences. Yet the classification schemes, developed and used for such
an understanding, have increasingly become an Achilles heel as each of them relies on specific
assumptions that will bring out particular features of the overall farm diversity and will result in different
perspectives of what agriculture is and how it fits into societal projects. Consequently, they are at the
core of many debates and struggles, not only within agrarian sciences but increasingly on a wider societal
level. The growing recognition of multifunctionality in agriculture, especially in the context of the
changing EU policy, strengthens the relevance and importance of this debate. In this new context, we
discuss advantages and limits of different classification principles by comparing two methodologies
which have been extensively used in France and the Netherlands.
Ó 2008 Elsevier Ltd. All rights reserved.

1. On schemes of classification: An introduction and three institutional point of view, more homogeneous. At the same time,
examples the commonalities existing (or emerging anew) within wider
spaces (that embrace several regions) received more attention. This
In order to come to grips, both theoretically and practically, with complementarity of interregional and intraregional approaches
the huge diversity that exists among agricultural systems, many reflects the growing importance of new parameters in influencing
schemes of classification have been developed. Initially, such how agricultural constellationsdwherever locateddare consti-
schemes particularly reflected inter-regional differences: focusing tuted. At present these parameters include the ongoing supremacy
on the uniqueness and highlighting the distinctive features of granted to market and globalization, the worldwide dissemination
regional agricultural systems (Hofstee, 1946; Di Medici, 1952; of similar technologies, and the widespread processes of deregu-
Dumont, 1970; Bonnieux, 1982). Thus, the differences between lation of institutional arrangements, which until recently mediated
agricultural regions came to the fore. These differences were between farming and markets, but are increasingly being
related to, and could be explained by, different historical trajecto- annihilated.
ries and the contrasting town–countryside relations, ecological Paradoxically, economic liberalization contributed to draw
conditions, landscapes, man–land relations and the rural institu- attention on the multifunctionality of agriculture as politicians and
tions embedded in these trajectories. Attention was also put on the agrarian studies were quickly confronted with the so-called ‘market
diversity within regions that may be, from an ecological and failures’, resulting from the difficulty to merge the requirements of
exacerbated international markets competition with national
environmental and social objectives.
* Corresponding author. In this new context, description of farm diversity deserves
E-mail address: jandouwe.vanderploeg@wur.nl (J.D. van der Ploeg). a renewed attention to better assess the potential of the

0301-4797/$ – see front matter Ó 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jenvman.2008.11.022
J.D. van der Ploeg et al. / Journal of Environmental Management 90 (2009) S124–S131 S125

different types of farms to adapt to theses changes and to meet 2000


the expectations that society articulates towards the farming 1800
sector.
1600

intensity (gross output/


standard farm unit)
1400
2. Classification as a reflection and a carrier of modernization 1200
1000
An ordinary and useful way of describing farm diversity consists
in specifying the structural characteristics of different farm types. A 800
good example of such an approach is given by the European farm 600
typology proposed by Eurostat which allow to classify each Euro- 400
pean agricultural household according to its productive orientation
(‘type of farming’) and its economic size. Such descriptions give
a general overview of a farm population and can be a useful starting 0 30 60 90 120 150 180 210 240 270 300
point for most of the agrarian studies. Fig. 1 gives an example of this scale (standard farm unit/labour unit)
kind of structural description. It reflects the distribution of
Fig. 1. Diversity and the contours of the modernization project, 1969.
a representative sample of Dutch dairy farms in terms of their scale
and the intensity of farming.1 The reference year is 1969. The graph
shows some diversity, which, at that time, had some significance.
Levels of intensity (here measured in terms of the gross output in support would be given to each individual willing to reach this
Dutch guilders per standard farm unit2) ranged from 400 to 900, target: land regulations were set up to secure land access, credit
whilst the scale dimension (the number of standard farm units per policy was established to reduce capital inequalities, extensions
unit of labour force) ranged from 30 to more than 120. services were organized to compensate lack of technical knowl-
Simplistic visions of agriculture evolution can be drawn on these edge. This anchored the alliance between the state and modernist
sole structural indicators as shown by the proposals of the Man- family farmers who at the time were gradually taking hold of
sholt Plan (1969) for the modernization of European agriculture. farmer unions. This model, which is simultaneously ideological and
The subsequent discussions generally envisaged modernization as economic, met with great success and contributed substantially to
a pure quantitative process, modernization occurring through (and unprecedented production increases.
resulting in) an enlargement of farm sizes and an increase of the However, both in the Netherlands and in France, and in spite of
productivity of the production factors, leading to a growth of the supporting measures a large group of farmers were incapabledor
Gross Value of Production (GVP) per farm and to increased levels of unwillingdto make the required ‘jump’ into the modernization
income. For instance, the arrow in Fig. 1 symbolizes this movement project, or refused to make it according to the prescribed path.
towards the new optimum promulgated in the Netherlands by There were several manners to deviate from the dominant models:
agrarian science and policy, which saw convergence as the key to the farms could remain too small in scale, their level of intensity
agricultural development (Van der Ploeg, 2003). could remain too low and their total output insufficient, the head of
As a result little importance was attached to the empirical the farm might combine several gainful activities, etc. According to
diversity that existed at that time, which was seen as merely rep- the prevailing modernization theories of the time most of these
resenting different points of departure for the jump or ‘structural farmers were considered as ‘traditional’, ‘non professional’,
development’ towards the new optimum. This is reflected in the ‘residual’ or ‘leavers’ but in any case they were assumed to have no
classification scheme used in the 1970s, 1980s and 1990s, which future in agriculture.3 The diffusion-of-innovations approach easily
took the relative ‘distance’ of farms from the newly defined classified them as ‘laggards’ while many economic analyses
optimum, and on this basis divided the farming population into considered that they could ignore them and focus on serious
three categories. Hence specific attention was given to the farms farmers.
that already were realizing the highest levels of intensity levels and Between these two groups lay an intermediate category of those
scale, and which consequently had the highest levels of GVP/ whose future was uncertain. The farmers in this category could
enterprise. These farmers were considered to be able to ‘stay’ in either stay in agriculture (by following the ‘road’ embodied in the
agriculture, by adapting the newest technologies and realizing practices of the ‘vanguard farmers’), or their fate would also be to
further expansion (including reliance on externally provided credit disappear.
to finance the required growth). These farmers were often regarded So, in both countries the farm models targeted by moderniza-
as ‘vanguard farmers’. tion policies could be considered as ‘dominant’ in the sense that
In the same period, at the beginning of the 1960s (1960 and they were a reference for all the farmers, they functioned as self-
1962 blueprint laws), French agricultural policy was radically evident and incontestable notions and became central to the
reformed in a similar mood, after intense discussions between language used in extension, research and the formulation of
Christian farmers’ organizations and the government. The core of interests and prospects by the farmers’ unions. They were also
the modernization policy was the model of a family farm employ- dominant in the sense that all economic mechanisms favoured
ing two full-time workers (meant to be the farmer and his spouse), the selection of the first type of farms to the detriment of the rest of
and having an economic size sufficient to generate an income the peasantry as they led to a classification scheme that became the
similar to what could be obtained by the couple if they were sala- cornerstone of agrarian policies. Spatial planning and interventions,
ried in other occupational branches. The underlying philosophy of the distribution of subsidies, extension activities, the definition of
the compromise of the modernization policy was that adequate price levels, and the delineation of programmes for applied
research were all structured to encourage the required ‘jump’. Thus,

1
The working definitions of scale and intensity used here follow the general
approach suggested by Hayami and Ruttan (1985).
2 3
This was a former unit for the measurement of economic size. It is comparable, This introduced a normative dimension into the modernization project.
though not identical, to current units for economic size used in European statistics. ‘Leaving’ was increasingly considered as a personal failure.
S126 J.D. van der Ploeg et al. / Journal of Environmental Management 90 (2009) S124–S131

agrarian policies became a self-fulfilling prophecydbut only to target of modernization policies they should be reintegrated in
a certain degree. analyses dealing with the multifunctionality of agriculture. This
After several years it appeared that the farms that were not in was done using two distinct methodologies which have been
accordance with these reference models did not disappear as extensively used in the Netherlands and in France, the farming
quickly as expected. styles approach and the typologies of households activity
In the Netherlands subsequent research has shown, that in systems.
practice a considerable number of Dutch farmers ‘escaped’, as it
were, from the state-imposed classification scheme and the 3. Farming styles: A critique on, and step beyond
associated developmental trajectories (for a synthesis see Van der modernization
Ploeg, 2003). Fig. 2 (which uses the same criteria as Fig. 1) shows
that there was a far greater diversity of development in empirical Dutch research into farming styles brings three interconnected
terms than assumed by the dominant model. The same occurred and relevant perspectives to this debate. Firstly, it considers
in France. In the 1980s, farms deviating from the dominant model a style of farming to be a coherent set of strategic notions about
were still the majority (Lacombe, 1983) and still are (Laurent, the way in which farming should be practised. It is a mode of
2005). In both countries, over time there was no convergence ordering: a coherent repertoire that guides practical actions and
towards the reference models but, instead, a clear differentiation. informs farmers’ judgements. In this respect, a farming style
Farmers created, in practice, different modernization paths that provides a specific model for decision-making, one where the
translated in ever so many styles of farming, many of which can be strategic notions are repeatedly shared by groups of farmers.
interpreted as actively constructed responses to the moderniza- Hence, it is possible to refer to the networks in which these
tion trajectory induced in each country by the state and the notions circulate and are discussed (the French research tradition
common agricultural policy (CAP). Other households invented building on the work of J.-P. Darre refers to this as groupement
new ways of integrating farm activities in rural livelihood to professionel local; see for instance Beaudeau, 1994; Deuffic and
get complementary income, to secure patrimony or to develop Candau, 2006).
new rural enterprises based on agro-tourism or environmental Secondly, a farming style also appears as a particular practice: as
services. an internally consistent mode of farming. The structure and the
Therefore the descriptions of agriculture based on the refer- internal coherence of this practice are informed (‘structured’) by
ence models are strongly challenged by such differentiation along the cultural repertoire mentioned above. At the same time, practice
two major lines. First there is not ‘one best way’ for producing reconfirms and/or modifies the cultural repertoire. Crucially this
agricultural commodities; an array of differentiated practices can implies that the decisive relations (e.g. cattle density, ratio of
be observed even in farms showing similar structural character- heifers/milking cows or milking cows/labour force) and the objects
istics. This array reveals a potential of innovation that cannot be (cows, fields, manure, etc) are moulded in a particular way (Ver-
ignored when designing development policies. Secondly, a large hoeven et al., 2003). A farming style crafts a specific productive
number of farms, mostly small-scale farms or part-time farms, are constellation that is reflected in, and through, the specific charac-
still there, even if ignored by most of the analyses based on the teristics of the objects of labourdin e.g. the productivity and
reference models; these households contribute to rural develop- longevity of cattle, the production levels of grassland and the
ment, their farm activity may generate income and impact on nitrogen content of manure (see respectively Groen et al., 1993;
ecosystems. While such expressions of differentiation were Sonneveld, 2004; Reijs, 2007).
ignored when the farm reference model was the unquestioned The particular ordering of farming practice can also be regarded
as a specific model for income generation. Each of the development
trajectories shown in Fig. 2 contains a particular strategy (and
hence a set of empirical cost-benefit relationships) for generating
income. In dynamic terms, a farming style emerges, at this level, as
a particular development pattern.
Thirdly, a farming style can be defined as a set of particular
relations between markets and technology supply on the one hand,
and farming on the other. When the ordering of the market and
technology form explicit parts of a government’s agricultural
policies, we can also conceptualize farming styles as implying
strategic positions vis-à-vis government policy.
Taking these three levels together, it can be argued that
a farming style is a systematic and consistent attempt to create
congruence both at the single level, but moreover between the
various levels (see Van der Ploeg, 2003 for a fuller discussion and
illustrations).
In the countryside, the different farming styles that have
emerged over time are well known and are often described through
a broad range of folk concepts (Leeuwis, 1993). For example, for
a given productive orientation (dairy cows) and for similar struc-
tural characteristics (size, labour units) different farming styles are
distinguished. Farmers that put their cattle central in their process
of production (individual care for the milking cows, trying to ach-
ieve high milk yields and attractive economic margins per cow, etc)
are typically known as cow men. Those who centre on mechani-
zation (and on ongoing increases in scale) are defined as machine
Fig. 2. Empirical development trajectories in the 1969–1981 period. men. And opposed to large farmers there are the so-called
J.D. van der Ploeg et al. / Journal of Environmental Management 90 (2009) S124–S131 S127

economical farmers.4 These are the ones that try to restrict the use of income). The analyses showed that full-time farms associated to
external inputs as much as possible (while improving the use of households with no ‘other gainful activities’ (OGA) and no pension,
internal resources) and who carefully manage the balance between decreased from 31.4% of the total number of farms in 1979 to 20.8%
loans and savings. They are, in short, the ones that aim at, and in 2000. The share of farms associated to households benefiting
consequently realize, low financial costs. Typically they develop from other gainful activities grew from 39.1% in 1979, to 41.1% in
their farms through a step-by-step approach. 1989 and 49.0% in 2000. Most of this increase was on full time
An interesting feature of this ‘emic’ classification scheme is that farms without any pensions: in 1979 this type of farm accounted for
it is not based on an a priori hierarchization (as was the case in the 15.4% of French farms, but by 2000 this had grown to 21.4% and they
scheme that underpinned agrarian policy). Rather, it recognizes the now outnumber the full time farms without OGA. Full time farms
different social, economic and productive logics that are encoun- with OGA account for 34.8% of the total agricultural area (AA), while
tered in the countryside. In identifying different (and viable) ways full time farms without OGA account for 31.6% (Laurent, 2005).
of farming it thus also acts as an implicit critique of the assumptions Such results strongly contributed to orientate a new generation
of a single modernization path. At the same time, though, there of research works in the early 1990s, when policy makers at
clearly is a ‘classification struggle’. People who might refer to national and EU levels were stating that agricultural activity could
themselves as large or vanguard farmers might be referred to by no longer be considered as exclusively devoted to commodity
others as e.g. subsidy hunters, just as economical farmers might be production. Besides productive functions (and the associated
described by others as those who are missing the boat. The point is, objective of competitiveness) other main functions or objectives
though, that the implied ‘struggle’ is an ongoing processdone that had to be taken into account: environmental functions (natural
is unfinished and where the outcomes are contested and insecure. resource management) and social functions (contribution to intra-
This contrasts sharply with the earlier classification which pre- and inter-regional cohesion). Hence the need to better assess the
determined the ‘fate’ of stayers and leavers. In the former classifi- environmental and social dimensions of agriculture and its roles for
cation scheme the fate of these groups was very largely influenced rural development especially in countries like France where large
by the intertwining systems of farm enterprise, state policies and areas fell under the objective 5b of the EU policy (MacSharry,
agribusiness. In the latter scheme farmers have far more scope to 1990)dthis objective was specifically designed to boost rural
exercise their own agency. development. Within French agrarian sciences, this shift in
emphasis was accompanied (if not partly preceded) by the devel-
4. Activity systems: Going beyond virtual boundaries opment of new conceptual and methodological tools that (a)
recognized the multifunctionality of agricultural activities, (b)
While the styles of farming approach represented the major allowed for multidisciplinary approaches and (c) were based on
renewal in farm classification within the Netherlands during the broader geographical frameworks (Laurent and Bowler, 1997).
last two decades of the 20th century another, and at first sight Multiple research projects were then organized (e.g. Laurent
highly contrasting development materialized, in the same epoch, in et al., 1994, 1998; Bonnafous and Revel, 2004) that aimed at rein-
France. It departed from the premise that the reference model of tegrating in the analyses of the transformation of agriculture all the
the farm of the 1960s and 1970s had lost part of its credibility and of forms of agricultural activity, whatever their degree of socio-
its reality and could no more structure the analyses of agriculture political recognition. The objective was twofold: to better identify
transformations. At the end of the 1980s a research on land aban- the different functions that agricultural holdings have for the
donment dynamics (Laurent, 1991) showed that predictions strictly households that live and work on them5 and to have an assessment
based on this model resulted in dramatic mistakes. While in of the different functions fulfilled by agriculture at a societal level
a region like Normandy, these predictions forecasted a huge land by diverse types of farms.
abandonment (about 30% of the agricultural area in 15 years; Le This concern resulted in the elaboration of typologies of
Boterff, 1988) studies taking into account the actual needs and households having an agricultural activity,6 typologies that could
strategies of all the existing farms, including the small ones, be built at different territorial levels (small region, region, country).
showed a high pressure on land occupation and a need to keep land In this kind of classification, the types are mutually exclusive (each
regulation active. This demonstrated that approaches ignoring the farm belong only to one type) and together they are exhaustive
actual diversity of agricultural households were strongly (taken together, the types include the totality of the farms of the
misleading for policy makers, especially when they had to deal territorial unit that is concerned). In that aspect it differs from the
with environmental and rural development issues. farming style approach that never intended to describe the totality
This approach was part of a long tradition of French studies in of the farm population and could link a farmer to two farming styles
rural studies that used to link farm surveys and statistical data if he had two independent productions (e.g. dairy and cereals) each
analyses (Brun et al., 1970; Blanc et al., 1990; Laurent and Remy, deserving specific practice analysis.
1998), contributing to the recurrent debate on the actual impor- As summarized in Table 1, this new approach resulted in
tance and role of the ‘dominant farm model’ (Aubert et al., 1985). a typology of ‘activity systems’ that not only reflect different ways
Descriptions of the structural evolution of French farms through of combining income sources within farm households and differ-
census data of 1979, 1989 and 2000 confirmed that the majority of ences in economic size, but also differences in the aims of, and
French farm households did not match with the canonical model of motivations for, the activities and functions.7
the specialized farm household put forward in the 1960s (a
household associated to a full time farm that is its sole source of

5
Defined in sensu lato as ‘‘all households associated with an agricultural holding
4 [.] irrespective of income procured by the agricultural holding and work time
An intriguing element is that farming styles are about repertoires, practices and
sets of inter-relations. Hence, reference should be made to the style of farming allocated to it’’ (Laurent and Remy, 1998, p. 420, note 8).
6
economically (etc.). However, in everyday life language people nearly always refer There is a certain tradition of describing farm diversities in French approaches
to the identity of those who are involved. Thus the economical farmer becomes the (Perrot and Landais, 1994), although very few works consider the totality of the
logo for the style of farming economically, just as the cow man becomes the logo for existing agricultural holdings.
7
the style of fine tuning and the large farmer (sic), the pars pro toto that symbolizes This is an interesting commonality between the Dutch and French approaches
the large-scale and continuously expanding farm. as they both include references to the strategies of the actors involved.
S128 J.D. van der Ploeg et al. / Journal of Environmental Management 90 (2009) S124–S131

Table 1
Diversity of the ways of practising agricultural activity.

Institutional dimensions Types of agricultural activities Main objective of the agricultural


activity for the households
Macro-economic function Institutions considered as Skill: The head of the
legitimate to regulate conflicts agricultural holding
of interests (for ex. for land access) qualifies him (her)self as:
1. Commodity production Market regulation 1. Employee-run companies (1%)a Income, profit
Business manager 2. Capitalistic agriculture (3%) Income, profit
Sector based institution Farmer 3. Agriculture as a structured Income, taste for farming
profession (20%)
Farmer 4. Agriculture based on a Income, self-employing
traditional farmer logic (21%) profession
2. Combined economic Local/rural authorities Rural entrepreneur 5. Rural enterprises (8%) Associated income, patrimony
activities in rural areas Various 6. Non integrated multi-activity (7%) Associated income, to keep an
inherited family farm
3. Income distribution State/Institutions in charge Farmer 7. Subsistence farming for Compensation of a low pension,
system/ social welfare economic and social inclusion retired farmers (13%) subsistence and barter
Various 8. Qualifying to social welfare Access to social scheme (access
coverage/ old age pensions (9%) to pension scheme, etc.),
subsistence and barter
4. Consumption Local/rural authorities Various 9. Agricultural activity for home Subsistence and barter
consumption and barter (2%)
Market regulation Various 10. Luxury agriculture (4%) Leisure, prestige, patrimony
Local/rural authorities Various 11. Small-scale recreational Leisure, subsistence and barter
agriculture (12%)

Sources: Laurent et al., 1998; Laurent and Rémy, 1998.


a
Estimated percentage in the total farm population at national level in France in 1998.

In some of these activity systems farming is basically oriented Therefore, these classification schemes cannot be compared
toward home consumption and/or leisure (7, 9, 10 and 11). Other unless their specific objectives as well as their context are taken
types are primarily aimed at facilitating access to social welfare into account.8
schemes or supplementing inadequate pensions (8 and again 7). The main objective of the Dutch farming styles approach was to
Together with the part-time or pluriactive farms (type 6) and the show that specialized and full time farming was not converging
newly emerging ‘rural enterprise’ (very similar to the multi- into one assumed (or scientifically assessed) optimum, but instead
functional farms of the Dutch approaches) (type 5), it was esti- was unfolding into a rich array of contrasting constellations. It
mated that these different activity systems make up 55% of all showed that in practice farming families deconstructed the
farming households. Entrepreneurial farming (type 3) and assumed ‘virtual farmer’ constructed by policy and simulation
peasant-like farming (type 4) cover 20% and 21% of all farm modelling and actively created identities, practices and trajectories
households respectively. Strictly profit oriented agriculture (1 and that went beyond the narrow limits of the model associated with
2) accounts for only 4% of all holdings included in the research the modernization paradigm.
project. These data illustrate complex inter-relations between The same applies to the French conceptualization of activity
agricultural holdings and farming households. Such shifts (and systems. Its specific objective was to show that ‘‘the notion of the
the classification schemes that make them visible) need to be agricultural holding is [.] not inclusive enough to comprehend
taken into account when considering issues relating to land-use, ongoing change’’ (Laurent and Remy, 1998: 416). It showed that in
environment and rural development and/or the contribution of practice many rural families relate their agricultural activities with
agriculture to rural society as a whole (Laurent and Remy, op other activities, thereby creating new systems of activity that
cit.:423–4). transform the boundaries of the agricultural holding or enterprise
that are taken as fixed by the scientific and policy communities. It
more specifically shows that many of the (smaller) farmers
5. The French and Dutch classifications compared assumed to disappear (to leave agriculture) have reconstructed
a rural existence through combining and intertwining different
At first sight these two classification schemes appear radically activities and sources of income.
different, but each of them highlights a specific part of the reality The differences in objectives partly reflect differences in context.
that is masked by representations based on the sole dominants For a long time the attention of Dutch agricultural policy and
models. In short: agrarian sciences was focused almost exclusively on commodity
production and very little attention was paid to additional activi-
– the first one shows the variety of farming styles within ties. Pluriactivity was thought to be a temporary phenomenon that
a given population of farms having similar structural hardly had any relevance. These assumptions are reflected in the
features, hence demonstrating the limits of analyses postu- relatively narrow range of farms studied within the initial farming
lating the convergence of farmers’ practices towards ‘one
best way’;
– the second one provides evidence that the structural diversity
of farms persists and is simultaneously reconstructed over
time, hence putting down the idea that all farms that did not 8
It is precisely the deliberate ‘de-contextualization’ that characterizes e.g. the
meet the structural requirements of the modernization model formal separation of Dutch farmers into leavers, stayers and an in-between group. It
(small-scale farms, part-time farms, pluriactive farmers, etc.) was supposed to reflect ‘objective truth’ and these groups were presented as
would vanish after few years. non-negotiable and non-discursive categories.
J.D. van der Ploeg et al. / Journal of Environmental Management 90 (2009) S124–S131 S129

styles approach.9 In France, on the other hand, the context was their economic size; hence the interest of an approach aiming at
quite different. Not only are there are large areas in which particular describing all types of farm activities. But some key points of the
combinations of activity systems 5 to 11 (see Table 1) represent method had to be adapted. The range of the functions that farm
a significant fraction of the farm population. There is also far more activity could play for the people was enlarged (e.g. livestock can be
recognition of the intrinsic multifunctionality of farming, the roles kept for saving, or for religious purposes). The unit of the analysis
played by all types of farm activity to help sustain social and was still the household but embedded in a wider family network
economic cohesion in the rural areas, and the innovative diversi- interfering with the major decisions of this household (Anseeuw,
fication of farms that is characterized by unconventional produc- 2000). The building of new typologies according to these principles
tion (transformation of products and direct sale, the supply of helped expose households systems of activity with a farm
non-agrarian services and environmental practices) that takes component that had previously remained more or less invisible and
advantage of the multifunctional character of agriculture (income, helped in the formulation of new support mechanisms: ‘‘The
employment, social relations, rural development, environmental diversity, which has been identified [.], implies that different
protection) (Bonnafous and Revel, 2004). types of farming households may need different kinds of support.
By taking into account the specificities of objectives and context In reverse, it implies that a given policy measure will have very
of these two classification schemes, it turns out that they are not different impacts according to types’’ (Anseeuw et al., 2001: 10).
conflicting representations as they might initially seem. On the Such approaches were also used by Brazilian researchers to make
reverse, the two are potentially complementary and could be well visible parts of the farm population that was set aside by policy
integrated into more comprehensive approaches if necessary. makers but also by researchers (Cazella, 2001, 2006).
Before discussing this possibility, another issue needs to be These studies show that the application of a re-contextualized
addressed: that of whether classification schemes can be made to classification scheme does not necessarily block the identification
‘travel’ from one place to another. of meaningful differences. Instead, a typology of farming situations
may allow being more specific about these differences for example
6. Making schemes of classification ‘travel’ when it shows how a similar objective (to get a combined income
from farm and non-farm activities) might concern very different
A direct transfer of a classification scheme from one context to parts of the farm populations according to the countries. These
another cannot but produce frictions, misunderstandings and approaches that take into considerations all the forms of farm
distortions. That has not only been the case when classification activity, whatever their degree of insertion in the market, make
schemes that turned out to be relatively successful were transferred visible, each time, a significant part of agriculture that cannot be
to other countries of the Mediterranean basin (such as the classi- ignored if environmental and social objectives are to be considered.
fication focusing on stayers, leavers and an in-between-group; see Agricultures observed in that way appear as diverse combinations
e.g. Van der Ploeg and Saccomandi, 1995; Remmers, 1998) or the of heterogeneous systems of activities whose structures and soci-
typologies of households’ systems of activities (Auclair et al., 1996). etal functions can be described and compared. The same has been
It also became clear in the work of Vanclay et al. (1998) who tried to shown in the successful (re-contextualized) application of farming
repeat the Dutch farming styles analysis in Australia. A straight- styles analysis within South Africa (Van Averbeke and Mohamed,
forward application cannot but generate the conclusion that ‘‘styles 2006; Hebinck and Monde, 2007) and Brazil (Cabello Norder,
of farming cannot be identified [just as in the Netherlands]’’ 2004).
(Vanclay et al., 1998: 104).
For classification schemes to travel successfully, a process of re-
contextualization is needed. That is to say, the specific objectives 7. Combining the two approaches in order to understand
underlying the approach need to be taken into account (and if agricultural multifunctionality
needed, reformulated), while the specificities of context (i.e. the
differences between Dutch dairy farmers and Australian vine As argued before, these two approaches result in some conver-
growers) need to be appropriately introduced into the analysis. This gent conclusions. They both show how the practices of farming
preliminary step is an absolute necessity. It implies, first, to choose flow beyond the boundaries implied by the dominant models of the
the classification methodology that is best adapted to concern of modernization period. The farming styles approach shows how
the research. For instance one must keep in mind the ability of the agricultural resources and the interrelations actively constructed
French approaches to show ‘invisible parts of the farm population’ between them are moulded and remoulded in a far wider range of
while the farm style approach aims at providing in depth knowl- patterns than the ‘optimum’ specified by the dominant models.
edge of the actual functioning of the farms and motivations of the Parallel to this, the activity systems approach shows how different
farmers. Then, there is a need to adapt the chosen method to the activities and functions are combined and intertwined in ways that
specific situation of the study. If these conditions are met, classifi- cross the boundaries of the classical farm ‘enterprise’. Cross-
cation schemes might very well be used in settings other than those application of both approaches could thus considerably enrich each
in which they were originally intended for, and might well serve to other’s representation and understanding of agriculture (Renting
highlight specificities of time and place. This was demonstrated by et al., 2008).
the work of Laurent et al. (1999), Anseeuw et al. (2001) and Mod- One might consider that an encouragement to describe a farm
iselle (2001), who applied the classification of activity systems in population through two different approaches is an admission of
the South African context of the post apartheid period. In that case helplessness. It is all the reverse. Classification schemes are only
this type of method was chosen because the priority was to tools for inquiry. They should not to be reified (as occurs in state
describe the various patterns of the existing farm activities in the managed classification schemes) into objectified and non-disput-
so-called ‘black’ and ‘coloured’ fractions of the population, what- able representations of reality as it is supposed to be. How many
ever the aim of the activity (e.g. subsistence, market-oriented) or people have left agriculture because they believed in the classifi-
cation that considered them as ‘leavers’? It is impossible to count
them but each definition of a class may modify the behaviour of the
9
This initial bias was later on corrected by De Vries (1995) and Oostindie and people who are classified once they know about it. For this reason it
Van Broekhuizen (2004). is important to make evident that each classification highlights
S130 J.D. van der Ploeg et al. / Journal of Environmental Management 90 (2009) S124–S131

a specific part of the reality, and to assess and let know the limits of experiences and insights (obtained through the different classifi-
each approach. cation schemes) throughout Europe could provide a fruitful
The will to recognize the multifunctionality of agriculture makes instrument for both scientific inquiry and the communication of
this cross assessment even more necessary. Multifunctionality is novel experiences and insights.
increasingly becoming a major framework for the debates on
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