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A close look at alcohol gel as an

antimicrobial sanitizing agent


Daryl S. Paulson, PhDa
Eleanor J. Fendler, PhDb
Michael J. Dolan, BSb
Ronald A. Williams, MSb
Bozeman, Montana, and Cuyahoga Falls, Ohio

Background: Hand transmission of microbes by health care workers is a primary cause of nosocomial infections in both long-term and acute care
facilities. Compliance with effective handwashing and hand sanitization regimens can break this cycle.
Methods: We investigated the antimicrobial efficacy and irritation potential of 5 handwash product regimens: a nonantimicrobial lotion soap, an
antimicrobial lotion soap, an alcohol gel sanitizer, a nonantimicrobial lotion soap with an alcohol gel sanitizer, and an antimicrobial lotion soap with
an alcohol gel sanitizer. The regimens were evaluated by using a Healthcare Personnel Handwash procedure, and irritation was assessed by using
expert hand evaluation after 25 consecutive washes.
Results: The Healthcare Personnel Handwash data showed that the mean log reductions from baseline were greatest for the lotion soaps with alcohol
gel sanitizer, less for the alcohol and the antimicrobial soap alone, and least for the bland soap. All of the product regimens showed a low potential for
skin irritation.
Conclusion: In terms of both microorganism reduction and skin irritation, the most effective product regimens were the use of alcohol gel sanitizer
in combination with either an antimicrobial or a plain lotion soap. (AJIC Am J Infect Control 1999;27:332-8)

The potential for health care personnel to be a vector susceptible and antibiotic-resistant Staphylococcus
in transmitting hospital-acquired disease continues to aureus, Enterococcus faecium, Enterococcus faecalis,
be significant. In addition, the number of situations in Escherichia coli, and species of Pseudomonas,
which health care personnel have been implicated in Streptococcus, Clostridium, and Proteus.
contributing to hospital illness continues to increase, Nosocomial disease outbreaks result in staggering
and various types of hospital-acquired diseases may be financial costs and necessitate extreme regulatory
spread through a health care facility via this mode of processes to ensure safety in hospitals and other health
transmission.1,2 care service industries.3-6 The most effective way to
The microorganisms that normally colonize the hand break the contamination cycle between health care per-
surfaces pose little threat of infectious disease trans- sonnel and patients is for personnel to perform a thor-
mission from health care personnel to patients who are ough handwash by using an effective antimicrobial
not immunocompromised. Instead, the threat comes hand cleanser.1,2,7,8
primarily from “transient” pathogenic microorganisms, There is some confusion as to the actual antimicro-
which contaminate the hand surfaces. In the health bial effectiveness of commercially available products.
care industry, contamination usually occurs from con- The purpose of this study was to aid infection control
tact with excretions or infectious exudates and is most professionals in selecting the most appropriate hand-
commonly transmitted through hand contact.1,2 The cleansing products and procedures to meet their need.
most significant transient bacteria include strains of Before evaluating any hand cleanser, it is critical that
a valid experimental design, including appropriate test-
ing and sampling methods be developed.9
Three hand-sampling methods commonly used to
From the BioScience Laboratories, Inc, Bozeman,a and GOJO evaluate hand cleanser effectiveness are the “swab,”
Industries, Inc, Cuyahoga Falls.b “finger press,” and glove juice techniques. In brief, the
Supported in part by GOJO Industries, Inc. swab sampling method consists of swabbing the palmar
Reprint requests: Eleanor J. Fendler, PhD, GOJO Industries, Inc, hand surfaces and between the fingers or on fingertips
3783 State Road, Cuyahoga Falls, OH 44223. with a premoistened cotton swab and culturing on an
Copyright © 1999 by the Association for Professionals in agar plate. The finger press method is performed by
Infection Control and Epidemiology, Inc. having the test subjects press their palmar surfaces or
0196-6553/99/$8.00 + 0 17/46/96194 fingertip pads onto an agar plate. However, the third

332
AJIC
Volume 27, Number 4 Paulson et al 333

method (glove juice) is the only method specified by Because it is nearly impossible to quantify the micro-
regulatory agencies in the United States for evaluating bial populations of either of these categories reliably, it is
hand antiseptic products.10 This method is performed simpler and more effective to use a marker microorgan-
by having the subject don latex surgical gloves, instill- ism as the transient microorganism. In this study, Serratia
ing a microbial stripping solution into the glove, and marcescens was used as a marker because it produces a
then massaging the hands and fingers through the glove characteristic red colony that is easily distinguishable
for 1 minute.11 from normal microbial populations of the hands, as well
The major problem with the first 2 hand-sampling as from other contaminating microorganisms. The use of
methods is lack of reliability. Neither method is as accu- S marcescens provides a clear indication of the effective-
rate and precise in measuring known quantities of ness of the handwash without confounding the test by
marker microorganisms as is the glove juice method.12 mixing transient and normal microorganisms.
In this context, accuracy refers to the ability of the sam- The use of S marcescens is appropriate in several other
pling method to estimate true microbial population. ways. First, it is not normally a pathogenic or disease-
Precision is the ability of the sampling method to accu- producing microorganism, so there is little risk of infec-
rately estimate the true microbial population repeatedly. tion to human volunteer subjects. Second, it is resistant
In a study comparing these 3 hand-sampling meth- to mechanical removal from the hands in much the same
ods at hand contamination levels of 102 through 108, the way as are potential pathogens such as E coli,
glove juice method was the only technique that accu- Staphylococcus species, and Enterococcus species. Third,
rately measured all of the contamination levels. Both because it is seeded onto the hands at a known popula-
the swab and finger press methods routinely underesti- tion and the baseline levels for all subjects will be equiv-
mated the actual contamination populations and were alent, the antimicrobial properties of the handwash
also imprecise in repeated estimations of known micro- products can be compared easily and directly.
bial population numbers.12 Hence, the method of In evaluating handwash products designed mainly to
choice is the glove juice sampling procedure. remove transient microorganisms, 2 parameters of
There has been some argument concerning the need interest are the immediate and persistent antimicrobial
to sample the entire hand when mainly the fingers are effects. The immediate antimicrobial effect is a mea-
involved in inadvertent contamination, particularly sure of both the mechanical removal (if a handwash is
with fecal matter after defecation. Several researchers used) and the immediate inactivation of the microor-
have advocated use of a fingertip wash and have shown ganisms by the antimicrobial compound (eg, alcohol,
that results are valid and precise.13,14 However, when triclosan, parachlorometaxylenol [PCMX]), if one is
trying to ascertain the reliability of measuring a known used in the product. The persistent effect is a measure
number of microorganisms on the fingertips, analysis of how well the product’s antimicrobial component pre-
of the finger press method described earlier would sug- vents microbial recolonization of the skin surfaces,
gest that the sampling variability would be unaccept- either by inhibition or lethality.
able. One hundred-fold accuracy and precision errors In brief, nonantimicrobial soaps are useful
were not uncommon.12 In addition, regarding fecal con- degerming agents because of their ability to enhance
tamination, once the fingers have been contaminated, mechanical removal of transient microorganisms dur-
the contaminants are quickly disseminated over the pal- ing a warm water handwash. Antimicrobial soaps, such
mar surfaces via finger and hand movement, so whole- as surgical scrubs and health care personnel hand-
hand sampling is not unreasonable. Hence, it was con- washes containing chlorhexidine digluconate, triclosan,
cluded that the entire hand surface should be sampled. or PCMX, have immediate antimicrobial effects as a
Another problem in evaluating hand disinfectants is result of both mechanical degerming during the wash
that to evaluate a product’s antimicrobial efficacy, the and the microbicidal activity of the antimicrobial com-
number of transient microorganisms existing on the pound. They also have persistent antimicrobial activity
hands must be know and not confused with the normal as a result of specific retention of the antimicrobial
or resident microbial populations. Recall that the compound on the hands. However, an important
microorganisms encountered on the hand surfaces fall caveat: even if a hand-cleansing product is effective in
into 2 categories. The first consists of transient removing transient microorganisms and preventing
microorganisms “picked up” from the environment by regrowth, it also must be mild to the skin after many
health care personnel. These microorganisms common- consecutive applications. If not, health care personnel
ly reside on the hand surfaces only temporarily. The are unlikely to comply with handwashing regimens.
second category (resident bacteria) consists of the Alcohol and alcohol gels in which alcohol levels exceed
microorganisms that reside permanently on the hand 50% have the most pronounced immediate antimicrobial
surfaces (ie, the normal skin flora). effects. However, they lack persistent antimicrobial prop-
AJIC
334 Paulson et al August 1999

Table 1. Hand-cleansing product configurations Marker microorganism


Configuration Regimen Active ingredient
A 24-hour culture of S marcescens (American Type
1 Nonantimicrobial lotion soap No active
Culture Collection #14756) with a population of
2 Antimicrobial lotion soap 0.6% PCMX approximately 1.0 × 108 colony-forming units per mL
3 Alcohol gel sanitizer 62% Ethanol was used as the “marker” contaminant microorganism.
4 Nonantimicrobial lotion soap No active and Because S marcescens colonies appear red on the tryp-
and alcohol gel sanitizer 62% ethanol tic soy agar plates, they were clearly differentiated from
5 Antimicrobial lotion soap and 0.6% PCMX
alcohol gel sanitizer and 62%
normal and transient microorganisms found on the
ethanol plate that, if counted, would have confounded the sam-
pling data. Only red colonies were tallied.
erties. Alcohol gels, which are used without a water
wash, have excellent immediate antimicrobial effects. Neutralization
APIC guidelines15 recommend the use of an alcohol- A neutralization assay was performed on each of the
based handrub for hand antisepsis in cases where the test products to ensure that the neutralizers used in the
hands are not visibly soiled. In the case of heavy soilage diluting and plating media inactivated the antimicro-
or contamination with blood or other organic material, bial compounds.
hand-cleansing with a detergent-based product is recom-
mended before use of the alcohol gel handrub. Pretest period
This study was designed to compare the efficacy of dis- The first 7-day period of this study was designated as
infection among 5 handwash products produced by the “pretest period.” During this period, subjects avoid-
GOJO Industries, Inc, (Cuyahoga Falls, Ohio): a nonan- ed use of medicated soaps, lotions, detergents, acids,
timicrobial lotion soap (DermaPro Lotion Skin and bases. Bathing in biocide-treated pools and hot
Cleanser); an antimicrobial lotion soap (DermaPro tubs, as well as use of ultraviolet light tanning beds, was
Antimicrobial Lotion Soap with 0.6% PCMX; an alcohol prohibited.
gel sanitizer (Instant Antiseptic Hand Sanitizer with 62%
Ethyl Alcohol); the nonantimicrobial lotion soap used in Experimental period
conjunction with the alcohol gel sanitizer; and the The second 7-day period (after the pretest period)
antimicrobial lotion soap used in conjunction with the constituted the experimental period. Each subject was
alcohol gel sanitizer (Table 1). The immediate and per- used 1 day of that week for approximately 6 hours. On
sistent antimicrobial efficacy of these 5 handwash prod- entering testing, a 5 mL aliquot of the S marcescens cul-
uct configurations, as well as the degree of irritation to ture was pipetted into each subject’s cupped hands. The
the hands on repeated use were investigated. Both subject then distributed the inoculum evenly over both
PCMX-based antimicrobial soaps and waterless alcohol- hands by gentle massage. After a 1-minute air dry, the
based hand sanitizers are in common use in the health Glove Juice Sampling Procedure was performed. This
care industry, and we chose to evaluate these alone and first microbial inoculation/sampling procedure consti-
in combination. Future studies may evaluate triclosan or tuted the baseline sample and ensured that all of the
chlorhexidine gluconate-based products in a similar way. microorganisms inoculated onto the subjects’ hands
could be removed. It was followed by a handwash with
METHODS a nonantimicrobial soap. Subjects’ hands were reinocu-
lated with the microorganisms, and the hand-cleansing
Handwash configurations product configuration, randomly assigned, was per-
The 5 product configurations used for this study are formed. This microbial inoculation/assigned product-
described in Table 1. use procedure was repeated 10 consecutive times by a
subject, with a minimum of 5 minutes between cycles.
Subjects Assays for transient “marker” microorganisms were
Twenty-five human subjects older than the age of 18 performed by using the Glove Juice Sampling
years but younger than the age of 70 years were recruit- Procedure (see later) after washes 1, 3, 7, and 10.
ed for this study. Subjects were of both sexes, and all
were free of clinically evident dermatosis or injuries to Wash procedure
the hands and forearms. No known immunocompro- For the handwashing products, 3 mL aliquots were
mised subjects were admitted into this study. Subjects dispensed into a subject’s hands. The subject then
were randomly assigned 1 of the 5 product configura- washed the hands and one third of the forearms for 20
tions, 5 subjects per product configuration. seconds, rinsed for 30 seconds with lukewarm water,
AJIC
Volume 27, Number 4 Paulson et al 335

and allowed the hands and forearms to air dry thor- Table 2. Hand irritation scoring system
oughly. The alcohol gel sanitizer (3 mL) was applied to
Irritation Scoring
dry hands, rubbed to distribute evenly over the hands
and one third of the forearms, and allowed to air dry for Erythema (redness) 0 = No reaction
5 minutes before sampling. No water-wash was used in 1 = Mild or transient redness limited to
conjunction with the test configuration specifying alco- sensitive areas
hol gel product alone. 2 = Moderate redness persisting over
much of the product-exposed area
Glove Juice Sampling Procedure 3*= Severe redness extending over most
or all of the product-exposed area
After the prescribed wash and rinse (or the drying of Edema (swelling) 0 = No reaction
the alcohol gel alone), nonpowdered, sterile surgical 1 = Mild (just perceptible)/transient
gloves were donned. Seventy-five milliliters of a sterile 2 = Moderate—definitely palpable
3*= Severe
aqueous phosphate buffer (pH 7.8) solution containing
Rash 0 = No reaction
0.1% Triton X-100 (Union Carbide Corp, Danbury, 1 = Mild—few, small eruptions
Conn) were instilled into the glove. The glove was 2 = Moderate—scattered eruptions >10
secured at the wrist, and the hand was massaged per hand
through the glove for 60 seconds. Aliquots of the “glove 3 = Severe
Dryness (chafing) 0 = No reaction
juice” were removed and serially diluted in Bacto
1 = Mild—transient, generally limited to
Tryptic Soy Broth (Soybean-Casein Digest Medium, cuticles, knuckles
Difco Laboratories, Detroit, Mich) containing 1.0% 2 = Moderate—persistent, extending
polysorbate 80 and 0.3% lecithin as neutralizing agents. over much of the hand
Duplicate Bacto Tryptic Soy Agar spread plates con- 3*= Severe—persistent, extending over
most of the hand, characterized by
taining 1.0% polysorbate 80 and 0.3% lecithin were pre-
cracking and roughness
pared for the 10-4, 10-5, and 10-6 dilutions (baseline sam-
*Represents significant irritation and requires subject’s removal from
ples) or the 10-0, 10-1, 10-2, and 10-3 dilutions (posttreat- study.
ment samples). The plates were incubated at 30 ± 2°C
until a red pigment was distinguishable in the colonies
on the surface of the agar (24 to 48 hours). Counts from
plates providing between 25 and 250 red-pigmented
colonies were used in this study. The number of viable of irritation. Degree of irritation was scored according
red-pigmented bacteria recovered was determined by to standardized criteria (Table 2) by a single, blinded
using the formula: (unaware of subject’s product configuration) evaluator
B = A [(ΣCi/n]10-D trained in assessment of skin irritation.
Where: B = estimated number of microorganisms
A = glove juice volume = 75 mL Subject safety
[ΣCi/n] = average colony-forming unit count On completion of the final product application (#5)
Ci = colony-forming unit count from a spread plate and the follow-up examination for skin irritation, all
n = number of replicate plates = 2 subjects washed their hands and arms with 70% iso-
D = dilution level propyl alcohol for 2 minutes and rinsed under warm
Because data collected in this study were exponen- tap water to eliminate any S marcescens that may have
tial, each B value was linearized by transforming it to remained on the hands.
the log10 scale. This linearization process was a require-
ment of the statistical models employed. RESULTS
The t test was used in this evaluation to determine the
Irritation study level of significance between the baseline measurements
After microbial inoculation/product-use cycle 10, the and configuration at a specific sample time. Because mul-
subjects entered the irritation potential phase of the tiple 95% confidence intervals were used, the t test table
study. The subjects continued to wash their hands with values were adjusted for multiple estimates by using a
their assigned product configuration for 15 consecutive correction factor described by Dixon and Massy.16 The α
washes or product applications (a total of 25 for the value is modified to α* where α* = 1 – (1–α)k, and k is the
study). There was a minimum of 5 minutes and a max- number of confidence intervals computed.
imum of 15 minutes between wash or product applica- In addition, whereas the power of any statistic is less
tion procedures. The subjects’ hands were examined for than use of a greater sample size, if significant differ-
irritation after washes 15, 20, and 25, or at the first sign ence did occur, then it is even more probable that there
AJIC
336 Paulson et al August 1999

Table 3. Log and percent reduction values from baseline

Mean log10 reduction from baseline (percent reduction)


Product Mean log10
configuration baseline Wash 1 Wash 3 Wash 7 Wash 10

1 7.98 ± 0.27 2.29 ± 0.52 (99.49) 2.09 ± 0.63 (99.19) 1.96 ± 0.72 (99.09) 2.09 ± 0.68 (99.19)
2 7.98 ± 0.27 2.50 ± 0.22 (99.68) 2.73 ± 0.41 (99.81) 2.91 ± 0.63 (99.88) 2.76 ± 0.27 (99.83)
3 7.98 ± 0.27 3.93 ± 0.04 (99.99) 3.79 ± 0.15 (99.98) 2.96 ± 0.17 (99.89) 2.15 ± 0.13 (99.29)
4 7.98 ± 0.27 3.27 ± 0.14 (99.95) 3.70 ± 0.18 (99.98) 3.64 ± 0.23 (99.98) 3.62 ± 0.29 (99.98)
5 7.98 ± 0.27 3.28 ± 0.13 (99.95) 4.13 ± 0.23 (99.99) 3.74 ± 0.27 (99.98) 3.65 ± 0.17 (99.98)
1, Nonantimicrobial lotion soap; 2, antimicrobial lotion soap; 3, alcohol gel sanitizer; 4, nonantimicrobial lotion soap with alcohol gel sanitizer; 5, antimicro-
bial lotion soap with alcohol gel sanitizer.

really was a significant difference. It should be remem- cycle and maintained a greater than 2 log reduction (P
bered that use of small sample sizes tends to promote < .05) after inoculation/application cycle 10. The slight
increased type II errors, not type I errors. Recall type II buildup in microorganism populations throughout the
error is stating that a difference does not exist when one course of 10 applications was an artifact of the test pro-
actually does. A type I error is the probability of stating tocol, because the product is applied without a water
there was a difference when none existed. In certain wash.
cases, a ranking and ordering statistical procedure was
used to determine whether nonsignificant differences Nonantimicrobial lotion soap with alcohol gel
between product configurations calculated by using the sanitizer
consecutive t test multiple adjustment factor actually When used in combination, the nonantimicrobial
could be significant.17 lotion soap and the alcohol gel sanitizer reduced counts
Exploratory Data Analysis also was used to ensure about 3.25 logs (99.94%) from baseline levels after the
sample size normality (ie, no excessive skewing, no first inoculation/product use cycle. After inoculation/
bimodal samples, no outliers, etc) was attained. Stem- product-use cycles 3, 7, and 10, the microbial counts
Leaf Ordering, Letter Value displays, and Box-Plots were down from baseline by greater than 3.5 logs
with notches were used.18 (99.97%; P < .05).
Table 3 presents the data in terms of both log10 reduc-
tion and percent reduction from baseline. As can be Antimicrobial lotion soap with alcohol gel sanitizer
seen, each of the 5 product configurations reduced the Used in conjunction with the alcohol gel sanitizer, the
baseline population by at least 2 logs, highly statistically antimicrobial lotion soap produced about a 3.25 log
significant results (P < .05). (99.94%) reduction from baseline after the first inocu-
lation/product-use cycle, and counts remained at about
Nonantimicrobial lotion soap 3.5 logs (99.97%) below baseline for the remainder of
The nonantimicrobial lotion soap reduced the base- the 10 inoculation/product-use cycles (P < .05).
line microbial counts by about 2 logs (99.0%) after the
first wash (P < .05). Throughout the course of 10 micro- Irritation
bial inoculation/wash cycles, the contaminating No significant skin irritation was observed through-
microorganism counts remained down from baseline out the 25 consecutive wash/product application cycles
by nearly 2 logs (99%) (P < .05). with the nonantimicrobial lotion soap, the antimicro-
bial lotion soap, or the alcohol gel sanitizer. Neither of
Antimicrobial lotion soap the soaps used in conjunction with the alcohol gel san-
The antimicrobial lotion soap reduced the initial itizer produced any significant skin irritation through-
microbial counts by approximately 2.5 logs (99.68%) out the course of the 25 handwashes.
after the first inoculation/wash cycle and demonstrated
antimicrobial consistency throughout the 10 consecu- DISCUSSION
tive inoculation/wash cycles (P < .05). Although each of the 5 product configurations was
effective in reducing transient microbial population lev-
Alcohol gel sanitizer els on the hands, the overall results illustrate the com-
The alcohol gel sanitizer achieved an approximately plexity involved in setting an effective hand hygiene reg-
4-log (99.99%) reduction in microorganisms from base- imen for the health care environment. Each configura-
line levels after the first inoculation/product application tion has associated advantages and disadvantages.
AJIC
Volume 27, Number 4 Paulson et al 337

Results from use of the nonantimicrobial soap illus- the healthcare setting in the United States.21 Further,
trate the generally sound principle of standard hand- any study, field or otherwise, must employ valid tech-
washing for hygienic purposes. This test configuration niques before accurate conclusions can be drawn. The
showed that mechanical removal of transient skin bac- glove juice procedure has been shown to be more accu-
teria is relatively effective and consistent, but perhaps rate and precise than other sampling methods.
not optimal. Importantly, no skin irritation was found Finally, because the study results were based on
from use of this mild product intended for frequent small sample sizes, precision was not as great as would
wash situations. be seen for a study with a greater sample size.
The antimicrobial lotion soap was not found statisti-
cally more effective than the plain soap in both imme- CONCLUSION
diate and persistent antimicrobial properties by using a The most effective product regimens, from both an
t test (P < .05). However, by using a rank-ordering pro- overall microorganism reduction profile and skin irrita-
cedure found in Exploratory Data Analysis, it was con- tion potential, were the combinations of alcohol gel
sistently different; that is, the antimicrobial soap was with either an antimicrobial or a plain lotion soap. Both
consistently more effective than the plain soap and of these configurations produced dramatic immediate
water. A properly formulated, general purpose antimi- reductions in transient organisms as a result of
crobial soap can exhibit both effective removal/kill of mechanical degerming by the soap handwash, coupled
transient bacteria and low skin irritation and thus can with the alcohol’s tremendous microbicidal proper-
be considered an attractive alternative to the nonan- ties.19 Moreover, both combination regimens demon-
timicrobial soaps. strated excellent persistent antimicrobial properties.
Again, relying on an Exploratory Data Analysis Effective handwashing is a cornerstone in preventing
selecting and ordering model the alcohol gel sanitizer nosocomial illness as a result of contamination by
was demonstrated to be the most effective single prod- health care personnel. Key issues are selection of effec-
uct for reducing transient microorganisms. And again, tive hand-cleansing products, product-use regimens,
this conclusion was based on consistently more effec- and well-managed handwashing/sanitizing training
tive results observed with the alcohol gel configuration. programs, which include compliance measurement.
Although the alcohol gel maintains significant log Ultimately, failure to address these key issues unques-
reductions throughout a series of hand-cleansing pro- tionably risks the health of the patient.
cedures, the data’s upward trend (microbial rebound)
suggests that the product be supplemented by use of an References
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