Beruflich Dokumente
Kultur Dokumente
RESOLUTION
The Case
This is a disbarment complaint filed by Melody R. Nery (Nery) against Atty. Glicerio
A. Sampana (Sampana) for failing to file the petition for adoption despite receiving his
legal fees and for making Nery believe that the petition was already filed.
The Facts
In her verified complaint filed on 18 June 2010,1 Nery alleged that in June 2008, she
engaged the services of Sampana for the annulment of her marriage and for her
adoption by an alien adopter. The petition for annulment was eventually granted, and
Nery paid P200,000.00 to Sampana. As for the adoption, Sampana asked Nery if she
had an aunt, whom they could represent as the wife of her alien adopter. Sampana then
gave Nery a blurred copy of a marriage contract, which they would use for her adoption.
Thereafter, Nery paid Sampana P100,000.00, in installment: (a) P10,000.00 on 10
September 2008; (b) P50,000.00 on 2 October 2008; and (c) P40,000.00 on 17
November 2008. Nery no longer asked for receipts since she trusted Sampana.
On 14 February 2009, Sampana sent a text message informing Nery that he already filed
the petition for adoption and it was already published. Sampana further informed Nery
that they needed to rehearse before the hearing. Subsequently, Sampana told Nery that
the hearing was set on 5 March 2010 in Branch 11 of Malolos, Bulacan. When Nery
asked why she did not receive notices from the court, Sampana claimed that her
presence was no longer necessary because the hearing was only jurisdictional. Sampana
told Nery that the hearing was reset to 12 March 2010.
On 11 March 2010, Nery inquired from Branch 11 of Malolos, Bulacan about the status
of the petition for adoption and discovered that there was no such petition filed in the
court.2 Thus, in the afternoon of the same day, Nery met Sampana and sought the
reimbursement of the P100,000.00 she paid him. Sampana agreed, but said that he
would deduct the filing fee worth P12,000.00. Nery insisted that the filing fee should
not be deducted, since the petition for adoption was never filed. Thereafter, Nery
repeatedly demanded for the reimbursement of the P100,000.00 from Sampana, but the
demands were left unheeded.
On the other hand, in his position paper dated 25 March 2011,5 Sampana argued that
Nery’s allegations were self-serving and unsubstantiated. However, Sampana admitted
receiving "one package fee" from Nery for both cases of annulment of marriage and
adoption. Sampana alleged that he initially frowned upon the proposed adoption
because of the old age, civil status and nationality of the alien adopter, but Nery insisted
on being adopted. Thus, Sampana suggested that "if the [alien] adopter would be
married to a close relative of [Nery], the intended [adoption by an alien] could be
possible." Sampana, then, required Nery to submit the documents, including the
marriage contracts and the certification of the alien’s qualification to adopt from the
Japanese Embassy (certification). Nery furnished the blurred marriage contract, but not
the certification. Sampana alleged that he prepared the petition for adoption but did not
file it because he was still waiting for the certification.
Sampana denied that he misled Nery as to the filing of the petition for adoption.
Sampana claimed that Nery could have mistaken the proceeding for the annulment case
with the petition for adoption, and that the annulment case could have overshadowed
the adoption case. In any case, Sampana committed to refund the amount Nery paid
him, after deducting his legal services and actual expenses.
CANON 15 - A lawyer shall observe candor, fairness and loyalty in all his dealings and
transactions with his client.
CANON 16 - A lawyer shall hold in trust all moneys and properties of his client thatmay
come into his possession.
Rule 16.03 - A lawyer shall deliver the funds and property of his client when due or
upon demand. x x x.
CANON 17 - A lawyer owes fidelity to the cause of his client and he shall be mindful
of the trust and confidence reposed in him.
CANON 18 - A lawyer shall serve his client with competence and diligence.
Rule 18.03 - A lawyer shall not neglect a legal matter entrusted to him and his negligence
in connection therewith shall render him liable.
In the present case, Sampana admitted that he received "one package fee" for both cases
of annulment and adoption. Despite receiving this fee, he unjustifiably failed to file the
petition for adoption and fell short of his duty of due diligence and candor to his client.
Sampana’s proffered excuse of waiting for the certification before filing the petition for
adoption is disingenuous and flimsy. Inhis position paper, he suggested to Nery that if
the alien adopter would be married to her close relative, the intended adoption could
be possible. Under the Domestic Adoption Act provision, which Sampana suggested,
the alien adopter can jointly adopt a relative within the fourth degree of consanguinity
or affinity of his/her Filipino spouse, and the certification of the alien’s qualification to
adopt is waived.11
Having no valid reason not to file the petition for adoption, Sampana misinformed
Nery of the status of the petition.1âwphi1 He then conceded that the annulment case
overshadowed the petition for adoption. Verily, Sampana neglected the legal matter
entrusted tohim. He even kept the money given him, in violation of the Code’s mandate
to deliver the client’s funds upon demand. A lawyer’s failure to return upon demand
the funds held by him gives rise to the presumption that he has appropriated the same
for his own use, in violation of the trust reposed in him by his client and of the public
confidence in the legal profession.12
This is not the first administrative case filed against Sampana. In Lising v. Sampana,13
we already found Sampana guilty of violating Canon 1 of the Code of Professional
Responsibility for his unethical and illegal act relative to his double sale of a parcel of
land. We imposed upon him the penalty of suspension from the practice of law for one
(1) year and warned him that a repetition of a similar act shall be dealt with more
severely.
WHEREFORE, we SUSPEND Atty. Glicerio A. Sampana from the practice of law for
THREE (3) YEARS with a stern warning that a repetition of a similar act shall be dealt
with more severely. We also ORDER Atty. Glicerio A. Sampana to RETURN to
complainant Melody R. Nery the amount of One Hundred Thousand Pesos
(P100,000.00), with 12% interest per annum from the time of his receipt of the full
amount of money on 17 November 2008 until 30 June 2013, then 6% interest per
annum from 1 July 2013 until fully paid.
Let a copy of this resolution be furnished the Bar Confidant to be included in the
records of the respondent; the Integrated Bar of the Philippines for distribution to all
its chapters; and the Office of the Court Administrator for dissemination to all courts
throughout the country.
SO ORDERED.
REYES, J.:
This is an administrative complaint[1] filed by Michael Ruby (complainant) with the
Commission on Bar Discipline (CBD) of the Integrated Bar of the Philippines (IBP)
against Atty. Erlinda B. Espejo (Atty. Espejo) and Atty. Rudolph Dilla Bayot (Atty.
Bayot) (respondents) for violation of the Code of Professional Responsibility.
The Facts
The complainant alleged that he and his mother, Felicitas Ruby Bihla (Felicitas),
engaged the services of the respondents in connection with a case for cancellation and
nullification of deeds of donation. Pursuant to the retainer agreement[2] dated August
29, 2009, the complainant and Felicitas would pay Atty. Espejo the amount of
P100,000.00 as acceptance fee, P70,000.00 of which was actually paid upon the
signing of the agreement and the remaining P30,000.00 to be paid after the hearing on
the prayer for the issuance of a temporary restraining order (TRO). The complainant
and Felicitas likewise agreed to pay the amount of P5,000.00 as appearance fee for
every hearing, which was apparently later reduced to P4,000.00.
On September 15, 2009, the complainant gave Atty. Espejo the amount of P50,000.00
as payment for filing fee.[3] On September 16, 2009, Atty. Espejo filed the complaint
for nullification and cancellation of deeds of donation with the Regional Trial Court
(RTC) of Quezon City, Branch 219. However, the actual filing fee that was paid by
her only amounted to P7,561.00;[4] she failed to account for the excess amount given
her despite several demand letters[5] therefor.
On September 23, 2009, Atty. Espejo allegedly asked the complainant to give Atty.
Bayot the amount of P30,000.00 the remaining balance of the acceptance fee agreed
upon notwithstanding that the prayer for the issuance of a TRO has yet to be
heard. The complainant asserted that the same was not yet due, but Atty. Espejo told
him that Atty. Bayot was in dire need of money. The complainant gave Atty. Bayot
the amount of P8,000.00 supposedly as partial payment for the balance of the
acceptance fee and an additional P4,000.00 as appearance fee for the September 22,
2009 hearing.[6]
On September 25, 2009, Atty. Espejo called the complainant informing him of the
need to file a separate petition for the issuance of a TRO. She allegedly asked for
P50,000.00 to be used as "representation fee." The complainant was able to bargain
with Atty. Espejo and gave her P20,000.00 instead.[7]
Meanwhile, on September 24, 2009, the RTC issued an Order[8] denying the
complainant's prayer for the issuance of a TRO. The complainant alleged that the
respondents failed to apprise him of the denial of his prayer for the issuance of a
TRO; that he only came to know of said denial on November 3, 2009 when he visited
the RTC.[9]
On October 23, 2009, the complainant deposited the amount of P4,000.00 to the
bank account of Atty. Bayot as appearance fee for the hearing on the motion to serve
summons through publications, which was set at 2:00 p.m. on even date. However,
Atty. Bayot allegedly did not appear in court and instead met with the complainant at
the lobby of the Quezon City Hall of Justice, telling them that he already talked to the
clerk of court who assured him that the court would grant their motion.[10]
Thereafter, the complainant alleged, the respondents failed to update him as to the
status of his complaint. He further claimed that Atty. Bayot had suddenly denied that
he was their counsel. Atty. Bayot asserted that it was Atty. Espejo alone who was the
counsel of the complainant and that he was merely a collaborating counsel.
In its Order[11] dated January 7, 2010, the IBP-CBD directed the respondents to
submit their respective answers to the complaint.
In his Answer,[12] Atty. Bayot claimed that he was not the counsel of the complainant;
that he merely assisted him and Atty. Espejo. He averred that Atty. Espejo, with the
complainant's consent, sought his help for the sole purpose of drafting a
complaint. He pointed out that it was Atty. Espejo who signed and filed the
complaint in the RTC.[13]
Atty. Bayot further pointed out that he had no part in the retainer agreement that was
entered into by the complainant, Felicitas, and Atty. Espejo. He also denied having
any knowledge as to the P50,000.00 that was paid to Atty. Espejo as filing fees.[14]
As to the P12,000.00 that was given him, he claimed that he was entitled to P4,000.00
thereof since the said amount was his appearance fee. He pointed out that he
appeared before the RTC's hearing for the issuance of a TRO on September 22,
2009. On the other hand, the P8,000.00 was paid to him as part of the acceptance
fee, which was then already due since the RTC had already heard their prayer for the
issuance of a TRO.[15]
He also denied any knowledge as to the P20,000.00 that was paid to Atty. Espejo
purportedly for "representation fee" that would be used to file a new petition for the
issuance of a TRO.[16]
Atty. Bayot admitted that he was the one who drafted the motion to serve summons
through publication, but pointed out that it was Atty. Espejo who signed and filed it
in the RTC. He also admitted that he was the one who was supposed to attend the
hearing of the said motion, but claimed that he was only requested to do so by Atty.
Espejo since the latter had another commitment. He denied requesting from the
complainant the amount of P4,000.00 as appearance fee, alleging that it was the latter
who insisted on depositing the same in his bank account.[17]
During the said hearing, Atty. Bayot claimed that when he checked the court's
calendar, he noticed that their motion was not included. Allegedly, the clerk of court
told him that she would just tell the judge to consider their motion submitted for
resolution.[18]
On the other hand, Atty. Espejo, in her Answer,[19] denied asking for P50,000.00 from
the complainant as filing fees. She insisted that it was the complainant who
voluntarily gave her the money to cover the filing fees. She further alleged that she
was not able to account for the excess amount because her files were destroyed when
her office was flooded due to a typhoon. She also denied having asked another
P50,000.00 from the complainant as "representation fee," asserting that the said
amount was for the payment of the injunction bond once the prayer for the issuance
of a TRO is issued.
On March 20, 2013, the IBP Board of Governors issued a Resolution,[22] which
adopted and approved the recommendation of the Investigating Commissioner, albeit
with the modification that the penalty imposed upon Atty. Espejo and Atty. Bayot
was increased from censure to suspension from the practice of law for a period of one
year.
Atty. Bayot moved to reconsider the Resolution dated March 20, 2013 issued by the
IBP Board of Governors.[23] The complainant likewise filed a motion for
reconsideration, asking the IBP Board of Governors to order the respondents to
refund to him the amount he paid to the respondents.[24] In the meantime, Atty.
Espejo passed away.[25]
On March 22, 2014, the IBP Board of Governors issued a Resolution,[26] which
dismissed the case insofar as Atty. Espejo in view of her demise. The IBP Board of
Governors affirmed Atty. Bayot's suspension from the practice of law for a period of
one year.
On December 3, 2014, the Court issued a Resolution,[27] which, inter alia, considered
the case closed and terminated as to Atty. Espejo on account of her
death. Accordingly, the Court's disquisition in this case would only be limited to the
liability of Atty. Bayot.
The Issue
The issue in this case is whether Atty. Bayot violated the Code of Professional
Responsibility, which would warrant the imposition of disciplinary sanction.
After a thorough perusal of the respective allegations of the parties and the
circumstances of this case, the Court modifies the findings of the Investigating
Commissioner and the IBP Board of Governors.
Atty. Bayot claimed that he is not the counsel of record of the complainant in the case
before the RTC. He pointed out that he had no part in the retainer agreement
entered into by the complainant and Atty. Espejo. Thus, Atty. Bayot claimed, the
complainant had no cause of action against him.
It is undisputed that Atty. Espejo was the counsel of record in the case that was filed
in the RTC. Equally undisputed is the fact that it was only Atty. Espejo who signed
the retainer agreement. However, the evidence on record, including Atty. Bayot's
admissions, points to the conclusion that a lawyer-client relationship existed between
him and the complainant.
Atty. Bayot was the one who prepared the complaint that was filed with the RTC. He
was likewise the one who prepared the motion to serve summons through
publication. He likewise appeared as counsel for the complainant in the hearings of
the case before the RTC. He likewise advised the complainant on the status of the
case.
More importantly, Atty. Bayot admitted that he received P8,000.00, which is part of
the acceptance fee indicated in the retainer agreement, from the complainant. It is
true that it was Atty. Espejo who asked the complainant to give Atty. Bayot the said
amount. However, Atty. Bayot admitted that he accepted from the complainant the
said P8,000.00 without even explaining what the said amount was for.
Rule 16.01 A lawyer shall account for all money or property collected or received for
or from the client.
Rule 16.02 A lawyer shall keep the funds of each client separate and apart from his
own and those of others kept by him.
xxxx
xxxx
Rule 18.03 A lawyer shall not neglect a legal matter entrusted to him, and his
negligence in connection therewith shall render him liable.
Rule 18.04 A lawyer shall keep the client informed of the status of his case and shall
respond within a reasonable time to the client's request for information.
Accordingly, Atty. Bayot owes fidelity to the cause of the complainant and is obliged
to keep the latter informed of the status of his case. He is likewise bound to account
for all money or property collected or received from the complainant. He may be
held administratively liable for any inaptitude or negligence he may have had
committed in his dealing with the complainant.
Moreover, a lawyer is obliged to hold in trust money of his client that may come to
his possession. As trustee of such funds, he is bound to keep them separate and apart
from his own. Money entrusted to a lawyer for a specific purpose such as for the
filing and processing of a case if not utilized, must be returned immediately upon
demand. Failure to return gives rise to a presumption that he has misappropriated it
in violation of the trust reposed on him. And the conversion of funds entrusted to
him constitutes gross violation of professional ethics and betrayal of public
confidence in the legal profession.[31] (Citations omitted)
Nevertheless, the administrative liability of a lawyer for any infractions of his duties
attaches only to such circumstances, which he is personally accountable for. It would
be plainly unjust if a lawyer would be held accountable for acts, which he did not
commit.
The Investigating Commissioner's findings, which was adopted by the IBP Board of
Governors, did not make a distinction as to which specific acts or omissions the
respondents are each personally responsible for. This is inequitable since either of the
respondents may not be held personally liable for the infractions committed by the
other.
Atty. Bayot may not be held liable for the failure to account for and return the excess
of the P50,000.00 which was paid by the complainant for the filing fees. The
evidence on record shows that it was Atty. Espejo alone who received the said
amount and that she was the one who paid the filing fees when the complaint was
filed with the RTC. That Atty. Bayot had no knowledge of the said amount paid by
the complainant for the filing fees is even admitted by the complainant himself during
the proceedings before the IBP-CBD, viz:
ATTY. BAYOT: So, Atty. Espejo ask you for P50,000[.00] as filing fee.
xxxx
ATTY. BAYOT: That later on you gave Atty. Espejo the P50,000[.00].
ATTY. BAYOT: That Atty. Bayot was not also present at that time.
xxxx
ATTY. BAYOT: That never did Atty. Bayot ask you or followed-up from you the
P50,000[.00] that Atty. Espejo was asking as filing fee?
xxxx
MR. RUBY: You have nothing to do with the P50,000[.00] that was Atty. Espejo.[32]
Further, in her Answer, Atty. Espejo admitted that she was the one who failed to
account for the filing fees, alleging that the files in her office were destroyed by
flood. Likewise, the demand letters written by the complainant, which were seeking
the accounting for the ?50,000.00 filing fee, were all solely addressed to Atty. Espejo.
Clearly, Atty. Bayot may not be held administratively liable for the failure to account
for the filing fees.
Atty. Bayot cannot also be held liable for the P20,000.00 which Atty. Espejo asked
from the complainant for "representation fee." The complainant failed to adduce any
evidence that would establish that Atty. Bayot knew of and came into possession of
the said amount paid by the complainant.
On the other hand, Atty. Bayot is legally entitled to the P8,000.00 he received from
the complainant on September 23, 2009, the same being his share in the acceptance
fee agreed to by the complainant in the retainer agreement. He is likewise legally
entitled to the P4,000.00 from the complainant on even date as it is the payment for
his appearance fee in the hearing for the issuance of a TRO on September 22, 2009.
However, Atty. Bayot is not entitled to the P4,000.00 which the complainant
deposited to his bank account on October 23, 2009. Atty. Bayot admitted that there
was no hearing scheduled on the said date; their motion to serve summons through
publication was not included in the RTC's calendar that day. Accordingly, Atty. Bayot
is obliged to return the said amount to the complainant.
As regards the complainant's charge of gross neglect against Atty. Bayot, the Court
finds the same unsubstantiated. The Court has consistently held that in suspension or
disbarment proceedings against lawyers, the lawyer enjoys the presumption of
innocence, and the burden of proof rests upon the complainant to prove the
allegations in his complaint.[33]
The complainant merely alleged that, after the hearing on the motion to serve
summons through publication, the respondents had "made themselves scarce" and
failed to update him on the status of the case before the RTC. However, other than
his bare allegations, the complainant failed to present any evidence that would show
that Atty. Bayot was indeed remiss in his duties to the complainant.
However, Atty. Bayot is not entirely without fault. This administrative complaint was
brought about by his intervention when the complainant sought the legal services of
Atty. Espejo. Atty. Bayot undertook to prepare the complaint to be filed with the
RTC and the motion to serve summons through publication, attended the hearings,
and advised the complainant as to the status of the case without formally entering his
appearance as counsel of record. He was able to obtain remuneration for his legal
services sans any direct responsibility as to the progress of the case. Atty. Bayot is
reminded to be more circumspect in his dealings with clients.
Antecedents
Atty. Victorio, Jr. had replaced Atty. Edgardo Abad as counsel of the complainants in
a civil action they brought to seek the annulment of Transfer Certificate of Title
(TCT) No. N-290546 of the Registry of Deeds of Quezon City in the first week of
January 2007 in the Regional Trial Court (RTC) in Quezon City (Civil Case No. Q-07-
59598). They impleaded as defendants Ramon and Josefina Ricafort, Juliet Vargas and
the Register of Deeds of Quezon City. They caused to be annotated on TCT No. N-
290546 their affidavit of adverse claim, as well as the notice of lis pendens.[1] Atty.
Tolentino, Jr. was the counsel of defendant Ramon and Josefina Ricafort.
In their sworn complaint for disbarment dated April 23, 2009 (later docketed as A.C.
No. 8261),[2] the complainants narrated that as the surviving children of the late
Spouses Antonio and Nemesia Torres, they inherited upon the deaths of their parents
a residential lot located at No. 251 Boni Serrano Street, Murphy, Cubao, Quezon City
registered under Transfer Certificate of Title (TCT) No. RT-64333(35652) of the
Register of Deeds of Quezon City;[3] that on August 24, 2006, they discovered that
TCT No. RT-64333(35652) had been unlawfully cancelled and replaced by TCT No.
N-290546 of the Register of Deeds of Quezon City under the names of Ramon and
Josefina Ricafort;[4]and that, accordingly, they immediately caused the annotation of
their affidavit of adverse claim on TCT No. N-290546.
It appears that the parties entered into an amicable settlement during the pendency of
Civil Case No. Q-07-59598 in order to end their dispute,[5] whereby the complainants
agreed to sell the property and the proceeds thereof would be equally divided between
the parties, and the complaint and counterclaim would be withdrawn respectively by
the complainants (as the plaintiffs) and the defendants. Pursuant to the terms of the
amicable settlement, Atty. Victorio, Jr. filed a Motion to Withdraw Complaint dated
February 26, 2008,[6] which the RTC granted in its order dated May 16, 2008 upon
noting the defendants' lack of objection thereto and the defendants' willingness to
similarly withdraw their counterclaim.[7]
The complainants alleged that from the time of the issuance by the RTC of the order
dated May 16, 2008, they could no longer locate or contact Atty. Victorio, Jr. despite
making several phone calls and visits to his office; that they found out upon
verification at the Register of Deeds of Quezon City that new annotations were made
on TCT No. N-290546, specifically: (1) the annotation of the letter-request appearing
to be filed by Atty. Tolentino, Jr.[8] seeking the cancellation of the affidavit of adverse
claim and the notice of lis pendensannotated on TCT No. N-290546; and (2) the
arinotation of the decision dated May 16, 2008 rendered in Civil Case No. Q-07-
59598 by the RTC, Branch 95, in Quezon City, granting the complainants' Motion to
Withdraw Complaint;[9] and that a copy of the letter-request dated June 30, 2008
addressed to Atty. Quilala, Registrar of Deeds of Quezon City, disclosed that it was
defendant Ramon Ricafort who had signed the letter.
Feeling aggrieved by their discovery, the complainants filed an appeal en consulta with
the Land Registration Authority (LRA), docketed as Consulta No. 4707, assailing the
unlawful cancellation of their notice of adverse claim and their notice of lis
pendens under primary entries PE-2742 and PE-3828-9, respectively. The LRA set
Consulta No. 4707 for hearing on March 30, 2009, and directed the parties to submit
their respective memoranda and/or supporting documents on or before such
scheduled hearing.[10] However, the records do not disclose whether Consulta No.
4707 was already resolved, or remained pending at the LRA.
Unable to receive any response or assistance from Atty. Victorio, Jr. despite their
having paid him for his professional services, the complainants felt that said counsel
had abandoned their case. They submitted that the cancellation of their notice of
adverse claim and their notice of lis pendens without a court order specifically allowing
such cancellation resulted from the connivance and conspiracy between Atty.
Victorio, Jr. and Atty. Tolentino, Jr., and from the taking advantage of their positions
as officials in the Registry of Deeds by respondents Atty. Quilala, the Chief Registrar,
and Atty. Cunanan, the acting Registrar and signatory of the new annotations. Thus,
they claimed to be thereby prejudiced.
On July 6, 2009, the Court required the respondents to comment on the verified
complaint.[11]
Atty. Victorio, Jr. asserted in his Comment dated August 17, 2009[12] that complainant
Robert Torres had been actively involved in the proceedings in Civil Case No. Q-07-
59598, which included the mediation process; that the complainants, after having
aggressively participated in the drafting of the amicable settlement, could not now
claim that they had been deceived into entering the agreement in the same way that
they could not feign ignorance of the conditions contained therein; that he did not
commit any abandonment as alleged, but had performed in good faith his duties as
the counsel for the complainants in Civil Case No. Q-07-59598; that he should not be
held responsible for their representation in other proceedings, such as that before the
LRA, which required a separate engagement; and that the only payment he had
received from the complainants were those for his appearance fees of P1,000.00 for
every hearing in the RTC.
In his Comment dated August 24, 2009,[13] Atty. Tolentino, Jr. refuted the charge of
conspiracy, stressing that he was not acquainted with the other respondents, except
Atty. Victorio, Jr. whom he had met during the hearings in Civil Case No. Q-07-
59598; that although he had notarized the letter-request dated June 30, 2008 of
Ramon Ricafort to the Register of Deeds, he had no knowledge about how said letter-
request had been disposed of by the Register of Deeds; and that the present
complaint was the second disbarment case filed by the complainants against him with
no other motive except to harass and intimidate him.
Atty. Quilala stated in his Comment dated September 1, 2009[14] that it was Atty.
Caluya, Jr., another Deputy Register of Deeds, who was the actual signing authority of
the annotations that resulted in the cancellation of the affidavit of adverse claim and
the notice of lis pendens on TCT No. N-290546; that the cancellation of the
annotations was undertaken in the regular course of official duty and in the exercise of
the ministerial duty of the Register of Deeds; that no irregularity occurred or was
performed in the cancellation of the annotations; and that the Register of Deeds was
impleaded in Civil Case No. Q-07-59598 only as a nominal party, thereby discounting
any involvement in the proceedings in the case.
As the result of Atty. Quilala's allegation in his Comment in A.C. No. 8261 that it had
been Atty. Caluya, Jr.'s signature that appeared below the cancelled entries, the
complainants filed another sworn disbarment complaint dated August 26, 2010
alleging that Atty. Caluya, Jr. had forged the signature of Atty. Cunanan.[16] This
disbarment complaint was docketed as A.C. No. 8725, and was later on consolidated
with A.C. No. 8261[17] because the complaints involved the same parties and rested on
similar allegations against the respondents.
Atty. Quilala filed his Comment in A.C. No. 8725 to belie the allegation of forgery
and to reiterate the arguments he had made in A.C. No. 8261.[18] On his part, Atty.
Caluya, Jr. manifested that he adopted Atty. Quilala's Comment.[19]
Ruling
Well entrenched in this jurisdiction is the rule that a lawyer may be disciplined for
misconduct committed either in his professional or private capacity. The test is
whether his conduct shows him to be wanting in moral character, honesty, probity,
and good demeanor, or whether his conduct renders him unworthy to continue as an
officer of the Court.[20] Verily, Canon 7 of the Code of Professional Responsibility mandates
all lawyers to uphold at all times the dignity and integrity of the Legal Profession.
Lawyers are similarly required under Rule 1.01, Canon 1 of the same Code not to
engage in any unlawful, dishonest and immoral or deceitful conduct. Failure to
observe these tenets of the Code of Professional Responsibility exposes the lawyer to
disciplinary sanctions as provided in Section 27, Rule 138 of the Rules of Court, as
amended, viz.:
Section 10 of Presidential Decree No. 1529 (Property Registration Decree) enumerates the
general duties of the Register of Deeds, as follows:
xxx [W]hether the document is invalid, frivolous or intended to harass, is not the duty
of a Register of Deeds to decide, but a court of competent jurisdiction, and that it is
his concern to see whether the documents sought to be registered conform with the
formal and legal requirements for such documents.
In view of the foregoing, we find no abuse of authority or irregularity committed by
Atty. Quilala, Atty. Cunanan, and Atty. Caluya, Jr. with respect to the cancellation of
the notice of adverse claim and the notice of lis pendens annotated on TCT No. N-
290546. Whether or not the RTC order dated May 16, 2008 or the letter-request dated
June 30, 2008 had been falsified, fraudulent or invalid was not for them to determine
inasmuch as their duty to examine documents presented for registration was limited
only to what appears on the face of the documents. If, upon their evaluation of the
letter-request and the RTC order, they found the same to be sufficient in law and t]o
be in conformity with existing requirements, it became obligatory for them to perform
their ministerial duty without unnecessary delay.[24]
Even assuming that Atty. Victorio, Jr. and Atty. Tolentino, Jr. initiated ahd
participated in the settlement of the case, there was nothing wrong in their doing so.
It was actually their obligation as lawyers to do so, pursuant to Rule 1.04, Canon 1 of
the Code of Professional Responsibility, viz.:
RULE 1.04 - A lawyer shall encourage his clients to avoid, end or settle a controversy
if it will admit of a fair settlement.
In fine, the presumption of the validity of the amicable settlement of the
complainants and the defendants in Civil Case No. Q-07-59598 subsisted.[28]
Anent the complainants' charge of abandonment against Atty. Victorio, Jr., Rule 18.03
and Rule 18.04, Canon 18 of the Code of Professional Responsibility are applicable, to wit:
CANON 18 - A lawyer shall serve his client with competence and diligence.
Rule 18.03 - A lawyer shall not neglect a legal matter entrusted to him, and his
negligence in connection therewith shall render him liable.
Rule 18.04 - A lawyer shall keep the client informed of the status of his case and shall
respond within a reasonable time to the client's request for information.
There is no issue that the complainants engaged the services of Atty. Victorio, Jr. as
their counsel in Civil Case No. Q-07-59598. Atty. Victorio, Jr. served as such counsel.
With Atty. Victorio, Jr. assistance, the complainants obtained a fair settlement
consisting in receiving half of the proceeds of the sale of the property in litis, without
any portion of the proceeds accruing to counsel as his legal fees. The complainants
did not competently and persuasively show any unfaithfulness on the part of Atty.
Victorio, Jr. as far as their interest in the litigation was concerned. Hence, Atty.
Victorio, Jr. was not liable for abandonment.
Atty. Victorio, Jr. could not be faulted for the perceived inattention to any other
matters subsequent to the termination of Civil Case No. Q-07-59598. Unless
otherwise expressly stipulated between them at any time during the engagement, the
complainants had no right to assume that Atty. Victorio, Jr.'s legal representation was
indefinite as to extend to his representation of them in the LRA. The Law Profession
did not burden its members with the responsibility of indefinite service to the clients;
hence, the rendition of professional services depends on the agreement between the
attorney and the client. Atty. Victorio, Jr.'s alleged failure to respond to the
complainants' calls or visits, or to provide them with his whereabouts to enable them
to have access to him despite the termination of his engagement in Civil Case No. Q-
07-59598 did not equate to abandonment without the credible showing that he
continued to come under the professional obligation towards them after the
termination of Civil Case No. Q-07-59598.