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J Orthop Sci (2013) 18:932–939

DOI 10.1007/s00776-013-0443-9

ORIGINAL ARTICLE

Analysis of effectiveness of therapeutic exercise for knee


osteoarthritis and possible factors affecting outcome
Miki Kudo • Kota Watanabe • Hidenori Otsubo •

Tomoaki Kamiya • Fuminari Kaneko •


Masaki Katayose • Toshihiko Yamashita

Received: 4 April 2012 / Accepted: 9 July 2013 / Published online: 2 October 2013
Ó The Japanese Orthopaedic Association 2013

Abstract Lawrence grade, and meniscus abnormality and subchon-


Background There are numerous reports and evidences to dral bone marrow lesions from MRI findings were statis-
suggest that exercise therapy is effective for knee osteo- tically analyzed as factors that may affect exercise therapy.
arthritis (knee OA). However, there is a lack of sufficient Results A significantly greater improvement in WOMAC
research concerning the factors influencing its application was observed in the subjects of group exercise (81 sub-
and effectiveness. The purposes of this study were to jects) as compared with the subjects of home exercise (122
evaluate effects of the mode of treatment delivery on the subjects). There was a significantly high proportion of
improvement of symptoms in knee OA, and to analyze subjects with knee flexion contracture among the subjects
potential risk factors affecting improvement after exercise participating in group exercise that showed only minor
therapies. symptom improvement (p \ 0.05). In addition, exercise
Methods The 209 women applicants diagnosed with knee therapy proved to be highly effective for subjects with
OA were randomly allocated into either a group perform- limited quadriceps muscle strength (p \ 0.05).
ing group exercise in a class or a group performing home Conclusions When prescribing exercise therapy for knee
exercise. The 90 min exercise program was performed OA, evaluation of a subject’s ROM and muscle strength is
under the guidance of physiotherapists as a group exercise important in deciding whether to commence exercise
therapy. The Western Ontario and McMaster Universities therapy and what type of exercise therapy to apply; it is
Osteoarthritis Index (WOMAC) of the subjects of both also important in predicting the effect of exercise therapy.
groups before and after intervention was compared to
examine the effect of exercise therapy. In addition, body
mass index, knee range of motion (ROM), the femorotibial Introduction
angle from radiographs, OA severity from Kellgren–
Knee osteoarthritis (knee OA) is a condition often seen in
the elderly; thus, the number of affected individuals has
M. Kudo (&)  K. Watanabe  H. Otsubo  T. Kamiya  consequently been increasing along with the aging of
T. Yamashita
society. It is imperative to systematize the treatment of this
Department of Orthopaedic Surgery, Sapporo Medical
University School of Medicine, South-1, West-16, Chuo-ku, condition, and it is clear that conservative treatment is
Sapporo, Hokkaido 060-8543, Japan particularly important from a medical-economic perspec-
e-mail: miky_ku@yahoo.co.jp tive. Four items are listed as intervention strategies for
knee OA in the ‘‘National Strategy for OA 2010’’ published
F. Kaneko  M. Katayose
Department of Physical Therapy, Sapporo Medical University by the US Centers for Disease Control and Prevention
School of Health Science, Sapporo, Japan (CDC) and Arthritis Foundation [1]: (1) self-management
education, (2) exercise therapy, (3) injury prevention, and
F. Kaneko
(4) weight management. In particular, exercise therapy is
National Institute of Advanced Industrial Science and
Technology, 1-3-1 Kasumigaseki, Chiyoda-ku, viewed as being important in the treatment of knee OA. In
Tokyo 100-8921, Japan addition, randomized prospective studies and the

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Therapeutic exercise for knee OA 933

Osteoarthritis Research Society International (OARSI) with motion-limiting conditions other than knee OA, and
guidelines regard exercise therapy as a non-drug therapy applicants adjudged as Kellgren–Lawrence grade (KL
backed by a significant amount of evidence [2–4]. grade) 0 [7] from simple knee X-ray imaging of an ante-
However, few reports have examined the factors influ- rior–posterior view with full extension in weight-bearing.
encing the application and effectiveness of exercise therapy Ultimately, 209 applicants were included in this study. The
in detail. Age, gender, obesity, leg alignment, leg strength, participants were informed that data from the case would
joint distension, and a history of injury are cited as risk be submitted for publication and gave their consent, and
factors for knee OA and are believed to be involved in its this study was given approval by the institutional review
onset and progression. Moreover, these factors may influ- board (IRB) of our facility.
ence the effect of exercise therapy on knee OA. Subjects were randomly allocated into either a group
Exercise therapy for knee OA can be divided into performing group exercise therapy conducted in a class
muscle isolation strength training, range of motion (ROM) (group exercise) or a group performing home exercise ther-
exercises, and weight training. In addition, although muscle apy (home exercise) by drawing lots. The number of par-
isolation strength training is given as a single category, ticipants in the group exercise was limited to 81, because
many variations of muscle isolation strength training exist. there was a limit of a room and equipment for exercise. The
Its content can range from straight leg raises and other group that waited for 3 months before commencing home
bodyweight exercises to training using specialized equip- exercise was designated the ‘‘control group’’ (control). There
ment. Furthermore, the muscles trained can either be lim- were 81 subjects in the group exercise group, with an average
ited to the quadriceps only or expanded to include muscles age of 63.8 years, average height of 152.6 cm, average
around the hip as well as the trunk. Moreover, the form of weight of 55.1 kg, and average body mass index (BMI) of
exercise intervention can be divided into exercise therapy 23.8; there were 128 subjects in the control group, with an
performed under the direct guidance of a physiotherapist average age of 65.6 years, average height of 152.4 cm,
(either in a class or individually) and exercise performed by average weight of 55.3 kg, and average BMI of 23.8. This
the patient at home. Questions regarding the differences in control group subsequently performed home exercise ther-
the effects of exercise therapy as a consequence of the apy, with 122 subjects ultimately completing the program
intervention format still persist. (the home exercise group). There were no statistically sig-
The main focus of this study was to analyze potential nificant differences in age, height, weight, or BMI between
factors affecting improvement after exercise therapy for the group exercise and control/home exercise groups
patients with knee OA. This study tested the following (Table 1).
hypotheses: (1) exercise therapy is an effective treatment The test items included simple front upright radiographs
for knee OA, and group-guided therapy has a greater effect and MRIs of the subjects’ knees in addition to their height,
than home therapy, and (2) factors influencing the effec- weight, ROM, and muscle strength. In addition, the WO-
tiveness of exercise therapy exist, and they vary according MAC score were used as an index of clinical symptoms.
to the method of exercise therapy employed.
Table 1 Characteristics of participants at baseline

Materials and methods Group exercise (n = 81) Control (n = 128)

Age, years 63.8 ± 5.9 65.6 ± 5.8


Trial participants were invited with local newspapers to Height, cm 152.6 ± 4.9 152.4 ± 5.1
participate in classes to test the effectiveness of exercise Body weight, kg 55.1 ± 7.3 55.3 ± 7.3
therapy on knee OA. The conditions required for the par- BMI, kg/m2 23.8 ± 2.9 23.8 ± 3.0
ticipants were females with knee pain aged between 55 and
KL grade, no. (%)
75 years. In total, 495 females responded during the
Grade 1 24 (29.6) 31 (24.2)
2006–2008 invitation period. These 495 applicants were
Grade 2 26 (32.1) 49 (38.3)
examined by orthopedic specialists and underwent imaging
Grade 3 27 (33.3) 42 (32.8)
before a decision was made to include them in the trial. The
Grade 4 4 (4.9) 6 (4.7)
exclusion criteria for participation in the trial included the
Mink grade, no. (%)
following: applicants with a Japanese Orthopaedic Asso-
Grade 0 8 (9.9) 29 (22.7)
ciation score [5] of\65 points or a score of 100 points, or a
Grade 1 22 (27.2) 33 (25.8)
the Western Ontario and McMaster Universities Osteoar-
Grade 2 24 (29.6) 34 (26.6)
thritis Index (WOMAC) score [6] of more than or equal to
Grade 3 27 (33.3) 32 (25.0)
96 points, applicants who had difficulty in walking, cases
where the applicant’s pain worsened acutely, applicants Values are the mean ± standard deviation unless otherwise indicated

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934 M. Kudo et al.

This index (raw score out of 96) was normalized by mul- Tokyo). Maximum voluntary isometric force of the quad-
tiplying it by 100/96, and the improvement in the nor- riceps muscle was measured while holding maximum
malized index—pre-intervention normalized WOMAC output for 3 s at 60° knee flexion in sitting position. This
subtracted by post-intervention normalized WOMAC was measurement was repeated twice and the higher value was
used as an indicator of clinical improvement. This calcu- chosen as a representative value. Then, the weight ratio
lated value was defined as W0 in this study. calculated from the values obtained, and the subjects
Knee OA severity was classified using KL grade. WO- divided into two groups based on the median value.
MAC was assessed both prior to commencement of the The femorotibial angle (FTA) was measured from simple
exercise program and 3 months after commencement. The front upright knee radiographs as an index of leg alignment,
group exercise therapy was performed under the direct and subjects were subsequently divided into a group with an
guidance of physiotherapists. The 90 min program included FTA of\178° and a group with an FTA of more than or equal
stretching (warm up), followed by riding an exercise bike, to 178° which was the median in the subjects. Subjects were
and muscle strength and stabilization exercises (focusing on divided into a KL grade 1 and 2 group and KL grade 3 and 4
the knee joint and incorporating pelvic and trunk areas), group based on the severity of knee OA; they were divided
followed by more stretching (cool down). Open kinetic chain into a Mink grade 0–2 and grade 3 group on the basis of
exercises and a combination of isotonic contraction and meniscal MRI findings [8]. Mink grade 3 is considered as
isometric contraction of the muscle were firstly performed to meniscal tear [8]. The degree of extension of an area of
the muscles around the knee, the trunk, the hip, and the ankle abnormal low intensity on the femoral condyle was classified
as the muscle strength exercises. The time and the repetition into four types by sagittal proton-density MRI [9]: normal,
number of the exercises were gradually increased, and then no abnormal low intensity area; spot, an area of abnormal
closed kinetic chain exercises were added to the program low intensity is shown as a single spot on the subchondral
including a squat and a calf raise. The physical therapists bone; moderate, the abnormal low intensity area is extended
were paying attention to pain and symptoms of the subjects to from the subchondral bone to the proximal bone marrow, and
prevent those deterioration during the exercises. Riding an extension is less than one-third of the femoral condyle; and
exercise bike was started from the exercise intensity for large, the extension of the abnormal low intensity area is
20 min to be around 55–65 % of the predicted maximum more than one-third of the femoral condyle. MRI imaging
heart rate, and carried out for 40 min in the end. The balance was performed using a 1.5-T system (General Electric
ball and balance cushion were used in stabilization exercise Medical Systems, USA). Sagittal and coronal images were
to improve the balance in the standing posture and trunk acquired with proton density-weighted images (TR/
muscle strength. Subjects participated in this program twice TE = 1900/31.7; flip angle 90°) and T2-weighted images
a week for 3 months. A workshop was held for the home (TR/TE = 3800/102; flip angle 90°). Each image was
exercise group, both prior to intervention and during inter- obtained using a 160 mm, 320 9 256 matrix with 3 mm
vention, in which guidance was given concerning the content slices. All radiographs and MR images were analyzed by an
of the program. The home exercise group was provided with experienced orthopaedic surgeon.
self-check sheets having attached photographs explaining Firstly, W0 was compared between pre- and post-inter-
each of the stretching, muscle strengthening, and stabiliza- vention in the groups of control, group exercise, and home
tion exercises (similar to those performed by the group exercise. Statistical analysis was performed using paired
exercise group); this group was recommended to exercise at t test with statistical significance set at p \ 0.05 level.
least twice a week for 3 months. The subjects did not have Then, the groups of home exercise and group exercise were
any other conservative treatments such as medication during divided into more effective group and less effective group
the participating period of the program. respectively according to the value of W0 , and relationship
Age, BMI, ROM, quadriceps muscle strength, leg was analyzed between the effectiveness of therapeutic
alignment, severity of knee OA (from KL grade), and exercise and the various factors mentioned previously.
findings of meniscus abnormality and subchondral bone Unpaired t test was used for statistical analysis of W0 and
marrow lesions from MRI were analyzed as factors that the factors of BMI, quadriceps strength, and FTA, and
may affect exercise therapy. Subjects were divided into two Mann–Whitney U test was used for flexion contracture, KL
groups according to the median age (65 years), and based grade, Mink grade, and subchondral bone marrow lesion
on their degree of obesity: a group with a BMI of\25 and a analysis with statistical significance set at p \ 0.05 level.
group with a BMI of more than or equal to 25. In terms of Finally, subjects of group exercise were divided into two
ROM, subjects whose knee extension was limited by 5° or groups according to the factors described above, and then
more were defined as having flexion contracture. Quadri- W0 was compared between the two groups. Statistical
ceps muscle strength was measured using a muscle strength analysis was performed using Mann–Whitney U test with
measurement instrument (Kenkonice, Hulia Co. Ltd., statistical significance set at p \ 0.05 level.

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Therapeutic exercise for knee OA 935

Results quadriceps strength was significantly lower in the more


effective group (p \ 0.05).
Eighty-one subjects in the group exercise group and 122 in Figure 2 shows whether each factor affected improve-
the home exercise group completed their exercise programs ment in WOMAC scores in group exercise. The WOMAC
ultimately. No significant change in the WOMAC score of scores of the group of subjects with quadriceps strength
the control group was observed before and after the lower than the median value improved significantly
3 month waiting period according to paired t test. How- (p \ 0.05). Besides this, no other factor was observed to
ever, W0 improved by an average of 10.2 points in the significantly affect improvement in WOMAC scores in
group exercise (SD, 10.3)—a statistically significant group exercise.
improvement from the beginning of exercise and compared
with the control (p \ 0.05). Although W0 improved by an
average of 3.2 points in the home exercise (SD, 8.7), it was Discussion
not recognized as a statistically significant improvement
from the beginning of exercise according to paired t test. The first item examined in the study was a comparison of
The group exercise showed significantly higher W0 the effects of group exercise and home exercise. The result
improvement than the home exercise according to unpaired indicated that group exercise was superior to home exercise
t test (p \ 0.05). Figure 1 shows changes of normalized for the treatment of knee OA. There were several factors
WOMAC before and after intervention in the home exer- which might influence effects of exercise therapies on
cise and the group exercise. patients with knee OA. In the group exercise, the subjects
Next, the factors obtained from physical, radiographical, performed their exercises with other subjects under the
and MRI findings were compared between the group whose guidance of therapists in a class. They could use exercise
symptoms improved with exercise (more effective group) machines such as an exercise bike. These factors might
and the group where there was minimal improvement of improve not only quality of the exercise but also motiva-
symptoms (less effective group) (Table 2). Subjects whose tion and compliance of the subjects. We thought that these
W0 improved by 6 points or more were allocated to the differences between two groups might lead to superior
more effective group, and the subjects whose W0 improved results of the group exercise therapy in this study. Roddy
by\6 points were allocated to the less effective group. The et al. [10] performed a systematic literature review and
results of this comparison showed that there was a signif- provided 10 evidence-based recommendations for the role
icantly high proportion of subjects with flexion contracture of exercise in the management of OA of the hip or knee,
of the knee in the less effective group (p \ 0.05) and known as ‘‘the MOVE consensus’’. One of the 10 recom-
mendations was ‘‘group exercise and home exercise are
equally effective, and patient preference should be con-
sidered’’. Another meta-analysis [11] showed that the mode
of treatment delivery (individual treatments, exercise
classes, and home programs) was not significantly associ-
ated with the magnitude of treatment benefit. They ana-
lyzed supervision occasions and found that programs
providing fewer than 12 direct supervision occasions
demonstrated only small mean benefits for pain reduction
and physical function. In this study, direct supervision was
provided on 24 occasions over 3 months in the group
exercise program. However, direct supervision was only
provided once during the 3 month home exercise therapy
period, and there may have been limited opportunities to
check and re-teach the exercise method. In any event, it
was clear that the group exercise program adopted in this
study was effective.
Of the factors possibly influencing the effectiveness of
exercise therapy on knee OA, this study suggested that
flexion contracture and quadriceps strength affected group
Fig. 1 Improvements of normalized WOMAC pre- and post-exercise
exercise. Because a significant improvement in the WO-
in the home exercise and the group exercise. Normalized WO-
MAC = (raw score out of 96) 9 100/96 Statistical analysis was MAC score was not observed after the home exercise in
performed using paired t test (* p \ 0.05) this study, we analyzed these factors in the group exercise

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936 M. Kudo et al.

Table 2 Relationship between the effectiveness of therapeutic exercise and various factors
Group exercise (n = 81) Home exercise (n = 122)
Less effective More effective p value Less effective More effective p value
(n = 35) (n = 46) (n = 81) (n = 41)

W0 1.4 ± 2.8 16.9 ± 8.7 \0.001 -1.4 ± 6.1 12.1 ± 5.8 \0.001
BMI, kg/m2 23.5 ± 2.7 24.0 ± 2.9 0.473 23.7 ± 2.8 24.0 ± 3.5 0.554
Flexion contracture, no. (%) 19 (54.3) 20 (43.5) 0.045 25 (30.9) 17 (41.5) 0.268
Quadriceps strength, Nm/kg 1.53 ± 0.51 1.29 ± 0.49 0.044 1.38 ± 0.52 1.38 ± 0.48 0.978
FTA, degrees 177.8 ± 4.0 178.1 ± 3.6 0.775 178.2 ± 3.6 178.1 ± 3.9 0.825
KL grade, no. (%) 0.172 0.458
Grade 1,2 19 (54.3) 31 (67.4) 53 (65.4) 24 (58.5)
Grade 3,4 16 (45.7) 15 (32.6) 28 (34.6) 17 (41.5)
Mink grade, no. (%) 0.455 0.856
Grade 0–2 20 (57.1) 34 (73.9) 58 (71.6) 30 (73.2)
Grade 3 15 (42.9) 12 (26.1) 23 (28.4) 11 (26.8)
Subchondral bone marrow lesion, 0.271 0.346
no. (%)
Normal 12 (34.3) 18 (39.1) 33 (40.7) 13
Spot 12 (34.3) 17 (37.0) 34 (42.0) 19
Moderate 11 (31.4) 10 (21.7) 12 (14.8) 9
Large 0 (0) 1 (2.2) 2 (2.5) 0
0
More effective: Group where W improved by 6 points or more
Less effective: Group where W0 improved by less than 6 points
W0 : pre-intervention normalized WOMAC subtracted by post-intervention normalized WOMAC
Normalized WOMAC = (raw score out of 96) 9 100/96
Unpaired t test was used for statistical analysis of W0 and the factors of BMI, quadriceps strength, and FTA, and Mann–Whitney U test was used
for flexion contracture, KL grade, Mink grade, and subchondral bone marrow lesion analysis

group. Subjects with low quadriceps strength experienced exercise program can more easily enhance their muscular
superior symptomatic relief as a result of group exercise. In strength as a result of muscle strength exercises; therefore,
a study on the relationship between muscle strength prior to it is easier for them to obtain symptomatic relief.
the commencement of an exercise program and symp- A few reports examined knee ROM as a possible pre-
tomatic improvement, Irie et al. [12] evaluated the efficacy dictor of treatment responsiveness of exercise therapy [14,
of quadriceps setting exercise programs for relieving pain 15]. This factor did not reveal trends in treatment effec-
in knee OA and investigated background factors influenc- tiveness in those studies. However, flexion contracture is
ing efficacy. Fifty-three knees of 43 patients were evalu- one of major symptoms of patients with knee OA, espe-
ated until 12 months after initial examination. Pain was cially in advanced stages. Quadriceps muscle power or
relieved at a mean of 2.3 months in half of the patients. No contractile function of this muscle should be deteriorated in
association was identified between pain relief and age, near extended knee position in patients with flexion con-
BMI, radiographic OA grading, or initial muscle strength. tracture. From the results of this study, we believe that
Only patients \70 years of age who had initially displayed flexion contracture and quadriceps strength are the possible
quadriceps muscle strength below median value demon- factors affecting improvement. We also think that further
strated a high incidence of pain relief. Torii [13] reported study is needed to investigate effects of a specially modi-
the results of 9 weeks of intervention to increase muscle fied exercise program to reduce knee flexion contracture on
strength around the knee and hip joints for middle- or patients with knee OA.
advanced-aged women with knee OA, and analyzed the Although several other factors such as those examined
characteristics of the group whose pain improved. In the in this study may influence the effect of exercise therapy on
groups that showed improvement, body weight was hea- knee OA, a consensus has not yet been reached. For
vier, and the values of muscle strength per body weight example, some reports indicate that symptomatic relief is
were lower at baseline. Thus, it is thought that patients with less in cases of severe knee OA; some dismiss any corre-
low muscle strength prior to the commencement of an lation between symptomatic relief and OA severity.

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Therapeutic exercise for knee OA 937

Fig. 2 Effects of various factors on the efficacy of therapeutic WOMAC subtracted by post-intervention normalized WOMAC.
exercise in subjects of group exercise. a Age, b BMI, c flexion Statistical analysis was performed using Mann–Whitney U test
contracture, d quadriceps strength, e FTA, f KL grade g Mink grade, (* p \ 0.05)
h subchondral bone marrow lesion W0 : pre-intervention normalized

According to the aforementioned ‘‘the MOVE consensus’’ randomized controlled trial (RCT) performed by Fransen
by Roddy et al. [10], one of the 10 propositions was ‘‘the et al. [14]. This study stratified subjects according to
effectiveness of exercise is independent of the presence or medial knee joint space width and demonstrated signifi-
severity of radiographic findings’’. They did not find any cantly greater improvement in pain and function in subjects
direct evidence to support this proposition except one with less severe loss of medial joint space. In this study,

123
938 M. Kudo et al.

126 patients were randomized into one of 3 allocation exercise should be encouraged for patients with quadriceps
arms: individual treatments, small group format program, muscle weakness. Moreover, exercise may be less effective
and waiting list control. Assessments included both self- in providing symptomatic relief in cases where flexion
reporting measures (WOMAC, SF-36) and objective mea- contracture is observed. Programs to improve joint con-
sures of physical performance (gait analysis and muscle tracture warrant consideration in such cases. In summary,
strength). Both physical therapy treatment allocations flexion contracture of the knee and muscle strength should
resulted in significant improvements in pain, physical be checked in patients with knee OA, and therapeutic
function, and health-related quality of life above the con- exercise is recommended as a treatment option.
trol group.
The alignment of lower extremities assessed by FTA Acknowledgments We sincerely thank Drs.Tsuyoshi Minowa,
Kenji Tateda, and Ima Kosukegawa for their help.
was not correlated with the effectiveness of exercise ther-
apy in the current study. In a report that examined the Conflict of interest The authors declare that they have no conflict
connection between muscle exercise and knee alignment, of interest.
Lim et al. [15] performed a RCT to examine whether the
effects of 12 weeks of quadriceps strengthening on the
knee adduction moment, pain, and function in people with
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