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Malfunction Diagnosis:
Misalignment
By
Charles T. Hatch
and
Dave Fahy
Table of Contents
Introduction To Misalignment................................................................. 1
What Is Misalignment?.................................................................... 1
Causes Of Misalignment .................................................................. 2
Effects On The Rotor System Due To Misalignment ................................... 3
Load Shifting Among Bearings ......................................................... 3
Vibration Changes .......................................................................... 4
Stresses And Wear ......................................................................... 4
Symptoms Of Misalignment ................................................................... 5
High Bearing Temperature ............................................................... 5
Average Shaft Centerline Position ..................................................... 6
Orbits........................................................................................... 7
Vibration ...................................................................................... 8
Rub ............................................................................................. 9
Fluid-Induced Instability.................................................................. 9
Other Problems That Can Produce Similar Symptoms ............................... 10
Process Loads .............................................................................. 10
Foundation And Grouting Problems ................................................. 10
Piping Strain ............................................................................... 10
Soft Foot .................................................................................... 11
Shaft And Coupling Runout ........................................................... 11
Locked Gear Coupling .................................................................. 11
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Introduction to Misalignment
What Is Misalignment?
To understand the concept of
misalignment, first we have to define
alignment. Perfect internal alignment
exists when the centers of all of a
machine’s bearings, interstage
diaphragms, and seals are located on the
same line and that line is the centerline of
the machine (Figure 1). Two machines
would be in perfect external alignment if
the centerlines of their shafts were on the
same line (Figure 2, top). In practice,
some degree of internal and external Figure 1. Perfect internal alignment exists in a
misalignment always exists. Flexible machine when the centers of all of the internal
couplings are designed to accommodate a parts are collinear.
certain amount of misalignment, and that
amount will depend on the type of
coupling being used. When the
misalignment exceeds the allowable
tolerances for the coupling in use, the Aligned
machines are said to be misaligned.
There are two basic types of external
misalignment. Parallel misalignment
occurs when the centerlines of two
machines have the same angular
Parallel Misalignment
orientation, but are separated from each
other (Figure 2, middle). Angular Angular Misalignment
misalignment occurs when the centerlines
of two machines have different angular
orientations (Figure 2, bottom). The most
common situation is a combination of
parallel and angular misalignment.
Figure 2. Two machines are in perfect external
An additional type of “misalignment” alignment (top) when their shaft centerlines are
involves the correct axial position of two collinear within an allowable tolerance zone
machines that are coupled together. The (red). With parallel misalignment (middle) the
tolerance for axial position for two shaft centerlines are offset, but parallel. With
angular misalignment (bottom), the shafts are
machines will depend on the type of oriented at different angular orientations in space.
coupling that is used. Rigid couplings Misalignment usually involves a combination of
have a very low tolerance for axial parallel and angular misalignment. In the figure,
position errors, while disk pack and the shafts are shown centered in the bearings. In
diaphragm couplings have somewhat reality, gravity loaded shafts would rest in the
bottom of the bearings with the machines off.
more, but still small tolerance for error.
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Causes of Misalignment
While a machine is operating, the
temperature can be very different from one
part of the machine to another, and the
Cold Misaligned
temperature can vary with load. Thermal
growth causes changes in the linear
dimensions of a machine compared to the
“cold” or off condition.
Note that machines that handle cold
fluids may actually get colder in the Hot Aligned
operating condition. For the purposes of Figure 4. Machines are deliberately misaligned
this discussion, the term “hot” will indicate cold so that, when they reach hot operating
the loaded, running condition at temperature, thermal growth will align the
equilibrium temperature, and “cold” will machines.
represent the off condition where the
machine has been off long enough to reach thermal equilibrium with the environment.
Note that a large, massive machine may take one to two days to reach thermal
equilibrium after startup or shutdown.
As the temperature changes during a startup, the linear dimensions of a machine can
change in complicated ways, with the hot parts growing more than the cooler parts.
Dimensional changes in the machine supports and casing can cause the machine to rise or
fall and/or change angular orientation as it heats up. Any adjacent machine will also
change, and that change will most likely follow a different pattern. Thus, if the two
machines were aligned in a cold condition, they would become misaligned in a hot
condition. For this reason, machines are deliberately misaligned in the cold condition,
and the cold misalignment is carefully calculated to produce correct alignment in the hot
condition (Figure 4).
Because the temperature of a machine can vary with load, alignment can also change
with load, and it may be difficult to set a cold alignment that produces acceptable hot
alignment for all anticipated operating load conditions.
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Misalignment symptoms can also be caused by factors external to the machine itself.
Foundation problems can cause a shift in machine position over time. Foundation
problems can include cracked grouting, a loose soleplate, and loose anchor bolts. Oil
soaked concrete can lead to deterioration of the concrete foundation and a loss of support
strength.
Piping strain can warp a machine casing and cause misalignment by moving the
bearing supports. Pipe strain can result from loose piping hangers or bent, broken, or
missing piping supports. Poor piping fit can put tremendous loads on the machine casing.
Piping should never be forced to mate with the machine through the use of force.
Soft foot is a condition where one or more machine feet are not coplanar after
tightening hold down bolts. When one foot is not properly supported (the soft foot),
tightening down the soft foot will warp the machine casing. Soft foot can be caused by
inadequate shimming or by an excessive number of shims, which can produce a springy
support. There should be no more than 3 to 4 shims under a foot. Soft foot can also be
caused by a warped or bowed soleplate, an improperly installed soleplate, improper
machining of feet or the soleplate, or a foot not parallel to the soleplate. A warped or
bowed machine casing can also cause soft foot.
These external effects produce misalignment symptoms, but they are not the same as
misalignment. Often, when an external effect is corrected, the alignment state of the
machine will revert to an acceptable level. A true misalignment condition exists only
when all of the external factors are accounted for and corrected and the misalignment
persists.
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Vibration Changes
Rotor vibration amplitude is
related to the stiffness in a fluid- Figure 6. A tilt-pad bearing that was damaged by electro-
static discharge. The wiping at the edge of the pad (circle)
film bearing, and that stiffness is a was caused by misalignment.
function of the operating
eccentricity ratio. A rotor operating in a lightly loaded bearing will operate at a lower
than normal eccentricity ratio. Such a rotor might experience higher vibration because of
the reduced rotor support stiffness. Also, if the eccentricity ratio becomes low enough
(the rotor operates nearer to the center of the bearing), the bearing can suddenly transition
to a fully lubricated (360° lubricated) condition, making the rotor system vulnerable to
fluid-induced instability. There have been cases of machines that were reassembled after
an overhaul in a misaligned condition that resulted in fluid-induced instability appearing
after startup, even though the machines had no prior history of instability problems.
At the other extreme, a rotor operating in an overloaded bearing will operate at a
higher than normal eccentricity ratio. In this situation, rotor vibration might decrease
while casing vibration might increase. Although not technically a misalignment
condition, looseness in the machine support can also cause increased casing vibration.
Often, tightening hold down bolts will reduce excessive casing vibration.
Extreme misalignment can produce abnormal orbit behavior. Highly flattened orbits
will produce significant reverse frequency components in a full spectrum plot. A rotor
that is highly loaded into a bearing may follow a path that partially follows the curvature
of the bearing, producing a banana-shaped orbit. This type of behavior can produce 2X
vibration components.
Misaligned disk and diaphragm couplings can produce an axial “pumping” action that
results in axial vibration. This axial forcing is available to excite any rotor system axial
resonant frequencies. It is also possible for the axial vibration to couple into lateral
vibration, showing up in radial vibration measurements. Properly functioning gear
couplings are much more axially compliant and less likely produce axial vibration from
misalignment.
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The high bearing loads associated with misalignment can cause overheating, wear, or
fatigue of bearing babbitt in fluid-films bearings.
Rolling element bearings have finite lifetimes that are a strong function of radial load.
The L10 life (the time that 90% of similar bearings will survive) for a point contact ball
bearing goes down as the third power of the applied load. Thus, load shifting due to
misalignment can, by increasing the load, drastically reduce the useful life of a rolling
element bearing.
Symptoms of Misalignment
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Assumed
Radial Load
Abnormal 1 2
Normal 3 4
Running Running
Position Position
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A B C D
Figure 9. Unfiltered orbits. Each orbit shows eight shaft revolutions. Orbit A is a normal orbit from
a generator bearing on a small steam turbine generator set. The orbit is mildly elliptical and
predominately 1X. Orbit B is from a Frame 6 gas turbine bearing. The orbit shows evidence of
constraint along the lower edge, suggesting a misalignment problem. Orbit C is from the exciter
bearing on a 500 MW steam turbine generator set. Note the highly elliptical, banana shape. The
banana shape will produce a 2X vibration component which would be strongest in the horizontal
direction. Note the curvature of the right side of the orbit, which suggests that the shaft may be
following the geometry of the bearing boundary. Orbit D is from a HP steam turbine bearing. The
orbit is highly flattened, suggesting a high, misalignment-induced radial load. (Note that line orbits
can occur for other reasons.)
Orbits
Orbits can be very helpful for diagnosis of misalignment. Normally-loaded, healthy
rotors that operating in plain, cylindrical fluid-film bearings tend to produce direct, or
unfiltered, orbits that are elliptical in shape and where the frequency is predominately 1X
(Figure 9). The ellipticity of such orbits can fall into a wide range and still be considered
normal.
Elliptical and lemon-bore bearings tend to normally produce orbits that are more
elliptical than those produced by plain cylindrical or tilt-pad bearings. Also, the major
axis of the ellipse in elliptical and lemon-bore bearings tends to be aligned with the
bearing geometry.
Because radial loads can change magnitude and direction with load, orbits can vary in
size and shape with load. Also, any resonances will affect the size and appearance of the
orbit.
Because of the many possibilities, a database of normal operating orbits for a
particular machine should be archived for later reference.
The shape of a direct orbit is sensitive to the amount of the radial load that acts on the
rotor). As the radial load is increased, the orbit will become more flattened, and part of
the orbit path may partially follow the curvature of the bearing. (Note that elliptical and
lemon bore bearings tend to normally produce more elliptical orbits than would occur
with plain cylindrical bearings. For these bearings, the orientation of these elliptical orbits
tends to be more aligned with the bearing geometry.) The orbit may also become banana
shaped, containing a 2X vibration component that is visible on spectrum plots (Figure 9
C). 2X components can be amplified if the rotor operates at half of a resonance speed. In
extreme cases of misalignment, the rotor may become so constrained that the orbit
follows a line that matches the curvature of the bearing (Figure 9 D) or, if unbalance is
small, may shrink to nearly a point. Assuming that unbalance is the primary source of
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Vibration
Assuming that the source of vibration originates in the rotor (for example, due to
unbalance), the amount of casing vibration will depend on the transmissibility of rotor
vibration through the bearings and into the casing. (Casing vibration will also depend
upon how well the machine is mounted to the foundation.) The very high fluid-film
bearing stiffness that exists at high eccentricity ratios acts to more effectively couple the
rotor to the casing. Thus, in a misaligned machine, the rotor may transmit more vibration
to the casing, and the machine may experience higher than normal casing vibration. Rotor
shaft relative vibration, because of the increased constraint on the rotor (increased
Dynamic Stiffness), may decrease as more of the vibration energy is transmitted to the
casing.
If, because of misalignment, a particular bearing is unloaded, the rotor may become
more decoupled from the casing (transmissibility will decrease) at that location, and the
casing vibration there may decrease. Under this circumstance, shaft relative rotor
vibration may increase as the rotor support Dynamic Stiffness decreases.
Thus, either increases or decreases in casing vibration could be an indication of a
misalignment condition. An increase in casing vibration coupled with a decrease in rotor
shaft relative vibration (and vice versa) suggests misalignment.
Remember that casing vibration can increase if the machine support structure
weakens or loosens, or if the machine develops a soft foot. The reduced stiffness of the
machine support allows vibration to increase. Sometimes, tightening loose foundation
bolts will reduce casing vibration back to normal levels.
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Parallel misalignment at the coupling can produce “cranking” of the rotor shafts. This
will usually produce a 1X and 2X shaft relative vibration component that exists over the
entire speed range of the machine. The vibration may transmit to the casing, but only
shaft relative measurements will reveal the cranking action at slow roll speeds. The 2X
component occurs because of opposed high spots reacting in different bearings. The
effect is similar to the 2X generated in a bicycle crank.
Misaligned disk and diaphragm couplings can produce an axial “pumping” action that
results in axial vibration. This axial forcing is available to excite any rotor system axial
resonant frequencies. It is also possible for the axial vibration to couple into lateral
vibration, showing up in radial vibration measurements. Properly functioning gear
couplings are much more axially compliant and less likely produce axial vibration.
Rub
Rub on seals may occur if the rotor is misaligned. The rub can occur during startup or
shutdown, or the rub could occur during steady state operation. Rub symptoms may
include changes in 1X vibration behavior through resonances or changes in steady state
vibration behavior.
A rub on interstage seals may
open up clearances, resulting in
higher leakage flows and a loss of
efficiency. Any machine that shows
a loss of efficiency over time should
be carefully evaluated as to the root
cause, and misalignment should be
considered as a possibility.
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There have been several cases where a machine had run for years without any
problems, was overhauled, and encountered fluid-induced instability when started up.
Misalignment during reassembly was the culprit. When the machine was shut down and
realigned, the fluid-induced instability disappeared. Proper alignment properly loaded the
bearings and placed the rotor at the proper operating eccentricity ratio.
Process Loads
While horizontal machines tend to be gravity loaded into the lower part of fluid-film
bearings, process loads can occur in directions that can push the rotor into unexpected
quadrants. For example, partial steam admission in steam turbines can produce radial
loads large enough to cause the rotor to operate in the upper part of a bearing. The loads
associated with radial loads in gearboxes can also position shafts in unexpected locations,
even across couplings.
Piping Strain
Poor piping fit can put tremendous loads on the machine casing. Piping strain can
misalign a machine by warping the machine casing. The warped casing causes
misalignment by shifting the position and/or orientation of the bearing supports. Pipe
strain can result from loose piping hangers or bent, broken, or missing piping supports.
Always check the piping system of a machine with misalignment symptoms for signs of
pipe hanger or support problems.
During installation, piping should never be forced to mate with the machine through
the use of force. Instead, the piping and support system must be designed to produce a
nearly perfect mate at the attachment flanges. This mating must be correct in position (in
3 dimensions) and angle (3 more dimensions).
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Soft Foot
Soft foot is a condition where the machine feet are no longer coplanar after tightening
hold down bolts. Because three points determine a plane, four or more feet on a machine
must be precisely positioned to ensure they are located in the same plane after tightening.
When one foot is not properly supported (the soft foot), tightening down the soft foot will
warp the machine casing. Soft foot can be caused by inadequate shimming or by an
excessive number of shims, which can produce a springy support. There should be no
more than 3 to 4 shims under a foot. Soft foot can also be caused by a warped or bowed
soleplate, an improperly installed soleplate, improper machining of feet or the soleplate,
or a foot not parallel to the soleplate. A warped or bowed machine casing can also cause
soft foot.
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