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Contents
1 Objectives............................................................................................4
3 Network Evolution.............................................................................18
6 Review of 3G Networks.....................................................................46
1 Objectives
The aim of this module is to give the participant the introductory knowledge
needed for explaining how the UMTS networks have evolved. Topics to be
covered in this module include understanding the historic factors driving the
system development and how mobile networks have evolved. Furthermore, the
student should gain a basic understanding of the different types of air-interface
and list the key benefits of UMTS for the operator and the end-user.
After completing this module, the participant should be able to:
• Identify what is meant by the term 3G and briefly outline the work
completed by the specification bodies. Furthermore, discuss significant
events in the history of GSM and CDMA leading to UMTS network
evolution and list the sub-systems.
• Taking a step-by-step approach, identified how existing GSM networks
have evolved to support additional services, data and how networks act as
a platform for future technologies.
• List the four basic Air interface access technologies. Also, give an
example of how CDMA technology works, and identify properties of the
interface, such as codes and spreading. Finally, Describe the basic
differences between 1st, 2nd, and 3rd generation networks.
• List key benefits of WCDMA and furthermore, identify the advantages of
3G networks for the operator and the end-user.
Year Event
1900 In December, the first human voice transmission
via radio was accomplished by Reginald
Fessenden
1906 First radio broadcast (also Reginald Fessenden)
1948 John Pierce writes a memo describing CDMA
multiplexing.
1949 Claude Shannon and John Pierce describe
major CDMA effects.
1956 “Antimultipath” RAKE receiver patented.
1970s CDMA used in several military communication
and navigation systems.
1980s Studies for narrowband CDMA for mobile cellular
systems.
1981 Nokia introduces Nordic Mobile Telephone
System (NMT)
1982 CEPT established Groupe Spėciale Mobile by
the joint proposal of the Nordic countries and the
Netherlands.
1983 Advanced Mobile Phone System (AMPS)
introduced
1985 ITU starts studies for Future Public Land Mobile
Telecommunication Systems (FPLMTS)
Decision made on GSM time schedule and
action plan.
1986 Eight experimental GSM systems are tested in
Paris.
1987 Memorandum of Understanding (MoU); the
services of the GSM system will be offered in all
of western Europe.
Decision on system parameters and preparation
of draft recommendations.
1989 Final GSM recommendations and specifications.
1990s Studies for wideband ~5 MHz CDMA for mobile
cellular systems
Year Event
1991 First official GSM call in the world was made on
January 7th using Nokia equipment.
1992 GSM system ready in capitals and international
airports. DCS 1800 startup implementation.
In February, the World Administrative Radio
Conference allocates initial global radio
spectrum for 3rd generation mobile systems in
the 1885 – 2025 and 2110 – 2200 MHz
frequency ranges.
1993 Major European urban areas have GSM
coverage.
2nd generation mobile system using narrowband
CDMA standardised in USA; it is called IS-95
(Intermediate Standard)
1994 ARIB in Japan forms a special group for
FPLMTS radio interface development.
1995 GSM covers main transportation links between
major urban areas.
1996 UMTS Forum formed to raise market awareness.
In December ETSI SMG2 forms study group for
UTRA
1997 ITU changes FPLMTS name to International
Mobile Telecommunications 2000 (IMT-2000)
during WARC-97.
ITU requests proposals of Candidate Radio
Transmission Technologies (RTTs) for IMT-2000
Radio Interface.
1998 June, ITU receives 10 proposals for terrestrial
RTTs and five for satellite RTTs. These include
CDMA2000 from the USA, ARIB W-CDMA from
Japan, and UTRA from Europe.
3GPP formed to co-ordinate the development of
a joint 3rd generation system based on evolved
GSM core and UTRA Air interface.
1999 ETSI start UMTS project to co-ordinate
European 3rd generation network development.
In January, four operators are given 3rd
generation mobile network operating licenses in
Finland.
2001 Commercial use of WCDMA systems
OHG
ETSI
A R IB 3G PP
ANSI
IT U -T : D e v e lo p m e n t p r o c e s s fo r 3 G .IP
IM T -2 0 0 0
Table 2 3G Variants
The aim of OHG work is to affect the specifications so that all the radio access
variants are compatible with all the variants meant for switching; this will
ensure true globality for 3G. The shadowed variant is considered to be the
dominant one, though the others may also have great markets. All the above-
presented variants have “marketing names” used globally and this makes 3G a
bit confusing.
• UMTS (Universal Mobile Telephony System) is the name for the
European, ETSI driven 3G variant. It emphasises the interoperability and
backward compatibility between the 3G implementation and GSM.
• IMT-2000 (International Mobile Telephony-2000) is the ITU-T name for
the 3rd generation cellular system. The Japanese view of 3G is based on
the IMT-2000. The switching part of this variant is quite open issue but it
is expected to be based on the existing GSM technology. The Radio
Access is almost similar to the European variant but some
enhancements/extensions are made.
• IMT-2000 / cdma2000 are the names for the American 3G variant. In the
American variant, the TDMA (Time Division Multiple Access) scenario
which is at least partially based on the enhanced GSM (EDGE) is also
considered as an alternative.
As it was stated in the requirements for the 3G, the system must have a generic
Radio Access and this will be implemented. In other words, other Air Interface
technologies will be supported (but locally, perhaps?). From the political and
commercial point of view, the common understanding between ETSI and ARIB
is very important because this understanding covers the major part of the
existing GSM markets.
Table 3 3G Milestones
Note
*Later GSM would be interpreted in different ways, the most
common being Global System for Mobile communications.
The system they were to develop was required to meet some specific criteria:
• There should be several network operators in each country. This should
lead to the tariff and service provisioning competition. This was
presumed to be the best way to ensure the rapid expansion of the GSM
system; the prices of the equipment would fall and the users would find it
affordable
• It must be an open system (i.e., it should contain well-defined interfaces
between different system parts). This would enable equipment from
several manufacturers to coexist and thus improve the cost efficiency of
the system from the operator’s point of view
• The networks must be built without causing any major changes to the
current Public Switched Telephone Networks (PSTN)
• The system must be Pan European
• It must maintain good speech quality
• It must be able to efficiently use radio frequencies and have high
capacity
• The system must be compatible with Integrated Services Digital Network
(ISDN) and other data communication specifications
• It must maintain good security
In 1989, GSM responsibility was transferred to the ETSI. By 1993 there were
36 GSM networks in 22 countries.
The developers decided to use what was, at that time, an untested digital system
rather than the standard analogue cellular systems like AMPS in the United
States and TACS in the United Kingdom. They believed that improvements in
compression algorithms and digital signal processors would not only meet the
original criteria, but would allow for the continual improvement of the system
as regards cost and quality.
GSM 900
D-AMPS
Japan Digital
GSM 1900
GSM 1800
CDMA
The main idea behind the GSM specifications is to define several open
interfaces that limit certain parts of the GSM system. Because of this interface
openness, the operator maintaining the network may obtain different parts of the
network from different GSM network suppliers. Also, when an interface is
open, it strictly defines what is happening through the interface and this in turn
strictly defines what kind of actions/procedures/functions must be implemented
between the interfaces.
These days, GSM specifications define two truly open interfaces: The first one
is between the MS and the BSS. This open-air interface is appropriately called
the Air interface. The second interface is between the Mobile Services
Switching Center (which is the switching exchange in GSM) and the Base
Station Controller. This interface is called the A interface. The system
includes more than two defined interfaces, but the others are not truly open
because the system specification had not been completed when the commercial
systems were launched.
When operating analogue mobile networks, the centralised intelligence
generated a large load in the system, thus decreasing the capacity. That is why
Iuu Iu
UE RAN
RAN CN
CN
O&M
UE = USer Equipment
RAN = Radio Acces Network
OSS
OSS
CN = Core Network
NMS = Network Management System
The abbreviation RAN comes from the words Radio Access Network and the
term CN means Core Network. The multiple access method used in RAN is
Wideband Code Division Multiple Access, WCDMA. The RAN is limited with
open interfaces in order to guarantee multi-vendor scenarios. Also the interfaces
within the CN and between the CN and the other networks can be considered as
open but there may be several national limitations / enhancements / extensions
present. The 3G network can also be presented as a collection of Management
Layers, which cover certain parts of the network.
C o m m u n ic a t io n M a n a g e m e n t (C M )
S e s s io n M a n a g e m e n t ( S M )
M M ( M o b ility M g m t )
R R M (R a d io R e s o u rc e M a n a g e m e n t)
UE RAN CN
The Radio Resource Management is completely covered between the RAN and
the UE and it involves managing how the channels are allocated. The Mobility
Management, Session Management and Call Control are maintained by the
Core Network Domains and there function is dependant upon the domain is the
CS (circuit switched) or PS (packet switched). The higher layer functions
performed between the UE and CN are often called as CM, Communication
Management. The CM entity covers the topics like Call Control (CC),
Supplementary Services (SS) and Short Message Service (SMS).
The added value the WCDMA brings into the 3G network is wideband radio
access thus enabling a situation in which the operator is able to offer completely
new services to the end-users. The access rates planned to be offered with the
WCDMA are roughly presented in Figure 5. In 3G networks the user access rate
will vary as a function of the speed. It should be noted that the bit rates
presented here are mainly points of interest when data services are in question.
This is, the very basic Circuit Switched “normal” call does not require these bit
rates but when the user likes to use Fast Internet or Video Phone type of
services the bit rates will face the limits expressed in the Figure 5.
3 G R a d io A c c e s s
As indicated already, the 3G network will have the means and readiness for data
transfer in all forms. The traffic to be delivered through 3G can be divided into
two categories being Circuit Switched and Packet Switched. The Circuit
Switched traffic normally has a high real-time requirement (i.e. no delay or the
delay occurring must be constant). Normal speech and Video Phoning are
examples of this kind of traffic. The Packet Switched traffic normally does not
have such exact real-time requirements and a good example of this kind of
traffic is an Internet connection. Based on this traffic division, the services
generating traffic are either Real-Time (RT) or Non-Real-Time (NRT)
Services. The following values are defined for the 3G and services to be used.
3 Network Evolution
A lot of public and non-public debate how GSM as a system can be converted
or upgraded further on to face the increased requirements set by the cellular
operators and their subscribers. When studying this matter, it is relatively easy
to realise that there are several steps as to how things will be implemented. On
the other hand, there are several “clans” being either for or against certain
technical development step(s).
The majority of networks, an estimated 85%, will support UMTS by evolving
from GSM backbones. Several public authorities have announced that it is not
necessary to implement every single step described here, but, by experience, a
complicated technical concept must be done in phases in order to guarantee
final quality and better working equipment.
ISDN
The GSM radio access network called BSS (Base Station Subsystem) consists
of the following elements:
• BSC (Base Station Controller): the BSC is responsible for radio path and
radio resource management.
• BTS (Base Transceiver Station): the BTS is the network radio terminal
forming the Air interface the MSs (Mobile Stations) use for network
access and communication purposes.
• TCSM (Transcoding and Sub-Multiplexer Unit): the TCSM is channel
coding converter making it possible to use more effective channel coding
within the BSS thus saving transmission costs.
The switching part of the GSM network is NSS (Network Switching
(Sub)system) and it contains the following elements:
• MSC (Mobile Switching Center): this network element performs the
traffic path connections and is responsible for the majority of the
Connection Management related entities.
• VLR (Visitor Location Register): the VLR contains subscription and
security information of the active subscribers located in the radio network
part the VLR is aware. The nature of the data the VLR contains is not
stable: when the subscribers change their location(s) the VLR data
changes respectively.
• HLR (Home Location Register): this network element is the static data
storage of the subscription information. The HLR also contains the
subscriber location information but the accuracy of this information is on
the VLR level.
• AC (Authentication Center): this network element maintains security
information of the subscriptions.
• EIR (Equipment Identity Register): the EIR maintains security
information related to the mobile equipment, not to the subscription.
Figure 6 presents a very basic GSM network made strictly according to
specifications. That is, all possible open and proprietary interfaces are included.
The network described above is always the first step when a new/old operator is
starting its GSM cellular business. The subscribers in this kind of network have
all the basic services available:
• Speech, Circuit Switched Data up to 9.6 kb/s, Facsimile
• Call Forwarding, Call Barring, In-call Services (Wait, Hold, Multi-Party)
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
The SMS has proven its potential in commercial use. Originally, the SMS was
not seriously considered as a service at all and thus it was very cheap to use.
However (and partly surprisingly), subscribers adopted this service and
nowadays (2000) a remarkable share of the traffic in the GSM networks is SMS
based.
Another issue is the capacity offered. In this phase the capacity of the network
is (normally) drastically increased and a clear difference between the analogue
and digital technology in this respect becomes evident.
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
3.3.1 IN Services
Fraud Management is a very essential issue for the operators. For this purpose,
the basic GSM has two registers AuC and EIR. However, these registers cannot
guarantee that the subscribers pay their bills.
IN is maybe the most common and flexible way to create a service called ‘Pre-
paid’, where the pre-paid customers have their own account (paid in advance)
with a call credit balance and during each call the account balance is regularly
checked. When the balance is ‘0’ it is not possible to establish any calls.
Naturally, the subscribers are able to buy more air time thus increasing their
account balances.
3.2 Advantages of IN
HW/SW Changes
HLR & AC & EIR
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
SGSN
GGSN
IP Networks
The traffic through the Packet Core is not equal when comparing to the MSC
side: the Packet Core traffic uses free air interface slots and thus the capacity of
the packet connection varies all the time. This is the basic reason why the 2G
packet traffic does not have exact QoS (Quality of Service) classification in use,
it is said that 2G packet connection QoS is ‘best effort’.
From the operator's point of view, the packet connections increase traffic
anyway and the time slots not used by circuit switched services are in effective
use.
Fast, wireless access to the Internet, the bit rate may even be ≈ 150 kb/s in
optimal circumstances. Packet data transfer does not waste the capacity as does
the HSCSD. WAP and SMS will be utilised very effectively in the context of
different services either provided by the operator or a 3 rd party.
HW/SW Changes
HLR & AC & EIR
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
SGSN
This step will probably be the end-point for several operators due to the
licensing policy (country specific regulations). On the other hand, this is
something some operators may skip and move on to the next step in this
development path. The EDGE utilises everything built in the GSM, including
the multiple access method used in the Air interface (TDMA, Time Division
Multiple Access).
Because the channel coding methods experience remarkable changes in this
step, the spectral efficiency does not change: the same kind of time slots are in
use still and they carry traffic like they have been carrying in normal GSM.
Also from the network planning point of view, the use of radio frequencies will
not change. The changes in the system are related to transmission and multiple
time slot allocation required in PSTN connections.
As far as packet connections are concerned, the bit rate of the packet connection
will increase but it is still transferred through the air interface like a circuit
switched call. This means that part of the packet connection efficiency is lost
due to the circuit switched environment used for the connection.
HW/SW Changes
HLR & AC & EIR
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
SGSN
GGSN
IP Networks
If there is a possibility (as well as requirements and license) the operator may
move to a completely new level in service offering. This phase introduces new
wideband radio access technology, which, in the beginning, roughly equals the
bit rates the EDGE concept is able to provide. The new radio access requires
new network elements in the radio network: RNC (Radio Network Controller)
and BS (Base Station, specification name for this is Node B).
The new radio access introduced in this phase, however, utilises the frequency
spectrum more efficiently; the data flow and its bit rate is not dependent on time
slots any more and when the radio access method was planned, the packet type
of traffic was especially considered.
The 3G cellular network is tightly integrated to the society and some other items
like digital signature are widely used. This offers the possibility to combine
many items together. For instance, banking and business can be done almost
completely wirelessly. The 3G terminal is far more than ‘a phone’, it may act
like social security card, passport, purse etc.
The business model will change, too. In an ordinary 2G network most of the
services are provided by the operator. In 3G network the operator can be
considered as a ‘Carrier provider’. Some Service Providers use Carrier provider
resources to deliver the service, and the content of the service is provided to the
Service Providers by Content Providers. This structure will create a lot of
challenges to be sorted out when integrating 3G to the other networks and
technologies.
8 4G – End-to-End IP Solutions
The time between the previous phase and this phase will be several years, at
least. This phase represents the fundamental change in cellular business. The
previous phases at least somehow separated telecommunication and data
communication. In this phase, there is no difference anymore. The cellular
network will be based mostly on IP and there will be dedicated equipment
handling cellular activities. They could be called as call processing servers. The
other phases so far have been concentrating mostly on the radio network and its
evolution. This phase will mainly cause changes in the Core Network side. This
is why this can also be called Core Network evolution.
IS D N
P S T N
Talking in today's terms, the majority of the traffic is Packet Switched Data
transfer over IP (its more mature variant(s)). That is, the IP is expected to fully
support Mobility Management if expressed in telecommunication terms.
Another issue is that in this kind of environment the IP must fully support QoS
(Quality of Service) thinking. These two conditions are essential if cellular IP
terminals are going to be used.
There are two basic formats used in radio communication, analogue and digital.
The commercially available analogue format has been around since 1900, while
the commercially available digital format was introduced in 1990. The
difference between the analogue format and the digital format is that using
analogue, a person’s voice signal is transmitted over the air, while the digital
format uses a string of 1s and 0s to represent the voice signal (Figure 14). If
someone were to lock on to the frequency used for an analogue conversation
they could actually hear the users’ voices. For that same situation in digital
format the observer would need to decode the 1s and 0s before hearing the
conversation.
There are four basic Air interface technologies that are used to communicate:
• Frequency Division Multiple Access (FDMA)
• Space Division Multiple Access (SDMA)
• Time Division Multiple Access (TDMA)
• Code Division Multiple Access (CDMA)
Of these four technologies both FDMA and SDMA were introduced in the
analogue format. The last two technologies are based on the digital format.
20 to 50 miles
Early cellular systems (1940s - 1960s) used higher power and lower frequencies
compared to today’s cellular systems.
f3
f1 f6
f4 f2
f2 f7
f5 f3
f1
f1
The 1st generation networks were analogue. They were based on several similar
but incompatible technologies. Aside from mobility, they offered few if any
services beyond what fixed networks were able to provide.
It was during this 1st generation phase, however, that wide area coverage
utilising frequency re-use patterns which were extremely efficient began.
The 2nd generation systems use digital channels, resulting in more efficient use
of the spectrum using TDMA or CDMA systems.
Many new services were implemented including the provision for real data
services and improved security.
The 3rd generation systems are based on the open interfaces of GSM. The
driving force behind this is the desired ability to provide global mobility and
compatibility, while at the same time providing an ever-expanding array of
services that include:
• Paging
• Text messaging
• Voice messaging
• Broadband ISDN capability
In the corner, a jazz band begins playing. Because of the music, the guests have
to speak louder in general. The host will no longer be able to hear the soft
speakers in the back, even though they yell at the top of their lungs. When the
band takes a break, it is easier to communicate again. The guests can speak
with less volume for a while.
The party starts to mature and many more guests arrive. The overall volume
begins to rise, because there are more people speaking at the same time. The
host asks the guests nearest to him to speak more softly, while he asks the ones
further away to please speak up.
CDMA functions much like our party. The CEO hosting the party is our Base
Station (BS), the band represents another BS, and the guests are the Mobile
Stations (MS). The different languages correspond to codes in a CDMA
system. The BS can tell the mobiles apart, even though they are transmitting at
the same time, by the codes that they use. Each MS uses a separate code. Each
BS also uses a different code when they talk with the MSs. The codes the
mobiles use increase, spread the bandwidth used. The bandwidth actually used
is much larger than what is actually required. That is why we also call this a
spread spectrum system.
P o w e r (P )
T im e
( S p r e a d in g )
C odes
F re q u e n c y
O r ig in a tin g B it W CDM A R e c e iv e d B it
Pow er F re q u e n c y
B and
S p r e a d in g
F a c to r
bits. The bits get “squashed” and spread over the ground. The power that
previously defined the height of the bits is also flattened. The power is spread
over the spectrum, that is to say that the power per unit bandwidth is small. This
is our goal. For someone not knowing how the information was actually
squashed, it is very difficult to detect the presence of a spread spectrum user.
All one would hear is an increased amount of noise.
P User A
f f
Data Data after
spreading
P f f
User B
Transmission Despread
over the air User A signal
at the receiver
f f
In a spread spectrum system all the users are in the same frequency band. The
frequency band is not divided in time to the users as in GSM. All users may
send at the same time at will. The user’s information is spread over the whole
frequency band with a user specific pseudo-noise (PN) signal, the spreading
code. The transmitted signal occupies a much wider bandwidth than would be
necessary to send the information.
We call the bits in the code chips. The chip rate of our code is four times the bit
rate of our message. We call this factor the spreading factor. So in this instance,
the spreading factor (SF) is 4. If the bit rate of our data would be for example
512 Kbps, the resulting chip rate after spreading would be 2,048 chips per
second (cps).
In a multiple access environment, we will have at the receiver our spread
spectrum signal summed with the other user signals. Our receiver will decode
the original message fine as long as the noise caused by the other signals
present is not too high. This is why we can say that each user is sharing a pool
of power in the system.
1 Features of WCDMA
WCDMA has several advantages, for example:
Efficient use of spectrum
Different technologies, which improve the spectrum usage, are easy to apply to
CDMA (e.g., the MS can transmit only when there is speech to send and remain
silent during pauses in conversation).
No frequency management
CDMA uses the same frequency in adjacent cells. There is no need for the
FDMA/TDMA type of frequency assignment that can sometimes be difficult.
• Multimedia messaging
• Enhanced e-mail
• Telecommuting
• Improved quality of service
• Support for video/audio clips
6 Review of 3G Networks
1. Match the following events with the year in which they took place:
First radio broadcast _____ a. 1991
NMT introduced by Nokia _____ b. 1981
AMPS introduced _____ c. 1998
First official GSM call _____ d. 1983
3GPP formed _____ e. 1906
3. Which of the following elements is/are NOT part of the Core Network?
a. HLR
b. GGSN
c. RNC
d. EIR
True False
11. Which of the following are seen as being benefits or services for the end-
user?
a. Integrated services that are customised per-subscriber
b. Ability to download and activate new services at will
c. Enhanced e-mail
d. Multimedia messaging
e. Satellite Coverage
f. Telecommuting
g. Improved quality of service
h. Videophony
i. Location Based Services
j. Wireless personal Internet
k. Support for video/audio clips