Beruflich Dokumente
Kultur Dokumente
B l a k e
94
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
Zagaris and Lakhani 1999), many countries have made changes to their le-
gal and regulatory systems designed to combat corruption. At the interna-
tional level, most countries in the Western Hemisphere have signed and
ratified both the 1996 Inter-American Convention against Corruption and
the 2003 United Nations Convention against Corruption. Within individ-
ual countries, penalties for corrupt behavior expanded and new regulations
broadened the scope of activities formally identified as corrupt. Many of
these same countries have created new policies to enhance the detection of
corruption. Often major organizational reforms formed a part of these re-
forms. Between 1994 and 2003, Argentina, Bolivia, Brazil, Chile, Ecuador,
Guatemala, Mexico, Panama, Peru, and Uruguay established new anticor-
ruption agencies and every single country in Latin America created new
auditing agencies or reformed existing agencies.
From the outset of this reform process, several analysts have noted
that new structures and initiatives are at best a necessary, yet by no means
a sufficient, step to reducing the prevalence of corruption. Writing on
international support for reforms promoting the rule of law around the
globe, Carothers (1998, 96) asserts, “The primary obstacles to such reform
are not technical or financial but political and human. . . . Western na-
tions and private donors have poured millions of dollars into rule-of-law
reform, but outside aid is no substitute for the will to reform, which must
come from within.” O’Donnell (2004b, 48) takes this point further by
noting the reciprocal linkages between the creation of new government
agencies charged with providing horizontal accountability and the ability
and willingness of groups and individuals outside of government to hold
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
pu b l i c at t i t u d e s t o wa r d c o r r up t i o n 95
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
ment, reformers try to transform a subculture of impunity into a setting
more apt to produce accountability.
In turn, reforms aimed at civil society try to strengthen interest groups
dedicated to fighting corruption while they try to reshape public opinion
regarding the acceptability of corrupt behavior. Indeed, many case stud-
ies on corruption dynamics in Latin America and around the world em-
phasize the importance of reducing public tolerance of (and complicity
in) corrupt behavior. For instance, Bilikisu Yusuf (quoted in Maier 2000,
303), a Nigerian anticorruption activist, asserts: “It’s not enough for us to
say, ‘Ah, the leadership is corrupt, government is corrupt.’ We have not in-
ternalized the message of probity, accountability, and transparency. If we
are going to hold people to account and really make meaningful change
in Nigeria, we must first begin with ourselves.”
Regarding Argentina, Sturzenegger (2003, 230) writes, “Parecería que
muchos argentinos, resignados a que el sistema sea corrupto, hubiesen
decidido aprovecharse de él en la medida de lo possible, en una socie-
dad que de repente se ha transformado en un salvése quien pueda” [It
would seem that many Argentines, resigned to the idea that the sys-
tem is corrupt, have decided to take advantage of the system whenever
possible in what has abruptly transformed itself into an every-man-for-
himself society].2
Despite interest in public attitudes toward corruption, to date there has
been almost no systematic, cross-national research into the determinants
of citizens’ tolerance of corruption (Moreno 2002). Instead, past research
has focused mainly on two related issues—citizens’ perceptions of corrup-
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
tion and the effect of perceived corruption levels on citizens’ attitudes and
behaviors.3 This chapter constitutes an initial inquiry into the dynamics of
citizens’ tolerance of corruption.4 Under what conditions are citizens more
likely to believe in a “zero tolerance” stance toward corrupt activity?
C o n f i d e n c e i n E n f o r c e m e n t M e c h a n i sms a n d t h e
Public Rejection of Corruption
96 c h a r l e s h . b l a k e
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
While many different government agencies play a role in the dynam-
ics of accountability, when citizens consider government probity regard-
ing bribe-taking and other issues they are perhaps most likely to think
about the enforcement mechanisms closest to the people—the police.
Contact with the police constitutes many citizens’ only experience with
government officials charged with enforcing the rule of law. Bayley (1985,
129) highlights still further the influence that the police can have over
people’s perceptions of government: “A government is recognized as be-
ing authoritarian if its police are repressive, democratic if its police are
restrained. It is not an accident that dictatorial regimes are referred to as
‘police states.’ Police activity is crucial for defining the practical extent of
human freedom.”
When the police seem inept or corrupt, this hampers the ability of cit-
izens to maintain high levels of confidence in the rule of law.5 Writing on
the dynamics of police corruption in Europe and North America, Punch
(2000, 322) clarifies the stakes bluntly:
Police officers are the state made flesh. As law enforcers and problemsolvers
they are the most direct representatives of the state for citizens given their
visible, uniformed, 24-hour presence on the streets and their crucial involve-
ment in social intervention and law enforcement. If they are corrupt, and if
citizens lose confidence in them, then this undermines the legitimacy of the
state. More than any other officials their integrity is a vital barometer of a
healthy society. This can be seen in some of the transient states of Eastern Eu-
rope where weak governments, economic malaise and rising crime put pres-
sure on the police to be tough while they are chronically under-resourced;
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
they are not only corrupt but also human rights are widely abused by the po-
lice—this, in turn, weakening their and the state’s legitimacy.
pu b l i c at t i t u d e s t o wa r d c o r r up t i o n 97
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
Table 5.1 Corruption attitudes and confidence in the police
Source: European Values Study Group and World Values Survey Association
(2005).
to law enforcement are corrupt, why should one reject corrupt activity?
Conversely, when one believes that the police force tends to enforce the
law in a largely even-handed manner, then a firm rejection of corruption
is easier to maintain.
Aggregate, cross-regional data can be used to illustrate the potential
relationship between confidence in the police and tolerance of corruption.
Table 5.1 uses data from the European and World Values Surveys for 1999–
2002 (European Values Study Group and World Values Survey Associa-
tion 2005) regarding public attitudes toward bribe-taking and confidence
in the police. Latin American respondents express the lowest level of con-
fidence in the police and a somewhat below-average rejection of bribe-
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
98 c h a r l e s h . b l a k e
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
corruption the spurious by-product of the shakedown phenomenon? This
seems unlikely because there are several factors that influence a citizen’s
confidence in the police (e.g., perception of its response time, of its abil-
ity to solve crimes, of its ability to mediate disputes, of its ability to deter
and prevent crime, etc.) and, similarly, several distinct factors that influ-
ence one’s tolerance of corruption. As a result, the police shakedown sce-
nario is not an antecedent variable driving a spurious association between
police confidence and tolerance of corruption. Instead, even for citizens
who have experienced shakedowns, police confidence remains an inter-
vening variable affected by past negative experiences with police corrup-
tion. For all other citizens, police confidence (or a lack thereof) emerges
from other sources. Regardless of the causal roots of one’s (dis)trust of the
police, it is reasonable to assume that it has a causal impact on the toler-
ance of corruption. In the World Values Survey data used in this analysis
there is no measure of past personal experience with police corruption.
Thus, in the study in this chapter there is no path to examining its poten-
tial role as an influence on either confidence in the police or in attitudes
toward corruption. It remains a matter for future research.
A d d i t i o n al I n f l u e n c e s o n P u b l i c At t i t u d e s
t o wa r d C o r r u p t i o n
ing point for theorizing about the causal dynamics of corruption attitudes.
From the 1990s forward we have seen a dramatic increase in scholarly
and governmental attention to corruption dynamics in the form of single
country studies, comparative case studies, and cross-regional collections
of case studies.6 In turn, a smaller but similarly growing body of quantita-
tive cross-national research at the aggregate level has also identified factors
that could conceivably influence individuals’ attitudes toward corruption.7
Perhaps the most consistent finding across both case studies and quan-
titative inquiries into corruption dynamics is that affluence affects the prev-
alence of corruption (Blake and Martin 2006; Goldsmith 1999; Kpundeh
1995; Sandholtz and Koetzle 2000; Treisman 2000; Williams 1987). Afflu-
ence limits the prospects for corruption through its impact on govern-
ment and on civil society. On the one hand, affluence changes the context
in which government officials carry out their tasks. Kpundeh (1995, 67)
pu b l i c at t i t u d e s t o wa r d c o r r up t i o n 99
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
states this point most directly: “Low salaries encourage corrupt behavior.”
Beyond the halls of government, affluence transforms societies by
creating more space for citizens to become concerned about issues be-
yond their own survival and material well-being (as chapters 2 through
4 of this volume have discussed). Poverty forces most citizens to focus
on basic survival concerns that form a fertile breeding ground for clien-
telist politics and weaken the prospects of citizen activism to prevent cor-
ruption. Past research on clientelism has documented this causal chain
in multiple situations within and outside Latin America (Brusco, Naza-
reno, and Stokes 2004; Clapham 1982; Eisenstadt and Lemarchand 1981;
Fox 1994; Kitschelt, Mansfeldova, and Markowski 1999; Lemarchand 1972;
Roniger and Gunes-Ayata 1994; Scott 1972b; Schmidt, Guasti, Land, and
Scott 1977; Theobald 1982). In turn, affluence has been associated with the
rise of more programmatically coherent political parties that focus more
on public goods and less on clientelist exchange (Kitschelt 2000). Re-
search on postmaterialism suggests that affluence changes not only par-
ties’ interaction with citizens but also citizens’ attitudes themselves. Freed
from worrying about their immediate survival, citizens are more likely to
adopt postmaterialist values that can include a concern for public goods
and the broader context of life (Inglehart 1981, 1990, 1997).
Two potential hypotheses stemming from these past findings will be
examined in this study. First, income may be negatively related to toler-
ance for corruption: the more income one earns, the less likely one will
tolerate corruption. Second, overall life satisfaction similarly may be neg-
atively associated with tolerance of corruption: the more satisfied people
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
are with their own lives, the less likely they will tolerate corruption. This
second variant on the postmaterialist thesis enables us to examine the
possibility that differences in a person’s overall sense of well-being can af-
fect the prospects for postmaterialism across different income (and edu-
cational) strata within a society (Inglehart and Welzel 2005).
Some have theorized that women are more concerned about probity
in public affairs than men. In a quantitative analysis of corruption dy-
namics, Swamy and Knack (2001) found that female participation in the
workforce, in the legislature, and in ministerial posts are each associated
with lower levels of corruption. This suggests the following hypothesis:
women are less likely to tolerate corruption than men.
In a study of Chile, Costa Rica, and Mexico, Power and Clark (2001,
59–63) found that age was negatively associated with acceptance of anti-
civic behaviors such fare-jumping on public transportation, running traf-
100 c h a r l e s h . b l a k e
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
fic lights, and inventing false excuses. According to Power and Clark, at
least two potential theoretical linkages join age to attitudes toward cor-
ruption. On one hand, there could be a generation gap in which older re-
spondents were socialized differently than younger respondents. On the
other hand, there could be a life-cycle dynamic at work that affects peo-
ple over time: the older citizens become, the more they see the damage
done by corruption in different situations. In this study, we will examine
the following hypothesis: the older one is, the less likely one will tolerate
corruption.
Research on political efficacy and political participation suggests that
education empowers citizens to view politics in a more engaged and crit-
ical manner (Dalton 1996). In addition, research into the emergence of
postmaterialist values suggests that exposure to higher levels of education
promotes the emergence of concerns beyond survival itself (Inglehart
1997). Presumably, the greater political efficacy and postmaterialist con-
cerns among those with higher education would make them tend to be
less tolerant of corrupt behavior than citizens with less education. In this
study we will examine the following hypothesis: people with some higher
education (beyond the secondary level) will be less tolerant of corruption
than citizens with a secondary or an elementary education.
Putnam’s work on social capital in Italy (1993) argues that interper-
sonal trust generates political engagement and horizontal networking
within civil society that breed productive societal dynamics in the po-
litical and economic realms. Subsequently, Lagos (1997, 2001b) argued
that interpersonal trust promoted confidence in government institutions
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
A n aly s i s
pu b l i c at t i t u d e s t o wa r d c o r r up t i o n 101
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
File for 1999–2002 (European Values Study Group and World Values Sur-
vey Association 2005).8 For the variables under examination, data are
potentially available for sixty-nine countries within the data set. To deal
with concerns about the reliability of survey responses given under re-
pressive conditions, Belarus, China, Egypt, Iran, and Vietnam have been
excluded because Freedom House (2001) characterizes their political en-
vironments as not free (rather than free or partly free) during the year
in which the WVS was conducted in each country. Responses given un-
der repressive conditions—particularly responses about political issues
and governmental authorities—can be unreliable, as respondents may not
trust in the confidentiality of their participation in the survey. Including
these five nondemocratic countries in this analysis would not change the
logit results in the statistical analysis that follows.9
Data
The dependent variable (attitudes toward bribe-taking) is a dichotomous
variable derived from Variable F117 in the WVS. Respondents were asked
if it were ever justifiable for someone to accept a bribe in carrying out
their duties; the 10-point response set ranged from “Never” to “Always.”
On this dummy variable, respondents that replied “Never” were coded 0,
while all responses accepting possible justifications (responses 2–10) are
coded 1. Some may wonder why corruption attitudes are being treated
as binary here. First and foremost, a binary measure is adopted because
I want to understand what makes some people completely intolerant of
bribe-taking (and not what causes variation along an artificial 10-point
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
interval scale that some or perhaps many readers may view as ordinal).
From a permissiveness perspective, the key distinction resides in the de-
cision to tolerate corruption under some to many circumstances—as op-
posed to expressing no tolerance whatsoever. In addition, empirically in
this data set, there is almost no variation observed over the upper half
of the scale.10 Accordingly, both theoretically and empirically, the crucial
cross-national variation occurs in the percentage of the population that
believes that bribe-taking is never justifiable.
Re sults
The logistic regression results for the sixty-four countries are presented
in table 5.2.11 In accord with the argument presented earlier, confidence
in the police is strongly associated with low tolerance of bribe-taking.
Women are less tolerant of corruption than men. Age is also negatively
102 c h a r l e s h . b l a k e
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
Table 5.2 The dynamics of public tolerance of bribe-taking
Model χ 2
110.33***
probability > χ 2 .000
N 80838
associated with acceptance of bribe-taking: the older one is, the less likely
one will agree that bribe-taking can be justified under some circum-
stances. None of the other variables under analysis (income, life satisfac-
tion, education, and interpersonal trust) have a statistically significant as-
sociation with attitudes toward bribe-taking.
The calculation of predicted probabilities provides another way of rep-
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
resenting the relationship between each of these factors and the depen-
dent variable; these probabilities were estimated using the techniques de-
veloped by King, Tomz, and Wittenberg (2000). This technique calculates
the predicted probability for respondents with stated values on each of
the independent variables while holding the other variables constant. Re-
spondents expressing confidence in the police were 16 percent less likely
to express tolerance than the baseline respondent. Respondents aged
fifty-five and over were 24 percent less likely to tolerate corruption than
other respondents. Women were 12 percent less likely to express the opin-
ion that bribe-taking could be justified under some circumstances than
the baseline respondent.
Do public attitudes in Latin America mirror the broader cross-national
trends identified in these sixty-four countries? There are ten Latin Amer-
ican countries under analysis—Argentina, Brazil, Chile, Colombia, Do-
pu b l i c at t i t u d e s t o wa r d c o r r up t i o n 103
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
Table 5.3 The dynamics of public tolerance of bribe-taking in
Latin America
Model χ 2 455.90***
probability > χ 2 .000
N 14467
identified earlier, women are less tolerant of corruption than men and age
is negatively correlated to acceptance of bribe-taking. In addition, income
and life satisfaction also manifest negative associations with the depen-
dent variable. Interpersonal trust and university-level education remain
insignificant.
Again, predicted probabilities were calculated to estimate the effect of
the significant independent variables on attitudes toward corruption. High-
income respondents were nearly 19 percent less likely to express tolerance
for corruption than the baseline respondent across these ten Latin Ameri-
can countries. Those with high life satisfaction were 13 percent less likely
than the typical respondent to tolerate bribe-taking. People aged fifty-five
and over were only 15 percent likely to tolerate corruption. Women were 12
percent less likely than the baseline respondent to express the opinion that
bribe-taking could be justified under some circumstances.
104 c h a r l e s h . b l a k e
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
E x pla n at i o n s o f At t i t u d e s i n L at i n A m e r i ca n C o u n t r i e s
hart and Welzel (2005, 38) argue that one’s sense of security can trump
other influences on core values, “The feeling that the world is secure or
insecure is an early-established and relatively stable aspect of one’s out-
look.” Perhaps the relatively stable dynamics of socioeconomic inequality
in Latin America outweigh the relevance of more situational evaluations
of police performance and honesty. Many wealthy and middle-income
Latin Americans feel relatively secure (and empowered), and this status
encourages them to express a rejection of corruption regardless of their
evaluation of the police.
This potential explanation might account for not only the insignifi-
cance of police confidence in Latin America but also for the statistically
significant role played by income and life satisfaction as influences on tol-
erance of corruption. As noted earlier, in Latin America respondents with
high incomes and with high life satisfaction were much more likely to ex-
pu b l i c at t i t u d e s t o wa r d c o r r up t i o n 105
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
press zero tolerance toward bribe-taking than respondents with low and
intermediate levels of income and life satisfaction. These dynamics in ten
Latin American countries are congruent with the individual level analysis
of the relationship between clientelist scenarios and political support in
Manzetti and Wilson’s analysis in chapter 4 of this volume. Conversely, in
the larger data set (in which there are many more affluent countries pres-
ent), income and life satisfaction were not significantly related to attitudes
toward corruption.
As noted at the outset, this study constitutes an initial inquiry into
the understudied issue of public (in)tolerance of corruption. Future re-
search can attempt to explore the potential explanations for Latin Ameri-
can exceptionalism noted above. Furthermore, additional surveys can ex-
pand the comprehensiveness of countries examined inside and outside of
Latin America. If the recent wave of research on corruption, the rule of
law, and the quality of democracy in Latin America is any indication (e.g.,
Diamond and Morlino 2005; Domingo and Sieder 2001; Mainwaring and
Welna 2003; O’Donnell 2004b; O’Donnell, Vargas Cullell, and Iazzetta
2004; Philip 2003; Schedler, Diamond, and Plattner 1999; Ungar 2002),
further inquiry into the issues explored in this chapter is likely to occur.
In large measure, this recent wave of research responds to scholarly
and public concern that democracy in Latin America has stagnated, if not
regressed, from the 1990s forward into the twenty-first century. It is en-
tirely possible that these fears are justified and that the nondemocratic
“brown spots” highlighted by O’Donnell (1994) have expanded in the
years that have passed since he coined the term “delegative democracy.”
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
106 c h a r l e s h . b l a k e
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
Historically, people have often reduced corruption in the course of doing
other things—usually, while defending themselves against official abuse or
the unfair advantages of others. The process was sustained not so much by a
vision of good government, but by the self-interests of people who saw a less
corrupt system as both necessary and possible. Today’s high-corruption soci-
eties cannot afford to wait and see whether such outcomes eventually occur.
Modern corruption can be deeply entrenched domestically and integrated
into powerful international economic and political networks. The pace of
change in the world economy and the harm corruption does to growth mean
that a society not making progress against corruption is vulnerable to forces
beyond its control, and is missing opportunities that will not last forever. The
challenge is to build an anti-corruption force rooted in society, possessing
real influence, and sustained by credible incentives, and to build it quickly.
(Johnston and Kpundeh 2005, 150)
pu b l i c at t i t u d e s t o wa r d c o r r up t i o n 107
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.
Copyright © 2014. University of Pittsburgh Press. All rights reserved.
Corruption and Democracy in Latin America, edited by Charles H. Blake, and Stephen D. Morris, University of Pittsburgh
Press, 2014. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/hud/detail.action?docID=2038821.
Created from hud on 2018-05-01 07:11:54.