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Perspective

Cite This: Anal. Chem. 2017, 89, 11167-11172 pubs.acs.org/ac

Usefulness of Analytical Research: Rethinking Analytical R&D&T


Strategies
Miguel Valcárcel*
Spanish Royal Academy of Sciences, Valverde 24, 28071 Madrid, Spain

ABSTRACT: This Perspective is intended to help foster true


innovation in Research & Development & Transfer (R&D&T) in
Analytical Chemistry in the form of advances that are primarily
useful for analytical purposes rather than solely for publishing.
See https://pubs.acs.org/sharingguidelines for options on how to legitimately share published articles.

Devising effective means to strengthen the crucial contribution of


Analytical Chemistry to progress in Chemistry, Science &
Technology, and Society requires carefully examining the present
Downloaded via ARIZONA STATE UNIV on July 23, 2018 at 22:19:16 (UTC).

status of our discipline and also identifying internal and external


driving forces with a potential adverse impact on its development.
The diagnostic process should be followed by administration of an
effective therapy and supported by adoption of a theragnostic
strategy if Analytical Chemistry is to enjoy a better future.

■ INNOVATION IN ANALYTICAL CHEMISTRY


Rather than being provocative or polemic, this Perspective is
intended to stimulate debate and rethinking of a much need
different approach to Research, Development and Transfer of
Knowledge and Technology (R&D&T) in Analytical Chem-
istry. I have deliberately replaced “innovation”, the third term in
the classical R&D&I triad, with “transfer” here for good
reasons. As originally conceived by Einstein and Kuhn,
innovating involves creating new paradigms, breaking tradi-
tional scientific and technical barriers, taking side roads,
avoiding duplication in the form of variations on a well-worn
theme, and braving the risk of failing (see Figure 1, which
depicts the concept in its broadest sense and also in relation to
Science & Technology and to other areas of knowledge).
Innovation is an essential ingredient for any strategy
intended to fulfill the priority actions of Science & Technology
as defined in the Lund Declaration of 2015 on the grand
societal challenges.1 All areas of knowledge should have a well-
defined ranking of objectives consistent with their paradigms. Figure 1. (A) Schematic definition of “true innovation”. (B)
At the top of the Analytical Chemistry ranking is production of Transversal application of the concept in the three steps of the
reliable (bio)chemical information, assuring that such informa- R&D&T sequence in Science & Technology and in other areas of
tion possesses a high metrological quality and effectively knowledge. Note that the last step in the sequence is named “Transfer”
fulfilling the requirements of those demanding the informa- instead of the more usual “Innovation”.
tion.2 One new paradigm for Analytical Chemistry could be
implementing direct routine analyses in order to reliably bypass
preliminary operations, which are a bottleneck in many however risky stepping into the “quicksand” of change may be.
analytical processes; in fact, as pointed out by my research According to Kuhn and Galison, Dyson’s question “Is science
group log ago,3 preliminary operations are typically time- mostly driven by ideas or by tools?”4 is incomplete because basic
consuming and the principal source of determinate and scientific developments should be additionally driven by the
indeterminate errors. Therefore, evolving to reliable direct need to face human challenges. In Analytical Chemistry, this
analyses is essential for our discipline to progress. implies making the demands of (bio)chemical information, and
Innovation implicitly or explicitly calls for a change of
mentality, one by which facts and concepts that have been Received: September 26, 2017
widely accepted before are challenged to construct new Accepted: September 27, 2017
knowledge consistent with present times and societal needs Published: September 27, 2017

© 2017 American Chemical Society 11167 DOI: 10.1021/acs.analchem.7b03935


Anal. Chem. 2017, 89, 11167−11172
Analytical Chemistry Perspective

the characteristics of the information, the third basic standard in (3) Engaging in all steps of the R−D−T sequence to
addition to the two classical ones,5,6 namely, reference produce signals (primary data), results (information), and
(tangible) materials and written standards. Below are described knowledge (reports) as research outputs.
the most needed innovation lines for Analytical Chemistry. (4) Devising genuinely innovative tangible (e.g., new
Identifying misguided approaches to useful R&D&T in instruments, reagents, sorbents) and intangible approaches
Analytical Chemistry entails unambiguously defining what true (e.g., strategies to address actual problems).
innovation in our discipline is. Also, it requires diagnosing the (5) Tackling new and previously unsolved analytical
complex present status not only of Analytical Chemistry but problems to derive (bio)chemical information from natural
also of Science & Technology in general; in fact, both are under and artificial objects and systems.
growing “ailments” caused by a body of compounding adverse (6) Working interdisciplinarily.
factors that necessitate an effective “therapy” or “theragnosis”, a Unfortunately, some of the previous objectives are rarely
combination of “therapy” and “diagnosis”. addressed in current research, not even if published in highly
Innovating in Analytical Chemistry unavoidably entails reputed analytical journals. As noted earlier, most authors aim
considering its contradictory aims (metrological quality and at publishing as much as possible in high-impact journals in
problem-solving) as well as its maximizing (more, better order to further their careers. This situation clearly necessitates
analytical information) and minimizing objectives (less material, a gradual but profound change. Interestingly, as early as 1993,
time, effort, cost and risk), which are also mutually contra- Lundell7 suggested that more time be devoted to improving,
dictory. A sound balance among these antagonistic components innovating, in chemical analysis than to having the analyst work
can only be established by previously accepting the inescapable in the dark following detailed protocols.
need for “quality trade-offs” in our discipline. Such a worrying scenario is not exclusive to Analytical

■ USEFULESS OF ANALYTICAL R&D&T


What does “usef ul analytical research” mean? The answer is not
Chemistry, however; rather, it is commonplace in Science &
Technology in general. The driving force for writing this paper
was a sound article by Ioannidis8 entitled “Why most clinical
easy and can be approached from different angles. For example, research is not usef ul?” and published in 2016 where he
to young and junior analytical researchers, “useful” here pinpoints the attributes of actually useful clinical research and
probably means publishing as many papers in journals of a exposes the social and economic causes of deviations from the
high impact factor as possible to expand their CVs with a view true target, which is disease prevention and cure. Ioannidis’
to professional or academic promotion. Although senior paper and my long experience in the topic sparked a wish to
analytical researchers may also aim at publishing (e.g., to gain write about my personal feelings on the actual usefulness of
awards, increase their reputation, or obtain funding for new Analytical Science by completing its message and adapting it to
research), they should additionally pursue objectives such as the the present and foreseeable future of R&D&T in Analytical
Chemistry.


following to ensure that their research work is or can be usef ul (see
Figure 2):
BASIC AND APPLIED ANALYTICAL RESEARCH
According to the Frascati and Oslo manuals,9,10 distinguishing
basic research from applied research is nearly pointless: there is
quality research and all other, whether basic or applied.
Basic research can be very useful as long as it is truly
pioneering and provides a solid platform for developing also
useful applied research. According to Braben,11 this type of
research involves a risk worth taking, one such as the risk
component of innovation in Figure 1. Basic research work
should rest on so-named “oriented basic research” (viz.,
research aimed at a useful long-term target) rather than on
“sky-blue research”.8 The latter is research conducted for no
innovative purpose but rather merely for publishing and
sometimes leads to “cloned” papers of no significance or
added value (e.g., papers reporting the results obtained in
“new” experiments performed under conditions differing a
mere 0.3 pH units or a couple of degrees centigrade) that are
submitted almost simultaneously to different journals without
Figure 2. Main goals to be fulfilled in making analytical R&D&T reference to one another. This is an unethical practice leading
useful.
to no actual progress but unfortunately continuing to occur.
Basic and applied research in Analytical Chemistry should be
aimed at fulfilling the two major aims and objectives of this
scientific discipline. Figure 3 illustrates the types, stages, and
(1) Producing reliable chemical, biochemical, and occasion-
objectives of analytical chemical research in an integral
ally also physico-chemical, information to facilitate well- approach to R&D&T.2
grounded, timely decisions. The first type of R&D in Analytical Chemistry (Figure 3, 1)
(2) Systematically aiming at innovation in Analytical is basic research (i.e., more R than D). This is the first stage and
Chemistry in the three steps of the R&D&T process in Science is intended to increase the ability to extract (bio)chemical
& Technology, namely, Research (basic and applied), Develop- information with a view to developing new analytical processes
ment, and Transfer of Knowledge and Technology. or improving existing ones. Thus, basic analytical chemical
11168 DOI: 10.1021/acs.analchem.7b03935
Anal. Chem. 2017, 89, 11167−11172
Analytical Chemistry Perspective

(v) from the classical (capital, basic, and productivity-related)


analytical properties12 to the summative property “reliability”,
which is easier to understand by clients requiring (bio)chemical
information;
(vi) from analytical processes involving some sample
treatment to reliable direct routine analyses in the framework
of vanguard−rearguard analytical strategies;13
(vii) from classical instruments to others based on new
principles;
(viii) from manual, complex, macro analyses to automated,
simplified, miniaturized analytical processes;
(ix) from conventional materials to the use of nanomaterials
as sorbents and sensors in the framework of Analytical
Nanoscience and Nanotechnology;14
(x) from macro and micro analyses to nanoworld and space
Figure 3. Three ways of conducting basic and applied research in analyses;
Analytical Chemistry. For details, see text. Reproduced from ref 2 with (xi) from solving problems by using conventional informa-
permission of Elsevier. tion to developing new strategies to address the problems
posed by society and industry;
(xii) from dealing with metrology and problem-solving in
research involves developing new measuring instruments for isolation to operating with them jointly in so-named “quality
multidisciplinary use, new reagents and solvents for more trade-offs”;15
effective analytical processes (methods), and new chemometric (xiii) from delivering primary data to producing analytical
tools or new approaches to analytical problems. Basic research information and knowledge;16
ends with the obtainment of these tangible or intangible (xiv) from Analytical Quality to Social Responsibility in
“products”; also, obviously, it provides support for applied Analytical Chemistry;
research. (xv) from Analytical Chemistry operating in isolation to its
The second type of R&D in Analytical Chemistry (Figure 3, taking an active role in interdisciplinary studies and work.
2) is applied research, which involves more D than R and is (xvi) from unsustainable laboratories to green methods of
intended to produce quality (bio)chemical information and analysis.
knowledge by using analytical processes to extract useful Each analytical scientist may have their own list; a list whose
information from objects and systems. The primary aim of elements are not watertight compartments but rather share
applied analytical chemical research is to fulfill information some common interfaces.
requirements with a view to solving analytical problems. Simple Potentially Misfocused Approaches to Analytical
applied research (Figure 3, 2) uses tools, processes, and R&D&T. Although the current status of Analytical Chemistry
approaches deriving from basic research to obtain (bio)- is quite acceptable, a need remains to reconsider the potential
chemical information. threats to further progress in this scientific discipline. A more
In some situations (Figure 3, 3), sequentially combined basic accurate diagnosis of the situation can be obtained by
and applied research is required. Such is the case, for example, examining the internal and external driving forces of such
when the “products” of basic research are inadequate to solve threats.
an analytical problem. This situation requires starting with External Negative Driving Forces. With few exceptions,
oriented basic research and following with appropriate applied these forces are common to R&D&T in Analytical Chemistry
research. and to Science & Technology in general. The most salient are

■ DIAGNOSING THE SITUATION


Positive Advances in Analytical Chemistry. The author
probably the following:
(1) Publishing at any rate rather than contributing genuinely
useful novelties to the advancement of Science & Technology.
has had the privilege of witnessing the impressive positive As can be seen in Figure 4, the balance should be tipped against
evolution of Analytical Chemistry over the last 50 years. The the prioritization of routine publishing.
process has gone through three crucial inflection points, (2) A prevalence of personal and institutional interests over
namely, the inception of instrumental methods superseding those of Science & Technology. Unfortunately, individual and
the classical methods of analysis of the 1950s, the increasing institutional prestige continues to be largely measured in
role of computers in the analytical process, and the emergence quantitative terms (see item 3 below). Publishing nearly
of some important realities including Analytical Nanoscience identical papers (“clones”) merely to expand personal and
and Nanotechnology in the early XXI century. institutional CVs is akin to building a symphony from a very
There follow selected major advances in Analytical limited number of chords.
Chemistry from past to present. All should be credited to the (3) Using exclusively quantitative indicators such as numbers
endeavors of committed colleagues throughout the world: of papers or citations, impact factors, or Hirsh indices to assess
(i) from inorganic and organic analysis to bioanalysis; the goodness of scientific and technological research rather
(ii) from discriminating reagent-based and instrumental than answering revealing questions about their quality such as
chemistry to dealing with them jointly; “What is actually innovative?”, “What is the added value of the
(iii) from single signals to multiplexed signals; paper relative to previous contributions, whether by the same
(iv) from discriminated information for an analyte to global author or group or by others?”, “Is the paper a clone of a
information about a group of analytes (e.g., total indices); previous one?”, “Does it report interdisciplinary work?”, or
11169 DOI: 10.1021/acs.analchem.7b03935
Anal. Chem. 2017, 89, 11167−11172
Analytical Chemistry Perspective

and technological achievements; therefore, their interests


should prevail over those of scientists, research centers,
institutions, and publishers, however important they may be.
Internal Negative Driving Forces. “Internal” here refers to
the specific negative connotations of analytical R&D&T in
addition to the general ones described in the previous section.
The most salient driving forces of this type are as follows:
(1) Frequently ignoring the true aims (a high metrological
quality and problem-solving) and objectives [the obtainment of
more, better (bio)chemical information with less material, time,
effort, costs, and risks] of Analytical Chemistry, which seriously
hinders progress in analytical R&D&T.
(2) Analytical chemists accepting that their discipline plays a
secondary role in the chemical realm. This is partly the result of
refusing to lead tuition on the new generation of instruments
emerging in the late XX century. In many countries other than
Figure 4. Unbalanced (A) and balanced (B) situations of the main the USA, mass spectrometry has traditionally “pertained” to
driving forces of R&D&T. A third situation not shown is also possible Organic Chemistry and X-ray spectrometry to Inorganic
when usefulness prevails over publication.
Chemistry. Although the situation has changed markedly,
some chemists who have been mistaught what Analytical
“What is its anticipated impact on existing basic or applied Chemistry is and does continue to regard it as a second-class
research?”. discipline of Chemistry.
(4) A shortage of interdisciplinarity favored by an individual (3) Derived from the previous force, underestimating the
approach to research instead of close cooperation with and/or ability of analytical chemists to engage in interdisciplinary work.
dependence on peers with diverging mentalities and interests. To many, analytical chemists are simply high-level technicians
Establishing productive liaisons among different areas of who analyze myriads of samples for primary data rather than
knowledge requires overcoming the high activation energy of potential contributors to key discussions such as those arising in
starting work at the boundaries of different areas of knowledge. the data−information−knowledge−decision-making process.
(5) The systematic oblivion of “research reproducibility”, a (4) A lack of genuine interest among analytical chemists in
term accurately defined by Goodman et al.,17 despite its crucial the transfer of analytical knowledge and technology, the last
significance. step in the R&D&T sequence and the ultimate proof of
(6) As a result of the previous item, a lack of transparency in whether published research is actually useful.
published articles. Many experimental procedures are described (5) Underestimating the actual significance of Applied
in a way that precludes reproduction by others. If authors wish Analytical Chemistry relative to Basic Analytical Chemistry;
to protect the ingeniousness of their work they should apply for the latter is frequently considered to be the “output” of more
patents rather than hide technical details of their procedures to brilliant brains. This often leads to analytical researchers aiming
prevent others from replicating them. solely at publishing in highly reputed journals rather than at
(7) Disregarding current major trends in Science & solving real-life analytical problems.
Technology in planning research work (e.g., by sticking to (6) Scant production of reference materials (RMs) and
macro analyses and manual work rather than exploiting certified reference materials (CRMs). Commercially available
advances in automation and miniaturization). CRMs have been estimated to fulfill only 3−6% of current
(8) Scientific publishing continuing to be a highly engrossing needs for the overall validation of chemical measurement
business. On June 27, 2017, Buranyi18 asked the following processes, a task pertaining to Applied Analytical Chemistry.
question in the British newspaper The Guardian: “Is the The arsenal of analytical tools should therefore be expanded
staggeringly prof itable business of scientif ic publishing bad for with new RMs and CRMs, which are typically the “products” of
science?” The answer can only be a resounding yes. Publishers basic-oriented analytical research (see Figure 3).
are exploiting the need of scientists to publish without (7) The fact that all instruments and sensors provide primary
considering that their massive benefits are to a great extent data and thus require the involvement of no specialists but
due to their “client’s” research work. Rather than charging for rather what Lundell calls “workers in the dark”7 in routine
online publication, they should make accepted papers freely analyses.
accessible by all scientists, which would additionally make (8) Disregarding the potential of Analytical Chemistry for
dubiously legal Web pages such as Sci-Hub redundant. One developing Quality Systems that can be “exported” from
illustrative example of the ceaseless growth of the scientific analytical laboratories to other disciplines of Chemistry (e.g.,
publishing business is the inception of more than 40 new batch-to-batch reproducibility in organic−inorganic synthetic
journals containing the prefix “nano” in their names over the procedures).
past decade. (9) Failing to ensure social responsibility in Analytical
(9) The widespread lack of adherence to social responsibility Chemistry20,21 as a natural expansion of classical analytical
(SR) principles in Science & Technology. 19 SR is a quality systems.
combination of key features including accountability, trans- (10) Misconceiving method validation. To many analytical
parency, ethics, law abidance, and respect of human rights, chemists, characterizing a candidate method by experimentally
which, together are intended to fulfill the needs and determining its figures of merit is more than enough to validate
expectations of the main stakeholders: citizens. In fact, our it when, in fact, they should also confirm that the method is fit
fellow citizens should be the ultimate beneficiaries of scientific for its intended purpose by using CRMs, applying it to real
11170 DOI: 10.1021/acs.analchem.7b03935
Anal. Chem. 2017, 89, 11167−11172
Analytical Chemistry Perspective

samples in interlaboratory exercises, or using well-established, (6) fostering productive interdisciplinary activities; and
statistically supported alternative reference methods for (7) unconditionally supporting social responsibility.
comparison.

■ THERAPIES FOR A BETTER HEALTH OF


■ THE FUTURE: THERA(G)NOSIS
In Medicine, “theragnosis”, often abbreviated to “theranosis”, is
ANALYTICAL R&D&T a smart on-time, in situ, in vivo combination of diagnoses and
The negative driving forces described in the previous two therapies.22 Here, the term is used to refer to prevention
sections can be countered with effective therapies encouraging procedures intended to completely or at least partly suppress
analytical chemists to fight the ensuing “diseases” after they external and internal negative driving forces while it is still
have been accurately diagnosed. possible. The two components of thera(g)nosis in analytical
The proposed therapies, summarized in Figure 5, are as chemical research can be implemented in two different
follows: sequences, namely,
(1) Therapy + diagnosis. This sequence comes into play
when, for example, a method is validated against qualitative and
quantitative indicators, and its usefulness is assessed in terms of
the body of research based on it that is published later on. Also,
this sequence applies when the outcome of a therapy intended
to raise interest in developing new RMs and CRMs is assessed
(diagnosed) in terms of the number of papers on the target
topic published in the previous years to fulfill the needs of
analytical chemists in this respect.
(2) Diagnosis + therapy. This is the more usual sequence. If
genuinely interdisciplinary work where Analytical Chemistry is
a well-regarded partner is judged (diagnosed) scant, then
having journal editors and funding agencies, among others,
promote interdisplinarity is the obvious therapy of choice.

■ FINAL REMARKS
Analytical Chemistry has by now consolidated as an essential
Figure 5. Selected therapies for improving the health of today’s and discipline of Chemistry thanks to the endeavors of committed
tomorrow’s Analytical Chemistry as derived from internal diagnostics analytical chemists who have contributed truly useful
(Analytical Chemistry realm) and external diagnostics (Science & innovations for over half a century. This was recognized in
Technology realm). 2015 in an enlightening article 2015 by Whitesides,23 a
renowned chemist of Harvard University, with phrases such
(1) being proud of one’s discipline, its aims and its as “the strategic importance of chemical information”,
objectives; “Analytical chemistry is a much more important chemical
(2) being aware of the crucial importance of proper discipline than many believe”, or “one of the most crucial steps
education in its principles; starting new scientific and technical areas is the development of
(3) harmonizing the basic and applied sides of analytical innovative analytical techniques to support analysis”.
research; On the occasion of the celebration of 2011 as International
(4) recognizing the importance of transfer of analytical Year of Chemistry, I was asked by Talanta to write a paper
knowledge and technology; wondering whether a different approach to Analytical
(5) developing new, better (e.g., simpler) quality systems; Chemistry was possible.24 The answer was yes but only if
(6) having scientists and publishers recognize the significance analytical chemists were willing to innovate and cast off
of a wide array of RMs and CRMs to Analytical Chemistry as a obsolete paradigms.
metrological discipline; We analytical chemists should recognize the individual and
(7) validating new methods in terms of not only quantitative collective difficulties faced in overcoming the activation barrier
but also qualitative indicators; and that leads to systematically improved R&D&T in Analytical
(8) systematically practicing social responsibility to extend Chemistry. On the basis of my own experience, this requires
the socio−economic projection of our discipline. permanent stimulus and support (especially for young
The misguided approaches to Science & Technology in analytical chemists) and also an awareness of its strategic
general can also be fought with specific therapies such as the significance.
following: The future buzzwords in Analytical Chemistry should
(1) balancing research usefulness and dissemination-related coincide with the six major goals depicted in Figure 2.


(publication) productivity;
(2) having the goals of Science & Technology prevail over AUTHOR INFORMATION
personal and institutional interests;
(3) deeply changing current assessment indicators for Corresponding Author
scientific and technical merit, both individual and collective; *E-mail qa1vacam@gmail.com.
(4) ensuring reproducibility and transparency in reported Notes
research; The author is solely responsible for the opinions contained in
(5) having publishers share part of their benefits with this article, a distillation of his experience of almost 50 years
scientists in order to promote better Science & Technology; intended to stimulate young analytical chemists. Any comments
11171 DOI: 10.1021/acs.analchem.7b03935
Anal. Chem. 2017, 89, 11167−11172
Analytical Chemistry Perspective

from Analytical Chemistry readers are welcome at qa1vacam@


uco.es.
The author declares no competing financial interest.

■ ACKNOWLEDGMENTS
The author dedicates this farewell article to all analytical
chemists truly committed to innovation in basic and applied
research for the sustained improvement of our scientific
discipline. I wish to express my deep gratitude to my teachers,
colleagues, almost all former students, and technical and
administrative staff who decisively contributed to my sustained,
growing engagement, commitment, and devotion to Analytical
Chemistry.

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Anal. Chem. 2017, 89, 11167−11172

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