Beruflich Dokumente
Kultur Dokumente
Aristotle, Politics
He who would inquire into the essence and attributes of various kinds of governments must first of all
determine "What is a state?" A state is composite, like any other whole made up of many parts; these
are the citizens, who compose it. It is evident, therefore, that we must begin by asking, who is the
citizen, and what is the meaning of the term? For here again there may be a difference of opinion. He
who is a citizen in a democracy will often not be a citizen in an oligarchy. Leaving out of
consideration those who have been made citizens, or who have obtained the name of citizen any other
accidental manner, we may say, first, that a citizen is not a citizen because he lives in a certain place,
for resident aliens and slaves share in the place; nor is he a citizen who has no legal right except that
of suing and being sued; for this right may be enjoyed under the provisions of a treaty. But the citizen
whom we are seeking to define is a citizen in the strictest sense, against whom no such exception can
be taken, and his special characteristic is that he shares in the administration of justice, and in offices.
He who has the power to take part in the deliberative or judicial administration of any state is said by
us to be a citizens of that state; and, speaking generally, a state is a body of citizens sufficing for the
purposes of life.
Like the sailor, the citizen is a member of a community. Now, sailors have different functions, for one
of them is a rower, another a pilot, and a third a look-out man...Similarly, one citizen differs from
another, but the salvation of the community is the common business of them all. This community is
the constitution; the virtue of the citizen must therefore be relative to the constitution of which he is a
member. A constitution is the arrangement of magistracies in a state, especially of the highest of all.
The government is everywhere sovereign in the state, and the constitution is in fact the government.
For example, in democracies the people are supreme, but in oligarchies, the few; and, therefore, we
say that these two forms of government also are different: and so in other cases.
First, let us consider what is the purpose of a state, and how many forms of government there are by
which human society is regulated. We have already said, in the first part of this treatise, when
discussing household management and the rule of a master, that man is by nature a political animal.
And therefore, men, even when they do not require one another's help, desire to live together; not but
that they are also brought together by their common interests in proportion as they severally attain to
any measure of well-being. This is certainly the chief end, both of individuals and of states. And also
for the sake of mere life (in which there is possibly some noble element so long as the evils of
existence do not greatly overbalance the good) mankind meet together and maintain the political
community....
The words constitution and government have the same meaning, and the government, which is the
supreme authority in states, must be in the hands of one, or of a few, or of the many. The true forms of
government, therefore, are those in which the one, or the few, or the many, govern with a view to the
common interest; but governments which rule with a view to the private interest, whether of the one or
of the few, or of the many, are perversions. Of forms of government in which one rules, we call that
which regards the common interests, monarchy; that in which more than one, but not many, rule,
aristocracy (and it is so called, either because the rulers are the best men, or because they have at heart
the best interests of the state and of the citizens). But when the citizens at large administer the state for
the common interest, the government is called a polity. And there is a reason for this use of language.
Of the above-mentioned forms, the perversions are as follows: of monarchy, tyranny; of aristocracy,
oligarchy; of polity, democracy. For tyranny is a kind of monarchy which has in view the interest of
the monarch only; oligarchy has in view the interest of the wealthy; democracy, of the needy: none of
them the common good of all. Tyranny, as I was saying, is monarchy exercising the rule of a master
over the political society; oligarchy is when men of property have the government in their hands;
democracy, the opposite, when the indigent, and not the men of property, are the rulers....Then ought
the good to rule and have supreme power? But in that case everybody else, being excluded from
power, will be dishonored. For the offices of a state are posts of honor; and if one set of men always
holds them, the rest must be deprived of them. Then will it be well that the one best man should rule?
Nay, that is still more oligarchical, for the number of those who are dishonored is thereby
increased....The discussion of the first question shows nothing so clearly as that laws, when good,
should be supreme; and that the magistrate or magistrates should regulate those matters only on which
the laws are unable to speak with precision owing to the difficulty of any general principle embracing
all particulars.
...
Let us then enumerate the functions of a state, and we shall easily elicit what we want: First, there
must be food; secondly, arts, for life requires many instruments; thirdly, there must be arms, for the
members of a community have need of them, and in their own hands, too, in order to maintain
authority both against disobedient subjects and against external assailants; fourthly, there must be a
certain amount of revenue, both for internal needs, and for the purposes of war; fifthly, or rather first,
there must be a care of religion which is commonly called worship; sixthly, and most necessary of all
there must be a power of deciding what is for the public interest, and what is just in men's dealings
with one another. These are the services which every state may be said to need. For a state is not a
mere aggregate of persons, but a union of them sufficing for the purposes of life; and if any of these
things be wanting, it is as we maintain impossible that the community can be absolutely self-sufficing.
A state then should be framed with a view to the fulfillment of these functions. There must be farmers
to procure food, and artisans, and a warlike and a wealthy class, and priests, and judges to decide what
is necessary and expedient.
Now, since we are here speaking of the best form of government, i.e., that under which the state will
be most happy (and happiness, as has been already said, cannot exist without virtue), it clearly follows
that in the state which is best governed and possesses men who are just absolutely, and not merely
relatively to the principle of the constitution, the citizens must not lead the life of mechanics or
tradesmen, for such a life is ignoble, and inimical to virtue. Neither must they be farmers, since leisure
is necessary both for the development of virtue and the performance of political duties. Again, there is
in a state a class of warriors, and another of councillors, who advise about the expedient and determine
matters of law, and these seem in an especial manner parts of a state. Now, should these two classes
be distinguished, or are both functions to be assigned to the same persons? It remains therefore that
both functions should be entrusted by the ideal constitution to the same persons, not, however, at the
same time, but in the order prescribed by nature, who has given to young men strength and to older
men wisdom. Besides, the ruling class should be the owners of property, for they are citizens, and the
citizens of a state should be in good circumstances; whereas mechanics or any other class which is not
a producer of virtue have no share in the state.
Our constitution does not copy the laws of neighbouring states; we are rather a pattern to others than
imitators ourselves.Its administration favours the many instead of the few; this is why it is called a
democracy. If we look to the laws, they afford equal justice to all in their private differences; if no
social standing, advancement in public life falls to reputation for capacity, class considerations not
being allowed to interfere with merit; nor again does poverty bar the way, if a man is able to serve the
state, he is not hindered by the obscurity of his condition. The freedom which we enjoy in our
government extends also to our ordinary life. There, far from exercising a jealous surveillance over
each other, we do not feel called upon to be angry with our neighbour for doing what he likes, or even
to indulge in those injurious looks which cannot fail to be offensive, although they inflict no positive
penalty. But all this ease in our private relations does not make us lawless as citizens. Against this fear
is our chief safeguard, teaching us to obey the magistrates and the laws, particularly such as regard the
protection of the injured, whether they are actually on the statute book, or belong to that code which,
although unwritten, yet cannot be broken without acknowledged disgrace.
I shall particularly wish to hear what were the four constitutions of which you were speaking.
That question, I said, is easily answered: the four governments of which I spoke, so far as they have
distinct names, are, first, those of Crete and Sparta, which are generally applauded; what is termed
oligarchy comes next; this is not equally approved, and is a form of government which teems with
evils: thirdly, democracy, which naturally follows oligarchy, although very different: and lastly comes
tyranny, great and famous, which differs from them all, and is the fourth and worst disorder of a State.
...
Next comes democracy; of this the origin and nature have still to be considered by us; and then we
will enquire into the ways of the democratic man, and bring him up for judgement.
What then?
The rulers, being aware that their power rests upon their wealth, refuse to curtail by law the
extravagance of the spendthrift youth because they gain by their ruin; they take interest from them and
buy up their estates and thus increase their own wealth and importance?
To be sure.
There can be no doubt that the love of wealth and the spirit of moderation cannot exist together in
citizens of the same State to any considerable extent; one or the other will be disregarded.
Yes, often.
And still they remain in the city; there they are, ready to sting and fully armed, and some of them owe
money, some have forfeited their citizenship; a third class are in both predicaments; and they hate and
conspire against those who have got their property, and against everybody else, and are eager for
revolution.
That is true.
On the other hand, the men of business, stooping as they walk, and pretending not even to see those
whom they have already ruined, insert their sting --that is, their money --into some one else who is not
on his guard against them, and recover the parent sum many times over multiplied into a family of
children: and so they make drone and pauper to abound in the State.
What other?
One which is the next best, and has the advantage of compelling the citizens to look to their
characters: --Let there be a general rule that every one shall enter into voluntary contracts at his own
risk, and there will be less of this scandalous money-making, and the evils of which we were speaking
will be greatly lessened in the State.
Very true.
They themselves care only for making money, and are as indifferent as the pauper to the cultivation of
virtue.
Yes, surely.
And then democracy comes into being after the poor have conquered their opponents, slaughtering
some and banishing some, while to the remainder they give an equal share of freedom and power; and
this is the form of government in which the magistrates are commonly elected by lot.
Yes, he said, that is the nature of democracy, whether the revolution has been effected by arms, or
whether fear has caused the opposite party to withdraw.
And now what is their manner of life, and what sort of a government have they? for as the government
is, such will be the man.
Clearly, he said.
In the first place, are they not free; and is not the city full of freedom and frankness --a man may say
and do what he likes?
Clearly.
Then in this kind of State there will be the greatest variety of human natures?
There will.
This, then, seems likely to be the fairest of States, being an embroidered robe which is spangled with
every sort of flower. And just as women and children think a variety of colours to be of all things most
charming, so there are many men to whom this State, which is spangled with the manners and
characters of mankind, will appear to be the fairest of States.
Yes.
Yes, my good Sir, and there will be no better in which to look for a government.
Why?
Because of the liberty which reigns there --they have a complete assortment of constitutions; and he
who has a mind to establish a State, as we have been doing, must go to a democracy as he would to a
bazaar at which they sell them, and pick out the one that suits him; then, when he has made his choice,
he may found his State.
Say then, my friend, in what manner does tyranny arise? --that it has a democratic origin is evident.
Clearly.
And does not tyranny spring from democracy in the same manner as democracy from oligarchy --I
mean, after a sort?
How?
The good which oligarchy proposed to itself and the means by which it was maintained was excess of
wealth --am I not right?
Yes.
And the insatiable desire of wealth and the neglect of all other things for the sake of money-getting
was also the ruin of oligarchy?
True.
And democracy has her own good, of which the insatiable desire brings her to dissolution?
What good?
Freedom, I replied; which, as they tell you in a democracy, is the glory of the State --and that therefore
in a democracy alone will the freeman of nature deign to dwell.
How so?
When a democracy which is thirsting for freedom has evil cupbearers presiding over the feast, and has
drunk too deeply of the strong wine of freedom, then, unless her rulers are very amenable and give a
plentiful draught, she calls them to account and punishes them, and says that they are cursed oligarchs.
Certainly not.
By degrees the anarchy finds a way into private houses, and ends by getting among the animals and
infecting them.
Why not, as Aeschylus says, utter the word which rises to our lips?
That is what I am doing, I replied; and I must add that no one who does not know would believe, how
much greater is the liberty which the animals who are under the dominion of man have in a democracy
than in any other State: for truly, the she-dogs, as the proverb says, are as good as their she-mistresses,
and the horses and asses have a way of marching along with all the rights and dignities of freemen;
and they will run at anybody who comes in their way if he does not leave the road clear for them: and
all things are just ready to burst with liberty.
When I take a country walk, he said, I often experience what you describe. You and I have dreamed
the same thing.
And above all, I said, and as the result of all, see how sensitive the citizens become; they chafe
impatiently at the least touch of authority and at length, as you know, they cease to care even for the
laws, written or unwritten; they will have no one over them.
True.
The excess of liberty, whether in States or individuals, seems only to pass into excess of slavery.
As we might expect.
It is acknowledged, namely, that there are in the world three forms of government, autocracy,
oligarchy, and democracy: autocracies and oligarchies are administered according to the tempers of
their lords, but democratic states according to established laws. And be assured, fellow citizens, that in
a democracy it is the laws that guard the person of the citizen and the constitution of the state, whereas
the despot and the oligarch find their protection in suspicion and in armed guards. Men, therefore, who
administer an oligarchy, or any government based on inequality, must be on their guard against those
who attempt revolution by the law of force; but you, who have a government based upon equality and
law, must guard against those whose words violate the laws or whose lives have defied them; for then
only will you be strong, when you cherish the laws, and when the revolutionary attempts of lawless
men shall have ceased.
Isocrates — Areopagiticus
And yet how can we praise or tolerate a government [democratic] which has in the past been the cause
of so many evils and which is now year by year ever drifting on from bad to worse? And how can we
escape the fear that if we continue to progress after this fashion we may finally run aground on rocks
more perilous than those which at that time loomed before us?
...
For those who directed the state in the time of Solon and Cleisthenes did not establish a polity which
in name merely was hailed as the most impartial and the mildest of governments, while in practice
showing itself the opposite to those who lived under it, nor one which trained the citizens in such
fashion that they looked upon insolence as democracy, lawlessness as liberty, impudence of speech as
equality, and licence to do what they pleased as happiness,1 but rather a polity which detested and
punished such men and by so doing made all the citizens better and wiser.
...
...and preferring rather that which rewards and punishes every man according to his deserts, they
governed the city on this principle, not filling the offices by lot from all the citizens, but selecting the
best and the ablest for each function of the state; for they believed that the rest of the people would
reflect the character of those who were placed in charge of their affairs.
Furthermore they considered that this way of appointing magistrates was also more democratic than
the casting of lots, since under the plan of election by lot chance would decide the issue and the
partisans of oligarchy would often get the offices; whereas under the plan of selecting the worthiest
men, the people would have in their hands the power to choose those who were most attached to the
existing constitution.
The reason why this plan was agreeable to the majority and why they did not fight over the offices
was because they had been schooled to be industrious and frugal, and not to neglect their own
possessions and conspire against the possessions of others, and not to repair their own fortunes out of
the public funds, but rather to help out the commonwealth, should the need arise, from their private
resources, and not to know more accurately the incomes derived from the public offices than those
which accrued to them from their own estates.
Now, as concerning the Polity of the Athenians, and the type or manner of constitution which they
have chosen, I praise it not, in so far as the very choice involves the welfare of the baser folk as
opposed to that of the better class. I repeat, I withhold my praise so far; but, given the fact that this is
the type agreed upon, I propose to show that they set about its preservation in the right way; and that
those other transactions in connection with it, which are looked upon as blunders by the rest of the
Hellenic world, are the reverse.
What it comes to, therefore, is that a state founded upon such institutions will not be the best state;
but, given a democracy, these are the right means to procure its preservation.
The People, it must be borne in mind, does not demand that the city should be well governed and itself
a slave. It desires to be free and to be master. As to bad legislation it does not concern itself about that.
In fact, what you believe to be bad legislation is the very source of the People's strength and freedom.
But if you seek for good legislation, in the first place you will see the cleverest members of the
community laying down the laws for the rest. And in the next place, the better class will curb and
chastise the lower orders; the better class will deliberate in behalf of the state, and not suffer crack-
brained fellows to sit in council, or to speak or vote in Parliament. No doubt; but under the weight of
such blessings the People will in a very short time be reduced to slavery.