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The words yama and niyama take their origin from Patanjali’s Yoga Sutras [more specifically
sutra 2:29]. They are the first two limbs of the eight-limbed (ashtanga) raja yoga which
Patanjali describes [see: Saraswati 185]. Swami Satyananda Saraswati translates these two words
as referring to sets of “self restraints” and “fixed rules” respectively. Farhi describes the yamas
our race, country, class, or circumstance” (2004:35). Thus the implication is that rather than
being a rigid set of “do’s and don’ts”, they are instead behaviours and habits to be adopted at all
times, allowing for a state of yoga (mind free of fluctuation) both on and off of a mat.
Despite being the first two limbs of raja yoga these two are often superseded during what
North Americans would conceptualize as a yoga class, by pranayama and asana [which are
generally taught as breathing techniques and poses, but perhaps more accurately translated as
“life energy control” and “comfortable posture” ]. It should be noted that as Maehle points out,
when it comes to yoga treatise, “some sources [omit the first] two limbs, the ethics.” Later on,
teachers argued that they should be included, as ethics (particularly the fifth niyama) are
necessary for achieving samadhi [the eighth limb] (Maehle, 212). Gates also mentions a more
complimentary and interplaying role between the eight limbs, suggesting that yama and niyama
are more like “spokes on a wheel [than] rungs on a ladder” (Gates et al. 6).
Unlike many religious doctrines which prescribe a set of morals, yama and niyama
establish a set of guidelines. As yoga by definition is the cessation of mind fluxation, it is more
relevant to understand yama and niyama as the guidelines for not causing fluxations in the minds
of others or one’s self. They encourage a harmonious relationship with the atman [monistic
consciousness]. Rather than serving as a litmus test for “good and bad”, they foster awareness for
The implication of yama and niyama as necessary and adopted disciplines is taken to a
further extent by Saraswati who, in reference to bahiranga [These are limbs of yoga which are
“exoteric” or of the “external element”, “practiced with objects outside, in relation to the body”.
They include: yama and niyama, as well as pranayama, asana, and pratyahara (See: Saraswati
185)] says that “the preliminary part of raja yoga must be practiced in the presence of a group
with whom the aspirant must live for some time. When the mind is set into a pattern, [the yogi]
can go back to society and live with people” (Saraswati 186). [Please note that to avoid over-
repetition, the word “yogi” is used to represent both male and female practitioners throughout
this article] This is of course more in line with the traditional study of yoga under a guru.
Taking a less rigid stance, Bell refers to the yamas and niyamas as “guidelines, a
framework from which we can begin a process of inquiry.” She goes on to say that “they are not
commandments, nor are they intended to be followed mechanically” (Bell: 42). Later on she
suggests that “the yamas and niyamas are not intended to be unbending law [but rather] life long
practices” and encourages striving towards continual on-going practice, rather than sequestered
While the prescribed rigor of learning yama and niyama can vary by teacher, it would be
generally agreed upon that these first two limbs form what Farhi describes as “yogic precepts for
ethical living” (2006: 11). Farhi goes on to make a distinction between the two stating that yamas
are “constraints that [yogis] observe in relationship to the world” and niyamas are “concerned
with [a yogi’s] relationship to self and how [they] live when no one else is watching”. Put
succinctly, yamas provide instructions on how to be at harmony with the world and niyamas
There are 5 yamas and 5 niyamas. The first yama is ahimsa. This word comes from the
Sanskrit words a (prefix meaning “not”) and himsa (“harming, injuring, killing, or doing
violence”) [The etymologies of these sections are taken from Sovik 43 & 46, except where
noted]. It is also commonly read-in (as it is in a host of commentaries on the yoga sutra 2:35)
that ahimsa necessitates and leads to compassion towards every living being. [See Farhi 2004:
35]. While it would be easy to think of ahimsa as simply an outward behaviour, it implies a
compassionate attitude towards oneself as well. For example, suicide or self-mutilation are
violent acts, and show neither compassion for oneself nor those who would cope with the
ramifications of them. It can be further expanded to say that ahimsa discourages other acts which
are not necessarily violent, but can most definitely be harmful. Exclusion, like that of the mother-
in-law whose invitation to a family event was “forgotten”, is an example of this. This act would
be lacking in compassion and potentially harmful to the mother-in-law who discovers this, or the
The second yama is satya from the Sanskrit for “that which exists or that which is,” and
is commonly termed “truthfulness”. The practice of satya involves reporting and perceiving
things only as they are, rather than how they relate to an ideal. Chopra describes this concept as
“separating your observations from your interpretations” (Chopra 33). For example, a university
student may become frustrated with a new professor whose teaching style is underdeveloped. A
factual observation in this instance would be “the professor is a novice to teaching.” The
insinuating interpretation is “this is a bad professor.” The student might go on to tell peers to
avoid classes with that same professor because they are “bad”. This causes disharmony between
the professor and potential students. Maehle notes that satya immediately follows ahimsa,
placing non-violence in higher priority than truthfulness, because “we should never use
truthfulness to harm or violate others” (Maehle 213). Satya inherently expresses the concept of
being non-judgemental. A magazine might edit their photos. The editors have determined that a
model can be more aesthetically pleasing if altered, thereby passing on the interpretation that real
images are undesirable. This may cause its readers to develop negative body-image and/or eating
disorders. This is not to say that truth is always more pleasant; in fact the avoidance of
unpleasant truths can be even more unpleasant. A woman finds a lump in her breast but ignores
it, because she can not accept the possibility she has cancer. When truths or realities are
would demand defining the act of stealing as taking something tangible which does not belong to
us. Shoplifting or stealing a lunch from the fridge at work are examples of this. Other acts of
theft such as plagiarism, or pirating mp3’s, where the objects stolen are less tangible, are also to
be avoided. The principle of asteya can also be applied to more abstract concepts such as time or
concentration. Being late for a meeting can be seen as stealing time from other attendees.
can also be perceived as acts of theft, as they consume their victims’ mental energies.
The fourth and quite possibly most debated yama is bramacharya. Sovik loosely
associated with sexuality, the controversy of this yama can be seen in Sovik’s complete absence
of direct references to sexuality in his translation. Farhi avoids both divine and sexual inferences
using instead “moderation in all our actions” (2006: 94). [Chopra provides some possible
etymology as thus: brahman (“unity consciousness”) and achara (“pathway”), or charya
When it is considered that the yoga sutras are believed to be but a compilation of
practices divinely revealed to the risis, many of whom had several wives and children, it could
be construed that here, brahman, refers to the consciousness (Maehle 215), and not the god.
However, given that the yoga sutras were written long after the Vedic period, Patanjali might not
have intended this, as he would have used the word “atman” instead.
Thus, the concept of bramacharya is translated and taught on spectrum ranging from the
conservative “sexual abstinence” (Saraswati 197), to the more liberal ideas of Maehle:
“Partnership is used in yoga to recognize the inherent divinity in the other. This does exclude
casual sex… The yogic view of a relationship is not to consume another person like an object”
(Maehle 214). The ensuing arguments are that casual sex is either: a violent act, or a theft act. As
a violent act one partner perceives more of an emotional involvement, and is left hurt when that
is found to be untrue. As a theft act, both partners are distracting each other from the true nature
of each partner involved. Perhaps they just need friendship, or have problems with intimacy
because of a previous violent act. Either way it is very taboo. It is perhaps easier to evaluate the
practice of this yama by first using the first three to evaluate potential actions of a more intimate
nature.
The final yama is aparigraha. This word comes from graha (“to grasp”), and
pari (“things”). Thus, aparigraha can be said to be “not grasping things” or being “non-
(moksa). A mind which harbours attachment or possessiveness to an object (or person for that
matter) is on some level chained to it, whether through the need to protect it, or a dependency on
it. The mind becomes distracted by the need to own material objects, or exert some form of
dominance over others. This yama encourages generosity and material minimalism. Saraswati
tells of some yogis who “do not even touch fire and have only one set of clothes. They do not
stay in one place. Their mind is so free and relaxed and they are always ready to do any duty
number of techniques such as sat karmas (cleansing actions) used to keep the body clean. It
necessitates the eating of proper foods (those which are natural and pure) and thinking proper
thoughts (achieved by being selective about what one allows the mind to be exposed to). We are
constantly taking in things around us, whether in the form of air, nourishment, or sensory stimuli.
As certain foods can alter the mood (coffee, chocolate, excess sugars, etc.), a balanced diet is
encouraged to avoid these mood-swings. Some yogic schools of thought prescribe a vegan diet,
for example. Selectively choosing which movies we see, music we listen to, and conversations
we engage in, can also help avoid mental imbalance. For example, violent films or hateful music
can encourage violent behaviours or prejudice. An argument can cause us to lose sight of the
way someone is naturally, and cause us to see them as an enemy, or opposing force.
The second niyama is santosa or (from the Sanskrit “contentment, delight, happiness,
accepting one’s true self, and one’s status in the world (Sovik 46). For example, a sudra who is
trying to act as a ksatriya is not accepting their status in the world. They are attached to a caste
which is not theirs, and thus not able to be content with their role in the world. A person
expecting to return to work right away after a major surgery might not be content with their
status as a patient. Santosa is not merely seeing the glass as half-full, it is reacting to even an
empty glass as enjoyable, the need to walk to the water cooler to refill it as enjoyable, and the
availability of water as enjoyable, even if there is an insect in it. It is the acceptance of mistakes
wealthier, smarter, stronger, or more powerful. It is the apex of equanimity with the good and
The third niyama is tapas (“heat”). It refers to the heat that builds during a concerted
effort. (Sovik 46) It is also thought of as encouraging austerity. There are going to be challenges
and distractions that arise to one’s practice of yoga. Tapas is the resilience to remain dedicated to
one’s practice regardless of adversity. It is the key ethical tool used to build sadhana. [Sadhana
is the “program” one makes for spiritual development. It varies by individual. It consists of any
practice, ritual, rite, or study undertaken with moksa (liberation) as the intent.] Tapas is
expressed in the adage, “if at first you don’t succeed, try, try again”.
The fourth niyama is svadhyaya. Maehle points out that according to Vyasa it is chanting
Om and moksa sastra [reading scripture to do with liberation] (Maehle 217). Sovik takes a more
relaxed approach, saying that reading any literature which encourages or inspires one to develop
spiritually is svadhyaya (Sovik 46). It is the removal of samskaras and separation from asmita
[Asmita is the “I” or the perception “self” created through the samskaras (psychic lenses/citta
vrttis), which separate the aspirant/yogi from the atman]. It is the primary focus of jnana yogis
transcendental or divine nature]. It is the study of what remains after all elements of ego are
removed.
The final niyama is isvara pranidhana. Isvara refers to “the divine” whether in the form
of the nirguna brahman (universal consciousness), or any other deity (Maehle 217). Pranidhana
literally means “to surrender” (Sovik 46). This surrender does not refer to some kind of
submission to the cosmos, but rather, the active giving of permission to oneself to be present in
the universe; to be aware of, and part of a greater whole. It is the acceptance that there is a higher
power which is not completely independent of the yogi. Lastly, it is the devotion of all action
(and thought) to that higher power. Patanjali points out that practice of this niyama is necessary
Bell, Charlotte and Rolf Sovik (March/April 2008). “The Forgotten Teachings - Patanjali's 10
Steps to a Happier Life.” Yoga and Joyful Living, [100], 40-47
Chopra, Deepak, and David Simon (2004) The Seven Spiritual Laws of Yoga. Hoboken, New
Jersey: John Wiley & Sons, Inc.
Farhi, Donna (2004) Bringing Yoga to Life. San Francisco: Harper-Collins Publishers
Gates, Rolf et al. (2002) Meditations from the Mat – Daily Reflections on the Path of Yoga. New
York: Anchor Books.
Maehle, Gregor (2006) Ashtanga Yoga – Practice and Philosophy. Novato, California: New
World Library
Swami Satyananda Sawaswati (1976) Four Chapters on Freedom. Munger, Bihar, India: Yoga
Publications Trust
Recommended Readings
Any number of commentaries on Patanjali’s Yoga Sutras.
Related Topics
Purusha Pramana
Vritti Parinama
Dharmi Raja Yoga
Bihar Yoga Jnana Yoga
Satayanda Yoga Ekagrata
Ahankara Tattva
Asrama
Useful Websites
www.dharmi.com
www.yogavision.net
http://www.swamij.com/yoga-sutras.htm
Article written by Michael Smith (March 2008) who is solely responsible for its content.