Beruflich Dokumente
Kultur Dokumente
and Organisational
AIlalysis
Elements of the SocioloRY of Corporate L({e
Gibson BUlT'H'eBm
lecturer in the Department of Behaviour in Organisations,
University of lancaster, England
Gareth Morgalm
Associate Professor of Organisational Behaviour and
Industrial Relations, York University. Toronto
ASHGATE
© Gibson Burrell and Gareth Morgan 1979
All rights reserved. No part of this publication may be reproduced, stored
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Reprinted 1998, 2000, 200 I, 2003, 2005 by n AssumptiOHlls lllbout the NllltlUlre oa'Social Sciellllce n
Ashgate Publishing Limited The Strands of Debate 4
Gower House Analy'sing Assumptions about the Nature of Social 7
Cron Road Sci.ence
Aldershot 2 Assumptiolllls aboot the Nature off Soddy no
Bants GU 11 311R The Order-Conflict Debate 10
England J 'Regulation' and 'Radical Change' 16
Two Dimelllsioll1lS: ]four !Paradigms 2ll
Ashgale Publishing Company The Nature and Uses of the Four Paradigms 23
Suile420 The Functionalist Paradigm 25
101 Cherry Streel The Interpretive Paradigm 28
Burlington, VT 0540 1-4405 The Radical Humanist Paradigm 32
USA The Radical Structuralist Paradigm 33
Exploring Social Theory 35
IAshgatc website:http://www.ashgate.com PART II: THE PARADIGMS EXPLORED <1 n
Introduction proportion of theory and research is located within the bounds of just
one of the four paradigms to be considered here. Indeed, the bulk of it
is located within the context of a relatively narrow range of theoretical
possibilities which define that one paradigm. it is no exaggeration,
therefore, to suggest that the social-scientific enter-prise in general is
built upon an extremely narrow set of metatheoretical assumptions.
This boole, which has devoured the last two years of our lives, is the This concentration of effort in a relatively narrow area defines what is
product of a friendship and intellectual partnership. It began as an usually regarded as the domimmt orthodoxy within a subject. Because
innocuous idea which grew with such strength that it developed into a
this orthodoxy is so dominant and strong, its adherents often take it for
'way of seeing'. It has changed the ways in which we think about social
theory, and we hope that it will do the same for others. granted as right and self-evident. Rival perspectives within the same
The book is intended to clarify and help overcome what seem to be paradigm or outside its bounds appear as satellites defining alternative
some of the major sources of confusion within the social sciences at the points of view. Their impact upon the orthodoxy, however, is rarely
present time. Initially it had a fairly specific objec-tive: to attempt to very significant. They are seldom strong enough to establish
relate theories of organisation to their wider sociological conteJlt. In themselves as anything more than a somewhat deviant set of
the course of development, however, this endeavour widened in scope approaches. As a result the possibilities which they offer are rarely
and evolved into an enterprise embracing many aspects of philosophy explored, let alone understood.
and social theory in gen-eral. As such it now stands as a discourse in Yn order to understand alternative points of view it is important that
social theory of relevance to many social science disciplines, of which a theorist be fully aware of the assumptions upon which his own
those in the general area of organisationstudies - industrial sociology, perspective is based. Such an appreciation involves an intel-lectual
journey which takes him outside the realm of his own familiar domain.
organ-isation theory, organisational psychology and industrial relations
It requires that he become aware of the bound-aries which define his
- are but special cases by which we illustrate our general themes.
perspective. h requires that hejourney into the une"plored. h requires
Our proposition is that social theory can usefully be conceived in that he become familiar with paradigms which are not his own. Only
terms of four key paradigms based upon different sets of then can he look back and appreciate in full measure the precise nature
metatheoretical assumptions about the nature of social science and the of his starting point.
nature of society. The four paradigms are founded upon mutlll-ally The work presented here is an attempt to take the student of
exclusive views of the social world. lEach stands in its own right and organisations into realms which he has probably not explored before. It
generates its own distinctive analyses of social life. With regard to the is a journey upon which we, the authors, unwittingly embarked as a
study of organisations, for example, each paradigm generates theories result of certain nagging doubts and uncertainties about the utility and
and perspectives which are in fundamental opposition to those validity of much contemporary theory and research in our subject. We
generated in other paradigms. were concerned about the way in which studies of organisational
Such an analysis of social theory brings us face to face with the activities had generated mountains of theory and research which
nature of the assumptions which underwrite different approaches to seemed to have no obvious links outside narrow discipline areas. We
social science. It cuts through the surface detail which dresses many
were concerned about the essentially ephemeral nature of our subject.
social theories to what is fundamental in determining the way in which
We were concerned about the academic sectarianism reflected at
we see the world which we are purporting to analyse. It stresses the
crucial role played by the scientist's frame ofreJfer-ence in the various times in open hostility, ostrich-like indifference and generally
generation of social theory and research. poor-quality dialogue and debate between essentially related schools of
The situation with regard to the field of organisation studies at the thought. Yn short, we felt that our subject area called for a close
present time, as in other social science disciplines, is that a vast e1tamination of the assumptions upon which it is based with a view to
seeing it in a new, and hopefully refreshing, light. Our book in essence
presents an account of our journey and a record of the
J( Introduction Introduction xi
conclusions and insights which have emerged. Marxist social theorists appeared content to work in isolation, ignoring
We began our enterprise by considering how we could dis-tinguish the contradictory persp.ectives w~lich they. presented, it seemed that
between different approaches to the study of organisations. The view any adequate analySIS of theones of society must take
that 'all theories of organisation are based upon a philosophy of science these rival perspectives into account. .
and a theory of society' seemed to recur time and again in our Our journey into Marxist literature took us mto yet another new
conversations and we soon found it defining two major dimensions of realm as far as our initial interests were concerned. We were surprised
analysis. Although organisation theorists are not always very explicit to find striking parallels betwe.en i~tellectual developments within
about the basic assumptions which inform their point of view, it is Mandsttheory and academiC soc~olog~. We
clear that they all take a stand on each of these issues. Whetller they found that the assumptions about the nature of SOCial sCience which
are aware of it or not, they bring to their subject of study a frame of had divided academic sociologists into different schools of thought
also divided Mantist theorists. In that realm, too, t~e dominant
reference which reflects a whole series of assumptions about the nature
theoretical framework was surrounded by satellite
of the social world and the way in which it might be investigated.
schools of thought offering rival explanations. Pursuing thes~ tra-
Our attempt to explore these assumptions led us into the realm of ditions to their source, we found that they emerged from prec~sely
social phi losoph y. We were confranted wi th problems of ontol-ogy the same bounds of social philosophy which had underWritten
and epistemology and other issues which rarely receive con-sideration divergent elements within sociology itself. It became clear that the
within the field of organisation studies. As we investigated these issues rival traditions emphasising 'order' as opposed to 'conflict' shared the
we found that they underpinned the great philosophical debates same pedigree as far as their roots in social philosophy were
between social theorists from rival intellectual traditions. We realised concerned. Deriving from similar assumptions about the ontological
that the orthodoxy in our sub-ject was based in essence uponjust one of and epistemological status of social science, they h.ad been wedded to
these traditions, and that the satellite perspectives which we had fundamentally different frames of reference With
observed as surrounding the orthodoxy were, in fact, derived from regard to the nature of society. . , .. Given these cross linkages between
quite a separate intellectual source. We realised that they were nvalmtellectual traditions,
attempting to articulate points of view which derived from
it became clear to us that our two sets of assumptions could be counter-
diametrically opposed assumptions about the basic nature of the social posed to produce an analytical sch~mefor studying soci~1 theories in
world; accordingly they subscribed to quite different assumptions about general: the two sets of assu.mpllons de~ned fo~r baSIC
the very nature of the social-scientific enterprise itself. paradigms reflecting quite separate vlew.s of .soclal. reahty. On attempting
e
In investigating assumptions with regard to the nature of society we to relate this scheme to the SOCial sCience hteratu~e :v
were, at first, able to operate on firmer ground. The sociology of the found that we possessed an eKtremely powerful tool.for negottatmg
1960s had focused upon the 'order-conflict debate' - whether sociology our way through different subject areas, and one which made sense of a
emphasises the 'problem of order' or the 'problem of conflict and great deal of the confusion which characterises much con-temporary
change'. By the late 1960s the debate had been pronounced dead, and debate within the social scienc.es. Th~ schem~ offered itself as a form
these two views of society were seen merely as two aspects of the same of intellectual map upon which SOCial theones could be located
problematic. In reviewing the literature relevant to this debate we according to their source and tradition. Theories rarely
became increasingly con-vinced that it had met a premature death. if ever appear out of thin air; they usually have a well established
Whilst it was clear that academic sociologists had convinced history behind them. We found that our i~tellectual map all.owed
themselves that the 'problem of conflict' could be subsumed under the us to trace their evolution. Theories fell mto place accordmg to their
origins. Where rival intellectual traditions had been fused, distinctive
'problem of order', theorists outside this tradition, particularly those hybrid versions seemed to appear. What had first offered itself as a
interested in Marxist theory, were actively engaged in the development simple classificatory device for organising the literature now presented
of social theories which placed the problems of conflict and change at itself as an analytical tool. It pointed us towards new areas of
the forefront of their analysis. Although academic sociologists and investigation. It allowed us 10 appraise and evaluate theories against the
backcloth of the intellectual tradition
xii lfllroductioll
Voluntarism-determinism: the 'human nature' quant.itativ~ tedmiques .for the analysis of data. Surveys,
questIOnnaires, personality tests and standardised research instruments
debate of all kinds are prominent among the tools which comprise nomothetic
methodology. 10
This debate revolves around the issue of what model of man is
reflected in any given social-scientific theory. At one extreme we
can identify a determinist view which regards man and his activities Analysnng AssumptnoJnls about the Nature of
as being completely determined by the situation or 'environment' in
which he is located. At another e"treme we can identify the
Social ScieJnlce
voluntarist view that man is completely autonomous and free-willed.
l~ese four s~ts ofassumptions with regard to the nature olf social sCI~nce
Insofar as social science theories are concerned to understand human
activities, they must incline implicitly or explicitly to one or other of prOVide an e"tremely powerful tool for the analysis of SOCial theorr. in
mU~h of t~e literature there is a tendency to conti.ate the Issues which
these points of view, or adopt an intermediate standpoint which
allows for the influence of both situational and voluntary factors in are mvolved. We wish to argue here that con.slder~ble.~dvantagesaccrue
accounting for the activities of human beings. Such assumptions are from treating these four strands of soclal~sclentdlcdebate as ~naly~ically
essential elements in social-scientific theories, since they define in distinct. While in practice ther~ IS often a strong relatIOnship bet.ween
broad terms the nature of the relationships between man and the the positions adopted on each. of the ~our strands, assumptions about
society in which he lives.o each can in fact vary. qUite considerably. It is worth ex.amining this
point in more detail.
The ex tr~me.posi tions on each of the four strands are reflected in
two major mtellectual traditions which have dominated social
Ideographic-nomothetic theory: the method- th~
sCience over .tlhe last two. hundred years. The first of these is usually
ological debate descnbed as 'SOCIOlogical positivism'. in essence this reflects th~
attempt to apply models and methods derived from the natural s~l~nces
The ideographic approach to social science is based on the view that to the study of human affairs. h treats the social world as If It wer.e t~e
one can only understand the social world by obtaining first-hand natural world, adopting a 'realist' approach
knowledge of the subject under investigation. It thus places to o~tology. TIus IS backed up by a 'positivist' epistemology
considerable stress upon getting close to one's subject and e"ploring ~elatlvely :d~terministic' yiews of human nature and the use of
its detailed background and life history. The ideographic approach nomothetiC methodologies. The second intellectual traditioR1l that of '<?e.rman
emphasises the analysis of the subjective accounts which one idealism' ,stands in complete opposition to this.l~
generates by 'getting inside' situations and involving oneself in the that the ultimate reality of the
everyday flow of life - the detailed analysis of the insights generated umvers~ lies I~ spmt .or Idea rather than in the data of sense per~eptlOn. It
by such encounters with one's subject and the insights revealed in
IS essentially 'nominalist' in its approach to social reality: In co~tr~st to
impressionistic accounts found in diaries, biographies and
journalistic records. The ideographic method stresses the importance the natural sciences, it stresses the ~ssentlally subjective nature of human
of letting one's subject unfold its nature and characteristics during affairs, denying the utility and .rele~ance. of the models and methods of
the process of investigation. 9 natural science to ~tudles I~ ,thiS. realm. It is 'anti-positivist' in
epistemology, volu~tanst With regard to human nature and it favours ideo-
The nomothetic approach to social science lays emphasis on the
gra~~I~ methods as a foundation for social analysis. Sociological
importance of basing research upon systematic protocol and
technique. It is epitomised in the approach and methods employed pos~t.iVl.sm and German idealism thus define the objective and subjective
in the natural sciences, which focus upon the process of testing extremes of our model.
hypotheses in accordance with the canons of scientific rigour. It is Ma~y ~ociologists~~d organisati~n theorists have been brought
preoccupied with the construction of scientific tests and the use of up wlthm the tradition of SOCiological positivism, without
Assumptions about the Nature of Social Science 9
8 Sodolo~kal Paradigms and Organisational Analysis exposure to the
basic tenets of German idealisr~.Social scienc~for 3. For a comprehensive review of 'realism', see Keat and Urry
them is seen as consonant with the configuration of assumptions which (1975), pp. 27-45. They make much of the distinction between
characterise the objective e"treme of our model. ~owev~r, 'positivism' and 'realism' but, as they admit, these terms are used
over the last seventy years or so there has been an mcreasl,ng in a somewhat unconventional way.
interaction between these two traditions, particularly at a SOCIO- 4. For a further discussiol1l of the positivism-anti-positivism debate,
philosophical level. As a result intermediate points of viey-r have see, for e"ample, Giddens (1974) and Walsh (1972).
emerged, each with its own distinctive configurafion of 5. Giddens (1974), p. l.
assumptions about the nature of social science. T~ey have 31.11 6. See, for e){ample, Popper (1963).
spawned theories, ideas and approaches cha~actenstlc of their 7. For a good illustration of 31111 anti-positivist view of science, see
intermediate position. As we shall argue m later chapters, Douglas (l970b), PI'. 3-44.
developments il1l phenomenology, ethnomethod.ology and the action 8. The human nature debate in its widest sense involves many other
frame of reference are to be understood In these terms. These issues which we have l1Iot referred to here. The precise model of
perspectives, whilst offering their ?wn special brand of man to be employed in any analytical scheme, however, is
insight, have also often been used as launchlOg pa~s for attacks on underwritten by assumptions which relflect the voluntarism-
sociological positivism and have generated a c~nslderable a~ou~t determinism issue in one way or another. We have isolated this
of debate between rival schools of thought. fhe nature of thiS debate element of the debate here as a way of treating at its most basic
can only be fully understood by grasping and aprrecia~ing level a necessary assumption of all social-scientific theories which
the different assumptions which underwrite the competing pomts of purport to account for human activities. Detailed propositions
view. with regard to the precise e){planation of human activities
It is our contention that the analytical scheme offered here enables one
to do precisely this. It is offered not as a ,m~re classificatory device, but
elaborate in one way or another this basic theme.
as an important tool for negotiating social theory. It draws attention to key 9. For an excellent discussion of the nature of the ideographic
assumrtions. I~ alloy-rs ~ne approach to social science, see Blumer (1969), ch. I.
to focus on precise issues which differentiate soclo-sclentlfic 10. It is important to emphasise here that both nomothetic and
approaches. It draws attention to the degre~ of ,congrue~cy ideographic methodologies can be employed in a deductive and
between the four sets of assumptions about SOCial sCience which inductive sense. Whilst the inductivc>--deductive debate in science is
characterise any given theorist's point of view. We offer it here as the a subject of considerable interest and importance, we do not see it as
first principal dimension of ~ur ,theoretical .sche~e for analysing being central to the fOUir dimensions suggested here as a means of
theory in general and orgamsatlOnaltheory m pa~tlcular. distinguishing between the nature of social science theories. That
For the sake of convenience we shall normally refer to It as the notwith-standing, it remains an important methodological issue, of
'subjectivc>--objective' dimension, two descriptive labels which relevance to both sociology and organisational analysis, within the
perhaps capture the points of commonality between the four analytical conte". of the assumptions e){plored here.
strands.
to thdr frame of reference within the conte){t of their order- We introduce the term 'sodology of regulation' to refer to the writings
ornientated mode of thought. In order to illustrate this point, let us of theorists who are primarily cOll1cemedl to provide e){plaraations of
return to the work of Cohen (1968) referred to earlier. society in terms which emphasise its underlyil1lg unity and
Hn advocating his viewpoint Cohen appears to be misinterpreting cohesiveness. H is a sociology which is essentially Con-cerned with
the distinction between the two models. His interpretation of the need for regulation in human affairs; the basic questions which it
concepts telescopes the different variables into a form in which they asks tend to focus upon the need to understand why society is
can be seen as consistent with each other. In effect his whole maintained as an entity. H attempts to explain why society tends to
hold together rather than fall apart. It is interested ifl1ufI1derstal1lding
anlalysis reflects an attempt to incorporate the conflict model within
the social forces which prevelf1lt the lHlobbesiautn vision of 'war of
the bounds of the contemporary theory of order. He thus loses the all against all' becoming a reality. 'fhe worl, of Durldleim with its
radical essence of the conflict perspective and is able to conclude emphasis upon the nature of social cohesion and solidarity, for
that the two models are not mutually exclusive and do not need to be e,mmple, provides a clear and comprehensive illustration of a concern
reconciled. He argues that the two models are not gellluine for the sociology of regulation.
alternatives and in effeca suggests that each is no more than the 'fhe 'sociology ofradical change' stands in stark contrast to the
reciprocal of the other. He is therefore able to leave Dahrendorfs 'sociology of regulation', in that its basic concern is to find e)
analysis with the central concern of his book - the fi1'roblem of {planations for the radical change, deep-seated structural con-flict,
order - largely intact. 'fhe incorporation of conflict illlto the bounds modes of domination and structural contradiction which its
of the model of order de-emphasise£ its importance. S theorists see as characterising modern society. na is a sociology
Un line with the analysis which we presented earlier, we argue tUnat which is essentially concemed with man's emancipation from the
the attempt to reduce the two models to a common base ignores the structures which limit and stunt his potential for development. 'fhe
fundamental differences which e"ist between them. A. conflict tlDeory basic questions which it asks focus upon the deprivation of maUl,
based on deep-seated structural conflict and concerned with radical both material and psychic. Hi is often visionary and Utopian, in tilat
transformations of society is not consistent with a fUlOlctionalist it looks towards potentiality as much as actuality; it is concerned
perspective. 'fhe differences between them, therefore, are important with what is possible rather than with what is; with altematives
rather than with acceptance olfthestatus {luo. In these respects it is
all1ld worthy of distinction in any auempt to analyse social theory. With
as widely separate and distant from the sociology of regulation as
the benefit ofhindsigh,t, it is possible to see that many of the the sociology of Man{ is separated and distant from the sociology
misinterpretations which have arisen have d]ouDe so becallDse the of Durkheim.
models Dun Dahrendorf's analysis were not sufficiently differentiated. 'fhe distinction between these two sociologies can perhaps be
We wish to propose, therefore, that certain modifacations be made illl best illustrated in schematic form; extreme points of view are
order to articulate the differences iUl a more eJ{piicit and radical form. counter-posed in order to highlight the essential differences
Since much of the confusion has arisen because of the ambiguity of the between them. 'fable 2.2 summarises the situation.
descriptions associated with the two models we wish to suggest the use We offer this regulation-radical change distinction as the second
of a somewhat different terminology. principal dimension of our scheme for analysing sociaft theories.
A.long with the subjective-objective dimension developed in the
previous chapter, we present it as a powerfuft means for identifying
and analysing the assumptions which I.mder-lie social theories in
general.
'fhe notions of 'regulation' and 'radical change' have thus far been
Our analysis has shown that the ou'der-conflict distinction is in mall1lY presented in a very rough and e){treme form. 'fhe two models
senses the most problematic. We suggest, therefore, that it $hoold be illustrated in Table 2.2 should be regarded as ideal-typical
replaced as a central theme by the notions of 'regulation' aIumd 'rndical formulations. nne seven elements which we have identifBed lell1lrll
cRnannge'. themselves to a much more rnigorous and systematic treatment in
us Sociological Paradigms tmd Organisational Analysis A.uumptimRS about tJue Nature of Society U9
which their overall form and nature is speh out in detail. We delay between the sub-elements of each modd need not be congruent, that
this task until later chapters. Here, we wish to address ourselves to is, an analysis may pay attention to elements of both.
the broad relationships which e"ist between the sociologies of The answer to both criticisms follows our defence of Dahrendorf's
regulation and radical change. We maintain that they present work. To conflate the two models and treat them as variations on a
fundamentally different views and interpretations of the nature of single theme is to ignore or at least to umierplay the fundamental
society. They reflect fundamentally different frames of reference. differences which exist between them. Whilst it may be possible to
They present themselves, therefore, as alternative models for the use each model in a diluted form and thus obtain two analyses of the
analysis of social processes. middle ground which apprmdmate each other, they must remain
To present the models in this way is to invite criticism along the essentially separate, since they are based upon oppos-ing
lines of that levelled at Dahrendorfs worl•. For eUffiple, it could be assumptions. Thus, as we have illustrated, to discuss the 'functions'
suggested that the two models are the reciprocals of each other - no of social conflict is to commit oneself to the sociology of regulation
more than two sides of the same coin - and that relationships as opposed to that of radical change. lHIowever close one's position
might be to the middle ground, it would seem that one must always
Tlllll»Be 2.2
be committed to one side more than another. The fundamental
TUne ll"egunDmQnmll-ll'ad!ficaDcDnaJl1lge IlIbimemD@un
distinctions between the sociologies ofregulation and radical change
will become clear from our analysis of their intellectual
TIlt' socio/OIlY of REGULATION 111e soci%!?y of RADICAL CHANGE development and constituent schools of thought in later chapters. We
is cOflc('Y/Ied ",ith: is concerned lIIith: conceptualise these two broad sociological perspectives in the form
(a) The status quo (a) Radical change
of a polarised dimension, recognising that while variations within
(b) Social order (b) Structural connict the context of each are possible, the perspectives are necessarily
(c) Consensus* (c) Modes of domination separate and distinct from each other.
(d) Social integration and (d) Contradiction
cohesion (e) Emancipation
(e) Solidarity
(0 Need satisfactiont (0 Deprivation
(g) Actuality (g) Potentiality
Notes and References
I\!@Qeg I. Among the numerous theorists primarily concerned with the
litBy 'consensus' we mean voluntary and 'spontaneous' agree-ment problem of order, Dawe cites Parsons (1949), Nisbet (1967),
of opinion. Bramson (1%1), Cohen (1968), and Aron (1968).
t The term 'need satisfaction' is used to refer to the focus upon 2. For a discussion of the Mar"ism versus social science debate,
satisfaction of individual or system 'needs'. The sociology of see Shaw (1975). The division between Mantist theorists and
regulation tends to presume that various social characteristics can be orthodm( sociologists is now so deep that they either ignore
explained in relation to these needs. It presumes that it is possible to each othelf completely, or indulge in an exchange of abuse and
identify and satisfy human needs within the conte"t of e,dsting accusation regarding the politicall conservatism or
social systems, and that society reflects these needs. The concept of subversiveness commonly associated wiili their respective
'deprivation', on the other hand, is rooted in the notion that the social points of view. Debate about the intellectual strengths and
'system' prevents human fulfilment; indeed that 'deprivation' is weaknesses of their opposing standpoints is conspicuous by its
created as the result of the status quo. The social 'system' is not seen absence.
as satisfying needs but as eroding the possibilities for human 3. lLater in this chapter we sllIlggest that the descriptions of
fulfilment. It is rooted in the notion that society has resulted in 'concern with the status quo' and 'concern for radical change'
deprivation rather than in gain. provide more accurate views of the issues involved here.
:W Sociological Paradigms and Organisatimwl Analysis
4. Dahrendonf acknowledges Merton's distinction between latent
and manifest functions but does not pursue the con~ sequence
of 'dysfunctions' for the concept of integration (Dahrendorf,
1959, pp. 173-9).
30 Tvvo Dimensions:
5. Other 'order' theorists who have addressed themselves to
Dahrendorf's model tend to follow a similar path in the
Four Paradigms
attempt to embrace conflict theory within their perspective.
See, for e1\ample, vall1l den lBerghe (1%9).
ity which lie outside its boundaries and which may not necessarily practice. As Keat and Urry put it, 'For individual scientists, the change
even be recognised as existing. of allegiance from one paradigm to another is often a "conversion
In identifying four paradigms in social theory we are in essence experience", akin to Gestalt-switches or changes of religious faith'
suggesting that it is meaningful to examine work in the subject area in (1975, p. 55). When a theorist does shift his position in this way, it
terms of four sets of basic assumptions. Each set identifies a quite stands out very clearly as a major break with his intellectual tradition
separate social-scientific reality. To be located in a particular paradigm and is heralded as being so in the literature, in that the theorist is
is to view the world in a particular way. The four para-digms thus usually welcomed by those whom he has joined and often disowned by
define four views of the social world based upon differ-ent meta- his former 'paradigm colleagues'. Thus we witness what is known as
theoretical assumptions with regard to the nature of science and of the 'epistemological break' between the work of the young Marx and
society. the mature Man, - what we would identify as a shift from the radical
It is our contention that all social theorists can be located within the humanist paradigm to the radical structuralist paradigm. At the level of
context of these four paradigms according to the meta-theoretical organisational analysis, a distinct paradigm shift can be detected in the
assumptions reflected in their work. The four para-digms taken work of Silverman - a shift from the functionalist paradigm to the
together provide a map for negotiating the subject area, which offers a interpretive para-digm. We will analyse such intellectual journeys in
convenient means of identifying the basic similarities and differences more detail in
between the work of various theorists and, in particular, the underlying later chapters.
frame of reference which they adopt. It also provides a convenient way Before we progress to a review of the four paradigms, one point is
of locating one's own personal frame of reference with regard to social worthy offurther emphasis. This relates to the fact that the four
theory, and thus a means of understanding why certain theories and paradigms are mutually exclusive. They offer alternative views of
social reality, and to understand the nature of all four is to under-stand
perspectives may have more personal appeal than others. Like any
four different views of society. They offer different ways of seeing. A
other·map, it provides a tool for establishing where you are, where you
synthesis is not possible, since in their pure forms they are
have been and where it is possible to go in the future. It provides a tool contradictory, being based on at least one set of opposing meta-
for mapping intellectual journeys in social theory - one's own and theoretical assumptions. They are alternatives, in the sense that one
those of the theorists who have contributed to the subject area. can operate in different paradigms sequentially over time, but mutually
nn this work we intend to make much use of the map-like qual-ities exclusive. in the sense that one cannot operate in more than one
of the four paradigms. Each defines a range of intellectual territory. paradigm at any given point in time. since in accept-ing the
Given the overall meta-theoretical assumptions which distinguish one assumptions of one, we defy the assumptions of all the
paradigm from another, there is room for much variation within them. others.
Within the context of the 'functionalist' paradigm, for example, certain We offer the four paradigms for consideration in these terms, in the
theorists adopt more extreme posi-tions in terms of one or both of the hope that knowledge of the competing points of view will at least
two dimensions than others. Such differences often account for the make us aware of the boundaries within which we approach our
internal debate which goes on between theorists engaged in the subject.
activities of 'normal science' within the context of the same paradigm. 2
The remaining chapters of this work examine each of the four
paradigms in some detail and attempt to locate their principal theorists
in these terms. The FunctionaHist Paradigm
Our research suggests that whilst the activity within the context of
each paradigm is often considerable, inter-paradigmatic 'journeys' are This paradigm has provided the dominant framework for the con-duct
much rarer. This is in keeping with Kuhn's (1970) notion of of academic sociology and the study of organisations. lIt represents a
'revolutionary science'. For a theorist to switch para-digms calls for a perspective which is firmly rooted in the sociology of regulation and
change in meta-theoretical assumptions, some-thing which, although approaches its subject matter from an objectivist point of view.
manifestly possible, is not often achieved in Functionalist theorists have been at the forefront of
26 Sociological Paradif?ms and Orf?anisational Analysis
Two Dimensions: Four Paradigms 27
the order-conflict debate, and the concepts which we have used to
categorise the sociology of regulation apply in varying degrees to all ing the world of human affairs. for Durkheim, the task of sociology
schools of thought within the paradigm. It is characterised by a was to understand the nature of this regulated ordcu:.
concern for providing explanations of the status quo, social order. Since the early decades of the twentieth century, however, the
consensus. social intef?ration, solidarity, need satisfaction and functionalist paradigm has been increasingly influenced by ele-ments
actuality. It approaches these general sociological concerns from a from the German idealist tradition of socialthoughl. As will be recalled
standpoint which tends to be realist, positivist, determinist and from our discussion in Chapter I, this approach reflects assumptions
nomothetic. about the nature of social science which stand in opposition to those of
The functionalist paradigm generates regulative sociology in its sociological positivism. As a result of the work of such theorists as
most fully developed form. In its overall approach it seeks to provide Max Weber, George Simmel and George Herbert Mead, elements of
essentially rational explanations of social affairs. It is a perspective this idealist approach have been util-is~d within the conte"t of social
which is highly pragmatic in orientation, concerned to understand theories which have attempted to bndge the gulf between the two
society in a way which generates knowledge which can be put to use. It traditions. In so doing they have forged theoretical perspectives
is often problem-orientated in approach, con-cerned to provide characteristic of the least objectiv-ist region of the paradigm, at its
practical solutions to practical problems. It is usu~lIy firmly committed junction with the interpretive paradigm. Such theories have rejected the
to a philosophy of social engineering as a baSIS .of social cha~ge and use of mechanical and biological analogies for studying the social
emphasises the importance of under- sta~dlng order, eqUilibrium and world and have introduced ideas which place emphasis upon the
stability in society and the way in which these can be maintained. It is importance of understanding society from the point of view of the
concerned with the effective 'regulation' and control of social affairs. actors who are actually engaged in the performance of social activities.
Since the I940s there has been also an infusion of certain Manist
As will be apparent from our discussion in Chapter I the appro~ch to influences characteristic of the sociology of radical change. These
soci.al science characteristic of the functionalist para-digm IS rooted In have been incorporated within the paradigm in an attempt to
the tradition of sociological positivism. This reflects the attempt, par 'radicalise' functionalist theory and rebuff the general charge that
excellence, to apply the models and methods of the natural sciences to
the study of human affairs. Originating in france in the early decades THIE SOCIOlOGV OF RADICAL CHANGE
of the nineteenth century, its majo~ influen~e upon the paradigm has been
through the work of social theonsts such as Auguste Comte, Herbert
f---------- -----------1
I i
Spencer, Emile Durkheim and Vilfredo Pareto. The functionalist I IVllJlntis~ I
I ,
approach to social science tends to assume that the social world is
composed of relatively concrete empirical artefacts and relation-ships
: th~or\l :
I I
which c~n be identified, studied and measured through approaches I I
denved from the natural sciences. The use of mechan-ical a~d SUIlllJIECTIVIE
I OBJECTIVE
biological. analogies as a means of modelling and under-stand!ng !he I I
socl.al world is particularly favoured in many functIOnalist theones. I I
By way of illustration consider, for exam-pie, ~he work of Durkheim.
G0rmlllll
Central to his position was the idea that 'social facts' exist outside of id00lism
men's consciousness and restrain men in their everyday activities. The
aim was to understand the relationships between these 'objective'
social facts and to articu-~ate the,soci.ology whi~h e~plained the types of
'solidarity' provid-Ing the SOCial cement which holds society together. tl1lIEGULATION SOCi?~o~icllll
The stability and ordered nature of the natural world was viewed as PO!lI~IVI$m
characteris-
!Figure 3.2 Intellectual influences upon the functionaiisl paradigm
28 Sociolo/:ical Paradi/:ms alld Or/:allisatiollal Allalysis
ill
functionalism is essentially conservative and unable to provide >
explanations for social change. These attempts underwrite the debate f-
U
examined in the previous chapter as to whether a theory of 'contlict' can ill
-,
ro
be incorporated within the bounds of a theory of 'order' to provide a
adequate explanations of social affairs.
Put very crudely, therefore, the formation of the functionalist
paradigm can be understood in terms of the interaction of three sets of
intellectual forces, as illustrated in Figure 3.2. Of these, sociological
positivism has been the most influential. The compet-ing traditions
have been sucked in and used within the context of the functionalist
problematic, which emphasises the essentially objectivist nature of the
social world and a concern for explana-tions which emphasise
'regulation' in social affairs. These cross-currents of thought have given
rise to a number of distinctive schools of thought within the paradigm,
which is characterised by a wide range of theory and internal debate.
By way of overview, again somewhat crudely, Figures 3.3 and 3.4
illustrate the four paradigms in terms of the constituent schools of
sociological and organisational theory which we shall be exploring
later on. As will be apparent, most organisation theorists, industrial
sociologists, psychologists and industrial relations theorists approach
their sub-ject from within the bounds of the functionalist paradigm.
-,
pO.l'itil'iJf, volulltarist and idl'ographic. It sees the social world as an OJ
:::>
emergent social process which is created by the individuals concerned. lfl
111111
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