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Copyright © 1983, American Society for Microbiology
effect of electric charges as well as specific ties YLV and 0. If equation 4 is considered as a
biochemical interactions (e.g., receptor-ligand) generic equation to calculate any interfacial ten-
may be neglected, the change in the free energy sion Y12 from (given or predetermined) interfa-
function (Apdh) is, per unit surface area: cial tensions Y13 and Y23, where the subscripts 1,
2, and 3 refer to different phases, all required
AFpdh = YBS - YBL YSL
- (1) interfacial tensions in equation 1 may be com-
puted, permitting explicit thermodynamic pre-
where pdh is the free energy of adhesion, YBS iS dictions of the relative extent of bacterial adhe-
the bacterium-substratum interfacial tension, sion to various substrata.
YBL iS the bacterium-liquid interfacial tension, Equations 4 and 5 have, as they stand, certain
and YSL is the substratum-liquid interfacial ten- purely mathematical limitations which can, how-
sion. Although equation 1 by itself constitutes ever, be circumvented (11, 14). Computer pro-
nothing more than a simple free energy balance, grams (15) as well as tables (11) are available
only in recent years has it become possible to which avoid such difficulties.
obtain experimental data for the various interfa- The purpose of the present paper is to study
cial tensions involving solid surfaces. Briefly, the effect of the surface tension of substrata
this is achieved through the use of Young's (-Ysv) and of the suspending liquid medium (LV)
equation: on the relative extent of adhesion of five strains
of bacteria to a wide range of polymer surfaces.
YSV -YSL = LV cos O (2) A theoretical calculation of the free energy
change (Apdh) for the attachment of bacteria
where -Ysv, YSL, and YLV are, respectively, the from suspension to various substrata as a func-
interfacial tension between a solid substratum S tion of -Ysv is illustrated in Fig. 1. The input data
and the vapor phase V, between S and the liquid required for the development of such a plot are
L, and between L and V; 0 represents the the surface tensions of the three interacting
contact angle of the liquid on the solid (14). Of species, i.e., the surface tensions of the bacteria
the four quantities in equation 2, only the liquid (BV), the polymer substrata (ysv), and the sus-
surface tension (YLv) and 0 are readily deter- pending liquid medium (YLV). Such theoretical
mined experimentally; determination of a fur- calculations lead to a distinction between two
ther relation between these quantities is re- situations. For
quired. It has been shown from thermodynamic YLV < YBV (6)
considerations that an equation of state relation where YBV iS the interfacial tension between the
of the form: bacteria and vapor, AFpdh decreases with in-
YSL = ftYsv, YLV) (3) creasing -Ysv, predicting increasing bacterial ad-
hesion with increasing surface tension (ysv) of
must exist (20). Using experimental contact an- the substrate over a comparatively wide range of
gle data and liquid-vapor interfacial tensions, ,ysv values. On the other hand, when
equation 3 has been formulated explicitly (14) as YLV > YBV (7)
follows:
the opposite pattern of behavior occurs. A typi-
( )2 cal plot of this type is presented in Fig. 1, where
the predicted adhesion of a single species of
YSL = (4) bacteria to a range of polymer surfaces, out of a
series of liquid surface tensions, is depicted. For
\/ysv* yLV
1 - 0.015 the limiting case of the equality
In conjunction with Young's equation, this rela- YLV = YBV (8)
tion yields: Aypdh becomes equal to zero independently of
the value of Ysv. The latter fact can also be seen
cos 0 = directly from the properties of the equation of
state for interfacial tensions (14), since for the
(0.015 Ysv - 2.00) * IY^SsV YLV + YLV case of equation 8, it follows immediately that
YBL = 0 and YBS = YSL (cf. equation 1). This
/ VYLV -1
YLV 0 Y015
limiting condition implies that bacterial adhe-
sion, under these circumstances, does not de-
pend on the surface tension of the substratum
With the aid of equation 5 the unknown sur- and, in principle, should be zero if no other
face tension of the substratum, -Ysv, may be effects, such as electrostatic interactions, come
determined from the easily measurable quanti- into play (2).
92 ABSOLOM ET AL. APPL. ENVIRON. MICROBIOL.
-
12 - genes was grown for 48 h at 37°C in tryptic soy broth.
The bacteria were removed from the respective
'YLV > 'YBV growth media, washed three times with Hanks bal-
anced salt solution by repeated centrifugation at 475 x
-8 gliquid min, and
for 25(Table 2) asfinally suspended inthethe appropriate
determined by experimental
E protocol. The bacterial concentration, determined
with triplicate counts on a Neubauer counting cham-
-o ber, was adjusted to yield 108 bacteria per ml. (To
-4 overcome any possible problems due to bacterial
0 clumping, the suspensions were vortexed immediately
before use and counting.)
Surface tension determinations. Determination of the
U-
surface tension (-Ysv) of the solid substrata listed
0 in
Table 1
<LV \ performed by
was of contact angle
means
used to determine
amount of 0.15 NaCl, pH 7.1,
Bacterial adhesion. Bacterial adhesion experiments various species of bacteria by following the effect of
were perfc rmed with the substrate materials listed in the evaporation of excess water from the bacterial
Table 1, w 'ith surface tensions ranging from 16 to 67 layer on the contact angle (19).
ergs/cm2. IPreparation of the surfaces was performed Adhesion protocol. Adhesion tests of the bacteria to
as describe d previously and as indicated in Table 1 (2). the various substrate materials were performed as
The suspe nding liquid medium in these experiments described previously for the static adhesion test with
was Hankss balanced salt solution, with different con- platelets (15), granulocytes (2, 12), and proteins (18).
centrationss of dimethyl sulfoxide (DMSO), up to a Briefly, 1 ml of the bacterial suspension containing 108
maximum of 15% (vol/vol), resulting in a range of bacteria, in the appropriate test medium, was placed
liquid surfface tensions from 72.8 to 64.0 ergs/cm2 on the surfaces and was retained in wells formed from
(Table 2) ( 1 erg/cm2 = 1 mJ/cm2). The pH was main- 0.25% (wt/vol) agarose (Calibiochem, La Jolla, Calif.).
tained at p: H 7.1 through the addition of 0.1 M NaOH. The bacteria were then incubated at 21°C for 30 min,
Preparattion of bacterial suspension. Staphylococcus after which the surfaces were rinsed with Hanks
aureus (s train 049), Staphylococcus epidermidis balanced salt solution to remove nonadherent bacte-
(strain 047' ), and Escherichia coli (strains 055 and 2627) ria. Thereafter, the substrates were air dried, and the
were lawn4led for 24 h at 37°C on nutrient agar (Difco cells adhering to the various surfaces were counted
Laboratoriies, Detroit, Mich.). Listeria monocyto- with an automatic image analysis system (Omnicon
210C
Medium Concn
(%, of DMSO Surface tension
vol/Vo)a YLV (ergs/cm2)
25-
00-O o ° -Ow V
HBSS-DMSO 3c 3 70.8
HBSS-DMSO 7.5 7.5 69.0 z
< 15-
HBSS-DMSO 10 10 67.5 u
0 7/ 0 L monocytogenes
HBSS-DMSO 15 15 64.0 Z
v 7 S epidermidis
0
E coli 2627
a DMSO was obtained from Fisher Scientific Co., 5-
A S oureus 049
Pittsburgh, Pa. O E coli 055
b Hanks balanced salt solution (HBSS) is composed
of the following, in milligrams per liter: anhydrous 0 20 40 60 80 100
CaCl2, 140.0; KCI, 400; KH2PO4, 60.0; MgCl2 * 6H20, TIME minutes ]
100.0; MgSO4 * 7H20, 100.0; NaCl, 8,000.0; NaHCO3, FIG. 2. Contact angles of saline on layers of bacte-
350.0; Na2HPO4 * 2H20, 60.0; glucose, 1,000.0; ,. = ria as a function of water evaporation from the wet
0.15, pH 7.26. biological substrate, measured in terms of time. Each
c Approximate concentrations (percent, volume/ symbol represents the average of 10 individual contact
volume) of DMSO. Since this material is quite hydro- angle readings on each of four different drops, at
philic, the apparent concentrations fluctuate consider- approximately the same time, on the same substrate.
ably as a function of the time the bottle (or vial) has
been opened; the important value is the surface ten-
sion (YLV), measured just before use (via the Wilhelmy
method). creasing hydrophilicity of the bacteria (see Table
3). This difference in the slopes of these curves
is significant, as will be shown below.
3000; Bausch & Lomb, Rochester, N.Y.) and ex- The results of the bacterial adhesion experi-
pressed as the number of bacteria per unit area of test ments from the various DMSO-water mixtures
surface. are given in Fig. 4. The theoretical predictions
inherent in Fig. 1 and their implications are
RESULTS AND DISCUSSION substantiated experimentally. At the lowest
To use the predictive model (Fig. 1), it is DMSO concentration, corresponding to the
necessary to know the surface tensions (YLV) Of highest surface tension 'YLV of the suspending
the suspending liquids, as well as the surface medium, bacterial adhesion decreases with in-
tensions (YBV) of the bacteria and that (ysv) of creasing ysv of the substratum. As the DMSO
the various substrata. concentration is increased and the surface ten-
Surface tensions YBV and -Ysv were obtained sion _YLV iS correspondingly lowered, the change
from contact angle measurements as already in the degree of bacterial adhesion with increas-
described. The ysv values are given in Table 1, ing -Ysv becomes less pronouqced. At certain
together with the mode of preparation. The intermediate YLV values, specifi& for each bacte-
liquid surface tensions, YLV, of the buffer and rial species, adhesion becomes independent of
buffer-DMSO mixtures are summarized in Table ysv and finally, at yet lower values of the surface
2. tension -YLV, adhesion increases with increasing
The contact angles measured on the various Ysv.
bacteria are plotted in Fig. 2. The contact angles Aside from the intrinsic interest of these data,
of the plateaux represent Young contact angles, there are two further points to be made. First,
i.e., angles which are thermodynamically char- the simple thermodynamic model underlying
acteristic for the surface tension of the substrate equation 1, together with the equation of state
(in this case bacteria) and not influenced by, approach for interfacial tensions (14), describes
e.g., surface roughness (14). These contact an-
gles (Table 3) are usually stable for 20 to 50 min. TABLE 3. Contact angles with saline and surface
From the surface tension YLV = 72.8 ergs/cm2 tensions of bacteria at 21oCa
for saline at 21°C, the surface tensions of the
bacteria (-YBV) were calculated as explained Specimen Contact angles Surface tension
above (see summary in Table 3).
As an illustration of the influence of surface E. coli 055 16.7 ± 1.0 69.7 ± 0.4
tension of the different bacterial species, the S. aureus 049 18.5 ± 1.2 69.1 ± 0.6
extent of adhesion of the five strains suspended E. coli 2627 21.2 ± 0.7 67.9 ± 0.3
in the standard buffer (YLV = 72.8 ergs/cm2) is S. epidermidis 23.4 ± 0.5 67.1 ± 0.3
L. monocytogenes 26.1 ± 1.2 66.3 ± 0.6
depicted in Fig. 3. The extent of adhesion as well
as the slope of these curves decrease with in- a
The errors are 95% confidence limits.
94 ABSOLOM ET AL. APPL. ENVIRON. MICROBIOL.
I~~~~~~~
thermodynamic model predicts that in the case A--, E. coli 2627
of 'YLV = YBV (equation 8), APdh should be 400-
independent of -Ysv, a situation that is indeed E
contained in the curves of Fig. 4. To investigate a
this concept further, the slopes of the straight 0
200-
lines in Fig. 4 were plotted versus YLV in Fig. 5, I-
by means of a second-order polynomial comput-
er fit. For each of the bacteria investigated it is 600,
V
inferred that the slope becomes equal to zero at epidermidis
a value of YLV characteristic for each bacterial 0
0
4---l S.
600- FEP
MY(v=1~~6.6) a
0
400- 0
A
0 L. monocytogenes L. monocytogenes
o V S. epidermidis S. epidermidis
0 E. coli 2627 E. coli 2627
200- S. oureus 049
A S. oureus 049
O E. coli 055 E. coli 055
600] POLYSTYRENE
lI 5,=25.6)
V
b
400- 0
0
/ v
o 0
200
SN
E 600o LDPE -4-
a P S=
s 32.51 ° C CN
0 EU
9-
400- 0-
I-.. 5
A
w 0
o o
200- -C .4-
A i°Wo°
la
a
of U.
.1
0 AB
z 400-
ACETAL 0
-4-
C
(v5s=44.6) V
d E
200- 0-
aCEovW~~
600- A
SPS
(-Y s=66.7) e -8-
400- D
la -4- E
0
200
olllz", 8
P. Aoc..,
g:;:::. 0-
656 70 74 66 70 74
'L (ergs/cm2)
v
FIG. 6. Free energy of adhesion (APdh) as a function of the surface tension YLV of the suspending aqueous
media for the five species of bacteria (right-hand side) and the experimentally determined extent of the bacterial
adhesion under the same conditions (left-hand side). Errors are similar to those indicated in Fig. 3. FEP,
Fluorinated ethylene-propylene copolymer; LDPE, low-density polyethylene; acetal, acetal resin; SPS, sulfonat-
ed polystyrene.
VOL. 46, 1983 SURFACE THERMODYNAMICS OF BACTERIAL ADHESION 97
all extent of bacterial adhesion, giving rise to a 4. Absolom, D. R., C. J. van Oss, W. Zingg, and A. W.
certain constant level of adhesion (due to elec- Neumann. 1982. Phagocytosis as a surface phenomenon:
opsonization by aspecific adsorption of IgG as a function
trostatic interactions) to the various polymer of bacterial hydrophobicity. RES J. Reticuloendothel.
surfaces. Soc. 31:59-70.
At this point it is pertinent to note that the 5. Atkinson, B., and H. W. Fowler. 1974. The significance of
second prediction of the thermodynamic model microbial film in fermenters. Adv. Biochem. Eng. 3:221-
227.
under these conditions, i.e., AFp h > 0, is sub- 6. Characklis, W. G. 1973. Attached microbial growths. I.
stantiated by the experimental results. That is, Attachment and growth. Water Res. 7:1113-1127.
the relative order of bacterial adhesion is nmain- 7. Dexter, S. C. 1979. Influence of substratum critical sur-
tained with the most extensive adhesion being face tension on bacterial adhesion: in situ studies. J.
Colloid Interface Sci. 70:346-354.
exhibited, in all cases, by the most hydrophobic 8. Fletcher, M. 1977. The effects of culture concentration
bacteria for all of the liquid surface tensions, and age time and temperature and bacterial attachment to
YLV, examined. polystyrene. Can. J. Microbiol. 23:1-6.
Conclusions. (i) Adhesion of bacteria to poly- 9. Marshall, K. C., R. Stout, and R. Mitchell. 1971. Selective
sorption of bacteria from sea water. Can. J. Microbiol.
meric substrata, from aqueous suspensions, fol- 17:1413-1416.
lows the thermodynamic model to a consider- 10. Neumann, A. W. 1974. Contact angles and their tempera-
able extent. the observed pattern of bacterial ture dependence: thermodynamic status, measurement,
adhesion is similar to that reported previously, interpretation and application. Adv. Colloid Interface Sci.
4:105-191.
e.g., for the adhesion of granulocytes and the 11. Neumann, A. W., D. R. Absolom, D. W. Francis, and
adsorption of proteins, suggesting that these C. J. van Oss. 1980. Conversion tables of contact angles
thermodynamic patterns of behavior are quite to surface tension. Sep. Purif. Methods 9:62-163.
general. 12. Neumann, A. W., D. R. Absolom, C. J. van Oss, and W.
Zingg. 1979. Surface thermodynamics of leukocyte and
(ii) The determination of the extent of adhe- platelet adhesion to polymer surfaces. Cell Biophys. 1:79-
sion of bacteria to polymeric substrata provides 92.
a method for the determination of the surface 13. Neumann, A. W., R. J. Good, P. Ehrlich, P. K. Basu, and
tension of the various bacterial species. The G. J. Johnston. 1973. The temperature dependence of the
surface tension of solutions of atactic polystyrene. J.
bacteria studied here were all found to be rela- Macromol. Sci. Phys. 7:525-529.
tively hydrophilic, with surface tensions in the 14. Neumann, A. W., R. J. Good, C. J. Hope, and M. Sejpal.
range of mid- to high-60's (ergs/cm2). The sur- 1974. An equation-of-state approach to determine surface
face tension values obtained from bacterial ad- tensions of low-energy solids from contact angles. J.
Colloid Interface Sci. 49:291-304.
hesion are in good agreement with the values 15. Neumann, A. W., 0. S. Hum, D. W. Francis, W. Zingg,
obtained from direct contact angle measurement and C. J. van Oss. 1980. Kinetic and thermodynamic
on layers of bacteria as well as those obtained aspects of platelet adhesion from suspension to various
from phagocytic engulfment studies of bacteria substrates. J. Biomed. Mater. Res. 14:499-509.
16. Rosan, B., B. Appelbaum, and S. C. Holt. 1981. Isolation
by granulocytes or platelets. and identification of the surface receptor of Streptococcus
sanguis responsible for adherence to hydroxyapatite, p.
ACKNOWLEDGMENTS 537-540. In R. C. Berkeley, J. M. Lynch, J. Melling,
The five bacterial strains used in this work were generously P. R. Rutter, and B. Vincent (ed.), Microbial adhesion to
supplied by the Bacteriology Division of the Department of surfaces. Halstead Press, New York.
Microbiology at the State University of New York at Buffalo. 17. Rutter, P. R., and B. Vincent. 1980. The adhesion of
This work was supported by the Medical Research Council micro-organisms to surfaces: physicochemical aspects, p.
of Canada (grant MT 5462), the Natural Science and Engineer- 79-91. In R. C. Berkeley, J. M. Lynch, J. Melling, P. R.
ing Research Council of Canada (A 8278), and the Ontario Rutter, and B. Vincent (ed.), Microbial adhesion to sur-
Heart Foundation (grant 9516). D.R.A. acknowledges support faces. Halstead Press, New York.
of the Ontario Heart Foundation through a Senior Fellowship. 18. van Oss, C. J., D. R. Absolom, A. W. Neumann, and W.
Zingg. 1981. Determination of the surface tension of
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