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© 2008A.

European Psychologist Efklides:


Hogrefe
2008; Vol.Metacognition
& Huber
13(4):277–287
Publishers

Metacognition
Defining Its Facets and Levels of Functioning
in Relation to Self-Regulation and Co-regulation
Anastasia Efklides
Aristotle University of Thessaloniki, Greece

Abstract. Research in the field of metacognition, a multifaceted phenomenon, is in the main fragmented without much theoretical
integration of the findings related to its various facets. Moreover, metacognition is usually conceived of as an individual and conscious
process that serves the regulation of cognition. However, there is growing evidence that metacognition also functions at a nonconscious
level, is involved in the co-regulation of cognition in collaborative settings, and interacts with affect in the self-regulation of behavior.
Based on these considerations, a multifaceted and multilevel model of metacognition is proposed that broadens Nelson and Naren’s
conceptualization of metacognition. The implications for theory and measurement of metacognition as well as for interventions involving
metacognition are explored.

Keywords: metacognition, metacognitive experiences, social metacognition, self-regulation, co-regulation

Introduction These diverse phenomena and processes in which


metacognition is involved, and particularly its instrumen-
It has been over 30 years since the notion of metacognition tal role in the self- and co-regulation of behavior, make
was introduced into the psychological pharetra by Flavell it necessary to reconsider the notion of metacognition
(1979). Since then it has triggered an impressive amount of and, particularly, its facets and their interrelations, as
research and has gained a prominent place in psychological well as the relationship of metacognition with cognition
theorizing. There are three main areas of research in which at the individual and social level, and the relations of
metacognition has a prominent role: developmental psychol- metacognition with affect. Such a reconsideration, being
ogy, with emphasis on theory of mind; experimental and cog- the aim of this article, has implications for theory and
nitive psychology, focusing mainly on metamemory; and research as well as for interventions, particularly in edu-
educational psychology, with emphasis on self-regulated cational settings.
learning. However, there is also significant work in neuropsy- In what follows I shall first discuss the differential
chology that connects metacognition with executive func- characteristics of the various facets of metacognition;
tions (Fernandez-Duque, Baird, & Posner, 2000) and pre- namely, metacognitive knowledge, metacognitive expe-
frontal brain areas (Shimamura, 2000). Another line of re- riences, and metacognitive skills. The aim is to make ex-
search connects metacognition with social cognition (Lories, plicit that metacognitive monitoring and metacognitive
Dardenne, & Yzerbyt, 1998), as well as with co-regulation control function at a conscious and nonconscious level
and other-regulation of behavior and cognition (Salonen, and are essential constituents of the self-regulation pro-
Vauras, & Efklides, 2005). More recent developments in- cess. Second, the connection of metacognition with self-
clude the study of metacognition in clinical psychology regulation will be shown. The claim is that metacognitive
(Cooper, Grocutt, Deepak, & Bailey, 2007), whereas research experiences, unlike metacognitive knowledge, are the
in animal metacognition, which started with “theory of mind” link between the cognitive and emotional regulatory
in chimpanzees (Premack & Woodruff, 1978), is now ex- loop. Third, metacognition is seen as a sine-qua-non con-
panding to other species (Foote & Crystal, 2007). stituent of social interaction and of co-regulation and oth-
The variety of areas and perspectives through which er-regulation of behavior. Finally, a model is proposed
metacognition is being studied is due to the fact that meta- that incorporates both the conscious and nonconscious
cognition is inextricably woven with awareness of mental levels of the functioning of metacognition, as well as the
states and with consciousness (Koriat, 2007). In humans, it social level of it. The implications of the model for future
is at the roots of everyday memory and of scientific think- research are briefly explored emphasizing the dynamic
ing, as well as of social interactions that require awareness character of self-regulation and co-regulation of cogni-
of one’s and others’ thinking (King, 1998). tion, emotions, and behavior.

© 2008 Hogrefe & Huber Publishers European Psychologist 2008; Vol. 13(4):277–287
DOI 10.1027/1016-9040.13.4.277
278 A. Efklides: Metacognition

ences (ME), and metacognitive skills (MS) has been al-


Metacognition ready mentioned. However, theory of mind and epistemo-
Definition logical beliefs are also manifestations of metacognition
(Kuhn, 2000) and the question is how they fit into the dis-
Flavell (1979) defined metacognition as cognition of cog- tinction between the three facets. Moreover, there are ME
nition that serves two basic functions, namely, the monitor- not studied in metamemory research but they are present
ing and control of cognition. Nelson (1996; Nelson & Na- in problem solving, such as feeling of difficulty or estimate
rens, 1994) defined metacognition as a model of cognition of effort. An attempt to provide a categorization of meta-
that functions at a meta level; metacognition represents the cognitive phenomena within the framework envisaged by
object level, that is, cognition. Metacognition, through the Flavell (1979) is the one described in what follows.
monitoring function, is informed by cognition and, through
the control function, informs cognition. Both definitions
underscore the functioning of metacognition at a “meta” Metacognitive Knowledge
level, which means that metacognition is a representation
of cognition, and that metacognition and cognition are con-
nected through the monitoring and control functions. Metacognitive knowledge (MK) is declarative knowledge
Implicit in both definitions is the assumption that the per- stored in memory and comprises models* of cognitive pro-
son is aware of the outcome of the monitoring process – For cesses, such as language, memory, and so forth (Fabricius
example, through metacognitive experiences, such as feeling & Schwanenflugel, 1994). It also encompasses information
of knowing, feeling of confidence, feeling of satisfaction, regarding persons (the self and the others as cognitive be-
awareness of not understanding, and so forth. Also, the per- ings, that is, how we or other people process various tasks
son is aware of the beliefs or ideas she or he has about cogni- and how good are on them, what was felt during a specific
tion (that is, his or her metacognitive knowledge) and can task processing), as well as information about tasks, strat-
report them and/or reflect on them (Flavell, 1979; Koriat, egies, and goals (Flavell, 1979). More specifically, meta-
2007; Nelson, Kruglanski, & Jost, 1998). Moreover, the per- cognitive task-knowledge involves task categories and
son based on the monitoring of cognition consciously con- their features, relations between tasks, as well as the ways
trols it (Flavell, 1979; Nelson & Narens, 1994). they are processed. Metacognitive strategy-knowledge in-
The above definitions of metacognition and the assump- volves knowledge of multiple strategies as well as the con-
tions related to it have implications for the conceptualization ditions for their use (i.e., when, why, and how a strategy
of metacognition. First, metacognition is multifaceted. Spe- should be used). Finally, metacognitive goal-knowledge in-
cifically, there are metacognitive experiences and metacog- volves knowledge of what sort of goals people pursue when
nitive knowledge, which are related to the monitoring of cog- confronted with specific tasks or situations.
nition, and control processes that are distinct from the moni- The question is if theory of mind (TOM), in the sense of
toring of cognition (Efklides, 2001, 2006). The control a set of beliefs about one’s and other people’s minds
function involves initiation or termination of cognitive pro- (Bartsch & Wellman, 1995), can also be considered part of
cessing and use of cognitive strategies such as rehearsal (Nel- the person’s MK (Kuhn, 2000). Theory of mind develops
son & Narens, 1994), but also metacognitive strategies such at an early age, about 4 years, and lays the foundations for
as planning, evaluating, and others (Veenman & Elshout, communication and social interaction. It comprises beliefs
1999), also-called metacognitive skills. Second, metacogni- that people have mind and that mental states differ between
tion is a conscious process, in the sense that the person is the various people as well as from reality. On the other
consciously aware of the monitoring and control processes. hand, MK is declarative knowledge in the form of more or
Third, metacognitive monitoring and metacognitive control less well-organized belief systems. In this respect, TOM
are strictly limited to the self-regulation of cognition without marks the child’s ability to form a belief system about hu-
any interaction with affect or the broader self-regulation of mans as having minds; it does not entail, however, that
behavior. Fourth, metacognition is a purely individual phe- young children have developed well-articulated MK about
nomenon, in which the others play no particular role. How- the various mental functions such as memory, attention,
ever, recent research is challenging the above conceptualiza- and so forth. This may explain the finding of moderate cor-
tion of metacognition and stresses the need for a broader one. relation (about .50) between TOM and metamemory in
young children (Lockl & Schneider, 2007). Yet, the corre-
lation between the two is quite substantial and can support
The Facets of Metacognition the claim that TOM is related to MK or, to put it another
way, plays a foundational role in the development of the
The distinction of the three facets of metacognition, name- child’s MK. However, TOM presupposes awareness of
ly, metacognitive knowledge (MK), metacognitive experi- one’s subjective experiences (desires, thoughts, or emo-

* Such models or representations of cognitive functions are often given with the prefix meta added to the name of the function: Metalanguage,
metamemory, metathinking.

European Psychologist 2008; Vol. 13(4):277–287 © 2008 Hogrefe & Huber Publishers
A. Efklides: Metacognition 279

tions) and, from this point of view, is also connected to the 2001, 2006). They are the interface between the person and
more experiential facet of metacognition, namely, ME. In the task, the awareness the person has of task features, of
fact, one of the controversies in TOM research is whether the fluency of cognitive processing, of the progress toward
TOM is a theory (or set of beliefs) or a simulation of others’ the goal set, of the effort exerted on cognitive processing,
mental states upon one’s own (Bartsch & Wellman, 1995; and of the outcome of processing (Efklides, 2002a; Efkli-
Harris, 1989). des, Kourkoulou, Mitsiou, & Ziliaskopoulou, 2006). They
Independently of the theoretical controversy over the take the form of metacognitive feelings, metacognitive
processes underlying acquisition of TOM, it can be as- judgments/estimates, and online task-specific knowledge
sumed that as children acquire TOM and become aware (Efklides, 2001, 2006).
that reality is distinct from the representations of it, and that Feeling of knowing, feeling of familiarity, and feeling
representations of reality can differ between people and can of confidence are some indicative metacognitive feelings
be wrong or inaccurate, the foundations of epistemic think- extensively studied in metamemory research. Also, there
ing and epistemological beliefs are also laid (Kitchener, are feelings studied in the context of problem solving, such
1983; Kuhn, 2000). Epistemological beliefs regard the na- as feeling of difficulty (Efklides, 2001), that are crucial for
ture and the constraints of knowledge, the truth and validity the self-regulation of effort (Efklides, 2002a; Efklides et
of knowledge, and the means or methods of knowledge al., 2006). Metacognitive judgments/estimates include
acquisition. Epistemological beliefs, having as their object judgment of learning, estimate of effort expenditure, esti-
knowledge and cognition, can be also considered part of mate of time needed or spent, but also estimate of solution
MK (Kuhn, 2000). Moreover, they are crucial for the crit- correctness, and so forth, that make clusters with feelings
ical appraisal of one’s and others’ thinking, knowledge, be- of difficulty and confidence (Efklides, 2002a). The online
liefs, and theories about the world, and for the regulation task-specific knowledge comprises task information that
of the person’s and others’ cognition. we are attending to, and ideas or thoughts that we are aware
Metacognitive knowledge gets continuously enriched, of as we deal with a task (e.g., cognitive procedures we are
updated, and differentiated by integrating information applying). It also comprises MK that we retrieve from
coming from the monitoring of cognition at a conscious memory in order to process the task; for example, MK
level through observation of one’s and others’ behavior/ac- about tasks and procedures that we used in the past, com-
tions and their outcomes when dealing with specific tasks parison of the current with other tasks about their similar-
in various contexts (Fabricius & Schwanenflugel, 1994), ities or differences, and so forth.
through awareness of our ME (Flavell, 1979), as well as What distinguishes online task-specific knowledge from
through communication and interaction with others (Ruff- the other ME is that it is analytic in nature, unlike the other
man, Slade, & Crowe, 2002). Language-use also allows ME. Specifically, metacognitive judgments can be prod-
individuals to communicate the content of their awareness ucts of either analytic or nonanalytic processes, that is, heu-
to the others, to reflect, to draw inferences, and to make ristic, inferential, and attributional processes (Kahneman,
attributions about the relations between inner states and ob- 2003; Koriat, 2007; Koriat & Levy-Sadot, 1999). Social
servable behaviors and action outcomes. In fact, there are cognition processes, such as judgment formation and judg-
strong relations between children’s language abilities and ment correction processes, may also play a role (Yzerbyt,
TOM, as well as with MK (Brown, Donelan-McCall, & Dardenne, & Leyens, 1998). For example, we may use sta-
Dunn, 1996; Lockl & Schneider, 2007). Finally, language tistical inferences based on normative information and in-
and reflection allow people to analyze and compare their dividualized information regarding one’s self or other per-
subjective mental states and knowledge with those of other sons (Nelson, 1996), or on cues from one’s ME – For ex-
people and to form explicit theories about knowledge and ample, use of feeling of confidence as a cue to infer ability
cognition. This leads to the building of a socially shared (Efklides & Tsiora, 2002; Metallidou & Efklides, 2001).
and socially negotiated model of cognition, as well as of Social comparison processes or stereotypic knowledge can
one’s self and others as cognitive beings (King, 1998; Lo- also be used to make judgments about one’s own or others’
ries et al., 1998; Nelson et al., 1998). Because the processes cognition (Lories et al., 1998; Salonen et al., 2005).
involved in the formation of MK are not connected to the Metacognitive feelings, on the contrary, are nonanalytic
monitoring of cognitive processing, one would say that MK in nature (Koriat, 2007; Koriat & Levy-Sadot, 1999). The
represents the offline monitoring of cognition, unlike ME, mechanism underlying the formation of metacognitive
which are manifestations of the online monitoring of cog- feelings, particularly of feeling of knowing, has been de-
nition. bated for very long and, although their experiential and
cognitive (informational) nature is fully accepted and rec-
ognized (Koriat, 2007), their affective character has re-
Metacognitive Experiences ceived very little attention. Yet, following Frijda (1986),
feelings have an affective character with positive or nega-
Metacognitive experiences (ME) are what the person is tive valence. This is clear in feeling of difficulty which is
aware of and what she or he feels when coming across a associated with negative affect (Efklides & Petkaki, 2005).
task and processing the information related to it (Efklides, Such an association of metacognitive feelings with affect

© 2008 Hogrefe & Huber Publishers European Psychologist 2008; Vol. 13(4):277–287
280 A. Efklides: Metacognition

is corroborated by neuropsychological evidence that lo- ments, are differentiated from self-reports of MK, and that
cates metacognitive monitoring in the anterior cingulate both of them are explained by a higher-order factor, pre-
cortex, which is an area connected to both the affective and sumably metacognition (Metallidou & Efklides, 2000).
the cognitive regulatory loops (Fernandez-Duque et al., This study also showed that self-reports of metacognitive
2000). If we accept that metacognitive feelings are both feelings and MK were differentiated from cognition (in
affective and cognitive in nature, then we can place them terms of task performance), as well as that self-reports of
within the context of the broader mechanism of self-regu- metacognitive feelings and metacognitive judgments/esti-
lation of behavior. mates were differentiated from self-reports of emotions and
In this respect, the affective character of ME can be ex- motivation. Therefore, the distinction of ME and MK, at
plained by two feedback loops (Carver, 2003; Carver & least as regards self-reports, from cognition and emotion
Scheier, 1998; Efklides, 2006). The first one is related to can be maintained, although in the self-regulation process
the outcome of cognitive processing and detects the dis- they are closely interacting.
crepancy from the goal set. The higher the discrepancy
from the goal, the more the negative affect experienced; for
example, error detection is associated with negative affect Metacognitive Skills
(Efklides & Petkaki, 2005). The second feedback loop,
which is called metaloop, monitors the rate of discrepancy Metacognitive skills (MS) refer to the deliberate use of
reduction, that is, the rate with which one progresses to- strategies (i.e., procedural knowledge) in order to control
ward one’s goal. The metaloop gives rise to affect (positive cognition. Brown (1987) identified the control of cognition
or negative) and a hazy expectancy about the effect of the with executive control. Executive control involves selec-
rate of progress on one’s goal (Carver & Scheier, 1998). tive attention and working memory, as well as planning,
From the point of view of metacognitive feelings (e.g., conflict resolution, error detection, and inhibitory control
feeling of familiarity and feeling of knowing), processing (Shimamura, 2000) and, therefore, is related to metacogni-
fluency is a critical cue for their formation (Koriat, 2007). tive regulation; that is, to both monitoring and control.
However, it is also a cue for feeling of difficulty because, However, MS have characteristics that are distinct from
in this case, there is lack of processing fluency (Efklides, MK and ME, which are products of different processes in
2002a). At the same time, processing fluency is a cue for the monitoring of cognition, as already discussed.
the formation of affect (Carver & Scheier, 1998). This can Metacognitive skills comprise orientation strategies,
explain why feeling of difficulty is associated with negative planning strategies, strategies for regulation of cognitive
affect (Efklides & Petkaki, 2005). processing, strategies for monitoring the execution of
Monitoring of processing fluency is probably also im- planned action, and strategies for the evaluation of the out-
plicated in feeling of confidence (Koriat, 2007) as a cue of come of task processing (Veenman & Elshout, 1999). Such
the correctness of response. When people are asked to a conceptualization of MS implies that they are operating
make a judgment about their confidence, there are two on cognition through the cognitive regulatory loop, and that
sources of information on which they rely: their estimate they can call in cognitive strategies – such as rehearsal,
of solution/response correctness and their feeling of diffi- elaboration, and so forth – to regulate cognition, as well as
culty (Efklides, 2002b). Estimate of solution correctness strategies to analyze task requirements and evaluate the re-
informs on the discrepancy of the response from the goal. sponse. In this direction, MS make use of online task-spe-
Feeling of difficulty, on the other hand, alerts the individual cific knowledge, as well as of MK. Moreover, for MS to
on the need for decision making because there is conflict be activated, there needs to be awareness of the fluency of
of response and increased error probability (Van Veen & cognitive processing and awareness that a conflict or error
Carter, 2002). Consequently, awareness of feeling of diffi- has occurred. The latter information is conveyed by ME,
culty becomes a cue that the solution/response might not such as feelings of familiarity, of difficulty, or of confi-
be correct, and confidence decreases even if the outcome dence. Thus, ME provide the input that triggers control de-
of processing is objectively correct. In contrast, the person cisions (e.g., regulation of effort) or MS, either directly or
can feel highly confident, even if the outcome of cognitive indirectly through MK (Efklides, Samara, & Petropoulou,
processing is not correct, just because the solution/response 1999).
was produced fluently. This is particularly true for persons In conclusion, there is evidence as well as theoretical
who are not aware of their ignorance (Kruger & Dunning, reasons to support the claim that metacognition is a mul-
1999). Thus, metacognitive feelings, although they are tifaceted phenomenon and that ME, MK, and MS are
products of nonconscious, nonanalytic inferential process- three distinct facets of metacognition, despite their close
es, once they appear in consciousness they provide the interrelations. These facets serve different functions in
database for analytic judgments/estimates or control deci- the self-regulation process, with ME and MK involved in
sions (Koriat & Levy-Sadot, 1999). the monitoring function that informs self-awareness as
As regards the differentiation of ME from MK, there is well as awareness of cognition, and MS involved in strat-
empirical evidence supporting that self-reports of ME, in egy use for the control of cognition. Also, MK (being
the form of metacognitive feelings and metacognitive judg- declarative knowledge of self and others) along with

European Psychologist 2008; Vol. 13(4):277–287 © 2008 Hogrefe & Huber Publishers
A. Efklides: Metacognition 281

metacognitive judgments about other persons’ current spective of the correctness of the response, as well as
cognitive processing, are instrumental for the co regula- monitoring of error after the response has been produced
tion and other-regulation of cognition and behavior. Fi- (Bush, Luu, & Posner, 2000; Van Veen & Carter, 2002).
nally, MS can also contribute to the co-regulation and Moreover, there is evidence that error detection is taking
other-regulation of cognition, possibly through the con- place in the same brain area when there is external feed-
trol of one’s own cognition following feedback from the back regarding one’s response and, consequently, there is
other person(s), or through the guidance given to the oth- explicit awareness of error, as well as when there is no
er person (other-regulation). such feedback (Fernandez-Duque et al., 2000).
Indeed, if metacognition is instrumental to the regula-
tion of attention or effort – for example, to new stimuli
The Conscious and Nonconscious Character or to difficult tasks (Metcalfe, 1994) – then there needs
to be continuous monitoring of the incoming informa-
of Metacognition tion, as well as of the current processing and its outcome
for the detection of discrepancies, the resolution of which
Defining the facets of metacognition does not explicitly demands attention or effort. This kind of nonconscious
answer the question of whether metacognition is only a implicit monitoring can lead to implicit control, such as
conscious process or not. There is no doubt that the asso-
increase of effort, slowing down of processing, and reit-
ciation of metacognition with consciousness is absolutely
eration of processing; if, however, the discrepancy is
necessary when we want to understand how people get in
such that cannot be remedied by implicit regulation, then
charge of their cognitive processing when automatic pro-
the product of the monitoring process reaches conscious
cessing fails or when they come across new and demanding
awareness in the form of metacognitive feelings that
situations. However, if we look at metacognition as moni-
draw our attention to the (possible) failure of processing.
toring and control of ongoing cognitive activity, with feed-
This is a bottom-up process of metacognition that leads
back systems operating to regulate cognitive processing,
to metacognitive feelings and, through them, to reloca-
then the assumption of metacognition functioning only at
tion of attentional resources based on analysis of infor-
a conscious level is no longer tenable.
mation they convey.
Indeed, the conscious character of metacognition was
challenged by early research on metamemory showing A top-down process of metacognition, however, that
that people monitor and control their cognition without is associated with explicit awareness, is also possible.
being consciously aware that they do so. This is evident This happens when the task or the situation itself requires
in the case of a rapid feeling of knowing that triggers that some information is maintained in working memory
strategy use without the person being aware of it (Reder and is monitored until the response is found (Petrides,
& Schunn, 1996), or in children who very often ask ques- 1995). Another case is when external feedback draws our
tions to support their comprehension without being con- attention to an error that went undetected by implicit
sciously aware that their comprehension has failed (Rob- monitoring, as well as when we or others are questioning
inson, 1983). The formation of metacognitive feelings, our thinking or evaluate the accuracy of our memory, as
according to Koriat and Levy-Sadot (1999), is also based in the case of eyewitness testimony. In a similar vein,
on nonconscious, heuristic, inferential processes. Implic- explicit awareness is required when we have to judge a
it, nonconscious monitoring and control may also explain piece of knowledge or an argument put forth by others or
the contradictory findings regarding the relations of MK, ourselves, from an epistemological point of view, as in
strategies, and actual use of them (Kuyper, van der Werf, everyday or scientific discourse. Explicit metacognitive
& Lubbers, 2000; Schneider & Pressley, 1997). awareness, therefore, is associated with information ac-
Yet, the issue regarding the nonconscious character of tive in working memory and with social interaction and
metacognition is not easy to resolve, because implicit and the need to communicate our thoughts to others or to un-
explicit awareness are not necessarily functioning on a derstand and judge the thinking of others. In all these
continuum. There is evidence for implicit nonconscious cases, monitoring is based on analytic processes that
awareness that is dissociated from explicit conscious make use of online ME and extant MK.
awareness in some pathological cases (Shimamura, Following the above line of reasoning, we can assume
1994), as well as for a dissociation between cognitive that the social level of metacognition is based on con-
processing (such as associational or retrieval processes) scious metacognitive awareness (see also Lories et al.,
and explicit conscious awareness of these processes (Ko- 1998). Moreover, we can assume that the social level of
riat, 2007). This dissociation between conscious and non- metacognition presupposes and refers to the level of per-
conscious processes, however, does not mean that there sonal awareness, which comprises both ME (products of
is no regulation of cognition at an implicit level. For ex- implicit monitoring) and online explicit awareness. This
ample, there is neuropsychological evidence that in the entails that the social level is a meta level of the person-
anterior cingulate cortex there is monitoring of conflict al-awareness level that, in turn, has as object the cogni-
of response, before the response is produced and irre- tive level at which metacognition is implicit.

© 2008 Hogrefe & Huber Publishers European Psychologist 2008; Vol. 13(4):277–287
282 A. Efklides: Metacognition

Metacognition and Self-Regulation task-specific knowledge is used to figure out the exact
reason that caused the feeling of difficulty. However,
Self-regulation is a volitional process aiming at securing feeling of difficulty is affected not only by task features
action for the attainment of self goals (Carver & Scheier, but also by self-concept of ability (Efklides & Tsiora,
1998). To successfully self-regulate, people need to be 2002). Therefore, if feeling of difficulty is strong and the
aware of their goals and monitor and control their cogni- attribution is lack of ability, then the reappraisal of the
situation suggests that cognitive processing is not possi-
tion, emotions, behavior, and environment (Kuhl & Fuhr-
ble and, therefore, the task should be abandoned. More-
mann, 1998). Metacognition is instrumental in this process
over, feeling of difficulty, estimate of effort (expended),
as self-regulated learning theories have shown (Boekaerts,
and feeling of confidence feed back on the person’s self-
1999).
concept and update it (Efklides & Tsiora, 2002). In this
Specifically, the importance of ME is that they make
way, ME contribute to self-awareness not only at the task
the person aware of the state of his or her cognition and
or situational level, but at a more general level through
trigger control processes that serve the pursued goal of
self-concept affecting the person’s future interaction with
the self-regulation process (Koriat, 2007; Nelson & Na-
similar tasks.
rens, 1994). However, metacognitive feelings, being cog-
Therefore, the role of ME in the self-regulation pro-
nitive and affective in nature, have access to both the af-
cess is distinctive and is different from this of the other
fective and cognitive regulatory loops. The affective reg- facets of metacognition that do not have access to the
ulatory loop is involved in emotion and effort regulation, affective regulatory loop, such as MK. Moreover, meta-
whereas the cognitive regulatory loop to the sequencing cognitive feelings function only at the personal level of
of cognitive processing (Stuss & Benson, 1986). Both awareness and serve one’s self-regulation but not the reg-
regulatory loops function at nonconscious and conscious ulation of others’ cognition, which is based on the social
level and employ strategy use. Conscious self-regulation level of metacognition.
is based on awareness of affect and cognition, that is, on
self-awareness, as well as on volitional control (Posner,
2005). Self-awareness facilitates the interaction of cog-
nition and emotion as well as the cognitive regulation of
both cognition and emotion. Moreover, self-regulation of A Multifaceted and Multilevel Model
emotion, in its turn, affects cognitive processing; for ex- of Metacognition
ample, reappraisal strategies that are used to down- or
upregulate affect can facilitate or impede cognitive pro- Up to now three issues that depart from the early concep-
cessing (Kuhl, 2001), and use of cognitive strategies fa- tions of metacognition were discussed: The facets of meta-
cilitates cognitive processing with implications for affect cognition, the conscious/nonconscious character of it, and
– For example, mood absorption (Erber, 1996). There- its relations with the self-regulation process as well as co-
fore, ME contribute to the self-regulation of cognition regulation and other-regulation of cognition. The model of
through MS and MK, that is, through the cognitive reg- metacognition that emerges is a multifaceted and multilev-
ulatory loop; metacognitive feelings also contribute el one, as shown in Figure 1.
through the affective regulatory loop and indirectly This tentative model posits that the object level (Nel-
through the interaction of affect with cognition. More- son & Narens, 1994) comprises processes involved in
over, by activating MK and MS, ME can affect reapprais- cognition as well as in emotions/affect. It functions at a
als of the situation and, as a consequence, they contribute nonconscious level and involves two separate regulatory
to the cognitive self-regulation of affect. systems based on nonconscious monitoring and control
To understand the role of ME in self-regulation, we processes. Products of each of the two regulatory sys-
can look at the case of self-regulated learning. When a tems, as well as of their interactions, along with percep-
student feels difficulty or detects an error, negative affect tions of their behavioral outcomes, are represented at the
is also experienced. However, it is often the case that the personal-awareness level. Emotions, thoughts, ideas, de-
student cannot readily identify the source of this feeling sires, perceptions, and so forth – as well as ME, MK, and
(Efklides, 2002a), because it is the student who deter- MS – are the components of self-awareness at this level.
mines whether the source is the task demands, or lack of Also, at this level, integration of the person’s explicit rep-
relevant declarative/procedural knowledge, or lack of resentation of the situation and of its demands with the
ability, or conflict with previous knowledge, or response, action/behavior ensued is accomplished. What is worth
or coming to a dead-end during processing. The search noting is that at the personal-awareness level, metacog-
of the source of affect experienced requires the student nition is not cold (i.e., purely cognitive) as the nature of
to make attributions. Usually, feeling of difficulty is trig- MK would suggest; it is hot, because affect is integrated
gering attributions of task difficulty (Metallidou & Efkli- with the monitoring of cognition in the case of metacog-
des, 2001). In this case, the cognitive regulatory loop is nitive feelings. Moreover, having represented at the same
activated, and metacognitive task-knowledge or online forum – that is, in conscious awareness – cognition, af-

European Psychologist 2008; Vol. 13(4):277–287 © 2008 Hogrefe & Huber Publishers
A. Efklides: Metacognition 283

Figure 1. The multifaceted and multi-


level model of metacognition.

fect, and metacognition, the self-regulation process is fa- Implications of the Model for Theory
cilitated because the person is informed of what is sub-
jectively significant and of the progress toward one’s The multifaceted and multilevel model of metacognition
goal. In the case of control being needed, then ME and proposed here provides a framework that can accommo-
MK can activate MS, and through them the cognitive reg- date the variability of metacognitive phenomena as identi-
ulatory loop. However, metacognitive feelings can also fied in previous research. The most important contribution
activate the affective regulatory loop, directly through is that it extends the relevant theorizing in the direction of
their affective quality, or indirectly through MK and MS; self-regulation, co-regulation, and other-regulation. It can
in the latter case, there is cognitive control of emotion. also lead to hypotheses regarding the relations of the three
At the same time, the personal-awareness level in- levels of metacognition between them as well as between
forms the meta-meta level that represents the social level the various facets of metacognition within each level and
of metacognition. This level comprises only metacogni- across levels. Such hypotheses can throw light on the con-
tive judgments about the one’s and others’ ME, MK, and ditions that make metacognition successful in the self-reg-
MS; it is informed by self-awareness at the personal lev- ulation process, as well as why metacognition often fails to
el, as well as by information received from the ongoing control cognition, or why metacognition can be flawed, to-
interaction with others. Monitoring at this level is explicit tally dissociated from action, or even detrimental to it.
and can take the form of reflection. It leads to a socially- Specifically, metacognition is a critical component of
shared and negotiated representation of the person-in- the self-regulation process because at the personal-aware-
context. Control at this level is exercised in a conscious ness level it is part of self-awareness. Self-awareness is the
analytic mode and its access to one’s own and others’ experience of I as agent – Acting, thinking, and feeling at
cognition and affect at the object level is through the per- a specific place and time, in unity with one’s past (experi-
sonal-awareness level of the interacting persons. ences, beliefs, and goals) and future goals (Vogeley, Kur-

© 2008 Hogrefe & Huber Publishers European Psychologist 2008; Vol. 13(4):277–287
284 A. Efklides: Metacognition

then, Falkai, & Maier, 1999). Metacognitive experiences a framework for understanding the complexity of the inter-
have the characteristics of I as agent at a particular place actions between the facets and the levels of metacognition.
and time, but also have unity with one’s past and future
through their relation with self-concept (Efklides & Tsiora,
2002). Also, awareness of MK regarding one’s self and its Implications of the Model for Measurement
interactions with cognitive tasks links the self of the present
with the self of the past, again providing coherence and of Metacognition
continuity to the I. Finally, awareness of the self versus the
others as cognitive beings allows not only shaping of one’s Besides the theoretical implications of the multifaceted and
self-awareness, but also allows the prediction of others’ multilevel model of metacognition, it is evident that the
mental states, thus facilitating (or interfering with) social methodology, particularly the measures of metacognition,
interaction and co-regulation/other-regulation. needs to be enriched. Up to now, the usual measures are
Social cognition processes have been advocated in the past self-report questionnaires for MK (Schraw, 2000), self-re-
as contributing to the formation of metacognitive judgments port ratings of ME (Efklides, 2002a), and thinking aloud
regarding the person and the others (Martin & Stapel, 1998; protocols for MS (Veenman & Elshout, 1999). For theory
Yzerbyt et al., 1998). However, this line of research has not of mind, spontaneous speech and children’s responses to
been fully incorporated within the metacognition tradition. tasks tapping theory of mind are used (Bartsch & Wellman,
By advocating the three levels of metacognition, hypotheses 1993), whereas in metamemory research, experimental
can be formulated regarding the differentiation of social cog- procedures are favored along with rating scales (Koriat,
nition effects to each level of awareness as well as their inter- 2007).
action with other factors that affect metacognition at each However, most of the self-report measures are static,
level and each component of it. prospective, or retrospective, dependent on language or in-
With respect to the efficiency of metacognition to suc- ferential processes. To fully understand how metacognition
cessfully control cognition, this is an issue we already re- functions, behavioral and physiological measures are also
ferred to. The multifaceted and multilevel model proposes needed, as well as methodologies that can capture the vari-
that the lack of efficient metacognitive control can be due ability and dynamic nature of ME during task processing
to various reasons. For example, ME can be noncalibrated (within task) and between tasks and contexts. Such behav-
in relation to actual performance (e.g., underconfidence or ioral data can include verbal and nonverbal behaviors, in-
overconfidence) and, thus, misinform the person; or they dicators of facial expressions, body movements, gazes, and
can be flawed, for example, illusions of familiarity, of so forth (see Iiskala, Vauras, & Lehtinen, 2004) that can
knowing, or of difficulty (Efklides, 2002a; Koriat, 2007; reveal affective and informational aspects of ME, as well
Whittlesea, 1993). Also, MK can be flawed because it is as the change of ME along with the course of cognitive
inferential in nature or mindlessly adopted from other peo- processing. For MS, observation of patterns of behaviors
ple in social interaction (i.e., at the social level of metacog- indicative of strategy use is important information that can
nition) without any connection to the person’s actual think- reveal their presence, even in cases in which the person is
ing and feeling. Furthermore, MK of strategies being de- not aware of their use (Dermitzaki & Kiosseoglou, 2004).
clarative in nature cannot control cognition unless it Measures that can reveal implicit and explicit metacog-
becomes procedural. Finally, MS, being procedural knowl- nition are also needed in longitudinal studies of the devel-
edge, can be automatized and performed even in opposition opment of MK (Annevirta & Vauras, 2001; Lockl &
to one’s MK or ME, or against the requirements of the self- Schneider, 2007). Such a developmental design can throw
regulation and co-regulation processes. Needless to say that light on the interaction of the facets of metacognition be-
practicing of MS in an analytic way based on MK or in- tween them, as well as with cognition and affect, along with
struction is effortful and, thus, interacting with task-pro- growing age, knowledge and/or expertise. Neuropsycho-
cessing demands, often at the expense of performance. logical measures and neuroimaging techniques, on the oth-
Metacognition can also be dissociated from action/be- er hand, are instrumental for understanding the association
havior (Paris, 2002) if the person is ruminating, that is, uses of brain functioning with conscious and nonconscious
his/her MK to figure out possible lines of action/behavior monitoring and control of cognition (Van Veen & Carter,
and their implications without the support of affect to make 2002). Finally, measures of affect are needed in conjunc-
a decision. It can be also dissociated from action/behavior, tion with measures of ME in order to capture the interac-
if the person is asked to report on thinking processes or tions of metacognition with affect (Efklides & Petkaki,
feelings of which she or he was not aware of, as in auto- 2005) and with attributions about subjective inner states as
matic use of strategies. Moreover, it can be detrimental for in social psychology research (Schwarz & Clore, 2003).
action/behavior if the person uses MK in self-serving, re- Yet, in order to understand the role of metacognition in
petitive, associational ways without the constraints im- the self-regulation process, we also need studies combining
posed by the task, by reality, and/or by the social context. experimental methodology that implicate the self (e.g.,
All the above issues are challenges to metacognition the- feedback, social comparison) along with measures of ME
ory and research and the model proposed here can provide and affect (Efklides & Dina, 2007). To also understand co-

European Psychologist 2008; Vol. 13(4):277–287 © 2008 Hogrefe & Huber Publishers
A. Efklides: Metacognition 285

regulation and other-regulation, we need studies that in- Conclusion


volve metacognition in collaborative or group situations
(Salonen et al., 2005). In such studies, measures of meta-
cognition need to be combined with performance measures Despite the fuzziness of the concept of metacognition
and personality measures, such as ability and self-concept (Brown, 1987), differentiating its facets and levels of func-
measures (Efklides & Tsiora, 2002). Finally, we need stud- tioning is of critical importance for both theory develop-
ies in which the role of ME in specific populations can be ment and applications related to metacognitive processes
investigated. Such studies may range from mental retarda- and self-regulation. The multifaceted and multilevel model
tion to autism and schizophrenia. This line of research can of metacognition presented here provides a metatheoretical
be extended to include situations in which metacognitive framework that favors development of
regulation is used in maladaptive ways. a) local theories on each of the facets and levels of meta-
cognition and on their interactions,
b) theories on the standing of metacognition in relation to
brain processes involved in self-awareness, and
Implications of the Model for Intervention
c) theories on the individual and social metacognitive pro-
Due to the importance of MS for the control of cognition cesses involved in knowledge construction. Moreover,
and learning, a lot of interventions have been developed in d) it can lead to hypotheses about the ways self-regulation,
this direction in education. Interventions that focus on co-regulation, and other-regulation function and to pre-
metacognition aim at explicit awareness and, because they dictions regarding interventions and their outcomes.
are mediated by other persons, function at the social level Such research can enlighten and extend, for example,
of metacognition. At this level – as the multifaceted and what is already known about parental practices regard-
multilevel model predicts – metacognitive judgments, MK, ing children’s learning at home, teaching practices in the
and MS are implicated. This has a number of implications: classroom, or peer interaction during collaborative
First, the emphasis of interventions is often on the MK of learning. Finally,
strategies and the procedures involved in MS. Moreover, e) it can provide a basis for understanding metacognition
the design of the intervention is based on metacognitive and its relations with pathological thinking.
judgments of the designer about the level of the trainee’s
ability, MK, or ME. Yet, these judgments do not necessarily Although such an agenda looks ambitious, the fact is that
match those of the trainees. research on all the above mentioned areas already exists,
Second, metacognition at the social level cannot con- but with a loose theory behind it. The presented multifac-
trol cognition directly; it does it through the processes eted and multilevel model of metacognition can provide
involved at the personal-awareness level of metacogni- some theoretical coherence, but most of all, can inspire new
tion. Thus, ME are crucial for the person to realize the integrated approaches that can account for complex phe-
need for control processes and for transforming the so- nomena such as metacognition and self-regulation.
cially mediated MK and MS to personally meaningful
knowledge and skills. Also, ME through the affective
loop may, or may not, facilitate the person’s decision to Acknowledgment
change his or her initial task-related goal or previous
modes of processing in favor of the socially mediated This article is based on the author’s state-of-the-art presen-
MK or MS. tation entitled “Metacognition: Defining its Facets and Ex-
Third, unsuccessful efforts to master a task or unsuc- ploring the Implications for Theory, Measurement, and In-
cessful use of MS along with feeling of difficulty and terventions” at the 10th European Congress of Psychology
awareness of the effort exerted are also registered as MK in Prague, Czech Republic, July 2007.
in long-term memory and inform the person’s self-con-
cept. Thus, effortful and unsuccessful training of MS may
undermine future attributions and motivation as regards
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conscious control. Progress in Brain Research, 150, 173–183. Anastasia Efklides is Professor of Experimental and Cognitive
Premack, D., & Woodruff, G. (1978). Does the chimpanzee have Psychology at the Aristotle University of Thessaloniki, Greece.
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children’s and mothers’ mental state language and theory-of- School of Psychology
mind understanding. Child Development, 73, 734–751. Aristotle University of Thessaloniki
Salonen, P., Vauras, M., & Efklides, A. (2005). Social interaction: 54 124 Thessaloniki
What can it tell us about metacognition and co-regulation in Greece
learning? European Psychologist, 10, 199–208. E-mail efklides@psy.auth.gr

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