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HIV/AIDS MAJOR ARTICLE

Anemia in HIV Infection: Clinical Impact


and Evidence-Based Management Strategies
Paul A. Volberding,1,a Alexandra M. Levine,2,a Douglas Dieterich,4 Donna Mildvan,5 Ronald Mitsuyasu,3
and Michael Saag,6 for the Anemia in HIV Working Groupb
1
University of California, San Francisco, and 2Keck School of Medicine, University of Southern California, and 3CARE Center, University
of California, Los Angeles; 4Mt. Sinai School of Medicine, New York, New York; 5Beth Israel Deaconess Medical Center, Boston, Massachusetts;
and 6University of Alabama at Birmingham

Anemia in human immunodeficiency virus (HIV)–infected patients can have serious implications, which vary
from functional and quality-of-life decrements to an association with disease progression and decreased sur-
vival. In 2002, 16 members of the Anemia in HIV Working Group, an expert panel of physicians involved in
the care of HIV-infected patients that met first in 1998, reconvened to assess new data and to translate these
data into evidence-based treatment guidelines. The group reached consensus on the prevalence of anemia in
the highly active antiretroviral therapy era; the risk factors that are independently associated with the devel-
opment of anemia; the impact of anemia on quality of life, physical functioning, and survival; the impact of
the treatment of hepatitis C virus coinfection on anemia in HIV-infected patients; evidence-based guidelines
for treatment of anemia in HIV-infected patients, including the therapeutic role of epoetin alfa; and directions
for future research.

Anemia is an important clinical problem in patients data and to determine the implications of those data
with HIV infection and those with AIDS. In 1998, the for patient management.
Anemia in HIV Working Group issued a consensus The consensus statement that follows is based on
statement addressing the impact of anemia on HIV- evidence in the published literature, clinical experience,
infected individuals, as well as treatment strategies and and the expert opinion of the panel. The chairpersons
future research directions. The Anemia in HIV Working selected panelists from among the participants in the
Group reconvened in 2002 to evaluate recently available 1998 Anemia in HIV Working Group meeting and
other experts who are involved in HIV study and who
specialize in the hematological complications of the
Received 16 July 2003; accepted 6 December 2003; electronically published 27 disease.
April 2004.
Financial support: The consensus conference and associated logistics were
supported by an educational grant from Ortho Biotech Products. Ortho Biotech
Products provided support in convening the meeting and obtained the services of WHAT CAUSES ANEMIA
an independent company (The Spellman Group) to assist with transcription and IN HIV-INFECTED PERSONS?
summarization of the meeting discussion.
a
Consensus conference co-chairs. An obvious cause of anemia in patients with HIV in-
b
Members of the Anemia in HIV Working Group are listed at the end of the fection is blood loss. Blood loss may be associated with
text.
such conditions as neoplastic disease (e.g., Kaposi sar-
Reprint or correspondence: Dr. Paul A. Volberding, Veterans Administration
Hospital, 4150 Clement St., San Francisco, CA 94121 (paul.volberding@med. coma in the gastrointestinal tract) or gastrointestinal
va.gov). lesions that accompany opportunistic cytomegalovirus
Clinical Infectious Diseases 2004; 38:1454–63
 2004 by the Infectious Diseases Society of America. All rights reserved.
infection. Other than blood loss, the pathophysiology
1058-4838/2004/3810-0020$15.00 of HIV-associated anemia may involve 3 basic mech-

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Table 1. Drugs that commonly cause myelo- WHAT FACTORS ARE ASSOCIATED WITH
suppression in HIV-infected patients. ANEMIA IN HIV-INFECTED PERSONS?
Antiretrovirals Individuals with HIV infection who are significantly more likely
Zalcitabine to develop anemia include women and African American per-
Zidovudine sons [14–18]. There is also evidence of increased risk of anemia
Antiviral agents
in association with zidovudine use, CD4 cell counts of !200
Ganciclovir
cells/mL, increased virus load, and a number of additional fac-
Foscarnet
tors (table 2) [15, 16, 18–22].
Cidofovir
Antifungal agents
Sex. In the Anemia Prevalence Study Group [16], which
Flucytosine involves nearly 10,000 patients, there was a 71% greater prev-
Amphotericin alence of anemia among women than among men when anemia
Anti–Pneumocystis carinii agents was defined as a hemoglobin level of !12 g/dL in women and
Sulfonamides of !13 g/dL in men (P !.0001). Both the Women’s Interagency
Trimethoprim HIV Study (WIHS) [15] of 2625 women and the Human Im-
Pyrimethamine munodeficiency Virus Epidemiology Research (HER) Study
Pentamidine [19] of 1186 women corroborate these findings. Presumably,
Antineoplastic agents the increased prevalence of anemia in female HIV-infected per-
Cyclophosphamide
sons, compared with male individuals, reflects the overall higher
Doxorrubicin
prevalence of anemia in female persons, which may be largely
Methotrexate
attributed to menstrual blood loss and to the drains on iron
Paclitaxel
Vinblastine
stores that occur with pregnancy and delivery.
Liposomal doxorubicin Race. Multivariate analyses in several major studies, in-
Liposomal daunorubicin cluding the Anemia Prevalence Study, the WIHS [15], and the
Immune response modifiers: IFN-a HER study [19], found that HIV-positive patients who were
NOTE. From [3].
African American demonstrated a higher prevalence of anemia
than that found in other races. In the most recent report from
anisms: decreased RBC production, increased RBC destruction, the Anemia Prevalence Study Group [16], for example, the
and ineffective RBC production. prevalence of anemia in HIV-infected persons was 39% among
Decreased RBC production. Decreased RBC production African American women, 19% among white women, 31%
may be a consequence of infiltration of the bone marrow by among African American men, and 12% among white men
neoplasm [1] or infection [2], use of myelosuppressive medi- (figure 1). African American individuals with HIV infection
cations (table 1) [3], HIV infection itself [3], a decreased pro- may be at particular risk for the development of anemia, in
duction of endogenous erythropoietin, a blunted response to part as a result of the presence of inherited hematologic dis-
erythropoietin [4], or hypogonadism. [5] orders, such as sickle cell disease and thalessemia. Dietary fac-
Increased RBC destruction (i.e., hemolysis). Increased or tors may also be involved [23].
premature RBC destruction in the spleen or the circulator sys-
tem may occur in patients with HIV infection. Hemolytic ane- Table 2. Risk factors currently associated with
mia may result from RBC autoantibodies, hemophagocytic syn- anemia in HIV infection.
drome, disseminated intravascular coagulation, thrombotic
History of clinical AIDS
thrombocytopenic purpura, or glucose-6-phosphate dehydrog-
CD4 cell count of !200 cells/mL
enase deficiency [3, 6–11]. Hemolysis may also develop as a Plasma virus load
consequence of the use of various medications [12]. Women
Ineffective RBC production. Anemia may result from nu- Black race
tritional deficiencies—most commonly, deficiencies in iron, Zidovudine use
folic acid, or vitamin B12. In patients with HIV disease, folic Increasing age
acid deficiency is generally caused by either dietary deficiency Lower body mass index
or jejunal pathology [3]. Vitamin B12 deficiency may result from History of bacterial pneumonia
malabsorption in the ileum or from gastric pathology caused Oral candidiasis
by an array of infections or other conditions that affect the History of fever

gastric mucosa in HIV-infected patients [13]. NOTE. From [15, 16, 18, 22].

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(!200 cells/mL) and higher HIV-1 RNA levels in plasma have
each been independently associated with an increased risk of
anemia in multivariate analyses [15, 18–20].

WHAT IS THE SIGNIFICANCE OF ANEMIA


IN HIV-INFECTED PERSONS?

Although no causal relationship has been documented, retro-


spective analyses have found an association between anemia at
baseline, decreased survival, and increased disease progression
in patients with HIV infection [17, 20, 29, 30]. In the EuroSIDA
study [20], for example, the 12-month survival rate was 96.9%
among nonanemic patients, compared with 84.1% among pa-
tients with anemia at baseline (defined as a hemoglobin level
Figure 1. Prevalence of anemia, by race, in a cohort of 969 HIV-
infected patients [16]. Anemia was defined as a hemoglobin level of !12 of !12 g/dL for women and of !14 g/dL for men; P ! .0001),
g/dL for women and !13 g/dL for men. and it was 59.2% among those with severe anemia (defined as
a hemoglobin level of !8 g/dL for both men and women;
Zidovudine treatment. Zidovudine treatment is associated P ! .0001) (figure 2).
with bone marrow suppression and an increased risk of de- In the Multistate Adult and Adolescent Spectrum of HIV
veloping anemia [21, 24–28]. The HER study [19] demon- Disease Surveillance Project, Sullivan et al. [17] analyzed the
strated that, although the use of zidovudine was associated with medical records of 32,867 individuals with HIV infection. The
an increased risk of anemia (defined as a hemoglobin level of median duration of survival was significantly shorter in persons
!12 g/dL) in the pre-HAART era (1993–1996), use of zido- with anemia (defined as a hemoglobin level of !10 g/dL) than
vudine during the HAART era (1996–2000) was not signifi- in those without anemia, regardless of baseline CD4 cell count.
cantly associated with anemia. In contrast, the WIHS recorded Among individuals with CD4 cell counts of ⭓200 cells/mL, the
the presence of anemia (defined as a hemoglobin level of !10 relative risk of death was 148% higher in those who developed
g/dL or a physician’s diagnosis) in 41.6% of subjects receiving anemia. Among patients whose baseline CD4 cell counts were
zidovudine therapy, compared with 34.3% of those not receiv- !200 cells/mL, the risk of death was increased by 56% in the
ing zidovudine (P ! .01) [15]. presence of anemia. Survival rates improved markedly among
Worsening HIV disease parameters. Low CD4 cell counts subjects recovering from anemia.

Figure 2. Kaplan-Meier progression to death for patients in the EuroSIDA study, according to baseline hemoglobin level, in multivariate analysis
[20]. Normal was defined as a hemoglobin level of 114 g/dL for men and 112 g/dL for women; mild anemia was defined as a hemoglobin level of
8–14 g/dL for men and 8–12 g/dL for women; and severe anemia was defined as a hemoglobin level of !8 g/dL for both men and women.

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Impact of correction of anemia. Correction of anemia in
patients with HIV infection has been associated with mean-
ingful improvements in quality of life and physical functioning.
Abrams et al. [36] evaluated epoetin alfa treatment (100–300
U/kg 3 times per week) in 221 HIV-positive patients with ane-
mia (defined as a hemoglobin level of ⭐11 g/dL). Of these
patients, 207 subjects for whom both baseline and follow-up
measurements were available demonstrated significant (P !
.01) and sustained improvement in hemoglobin levels (mean
increase, 2.5 g/dL). Small increases in the hemoglobin level (up
to 2 g/dL) were associated with a beneficial effect on total
quality of life (as measured by the Functional Assessment of
HIV Infection scale), whereas increases of ⭓2 g/dL were sig-
nificantly associated with greater improvement in quality of life
Figure 3. Prevalence of anemia during HAART in a cohort of 1624 score (P ! .05).
patients in the EuroSIDA study [20]. No anemia was defined as a he- In a recent study, Grossman et al. [37] randomly assigned
moglobin level of 114 g/dL for men and 112 g/dL for women; mild anemia 269 HIV-infected patients with anemia (defined as a hemoglo-
was defined as a hemoglobin level of 8–14 g/dL for men and 8–12 g/
bin level of !12 g/dL) to receive 16 weeks of treatment with
dL for women; and severe anemia was defined as a hemoglobin level of
!8 g/dL for both men and women.
epoetin alfa at either 100 U/kg 3 times per week or 40,000 U
once per week. Quality of life was measured using 2 instru-
WHAT IS THE IMPACT OF ANEMIA IN HIV- ments: the Linear Analog Scale Assessment (LASA) and the
INFECTED PERSONS ON QUALITY OF LIFE validated Medical Outcomes Study HIV Health Survey (MOS-
AND PHYSICAL FUNCTIONING? HIV). Significant increases from the baseline level in mean
hemoglobin levels (P ! .0001) and in quality of life scores
Impact of fatigue. Fatigue is a common symptom of HIV (P ! .0001) were demonstrated for both dosage regimens.
infection and is associated with impaired physical functioning, In a recently completed study of 709 evaluable HIV-positive
psychological distress, and decrements in quality of life [31, patients with anemia (defined as a hemoglobin level of ⭐11 g/
32]. Although the etiology of HIV-related fatigue may be mul- dL) who received epoetin alfa (40,000 U once per week), the
tifactorial [33], anemia is considered an important contributing mean change in hemoglobin level from baseline was statistically
factor or underlying cause [31]. significant (P ! .05) as early as week 4, with a mean increase
In a pre-HAART study of 112 patients (62 of whom were of 2.7 g/dL achieved by week 8 [38]. Each 1-g/dL increase in
HIV seropositive and 50 of whom were HIV seronegative) by hemoglobin level was associated with a 6.4-point increase in
Darko et al. [34], 50% of HIV-positive subjects (who at that the LASA energy/fatigue score, resulting in an overall mean
time had disease classified as CDC stage IV) reported that fa- improvement of 41% (P ! .001). The MOS-HIV energy/fatigue
tigue interfered with their daily activities, whereas none of the score improved by a mean of 37% (P ! .001). The greatest
comparison subjects (whose disease was classified as CDC stage
III or who were HIV negative) reported problems with fatigue.
Table 3. Treatable causes of anemia in HIV-infected patients.
Employment problems and sleep disturbances were shown to
contribute to morbidity and disability in the HIV-infected
Nutritional deficiencies (malnutrition and malabsorption)
group. In a later study of 427 patients by Breitbart et al. [31],
Anemia of chronic disease
52.7% of subjects responded positively to both the “lack of
Myelosuppressive drugs (e.g., zidovudine, antimicrobials, and anti-
energy” item on the Memorial Symptom Assessment Scale and neoplastic agents)
the “persistent or frequent fatigue” item on the AIDS-specific Hypogonadism
Physical Symptom Checklist and were subsequently classified Vitamin B12 , iron, or folate deficiency
as having fatigue. Serum hemoglobin levels (available from a Hemophagocytic histocytosis
subset of 176 fatigued patients) were significantly lower than Myelofibrosis or myelodysplasia
in nonfatigued patients (P ! .02 ). A substudy of 148 patients Neoplasia (e.g., non-Hodgkin lymphoma)
from the ongoing multinational INITIO trial of 913 antiret- Opportunistic bone marrow infections (e.g., infection with cyto-
roviral therapy–naive patients revealed an independent rela- megalovirus, parvovirus B19, Mycobacterium avium complex, or
tionship between low baseline levels of hemoglobin and overall Cryptococcus neoformans)

quality of life [35]. NOTE. From [57].

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Figure 4. Simplified diagnostic approach to anemia in HIV-infected individuals [39]. AZT, zidovudine; ddC, dideoxycytidine; DIC, disseminated
intravascular coagulation; HB, hemoglobin; MCV, mean cell volume; TTP, thrombotic thrombocytopenic purpura.

improvements in quality of life occurred when hemoglobin disease progression increases [17, 20, 29, 43, 44]. In a EuroSIDA
levels increased from a baseline level of 11–13 g/dL. study cohort of 2027 HIV-infected patients, Lundgren et al.
[29] examined the relative hazard of clinical progression be-
tween patients who were anemic and those with normal he-
WHAT IS THE EFFECT OF HAART
moglobin levels (114 g/dL in men and 112 g/dL in women).
ON THE PREVALENCE OF ANEMIA
The relative hazard of clinical progression was 2.2 among men
IN HIV-INFECTED PERSONS?
with hemoglobin levels 8–14 g/dL and women with levels of
Although the prevalence of severe anemia has decreased since 8–12 g/dL. The relative hazard of clinical progression was 7.1
the introduction of HAART, mild-to-moderate anemia contin- in men and women with hemoglobin levels of !8 g/dL [29].
ues to be common [39–42]. A subset of 1624 patients was In a study of 19,213 patients by Sullivan et al. [17], the risk of
evaluated as part of the EuroSIDA study [20]. Before HAART death increased by 148% in patients with a hemoglobin level
was initiated, mild anemia (defined as a hemoglobin level of of !10 g/dL and a CD4 cell count of ⭓200 cells/mL (P ! .001).
!12 g/dL for women and of !14 g/dL for men) was present in A study of 2348 patients reported by Moore et al. [43] dem-
64% of subjects, and severe anemia (defined as a hemoglobin onstrated an increase in the rate of death of 206% in persons
level of !8 g/dL for both women and men) was present in 1.5% with a hemoglobin level 8.0–9.4 g/dL and of 290% in those
of subjects (figure 3). After 6 months of HAART therapy, mild with a hemoglobin level of !6.5 g/dL (P ! .001). A 158% in-
anemia was present in 52% of subjects, and severe anemia was crease in the rate of death was reported by Levine et al. [44]
present in 1.2%. After 12 months, further improvements were in a study of 1525 patients with a hemoglobin level of !12 g/
recorded, with 45.6% of patients demonstrating mild anemia dL (P p .007). Mocroft et al. [20] found similar results, with
and 0.6% demonstrating severe anemia [20]. a 1-g/dL decrease in most-recent hemoglobin measurement re-
Even with use of HAART, anemia remains strongly and con- sulting in an increased risk of death of 57% (P ! .001). In the
sistently associated with HIV disease progression [20]. Studies National Institutes of Health–sponsored WIHS, the develop-
have shown that, as hemoglobin levels decrease, the risk of ment or persistence of anemia in HIV-positive subjects was

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Figure 5. Linear Analog Scale Assessment for determining quality of life

independently associated with a decreased duration of survival dovudine, with endogenous erythropoietin levels of ⭐500 IU/
(P ! .0001) [45]. Determination of whether a cause-and-effect L. An increase of 11 g was seen by week 2, with furthers in-
relationship exists between correction of anemia and improved creases of 12 g by week 4. Treatment was also associated with
survival is an important area for future research. significant reductions in transfusion requirements (P ! .003)
and improvements in overall quality of life. As has been de-
scribed previously, more recent clinical studies of anemic pa-
WHAT ARE THE CURRENT
tients with HIV infection have found that epoetin alfa may also
TREATMENT GUIDELINES FOR ANEMIA
be administered once per week (40,000 U), resulting in im-
IN HIV-INFECTED PERSONS?
provements comparable to those associated with thrice-weekly
Address correctable causes of anemia. The clinical evaluation administration [37, 38].
of an HIV-infected person with anemia should attempt to iden- Consensus recommendations. The Anemia in HIV Work-
tify treatable underlying causes, including hypogonadism (table ing Group concluded that the following evidence-based treat-
3). A simplified approach to the assessment of anemia in pa- ment strategies should be implemented for anemia in HIV-
tients with HIV infection is illustrated in figure 4. To the extent infected patients:
possible, treatable causes should be corrected. In patients whose
anemia is severe, transfusion should be considered for allevi- • Monitor hemoglobin levels routinely (e.g., concurrently
ation of acute symptoms. with each CD4 cell count determination). Ask patients
Use of HAART. HAART use may result in improvement whether they are fatigued and determine whether there is
of existing anemia. A multivariate analysis of the WIHS study impairment of physical functioning. Assess quality of life
found that HAART was significantly associated with correction on an ongoing basis using such measures as the LASA (figure
of anemia; improvement was noted within 6 months, and a 5) or MOS-HIV.
greater resolution occurred after a longer duration of HAART • If the hemoglobin level is lower than normal (!14 g/dL in
use (P ! .0001) [45]. men and !12 g/dL in women), or if the patient shows symp-
Use of epoetin alfa. In multiple controlled and uncon- toms of anemia, rule out or correct treatable causes.
trolled studies, epoetin alfa has been proven safe and effective • Initiate HAART if warranted.
for the treatment of anemia in HIV infection. In an early, • If correctable causes of anemia have been ruled out and the
combined analysis of four 12-week, randomized, double-blind, hemoglobin level is !13 g/dL in men and !12 g/dL in
multicenter, controlled clinical trials [22], epoetin alfa (100– women, initiate epoetin alfa therapy at a dosage of 40,000
200 U/kg 3 times per week) significantly improved hematocrit U once per week.
levels (P ⭐ .05) in patients with AIDS who were receiving zi- • Anticipated benefits of epoetin alfa treatment weighed

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Figure 6. Guidelines for dose titration of epoetin alfa for anemic, HIV-positive patients [46]. Hb, hemoglobin.

against its cost must be considered by the clinician in the associated with ribavirin therapy, to allow maintenance of ri-
absence of data from rigorous cost-benefit analyses. bavirin dose, and to reduce discontinuation rates, and it may
• Continue epoetin alfa therapy until symptoms have re- also improve quality of life [48–52]. The relative percentage of
solved and hemoglobin levels of ⭓13 g/dL for men or ⭓12 patients who are able to tolerate optimal doses of ribavirin can
g/dL for women are achieved, then maintain hemoglobin be expected to increase by 40%–50% with receipt of epoetin
levels by dosage titration or increasing the dosing interval alfa therapy [50, 51]. Studies of the utility of epoetin alfa therapy
(figure 6). for patients infected with both HIV and HCV are currently in
progress.

WHAT IS THE IMPACT OF TREATMENT FOR


HEPATITIS C VIRUS (HCV) INFECTION ON WHAT ARE THE DIRECTIONS
ANEMIA IN HIV-INFECTED PERSONS? FOR FUTURE RESEARCH ON ANEMIA
IN HIV-INFECTED PERSONS?
HCV coinfection is estimated to occur in ∼30% of HIV-infected
individuals in the United States [12]. Ribavirin in combination Future research should focus on furthering understanding of
with IFN or pegylated interferon IFN is the standard of care the causes of anemia, its long-term consequences and prog-
for treatment of HCV infection, but it has been shown to cause nostic importance, the impact of various HAART regimens
anemia, frequently leading to dosage reduction and potentially on the prevalence of anemia, and optimal dosing strategies
suboptimal outcomes [14, 47]. for the use of epoetin alfa in special populations. Emerging
When treating patients with ribavirin-related anemia, he- data suggest that epoetin alfa has effects beyond erythropoi-
moglobin levels should be monitored, and epoetin alfa should esis. There is evidence, for example, that epoetin alfa has
be added to the treatment regimen in the presence of anemia. antiapoptotic effects in multiple cell lines, which may have a
In patients with HCV infection alone, epoetin alfa (40,000 U positive impact on the immunologic response in patients with
once per week) has been shown to effectively treat anemia HIV infection [53, 54]. Moreover, in animal studies, epoetin

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alfa has been shown to cross the blood-brain barrier and to University and St. Luke’s Roosevelt Hospital Center, New York),
protect neurons and astrocytes from injury [55]. A recent Donna Mildvan (Infectious Diseases, Beth Israel Medical Cen-
pilot study of patients demonstrated benefit in acute ischemic ter, and Albert Einstein College of Medicine, New York), Ronald
stroke, with an improvement in clinical outcome at 1 month Mitsuyasu (University of California, Los Angeles, CARE Cen-
[56]. It is thus conceivable that epoetin alfa may one day ter), Michael Saag (AIDS Outpatient Clinic, University of Al-
prove useful in the treatment of neurologic conditions, in- abama at Birmingham), Victoria Sharp (Center for Compre-
cluding stroke and cognitive dysfunction. hensive Care, St. Luke’s–Roosevelt Hospital Center, New York),
Cost-benefit analyses are needed to determine the impact of Renslow Sherer (Rush Medical Center, Cook County Hospital,
treatment of anemia in HIV-infected patients with epoetin alfa Chicago), and Patrick Sullivan (HIV Vaccine Trials Network,
and/or alternative therapies. Factors involved in cost-benefit Seattle).
studies should include identification of the predictors of a re-
sponse to therapy, determination of optimal doses and schedule
of treatment, calculation of the associated costs of treatment, References
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