Beruflich Dokumente
Kultur Dokumente
State Key Laboratory of Fluid Power and Mechatronic Systems, Zhejiang University, Hangzhou 310027, China
KEYWORDS Abstract Electro-hydrostatic actuator (EHA) pumps are usually characterized as high speed and
Aircraft pump; small displacement. The tilting inertia moment on the cylinder block produced by the inertia forces
Cylinder block; of piston/slipper assemblies cannot be ignored when analyzing the cylinder block balance. A large
High speed; tilting inertia moment will make the cylinder block tilt away from the valve plate, resulting in severe
Inertia moment; wear and significantly increased leakage. This paper presents an analytical expression for the tilting
Leakage; inertia moment on the cylinder block by means of vector analysis. In addition, a high-speed test rig
Wear was built up, and experiments on an EHA pump prototype were carried out at high speeds of up to
10,000 r/min. The predicted nature of the cylinder block tilt at high speeds corresponds closely to
the witness marks on the dismantled EHA pump prototype. It is suggested that more attention
should be given to the tilting inertia moment acting on the cylinder block of an EHA pump since
both wear and leakage flow between the cylinder block and the valve plate are very much dependent
on this tilting moment.
Ó 2017 Chinese Society of Aeronautics and Astronautics. Production and hosting by Elsevier Ltd. This is
an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
1. Introduction
http://dx.doi.org/10.1016/j.cja.2017.02.010
1000-9361 Ó 2017 Chinese Society of Aeronautics and Astronautics. Production and hosting by Elsevier Ltd.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
170 J. ZHANG et al.
symmetrical linear actuator, an accumulator, and some related An EHA pump usually operates at a high speed of more
valves, etc. In an EHA system, the symmetrical linear actuator than 10,000 r/min since a higher speed means a smaller dis-
of the primary flight control surface is motivated using hydrau- placement for a given volumetric flow of the actuator. There-
lic fluid, the velocity and direction of which are controlled by fore, more compact EHA pumps can be realized by
the fluid flow from a servo motor driven hydraulic pump called increasing the pump speed, which is of importance for improv-
EHA pump. The accumulator is mainly to maintain the pres- ing the power density of the EHA system. Messier-Bugatti and
sure in the system, to cool the hydraulic fluid, and to compen- Parker claimed that they have produced very high-speed EHA
sate any fluid loss over the lifetime of the actuator. pumps whose rotational speeds can even reach more than
Fig. 2 shows the general configuration of an axial piston 15,000 r/min. For the aim of higher power density, the contin-
pump, a type of EHA pump. The cylinder block is held tightly uing development of EHA systems makes a further demand
against the valve plate by means of a compressed cylinder upon EHA pumps for greater rotational speeds. However,
block spring, while the valve plate is held in a fixed position. high-speed operating conditions will bring several practical
There are several piston/slipper assemblies nested within the problems imposed on EHA pumps.
cylinder block at equal intervals about the centerline of the The first problem regards pressure pulsation.6,7 The pres-
cylinder block. The slippers remain in a reasonable proximity sure within the cylinder block of an axial piston pump easily
with the swash plate utilizing a spherical cup and a hold- exhibits undershooting or overshooting when the pump is
down device called retainer. The shaft is coupled with the operating at a high speed. It is found that the undershooting
cylinder block using a spline mechanism and is supported by or overshooting pressure increases almost linearly with
two bearings at both shaft ends. When the shaft is driven by increased rotational speed.
a servo motor, the cylinder block rotates about the axis of The second problem associated with a high speed is the cav-
the shaft and thus all the piston/slipper assemblies reciprocate itation.8–11 An axial piston pump with a high speed is likely to
within the cylinder bores because of the hold-down mechanism be in accompany with obvious cavitation. On one hand, the
and the inclined swash plate. During rotation, thin oil films pump speed should be limited below the critical speed that
form between the cylinder block and the valve plate, between exactly causes cavitation. On the other hand, a higher suction
the pistons and the cylinder block, and between the slippers tank pressure is needed for which a booster pump may be used.
and the swash plate. These thin oil films serve as combined The third problem of a high speed may be concerned with
hydrostatic and hydrodynamic bearings respectively. How- power losses.12–17 Power losses arising from high speeds
ever, a leakage flow occurs across the sliding interfaces due mainly involve friction losses due to metal-to-metal contact,
to the existence of these thin oil films. Unreasonable gaps and viscous friction and churning losses due to rotating ele-
between the sliding parts tend to increase the leakage flow as ments interacting with the fluid filled in the pump case. Some
well as the potential for undesirable wear. special surface treatments of metals such as duplex TiN coat-
ings14 and novel structures such as Power BoostTM18 have pro-
ven to be effective in reducing power losses through
experimental studies.
The last problem caused by a high speed is the tilt of rotat-
ing parts in an axial piston pump. In the past decades, some
theoretical and experimental research has been devoted to
the slipper tilt.19–25 It was found that the slipper tends to tilt
away from the swash plate when a pump reaches a high speed.
Although some academic attentions have been given to the
cylinder block tilt, most studies were occupied with the tradi-
tional cylinder block tilt resulting from the pressure difference
between the discharge and intake sides.26–30 In reality, another
type of cylinder block tilt due to the cylinder block tilting iner-
tia moment produced by the inertia forces of piston/slipper
assemblies cannot be ignored when a pump operates at a high
speed. Ivantysynova et al.29,31,32 included the inertia forces of
Fig. 2 General configuration of an axial piston pump. piston/slipper assemblies in elastohydrodynamic (EHD) and
Analysis of the cylinder block tilting inertia moment 171
thermoelastohydrodynamic (TEHD) models, but all these Before evaluating each term of Eq. (1), we note that35
models were not applied to high-speed conditions and no x ¼ xk ð2Þ
detailed results about the influence of the cylinder block tilting
inertia moment on the pump performance were presented. ðqn Þr ¼ R tan bð1 cos un Þk ð3Þ
Manring10,33 pointed out the inherent phenomenon of cylinder
block tilt and derived the cylinder block tilting criteria; how- qn ¼ R sin un i þ R cos un j þ ðzc þ ðqn Þr Þk ð4Þ
ever, the expression for the cylinder block tilting inertia
moment was not given explicitly in his study. in which i, j, and k are the unit vectors in the X-direction,
The goal of this study was to investigate the cylinder block Y-direction, and Z-direction, respectively, R is the pitch circle
tilt in a high-speed EHA pump from the point of view of radius of piston bores, b is the swash plate angle, zc is the
dynamics. In the present work, an expression for the cylinder initial position of the centroid of the first piston/slipper
block tilting inertia moment was developed that included the assembly, and un is the angular position of the nth piston.
translational inertia and centrifugal forces of a piston/slipper If u1 = 0 when the bottom dead center (BDC) is chosen as
assembly. Moreover, high-speed tests on an EHA pump proto- the position for the derivation of kinematic parameters, then
type were carried out to examine the effect of the cylinder un ¼ xt þ ðn 1Þa ð5Þ
block tilting inertia moment on the EHA pump performance.
where a is the angular interval between two contiguous pistons
about the z-axis.
2. Mathematical model
From Eqs. (1) to (5), we obtain the final absolute accelera-
tion of the centroid of the nth piston/slipper assembly as
In order to better understand the reason for producing the
cylinder block tilting inertia moment, the relevant forces acting an ¼ x2 Rðsin un i þ cos un jÞ x2 R tan b cos un k ð6Þ
on a single piston/slipper assembly, as shown in Fig. 3, must be in which the first term on the right side represents the centrifu-
accurately defined. Point c in Fig. 3 represents the centroid of gal acceleration caused by the rotating motion along with the
the piston/slipper assembly. It should be emphasized that just cylinder block about the negative Z-direction, and the second
the cylinder block tilting inertia moment will be discussed in term represents the translational acceleration due to the recip-
this paper, so the relevant forces resulting in the tilting inertia rocating motion relative to the cylinder block.
moment only involve the translational inertia force Fa and the According to d’Alembert’s principle, the centrifugal accel-
centrifugal force Fr of the piston/slipper assembly. eration will generate a radial centrifugal force Fr, and the
In this case, the XYZ system is fixed in an inertial frame translational acceleration will generate an axial inertia force
and the xyz system attached to the cylinder block rotates rela- Fa. If we treat the piston and slipper as a whole analytical
tive to the XYZ system. Suppose that q and L are the position object, then we may assume for convenience that the centrifu-
vectors of the centroid of the piston/slipper assembly and the gal force is transferred to the cylinder block and the axial iner-
center of the piston-slipper ball joint, respectively, relative to tia force is transferred to the swash plate. The reaction force
the origin in the XYZ system. Then the absolute acceleration FN from the swash plate results in a remaining lateral force
of the centroid of the piston/slipper assembly can be expressed FNy that produces the effect of cylinder block tilt, along with
in a vector form as34 the centrifugal force Fr. Thus, taking moment about the origin,
an ¼ x_ qn þ x ðx qn Þ þ ð€
qn Þr þ 2x ð€
q n Þr ð1Þ we obtain the cylinder block tilting inertia moment as follows:
X
N
where x is the absolute angular speed of the cylinder block MT ¼ qn mx2 Rðsin un i þ cos un jÞ
whose magnitude x is assumed to be constant, subscript n n¼1
represents the nth piston/slipper assembly, and subscript r X
N
denotes that the scalar quantity or the vector quantity is þ Ln ðmx2 R tan2 b cos un jÞ ð7Þ
described relative to the xyz system. n¼1
where m is the individual piston/slipper assembly mass, N is inertia moment in the negative X-direction, which results in the
the total number of pistons, and Ln is the moment arm of cylinder block tilting towards the bottom dead center (BDC),
the nth lateral force, which can be obtained by as shown in Fig. 4 where the gap between the cylinder block
Ln ¼ R sin un i þ R cos un j þ ðz0 þ R tan b cos un Þk ð8Þ and the valve plate has been magnified for illustration purpose.
In reality, the oil film thickness between the cylinder block and
where z0 is the distance from the shaft reaction to the XY plane the valve plate is usually on the order of magnitude of microns
as shown in Fig. 3. Substituting Eqs. (4) and (8) into Eq. (7), between 0 and 100 lm based upon measured and simulated
the cylinder block tilting inertia moment is given by results.26–29
" # It has to be pointed out that the tilting inertia moment MT
XN XN
MT ¼ mx R K12
cos un þ K2 cos un i
2 is exactly perpendicular to the moment acting on the cylinder
n¼1 n¼1 block by the pressure distribution along the discharge and
" #
X
N X
N intake sides, Mmean. This hydraulic moment is the traditional
þ mx R K3
2
sin un þ K4 sin un cos un j ð9Þ moment that determines the cylinder block balance about
n¼1 n¼1 the Y-axis. Therefore, this tilting inertia moment MT cannot
where be counteracted by Mmean directly, and a potential metal-to-
metal contact and an increased leakage flow are likely to occur
K1 ¼ zc R tan b þ z0 tan2 b ð10Þ across the cylinder block/valve plate interface.
Although direct measurement of the oil film thickness
K2 ¼ R tan b sec2 b ð11Þ between the cylinder block and the valve plate at a high pump
speed was not carried out in this paper, previous experimental
K3 ¼ zc R tan b ð12Þ investigations into the cylinder block/valve plate pair have
been performed at low pump speeds.26–28,36 In the literature36,
K4 ¼ R tan b ð13Þ
three micro position transducers GS1, GS2, and GS3 were
Considering that all pistons are nested in a circular array mounted between the cylinder block and the valve plate at cer-
within the cylinder block at equal angular intervals about the tain angular intervals, as shown in Fig. 5. Transducers GS1
Z-axis, then the following simplifications can be obtained and GS2 are located in the vicinity of the top dead center
due to mathematical symmetry: (TDC), and transducer GS3 is close to the BDC.
Fig. 6 gives the actual oil film thicknesses respectively
X
N X
N
cos un ¼ sin un ¼ 0 through three displacement transducers. It is found that the
n¼1 n¼1 oil film thickness between the cylinder block and the valve
X
N plate is significantly dependent on the pump speed. The oil film
sin un cos un ¼ 0 ð14Þ thicknesses measured through GS1 and GS2 increase with an
n¼1 increased pump speed, while the oil film thickness measured
X
N
N through GS3 decreases with an increased pump speed. This
cos2 un ¼
2 may be explained by the fact that the tilting effect of the cylin-
n¼1
der block due to the tilting inertia moment (see Eq. (15))
Finally, the cylinder block tilting inertia moment due to the strengthens with an increased pump speed, resulting in the
centrifugal and translational accelerations presented in Eq. (9) cylinder block tilting towards the BDC.
can be reduced to a simplified form as follows: The tilting effect of the cylinder block may not trigger
N catastrophic machine failures at a low pump speed. On one
MT ¼ K2 mx2 Ri þ 0j þ 0k ð15Þ hand, the occurrences of a hydrodynamic effect and a thermal
2
wedge effect between the cylinder block and the valve plate will
prevent the cylinder block from serious tilt. On the other hand,
3. Analysis and discussion a low pump speed means a small tilting inertia moment acting
on the cylinder block and thus will not bring a significant
It can be seen from Eq. (15) that the centrifugal and axial iner-
tia forces of the piston/slipper assembly only produce a tilting
Fig. 6 Actual oil film thickness between the cylinder block and
the valve plate for a discharge pressure of 1.6 MPa.36
Fig. 8 A schematic configuration of the cylinder block bottom
face.
4. Experiments
Fig. 9 Test rig for performance tests on the high-speed EHA pump prototype.
Fig. 10 Pump case drain leakage flow vs pump speed for different discharge pressures of 2 MPa, 5 MPa, 10 MPa, and 20 MPa.
Fig. 10 that the pump case drain leakage flow at a speed higher By the way, it can be seen from the right-hand side of
than 5000 r/min increases more sharply than that lower than Fig. 11 that an obvious wear difference of the valve plate slid-
5000 r/min, which may be partly explained by the fact that ing surface appears between the intake and discharge sides,
the tilting effect of the cylinder block is quite significant when which is attributed to the unbalanced hydraulic moment
the EHA pump operates at a high rotational speed. It can be between the discharge and intake sides. However, this kind
observed from Eq. (15) that the cylinder block tilting inertia of wear is not the focus of this paper as there is sufficient liter-
moment is a function of the pump speed. However, the pump ature concerned with it.26–30 At this point, much more atten-
case drain leakage flow is the comprehensive results of the tion will be given to the specified wear of the valve plate
pump pressure and speed. In order to estimate the dependence sliding surface in the vicinities of the TDC and the BDC.
of the tilting effect of the cylinder block on the pump speed, The sliding surface profiles of the cylinder block and the
the relative pump case drain leakage flow is compared between valve plate were detected by a trilinear coordinates measuring
these four different discharge pressures. The relative pump instrument and a surface roughness measuring instrument,
case drain leakage is defined as the ratio of the leakage flow respectively, as shown in Fig. 12. In order to compare the sliding
at a certain pump speed to that at 1000 r/min, QL1000. surface profiles of the cylinder block before and after high-speed
Fig. 10(b) demonstrates that the pump case drain leakage flow tests, the relative heights (relative to a certain non-sliding plane)
at a low pressure is more dependent on the pump speed than of nine points located on the cylinder block sliding surface were
that at a high pressure. measured, as shown in Fig. 13. These nine measured points were
Considering that only comparing the measured pump case divided into three groups (i.e., A, B, and C), and each group had
drain leakage flow at a variety of pump speeds is not sufficient three points. (i.e., Ai, Bi, and Ci, i = 1, 2, 3). These points of each
enough to reveal the characteristics of the cylinder block tilting group were arranged in the same radial direction since the wear
behavior, more detailed investigation should be further pro- difference of the sliding surface along the radial direction could
vided. After accomplishing the general performance tests on reflect the wear pattern of the sliding surface.
the EHA pump prototype, the EHA pump was dismantled Fig. 14 shows the measured heights of all the points shown
for the purpose of insight into the sliding surface between in Fig. 13 before and after high-speed tests. It remains to be
the cylinder block and the valve plate, as shown in Fig. 11. noted that the horizontal coordinate represents the ID num-
It can be observed that the non-sealing land of the cylinder bers of the points that are located in the same radial direction,
block suffered more severe wear than the sealing land, which and the vertical coordinate represents the relative height of the
implies that the cylinder block was likely to tilt away from cylinder block sliding surface before and after tests. A smaller
the valve plate and consequently a metal-to-metal contact relative height means an occurrence of more serious wear at
between the cylinder block and the valve plate took place. the corresponding location.
Analysis of the cylinder block tilting inertia moment 175
Fig. 11 Photograph of the sliding surface between the cylinder block and the valve plate after being dismantled.
Fig. 12 Sliding surface profile measurements of the cylinder block and the valve plate.
Fig. 14 Relative heights of measured points before and after high-speed tests.
above observation partly explains the fact that the pump case 2. The tilting inertia moment produced by a piston/slipper
drain leakage flow increases dramatically with the pump speed assembly has a significant effect on the cylinder block tilt.
because a wedge-shaped oil film forms across the cylinder This tilting effect attempts to make the cylinder block tilt
block/valve plate interface due to the cylinder block tilt. towards the BDC, which can give rise to the occurrence
Additionally, comparing the wear condition between the of metal-to-metal contact between the cylinder block and
cylinder block and the valve plate, we find that the cylinder the valve plate in the vicinity of the BDC.
block suffered more serious wear than the valve plate. This 3. The cylinder block tilt due to the tilting inertia moment also
is because the material of the cylinder block is soft brass while causes an obvious increase in the pump case drain leakage
that of the valve plate is nitrided steel. flow because the cylinder block tilting behavior contributes
to a wedge-shaped oil film across the cylinder block/valve
5. Conclusions plate interface.
4. The cylinder block tilt within an EHA pump is an inherent
The tilting inertia moment exerted on the cylinder block by phenomenon which cannot be ignored especially at high
speeds. In an EHA pump design, the tilting inertia moment
piston/slipper assemblies has been derived in this paper in
order to examine the effect of the tilting inertia moment on should be taken into account when performing the force
the cylinder block tilt. Based on analytical and experimental balance analysis of the cylinder block.
5. The tilting inertia moment acting on the cylinder block
results, the following conclusions may be drawn:
could be reduced to some extent by introducing some novel
1. The tilting inertia moment acting on the cylinder block by structures or parameter optimization for an EHA pump
the inertia forces of a piston/slipper assembly can be attrib- design. For example, according to Eq. (15), light pistons
uted to the centrifugal and translational accelerations of the could be adopted instead of common ones to decrease the
piston/slipper assembly. tilting inertia moment.
Analysis of the cylinder block tilting inertia moment 177