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THE INDO-EUROPEAN SEMIVOWELS
FRANKLIN EDGERTON
YALE UNIVERSITY
[The thesis of the paper is summarized in ??2 and 63a. For definition of certain
terms and arbitrary symbols, see footnote 6 and ?3.]
1. That IE i and y (i), u and w (y), were to a large extent positional variants
of each other has long been recognized.' That the liquids and nasals behave
in general like i (y) and u (w) has been more or less clearly seen by most scholars
since the establishment for PIE of the syllabic liquids and nasals by Osthoff2
and Brugmann;3 probably no one nowadays would question it.4
It seems to me that we can combine and expand these two somewhat vague
propositions into the following definite statement, which I believe should be
incorporated in any account of the IE sound-system.
2. Proto-Indo-European possessed six phonemes5 which may be called 'semi-
vowels', 'sonants', or 'sonorants',6 and each of which had three different phonetic
values. In non-syllabic or consonantal function, the approximate values
attributed to them may be denoted by y, w, r, 1, m, n; in syllabic or vocalic
1 See e.g. Brugmann, Vergl. Gr.2 1.256 f.-Leonard Bloomfield and Edgar H. Sturtevant
have added to my indebtedness to them by reading the first draft of this paper and making
suggestions which have led to notable improvements in its form and substance. It is, of
course, not implied that they indorse all, or necessarily any, of its contents.-I also acknowl-
edge with deep gratitude a number of valuable suggestions received from Paul Tedesco.
(The author has a plentiful supply of reprints of this article, and will gladly distribute
them gratis on request; failing such request, he will assume that persons who receive LAN-
GUAGE would not care for a separate reprint.)
2 PBB 3.52 ff.
3 Curtius Stud. 9.287 ff. On the parallelism with i (y), u (w), see e.g. Wackernagel,
AIGr. 1.73; Hirt, Ablaut 8; Brugmann, KVGr. 1.121.
4 Although it was elaborately attacked in 1891 by Bechtel, Hauptprobleme 114-153 (see
especially 151-3). Cf. also Johannes Schmidt, Pluralb. 218 (1889): 'die sonantentheorie,
welche n und r zu nahe an i und u riicken will.' These were probably the last two dis-
tinguished Indo-Europeanists who tried to stem the tide.
5 This term, as now commonly used, seems appropriate, since each was a 'minimum unit
of distinctive sound-feature' (Leonard Bloomfield, Language 79), and the choice between
the several forms (or 'allophones') manifested by each was determined automatically by
the phonetic surroundings. Phonemically, of course, one symbol (say /y w r 1 m n/) should
be used in all cases. As a matter of practical convenience I have thought best to vary the
spelling according to the actual phonetic values, as a rule.
6 I shall henceforth use the term 'semivowel'. It is less ambiguous than 'sonant', a term
which has been used in linguistics with other meanings. As applied to them, the terms 'syl-
labic' and 'vocalic' will be used interchangeably; likewise 'non-syllabic' and 'consonantal'.
I shall refer by 'WP' to the Vergleichendes W6rterbuch der indogermanischen Sprachen, by
Alois Walde, ed. Julius Pokorny. The major and minor 'St. Petersburg Lexicons' of
Sanskrit, respectively by Boehtlingk and Roth and by Boehtlingk alone, are referred to as
'BR' or 'PW', and as 'pw' respectively. I think other abbreviations in references will be
self-explanatory. A raised dot before an r or 1 (e.g. p-rd) will be used to denote a vowel
derived from IE r or 1; see footnote 27.
83
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84 FRANKLIN EDGERTON
IE id (Skt.
composition id-dm),
before uid (Skt.
consonants itd),
(Skt. a-). rlko- (Skt. .ksa-), n-, negative element in
IE isti (Skt. dsti); midhu, n-acc. sg. (Skt. mddhu); ydkwT (Skt. ydkrlc-t, Lat.
iecur); -toi, ending of acc. sg. of m. and f. consonantal stems (Gk. wr6-a, Lat.
ped-em; post-heavy prevocalic form [IE -mm], see ?8, generalized in Skt. pdd-am,
' IE 9 may be ignored at this point; see ??60-63.
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THE INDO-EUROPEAN SEMIVOWELS 85
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86 FRANKLIN EDGERTON
10 These are the cases designated by the term Sievers's Law, as extended and corrected
by various other scholars, last of all by the present writer (LANG. 10.235 ff.). Note here
that IE rr, 1l become Indic ir or ur, rarely il or ul; and, of course, IE .nm, rn become Indic am,
an.-A brief history of what was previously done by others introduces my former article
and will not be repeated here, except skeleton-fashion (with some additions), as follows.
Sievers (1878) said 'unaccented i and u (sc. after a consonant and) before a vowel were
consonantal after a short syllable, vocalic after a long,' on the basis of Vedic and Germanic
evidence. Others showed that Iranian, Greek, Latin, and Balto-Slavic largely support
the law, in certain categories of forms. That iy, uw must be assumed instead of Sievers's
'vocalic i, u' was clearly stated by Osthoff, MU 4.399 (1881), with some evidence from Indic
and some from Greek (the latter partly, though not wholly, convincing today); it was more
impressively demonstrated by Wackernagel, AIGr. 1.203. That nasals and liquids behave
like the i-y-iy and u-w-uw phonemes was clearly demonstrated on Vedic evidence by Wack-
ernagel, AIGr. 1.11, 29; confirmatory evidence from Greek in Hirt, IGr. 2.198 f. But in
some almost forgotten writings by Osthoff, MU 2.14 ff., 4.398, the essential facts are really
presented. The first of these (1879) seems to have been written before Sievers's publication
(1878), and would have profited by knowledge of this, but on the other hand brings in the
nasals and liquids which Sievers ignored.
11 The only common present of this type in RV is tirdti (IE tyrrti). It occurs 65 times,
and is extremely interesting for us. If I have counted right, there are 35 cases after a con-
sonant or long vowel, or initial; here pronunciation tira- is to be expected, and always
occurs. I have found 30 cases where it occurs after a short vowel, still written tira-. But
in 18 of these the meter demands, or at least encourages, pronunciation tra-. Thus 8.59.7d
dirghdyutvaya prd tiratam na byuh cannot possibly be read as a decent trigtubh line except
bycases
of reading tratam.,
where forms ofasprd
ourtira-
laware
demands. Hardly
thus written lessconditions
under compelling are ifa considerable
which, historically number
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THE INDO-EUROPEAN SEMIVOWELS 87
regular, would compel prrd (purd?) for prd, and also tra- for tira- (that prd is often dissyl-
labic, after a heavy syllable and initially, has long been recognized; LANG. 10.259). That
is, after a heavy syllable or when initial, read p.rrd (or purd) tra- for written prd tira-.
12 But I was wrong in saying 1.c. that 'the meter requires' it.
13 LANG. 10.260. A census of forms in Lanman, NInfl. 525. An analysis of his figures,
with restudy of doubtful cases, yielded the following results for all weak cases of n-stems
before vocalic endings in RV. After a light syllable the meter demands -n- about 200 times,
-an- some four or five times. After a heavy syllable (whether due to consonant cluster or
long vowel before single consonant), the meter demands -an- over 100 times, -n- apparently
about 55 times. After a heavy syllable, even the traditional text writes -an- frequently,
and that too in cases where Classical Skt. would not do so, namely, after a single consonant
preceded by a long vowel. But most of the cases of -n- for expected -an- also follow a single
consonant preceded by a long vowel; the language of the authors of the hymns had started
towards the Classical Skt. condition. However, the aberrant cases belong largely to hetero-
clitic or defective stems, and their number might be reduced by speculative but not unreas-
onable interpretations. Thus e.g., the stem dsdn- 'mouth' exists by the side of synonymous
as-; neither has any n.-acc. (for which asiyam is used); asnl, asnds, dissyllabic, may be errors
of tradition for dsd, dsds, both of which exist in the RV.
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88 FRANKLIN EDGERTON
14 LANG. 10.242 ff. These forms are specially important because they effectively dispose
of the now fashionable theory that instead of iy, uw, rr etc. we should assume by, tw, br
etc., with 'shwa secundum' instead of the syllabic semivowel before homorganic non-syllabic
semivowel. To my mind, all the cases of the converse of Sievers's Law tend strongly
against that theory. But some of its defenders have suggested to me that such forms as
antarydt for theoretical antar-iydt etc. (?12) could be analogical creations on such patterns
as syat (after short vowel) : siyat (after consonant or long vowel, or initial), the latter being
supposed to be for a prehistoric sbydt. This or any such theory, implausible even for (i)y
and (u)w (relic forms, not new creations), cannot conceivably account for cakre, dadhre,
since, according to the 'shwa secundum' school, there never existed any -rr- in the situations
of Sievers's Law, but only -sr- until this developed into Indic -ir- (or -ur-). At no point
in the past, therefore, could Sievers's Law have provided any pair of alternants in the r
series other than br : r, or ir (ur) : r. Obviously neither of these could furnish the model
for a substitution of -r- for -rr-. And if it were a possible assumption that caklre and dadhre
were analogical, the older forms which they would have replaced could only be forms con-
taining -rr-; not, for instance, either -ir- or -sr-. See Appendix E for further remarks on
this topic.-The 3 pl. perf. mid. ending is -re after a light syllable, -ire after a heavy (IE
-ray, -tray). It corresponded to a 3 sg. -e (IE -ay). Both these forms were at least Indo-
Iranian (Reichelt, Avest. Elementarbuch 144), and both were very common in the RV
(Macdonell, VGr. 359 f.). It seems to me probable that they, at least, were IE, whether
the rest of the paradigm (very much rarer in RV) was or not. Reichelt cites,to be sure,
only caxrare as a 3 pl. in the Avesta; this is an analogical creation like Indic cakrire.
16 Classical Skt. has also, but much more rarely, the analogical sunu-vas and the like.
The 1 plur. also has (allowably and commonly) sunmas, which must be analogical to the
dual (so Wackernagel, AIGr. 1.59). The RV happens to have no 1 dual forms from verbs
of this type, but does have the 1 plur. forms kurmds, krImahe, which clearly show that the
duals existed in their regular forms as in Sanskrit. See LANG. 10.238. The Hindu gram-
marians also authorize 'syncope' of root-final u before 1 dual -vas in 3d class roots; thus
juhvas for juhuvds (Whitney 647c). No such forms are known to occur. The RV has no 1
duals from any verb of this type.
16 The one alleged case after a long vowel which I was unable to explain 1.c. is now cleared
up by Barret's edition of AVPpp. 20.28.10 (strangely cited in pw. as 20.5.5), where the meter
proves that the forms there spelled (in the virtually unique and very corrupt ms.) carvak
and carvadanah were pronounced caruvak and caruvadanah (they are cpds. of caru- and vac-,
vadana-) .
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THE INDO-EUROPEAN SEMIVOWELS 89
yds for
read ddhiboth
paryd-; yds.follow
In 1.112.13
forms par(i)
of theydthdh, and in
word written 10.49.7
sirya- but pdr(i) ydmi
regularly must be
pro-
nounced szdriya-, a pronunciation which, in these passages, compels parya-. So
in 7.83.8 the double error in writing -rajii6 pdriyattdya must be corrected to
-rajan6 pdryattdya (cf. rdjand RV 10.97.22). Possible is abhyddhand for abhi
yodhandc in 1.121.8; probable dn vartate for dnu v? in 10.37.3; and almost certain,
nyemirM for niyo in 8.12.29. These lines would read: diyumndsdham abhyddhand
17 It is worth noting that the only optative forms of i 'go' in the RV are three in which a
preverb ending in a vowel precedes (eydt, preydt, atiydma), and one simple form which seems
to have been monosyllabic: in 7.86.4, at the end of a trigtubh line, turd (p.p. turdh) iydm
'quick(ly) may I go' is usually supposed to be read turyadm with 'secondary sandhi', but
tur6 ydm would do just as well.
18 ghrtdsya vibhrdstim dn(u) vastti ocisd; precisely like anvartitd above, except that here
the written tradition is wrong. Even Oldenberg, a stubborn opponent of Sievers's Law,
speaks of this as 'denkbar' (RV Noten, ad loc.). On this method of dealing with the tradi-
tional RV writing see ??20-22 below.
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90 FRANKLIN EDGERTON
16. Before passing to the newer part of this article, which will try to formulate
the behavior of IE semivowels when juxtaposed with other semivowels, it seems
necessary to say something about the Rigvedic dialect, its tradition, and our
19 Required are situations where an affix beginning -y- or -v- or -r- or -m- or -n-, plus a
vowel, was affixed to a 'stem' ending respectively in i-, u-, r-, a- (for .m, is), preceded by a
consonant which was preceded by a short vowel.
20 Except Iranian in compound words, and possibly Homeric Greek, which has been held
to show traces of it. Homer has e.g. a form written ely, for Attic kv, before vowels; it has
been taken to represent *eny-, which would be perfectly consistent with Rigvedic sandhi.
Most recent Hellenists, however, assume metrical lengthening; see e.g. W. Schultze, Qu.E.
216 ff.
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THE INDO-EUROPEAN SEMIVOWELS 91
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92 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 93
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94 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 95
32 Vedic Variants 2.414; Wackernagel 1.323, 326. Sanskrit retains -av; for -av it usually
has -a.
1 Brugmann 21.203 ff.
14 See e.g. Wackernagel-Debrunner 3.45, 152.
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96 FRANKLIN EDGERTON
rayi., rdy-,
steam rayim,used
andbefore
instr. endings
pl. rayibhih (all those
beginning with (Wackernagel-Debrunner,
in vowels endings beginning in consonants),
3.214 ff.). to the
I believe that ram (though it was excluded from the RV, barring a single form in the late
10th book) is IE (= Lat. rem; to nom. probably r ys, parallel to d(i)ytws; Brug-
mann 22.2.131). There is no evidence whatever for rayi- outside of Indo-Iranian, and even
the alleged Iranian evidence (Wackernagel-Debrunner 1.c. 217) is far from convincing. I
cannot explain the form, but suppose it to be an analogical creation, probably in pre-Indic
or proto-Rigvedic. The only other such stem is yayi-, apparently connected with yd
'go', and certainly a late analogical creation. The two words, yayi- and rayi-, may even
have been formed on the same (to us unknown) model.-There are finally some very obscure
and difficult forms in Vedic -eya-, -eyd-, from roots in Indic -d from IE -d, -8, -5 (heavy bases):
gerundives like dBya-, optatives like (pdrd)deydm. Sturtevant, CP 36.356 ff., has brought
them into relation with Greek adjectives in -aZos (equally troublesome since y between
vowels is normally lost in Greek), and explained both as from IE -ahyo- (-ahy&- etc.), the h
representing an IH laryngeal. Such a theory would eliminate any suggestion that they
come from forms containing double IE -yy-, which, without venturing to express an opinion
of Sturtevant's reconstruction, I think cannot be maintained for reasons which this whole
paper will, I trust, make clear.
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THE INDO-EUROPEAN SEMIVOWELS 97
38 Cf. Wackernagel 1.73 ff., and Osthoff, MU 4.285 ff., which state this principle very
clearly. Osthoff has some interesting confirmatory evidence, especially from Greek, along
with some remarks, to be sure, which could hardly be accepted today. Apparent or alleged
exceptions-barring forms with nasal infix, see Appendix A-are very scarce, and not to be
admitted for IE. They are either foreign words, or late analogical formations. E.g.
Indic caturthd- 'fourth' (not in RV) is clearly analogical to catur- before vowels; Lettish
cgtuWtafs, connected with it by WP 1.512, is equally clearly analogical to the cardinal *ceturi,
later 'etri (personal communication of Professor A. Senn; cf. Endzelin, Lett. Gr. 361, 368
most languages point clearly to kwktwrto- according to our rule (though this may be second
ary in IE itself; the RV ordinal is turnya-, from (kw)tur-). Another case is RV ulkt 'fire
brand, meteor'. Its connections are highly speculative, WP 1.321; it may well be a loan-
word; if it is really from an IE wjl-, with w- lost by Wackernagel's law, see footnote 9, it
must be analogical to forms in which a vowel followed, as in WP's alleged Greek cognates.-
The forms with nasal infix after vocalic semivowel have not been explained previously and
require more extended treatment; see Appendix A.
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98 FRANKLIN EDGERTON
v'r- (i.e. presumably vur-, if not v.rr-) seems indicated, such as 2.24.3 (-i)v'radanta,
and 10.69.10 avnor v'radhata? (written avanor vr~o; see ?41 and footnote 46).
40 ?12, and footnote 31. They occur almost always after heavy syllables or initially,
and hence are pronounced viy-, niy-; in a few cases, after short vowels, vy- and ny- occur.
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THE INDO-EUROPEAN SEMIVOWELS 99
sak'.tvd 8.61.10,
consonantal after athan
semivowel consonant.
y-, see Word-initial n- occurs
above. This concludes before
the no other
evidence on
word-initial [ywa], and seems to justify our statement (?33) that it fitted the
rule of ?26 in proto-Rigvedic: only [A ywa].
36. We shall next consider word-initials of the type [yuwa], that is, showing
combinations like yuv-, viy-, ruv-, niy-, or any semivowel plus -an- from IE -qn-,
before vowels. The initial vur-, from IE wrr-, wil-, regularly becomes ur- by
Wackernagel's law (?6 and footnote 9). I know of only two exceptions in the
RV, vurita, opt. of vr 'will', twice after consonant or long vowel, and the com-
pound hotr-viriya-, twice; here v- is analogically restored. A very common
word of this type is urit.41 Of the first 27 occurrences listed in Grassmann, no
less than 21 are absolutely initial. Four others occur after a consonant (actually
a semivowel, m) preceded by a long vowel; in one initial u- is fused in sandhi with
a preceding final vowel, and in the last what is written before it is -a, for -as.
In all of these six, the written tradition (at least) is adapted to the form in u-
minus the original initial v-. The emphatic preference for absolute initial posi-
tion may, however, be plausibly taken as an indication that the original form of
the word (with *vur- from IE wrr-) was appropriate there.42 The other words
in ur- plus vowel are few and rare, but do not contradict this suggestion. Word-
initial ul- plus vowel occurs in the RV only in a few words of quite obscure
etymology, probably foreign loans.
37. There are a couple of forms in word-initial mur-, IE mrr-, plus vowel:
mirah (stem micr-) and muriya (opt. of mr), both medial after long vowels. No
nur- or yur- is recorded in word-initial in the RV, and no nir- which could repre-
sent IE nrr-. There are a few words, of rare occurrence and mostly obscure in
origin, in initial ir- plus vowel, which might in theory represent *yir- for IE
yrr- by Wackernagel's law; this would make them parallel to (v)uri- above. No
arguments apposite at this point could possibly be based on them.43
41 Av. vouru-; correctly taken as for *vurt.-, IE wrrt-, by Uhlenbeck, Leumann, and WP
1.285; Wackernagel's reasons (1.24) for preferring IE uril, have no weight.-That the 'vowel'
after ur- in this word is a syllabic semivowel makes no difference (?50, end).
42 The loss of initial v- before u from IE r, as well as IE u, shows that this was a relatively
late change, at least later than Indo-Iranian. Iranian has no -ur- for -rr-.
43 See ?6 for iraj-, which certainly is for rreg-. Similarly iradh- and iras- are commonly
and doubtless rightly derived from IE rr-, not yrr- or ir-. The word ird probably does not
contain original r or 1; cf. idd (ild). There remain only irina-, irin-, irya- (sometimes ap-
parently iriya-, not always for clear reasons), and ilibiga-; all of obscure origin; and none
occurring often enough (the commonest six times), or under sufficiently regular conditions,
to justify any inferences.
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100 FRANKLIN EDGERTON
44 There
an extra is one
syllable; queer case:
aydmyedhah 1.177.4
would aydm. yaji~6
be metrically betterdevaya aydm
(-my- for miyedhah,
-mmy-? Whitneya 232,
triqtubh line with
Wackernagel 1.113), but still not ideal, since the eighth syllable should be long; and I
could not approve it under our law, which, surely before the suggested simplification of
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THE INDO-EUROPEAN SEMIVOWELS 101
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102 FRANKLIN EDGERTON
of the other three words, and although *yand-, *ran.d-, *ran.-ti (cf. vandti) would
48 Brugmann, VGr. 22.3.349.
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THE INDO-EUROPEAN SEMIVOWELS 103
they yielded
after heavy likewise,
syllables andinthat
ending the forms
consonants, wereind-, .rd-, rn.i-ti,
generalized. We knowproper
really to position
nothing of the etymology of ind- and .rnd-, which may be late loanwords.
48. In fine, the evidence on this point seems to me inconclusive. Two abso-
lutely initial semivowels before a vowel must have been either [/yuwa] or [/iwa],
but the Rigveda has only scanty and conflicting evidence. To me this does not
seem to justify the inference that proto-IE was similarly inconsistent; that is,
that it said now one, now the other, at random. I prefer to assume that it was
as regular here as elsewhere with these phonemes, and always said either [/yuwa],
or [/iwa] (the former being, I think, rather more likely to be right); but that the
RV has obscured things by extending to initial position some forms originally
proper elsewhere, just as it used some words beginning [ywa] also in initial
position (??33-35).
THREE OR MORE ADJACENT SEMIVOWELS
49 However, the acc. sg. ending -m after a syllabic semivowel (i or u) must, for the pur-
poses of this study, be treated in RV as a 'consonant'; it behaves precisely like the -s of the
nom. sg., which also, of course, often appears as -r, changed from -s through -z, in sandhi;
this r, too, is structurally as well as historically a 'consonant' for our purposes at this
point. On the acc. sg. -m see the end of Appendix A, ??66-68, where I have tried to show
that originally such combinations as IE -im, -um did not exist before consonants or in
absolute final, though in the RV they have spread to such positions.
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104 FRANKLIN EDGERTON
the bases
[i] (two in initial
consonants i-, The
in str-). r- and urn-
formula in (IE
these*win-
forms or *w.n-),
is always a consonant
[tiwit] [tiwi/] precedes the
[/iwit] [/iwi/], or [tiwya] [/iwya] (except for dhfin(u)v- 7rn(u)v-, see LANG.
10.256); but vanu-, manu- (IE wtnu-, mtnu-) have a different initial formula
[yuwit] [yuwi/] (cf. ?41; the same in uri-, ?36; vanv-, manv- must be analogical
to vanu-, manu-).-If differences of treatment once existed according to the
phonetics of preceding sounds, as I should assume, they have been completely
wiped out by generalization of these formulas. An examination of all occur-
rences of several of the commonest stems fails to reveal any clear and con-
sistent preference as to preceding sounds. Thus krntu- occurs prevailingly after
a heavy syllable (a consonant or long vowel preceding k-), rarely initially or
after a short vowel. But its prevocalic form kryiv-, while freely used after heavy
50 Inconsistent are a group of words in -una- after a semivowel (cf. Whitney 1177c);
arund, kariita-, tdruna-, dharznia, vayzna-, vdruna-, yamznd-, perhaps others. Note that
there are also forms like mithund-, piduna-, in which -un- after a light syllable violates
?31b. These latter, and, we may guess, those in [y] plus -un-, would be proper after heavy
syllables, as in pracetina-, drjuna-, nicumpu.nd- (?31a). Either they started in such posi-
tions and spread by suffix-adaptation, or some other analogical influences have been at
work, too complicated to be unravelled now. The same is to be assumed of another little
group of forms in -ina- (to some extent these two groups may be related, if the suffix was
once -na- as some of them seem to suggest; and in some the -i- may derive from IE a):
amind-,
and dlina-,
gakuni- iriz.a-,
(in RV onlydrdvitna-, vanina-,
voc. gakune; harind-.
certainly Obscure
a loanword, cf.are tilvila- (loanword), salild-,
ak~nti-).
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THE INDO-EUROPEAN SEMIVOWELS 105
Prakritic
57. Very for kt.vi-;
dubious it is possibly
is birind, in any case
for IEobscure.
*&rrind, but more likely a loanword.
The u of mtini- is certainly Prakritic for a after m; cf. Wackernagel 1.21. s.riy(-as,
-a) has accented (svarita) i (?23).-We may add an obscure proper name rtima-,
apparently in three INITIAL semivowels: [yuya].
58. There remains the very common adjective divyd-, always spelled thus in
the texts. This spelling would fit the above formula [tiwya]. But difficulty
is caused by the fact that it appears to be used 70 times as a trisyllable, only 24
times as a dissyllable (Grassmann's count is 68 to 26). Of the 70 trisyllables, 54
occur after a heavy syllable, only 4 in absolute initial, 12 after a light. Grass-
mann and others read divi(y)d-, but that cannot be right. Unless we emend to
some quite different word (deviya-, daiviya-?), or assume that the i was accented
and hence pronounced by the poets (?23; then diviya-), or simply call it an un-
explained aberration, we must suppose that after heavy syllables (evidently the
established place for this pronunciation) something like diyuyd- was pronounced;
formulas [rtiyuya] [ktiyuya]. In itself this is not an implausible formula. But
there is no clear evidence for it, except this one word (a common one, to be sure);
51 Doubtful are the presumably related words turvd-, turvd.zi-, turv6da-, and one or two
others.
their If connected
ur would be for Ur,with tarv-ofand
by analogy ultimately
forms withvowels.
in tur- before IE t., they would not contain IE u;
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106 FRANKLIN EDGERTON
the same pattern belong bh.mi- (with consonantal ending, 4 times, always initial);
gh.ni-,
not occur~ghrni- (this usually
before a consonant. Even in
if, voc. dgh.rne,with
in accordance twice nom.(??58),
diyuyd- dghrnih);
the s.ri- (?57) does
formula for three semivowels after a consonant and before a vowel was originally
[ktiyuya] [dtiyuya], this would not necessarily refute the possibility suggested
here; the whole series of semivowels might be altered by the obligatory shift
between [i] and [y] in the third position (?50). However, contrasting cases after
light syllables ending in consonants would be desirable, and I have none that
are convincing (nidhruvi- could obviously be analogical, as a compound). Here
again the remarks at the end of ?58 apply.54
52 There is, to be sure, also nin. yd-, which appears to be trisyllabic 4 times (always after
heavy syllable),
shows that dissyllabic
it is dialectic, and6its
times (3 afteris light,
etymology obscure2 (it
after heavy, once
is generally initial).
supposed to beBut the .Z
con-
nected with ni).
53 RV 9.97.26d has a form written diviydjo, apparently too long by a syllable, for which
Bartholomae, Stud. 1.101, suggested divydjo (cf. ?12); but Oldenberg (see his Noten ad loc.)
observed that dyuydjo would rather be expected. He did not concern himself with the
preceding word, but it is in fact nd, providing a light syllable. Perhaps his observation
was more profoundly right than he knew; it fits the above formula. Cf. ?31a, b, and foot-
note 37.
64 No inferences can be drawn from the group of words in 'suffix -uri-' (Whitney 1191),
as in d.Iuri-, jdguri-, (sv)aiguri-, ctimuri-, jdsuri-, sdhuri-. Obscure adaptations have
clearly played a part here, and it is doubtful whether or to what extent IE u is really in-
volved. In such forms as turi-, dduri- (and the irregular tdturi-, pdpuri-, which have been
influenced by unreduplicated forms proper after heavy syllables), it is clear that ur goes
back to IE rr or 1l; and it may be that all the other -uri- forms started with imitations of
these.
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THE INDO-EUROPEAN SEMIVOWELS 107
n, .A,55 in the double zero grade of dissyllabic bases the second syllable of which
was heavy
"itd- : nnatr-(or contained
(Indic a laryngeal).
bhitd- : bhdvitr-, tUrnd-Thus IE bhit6-
: tdritr-, jatd- : :jdnitr-)
bhewatr-, t.n6-IE: tiratr-,
; contrast
/lut6- : kl6wtr-, bhrt6- : bhertr-, mgtd- : mentr- (Indic srutd- : sr6tr-, bhrtd- : bhdrtr-,
matd- : mdntr-). Most clear cases of IE long syllabic semivowels can be shown
to belong in this category; the remnant must be supposed to be accidentally
isolated by the vicissitudes of time.56 That these sounds occurred before non-
syllabic semivowels, as well as other consonants, is proved by many clear cases
(I recall IE gwiw6-). Particularly impressive is RV pfrvt-, the regular feminine
to purni- (?69), which can only be a historic inheritance (IE p!wT-) because of
the difference in vowel quantity. Apparent exceptions like turvd- (footnote 51)
must be analogical to forms like tur- before vowels.
61. Shwa (a) does not exist in IE before vowels, including syllabic semivowels
(we are not here concerned with a plus non-syllabic semivowels, the so-called
shwa diphthongs). Historically this is explained by the rule that in pre-IE a
(or a laryngeal consonant) was lost before any vowel or syllabic semivowel.
Descriptively it shows itself in the fact that in prevocalic forms parallel to pre-
consonantal forms in , i?, ? etc., the treatment is precisely the same as in similar
prevocalic forms parallel to preconsonantal forms in i, u, r etc.57
62. In phonemic terms, all this means that IE s, u, r etc. did not belong to the
phonemes i : iy : y etc., although when they occur after non-homorganic semi-
vowels and before consonants, their historic relation to those phonemes is still
shown by the fact that they behave like syllabic i, u, r etc. That is they, like
i, u, r etc., act like vowels, and require a preceding semivowel to appear as [y]
or [iy] under Sievers's Law. They never occur after true IE vowels, for the his-
toric reason that in that position only non-syllabic semivowels could occur (cf.
?50), after which shwa remained as a before a consonant (as in ?60) or was lost
before a vowel. But in the conditions of ?27, for example, i etc. (as second of
two semivowels) are not different in pattern from i etc.
63. In pre-IE words containing consonant plus *ia etc. plus consonant, un-
doubtedly i and other semivowels were still members of these same phonemes.
Possibly we should assume (post-consonantal) *ya, or rather *(i)ya (depending
55 With Saussure, Brugmann, and Wackernagel among others. Cf. LANG. 10.275 f. for
special reasons supporting this formula. For Sturtevant's formula see below, footnote 58.
56 Such a case is the weak-grade stem Sn-, to yuwen-, which is clearly IE (WP 1.200).
No IE form of the strong stem before a consonant is preserved; but no other explanation of
the f in the weak stem is possible.
57 See LANG. 10.257 f., which however is put too mildly and tentatively. There is no
doubt of the parallelism IE " : Tr : r, like i : iy : y, and I should have been less hesitant
about the conclusiveness of cakre, dadhre (?10 and footnote 14).
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108 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 109
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110 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 111
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112 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 113
etc.;11
thisI isregard the by-form
a very common prthivi-
case in Pkt. as dialectic.
(Pischel, Pkt. Cf.ff.).
Gr. ??131, 133 Pkt. arihai
I find it hard(from
to arhati), usina- (us..a-),
take seriously Brugmann's *pttawo- as base for this form (22.1.213), whatever evidence other
languages may seem to offer for it. Why do we have ptthvi-, if prthivR- is a regular form?
I can conceive no circumstances which would justify both as IE. It is obvious that prthvm-
is regular. The two forms are synonyms, except that prthivi- is restricted to the meaning
'earth', as a noun (which prthvi- also has). It is quite natural that a dialectic form should
be common in such a specialized meaning, and should not be used as fem. to the adjective.
No finicky reconstructed difference can account for this.
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114 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 115
73. Of some 200 stems (not counting compounds) in -man- and -van-, all but
24 show these suffixes preceded either by a long vowel, or by a consonant pre-
ceded by a short vowel. The strong and lengthened grade forms -man-, -van-
(e.g. in loc. and voc. sg.), -md(n-), -v&(n-), in all such stems are regular by ??5
and 8. The weak grade prevocalic forms, invariably -man-, -van- (usually even
written so!) are also regular, by ??26, 31b, since they go back to IE -mnn-,
-wnin-; and the weak grade preconsonantal and final forms -ma-, -va-, are equally
regular by ??30, 27, since they go back to IE -mn-, -wn-.
74. There are 9 stems in which these suffixes follow a short vowel: aryamdn-,
in which the weak prevocalic stem is always -mn- according to ?26 (Grassmann
wrongly63);
footnote attributes
and sevenaryaman. to 4.3.5,
stems in -iman- where read
(Grassmann 1731),b-rdvah.);
in some ofmaghdvan-
which i (see
apparently represents IE 9, in some IE i. Aside from the strange instr. mahind
(and prathind like it; see Wackernagel-Debrunner 3.268), which does not appear
to concern us, there occur, of prevocalic weak forms, only jarimn6, mahimnd,
mahimnd, mahimnds (all regular), and twice the irregular mahimdnas (actually
written so; note accent; the regular rmnds also twice), which must be analogical
to the vast majority of stems in which -man- follows a heavy syllable (or, in
view of the accent, to normal grade loc. *mahimdn(i), which is not in RV).
75. Aside from the single form last mentioned, our rules are never violated
in any -man- or -van- stems, except in the 15 stems in which -man- and -van-
are preceded by two consonants or (more often) by a consonant which is pre-
ceded by a long vowel. Most of them are extremely rare, or even isolated.
By ?8 we should expect -aman-, -uvan-, -ama(n-), -uvd(n-) (IE -?me/on-,
-uwe/on- etc.) in the strong and lengthened grades, and by ?27 -ama-, -uva-
(IE -immt-, -uwnq-) in the preconsonantal (or final) weak grade. Such forms
indeed
2.4.1, andoccur: kr$.?ddhuva
a few others. (LANG.
In most cases, 10.255),
however, sudyotamanam
the pattern (written
of the far com- Otmanam)
moner other type has prevailed. A complete list (recorded in traditional spell-
ing, without regard to pronunciation) of all lengthened and strong grade forms,
and preconsonantal and final weak grade forms, with number of occurrences, is:
63 The latter is found in the old 2in-(as etc.) to ?(u)van-, which occurs 7 times, always
after heavy syllables. The strong stem 9(u)v4(n-) is almost equally regular: Ava(n-) 3 times
after a light syllable (?8a), though apparently once initially; guva(n-) 4 times, always after
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116 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 117
papri.-, pipyi~-,
(vi-)jdnui?- bibhywi-,
(analogical mamris-,
for *janfj-, vavru-,
IE #,nus-, sasrw-. Doubtful
originally and
after heavy irregular are
syllables
and initial?), suwuvfq-, and tatar4~-.66
80. Other cases of ?27 which are reasonably clear are kuvid, 31 times after
heavy (syllable or initial67), kvid once after light (2.35.2 mdnt'ram vocema kvid
etc.); forms and compounds of cyu before consonant, only after light; forms and
compounds of krudh, after light except one case of krudhmi after heavy; giri-
before consonants, 29 times as two syllables after heavy, 3 times after light
(once, I think, one syllable, 1.109.6);jhui-, only after light; tuvi-, tvi$-, and others
66 The strong stems are badly confused. Of course their nasalization is a late and purely
Indic intrusion (Brugmann 12.1.564), also the -i- often found before -v- (id. KVGr. 544 f.).
roots
and all in
in rnasals
(violating ?31b):
(apparently cakryvi
with strong.s-, mamrvam.s-,
grade sasrv6mns-,
of root by spreading, as alsojujurvdm, s- (!), titirvims- (!),
in indicative
middle
came from(e.g. cakrs.)
outside to find
of the a historic
perfect; say fromsource. Or--most
the p.p.p. likely-the= analogical
krtd- (: cakrv&ims- influence
sthitd- : tasthi-
vitns-?).
6 In the sequel, please understand this insertion after this phrase.
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118 FRANKLIN EDGERTON
compounds pariprn-, abhiprn-, kadhapri- and ?priya-, are quite regular, but are
not included in the above count.) If the writing can be trusted (note that the
meter would rarely be indicative of any possible variation), the form p.ryd-,
proper after heavy syllables and initially, was replaced by generalization of the
other form, proper in over sixty percent of the actual RV occurrences.
84. The third plural perfect active ending -ur is, of course, recognized as going
back to IE -rr, a prevocalic (and post-heavy-consonantal) form, generalized.
After a heavy syllable ending in a consonant (as paptir, ds?tr) it is regular by ?8.
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THE INDO-EUROPEAN SEMIVOWELS 119
heavy, 2 11
dghrni-), after
afterlight;
heavyjagrve 3 times;
(not counting gh.rnd-
jghrni-), and related
1 after forms
light; tfna-, (cf. ?59 on gh.ni-,
5 after
heavy, 1 after light; 'und-, 18, all after heavy; ddksinra-; ttumd-; cird-, 2 after
heavy only; tirds with compounds and derivatives, 57 after heavy, 3 after light;
hima- (various stems), 10, always after heavy;"8 pinar, first 30 cases in Grass-
mann (out of about 85) show 28 after heavy; 2 after light; hnuvd, after light:
juhur- before vowel, for *juhvur-, IE (^he-) hwll- (Wackernagel 1.262), 7 times,
but from the same root (hvr) hurakcit (IE hulos-) 3 times, only after heavy;
apasyivas, avasy'vas, n. pl. fems.
87. What is written pitrydnam in its only RV occurrence (10.2.7), at the end
of a tri tubh line, should probably be pronounced pitriydnam; the 8th syllable
of such a line (here pi) should be, and regularly is, prosodically long. The only
other RV compound of pitr- with a word in initial y-, pitryajni-ya 10.16.10,
may also be read pitriy?, but here the meter is inconclusive.
APPENDIX E. NOTE ON 'SHWA SECUNDUM'
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120 FRANKLIN EDGERTON
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THE INDO-EUROPEAN SEMIVOWELS 121
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122 FRANKLIN EDGERTON
numeralto plus
cording .c- 'verse'
Wackernagel (with
(3.406, a-extension).
cf. 347) The ordinal
is the PIE form. is trttya-,
Lat. (tre-centi, and which ac-
other forms; cf. notably Meillet-Ernout 21055) and BSl. (Lith. treczas, OBulg.
tretbjb) seem to point to a full-grade tre-, without semivowel i(y). Brugmann
22.2.12 undertakes to explain away these forms, rather lamely as it seems to me.
If an IE stem tre-, tr- existed by the side of trey-, tri-, it is not impossible that,
in the weak-grade forms recorded with tri-, or some of them, tor- may have been
pronounced. This would remove the difficulty as far as it concerns them; even
the full-grade forms might have been influenced by them.
95. Aberrant is also dhruvd- 'firm, unchanging', a quite common word which
almost always occurs (instead of *dhrvd-) after a heavy syllable or initially,
violating ?31a. Its IE etymology is highly speculative (WP 1.804, following
Osthoff: from the stem of dru- 'wood', with dh by association with the root
dhr); it may well be a loanword. Av. drva-, OP duruva- mean 'healthy'. This
meaning is not found for dhruvd-, the RV use of which looks in a wholly different
direction.
jaghandv.ms-
the strong form(also indicatives
of the stem, whichwhere weakfrom
has spread grade
the is expected,
perfect as (see
singular vavanmd) have
footnote 66). Noun stems in -an- before suffixes in v- and in composition before
v- (dsman-vant-,
Wackernagel 2.1.55), v.san-vasu-) either
or are analogical also contain
to prevocalic weak strong forms
forms (after of the stem (cf.
heavy
words, 374 occurrences (179 of the stem anyd-; about nine or ten of these words show stray
cases of apparent iy); iy is apparently pronounced in a majority of occurrences only of
dpya- 'watery' (according to Grassmann 4 times with y, 11 with iy, but 3 of the latter must
or may be counted as regular; should apiya- be read in the others, from the strong rather
than weak form of the stem ap-, ap- 'water'? dpya- exists in the Upanisads and later) and
in the single occurrence of avyathiyd-. Grassmann and Arnold, wrongly in my opinion,
recognize more aberrant cases in some of these categories.
72 I treat as 'unimportant' isolated forms, and small minorities of irregular cases when
a considerable majority is regular.
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THE INDO-EUROPEAN SEMIVOWELS 123
case
be of theassame
explained eitherana before dh: form,
strong-stem v.an-dhi- (perhaps
or analogical to others?).
prevocalic It is of course to
weak-stem
forms
that on after heavy
the same page syllables; but
(1.11) where this is exactly
Wackernagel states as
thetrue of vfr.an-vasu-
supposed 'law', he etc. Note
rightly recognizes (towards the foot) the regular parallelism of an, am : n, m
with the alternance iy, uv : y, v by Sievers's Law.
96. Violations of ?26 seem to occur in the present stem dhdnv(-ati), and in
some forms and compounds of hdri-.
The regular dhdnvati occurs 11 times, but irregular dhdnuvati apparently 9
times. It is curious, and perhaps significant, that 5 of these occur in the same
hymn 9.97, and ALL in the same vicinity, between 9.75 and 9.105 (the whole 9th
book is a unit in subject matter, dealing with soma). The Samaveda reads
dhaniva for RV 9.105.4 dhanuva (written dhanva). (Grassmann wrongly reads
dhanuvati also in 3.53.4.)
The only RV form of the stem hdri- before a vocalic ending is gen.-loc. dual
hdryos, 4 times, according to Grassmann always pronounced hdriyos. Two
of these might, I think, be read hdryos; but the compound hdrya.va- (hdri-
plus dcva-) is, according to Grassmann, always (26 times) hdriyasva-, and this
is certainly true of most occurrences. The stem is from a set base (WP 1.624;
Whitney, Roots 203), so that apparently hdri- represents an IE hela-. Before
a vowel, therefore, the i (IE shwa) should have been lost, giving *hdros, *hd-
rasva. The RV has, naturally, adapted these forms to those of stems in IE i.
It happens that the only gen.-loc. duals of m. and nt. i-stems in RV (the same
could be said of fems. in short i, except yuvatyds twice) end in -iyos, because a
heavy syllable always precedes. One such form, gdbhastiyos, is common (20
times). Possibly hdriyos followed their analogy, and hdriya'va- that of other
compounds of words in -i- with dava; the only ones which exist in RV are droniy-
asva-, vadhriyasvd-, viyasva-.
97. Some rather aberrant cases concerning ?27 may finally be noted. Forms
of dvi- plus consonant (cf. LANG. 10.251 on dvis) occur 48 times after a light
syllable, but 26 after heavy and 16 initial; duvi- after a heavy seems to be rare,
only some 9 or 10 times. In a few cases dv- is preceded by a word in final -d
after short vowel; was -dd- here simplified? (Wackernagel 1.113 f.) -druh-
(various forms) occurs 16 times after light, 14 after heavy or initial; d'ruh-
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124 FRANKLIN EDGERTON
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