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Chronic ulcerative stomatitis: Clinical, histopathologic, and

immunopathologic findings
Lynn W. Solomon, DDS,a Alfredo Aguirre, DDS, MS,b Mirdza Neiders, DDS, MS,c Aymee
Costales-Spindler, DDS,d Glenn J. Jividen Jr, DDS,e Michael G. Zwick, PhD,f and
Vijay Kumar, PhD,g Buffalo, NY, Metairie, La, and Lexington, Ky
STATE UNIVERSITY OF NEW YORK, UNIVERSITY OF KENTUCKY, AND IMMCO DIAGNOSTICS INC

Chronic ulcerative stomatitis (CUS) is a mucocutaneous disease primarily involving mucosal surfaces, but
occasionally may involve the skin. Clinically, CUS patients exhibit erosive or ulcerative lesions of the oral mucosa that
resemble erosive oral lichen planus. Direct immunofluorescence (DIF) studies of mucosal or skin biopsies reveal a
unique pattern of IgG immunoglobulin bound to nuclei of keratinocytes of the basal and lower one third cell layers,
the stratified epithelial specific (SES) antinuclear antibody (ANA) pattern. Patient sera also exhibit circulating SES-ANA
reactions on indirect immunofluorescence (IIF) using an esophagus substrate. We report the clinical and
immunopathologic findings of 3 cases of CUS and demonstrate autoantibody recognition of the CUS antigen on
Western blot. An important reason to distinguish CUS from other oral ulcerative conditions is that it may be refractory
to standard treatments with topical corticosteroids, and favorable clinical responses may be achieved with
hydroxychloroquine pharmacotherapy. (Oral Surg Oral Med Oral Pathol Oral Radiol Endod 2003;96:718-26)

Chronic ulcerative stomatitis (CUS) is a rare mucocu- of basal cell degeneration with a mononuclear inflam-
taneous disease that primarily involves mucosal sur- matory cell infiltrate in the lamina propria that displays
faces and, occasionally, the skin. CUS is characterized a “band-like” pattern.3 In addition, subepithelial sepa-
by the presence of oral erosive or ulcerative lesions that ration and vertical clefting with stromal infiltrates of
display unique direct and indirect immunofluorescence lymphocytes, histiocytes, and plasma cells also have
patterns.1 The tongue is the most common location for been described.4,6
CUS, followed by the buccal mucosa and the gingival Direct immunofluorescence (DIF) of lesional and
tissues. On the gingiva, the lesions may resemble des- perilesional oral mucosal and skin specimens reveals
quamative gingivitis.2 Less frequently, CUS-associated a speckled, finely granular pattern of immunoglobu-
lesions may present on the labial mucosa and or hard lin G (IgG) deposition in the nuclei of keratinocytes.
palate.3-5 This stratified epithelial specific (SES) - antinuclear
Microscopically, CUS lesions usually are described antibody (ANA) signal is confined to the basal cells
as suggestive of oral lichen planus (LP) and consist of and lower third of the Malphigian layers.3-5 How-
stratified squamous epithelium, exhibiting focal areas ever, DIF is an in situ test, if the epithelium is
atrophic or the section is cut tangentially, it may not
be possible to evaluate the location of the SES-
a
Assistant Professor, Department of Oral Diagnostic Sciences, School ANAs. Thus, a serum sample provides an additional
of Dental Medicine, University at Buffalo, SUNY, Buffalo.
b
Director, Advanced Oral and Maxillofacial Pathology Program, and
valuable diagnostic layer for CUS. Serum studies
Professor, Department of Oral Diagnostic Sciences, School of Dental employing indirect immunofluorescence (IIF), with
Medicine, University at Buffalo, SUNY, Buffalo. monkey and guinea pig esophagus as substrates,
c
Distinguished Teaching Professor, Department of Oral Diagnostic show an SES-ANA reaction similar to that of DIF
Sciences, School of Dental Medicine, University at Buffalo, SUNY,
and are used to confirm the diagnosis of CUS.3-5 The
Buffalo.
d
Private practice, Metairie. antigenic target in CUS is the chronic ulcerative
e
Private practice, Dayton, Associate Professor, Section of Periodon- stomatitis protein (CUSP), which was described in
tics, University of Kentucky College of Dentistry, Lexington. 1999.7 To demonstrate that immunoblotting is an
f
Vice President, Research and Development, IMMCO Diagnostics, effective technique to detect patient autoantibodies
Inc, Buffalo.
g
Director, IMMCO Diagnostics, Inc, Buffalo, and Departments of to CUSP, Western blots were performed using an in
Microbiology and Dermatology, University at Buffalo, SUNY, Buf- vitro translated CUSP and sera from our 3 cases.
falo. Because CUS may be refractory to treatment with
Received for publication May 5, 2003; returned for revision Jun 9, topical steroids, its distinction from other oral chronic
2003; accepted for publication Jul 14, 2003.
© 2003, Mosby, Inc. All rights reserved.
ulcerative conditions is warranted. In some cases, a
1079-2104/2003/$30.00 ⫹ 0 favorable clinical response is achieved with hydroxy-
doi:10.1016/S1079-2104(03)00459-1 chloroquine treatment. However, in other cases, a com-

718
ORAL SURGERY ORAL MEDICINE ORAL PATHOLOGY Solomon et al 719
Volume 96, Number 6

Fig 1. Ulcerative lesions on the right (A) and left (B) buccal mucosae adjacent to molar areas (Case 1).

bination of small doses of steroids and hydroxychloro- tissue. The diagnosis was nonspecific ulceration of the
quine may be needed to induce remission.4-6,8,9 Only 31 buccal mucosa.
cases of CUS have been reported in the literature.3-5 In DIF revealed an SES-ANA reaction in the lower
this article, we report 3 additional cases of CUS with levels of the stratified squamous epithelium (Fig 2, A)
emphasis on the immunologic features. characteristic of CUS. Serum studies were requested
for IIF, and positive findings confirmed the diagnosis of
CUS (Table I).
CASE DESCRIPTIONS
The initial treatment consisted of scaling and pro-
Case #1 phylaxis of the teeth and prescriptions for chlorhexidine
A 54-year-old Caucasian woman was referred to a and 0.05% fluocinonide ointment. When the patient
periodontist with a chief complaint of “gum soreness.” returned for a 3-month follow-up, she had not filled the
Her past medical history was significant for 2 previous prescriptions but reported that she currently was com-
episodes of bullous skin lesions at ages 38 and 51 that fortable despite refractory areas of mucosal erosion. At
were diagnosed clinically as LP by her primary physi- this visit, the patient reported feeling less stress, which
cian and a dermatologist. The skin lesions were treated seemed to correlate with the symptomatic improvement
with systemic and topical corticosteroids, although she of her condition.
did not recall their names. She correlated the onset of
her oral symptoms with an increase in psychological Case #2
stress that occurred in the previous 2 months. The only A 71-year-old Caucasian woman with a several-year
medication she was taking at that time was a conjugated history of the chief complaint of “sore mouth and
estrogen, for hormone replacement. tongue and red gums” was referred to a periodontist.
On oral examination, a prominent finding was the The patient complained of tongue and gingival hyper-
bilateral presence of deeply erosive lesions on the buc- sensitivity to spicy foods as well as xerostomia. Past
cal mucosa adjacent to the molar areas (Fig 1). A medical history was significant for hypertension and
clinical diagnosis of erosive oral LP was made, and “heartburn.” Her systemic medications included ateno-
lesional tissue biopsies were submitted for hematoxylin lol, omeprazole, and hydrochlorothiazide with triam-
and eosin (HE) and DIF. Histopathologic examination terene. Clinically the patient presented with multifocal
showed a specimen that was devoid of epithelium and inflammation and prominent areas of desquamation of
covered by a fibrinopurulent exudate with a mixed the gingiva (Fig 3), buccal mucosae, and palate. In
inflammatory infiltrate in the underlying connective addition, focal areas of the attached gingiva displayed
720 Solomon et al ORAL SURGERY ORAL MEDICINE ORAL PATHOLOGY
December 2003

Fig 2. Direct immunofluorescence staining of nuclei of basal and epithelial cells in the lower third of the epithelium (A, Case 1;
B, Case 2) (fluorescent stain; original magnification ⫻200 and ⫻400 respectively).

Table I. Indirect immunofluorescence serum studies


Subtrate used
Case # Ab detected ME GPE MK HEp2
1 IgG ⱖ1:40 ⱖ1:320 ⬍1:10 ⬍1:10
positive positive negative negative
SES-ANA pattern SES-ANA pattern
2 IgG ⱖ1:1,280 ⱖ1:1,280 1:20 1:160
positive positive positive positive
SES-ANA pattern SES-ANA pattern
3 IgG 1:20 ⱖ1:320 ⬍1:10 1:160
positive positive negative positive
SES-ANA pattern SES-ANA pattern

Ab, antibody; IgG, immunoglobulin G; ME, monkey esophagus; SES-ANA, stratified epithelial specific-antinuclear antibody; GPE, guinea pig esophagus; MK,
mouse kidney; HEp2, human epithelial cell line.

white lichenoid striae. No history of skin lesions was layers of the stratified squamous epithelium. Serum
obtained nor evidence of cutaneous involvement was studies were requested for IIF, and positive findings
seen at the time of examination. confirmed the diagnosis of CUS (Table I).
A clinical diagnosis of oral LP was made and gingi- The initial treatment consisted of topical applications
val biopsies were taken for H&E and immunofluores- of 0.05% clobetasol propionate to areas of soreness
cent examination. Histopathologic examination showed every 12 hours. This was discontinued after 10 days
features typical of oral LP. The parakeratinized, strati- because it did not provide relief and the patient experi-
fied squamous epithelium was atrophic and a “band- enced side effects (burning tongue and throat and can-
like” lymphocytic inflammatory infiltrate, containing didiasis). The patient’s primary care physician instituted
occasional plasma cells, was present in the papillary therapy with hydroxychloroquine (200 mg/day). After 7
lamina propria. In addition, basal cell hydropic degen- months of treatment the patient reported a decrease in
eration and cytoid bodies were observed (Fig 4). Focal gingival soreness, although she still experienced sensi-
areas of degeneration created splitting of the epithelial tivity to spicy foods and the gingiva continued to be
connective tissue interface. The microscopic diagnosis erythematous. The patient discontinued the medication
rendered was LP of maxillary gingiva. on her physician’s advice 2 weeks before a periodontal
DIF showed SES-ANA type deposits of IgG (Fig 2, surgical procedure and the mucosa reverted to its ap-
B) and IgA in the nuclei of the basal and parabasal pearance at the initial presentation. One month after
ORAL SURGERY ORAL MEDICINE ORAL PATHOLOGY Solomon et al 721
Volume 96, Number 6

Fig 3. Erosion and ulceration of buccal attached and interproximal gingiva (Case 2).

Fig 4. Histologic findings in biopsy from lesional attached gingiva. Insert shows a “band-like,” subepithelial inflammatory cell
infiltrate and parakeratosis. The square in the insert indicates the enlarged area that shows basal cell hydropic degeneration and
numerous intraepithelial cytoid bodies (Case 2) (hematoxylin-eosin; original magnification ⫻20 and ⫻100, respectively).

resuming hydroxychloroquine therapy, the patient re- sented with a chief complaint of 2 months of progres-
ported an increase in oral comfort and the tissues ap- sively worsening “sore gums.” Her medical history was
peared less inflamed and erythematous. significant for Type I diabetes, hypertension, ehrlichio-
ses, and glaucoma. Her medications consisted of insu-
Case #3 lin, lisinopril, atorvastatin calcium, and timolol. Clini-
A 39-year-old Caucasian female was referred to a cally, the patient presented with erythematous and flat
periodontist for evaluation of gingival lesions. She pre- to slightly raised white lesions primarily localized to
722 Solomon et al ORAL SURGERY ORAL MEDICINE ORAL PATHOLOGY
December 2003

Fig 5. Patchy white and erythematous changes of the buccal attached and interproximal gingival (case 3).

the maxillary and mandibular buccal attached gingiva MATERIALS AND METHODS
(Fig 5). The left buccal mucosa had a lichenoid pattern Indirect immunofluorescence
of white striae, erythema, and erosion adjacent to the HEp2 cells and 4-␮m frozen sections of monkey
molar and premolar area. No history of skin lesions was esophagus (ME), guinea pig esophagus (GPE), and
retrieved, nor evidence of cutaneous involvement was mouse kidney (MK) were obtained from IMMCO Di-
seen at the time of examination. agnostics, Buffalo, NY. IIF studies were performed as
A clinical diagnosis of oral LP was made and le- described by Beutner et al.10
sional and perilesional biopsies were taken for immu-
nological studies and H&E examination. Histopatho-
CUS protein preparation
logic examination showed a specimen surfaced by
The cDNA for the human cus, in pThioHis A (In-
stratified squamous epithelium with hyperorthokerato-
vitrogen, Carlsbad, Calif) was kindly provided by
sis and irregularly spaced rete ridges extending a short
Wendy C. Weinberg, PhD, Center for Biologics Eval-
distance into the subjacent stroma. In discrete areas
uation and Research, Food and Drug Administration.
there was a focal loss of the basal cell layer and
Plasmid DNA was prepared by transforming Se-
formation of “sawtooth” rete ridges, although these
lect96™ Competent Cells (cat. #L3300, Promega,
areas were not associated with a prominent inflamma-
Madison, Wisc) as per manufacturers instructions, re-
tory cell infiltrate. A patchy, predominantly lympho-
covered, then purified with the Wizard® Plus Midipreps
cytic, inflammatory cell infiltrate with scattered plasma
DNA purification System (cat. #A7640, Promega).
cells was seen in the deeper lamina propria. At one
Primers were designed for PCR amplfication using the
edge of the specimen the inflammatory cell infiltrate
published sequence.7 The primer sequences were as
was more dense and included occasional eosinophils
follows: ForwardGGATCCTAATACGACTCACTA-
and neutrophils. The diagnosis provided was chronic
TAGGGAACAGCTAACATGTTGTACCTGGAA
inflammation of the gingiva.
ReverseTTTTTTTTTTTTTTTTTTTTTTTTTTTTTT-
DIF revealed the SES-ANA pattern of IgG deposits
TCACTCCCCCTCCTCTTTGATGC.
that were most prominent in the nuclei of basal and
Gel purified primers were purchased from Integrated
parabasal epithelial cells. Serum studies were requested
DNA Technologies (Coralville, IA). Amplification us-
for IIF, and positive findings confirmed the diagnosis of
ing the AccuPrime polymerase chain reaction (PCR)
CUS (Table I). The patient has not returned to the office
system (cat. # 12342-010, Invitrogen), used as per
for follow-up or treatment.
manufacturers instructions, gave a 2-kb PCR product as
expected (data not shown). The TNT® T7 Quick for
SEROLOGIC STUDIES PCR System (cat. #L5540, Promega) was used as per
Serum samples were obtained from all 3 patients for manufacturer’s instructions, with the addition of 2 ␮L
IIF and immunoblotting. of the Transcend™ tRNA Translation Detection Sys-
ORAL SURGERY ORAL MEDICINE ORAL PATHOLOGY Solomon et al 723
Volume 96, Number 6

Fig 6. Indirect immunofluorescence shows nuclear staining of basal and epithelial cells in the lower third of the epithelium on
guinea pig esophagus (A) and monkey esophagus (B) substrates incubated with CUS patient sera (Case 1) (fluorescent stain;
original magnification ⫻200).

tem (cat. #L5070, Promega), to express CUS protein GPE (Table I), which is in agreement with previous
directly from the PCR product as a biotinylated in vitro cases reported in the literature.5,8 MK and HEp2 cells
translated product (IVTP). A negative control was pre- usually yield negative or low antibody titers, findings
pared by performing the in vitro translation, without that were reflected in our series. Table 1 summarizes
addition of the PCR product. these findings.

Western blotting Western blotting


For Western blotting, CUS IVTP protein was pre- SDS-PAGE of the biotinylated in vitro translated
pared as described above and 2 ␮L of the biotinylated 70-kD CUS protein and immunoblotting was per-
CUS protein or the negative control reaction was loaded formed (Fig 7). Incubation with streptavidin alkaline
onto each lane of a NuPAGE™ NOVEX 4-12% Bis- phosphatase conjugate and substrate (lane 1) demon-
Tris precast gel (cat. #NP0322, Invitrogen) for sodium strated that a protein with the predicted size of the CUS
dodecyl sulfate-polyacrylamide gel electrophoresis protein was produced. The mouse antihuman p63
(SDS-PAGE),11 followed by immunoblotting.12 Direct monoclonal antibody A4A confirmed that this protein
detection of the biotinylated CUS protein was accom- was CUS (lane 8). CUS sera from all 3 cases (lanes 3,
plished with Western Blue® Stabilized Substrate for 5, and 7) showed recognition of the CUS protein. None
Alkaline Phosphatase (cat. #S384C, Promega). For im- of the sera from the 3 cases (lanes 2, 4, and 6) recog-
munodetection of CUS autoantibodies, serum from all 3 nized proteins in the negative control from the reticu-
cases was used at a 1:50 dilution. Alkaline phosphatase- locyte lysate.
conjugated goat antihuman IgG (cat. #A3312, Sigma,
St. Louis, Mo) was used as the secondary antibody at a DISCUSSION
1:100 dilution. Mouse antihuman p63 monoclonal anti- CUS is typically a disease of middle-aged women
body 4A4, specific for CUSP (the ⌬N isoform of p63) (average age at diagnosis of 58.9 years) character-
was purchased (cat. #OP132, Oncogene Research Prod- ized by the presence of atrophic or erosive lesions of
ucts, San Diego, Calif) and used at a dilution of 1:500. the oral mucosa that heal without scarring and dis-
Alkaline phosphatase-conjugated goat antimouse IgG play alternated periods of exacerbation and remis-
(cat. #115-055-062, Jackson ImmunoResearch Labora- sion.5 CUS may be indistinguishable clinically from
tories, Inc, West Grove, Pa) was used as the secondary oral LP, lichenoid stomatitis, mucous membrane
antibody at a 1:100 dilution. BCIP/NBT substrate was pemphigoid, dermatitis herpetiformis, linear IgA dis-
used to develop the blots. ease, pemphigus vulgaris, erythema multiforme, pyo-
stomatitis vegetans, and epidermolysis bullosa ac-
RESULTS quisita.2 About 14% of CUS cases exhibited
Indirect immunofluorescence concurrent, biopsy-proven, cutaneous LP.5,6,13 None
All 3 cases showed positive SES-ANA staining in the of our cases were accompanied by synchronous skin
basal epithelial layer of GPE, (Fig 6, A) and ME (Fig 6, lesions and all were diagnosed clinically as oral LP.
B). The antibody titers were generally higher on the The light microscopic features (H&E) of CUS are
724 Solomon et al ORAL SURGERY ORAL MEDICINE ORAL PATHOLOGY
December 2003

Fig 7. Western blot of the 70-kd IVTP - CUS protein. Lane 1 shows the 70-kD CUS protein after incubation with streptavidin-
alkaline phosphatase. Lanes 3, 5, and 7 demonstrate recognition of the CUS protein by CUS sera from all cases, whereas none
of the patient sera recognized proteins in the negative control lanes 2, 4, and 6. Lane 8 shows recognition of the CUS protein by
the mouse antihuman p63 monoclonal antibody A4A.

reported to be reminiscent and in some cases, indistin- CUS. There are no reports in the literature regarding the
guishable from oral LP.14 In our series, 1 case met the incidence of false positive cases of CUS on DIF.
microscopic criteria of oral LP while the other 2 cases In idiopathic connective tissue diseases IIF may be
displayed nonspecific findings. The histopathological positive for ANAs on HEp2 cells and mouse kidney
variability of CUS and oral LP warrants the use of DIF. sections. In such cases, a positive SES-ANA on DIF
Both circulating and tissue-bound IgG antibodies to with positive IIF on HEp2 cells and mouse kidney
a keratinocyte nuclear antigen are required for the di- sections is inconsistent with a diagnosis of CUS (if the
agnosis of CUS.5 Only one case of a false negative IIF is negative on monkey and guinea pig esophagus).
result on DIF of the 31 cases in the literature has been In this situation, clinical correlations should be sought
reported. Because of the persistent nature of the disease and the patient’s physician notified of the results.
and recalcitrance to treatment in this case, a serum Conflicting evidence has been reported in the litera-
sample was later examined and the diagnosis of CUS ture regarding the correlation of antibody titers with
was made.4 disease activity in CUS.6,9 However, more recently,
Preliminary diagnosis of CUS is nearly always made Chorzelski et al5 concluded that, although the titers
when there are characteristic positive findings on DIF. show fluctuations and are frequently lower on improve-
ment, their levels do not correlate with clinical activity.
However, in vivo ANAs may be also be detected on
Several studies have reported clinical remission of
DIF of biopsies from patients with idiopathic connec-
CUS, and even reduction in SES-ANA titers, with hy-
tive tissue diseases, eg lupus erythematosus, systemic
droxychloroquine (Plaquenil), a potent antimalarial drug.
sclerosis, and mixed connective tissue disease.15 The
It has been suggested that the mechanism of action of
DIF pattern of ANAs in idiopathic connective tissue
hydroxychloroquine is an interference with the “antigen
diseases is positive throughout the thickness of the processing” mechanisms of macrophages and other anti-
epithelium, not limited to the basal and parabasal layers gen-presenting cells, resulting in down regulation of the
as in CUS. Because of the possibility of tangential immune response against autoantigenic peptides.16 In ini-
sectioning or atrophic epithelium, it may not be possi- tial data from human clinical trials, it has been shown to
ble to evaluate the location of the SES-ANAs with inhibit the development of graft-versus-host disease in
certainty. Thus, a false positive diagnosis for CUS bone marrow transplant patients.17
cannot be ruled out without a serum sample for IIF. Caution should be exercised with this off-label use of
The IIF panel for SES-ANAs consists of HEp2 cells, hydroxychloroquine because significant side effects
mouse kidney, and monkey and guinea pig esophagus such as retinopathy, toxic psychosis, neuromyopathy,
sections. SES-ANA, limited to basal and parabasal agranulocytosis, and aplastic anemia may arise, neces-
epithelial cells on IIF using monkey and guinea pig sitating discontinuation of therapy. The neuromuscular
esophagus, is considered diagnostic for CUS; IIF is and hematologic complications usually are reversible
negative or very low titer on HEp2 cells and mouse whereas the retinopathy is not. Therefore, close fol-
kidney sections.8,9 A positive SES-ANA on DIF, with low-up of patients who take hydroxychloroquine is
a negative IIF, is indicative of a false positive DIF for warranted.18 Doses as low as 200 mg/day may induce
ORAL SURGERY ORAL MEDICINE ORAL PATHOLOGY Solomon et al 725
Volume 96, Number 6

improvement (42% of patients) and in some cases REFERENCES


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