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SUMMARY BY
SHANNON DUNNINGTON
The 5 Levels of Leadership:
*NOTE: I read
this book using a
Kobo e-reader
Proven Steps to Maximize Your Potential
without page or B Y J O H N C . M A X W E L L
location functions.
Level 3: 7-8 John C. Maxwell is an interna- companies, foreign governments, You, and The
PRODUCTION
tionally respected leadership the National Football League, the 21 Indispen-
Level 4: PEOPLE 9-10 expert, speaker, and author who United States Military Academy sable Quali-
DEVELOPMENT has sold more than 20 million at West Point, and the United ties of a
books. Dr. Maxwell is the found- Nations. A New York Times, Wall Leader. You
Level 5: THE 11-12 er of EQUIP, a non-profit organi- Street Journal, and Business Week can find him
PINNACLE zation that has trained more than best-selling author, Maxwell has at JohnMax-
Personal 12 5 million leaders in 126 countries written three books that have well.com or
Evaluation worldwide. Each year he speaks sold more than a million copies: his blog can be read at JohnMax-
to the leaders of diverse organi- The 21 Irrefutable Laws of Leader- wellOnLeadership.com.
zations, such as Fortune 500 ship, Developing the Leader Within
“Leadership is a pro-
cess, not a position.
Maxwell is very passionate verb and not a noun
There was a time
about leadership. He’s a moti-
when people used Breaks down leading
vational teacher who tries to
the terms leadership into understandable
help people reach their poten-
steps
and management in- tial. He convinces readers that
terchangeably. I his book is for them because Provides a clear game
think most people “it works!” He claimed the 5 plan for leadership de-
now recognize that levels of leadership: velopment
there is a significant Provides a clear picture of Aligns leadership prac-
difference between leadership tices, principles, and
the two. Manage- values
Defines LEADING as a
ment is at its best
when things stay the
same” (n.p).
Leadership Assessment:
Maxwell provides a four-part questionnaire Part Three—Leadership Assessment-
to help readers understand where they are Team Member’s Point of View (ask
in the leadership journey. Readers are each person who reports to you to fill out
encouraged to assess their current level of the worksheet—Yes or No questions for
leadership before continuing to read more each level. This part can be done anony-
of the book. mously)
Part One—Leadership Level Charac- Part Four—Current Leadership Level
teristics (Answer True or False on 10 Assessment (put it all together and tally
Statements for each level) the results. Instructions on how to do this
are included.)
Part Two—Individual Team Member
Assessment-Leader’s Point of View
(for each person you oversea, answer Yes
or No to questions for each level)
Position is the entry level of leader- The people of Level 1 have subordinates—
ship. Every leader starts here. It is not team members—and they rely heavily
Leadership the foundation every leader builds on rules, policies, and regulations to con-
is more upon. trol their people. These “subordinates”
than just “Positional leadership is based on will only do what is required of them and
the rights granted by the position nothing more.
having a
position. and title. Nothing is wrong with Anyone can be given or appointed to a
having a leadership position. Eve- position. Because of the ease of obtaining
rything is wrong with using position a position, this level does not require abil-
to get people to follow. Position is a poor ity and effort to achieve.
substitute for influence” (n.p.).
Level 1 people may be bosses, but they are
never leaders. They do not have the influence
People follow you because they
that is needed to lead.
have to.
www.cartoonstock.com
the course change your thinking about
leadership. Maxwell suggests
internally embracing the fol-
lowing four statements before
you will be able to move from
Level 1 to Level 2:
1. Titles are not enough
2. People—not position—
are a leader’s most valua-
For ble asset
3. A Leader doesn’t need to
Discussion: have all the answers
4. A good leaders always
Why do leaders includes others
who never
progress
beyond Level 1
experience high
Guide to Growing through Level 1
turnover rates Maxwell suggests the following 10 tips to 6. Shift from Rules to Relationships
of their teams? help you plan your growth:
7. Initiate contact with your team members
1, Thank the people who invited you into
8. Don’t mention your title or position
leadership
9. Learn to say, “I Don’t Know”
2. Dedicate yourself to Leadership Growth
10. Find a Leadership Coach
3. Define your Leadership
4. Shift from Position to Potential
5. Focus on the Vision
LEVEL 2: PERMISSION
right attitude” (n.p.).
leading them
cannot lead
people well
turn, their people listen to
Since Level 2 requires relationship environment.
them. without liking
building, there are many upsides to 2. Leadership Permission
Level 2. 4. Leadership Permission them” (n.p.).
increases the energy lev-
focuses on the value of
1. Leadership Permission el—when you spend time with
each person—good relation-
makes work more enjoya- people you know and like, it
ships are built when people
ble—Level 2 leaders shift their gives you energy!
value and respect one another.
focus from me to we. Since 3. Leadership Permission
Level 2 leaders put their focus 5. Leadership Permission
opens up channels of com-
on relationships and winning nurtures trust—in order to
munication—Level 2 leaders
people over with interactions, maintain these essential rela-
listen to their people and in
this creates a positive working tionships, trust must be built!
Leadership
The Law of Move Up to Level 3 Cooperation: “Together we can
win.”
Servanthood: “I’m here to help
MAGNETISM—
In order to win a higher level require twofold you.”
Who you are is
of leadership, Maxwell reminds growth—as well as
who you attract his readers of the following: growing toward each oth-
Development: “I want to add
The Law of er, people must grow with value to you.”
1. Relationships alone
CONNEC- are not enough— each other. Encouragement: “I believe you
TION—Leaders there’s more to leader- 3. Achieving the vision as can do this!”
touch a heart ship than influence, now a team is worth risking Innovation: “Let’s think outside
before they ask you have to take your the relationships—risk the box.”
for a hand people somewhere! for the sake of the bigger
picture.
The Law of BUY 2. Building relationships
-IN—People buy
into the leader,
then the vision
Guide to Growing through Level 2
oneinabillionconsulting.blogspot.com
Maxwell suggests the following to help you 5. Evaluate where you are with your
plan your growth: team
1. Be sure you have the right attitude 6. Accept the whole person as part of
toward people leading
2. Connect with yourself—self- 7. Make FUN a goal
awareness, self-image, self-honesty, self 8. Give people your undivided attention
-improvement, and self-responsibility
9. Become your team’s Encourager-in-
“Leadership is 3. Understand where you’re coming Chief
from
influence, nothing 10. Practice Care and Candor
4. Express value for each person on your
more, nothing team
less” (n.p.).
THE 5 LEVELS OF LEADERSHIP
PAGE 7
LEVEL 3: PRODUCTION
There’s more to being a It is on Level 3 that leading and
good leader than creating influencing others becomes fun!
a pleasant and positive Level 3 leaders can become change
Produce
working environment. agents. They can:
RESULTS! Good leaders get things
done! They produce tackle tough problems and
results. face thorny issues,
Wannabes
a Level 3 leader
can be summed up
With strong relationships as the duce results and those who 4. Leadership Production
foundation for Level 3, these lead- give you reasons why they solves a multitude of prob- in one word:
ers get results and as a result im- didn’t.”—Peter Drucker lems example” (n.p.).
prove their team and organization. 2. Leadership Production 5. Leadership Production
Maxwell explains the following 6 models and sets the stand- creates momentum—
upsides: ard for others visually— there’s momentum takes,
1. Leadership Production Level 3 leaders are examples breakers, and makers...which
gives credibility to the to their people, so their would you rather be?!?
leader—”There are two productivity sets the standard 6. Leadership Production is
types of people in the business to their people as well. the foundation for team-
community: those who pro- building
Laws of Leadership at
Best Behaviors on Level 3
the Production Level:
Maxwell suggests the following for making the and production makes this possible.
The Law of RE-
most of Production in Leadership: 4. Prioritize the things that yield high
SPECT—People
1. Understand how your personal gifted- return—the key to being productive is
naturally follow ness contributes to the vision—figure out prioritizing. Effective Level 3 leaders not
leaders stronger where your true strengths lie. only get lots done, but they get the right
than themselves things done.
2. Cast vision for what needs to be ac-
The Law of MAG- complished—having a clear and communi- 5. Be willing and ready to be a change
NETISM cated vision contributes to the productivity agent—”Progress always requires
The Law of the of the team. change” (n.p.).
PICTURE— 3. Begin to develop your people into a 6. Never lose sight of the fact that re-
People do what team—Level 3 people must work together, sults are your goal
people see
The Law of VIC-
TORY—Leaders
find a way for the
team to win Beliefs That Help a Leader Move Up to Level 4
The Law of the
BIG MO— Maxwell suggests embracing ciable asset—so value,
the following four ideas on challenge, and develop
Momentum is a ment for a leader—
Level 3. Understanding these them , as well as help
leader’s best helping people become
statements will help you move them grow!
friend better and greater is such
to Level 4. 3. Growing leaders is the
The LAW of PRI- a joy. “Few things in life
1. Production is not most effective way to are better than seeing
ORITIES— enough—don’t just set- accomplish the vi- people reach their poten-
Leaders under- tle for production, but try sion—invest in your peo- tial” (n.p.).
stand that activity to achieve higher levels to ple and your organization
is not necessarily help change others’ lives. will be better.
accomplishment 2. People are an organi- 4. People development is
The Law of SAC- zation’s most appre- the greatest fulfill-
RIFICE—A leader
leaders change
people they
lead” (n.p.).
1. People Development sets zation the best chance for 4. People Development em-
you apart from most lead- sustaining success and growth. powers the leader to lead
ers—Level 3 leaders focus on 3. People Development em- larger—sharing leadership
increasing production, Level 4 powers others to fulfill with others gives you back
leaders focus on growing the their leadership responsi- time, allowing you to do the
company by growing the peo- bilities—”If your actions in- most important things.
ple in it. spire others to dream more, 5. People Development pro-
2. People Development as- learn more, do more and be- vides great personal fulfill-
sures that growth can be come more, you are a lead- ment—giving to others is one
sustained—developing and er”—John Quincy Adams of the greatest satisfactions in
training people gives an organi- life.
step/
http://www.successwithcrm.com/next-positive-
PLOSIVE 2. To develop leaders,
level. Understanding these you must create a
GROWTH—To statements will help you have leadership culture—a
add growth, lead the best chance at making it at culture that cultivates
followers—to the top. Level 5 leaders is one that
multiply, lead 1. The highest goal of will champion, teach,
leaders leadership is to devel- practice, coach, and re-
The Law of BUY op leaders, not gain ward leadership.
-IN followers or do their 3. Developing leaders is a
work—developing others life commitment, not
For Discussion:
In what ways can
Guide to Growing through Level 4
you make people- Maxwell suggests the following to help you 7. Never work alone
plan your growth: 8. Blend the soft and hard sides of devel-
development a
1. Be willing to keep growing yourself opment
lifestyle? How
2. Decide that people are worth the 9. Take responsibility for energizing oth-
would this lifestyle effort ers
change your team, 3. Work through your insecurities 10. Remain approachable as a leader, role
model, and coach
business or 4. Recruit the best people you can to
develop
organization?
5. Commit to spend the time needed to
develop leaders
6. Create a personal development pro-
cess
LEVEL 5: PINNACLE
Of course, Level 5 is the high- own takes a lot of work and effort and is
est and most difficult level. very difficult.
Taking Not many people achieve this “Developing leaders to the point where
others to level, and if they do, it’s be- they are able and willing to develop other
the top! cause they are naturally gifted leaders is the most difficult leadership task
leaders. Most people can of all” (n.p.).
achieve Levels 1 through 4, but
http://www.therainmakergroupinc.com/blog/
Level 5 requires a lot of effort,
bid/109582/Human-Capital-Strategies-December-12 skill, intentionality, and a high level of talent. Level 5 leaders develop Level 5 organiza-
tions. Level 5 leaders create opportunities
Level 5 leaders develop their people to be-
that other leaders don’t.
come Level 4 leaders. Many leaders don’t
Their leadership gains a
make it to Level 5 because it requires them to
People follow you because of positive reputation, thus
develop followers rather than simply lead fol-
who you are and what you rep- creating a great deal of
lowers. Developing followers to lead on their
resent. respect. “The highest
leadership
accomplishment
other leaders to
Maxwell explains that while there 2. Pinnacle Leadership cre- Level 4” (n.p.).
growing, leading, or learning.
should be many upsides and very ates a legacy within the
2. Being on the Pinnacle can
few to no downsides of Level 5, organization
lead you to believe your
this is not the case on the Pinnacle 3. Pinnacle Leadership pro- own press—don’t get carried
level. vides an extended plat- away with your power and
UPSIDES of Level 5— form for leading position.
Your influence is a won- DOWNSIDES of Level 3. Being on the Pinnacle can
derful thing! 5—It’s not all about you make you lose focus—
remain focused on your pur-
1. Pinnacle Leadership cre- 1. Being on the Pinnacle can
pose and vision, and continue
ates a Level 5 Organiza- make you think you’ve
leading.
tion arrived—you’re not done
Laws of Leadership
Help Others Move Up to Levels 4 & 5
at the Pinnacle Level:
In order to make the most of your influence on 3. Use your own crucible moments as
The Law of RE-
Level 5, Maxwell suggests the following to help guidelines to teach others—share your
SPECT your best leaders reach their leadership poten- experiences and lessons learned from
The Law of IN- tial: them.
TUITION— 1. Identify and create the crucial leader- 4. Expose them to other people and
Leaders evaluate ship lessons they must learn organizations that will impact them—
everything with 2. Look for unexpected crucible mo- this is part of your job to help create and
a leadership bias ments they can learn from—look for develop leaders
The Law of TIM- teachable moments in every day
ING—When to
lead is as im-
portant as what
to do and where
to go
The Law of LEG-
Guide to Being Your Best at Level 5
ACY—A leader’s
lasting value is Maxwell gives suggestions on 5. Create a supercharged For Discussion:
how to help you grow as a leadership development
measured by
leader and develop others to environment Do you believe there’s
succession
become Level 4 leaders. 6. Create room at the top plenty of room at the top
The Law of EX-
1. Remain humble and 7. Develop your top leaders for addition leaders, or do
PLOSIVE teachable you think that space is
GROWTH 8. Plan your succession
2. Maintain your core focus limited? Why? How does
9. Plan your legacy
3. Create the right inner this impact the way you
circle to keep you 10. Use your leadership suc-
would develop other
grounded cess as a platform for
something greater leaders?
4. Do what only you can do
Coach John Wooden Maxwell shared his life experiences and examples throughout the book, as well as includ-
ing some humor. As I read through each level, I was intrigued to go on, and go further,
(UCLA Basketball
not just in the book, but in my leadership career. He has a wonderful way of motivating
Coach) the reader to keep travelling on the leadership journey.
I am glad that I chose to read this book, and it makes me want to become a great, effec-
tive, and successful leader. There are many examples, suggestions, and ideas that I will
take with me from this book. I will recommend this book to others, and I look forward
to other books by Maxwell.
THE 5 LEVELS OF LEADERSHIP