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ACTS OF RECOGNITION:
Recognition is a matter of intention and it may be expressed or implied. So the act of
recognition may be affected expressly, by formal announcement or by bilateral treaty of
recognition. Also in some circumstances through an act indicating an intention to affect
recognition e.g. U.K government recognized government of Burma by a treaty in 1947; they
recognized them as fully independent and sovereign state.
There are two theories, which have effect on the recognition of a state.
1: Constitutive theory
2: Declaratory theory
CONSTITUTIVE THEORY:
This theory asserts that the act of recognition by other states confer international
responsibility on an entity purporting to be a state. It means if that state exists this is
because of international community, as they have admitted that state into the community of
nations.
So we can say that a state may possess all the attributes and qualifications of state hood but
unless or until recognition is accorded there will be no international personality. If we apply
this theory on Israel and Palestine, for Pakistan Israel is not a state. Similarly before 1974
Bangladesh was not a state for Pakistan.
DECLARATORY THEORY:
The theory asserts that the existence of states depend upon the facts whether these facts
meet with the criteria of statehood laid down in international law. According to this theory a
state may exist without being recognized. Recognition is merely declaratory and the function
of recognition is to acknowledge the fact of states political existence and the willingness of
recognizing states to treat that state as an international entity.
According to American law institute restatement, they accept it but also indicate that
although a state is not required to accord formal recognition to any other state, but it is
required to be treated as international entity that meets with the requirement of statehood.
In contemporary practice it is clear that an entity meets the conditions of statehood as
defined in s201 OF RESTATEMENT, can neither be denied the rights conferred on the
states by international law? States like Taiwan, New Caledonia, Serbia, Western Sahara,
Palestine; they still have to get the membership of UNO.
RECOGNITION OF GOVERNMENT
If a state acquires all the elements of statehood and if it is recognized by other states then
occasionally states does not recognize government of state. State practice suggest that
there is no legal duty upon states to extend recognition to new government
EXAMPLES:
Afghanistan is recognized by many states but Taliban government was not recognized by
majority of states. States may suspend the recognition of state e.g. in Pakistan in eras of 70s
due to martial law many states suspended their relations with Pakistan. Similarly the
relations between Libya and USA remain suspended for 24 long years. In the same way
Palestinian state does not exist but Pakistan and Saudi a recognize it as a state. Other
examples included non-recognition USA and allies of Costa Rica between 1917-1919, non-
recognition by Britain of Russia between 1919-1921, non-recognition of USA by Britain till
1933.
ESTRADE DOCTRINE
If non-recognition can be expression of disapproval of new government then it can be
applied where no such approval is intended. States have adopted the policy of never
recognizing the government but instead of granting or withholding recognition only in respect
of states. This doctrine originates in Mexico and has been adopted several states.
MODES OF RECOGNITION:
There are two modes of recognition:
Defacto recognition
Dejure recognition
DEFACTO RECOGNITION:
This term reflect the quality of government rather than that of act of recognition. Defacto
recognition is temporary kind of recognition. When a state wants to delay the Dejure
recognition of an any state it may grant Defacto recognition. The reason is that it is doubted
that state going to be recognized may have all the attributes to fulfill international
responsibility, or the state is willing to fulfill international obligations.
As mentioned earlier that Defacto recognition is a temporary recognition and it means that
state recognized possesses the essential characters of statehood and it is fit to be subject of
international law.
According to Oppenheim “the Defacto recognition of state or government takes place when
in view of recognizing state the new authority has not acquired sufficient ability” (although
effective power in territory is there). By recognizing that state as Defacto means that some
characters are missing and now by recognizing them Defacto they are compelling that state
to fulfill those requirements.
According to lauterpatch “Defacto recognition shows that recognizing state wants to
establish its relations with the recognized state without establishing diplomatic relations.
General Franco’s government in Spain was recognized Defacto by Britain. Similarly in 1936
United Kingdom recognized Italy sovereignty over Abyssinia.
DEJURE RECOGNITION:
This recognition is granted when in the opinion of recognizing state or its government the
other state possesses all the characteristics and essential requirements of statehood, also it
is capable of being member of international community.
Dejure recognition is final and once given cannot be taken back, or with drawn. This is
permanent kind of recognition.
United Kingdom recognized Italy’s sovereignty over Abyssinia as dejure in 1938 Soviet
government to United Kingdom in 1924.
GROUNDS OF INTERVENTION:
1: SELF DEFENSE:
Use of force in self defense is justified where it is necessary for self preservation. The right
of self defense under article 51 is subject to following conditions: 1: There should be an
armed attack. 2: Right exist until security council has taken any action. 3: It should be
reported to security council. 4: The right shall not effect security councils responsibility for
peace and security. 5: Right is not available for non member states.
2: INTERVENTION ON HUMANITARIAN GROUNDS:
Intervention was permitted in the past on humanitarian grounds. When human rights were
openly violated in a state and the people were openly persecuted then other states can
intervene in the affair of such a state in order to check such persecution and violation of
human rights. E.g. England, France and Russia jointly intervened in the conflict of Greece
and turkey in 1827to check violation of human rights, other examples include: Bulgaria 1877
Cuba 1898 Haiti 1915
3: TO ENFORCE TREATY RIGHTS:---Intervention was also permitted in the past under
international law to enforce treaty rigts. There are several examples of intervention on this
ground e.g. when Germany attacked Belgium in 1831 England intervened because it had a
treaty eith Belgium whereby it was commited to maintain the neutrality of Belgium. Similarly
USA intervened Cuba in 1962. Now after the enforcement of united nations charter this kind
of intervention is not allowed as states have undertaken not to intervene in the external or
internal affairs of another state. But again question arises is that what was wrong with USA
when they first intervened Afghanistan and then Iraq.
4: INTERVENTION TO PREVENT ILLEGAL INTERVENTION:---In the past there have
been several cases of intervention by states in order to prevent illegal intervention by other
states. It was on this ground that England helped Protugal in 1926. The united nations
charter has affected this right. Intervention by one state in the affairs of another state is no
more permissable.
INTERVENTION FOR PROTECTION OF PROPERTY AND PERSONS: In the past
international law permited the intervention in order to protect the property and persons of a
state citizens. The growth in international relations and interdependence of states
neccesitated the intercourse of citizens of one state with other. So whenever there is a
danger to the persons or property of citizeens it become natural for a state to to take action.
During india pakistan war in 1971 America sent its 7th fleet to the bay of bengal on the
ground of protection of property and persons. But united nations charter does not allow this
kind of intervention.
Legislature and court systems are different on the international and municipal levels.
Where the municipal level uses a legislature to help enforce and test the laws, the
international court system relies on a series of treaties without a legislature which, in
essence, makes all countries equal.
Monistic Theory: Monists assume that the internal and international legal systems
form a unity. Both national legal rules and international rules that a state has accepted,
for example by way of a treaty, determine whether actions are legal or illegal. In most
monist states, a distinction between international law in the form of treaties, and other
international law, e.g. jus cogens is made. International law does not need to be
translated into national law. The act of ratifying the international law immediately
incorporates the law into national law. International law can be directly applied by a
national judge, and can be directly invoked by citizens, just as if it were national law. A
judge can declare a national rule invalid if it contradicts international rules because, in
some states, the latter have priority. In other states, like in Germany, treaties have the
same effect as legislation, and by the principle of lex posterior, only take precedence
over national legislation enacted prior to their ratification. In its most pure form, monism
dictates that national law that contradicts international law is null and void, even if it
predates international law, and even if it is the constitution.It maintains that the subject
of the two systems of law namely, International Law and Municipal Law are essentially
one in as much as the former regulates the conduct of States, while the latter of
individuals. According to this view law is essentially a command binding upon the
subjects of the law independent of their will which is one case is the States and in the
other individuals. According to it International Law and Municipal Law are two phases
of one and the same thing. The former although directly addressed to the States as
corporate bodies is as well applicable to individuals for States are only groups of
individuals.
Besides the above two theories, Starke makes reference to two other theories namely,
the Transformation Theory and Delegation Theory.
This theory is fallacious in several respects. In the first place its premise that
International Law and Municipal Law are two distinct systems is incorrect. In the
second place the second premise that International Law binds States only whereas
municipal law applies to individuals is also incorrect for International Law is the sum of
the rules which have been accepted by civilized states as determining their conduct
towards each other and towards each others subjects. In the third place the theory
regards the transformation of treaties into national law for their enforcement. This is
not true in all cases for the practice of transforming treaties into national legislation is
not uniform in all the countries. And this is certainly not true in the case of law making
treaties.
Delegation Theory: According to this theory there is the delegation of a right to every
State to decide for itself when the provisions of a treaty or convention are to come into
effect and in what manner they are to be incorporated in the law of the land or
municipal law. There is no need of transformation of a treaty into national law but the
act is merely an extension of one single act. The delegation theory is incomplete for it
does not satisfactorily meet the main argument of the transformation theory. It
assumes the primacy of international legal order but fails to explain the relations
existing between municipal and international laws.
It is settled by the leading English and American decisions that International Law forms
part of the municipal law of those countries. The United States has unambiguously
applied the doctrine that International Law is part of the law of the land. All
international conventions ratified by the USA and such customary International Law as
has received the assent of the United States are binding upon American Courts even if
they may be contrary to the statutory provisions. There is a presumption in cases of
conflict that the United States Congress did not intend to overrule International Law.
Position in India
In India, SC has held in several cases such as Vishakha vs State of Rajasthan,
Randhir vs Union of India, Unnikrishnan vs State of Karnataka, that domestic laws of
India, including the constitution are not to be read as derogatory to International law.
An effort must be made to read the domestic law as being in harmony with the
international law in case of any ambiguity. At the same time, the constitution is still the
supreme law of the land and in case of any directly conflict the constitution will prevail.
International Law and Municipal Law are two separate legal orders existing independently.
An internal law cannot become an International Law. However, an International Law can
become an Internal (Municipal) Law.
Few theories that relate the two laws are:
Contents
1Monistic Theory
2Dualistic Theory
3Specific Adoption Theory
4Transformational Theory
5Delegation Theory
6Related Topics
Monistic Theory
18th Century theory proposed by Moser and Martens
This theory says only one set of legal system, the doctrine of legal order, shall exist
Man is the root of all the laws
International and Municipal are two branches of a single tree serving the needs of
human community in one way or the other
Both laws emanate from a unified knowledge of law. They are species of the same
genus - law
Both laws are applicable on human. Municipal law directly and international law indirectly
through States
Neither of them is a system nor are they separate from the system
Supporters of this theory include: Wright, Kelsen, Duguit etc.
Dualistic Theory
Also called Pluristic Theory
Says both the laws are separate and different
Individual is the subject of Municipal Law. State is the subject of International Law
Municipal Law is the result of will of people of the state. International Law is the result of
the common will of all the States.
Municipal Law differs from one State to another. International Law is common and
similar to all the States
Supporters of this theory include: Anzilloti, Oppenheim, Triepel etc.
Difference is studies based:
Regarding Source
Regarding Subject
Regarding Substance of Law
Regarding Principles
Regarding Dynamism of the Subject-Matter
Disadvantages:
Seeing International Law and Municipal Law as separate would mean that
International Law cannot be a part of Municipal Law => It cannot be operated as law
of land unless specifically transformed.
This is incorrect because internationally recognized fundamental rights are
applicable even in municipal law even if state does not like it
It is incorrect to say that international law regulates the relationship between states.
pacta sunt servanda is an important principle in International law but it is not solely
relied on it
Transformational Theory
International Law undergoes transformation as it spreads universally. Unless
transformed, it cannot be applied to Municipal Law.
Delegation Theory
International Law delegates the rule-making power to each State accordance with the
procedure and system prevailing in each state in accordance with the Constitution and
Rules of the Treaty or Convention that member states sign and agree upon.
Piracy
Piracy on High Seas is restricted according to Geneva Conference on the High Seas, 1958
The 1958 UN Convention on the Law of the Sea is the first serious attempt to codify the
law related to the Seas. However, the UN
Convention on the Law of the Sea, 1982 (UNCLOS) is regarded as the most successful
steps towards setting up the various aspects of this law.
Before the 1958 Convention, the Cannon-Shot Rule was followed. According to this rule,
the sovereignty extends to a reach of a cannon-shot. This is roughly 3 miles to 200
miles.
States shall enjoy the right of innocent passage through the territorial sea. passage
includes stopping and anchoring but in so far as the same are incident to ordinary
navigation or are rendered necessary by force majeure or by distress.
Article 15 says that the coastal states are required to give appropriate publicity to any
dangers to navigation of which it has knowledge within its territorial sea.
Article 16 says that coastal state may take necessary steps in its territorial sea to
prevent any passage which is not innocent
Article 17 says that ships in innocent passage have to comply with the laws and
regulations enacted by the coastal State in conformity with international norms.
Article 19 of Geneva Convention on the Territorial Sea and the Contiguous Zone, 1958
says that criminal jurisdiction of the coastal state should not be exercised on board a
foreign ship passing through the territorial sea to arrest any person or to conduct an
investigation in connection with any crime committed on board the ship during its
passage except when:
the consequences of the crime extend to the coast
the crime is of a kind to disturb the peace of the country or the good order of the
territorial sea or
the assistance of the local authorities is requested by the captain of the ship or by
the consul of the country whose flag the ship flies or
it is necessary for the suppression of illicit traffic in narcotics drugs
US and Iran are non-parties to UNCLOS. However, they are bound to follow UNCLOS
because UNCLOS represents customary international law.
Continental Shelf
Article 1 of the Geneva Convention on the Continental Shelf 1958 defined Continental
Shelf as referring to:
sea-bed and subsoil of the submarine areas adjacent to the coast but outside the
territorial sea, to a depth of 200 meters or beyond that limit, to where the depth of the
superjacent waters admits of the exploitation of the natural resources of the said area
to the seabed and subsoil of similar submarine areas adjacent to the coasts of
islands.
Contiguous Zone
The Contiguous Zone does not extend 12 miles from the baseline from which the breadth
of the territorial seas is measured.
Article 24 of the Geneva Convention on the Territorial Sea and the Contiguous Zone
gives the right to the States to exercise preventive and protective control for certain
purposes over a belt of the high seas contiguous to their territorial sea. The right
includes:
Preventing infringement of its customs, fiscal, immigration or sanitary regulations
within its territory or territorial sea
punish infringement of the above regulations committed within its territory or
territorial sea
League of Nations
The League of Nations is an outcome of the World War I. It failed to stop World War II and
soon paved way for the raise of United Nations Organization.