B.V.V.

SATYA NARAYANA

+971505872017 snbhaskarla@gmail.com

An ardent analyst with expertise in strengthening companies to lead in highly competitive situations, seeking
middle level assignments in:

Capital and Investment Banking Operations

Core Competencies
Executive Profile
Stock Market Operations
Competent professional with nearly 5 years of experience in
Banking Operations, (Credit Card Under Writing , Credit Analysis Credit Card Underwriting
& Home Loan Registration Process of Oqood to Title Deed)
OQOOD
Followed best practices when dealing with underwriting
Documentation
concerns, issue resolution, and training
Credit Analysis
Knowledge of stock market operations and defining the stock
universe based on trading volume criteria, setting exposure limits Customer Relationship
for a particular sector or stock, and fixing stock price review Management
levels
Strategic Planning
Experience in Margin Trade Funding on fundamental analysis of
stocks valuations and funding the clients as part of the Cash
Risk Management
Equity Trading

Team Building & Leadership

Checking paying & payout of stocks and funds and having
knowledge in stocks Dividends, Bonus, Right issue from
exchange to client DMAT accounts Soft Skills

Knowledge in all stock operations and client related services and

documentation (KYC ) as per compliance
Collaborator Communicator
Experience in AML ( Anti Money Laundering ), documental part
and activity based

Innovator Intuitive

Thinker Analytical
Career Timeline

Professional Experience
Since Apr’13 Emirates NBD
Growth Path
Apr’13-Jul’16 Underwriting Credit Card
Since Aug’16 Mortgages (Conducted credit analysis and took care of Oqood- TD Project )

Key Result Areas:

Supported the Underwriting Department in various product review related analysis
Assessing:
o Financial documents of the applicant and calculating the eligibility for the applied card
o Company profiles banking with ENBD and other banks, trade licenses, MOA, POA their financial stability,
average balances , any loans , other bank credit cards, DDA, chq returns, SI, no of employees, Length of
business and Nature of business and partners, P&L share percentage.
Co-ordinated with internal / external departments for smooth operations as per Know Your Customer (KYC)
Combined actuarial skills and underwriting experience to design best-in-class underwriting systems and
practices that created shareholder value
Approving the card as per income eligibility within the bank policy, ALE and non ALE companies salaried, self-
employed, and under surrogate schemes
Formulated bounce report of the applicant any chq bounces and world check and watch list
Checked company profiles banking with ENBD and other banks, trade licenses , MOA, POA their financial
stability, average balances, loans, bank credit cards, DDA, chq returns, SI, no of employees, Length of business
and nature of business and partners, P&L share percentage
Supervsing OQOOD to TD projects and managing entire document preparation and submission of documents to
developer and DLD

Mar’10-Mar’13 Karvy Securities Limited, as Deputy Manager

Key Result Areas:
Managed day-to-day operational risk management activities such as risk and controls assessments, incident
capture and analysis, and scenario analysis and planning
Ensured compliance with the Solicitors Code of Conduct in addition to all other regulatory requirements,
including data protection and information security, Anti Money Laundering (AML) regulations
Documenting RMS & Position Report of the day ( Daily Transaction of Clients includes of Margin of all exchanges
/ Ledger Balance / Obligation )
Supporting to AML team about client buying, limit amendments, funds flow and chq amt, Document verification
Assessed transactions, based on volume, script, amount and group trading accounts
Received huge amt and sudden transaction the trading acct and informing the exchange to scrutiny the acct
with other brokers
Managed NSEL Payin Payout ( T+2 Basis after checking the Payin obligation of clients)
Liaised with Synergy Software Vendor of up gradation of software and implementation for NSEL
Supervised corporate actions like bonus, dividends, splits, right issues of client’s securities according to the ex-
date and record date

Sep’08-Mar’10 Unicon Securities Pvt. Ltd., as Manager Operation at Head Office

Key Result Areas:
Checked delay payment charges in LD & Charging according to the client’s debit
Ducumented 5+ Days debit report of clients for RMS purpose (This report is to keep the risk under control)
Supervised all equity & commodity bank reconciliation
Crediting dividend to respective client a/c in LD
 Managed all daily trade transactions in LD of MCX & NCDEX (Trades uploading, margin uploading, adding new
scripts, STT Uploading, Service Tax)
Checking and uploading Margin penalty short in F&O and uploading the penalty in LD
Prepared stamp duty charges according to the state wise and sending to NSE/BSE/F&O/MCX & NCDEX every
month
Executed corporate actions like bonus, dividends, splits, right issues of client’s securities according to the ex-
date and record date.

May’02-Apr’08 IL & FS Investsmart Securities Ltd., as Sr. Officer Operations

Highlights:
Promoted from a Management Trainee to the position of executive and then to the post of officer operations in
span of 1 1/2 years in ILFS Investsmart Ltd.

Education & Credentials

M.B.A. (Finance) from Karunya Institute of Technology in 2002
Qualified NCFM Certificate Dealer Module in Cash Segment 2008
B.Com (Pass) from Nagarjuna University in 2000

IT Skills
MSOffice and Tally Package
ECN in IL & FS Investsmart Securities Ltd.

Management Papers

Samtel Monitors, Chennai

Summer Training

Turbo Paper, Coimbatore

Personal Details

Date of Birth: 1st August 1978