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Psychological Bulletin Copyright 1991 by the American Psychological Association, Inc.

1991, Vol.110, No. 1,3-25 0033-2909/91/S3.00

The Affective Organization of Parenting:


Adaptive and Maladaptative Processes

Theodore Dix
Department of Human Ecology
University of Texas at Austin

This article presents a 3-component model of parenting that places emotion at the heart of parental
competence. The model emphasizes (a) child, parent, and contextual factors that activate parents'
emotions; (b) orienting, organizing, and motivating effects that emotions have on parenting once
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aroused; and (c) processes parents use to understand and control emotions. Emotions are vital to
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effective parenting. When invested in the interests of children, emotions organize sensitive, respon-
sive parenting. Emotions undermine parenting, however, when they are too weak, too strong, or
poorly matched to child rearing tasks. In harmonious relationships, emotions are, on average,
positive because parents manage interactions so that children's and parents' concerns are pro-
moted. In distressed relationships, chronic negative emotion is both a cause and a consequence of
interactions that undermine parents' concerns and children's development.

Parenting is an emotional experience. Raising children in- 1982). Even average parents report high levels of anger with
volves more joy, affection, anger, and worry than do most other their children, the need to engage in techniques to control their
endeavors. Few researchers doubt that these emotions are im- anger, and fear that they will at some time lose control and
portant to parenting. Negative emotions are thought to pro- harm their children (Frude & Goss, 1979; see also Stolz, 1967).
mote insensitive, abusive, and coercive parenting (Ainsworth, Strong emotion is also apparent in reports showing high rates of
Blehar, Waters, & Wall, 1978; Lahey, Conger, Atkenson, & depression among mothers of young children (Patterson, 1980)
Treiber, 1984; Patterson, 1982; Vasta, 1982). Positive emotions and high rates of violence in American households, both be-
are thought to promote patient, sensitive care; early parent- tween parent and child and between husband and wife (Gelles
child bonding; and parents' willingness to teach, comfort, and & Straus, 1979; Parke & Slaby, 1983). Parents' positive emotions
encourage their children (e.g., Ainsworth et al., 1978; Belsky, are even more common than their negative emotions. Parents
1984). Yet, the role that emotions play in parenting is poorly report 2'/2 times as many positive as negative interactions with
understood. Little is known about the emotions parents com- their children (Jersild, Woodyard, & del Solar, 1949). Thus, al-
monly experience, about when and why they occur, or about though it hardly needs documenting, there is evidence that par-
their consequences for parenting once aroused. This article ex- ents experience and express considerable emotion during child
amines these issues. A brief survey of research related to emo- rearing.
tion and parenting provides a context for a model that delin-
Second, when conceptualized as stable individual-difference
eates how parents' emotions are aroused and how they organize variables, parents' emotions reflect the quality of the caregiving
parenting. The model places emotion at the heart of both effec-
environment. Parental warmth consistently predicts favorable
tive and ineffective parenting.
developmental outcomes for children, whereas parental hostil-
ity consistently predicts unfavorable developmental outcomes
Current Status of Research on Affect in Parenting for children (for reviews see Grusec & Lytton, 1988; Maccoby,
1980; Maccoby & Martin, 1983). This is true during both in-
Research supports four general conclusions about emotion
fancy (e.g., Ainsworth et al, 1978; Sroufe, 1979) and childhood
and parenting. First, strong emotion is a daily concomitant of
(eg, Hoffman & Saltzstein, 1967) and in both average families
parenting. Conflictual interactions between parents and chil-
(e.g, Baumrind, 1967; Coopersmith, 1967) and dysfunctional
dren occur from 3'/2 to 15 times an hour in families with young
families (Hann, Osofsky, & Carter, 1989; Radke-Yarrow, 1990;
children (Dunn & Munn, 1985; Fawl, 1963; Lee & Bates, 1985;
Radke-Yarrow, Richters, & Wilson, 1988). Even transient nega-
Minton, Kagan, & Levine, 1971; Patterson, 1976,1980) and are
tive emotions between adults cause distress and aggression in
even more frequent in families with children who are sick, dis-
infants and young children (Cohn &Tronick, 1983; Cummings,
abled, or aggressive (Mednick & McNiel, 1968; Patterson,
lannotti, & Zahn-Waxler, 1985). Thus, there is considerable evi-
dence that the caregiving environment is more favorable for
children the more positive the emotions parents experience and
I thank George Holden, Deborah Jacobvitz, Ted Huston, and Har-
express.
old Grotevant for comments on earlier drafts of this article.
Correspondence concerning this article should be addressed to Third, parents' occupations, marital relations, and other
Theodore Dix, Department of Human Ecology, Mary Gearing Hall, stresses and supports influence the quality of parenting be-
University of Texas, Austin, Texas 78712-1097. cause they influence the emotions parents experience with chil-
THEODORE DJX

dren. Parents experiencing high levels of stress (Crnic, Green- on distressed families has led to views of negative emotion that
berg, Ragozin. Robinson, & Basham, 1983; Emery; 1982; Heth- place undue emphasis on its disorganizing and dysregulatory
erington, Cox, &Cox, 1978; Jouriles, Barling, & O"Leary, 1987; effects. Basic emotion research, and some studies of parenting
Mash, Johnston, & Kovitz, 1983; McLoyd, 1990; Passman & as well (e.g., Johnson & McGiJlicuddy-Delisi, 1983; Zahn-
Mulherin, 1977; Weinraub & Wolf, 1983; Zussman, 1980)orlow Waxler, Radke-%rrow, & King, 1979), have suggested that nega-
levels of social support (Belsky, 1984; Colletta, 1979; Pascoe, tive emotions may be adaptive for parenting if they are not
Loda, Jeffries, & Hasp, 1981; Unger & Wandersman, 1988; excessive or chronic. In addition, research often fails to distin-
Weinraub & Wolf, 1983) show significant parenting deficits, guish clearly among emotions, attitudes, and behaviors. It is
notably harsh and erratic discipline. Researchers assume that unclear, therefore, to what extent affective processes, rather
these deficits are due in part to the impact that stress and sup- than cognitive or behavioral processes, are responsible for the
port have on parents' emotions (e.g, Belsky, 1984; Belsky & ineffective parenting occurring in distressed families. Finally,
Vondra, 1989; Cochran & Brassard, 1979; Conger, McCarty, and most important, conceptions of affective processes in par-
Yang, Lahey, & Kropp, 1984; Crnic et al, 1983; Crockenberg, enting are post hoc, account for only isolated pieces of data,
1983; Hetherington & Camara, 1984; McLoyd, 1990; Patterson, discriminate poorly among kinds of positive and negative emo-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
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1982; Unger & Wandersman, 1988; Wahler & Dumas, 1989). tion, and are uninformed by basic research on emotion. In
Substantial correlations in feet are present between stress and other words, no systematic model or framework exists for un-
negative emotion (L, A. Clark & Watson, 1988; Eckenrode, derstanding emotion's role in parenting.
1984; Lewinsohn & Libet, 1972; Riley & Eckenrode, 1986;
Stone, 1981; Stone & Neale, 1984) and between supports and A Model for Understanding Affective
positive emotion (Barrera, 1988; Pagel & Becker, 1987; Riley &
Processes in Parenting
Eckenrode, 1986). Furthermore, the impact that significant life
events have depends on affective aspects of reactions to those Although conceptions of affective processes have remained
events more than on the occurrence of the events per se {Sara- undeveloped in the literature on parenting, they have flour-
son, Shearin, Pierce, &Sarason, 1987; Wolfe, 1985). Thus, there ished in recent research in experimental and social psychology.
is growing evidence that parents' emotions play an important When applied to parenting, this work leads to a model that can
role in how significant events in parents' lives influence parent- account for when and why parents experience emotions and,
ing and children. once aroused, how emotions aher parenting. It is a model that
Fourth, chronic and intense negative emotion in parents is a clarifies why parents' emotions are fused with the quality of
sign of family dysfunction. It is conspicuous in what some have parenting and the development of children.
called distressed families: families experiencing serious devel-
opmental or interactional problems. These include families Overview of Affective Processes: Activation,
with difficult children (e.g, premature infants, noncompliant
Engagement, and Regulation
children) or dysfunctional parents (e.g, abusive, neglectful, de-
pressed, or teenage parents), as well as families experiencing Emotion researchers have emphasized that emotions are
high stress (e.g, poverty, divorce). Negative emotion is promi- adaptative, that they are central to the regulation of human
nent, for example, in the parenting of abusive mothers (Lahey et behavior (e.g, Campos, Barrett, Lamb, Goldsmith, & Stenberg,
al., 1984; Susman, Trickett, lannotti, Hollenbeck, & Zahn- 1983; Emde, 1984; Frrjda, 1986; Izard, 1977; Lazarus & Folk-
Waxler, 1985; Trickett & Kuczynski, 1986; Wolfe, 1985); de- man, 1984; Livesey, 1986; Plutchik, 1980; Scherer, 1984; Tom-
pressed mothers (Forehand, McCombs, & Brody, 1987; Long- kins, 1982). Specifically, affective processes are considered evo-
fellow, Zelkowitz, & Saunders, 1982; Panaccione & Wahler, lutionary mechanisms by which organisms identify events of
1986; RadkeYarrow, 1990; Susman et al, 1985; Weissman & significance and through which adaptive responses to those
Paykel, 1974); mothers of aggressive boys (Patterson, 1982); events are mobilized and coordinated. Frijda (1986) has written
teenage mothers (Hann et al., 1989); mothers of premature in- "Emotions and feelings. . . constitute the organism's concern
fants (Goldberg, Brachfeld, & DiVitto, 1980); and mothers liv- satisfaction system. They serve the useful function of watching,
ing in poverty (McLoyd, 1990). Most researchers assume that guarding, and satisfying the individual's concerns and realign-
these negative emotions both reflect dysfunctional interaction ing action toward satisfaction when disturbed" (p. 371). Three
patterns and contribute to the deficits characteristic of parent- sets of processes, depicted in Figure 1, comprise the affective
ing in these families. system: activation, engagement, and regulation.
Thus, perhaps more than any other single variable, parents' Activation processes precipitate emotion. They determine
emotions reflect the health of parent-child relationships. They when emotion will occur, which emotion will occur, and how
are barometers for the quality of parenting, the developmental strongly it will be activated. Although some emotional re-
outcomes that are likely for children, and the impact that envi- sponses are innate (e-g., reactions to noxious noises or loss of
ronmental stresses and supports are having on the family. \et, support) or can occur with little cognitive analysis (see Bargh,
the reasons for this are poorly understood. Conceptions of par- 1988; Zajonc, 1980), cognition is an important determinant of a
ents' emotions have been so undifferentiated that the specific large percentage of human emotions. Specifically, emotions re-
processes responsible for their relations with other variables flect individuals' appraisals of the benefit or harm inherent in
have not been adequately studied. Because parents' emotions immediate events (Frijda, 1986; Izard, 1984; Lazarus & Folk-
have been considered stable traits, researchers have seldom ex- man, 1984; Mandler, 1984; Ortony, Clore, & Collins, 1988;
amined what causes them, how and why they change, or specifi- Roseman, 1984). Frijda (1986) has written "Emotion . . . re-
cally how they influence parenting. Furthermore, an emphasis sults from monitoring whether events permit, or interfere with,
THE AFFECTIVE ORGANIZATION OF PARENTING

REGULATION

ACTIVATION
If
ENGAGEMENT

Motivation
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Cognition
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Expressive Behavior

Behavioral Tendencies

Figure 1. A model of affective processes in parenting.

concern satisfaction" (p. 460). In general, events that people tion, physiology, motivation, subjective feeling states, behav-
think interfere with their plans or concerns elicit negative emo- ioral readiness, and facial and vocal expression. These changes
tion, whereas events they think promote their plans or concerns prepare people to perceive and evaluate particular features of
elicit positive emotion (Frijda, 1986; Kelley, 1984; Lazarus & events (cognition), activate motives to seek particular outcomes
Folkman, 1984; Mandler, 1984). (motivation), communicate to others the person's affective
Which specific positive or negative emotion is activated— stance (expressive behavior), and prepare response tendencies
whether it is, for example, anger or sadness—depends on how likely to be needed (behavioral inclinations; Frijda, 1986; Izard,
people conceptualize the outcomes, obstacles, and supports 1984; Kelley, 1984; Plutchik, 1980; Scherer, 1984). The specific
present in events. Considerable theory and data have suggested form emotional engagement takes depends on which emotion is
that specific emotions reflect specific appraisals of events activated and on how strongly. Fear, for example, prepares peo-
(Frijda, 1986; Lazarus & Folkman, 1984; Ortony et al, 1988; ple to perceive and avoid threat, whereas anger prepares people
Kelley, 1984; Roseman, 1984; Weiner & Graham, 1984). These to perceive and remove obstruction. Even mild affect initiates
appraisals involve analysis of the beneficial or harmful conse- some change in outlook and inclination.
quences likely to occur, of their importance, of the role that A third set of affective processes helps people understand
various persons played in making them happen, and of the and control emotions and their expression; Frijda (1986) has
options and resources one has to deal with them. Pride, for referred to them as regulation processes. Humans do not simply
example, reflects an appraisal that someone with whom one is feel and express emotions reflexively; they control emotions
closely associated has accomplished something significant; and their expression. They try to understand what they are
anger reflects an appraisal that someone is responsible for frus- feeling and why, they evaluate how others will react to particular
trating a significant goal; and fear reflects an appraisal that a emotional behaviors, and they initiate thoughts and actions to
significant negative outcome over which one has little control is augment or inhibit emotions and their expression (Frijda, 1986;
imminent. Thus, parents' emotions depend on the concerns Hochschild, 1979; Lazarus, 1975). Regulation processes help
they are trying to promote, their appraisals of whether and why people promote desirable emotions, suppress or cope with un-
those concerns are being promoted or frustrated, and their ap- desirable emotions, and conceal emotions, both positive and
praisals of the options and resources available to ensure that negative, that threaten to undermine their concerns.
their concerns are promoted.
Once activated, emotions transform people's orientations to- Specific Proposals for an Affective Model of Parenting
ward the environment. A second set of processes, which I call
Emotion Activation in Parents
engagement processes, is set in motion once affect is aroused
and serves to establish emotion-specific orientations toward This view of how affect regulates behavior has important
events. Specifically, emotions activate, orient, and organize implications for parenting. Consider five typical interactions in
adaptive processes. They are characterized by changes in cogni- which emotion is aroused in parents:
THEODORE DIX

Case 1. A father is unable to comfort his baby daughter. He outcomes; (b) to promote those concerns, parents initiate plans
feels anger and frustration because her cries are aversive, em- or sequences of behavior; (c) they continually appraise events so
pathic distress because she is so unhappy, and worry because he that they have sufficient understanding and control to promote
fears she might be seriously ill. their concerns effectively; and (d) they adjust their behavior on
Case 2. Late for an important appointment at work, a the basis of appraisals of whether their concerns are being met.
mother tells her son to get his teeth brushed quickly and to put Thus, an affective model emphasizes that parenting is a process
on his shoes. Moments later she becomes angry when she finds of formulating, enacting, evaluating, and maintaining or chang-
him, instead, looking at a book. ing interaction plans so that parents' concerns are effectively
Case 3. A father places his 8-month-old daughter in a baby promoted. Although this view is decidedly cognitive, it is cogni-
swing at the playground and sets the swing in motion. He feels tion in the service of affect. Parents formulate plans and ap-
warmth and joy as the baby's face lights up and her arms wave praise behavior to ensure that outcomes that matter to them
with excitement. occur. Furthermore, this cognition need not be rational, deliber-
Case 4. At dinner a sister teases her brother, saying he is too ate, or conscious. Quite the contrary, recent research on cogni-
fat to have dessert. Exasperated, the father says, "How many
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tion has suggested that the purposes and appraisals that under-
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times do I have to tell you to leave your brother alone?" lie emotion are probably in large part automatic (eg, Bargh,
Case 5. A mother and her son are playing a board game. 1988; Isen & Diamond, 1989; Schneider&Shiffrin, 1977), mind-
With one roll of the dice the boy's prospects improve. He laughs less (e.g, Kelley, 1979; Langer, 1978), irrational (Nisbett & Ross,
and in jest taunts his mother as he moves his piece around the 1980), or unconscious (e.g, Mandler, 1988; Nisbett & Wilson,
board. Pleased that her son is so excited, the mother feigns grief 1977).
and pledges revenge. When she rolls the dice, she is in further
Because the behaviors and outcomes of parents and children
trouble and again feigns anguish and disbelief. She feels warmth
are interdependent (see Kelley, 1979; Kelley & Thibaut, 1978),
and empathic pleasure as the boy laughs and begins dancing
whether parents' concerns are promoted often depends on their
around the room.
children. The emotions parents experience depend on whether
In each case emotion is activated because the outcomes of
their concerns and behaviors are compatible with the concerns
these interactions matter to parents. They are important to
and behaviors of their children (Maccoby & Martin, 1983; see
goals, values, plans, and other concerns that parents very much
also Kelley, 1979; Peterson, 1989; Pruitt & Rubin, 1986). When
want to promote. Emotion research implies that parents'emo-
concerns and behaviors are compatible, harmonious interac-
tions are activated when outcomes occur that are relevant to signif-
tion is straightforward. Parents and children work to support
icant concerns they have in an interaction. These concerns are
the plans and concerns they share; positive affect is therefore
numerous and varied. They include plans to get things done
likely. Both, for example, seek to promote the child's happiness
(e.g., Case 2, to get the child ready to leave) and values about how
and involvement at the playground (Case 3) and during the
children should act (e.g., Case 4, children should be sensitive to
board game (Case 5). When their concerns and behaviors are
others). They include both the child rearing goals emphasized
incompatible, however, conflict and negative affect become
in socialization research (e.g, Case 4, children should be sensi-
likely. The child wants to look at a book, but the parent wants
tive to others) and the self-oriented goals that have little to do
with children or with parents' role as parents (e.g, Case 2, to get the child to get ready to go (Case 2). The sister wants to taunt
to a business appointment). They include empathic concerns as her brother, but the parent wants her instead to be sensitive to
well. Because parents want their children to be happy and with- his feelings (Case 4). Because parents' concerns vary from mo-
out pain, they feel emotions on the basis of their children's ment to moment, the same child behavior can be compatible
reactions to events (e.g., Case 3, the baby's joy in the swing). with parental concerns on one occasion but incompatible on
Finally, some stimuli, such as infants' smiles or children's loud another. A child's gleeful play is joyous to a parent trying to
shrieking, elicit emotion because they are inherently painful, faciliate play, but can be irritating to a parent trying to get the
attractive, or disagreeable (e.g. Case 1, a crying baby). Like child to bed.
Frijda (1986), I use the term concerns to refer in general to all of The importance of compatibility implies that parents' emo-
the outcomes that parents value and wish to promote. Parents tions will depend on processes and variables that create compat-
bring innumerable concerns to interactions with children. Of- ible interactions and resolve incompatible ones. Parents experi-
ten, multiple concerns are relevant to the same interaction (e.g. ence less negative and more positive emotion if they coordinate
Case 1). Although there may be times when parents are without interactions with children such that mutually satisfactory behav-
concerns and emotions, this is probably uncommon. Usually iors and outcomes occur (see Goldberg, 1977; Kelley, 1979,
parents care which outcomes occur, even if only slightly; their 1984). Much of the time this is not difficult. Parents of infants
concerns and the affects, feelings, or emotions that accompany sit with them and play with toys. When the infant gets bored,
them probably contribute to most parent-child interactions (no they take a walk. On returning, they eat and then resume play.
distinctions among affects, feelings, and emotions are made Infant and parent behaviors are compatible during these activi-
here). ties because they are activities parents initiate explicitly to ob-
This view of emotion activation is consistent with goal-regu- tain outcomes infants want. Parent and child concerns will typi-
lation models of behavior (e.g., Kuhl & Beckmann, 1985; G. A. cally be compatible if parents adopt such empathic strategies: if
Miller, Galanter, & Pribram, 1960; Schank & Abelson, 1977; they cooperate with children to seek outcomes children want
see Pervin, 1989). It suggests that (a) during interactions with (see Dix, in press; KeEey, 1979). Particularly when children are
children, parents often seek to promote particular concerns or young and have limited control over their behavior, parents
THE AFFECTIVE ORGANIZATION OF PARENTING

often will have to adopt children's concerns if plan compatibil- —they will experience negative emotions when they are unable
ity is to be achieved (see, e.g., Eckerman & Didow, 1989). to elicit child behaviors that enable their concerns to be pro-
Other interactions are more difficult. Against children's moted. In coercive families, for example, when children violate
wishes, parents want children to go to bed or to share their toys. parental values or requests, parents admonish them, as many
During these incompatible interactions, parents can create parents would. But then the strategies and behaviors parents
compatibility if they successfully adopt cooperative strategies: if invoke to elicit compatible behavior, whether they are coopera-
they elicit cooperation from children to support parents' plans tive or forceful strategies, are unsuccessful. They meet with re-
and concerns. Because young children respond willingly to sistance rather than compliance, and, as a result, lengthy con-
many parental directives, parents can often elicit cooperation flicts imbued with negative emotion follow (Patterson, 1982).
simply by asking for it (Kuczynski & Kochanska, 1990; Rein- Although the positive-negative valence of emotion depends
gold, Cook, & Kolowitz, 1987). At other times, however, par- on the compatibility of parents' concerns and children's behav-
ents must negotiate, compromise, convince, and frame events iors, which specific positive or negative emotion is activated de-
in ways that make cooperative courses of action acceptable to pends on parents' appraisals of why concern-promoting or violat-
children. Particularly with older children, this should be more ing behaviors are occurring and of how much control parents have
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successful if parents can fall back on clear, reasonable, and over getting their concerns met. Auger occurs when negative
consistently applied rules for appropriate conduct. events are seen to reflect the willful acts of another; dysphoria
Parents also can resolve incompatibility by using forceful occurs when desired outcomes do not occur and cannot be
strategies: They can simply force children to enact behavior controlled. Consider the emotions that might accompany an
compatible with their concerns. This does not yield willing co- acrimonious interaction between a mother and her aggressive
operation, but it is, of course, frequently necessary and com- son. As she anticipates asking him to clean his room, she infers
monly used. If children comply quickly and resist little, even that a coercive bout over which she has little control is about to
forceful influence techniques ought to result in little, if any, occur. She feels anxious. As the boy yells and verbally attacks
negative affect in parents. Yet, because forceful strategies sup- her, she perceives that without justification he is intentionally
press children's wants, rather than reconcile them with parents' preventing her concern from being promoted. She feels angry.
wants, they will often result in greater resistance from children, When he wins the battle of wills, the mother leaves, aware that
particularly when children value highly the outcomes parents many of her hopes for her son may not occur and that she is
are denying them. Reliance on forceful strategies has the poten- powerless to change that. She feels dysphoric. Note that distinct
tial, therefore, to promote incompatible behavior from children emotions are associated with specific appraisals of the structure
and, as a result, negative affect in parents. Over time, such strate- of emotional events (see Frijda, 1986; Ortony et al, 1988; Rose-
gies can also undermine the advantages (e.g., companionship, man, 1984; Weiner & Graham, 1984). How strongly an emotion
mutual support) inherent in cooperative interactions and rela- occurs depends on inferences about the importance, stability,
tionships (Kelley, 1979; Peterson, 1989). In summary, parents' generality, and controllability of the outcomes that induced it.
emotions will depend on the strategies they adopt during inter- Negative emotions will be relatively strong when parents infer
actions with children. Negative affect is likely when parents fail that the concerns being blocked are important and that the
to adopt and promote children's concerns successfully, fail to reasons they are being blocked are stable, general, and not
elicit cooperation from children to promote parents' concerns, under parental control (Abramson, Seligman, & Teasdale,
or fail to elicit quick and easy compliance with commands. 1978; Weiner, 1979). Positive emotions should be strong when
Simply using these strategies does not guarantee compatibil- parents infer that the concerns being promoted are important
ity and positive emotion. Rather, strategies must be used suc- and that the reasons they are being promoted are stable, gen-
cessfully, and this requires specific parenting skills. Concern eral, and under their control.
with emotion leads to an emphasis on parenting skills that pro- Over time, parents and children develop shared representations
mote mutual adaptation and coordination of parent and child of events, stable conceptions of each other, and interdependent
behavior. Emotion depends on the extent to which parents for- behavioral dispositions that determine the affective patterning
mulate and select concerns that children can, and are willing to, characteristic of their relationship (see Peterson, 1989; Kelley,
promote. Parents must have skill at selecting plans and concerns 1979). In other words, the frequency and ease with which dyads
that are likely to succeed. Parents who think that newborns attain compatibility and resolve incompatibility depend on
should sleep through the night, that toddlers should play inde- their history, on which concerns are prominent in their rela-
pendently for long periods, or that young children should re- tionship, and on the cognitive, affective, and behavioral disposi-
main clean when playing outside are likely to become upset tions partners develop toward each other. Maccoby and her
when children are unable or unwilling to conform to these unre- colleagues (Maccoby & Martin, 1983; Parpal & Maccoby, 1985)
alistic goals. Consistent selection of plans and concerns that have proposed that children develop dispositions to accept or
ignore children's wants, needs, and abilities is likely to result in resist parental influence, based in large part on whether par-
high levels of incompatible child behavior and therefore nega- ents are sensitive and responsive to them. When parents are
tive parental emotion. involved, cooperative, and responsive, children are likely to
Parents' emotions also depend on their skill at eliciting from comply with parental directives; when parents are arbitrary, un-
children behaviors that allow parental plans and concerns to be cooperative, or punitive, children show high levels of noncom-
promoted. If parents lack skill at increasing children's ability or pliance (for a review, see Maccoby & Martin, 1983). Compara-
willingness to cooperate—skills, for example, at communica- ble dispositions probably develop in parents. In effective dyads,
tion, at event framing, at using contingencies, or at negotiation parents come to expect compliance from their children, to at-
THEODORE DIX

tend and give weight to the concerns of their children, and to lighted while playing a board game with her son is monitoring
compromise and comply often with children's wishes. In con- his satisfaction with events and is looking for circumstances
trast, parents in coercive dyads come to expect noncompliance about which she can engage him and joke with him. She is
from children. They think parent and child concerns cannot be motivated to get her son involved and to make him laugh. Her
reconciled and that coercion, not cooperation, is necessary to smiles and feigned expressions of despair communicate enthusi-
obtain the outcomes they seek. They will often fail to comply asm and warmth. She appears prepared to play and communi-
with childrenls wishes unless coerced. Relationships differ, not cate.
only in the extent to which partners promote each other's con- Emotions engage and organize processes parents need to re-
cerns, but also in the kinds of concerns that are prominent in spond effectively to children (cf. Dienstbier, 1978; Frijda, 1986;
the relationship. Relationships differ, therefore, in the kinds of Izard, Kagan, & Zajonc, 1984; Plutchik, 1980; Scherer & Ek-
emotions partners experience. Concern with children's inten- man, 1984). Emotions influence cognition. They activate moni-
tional resistance makes anger prominent among parents of toring and attention, orient cognition toward concern-relevant
noncompliant children, whereas concern with the viability of information, and channel or simplify decision processes. Emo-
children with medical problems makes anxiety and dysphoria tions alter motivation. They arouse motives to maintain or
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prominent among parents' of premature infants. Interaction change the child's immediate behavior; they impel and direct
histories and concerns predispose parents and children toward parenting so that child behaviors that elicit positive emotion are
or away from particular kinds of compatible exchanges, which promoted and child behaviors that elicit negative emotion are
are characterized by positive emotion, and incompatible ex- changed; they ensure that concern-relevant events and behav-
changes, which are characterized by negative emotion. iors have priority. Emotions influence communication. They
Of course, no parent-child relationship always functions co- activate changes in facial muscles, tones of voice, and other
operatively Negative emotions are inevitable. To ensure that bodily movements that indicate to children how parents feel
children acquire important social values and behaviors, parents and are likely to act. Emotions also induce action readiness. At
must impose rules and require behaviors that conflict with chil- a general level, they prime parents to approach or avoid chil-
drenls immediate wishes (Baumrind, 1967, 1971; Maccoby, dren and, at more specific levels, to comfort, protect, praise, or
1980). It is the necessity of training socially appropriate disposi- criticize them. These changes profoundly influence how inter-
tions and competencies that makes the goal of simply minimiz- actions with children proceed.
ing immediate negative affect maladaptive for parents. Power Although emotions mobilize processes parents need to pro-
assertion, for example, induces immediate compliance in chil- mote their concerns, they also can undermine parenting under
dren, but undermines their internalization of social values certain circumstances. Failures to activate emotion at particu-
(Hoffman, 1983; Lepper, 1983; Maccoby & Martin, 1983). Per- lar times can lead to parenting that is poorly engaged, orga-
missive parenting avoids confrontations with children, but fails nized, or executed. A mother who feels little anger at her son's
to teach them mature behavior and, in the long run, is asso- failure to get ready as asked (see Case 2) may fail to communi-
ciated with poor social competence (Baumrind, 1971; Maccoby cate her intentions and expectations clearly, to monitor his sub-
& Martin, 1983). Parents create and endure negative affect with sequent progress adequately or to execute required actions with
children to facilitate children's long-term competence and re- sufficient speed and minimal distraction. An absence of joy
ceptivity to parental influence. Furthermore, when excessive, (see Case 5), similarly, can lead to parenting that is unresponsive
children's compliance with adults can indicate inadequate asser- and unengaging. Emotions can also disrupt parenting if they
tiveness and autonomy (Kuczynski & Kochanska, 1990). None- are particularly strong, especially negative emotions (see Frijda,
theless, there are important differences in the extent to which 1986). Strong negative emotions interfere with thorough cogni-
parent-child dyads are cooperative, in how effectively dyads tive appraisal, undermine parents' control of their emotions
resolve conflict, and therefore in the strength, frequency, and and emotional behaviors, and induce motives to reduce nega-
chronicity of their positive and negative emotions. tive emotions that interfere with sensitivity to children's needs
and perspectives. Disruptions of parenting that are due to
strong positive emotions may also occur, although they are al-
Parents' Emotional Engagement
most certain to occur less often, to be less pronounced, and to
Once aroused, the emotions parents feel when children violate have consequences for children that are less detrimental. Emo-
or promote parental concerns influence processes basic to par- tions also can disrupt parenting if they are poorly matched to
ents' responses (\e^ engagement processes; see Figure 1). The the parenting tasks at hand. Parents who bring emotion from
mother who is worried about being late for an appointment situations that do not involve children (e.g.. anger with a spouse)
(Case 2) is fundamentally different than the mother who is de- into situations that do involve children (e.g., playing with a child)
lighted by her child's joy during a game (Case 4). The worried often bring inclinations poorly matched to the child-rearing
mother is distracted from child-rearing tasks and focused in- tasks at hand (see Frijda, 1986). Anger, for example, promotes
stead on tasks that must be completed if she is to be on time for the removal of obstruction; although appropriate during spou-
her appointment. She is monitoring time cues and appraising sal conflict, it may, if brought to a parent-child interaction,
her son's readiness to leave. She is motivated to get him ready to interfere with empathic concern for the child's frustration or joy
go and is relatively unconcerned about whether he is enjoying for the child's accomplishments. Although positive emotions
himself. Her quick movements and tense facial and vocal ex- can also be matched poorly to parenting tasks, such mis-
pression communicate apprehension. She appears prepared to matches are probably less common and are certainly less de-
move quickly and to give orders. In contrast, the mother de- structive in their effects on children. In general, emotion gener-
THE AFFECTIVE ORGANIZATION OF PARENTING 9

ated by self-oriented concerns should be more likely than emo- can want to converse with a friend, yet his child can become
tion generated by child-oriented concerns to undermine incli- frustrated playing alone. Frequently parents must act to benefit
nations to respond to children's needs and interests. Insufficient children even when it is difficult, is inconvenient, or requires
emotion, excessive emotion, and emotion poorly matched to sacrifice. In other words, effective parenting often requires that
parenting tasks are important aspects of affective functioning child-oriented concerns activate stronger emotion than parent-
among distressed parents. oriented concerns (cf. Batson, 1987; Eisenberg et al, 1989). A
father's distress when his daughter becomes frustrated playing
alone must override his pleasure as he talks at that moment
Parents' Regulation of Emotion
with a friend. All three of these propositions imply that in the
The impact that emotions have on parenting depends on how context of socialization the affective system must be empathic: It
parents understand and control them (Vasta, 1982; cf. Frijda, must be organized to a large extent around concerns and out-
1986; Hochschild, 1979; Lazarus, 1975; Masters & Carlson, comes related to children's well-being and development. It is par-
1984; Thoits, 1984). Parents are pleased to be feeling certain ents' affective investments in outcomes of benefit to children
emotions, but feel guilty about or frightened by others. To elicit that cause parents to adopt plans or concerns that meet chil-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

infant attention, parents exaggerate expressions of positive drenls wants and needs (Dix, in press; Feshbach, 1987). Parents
emotions; to ensure that toddlers are not frightened, parents whose emotions consistently promote self-concerns over child
inhibit expressions of anxiety. Regulation processes control mo- concerns will often fail to act to their children's benefit.
ment-to-moment changes in emotions and their expression so Because children change dramatically with age, the child-re-
that interactions with children actualize parents' concerns (see lated concerns that control parents' emotions are regularly
Figure 1). Emotion regulation is important to controlling what transformed. Parents rarely become angry when very young
parents communicate to children and therefore what reactions children are selfish, but, as children mature, their selfishness
children are likely to have; to ensuring that emotions occur at becomes irritating. Parents come to perceive it as a violation of
levels that promote organized responding and not at levels that age-appropriate plans or values (Dix, Ruble, Grusec, & Nixon,
undermine reasonable parenting; and to ensuring that parent- 1986; Dix, Ruble, & Zambarano, 1989). Similar!); parents feel
ing responses are not too positive, too negative, or badly timed. proud when toddlers first walk, but a few months later they take
Poorly functioning regulation processes may lead parents to walking for granted, it no longer elicits positive affect. Parents'
experience insufficient or excessive emotion or to express emo- emotions indicate which child behaviors matter to them and
tion in ways that are detrimental to children and to the coordi- which behaviors they will exert pressure to promote or change.
nation of parent and child behavior. When parents' emotions become tied to developmental change
in children, they help push development forward.
Parents' Emotions in the Development of Children:
Affective Investments in Child Outcomes Summary of the Model

Parents' emotions organize behavior within a unique rela- An affective model emphasizes what some have called irans-
tionship, one in which parents are responsible for the develop- actional processes: the coordinations and mutual adaptations
ment of their immature partners. Because effective parenting is parents and children make to each other so that outcomes each
denned by the competence and adjustment of children, emo- values will occur (Bugental & Shennum, 1984; Field, Healy,
tions must organize parenting so that desirable outcomes occur, Goldstein, & Guthertz, 1990; Sameroff & Chandler, 1975;
not only for parents, but for children. To facilitate parenting, Schaffer & Crook, 1979; Westerman, 1990). Emotions are tied
emotions must promote plan selection and management that to these outcomes. It is because parents care deeply about
over time benefit children. This implies, first, that parents must whether certain outcomes occur, to both themselves and their
monitor and understand the outcomes occurring to children. children, that they organize parenting to promote those out-
Benefit to children is less likely if parents fail to notice how comes. Furthermore, because their task is to facilitate develop-
events affect their children; fail to appraise why particular out- ment, they must care about and organize parenting around
comes to children occur; or fail to infer accurately what their achieving outcomes of benefit to children. When outcomes
children want, need, and intend. Second, the specific concerns beneficial to children matter to parents, emotion activation,
and plans that organize parenting will have to be good for chil- engagement, and regulation ensure that those outcomes occur,
dren. Realizing parents' concerns, in other words, will have to even when they are incompatible with outcomes that benefit
reduce children's frustration, promote children's sense of com- parents directly. Relationships characterized by high negative
petence, enable children to explore the environment, and teach emotion and low positive emotion may reflect the inability of
children values and social skills. Parents who consistently acti- dyads, because of complex individual and contextual factors, to
vate plans that confuse, frustrate, or constrain children, or that feel empathic emotions and to coordinate interactions in ways
fail to teach them values and social skills, are activating plans that are satisfactory to both parent and child.
that undermine development. Third, parents must place
enough value on the outcomes important for children for those
Research on Parenting Relevant to Affective Processes
outcomes to have priority over countless others that benefit
parents more directly. After all, parent and child concerns are Considerable research on parenting can be understood in
frequently incompatible. A mother can be exhausted and rest- terms of the activation, engagement, and regulation of emotion
ing when her child falls down and needs comforting. A father with children. I now review what is known about these compo-
10 THEODORE DIX

nents of emotion as they function in parent-child interactions. concerns. Consistent with this hypothesis, mothers from some
Although research in this area is not plentiful, available evi- distressed groups appear oriented toward self-concerns more,
dence, most of it from studies of distressed parents, is generally and child concerns less, than are comparison mothers. Teenage
consistent with the model presented here. mothers who expect their infants to give them love and self-re-
spect are more negative and controlling, and less positive and
reciprocal, than are teenage mothers whose expectations of in-
Emotion Activation: Significant Events
fants are less self-oriented (Fry, 1985). Similarly, compared with
and Their Appraisal mothers who develop secure attachments with their infants,
Parents' Concerns and Their Appraisal: mothers who development insecure attachments express more
negative affect, are less empathic, are less responsive to infants'
Subjective Determinants of Emotion
expressions of need, and are focused more on their own
For emotion to occur, parents must perceive children's behav- thoughts and feelings than on the needs of the baby (Ainsworth
ior as either contrary to or enhancing of their concerns (see et al., 1978). They regularly become irritated when their infants
activation, Figure 1). Prominent conceptions of parenting em- interfere with their self-oriented concerns. Similarly, depressed
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

phasize that parent-child conflict often occurs, not because mothers have been characterized as self-preoccupied, unable to
This document is copyrighted by the American Psychological Association or one of its allied publishers.

children's behavior is objectively problematic, but because par- respond to the needs of their children, and uninvolved in their
ents perceive children's behavior to be inconsistent with paren- children's ongoing behavior (Downey & Coyne, 1990; Susman
tal goals or expectations (Bell & Harper, 1977; Emmerich, 1969; et al., 1985; Weissman & Paykel, 1974). Depressed mothers
Goldberg, 1977; Maccoby & Martin, 1983; Thomas & Chess, comply less with children's wants and respond in ways that are
1977). Researchers have recognized that parents differ with re- less contingent on children's behavior (Bettes, 1988; Cox, Puck-
gard to the child behaviors they think are laudible or problem- ering, Pound, & Mills, 1987; Kochanska, Kuczynski, Radke-
atic. \et, because parents' goals and values typically are concep- Yarrow, & Welch, 1987). Approximately 40% of depressed
tualized as general ideologies, and not as concerns within mo- mothers are intrusive: They ignore the current state of the in-
ments of interaction, little is known about what specific fant and thereby elicit infant protest and gaze avoidance (Field
outcomes parents typically try to promote and how they select et al., 1990). Abusive mothers also show greater self-focus and
and appraise them. Available research falls into three catego- less child focus than do other mothers (Crittenden, 1981) and
ries: (a) parents' selection of concerns and plans, (b) parents' score lower on measures of empathy (Feshbach, 1989; Le-
appraisals of why their concerns and plans are being promoted tourneau, 1981). In each of these distressed groups, mothers
or violated, and (c) parents' appraisals of the resources and op- may experience high levels of negative affect because they acti-
tions available to realize their concerns and plans. vate large numbers of self-oriented concerns that children are
Selection of goals, plans, and expectations. There is emerging unwilling or unable to promote (cf. Eisenberg et al, 1989).
evidence that distressed parents experience high negative affect "^r^Appmisals of ongoing success and failure. Consistent with
and low positive affect because they select interactional con- basic research on emotional appraisals (Abramson et ah, 1978;
cerns that are unrealistic and that children are unable or unwill- Ortony et al, 1988; Weiner & Graham, 1984), parents' emotions
ing to promote. For example, both abusive and depressed depend on their attributions about why children are promoting
mothers expect more mature behavior from children than do or violating parents' concerns. Specifically, how upset parents
comparison mothers (Azar, Robinson, Hekimian, & Twenty- become with children who misbehave depends on inferences
man, 1984; Davenport, Adland, Gold, & Goodwin, 1979; parents make about children's intentions and children's control
Vasta, 1982; Zelkowitz, 1982). Abusive mothers, for example, over negative behavior (Dix & Grusec, 1985). Mothers are more
expect even very young children to take responsibility for child upset when they think that children understand, intend, and
care with younger brothers and sisters (Azar et al., 1984). Abu- have control over negative behavior and that negative acts, there-
sive mothers may become irritated with children more often fore, reflect negative personality dispositions in the child (Dix
than do other mothers because their unrealistic expectations & Lochman, 1990; Dix & Reinhold, 1991; Dix et al., 1986,
are more often violated. Teenage mothers too have unrealistic 1989). Because childrenls control over their behavior is central
expectations of their infants (De Lissovoy, 1973), and these ex- to these attributions, mothers' emotions depend on the age of
pectations appear to influence parents' emotions during child noncompliant children. For the same misdeed, mothers be-
rearing: Teenage mothers with poor knowledge of development come more upset with older, more competent children than
are more negative with their infants than are teenage mothers with younger, less competent children (Dix et al, 1986,1989).
with good knowledge of development (Fry, 1985), presumably They are also more upset by simple misdeeds—acts children
because poor knowledge leads mothers to expect child behav- could avoid given only elementary social skill—than by com-
iors that are unlikely to occur. Thus, in several distressed plex misdeeds—acts children could avoid only with advanced
groups, unrealistic expectations of children appear to promote social skill (Dix et al, 1989). Even small changes in the timing of
negative emotion. children's behavior can alter parents' emotional reactions if
One source of unrealistic expectations may be parents' fail- those changes alter parents' appraisals of why negative acts oc-
ures to adopt child-oriented, or empathic, concerns. Parents curred. Mothers become more upset when children disobey
ought to have difficulty realizing their concerns and expecta- immediately than when 12s elapse between a mother's request
tions—and thus will experience negative emotion—if they con- and a child's failure to comply (Dix & Reinhold, 1991). This
sistently expect young children to adjust to parental plans and occurs because mothers infer that delayed disobedience could
concerns, rather than parents adjusting to children's plans and be due to such benign causes as children's distractibility, forget-
THE AFFECTIVE ORGANIZATION OF PARENTING 11

fulness, or lack of self-control. Mothers perceive that immedi- comes of parent-child interaction (Bugental, Blue, & Cruzcosa,
ate disobedience, in contrast, is due to negative intentions and 1989). Given the difficulty that coercive and highly stressed
dispositions in children. In addition, mothers are less upset parents have eliciting compliance from their children (Hether-
with children if they think that poor parenting or some other ington et al, 1978; Patterson, 1982), these parents too may de-
external constraint influenced the child to act negatively (Dix & velop beliefs that they are incompetent as parents and lack con-
Lochman, 1990; Dix et al, 1986). Finally attributions that pro- trol over children. Thus, parents in distressed families not only
mote negative affect depend on mothers' ideologies about chil- activate concerns children are unlikely to promote, but they
dren and child rearing. Mothers with authoritarian ideologies develop beliefs about their children and their inefficacy as par-
are more likely to become upset with children than are non- ents that fuel negative emotions and lead them to communicate
authoritarian mothers because they are more likely to think irritation and dysphoria, further undermining their control
that children understand and have control over their negative (Bugental, Mantyla, & Lewis, 1989; Bugental & Shennum,
behavior (Dix & Reinhold, 1991; Dix et al, 1989). Thus, during 1984).
discipline, when anger is probably the central emotion, parents'
negative affect depends on their use of immediate cues, stored
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Children's Emotion-Arousing Behavior


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information about children, and implicit theories of develop- and Other External Events:
ment to infer whether children have intended and are responsi-
Objective Determinants of Emotion
ble for negative behavior. There has been virtually no research
on the appraisal processes underlying anxiety, sadness, happi- In addition to parents' concerns and their appraisal, the sec-
ness, and other parental emotions central in nondiscipline con- ond set of determinants of emotion are the objective child be-
texts. haviors and life events with which parents are confronted (see
Parents from distressed families appear to experience high Figure 1). Because of their lack of parenting skill and the char-
levels of negative emotion in part because of how they appraise acteristics of their children and contexts, some parents face
their children's behavior. Compared with average mothers, both high numbers of life events and child behaviors that undermine
abusive mothers and mothers of aggressive boys attribute chil- their concerns, whereas other parents do not.
dren's negative behavior more often to negative motives and Parenting skills. Although aspects of parenting skill are sub-
dispositions and children's positive behavior less often to posi- jective, parenting skill also influences the objective events par-
tive motives and dispositions (Bauer & Twentyman, 1985; Dix ents face, particularly the extent to which they face emotion-
& Lochman, 1990; Larrance & Twentyman, 1983; see also Pat- arousing behavior from their children. The likelihood that chil-
terson, 1982). This is true whether the children about whom dren will display emotion-arousing behavior depends both on
attributions are made are the mothers' own or are strangers. how parents raise them in general and on how parents respond
Similarly, compared with nondepressed mothers, depressed to them during particular interactions. Certain forms of parent-
mothers perceive their children's behavior to be more aversive ing facilitate development of those competencies and disposi-
and maladjusted, even at times when there are no apparent tions in children that are likely to promote cooperative, harmo-
differences in the actual behavior of their children (Brody & nious interaction. Parents of socially competent children tend
Forehand, 1988; Greist, Wells, & Forehand, 1979; Panaccione to be responsive, to express warmth and affection, to reason
& Wahler, 1986; Rickard, Forehand, Wells, Greist, & McMa- and communicate openly, to make appropriate demands for
hon, 1981; Rogers & Forehand, 1983; Schaughency & Lahey, mature behavior, to establish and enforce consistent rules, and
1985). Once established, these negative cognitive sets may in- to avoid arbitrary, restrictive, or punitive control (for reviews,
duce negative emotion in parents even when children's behavior see GrusecA Lytton, 1988; Maccoby, 1980; Maccoby & Martin,
is not particularly negative (Brunk & Henggeler, 1984; Mash & 1983). Such parenting increases positive emotion and reduces
Johnston, 1982). negative emotion because it teaches children cooperative, re-
Appraisals of self-efficacy and control. Parents' experience sponsive behavior, social problem-solving skills, knowledge of
stronger negative emotion with children if they infer that they social relationships, and the expectation that parents will recip-
are incompetent as parents or are unable to cope with or control rocate fairness and sensitivity.
events. Furthermore, distressed mothers evaluate their parent- In contrast, distressed parents experience high levels of anger
ing less favorably than do nondistressed mothers and believe and dysphoria because they fail to elicit child behaviors that
that they are unable to control parent-child outcomes. Bugen- promote their immediate concerns and fail to instill in children
tal and her associates (Bugental & Cortez, 1988; Bugental & the stable competencies and dispositions necessary for coopera-
Shennum, 1984) have shown that, relative to adults who think tive interaction. Mothers who are abusive, coercive, or under
they have control over children, adults who think they lack con- stress fail to monitor and attend to children's behavior closely
trol over children show heightened arousal and reactivity when (Wahler & Dumas, 1989) and, therefore, are less able than other
interacting with difficult children. Mothers' increasing faith mothers to coordinate their concerns and actions with the con-
that they can control infant crying, furthermore, may be one cerns and actions of their children. These mothers fail to com-
reason that experience with infants reduces arousal in response municate clear expectations to which children can conform
to crying (Boukydis & Burgess, 1982). Beliefs about control over (Azar et al, 1984; Rickard et al, 1981; \asta, 1982) and are
children distinguish distressed from nondistressed mothers. unable to formulate solutions to situations that involve incom-
Compared with nonabusive mothers, for example, abusive patible parent and child behavior (Azar et al, 1984). Further-
mothers think they are less competent as parents (Rosenberg & more, abusive and coercive mothers inadvertently train their
Repucci, 1983) and that they have less control over the out- children to be noncompliant (Parke & Slaby, 1983; Patterson,
12 THEODORE DIX

1982). They often reinforce noncompliant behavior, punish co- pears to be true. Compared with children who are compliant
operative behavior, and in general use rewards and punish- and self-controlled, children who are highly active, noncom-
ments inconsistently When their children are noncompliant, pliant, or impulsive elicit higher levels of conflict and negative
these mothers have limited repertoires of techniques for elicit- affect from parents (Buss, 1981; Lee & Bates, 1985; Mash &
ing compliance (Trickett & Ruczynski, 1986). Abusive and Johnston, 1982; Patterson, 1982; Stevens-Long, 1973) and more
coercive mothers also fail to emit the positive, cooperative re- negative child rearing from both their mothers and other care-
sponses that support children's plans and concerns (Burgess & givers (Anderson, Lytton, & Romney, 1986; Lee & Bates, 1985;
Conger, 1978; Patterson, 1982); as a result, they have difficulty Patterson, 1982; Power & Chapieski, 1986). Highly active chil-
eliciting cooperative motives from their children and receptiv- dren, for example, become involved in more power struggles
ity to subsequent parental influence (Maccoby & Martin, with parents and elicit hostility and frustration from parents
1983). Thus, children of coercive and abusive mothers often do during teaching tasks (Buss, 1981). Children who are socially
not know what behavior their mothers expect, do not think unresponsive also elicit greater negative affect and control from
their mothers are acting cooperatively to promote their con- adults than do responsive children (Bugental & Shennum, 1984;
cerns, do not expect their plan or value violations to be noticed Cantor, Wood, & Gelfand, 1977; Keller & Bell, 1979). Infants
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

and sanctioned consistently, and think their interests are maxi-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

with difficult temperaments elicit greater arousal and distress


mized by self-promoting, coercive strategies rather than by rela- from caregivers than do infants who are not difficult (Boukydis
tionship-promoting, cooperative strategies. & Burgess, 1982), and their mothers report lower levels of well-
Depressed mothers also manifest child-rearing deficiencies being and life satisfaction (Levitt, Weber, & Clark, 1986). Fi-
that should interfere with the reciprocal, cooperative exchanges nally, children with poor cognitive and social competencies en-
associated with desirable emotions. First, depressed mothers gage in more plan-violating behavior and, as a result, elicit
appear less likely than nondepressed mothers to adopt em- greater negative affect (Fawl, 1963; Goodenough, 1931; Mac-
pathic interaction strategies. They are less responsive to chil- coby, 1984; Patterson, 1976,1982; Smetana, 1984).
dren's concerns and less likely to initiate actions that consider Children from virtually every distressed family type are
children's concerns (Cox et al, 1987; Kochanska & Kuczynski, more difficult interaction partners than are average children.
1989). Their responses are less consistent, sensitive, and contin- The children of abusive, coercive, or divorcing mothers are
gent on children's prior behavior than are the responses of other more aggressive, comply less with adult commands, and elicit
mothers (Field et al, 1985; Fleming, Ruble, Flett, & Shaul, more negative controls from adults than do children from non-
1988). Depressed mothers speak more slowly, less contingently, distressed families (Anderson et al, 1986; Bousha & Twenty-
less positively, and less predictably than do nondepressed man, 1984; Forehand, King, Peed, & Yoder, 1975; Hethering-
mothers (Bettes, 1988). They appear less attuned to the child's ton et al, 1978; Patterson, 1982; Reid, Taplin, & Lorber, 1981;
position in the interaction (Field et al., 1990). Second, de- Trickett & Kuczynski, 1986; Wolfe, 1985). Similarly, children of
pressed mothers are less likely to use cooperative strategies ef- depressed mothers are more aggressive, are more emotional,
fectively. They explain, negotiate, and compromise with their and are more likely to exhibit behavioral problems than are
children less than do nondepressed mothers (Cox et al, 1987; comparison children (Cox et al, 1987; Downey & Coyne, 1990;
Kochanska et al, 1987). Third, depressed mothers appear to Zahn-Waxler et al, 1984). As infants, children of depressed
adopt forceful strategies that are ineffective; their discipline is mothers are more negative, less positive, less active, and less
more hostile and controlling than the discipline of nonde- responsive than are the infants of nondepressed mothers (Field,
pressed mothers (Cox et al, 1987; Kochanska & Kuczynski, 1984; Field et al, 1988). Premature infants are also difficult
1989; Panaccione & Wahler, 1986). Fourth, because they are interaction partners. Compared with full-term infants, they are
less involved and more avoidant, depressed mothers are less harder to feed, have more aversive cry patterns, and are less
effective at socializing cooperative dispositions and the internal- alert and responsive to adults (Brown & Bakeman, 1980; Frodi
ization of altruistic rules and values (Downey & Coyne, 1990; et al, 1978; Goldberg, 1979). It is clear that children from dis-
Richters & Pelligrini, 1989; Zahn-Waxler, Cummings, Mc- tressed families have qualities that present formidable prob-
Knew, & Radke-Yarrow, 1984). This research implies that the lems for their parents and other caregivers. In some cases these
children of depressed mothers must coordinate their behavior are evident even in the first months of life (Field et al, 1988).
with an interaction partner who is unresponsive and unpredict- ^s Contextual factors. Families function within contexts that
able, who is less likely than other mothers to promote the child's differ greatly in their potential to arouse positive and negative
concerns, who is less able to elicit cooperation with parental emotion. The most important contextual factors are probably
plans, and who is more likely to use forceful strategies that fail those associated with socioeconomic status. By controlling ac-
to reconcile conflicting parent and child concerns. Thus, con- cess to employment, housing, medical care, child care, and
siderable evidence from multiple distressed groups demon- other vital resources, social class variables are critical to
strates that lack of parenting skill is an important determinant whether parents are able to promote their concerns. Relative to
of negative emotion in these families. parents from higher classes, lower-class parents have fewer re-
Child factors. Some children have characteristics that make sources and face greater obstacles; it is not surprising that they
them more likely than others to elicit positive or negative emo- report greater negative emotion and psychological distress (see
tion from parents (see Bell & Chapman, 1986). The model pro- McLoyd, 1990, for a review). Closely related to socioeconomic
posed here suggests that the characteristics of children that factors are contextual factors associated with stress and social
arouse parental affect should be those that influence whether support. High-stress, low-support environments impose diffi-
children promote or undermine parental concerns. This ap- cult tasks on parents and sap them of resources they need. Liter-
THE AFFECTIVE ORGANIZATION OF PARENTING 13

ature reviewed in this article has shown that stressful environ- ing once it is aroused. Worried, angry, and happy parents
ments are associated with negative emotion, supportive environ- clearly differ. Because they have appraised events differently,
ments with positive emotion. Stress and support variables di- they have activated emotions that place them in different states
rectly control the resources and impediments that determine of cognitive and behavioral readiness. Emotion has mobilized
parents' success at promoting their concerns and indirectly their resources for efficient and focused responding to situa-
control the behaviors of spouses and children to which parents tions of the kind each perceives to be present. I discuss the
must respond. consequences of emotion for parenting in terms of four overlap-
In addition to life experiences and social conditions, parents' ping sets of processes: motivation, cognition, expressive behav-
emotions are influenced by specific activities and settings (Val- iors, and action tendencies (see Figure 1).
siner, 1984). A young child eating messy foods in the living
room is a disaster waiting to happen; the same child at a park
may play for hours without problematic behavior. What may be Effects on Parent Motivation
crucial about settings is the extent to which the goals and con-
cerns they elicit from parents are compatible with the behaviors Once aroused, emotions influence motivation. They activate
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

they elicit from children. An emphasis on compatibility implies


This document is copyrighted by the American Psychological Association or one of its allied publishers.

motives that bring direction and intensity to behavior. Parents'


that, on average, parents should experience more negative emo- emotions motivate efforts to comfort, protect, stimulate, and
tion when situations (a) are rigid rather than flexible in the discipline children. It is their joy at an infant's smile that urges
behaviors they require of children, (b) require behaviors that do parents to be affectionate and their irritation at a child's de-
not correspond to children's motivation or competencies, and fiance that pushes them to enforce rules firmly.
(c) stimulate in children behaviors that conflict with the plans Without emotional engagement, parenting efforts may be ac-
and concerns they elicit from parents. Rx>d-related activity and tivated with insufficient frequency, persistence, or intensity. Par-
formal living rooms promote negative emotion because they ents who are depressed, distracted, or psychologically unavail-
activate parental concerns that require children to act in ways able do not experience those child-related emotions that nor-
that are difficult for them and of little interest to them. Play- mally motivate socialization efforts. Although rarely studied,
grounds promote positive emotion because the concerns they absence of emotional investment in, and reactivity to, children
elicit from parents constrain children minimally and promote appears to be important to several parenting problems. Parents
behaviors children are both capable of and motivated to per- in distressed marriages, for example, show a pattern of physio-
form. Thus, parents' emotions depend on whether they can logical underarousal when interacting with children on teach-
guide children into activities that facilitate a match between ing tasks (Gottman & Katz, 1989). Their parenting is cold,
children's behavior and parents' plans and concerns (Holden, unresponsive, and low in limit setting, although also character-
1983; Parke & Slaby, 1983). ized by anger. Similarly, neglectful parents are uninvorved,
Summary of Activation Processes emotionally unavailable, and indifferent to most parenting
tasks (Bousha & Twentyman, 1984; Crittenden, 1981; Maccoby
Emotion activation reflects the interplay of the concerns par-
& Martin, 1983; Polansky, Chalmers, Williams, & Butten-
ents bring to interactions with children (subjective factors) and
wieser, 1981). Polansky et al. (1981) found that neglectful
the children and contexts that determine whether those con-
mothers suffered from "massive affect inhibition" (p. 201). Rela-
cerns are realized (objective factors). In terms of subjective fac-
tors, distressed parents experience high levels of negative emo- tive to normal mothers, they were detached, inaccessible, and
tion because they select plans and have expectations children lacked the "energy normally available for investment in child
are likely to violate, perceive violations as caused by negative caring" (p. 147). Similarly, mothers who develop avoidant at-
intentions and dispositions in their children, and infer that they tachments with their infants are characterized by lack of emo-
have little control over promoting their concerns with children. tional responsiveness and psychological unavailability (Ege-
For the most part, the selection and appraisal of concerns is land & Farber, 1984). Flat, unresponsive affect is also present in
probably automatic and unconscious, made mindless by count- many depressed mothers. Field et al. (1990) found that nearly
less parent-child interactions. In terms of objective factors, dis- 30% of the depressed mothers in their sample were disengaged
tressed parents face more difficult children, within more stress- and emotionally unavailable. These complex parenting pat-
ful contexts, and with fewer parenting skills than do nondis- terns certainly involve more than an absence of appropriate
tressed parents. They fail to monitor children's behavior emotional reactivity; in fact, some researchers have proposed
adequately, they are unable to elicit child behaviors compatible that the indifference and unavailability of even neglectful
with their concerns, and they fail to socialize in children social mothers mask depression and hostility (Polansky et al., 1981).
competencies and cooperative dispositions. Thus, the negative These affective deficits probably do not reflect lack of emotion
emotions characteristic of distressed parents reflect a conver- per se, but lack of empathic or socialization-relevant emotions;
gence of factors that cause parent-child interactions to lack these parents may not feel emotions normal parents feel when
mutuality and coordination and, thus, to consistently under- their children's well-being is affected (Dix, in press; Feshbach,
mine parental concerns. 1987). Overwhelmed by immediate life tasks, distressed
mothers may suppress or never activate the child-oriented emo-
Emotional Engagement: The Effects of Emotion tions that normally motivate effective parenting. Abusive
on Parenting Processes and Behaviors mothers, in fact, report less empathic affect with children than
In addition to emotion activation, a second fundamental is- do nonabusive parents (Feshbach, 1987). Thus, failures to feel
sue in emotion and parenting is how emotion influences parent- worrx joy, or pride when outcomes significant for children oc-
14 THEODORE DIX

cur may be part of a complex process that disengages the emo- flict, job stress, or financial difficulties" (p. 9). This hypothesis
tions that motivate effective parenting. is supported by data showing that, compared with nonabusive
At the other extreme, some parents may experience emotions mothers, abusive mothers are more affectively reactive to aver-
that are too strong and that induce motives that undermine sive child stimuli (Prodi & Lamb, 1980; Wolfe, Fairbank, Kelly,
parenting. One reason strong emotion may disrupt parenting is & Bradlyn, 1983) and report greater annoyance during interac-
its tendency to increase short-term, self-focused motives and to tions with children (Forehand et al, 1987; Trickett & Kuc-
decrease long-term, child-focused motives (Maccoby & Martin, zynski, 1986). Consistent, as well, are findings showing that
1983). Emotion brings urgency to interaction and leads to "the depressed mothers are unable to tolerate children's noise
preponderance of short term over long term gain" (Frijda, 1986, (Weissman & Paykel, 1974) and show greater distress during
p. 476). At high levels it increases selection of small, immediate conflictual interactions with children (Cox et al, 1987). Com-
rewards over larger delayed rewards (see Moore, Underwood, & pared with nondepressed mothers, depressed mothers also are
Rosenhan, 1984, for a review). Strong anger at a child's scream- more motivated to give in to children, to resist effortful requests
ing may induce a motive to stop that noise, a short-term self-fo- from their children, and to avoid difficult, confrontational
cused motive, and suppress a motive to teach the child more child rearing interactions (Kochanska et al, 1987). Because it
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

appropriate behavior, a long-term child-focused motive. Short- induces motives to avoid and placate children, hypersenshivity
This document is copyrighted by the American Psychological Association or one of its allied publishers.

term, self-focused motives are probably adaptive for parents. may result in failures to engage in numerous difficult parent-
They distance parents from tantrums and other aversive events child interactions important to socialization.
and maintain conversations with friends and other pleasurable In summary, available evidence suggests that, by inducing
events. But because effective parenting requires concern for self-oriented motives and hypersensitivity to aversive events,
children, strong self-focused motives are frequently not adap- strong negative emotion disrupts motivational aspects of parent-
tive for child rearing. They can undermine parenting when they ing. Available evidence is limited, however, to highly negative
are consistently stronger than motives to correct, teach, sup- emotions among distressed mothers and typically is drawn
port, or respond to the needs of children. from studies that do not explicitly test motivational hypotheses.
An emphasis on immediate compliance with parental expec- Nearly absent is research on average parents and on the motiva-
tations, often at the expense of attention to children's wants and tional properties of empathic emotions, positive emotions, and
needs, appears to characterize parenting in some distressed negative emotions of mild or moderate intensity. Proposals that
families. Parents under stress appear to lack patience and toler- positive emotions are optimal for family communication and
ance for frustration (Belsky, 1984; Belsky, Robins, & Gamble, problem solving (Blechman, 1990) imply that, in contrast to
1984; cf. Berkowitz, 1972). Mothers of aggressive boys "react in negative emotions, positive emotions may not increase self-fo-
such a way as to stop pain immediately'' (Patterson, 1982, p. cus and may reduce, rather than increase, sensitivity to aversive
279) and in ways that "serve some short term purpose" (Patter- behavior.
son, 1982, p. 280). As noted above, high self-focus and low child
focus characterize the parenting of depressed mothers, mothers
Effects on Parent Perception and Cognition
who develop avoidant attachments to their infants, and teenage
mothers who express high levels of negative affect to their in- In addition to changes in motivation, emotion induces
fants. Furthermore, it is perhaps because distressed parents ur- changes in perception and cognition. Emotion controls sensitiv-
gently want control and, thereby, an immediate reduction in ity and attention to stimuli (Derryberry & Rothbart, 1984;
negative emotion, that they prefer powerful, controlling disci- Frijda, 1986; Izard, 1984; Zajonc & Markus, 1984); encoding,
pline more than do nondistressed parents (Colletta, 1979; Heth- storage, and retrieval of information (Blaney, 1986; Bower,
erington et al, 1978; Trickett & Kuczynski, 1986). Parenting 1981; M. S. Clark & Isen, 1982; Izard, 1984); allocation of pro-
that consistently emphasizes immediate reduction of negative cessing time and capacity (Derryberry & Rothbart, 1984; Eas-
emotion will leave important long-term needs of children un- terbrook, 1959; Frijda, 1986); the meaning attributed to infor-
addressed and make cooperative, compatible interaction diffi- mation (Izard, 1984; Moore et al, 1984); and the decision rules
cult to achieve. or strategies people use (Isen, Means, Patrick, & Nowicki,
In addition to inducing short-term, self-oriented motives, 1982). Researchers have emphasized that, by orienting atten-
strong negative emotion may increase sensitivity to aversive tion, encoding, memory, and decision processes, emotion can
child stimuli and reduce sensitivity to positive child stimuli. facilitate or disrupt appraisals of events.
Compared with parents who are not upset, parents who are Four hypotheses about emotion's impact on cognition have
angry or depressed may experience children's joy and happi- been proposed in the child rearing literature; all account for
ness as less uplifting (Donovan, Leavitt, & Balling, 1978) and why strong negative emotion disrupts parent cognition. The
childrenls incompatible behavior as more aversive. Hypersensi- most common hypothesis is that negative emotion creates a
tivity to aversive stimuli has been proposed to account for the propensity in parents to view children negatively. Negative
hostile, punitive parenting common among abusive parents, emotions are thought to increase negative expectations, percep-
depressed parents, and parents under stress (Bauer & Twenty- tions, and evaluations of children's behavior and to promote
man, 1985; Forehand et al., 1987; Knutson, 1978; Lahey et al, attributions that children intend and have control over their
1984). Forehand et al. (1987) proposed that "individual differ- negative behavior (Brody & Forehand, 1988; Conger et al, 1984;
ences between parents concerning their tolerance of specific Goodnow, 1988; Greist et al, 1979; Panaccione & Wahler, 1986;
child behaviors can be influenced by even mild levels of depres- Patterson, 1982; Rickard et al, 1981; Vasta, 1982). Consistent
sion, which can be produced by such stressors as marital con- with this hypothesis, parents' levels of psychological distress
THE AFFECTIVE ORGANIZATION OF PARENTING 15

correlate with the negativity of their evaluations of children's 137-138). Consistent with this hypothesis, mothers experienc-
behavior (Conger et al, 1984; Panaccione & Wahler, 1986; ing high stress perform more poorly on family problem-solving
Rogers & Forehand, 1983; Samerofr, Seifer, & Elias, 1982). Also tasks than do mothers experiencing low stress (Patterson,
consistent with this hypothesis, the literature on appraisal pro- 1982). Similarly, relative to mothers low in irritability, mothers
cesses, reviewed earlier in this article, has shown that distressed high in irritability define family problems more poorly, propose
mothers are more negative in their perceptions and attributions poorer solutions, are less organized in their discussion of prob-
about children than are nondistressed mothers. Yet, these re- lems, and are more likely to leave conflicts unresolved (For-
sults need not reflect an affective biasing of parent cognition. gatch & Wieder, 1982, cited in Patterson, 1982). By undermin-
They could occur because negative emotions result from, rather ing problem solving, strong negative emotion may make it diffi-
than cause, negative cognitions or because children in dis- cult for parents to coordinate parent and child behavior when
tressed families have higher rates of problematic behavior. Less incompatibility occurs. Does strong positive emotion have com-
equivocal are findings from research that had the same parents, parable effects? Perhaps not. Research outside the domain of
when in different moods, evaluate identical child behavior parenting has suggested that positive emotions may actually
(Dix, Reinhold, & Zambarano, 1990). Consistent with a cogni- facilitate problem solving (Blechman, 1990; Isen, 1987).
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
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tive distortion hypothesis, this research has shown that, when Fourth, the classic Yerkes-Dodson hypothesis (Duffy, 1962;
momentarily angry, mothers have more negative expectations Yerkes & Dodson, 1908) suggests that an optimal level of
of children, make more negative attributions for children's be- arousal exists for performance of any cognitive task and that the
havior, and recommend more negative parental responses than more complex the task, the lower that optimal level. Consider-
when unemotional. Also, mothers who are momentarily angry able research has verified that strong emotion can disrupt per-
think the current developmental problems of their own chil- formance on complex tasks and that weak or moderate emotion
dren are more serious, and they expect their children to act can facilitate performance on simple tasks (e.g, Revelle,
more negatively in problem situations. Thus, there is emerging Humphreys, Simon, & Gilliland, 1980; Spence, 1958). Al-
evidence that negative emotions make appraisals of children though largely ignored by parenting researchers, this hypothe-
more negative. sis has important implications for child rearing. It implies that,
A second hypothesis is that negative emotion disrupts paren- when decision making is straightforward, arousal of low to
tal monitoring and attention. Wahler and Dumas (1989) have moderate emotion may facilitate monitoring and processing of
proposed that stress narrows parents' attention, reduces their child-relevant information. Parents who foil to activate emotion
use of information, and activates relatively rigid social con- at these times may be insufficiently attentive and slow and unfo-
structs for assimilating children's behavior (see also Cox et al., cused in the ways they process information and make deci-
1987). Closely related is the proposal that stress and negative sions. When strong, on the other hand, emotion may disrupt
emotion distract parents from the tasks of child rearing and complex information processing and lead to simplified deci-
preoccupy parents such that the time and attention available for sion making when tasks require, instead, thorough and consid-
parenting decrease (Hetherington & Camara, 1984; Patterson, ered processing. The poor problem solving of irritable mothers
1982; Zussman, 1980). Support for this hypothesis comes from may be an example of arousal undermining complex informa-
several sources. First, relative to nondepressed mothers, de- tion processing (Forgatch & Wieder, 1981, cited in Patterson,
pressed mothers tend to be preoccupied and inattentive, to ig- 1982).
nore children's bids for attention, and to require children to Thus, there is emerging evidence, primarily from research
make higher intensity demands (Cox et al, 1987; Field et al., with distressed mothers, that strong negative emotions bias par-
1985; Weissman & Paykel, 1974). Second, mothers from various enting judgments negatively, interfere with parents' attention
distressed groups show a pattern of indiscriminant parenting. and monitoring of children's behavior, and disrupt parental
As though unaware of the child's behavior, depressed mothers, problem solving. Although conceptions of emotion imply that
mothers under stress, and mothers of aggressive boys all re- emotion often facilitates quick and focused appraisals of events,
spond in ways that depend less on immediate cues from the there has been no research with parents on these potentially
child than do nondistressed mothers (Brody & Forehand, 1986; beneficial effects. Also absent is research on the impact of posi-
Dumas & Wahler, 1986; Greist et al., 1979; Patterson, 1982). tive emotions on parent cognition (although see Dix & Rein-
Third, tasks that induce high attentional demands induce a hold, 1991) and on the impact of negative emotions when low or
highly controlling style of parenting similar to that characteris- moderate in intensity. An additional hypothesis important to
tic of distressed parents (Zussman, 1980). Fourth, compared the model proposed here—that empathic emotions sensitize
with nondistressed mothers, distressed mothers show deficits parents to information about children's reactions to events
in their ability to give accurate and detailed accounts of chil- (Dix, in press)—also remains untested.
dren's behavior (see Wahler & Dumas, 1989). Thus, strong nega-
tive emotion may disrupt parents' monitoring of children's be-
Effects on Expressive Behavior: The Communication
havior.
of Emotion to Children
A third hypothesis is that negative emotion disrupts parental
problem solving and the ability to reason clearly about child Parents' emotions induce expressive behavior: gestures, fa-
rearing conflicts (Emmerich, 1969; Maccoby, 1980; Patterson, cial expressions, and tones of voice that communicate emotions
1982). Vasta (1982) has argued that strong negative emotion to children. These affective communications are important reg-
impairs parents' "rational response guidance, leaving subse- ulators of parent-child interaction (Bugental, Mantyla, &
quent responding under more emotional reflexive control" (pp. Lewis, 1989; Malatesta, Culver, Tesman, & Shepard, 1989;
16 THEODORE DIX

Sroufe, 1979). Modulated expressions of affect to infants elicit affective messages (Bugental, Love, Kaswan, & April, 1971; Bu-
infant attention and pace the reciprocal social patterns that gental, Mantyla, & Lewis, 1989; Camras et al, 1988).
organize parent-infant interaction (Brazelton & Tronick, 1980; In summary, parental affect may be central to activating orga-
Emde, 1980). Expressions that lack affect or that express nega- nized and potent forms of communication that determine
tive affect produce distress and disorganization in infants whether children are likely to promote or disrupt parents' plans
(Cohn & Tronick, 1983; Zekoski, O*Hara, & Wills, 1987). Emo- and concerns. Specifically, affective communications elicit re-
tions are also reciprocated during parents' interactions with ciprocal affect in children, promote children's processing of
older children. Expressions of positive affect tend to elicit posi- parental messages, and provide information about parents' in-
tive, cooperative responses from children, whereas expressions tentions and evaluations that are important to eliciting coopera-
of negative affect tend to elicit negative, resistive reactions from tive child behavior.
children (Cairns, 1979; Lahey et al., 1984; Lay, Waters, & Park,
1989; Maccoby, 1980; Panaccione & Wahler, 1986; cf. Bettes,
Effects on Behavioral Tendencies
1988; Bugental, Mantyla, & Lewis, 1989). Even nuances of how
affect is expressed to children—for example, its timing, inten- Although emotions do not induce specific instrumental ac-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

sity, modulation over time, and relation to children's behavior— tions in humans, they are linked with what are variously called
are important to how children react (cf. Sroufe, Schork, Motti, action impulses (Lazarus, 1975), behavioral instructions (Kel-
Lawroski, & LaFreniere, 1984; Bugental & Shennum, 1984). ley, 1984), response tendencies (Plutchik, 1980; Tomkins,
The affective expressions of parents influence parent-child 1982), or action tendencies (Frijda, 1986). Angry parents are
interaction in several ways. First, as implied by affective reci- primed to speak loudly, firmly, perhaps harshly; to refute and
procity, they influence children's emotions. Displays of positive condemn; to punish or strike. Happy parents are primed to
affect elicit from children enthusiasm and positive emotion that smile, humor, listen, or encourage. Parents may have reper-
increase the probability that children will comply with adult toires of emotion-linked parenting tendencies that become
requests (Lay et al, 1989; see Sroufe et al., 1984). In contrast, more likely to occur when the emotion with which they are
displays of negative emotion often elicit from children irrita- linked is activated. Emotions may also inhibit action tendencies
tion, disappointment, and other negative emotions. These nega- with which they are inconsistent. Parents who are angry may
tive emotions probably contribute to the escalating cycles of have difficulty providing support and encouragement, whereas
coercion that characterize interactions with abusive, coercive, parents who are joyous may have difficulty disciplining chil-
and depressed mothers (Bugental, Mantyla, & Lewis, 1989; dren firmly (cf. P. A. Miller & Eisenberg, 1988; Slaby, 1974).
Field et al, 1990; Patterson, 1982). Bugental and her colleagues Such emotion-action linkage may be stronger for negative than
(Bugental, Mantyla, & Lewis, 1989; Bugental & Shennum, for positive emotions. Often joy and excitement are not linked
1984) have shown that abusive mothers and others who think with particular instrumental actions; they promote general ten-
they lack control over children often display tentative and am- dencies to engage others rather than particular forms of engage-
biguous affective expressions that promote problematic reac- ment (Frijda, 1986). Links between specific emotions and readi-
tions from children. ness for specific forms of action are emerging in research out-
Second, affective expressions are salient; they elicit children's side of parenting (Frijda, Kuipers, & ter Shure, 1989).
attention and increase children's ability to process parental Many child rearing researchers have assumed that emotions
messages. Tentative messages can fail to capture children's at- directly activate emotion-consistent parenting. In particular,
tention; affectively ambiguous messages can confuse them; and anger is widely thought to increase commanding, punitive par-
highly negative messages can make them too angry or afraid to enting (Patterson, 1982; Stolz, 1967; Vasta, 1982). Although af-
process information effectively (Hoffman, 1983). Parents must fective priming has not been established as the cause, com-
control the affective quality of their communication to ensure manding, punitive discipline is prominent among parents from
that communications are received and comprehended. most distressed parent groups (Brody & Forehand, 1988; Heth-
Third, parents' expressions of affect give children informa- erington et al., 1978; Patterson, 1982; Vasta, 1982). Further-
tion: They help children know what parental concerns are in more, angry parents report a stronger preference for negative,
force, what parents expect, and how parents are likely to act power-assertive parenting than do unemotional parents (Dix et
(Weiner, Graham, Stern, & Lawsen, 1982). If parent-child in- al., 1990; see also Stevens-Long, 1973). Links between parents'
teraction is to be well coordinated, children need this informa- emotions and child rearing behaviors may be important for
tion. Parental anger, for example, informs children that their understanding emotions' role in dysfunctional parenting. If af-
behavior is unacceptable, that parents expect a change in fective priming of action tendencies facilitates quick, organized
thought or action, and that serious consequences may follow. responses, as emotion researchers have suggested, then parents
Weak or ambiguous affective messages fail to communicate par- who fail to experience appropriate child-related affect may
ents' wants and intentions adequately and thereby undermine show slow, inefficient, or poorly coordinated responses to chil-
children's ability to promote parental concerns. The informa- dren. If emotional priming is too strong, on the other hand,
tional value of parents' affective expressions is demonstrated by primed responses may overwhelm parents' ability to control
research that has shown that even during infancy children ap- them (Vasta, 1982). They may preempt responses parents use
proach or avoid unfamiliar situations on the basis of the affec- when unemotional and that in calmer moments parents view as
tive cues sent by their mothers (Sorce, Emde, Campos, & KJin- desirable. Emotion-linked parenting responses may also be
nert, 1985). One factor predisposing abusive parents to conflict problematic for children when primed responses are incompati-
with their children may be their tendency to send ambiguous ble with responses current socialization tasks require (see
THE AFFECTIVE ORGANIZATION OF PARENTING 17

Frijda, 1986, p. 79). Angry or depressed parents may be primed tions are also regulated by beliefs about their consequences.
to avoid, criticize, or punish children at moments when chil- Some parents may inhibit expressions of positive emotion for
dren instead need support, instruction, or clarification. The fear that they will spoil their children, whereas others may aug-
priming of action tendencies may be one way that emotions ment positive emotions believing this will benefit children. Par-
activated hy work, marital conflict, or other stressful events ents may differ in the extent to which they anticipate the conse-
undermine effective parenting. quences their emotions have for children and in what they think
those consequences are. Virtually nothing is known about how
parents think emotional expressions affect children of various
Summary of Engagement Processes
ages and in various contexts.
Once aroused, emotions activate and organize cognition, in- Finally, emotion regulation during parenting involves con-
duce motives to maintain or change immediate circumstances, trol. Parents must develop cognitive, affective, and behavioral
communicate to children parents' intentions and reactions, and routines that control when and how emotion is both experi-
prime action tendencies likely to be needed. Parenting may enced and expressed. Because negative emotions often have
require paced activation of particular kinds and intensities of more serious consequences for children than positive emotions,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

emotion if parenting is to be quick, focused, and responsive. If strategies that control negative emotions are particularly im-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

emotion is insufficient, adaptive systems may be poorly en- portant to parenting. Although parents report regular use of
gaged: Parents may fail to monitor and process child-related techniques to control negative emotion (Frude & Goss, 1979;
information effectively, may be unmotivated for parenting Holloway & Machida, in press), little is known about these tech-
tasks, may be unprepared to display needed behaviors, and may niques and when they are used. Some research has suggested
fail to communicate intentions and reactions in ways that en- that controlling negative emotions involves cognition. Parents
gage and motivate children. On the other hand, if emotion is may reappraise events that elicit strong negative emotion in an
negative and excessive, it may disrupt cognition and decision attempt to objectify, distort, or depersonalize those events (Laz-
making, activate motives that conflict with responding to chil- arus, 1975). They may reevaluate children's motives, actions, or
dren's needs, induce action tendencies that overwhelm pro- limitations in attempts to perceive children less negatively
cesses that normally control negative emotion, and lead to nega- (Goodnow, 1988). They may initiate internal dialogues (e.g,
tive expressive behaviors that elicit fear, anger, or disorganiza- "you dont really want to hit her," "just relax and speak slowly")
tion from children. Furthermore, if emotion is not matched to that diffuse negative emotions and amplify motives that com-
immediate circumstances with the child, it may induce ap- pete with yelling at or striking children (e.g, Meichenbaum,
praisals, motives, and reactions that interfere with the require- 1977; Slaby, 1974). Mothers who cope with stress by using prob-
ments of immediate parenting tasks. Parenting in many dis- lem-solving or positive-reappraisal strategies become less dis-
tressed families appears to be characterized by these deficits. tressed than those who use avoidance or denial strategies (Hol-
loway & Machida, in press). In addition to cognition, parents
control negative emotions with behavior. They initiate actions
Emotion Regulation: Monitoring, Interpreting, and
that compete with yelling, hitting, and other undesirable emo-
Controlling Emotion
tional behaviors. They walk away from children, force them-
In addition to activation and engagement, the third and least selves to speak quietly, or relinquish caretaking to their spouses.
understood aspect of parents' emotions is how parents regulate Parents who have repertoires of such actions diffuse violent
them (see Figure 1). This regulation is certain to be complex and emotion sufficiently to avoid its most destructive consequences.
to include at least three elements. The first is parents' awareness Parents initiate behaviors, not only to suppress negative emo-
and understanding of their emotions. Part of regulating emo- tions, but to augment positive emotions. To elicit children's at-
tion is becoming aware that emotion is occurring, assessing tention and motivation, for example, they speak with infants
what emotion it is, and deciding why it is occurring (Konecni, and young children in ways that exaggerate positive affects (see
1975; Schachter & Singer, 1963). Important differences in par- Snow & Ferguson, 1977). Finally, parents control negative emo-
enting across parents, situations, and social groups may reflect tions with other emotions. They control anger, for example, by
differences in parents' sensitivity to when they are experiencing becoming afraid of their anger and its possible effects. Second-
emotion, in their identification of which emotion is present, ary fear or empathy for children then inhibits destructive ex-
and in their attributions about why that emotion is occurring. pressions of anger (Feshbach, 1989; Letourneau, 1981). Al-
Second, emotion regulation involves appraisals of the effects though none of these processes has been adequately studied,
emotions will have if expressed. Parents often must decide, for there is nonetheless consensus among both researchers and cli-
example, whether expressing their anger will upset their chil- nicians that lack of control over negative emotion is an impor-
dren, motivate their children, or simply further upset parents tant determinant of abusive and coercive parenting (Feshbach,
(cf. Emmerich, 1969; Masters & Carlson, 1984; Stolz, 1967). 1989; Lahey et al, 1984; Patterson, 1982; Vasta, 1982). In fact,
Most parents inhibit negative emotion routinely. Mothers be- many psychologists advocate including emotion and stress-re-
lieve that negative emotions adversely affect parenting (Dix et duction training as part of parent treatment programs (Lutzker,
al, 1990), and many worry that their anger will cause them to 1984; Patterson, 1982).
harm their children (Frude & Goss, 1979). Child abuse may in In summary, an affective model highlights processes that am-
fact reflect disruption of the cognitive processes that normally plify, suppress, and in general regulate emotions and their ex-
enable parents to anticipate the destructive consequences pression. Regulation processes control moment-to-moment
strong anger can have for children (Vasta, 1982). Positive emo- changes in emotions and their expression so that interactions
18 THEODORE DIX

with children actualize parents' plans and concerns. Failures to sions (Ekman & Friesen, 1978; Izard & Dougherty, 1982). (b)
regulate emotion adequately may lead parents to experience Coding systems are available as well for coding specific affects
insufficient or excessive emotion or to express emotion in ways from vocal expression (Bugental & Shennum, 1984; Scherer,
that are detrimental to children and to the coordination of par- 1982). (c) Recent research has benefited from measures of heart
ent and child behavior. rate, galvanic skin response, and other physiological indicators
of arousal (e.g, Bugental & Cortez, 1988; Gottman & Katz,
1989; see Eisenberg & Miller, 1987). (d) Methods for eliciting
Research Agenda reliable daily reports of real-world emotions and the conditions
that give rise to them are being developed by social psycholo-
Conceptual and Methodological Problems
gists and could yield important information about parenting as
The affective model developed here has heuristic value: It well (e.g, Emmons & King, 1988). (e) Reliable and valid reports
suggests why so little is known about affective aspects of parent- of emotion have been obtained by asking people to review vid-
ing and specifies questions that need to be addressed if knowl- eotapes of interactions they recently completed and to indicate
edge is to increase. Progress has been limited by static and at each moment the emotion they were experiencing (Gottman
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

simplistic views of emotion. Parents' emotions have been & Levenson, 1985). (f) Although standardized mood invento-
thought to have only one dimension, positive-negative, and par- ries have been available for years (e.g. Multiple Affect Adjective
ents' position along that dimension has been seen as fixed, inde- Checklist, Profile of Mood States), they have rarely been used
pendent of the children with whom parents are interacting and by parenting researchers. They are more reliable than most
of the parental concerns at issue in the interaction. Yet, clearly single-scale self-report measures, typically assess multiple emo-
parents experience multiple and changing emotions that are tions, and are more clearly distinct from attitudes and values
tied to specific concerns, events, and children. Parents differ about children, (g) Finally, inducing moods so that their effects
from one another, not only in their tendency to experience can be observed has proven valuable in studies of how emotion
positive or negative emotions, but in the specific types of posi- influences cognition and social behavior (e.g. Bower, 1981; Isen
tive and negative emotions they experience, in the circum- et al, 1982). Inducing emotions is one way that the conse-
stances that arouse those emotions, in how intense and lasting quences specific emotions have for parenting can be observed
they are, and in how parents cope with emotional arousal and (e.g, Jouriles, Murphy, & Dreary, 1989).
emotional interactions. Transactional views of parent-child in-
teraction offer a more complete account: They urge researchers
Directions for Future Research
to recognize that emotions reflect person-environment rela-
tions that are continually changing, that depend on which spe- Research has yet to address fundamental questions about the
cific emotion is aroused, and that reflect parents' ability to role emotions play in parenting. Although emotions are occa-
promote specific concerns during interactions with their chil- sionally measured and frequently discussed in child rearing re-
dren. search, few studies of parenting have tested hypotheses specifi-
Knowledge has been limited as well by the methods com- cally about affective processes. The model proposed here sug-
monly used to study parents' emotions. Parents' emotions are gests that the following research directions might be
poorly understood in part because they are complex and diffi- particularly fruitful for advancing knowledge in this area.
cult to observe and quantify. Parenting researchers have typi-
cally measured emotion in two ways. First, they have solicited
Descriptive Studies
parents' ratings along one or multiple scales. Although these
ratings can be valuable, they are usually not sufficiently differ- There is a paucity of basic descriptive information on par-
entiated to represent complex affective processes very well. Of- ents' emotions. Little is known about the types, strengths, and
ten these ratings assess positive and negative attitudes about durations of parents' everyday emotions; the circumstances
children or parenting as much as they assess emotion. They are that characteristically arouse them; and how they differ across
limited by parents' awareness of their emotions, their interpre- parents, types of children, and social and clinical groups. Re-
tations of their emotions, their understanding of emotion searchers have begun to characterize the everyday emotions of
words, and their attitudes about how they should or would like adults generally, but not of parents (Averill, 1983; L. A. Clark &
to feel. Second, it is common to measure parents' emotions by Watson, 1988; Emmons & King, 1988; Larsen, Deiner, & Em-
summarizing the degree of positive or negative emotion parents mons, 1986).
express during brief interactions with their children. This
method is also insufficiently differentiated. Typically it ignores
Parents' Interaction Plans and Concerns
which specific emotions are being expressed, why they are oc-
curring, what effects they have on the interaction, and how they Little is known about the concerns that underlie parents'
are resolved. Researchers using such measures assume a degree emotional reactions. Although research has examined aspects
of cross-situational stability in emotion that is almost certainly of parents' concerns—for example, the values parents wish to
absent. instill in children and the forms of parenting they prefer (see
A number of methods, some recently developed, look promis- Goodnow & Collins, in press; Holden & Edwards, 1989)—emo-
ing for improving the ability to specify which emotion is occur- tion-relevant concerns encompass more than beliefs and values
ring, when, and how strongly: (a) Detailed and reliable systems about child rearing. They include parents' self-oriented wants
are now available for coding specific affects from facial expres- and needs, their inherent tendencies toward and away from
THE AFFECTIVE ORGANIZATION OF PARENTING 19

particular child-related stimuli, and their investments in com- the processes that lead particular interpretative structures to
pleting countless activities and plans of action. None of these get activated and used at particular moments.
has been studied adequately Knowledge is needed, not only of
what parents are concerned about, but of the processes they use Consequences of Emotion for Basic Parenting Skills,
to select, modify evaluate, and replace their concerns from one
Processes, and Behaviors
moment to the next. It seems particularly important to under-
stand how and why children's concerns become parents' con- Little is known about how anger, sadness, happiness, and
cerns and thereby influence parents' emotions and actions. other specific emotions influence performance of basic parent-
ing tasks. Research has barely begun to address issues as basic
as how specific emotions affect parents' monitoring, attention,
Processes Regulating Coordination of Parent
and judgment; their motivation to engage in or to avoid particu-
and Child Behavior
lar child rearing activities and interactions; their styles of play,
Parents' emotions reflect how successfully they influence discipline, communication, and conflict resolution; and their
children and coordinate parent and child concerns. Although ability to be responsive and to coordinate parent and child be-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

considerable research has examined how parents control chil- havior successfully
dren, relatively few studies have examined the strategies and
processes that comprise coordination rather than control
Regulation Processes
(Schaffer & Crook, 1979). Little is known about the strategies
parents use to monitor children's behavior, to influence the Finally, to understand emotions' role in socialization, re-
direction of children's attention, or to facilitate children's com- searchers need to address how parents understand and regulate
prehension of events and expectations. Little is known, as well, their emotions. Little is known about why parents think they
about how parents elicit children's interest and enthusiasm, how experience particular emotions with children, about when
they interpret and use feedback from children, and how they those emotions are inappropriate or undesirable, about when
adapt plans to children's concerns, dispositions, and competen- and why emotions should be expressed to children, and about
what cognitive, affective, and behavioral processes parents use
to control their emotions.

Positive and Empathic Emotion


Conclusion
An emphasis on anger, depression, and other undesirable
emotions among distressed parents has left positive and em- Humans have evolved complex affective systems that ensure
pathic emotions largely unstudied. Although positive and em- that concerns vital to individuals are promoted. These systems
pathic emotions are commonly thought to be the fabric of effec- are the heart of parenting. Parents bring to interactions with
tive parent-child relationships, their role in promoting commu- children countless concerns that they very much want to pro-
nication, cooperation, trust, and social problem solving has not mote. These concerns determine the outcomes parents seek
been widely studied. Also unstudied is the role these emotions and the organization of their cognition and behavior. They con-
play in regulating children's attention and motivation, inhibit- trol activation of emotions, which serve to orient and mobilize
ing parental anger and other potentially destructive emotions processes parents need to promote their concerns. Emotions
and behaviors, and controlling parental information processing are prominent in parent-child interaction because children are
and decision making. The need for research on positive emo- vital to parents' daily concerns and life goals. Emotions are
tion is highlighted by studies showing that its effects on cogni- barometers for relationships because they reflect parents' as-
tion and behavior are often distinctive: They are not simply the sessments of how well interactions are proceeding and, over
mirror image of the effects of negative emotions (Frijda, 1986; time, how well relationships with children are proceeding. For-
Isen, 1987). tunately, the emotions of most parents are, on balance, positive.
Most parents think interactions with children are promoting
the concerns they have for themselves and their children. Al-
Appraisal Processes
though common, their negative emotions are perturbations
The significance parents attribute to children's behavior— that realign a system that on the whole is functioning well.
and thus its emotional impact—depends on personal and cul- Their positive and empathic emotions motivate attunement to
tural knowledge structures that are poorly understood. Little is children, facilitate responsiveness to the children's wants and
known about the implicit theories of children, child develop- needs, and enable parents and children to coordinate their in-
ment, and socialization that lead parents, for example, to per- teractions to the benefit of both. In contrast, distressed parents
ceive some violations of their concerns as serious and portend- perceive that they are doing poorly. For complex reasons their
ing significant difficulties and others as temporary excusable, concerns are continually undermined. They are unable to select
or developmentally appropriate. To understand parental emo- and manage interaction plans such that their concerns are pro-
tion, knowledge is needed of parents' interpretations of why moted, and, as a result, they experience aversive events and
children act as they do; their beliefs about the obligations and negative emotions at high rates. In most families, this causes
expectations that define family roles and relationships; and parents to feel helpless, to perceive children negatively, and to
their inferences about children's thoughts, feelings, intentions, blame children for undermining parents' concerns and life
competencies, and dispositions. Research is needed, as well, on goals. Because the negative emotions of distressed parents are
20 THEODORE DIX

chronic and intense, they can promote inattention, negative Belsky, J, Robins, E., & Gamble, W (1984). The determinants of parent-
perceptions of children, and poor problem solving. Negative ing: Toward a contextual theory. In M. Lewis & L. Rosenblum (Eds.),
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Clearly, many of the ideas discussed here are speculative and
sity Press.
untested. Current knowledge gives researchers only limited un-
Berkowitz, L. (1972). Social norms, feelings, and other factors affecting
derstanding of how emotions function during socialization. For
helping and altruism. In L. Berkowitz (Ed.), Advances in experimen-
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Blankstein, K. R., & Polivy, J. (1982). Advances in the study of communi-


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matter. Emotions both bind and destroy parent-child relation-


ships. They determine how and how well parents respond to cation and affect (Vol. T). Self control and self-modification of emo-
tional behavior. New York: Plenum Press.
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Blechman, E. A. (1990). A new look at emotions and the family. In E. A.
To understand child rearing, researchers must understand the
Blechman (Ed.), Emotions and the family (pp. 201-224). Hillsdale,
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