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Securities America
Background Information
Securities America was founded in 1984 promoting itself as a large network of independent insurance
licensed agents to market and sell securities and investment-related products. In 1998, Securities America
was acquired by American Express. In October 2005, Securities America was spun-off as a wholly-owned
subsidiary of Ameriprise Financial, the successor broker dealer of American Express. After the spin-off,
Securities America continued to operate independently, headquartered in Omaha, Nebraska with over 1,700
independent financial advisors across the country.
In November 2011, Ameriprise Financial, the parent company, sold Securities America to Ladenburg
Thalmann Financial Services for $150 million in cash and other potential payments.
Regulatory Violations
Securities America has been the subject of many regulatory investigations, some of which resulted in
disciplinary actions by regulators.
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11/7/2018 Securities America | Stockbroker Fraud Attorney Silver Law Group
running out of retirement funds based on the projected withdrawal rates used justify the early retirement
scenario.
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