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October 2010 • Vol. 28 • Issue 10
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Monday Developments Magazine
The Latest Issues and Trends in International Development
and Humanitarian Assistance
The
Urban Poor
One Billion and Growing
How Anti-Terrorism Law History,
Affects Peacekeepers Ahistoricism and
the Practice of
www.mondaydevelopments.org International
Development
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THIS ISSUE
Departments
4 Reflections from
the President
October 2010 Vol. 28 • No. 10 5 InfoBytes
7 Washington Update
10 29 Best Practices
31 Projects
33 Events
34 Job Opportunities
14
25 18
Landscape of Poverty
Chad Brobst
Advertising/Subscriptions
Katherine Delaney
Over the last year, many new challenges as they arise
and flexible in our ability to
Copy Editor
News Editor
global community, from We need to move boldly as
we work together to develop Tawana Jacobs
natural disasters in Haiti and a new model for poverty Proofreader
Pakistan to violence in the alleviation.
Achieving the MDGs by
Margaret Christoph
Passings: Jacques Montouroy Films not to miss... with several of the children, giving them cameras
and letting them choose their subjects and
Jacques Montouroy, who worked for Catholic By Sean Patrick Murphy
styles. Through this experience the children were
Relief Services for 41 years, often taking on given a glimpse, however fleeting, of a better life.
the most difficult assignments in some of the Born into Brothels (2003)
Because of their origins, the children began
world’s most dangerous places, died of com-
life behind the eight ball. They are vibrant, funny,
plications from an ulcer July 29 in Freetown,
Sierra Leone. He was 63. and—no doubt because of their circumstances—
Jacques served with CRS in 11 countries wise beyond their years. But they are children,
around the world. Many of those years were first and foremost and Briski never loses sight of
spent in conflict areas. In Haiti, during the this, treating them like nieces and nephews.
1990s, for example, when the country was Faced with one of the world’s most byzantine
in the throes of violence, Jacques picked up bureaucracies, Briski moves heaven and earth
bodies off the street because, he said, nobody to get the children into schools and even
else would do it. attempts to obtain a passport for one child to
During Liberia’s civil war, a hopped-up rebel travel to Amsterdam for an international exhibit
leader looking for publicity had pointed an AK-
of young photographers.
47 at Jacques and asked him why he’d stolen
his rice. Jacques was calm, choosing not to The work these children create is stunning,
mention the rice actually belonged to CRS. especially given the fact that most had
Jacques’s presence must have had an effect never even seen a camera before. But the
on the rebel because he eventually let him go. cinematographic style of the film must also be
Jacques helped hundreds of thousands of mentioned; the camera moves artfully through
people. But the people he influenced the most the twisted streets of Calcutta’s red light district
had nothing to do with CRS. and really brings home the idea that this a place
of secrets, of darkness, and desperation.
These children know what their mothers
(and grandmothers for some) do for a living
They live in the margins of society, the children and most accept their lot in life. While they may
of prostitutes in Calcutta, India. escape physical abuse, many of them suffer the
They are given time and space to discuss outbursts of people who don’t really love them.
their lives with New York-based photographer Though not heartwarming, this documentary
He called them “his boys” and they called
Zana Briski. Briski, who co-directed the film with lends voices to children who have none.
him “Papa Jacques”. They were Freetown’s
young footballers. He changed their lives more Ross Kauffman, started a photography class Born into Brothels is available to rent.
than any humanitarian project could. In the
slums of Freetown, Papa Jacques was a con- Gates Award for Global Health 2011
stant, someone who cared about them. The
boys listened to him like a coach, a friend and The Bill & Melinda Gates Foundation-established Gates Award for Global Health is seeking
a father. Many don’t see their own very often nominations “to reward and exemplify organizations which have developed processes for improv-
and Jacques, with his wit and dash, filled the ing health, especially in resource poor settings with measurable results.”
void nicely. Organizations such as NGOs, charities, nonprofits, private companies, government agencies,
Jacques bought them shoes and flew them
universities and multilateral organizations that have been in operation for a minimum of ten years
to tournaments and taught them how to move
the ball up the side of the pitch. His teams can apply for the Award. Preference will be given to NGOs and nonprofits.
routinely beat those of older and more expe- In submitting nominations for the Gates Award for Global Health, emphasis should be placed
rienced boys. “Growing football players is like on an organization’s accomplishments to date. Applications should include a brief history of how
raising chickens,” Jacques used to say. “At a the organization has made a sustained contribution in the field of global health. Nominators may
certain point, you have to let them go.” wish to consider the following criteria in describing the Nominee’s work:
Jacques estimated that between 20 and • Extraordinary contributions toward progress in the knowledge and practice of health in
25 players from Sierra Leone are now playing low-income societies, with a substantial and sustainable impact on the principal issues that
at various levels in Europe. Since 1969, when contribute to global health
Jacques arrived in Africa, around 40 players • An established record of achievement
he has coached have gone on to Europe.
• Innovation in program design
Following Jacques’s death, when CRS staff
went to his house, it was nearly empty, ex- • Organizational capacity; i.e. evidence of financial and program stability
Photo: Lane Hartill/CRS
cept for his beloved cats and turtles. “He was • Collaboration with others
a truly selfless humanitarian,” said a friend Evidence that contributions have had significant influence or have been adopted across geo-
who knew him well. “He not only gave his life graphic and organizational boundaries.
for others in conflict situations, but he never The deadline to submit nominations is October 29. Visit www.fundsforngos.org/goto/link/9723/1
spent anything on himself.”
tance reform advocacy. that “[t]he Committee is 6021). The bill would establish comprehensive climate bill that
• Evaluation, termination. concerned with the delay in a Senior Coordinator for Haiti would cap carbon emissions.
Introductory language on naming a coordinator for within the State Department, Democrats were unable to gain
page 7 of the committee global food security to lead require a Haiti Rebuilding and any Republican votes, prevent-
report also states “[t]he the Feed the Future initia- Development Strategy from ing them from reaching the 60
Committee is concerned tive and recommends that USAID, and authorize $3.5 votes necessary to overcome
that too often programs are the coordinator be located at billion in assistance for Haiti any filibuster attempts. Going
not well coordinated and USAID as the lead agency in to be provided over five years. forward, the failure to pass
the measure of ‘success’ implementing the initia- The House’s version mirrors a cap and trade bill weakens
is the amount of funds tive.” The Feed the Future the Senate’s version of the bill the United States’ position in
expended, rather than the Coordinator is one of several as it was originally introduced. upcoming climate negotia-
results achieved. Programs key development positions At its mark-up of the bill in late tions with the UN Framework
which fail to meet clear and not yet filled. Housing it at May, the Senate Foreign Rela- Convention on Climate Change
achievable goals and objec- USAID would allow better tions Committee amended the (UNFCCC). The NGO and
tives should be terminated.” coordination with other Senate version, changing the environmental communities
InterAction has also pushed development programs. authorization to $2 billion over generally have reacted to the
for greater monitoring and two years. news with dismay and frustra-
evaluation of programs to House version of Haiti tion. However, some hope that
determine that funds are authorization bill U.S. climate bill stalls the Senate will take up a limited
being spent in the most introduced in Senate climate change bill again now
impactful way. On July 30, Representative John Citing a lack of support, Senate that the August recess is over
• Feed the Future Coordina- Conyers introduced the Haiti Majority Leader Harry Reid or will do so in a lame-duck
tor at USAID. Page 40 of Empowerment, Assistance, and said that Democrats were session after the November
the committee report states Rebuilding Act of 2010 (HR going to put off efforts to pass a elections. MD
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Our
W
ithin the lifetime of
most baby boomers, the
world’s population has almost
tripled. Our planet has been
transformed by that growth: not only because
there are 4.5 billion more people now, but also
because now more than half of the people in
the world (3.3 billion) live in urban areas. The
fastest growing segment within the acceler-
ating urban sector is the urban poor. Today
one-third of the world’s urban population, one
billion people, live in conditions that can only
be characterized as slums—lacking sanita-
tion, clean water, other infrastructure, and
safety from the elements. To visualize what
this means, imagine Miami with its approxi-
mately 5 million residents. Now imagine that
Urban
there 200 Miami cities and every single person
ways. However, although many development Secretary-General Kofi Annan said, “The initiative, funded by the Bill & Melinda Gates
activities may take place in cities and still more locus of global poverty is moving to the cities, Foundation, seeks to unleash the energy and
may affect cities, relatively few NGOs have an a process now known as the urbanization of talents of the urban poor to enable them to
“urban agenda” as a priority. Much the same poverty. In this global village, someone else’s play a meaningful role in the urban future.
can be said for most major donors. poverty very soon becomes one’s own problem The Urban Learning Initiative, now in its
Cities have historically been associated of lack of markets for one’s products, illegal fourth year, is re-balancing relationships
with economic development and enhanced immigration, pollution, AIDS and other dis- among stakeholders in the urban space, cre-
prosperity. And with care, it may remain gen- eases, insecurity, crime, fanaticism, terrorism.” ating a powerful message through its focus
erally true. However, the pace and the scale No longer can we turn away, for the challenges on the residents of poor urban communities.
of urban growth in some places jeopardize of an urban Planet Earth affect us all. One successful strategy aligns various
that prospect. If countries were prepared government, private sector and civil society
to accommodate such rapid growth, there Community-level programming interests and finds the points of leverage.
would be no cause for concern. However, Successful programs incorporate meaning- Two important elements in this approach
few places are prepared. Rapid urbanization ful methods that help urban poor participate are: (1) the basic assumption that the work
is largely responsible for the fact that tens of in making the decisions that affect them. And and skills of the urban poor have value; and
millions live in squalid, inhumane conditions the slums and the people who inhabit them (2) the urban poor have a formative role to
in shantytowns at the periphery of cities or are an integral part of any city. While residents play. This enables a “win” for all concerned
deteriorated, dense, inner-city slums, with- of these areas face many barriers in accessing parties and for the urban sector as a whole.
out sanitary facilities, clean water, garbage services and finding employment, the future Two examples of Gates Foundation-funded
collection or proper drainage. Their shelters of the city depends upon incorporating such initiatives that have re-framed development in
are often flimsy, over-crowded and insecure. slums and other informal settlements into its urban areas are illustrative. One addresses the
They also often lack access to education and planning processes. Issues such as governance, ubiquitous issue of solid waste management
health care. Their employment opportunities political will and economic development pose and its overall public health and environmen-
are usually in the informal sector and they both macro- and micro-level challenges. But tal implications. The other addresses inclusive
live with a great economic uncertainty. What any successful integration methods will likely city-level planning. Neither issue is new. What
future can they hope for? heed the voices of the urban poor. Commu- is new and what each has in common is that
The consequences of unmanaged, undi- nity-level programming that enables the urban they have begun with the premise that the
rected, unabsorbed urban growth play out poor to become and be seen as important urban poor have something to bring to the
on many fronts and intersect with the global stakeholders in the urban space is one of the table. In enabling the meaningful participa-
strategic issues that are the stuff of our daily many threads that must be woven to make tion of the urban poor, both initiatives are
news. As he was leaving office, former UN urban fabric strong and vibrant. finding solutions that also serve the greater
With the new realities of the urban 21st urban good.
century, new ways of conceptualizing devel-
opment are possible. One such community
Waste Concern and ESCAP in waste per day. Local government is an active implemented beyond its borders. In Viet-
Bangladesh, Sri Lanka and Vietnam: partner and has provided land and other forms nam, for example, by collecting waste from
Pro-poor solid waste management of support. Daily door-to-door solid waste schools and other public facilities, compost
Recycling cannot be the whole answer to collection provides steady employment for facility staff have been able to raise the wages
urban solid waste management, as over 70 the waste pickers. Households increasingly are of the waste-pickers. As the compost plant
percent of solid waste is organic and formal sorting their waste and waste pickers transport manager explained, “[t]he main success …
solid waste management systems, which tend it to the plant where it is sorted again into is the surprising fact that household waste
to be capital and technology intensive, are not organic waste, recyclable waste and rejects. can be transformed into good compost. This
doing an adequate job. With these facts in Over 70 percent of the waste is composted helps tremendously in reducing the environ-
mind, Waste Concern and ESCAP (the UN and approximately 20 percent is sold to junk mental pollution in our area and contributes
Economic and Social Commission for Asia dealers. The city collects the remainder and to lessening the volume of waste that needs
and the Pacific) developed a better idea based takes it to a dump site. Each of the compost to be disposed at the city dumpsite. Another
on a compost plant project. With funding plants is generating a profit from its three rev- important success of the project is that the
from the Bill & Melinda Gates Foundation, enue streams: collection fees, sale of compost compost produced has gained the appreciation
the two organizations developed a decentral- and sale of recyclables. The results include a of the farmers and demand is always higher
ized neighborhood-based system of Integrated cleaner physical environment for everyone, than supply. The compost plant is a good, self-
Resource Recovery Centers (IRRC), the main better incomes for waste pickers, a more effi- financed model to improve the community
component of which is compost plants. The cient collection system for local government, environment and at the same time generate
approach has been replicated in Sri Lanka significant revenue generated through car- income for poor people.”
and Vietnam and is now being replicated in bon credits, local economic activity through
Population of
other locations throughout the Asia-Pacific recycling businesses, and lower demand on
Miami
region. With a flexible approach that varies existing landfills.
(approx 5 million)
depending on local needs and context, the In Bangladesh, Waste Concern and ESCAP
existing centers each serve approximately have provided training and the program con-
1,000 families and treat nearly three tons of cept has been successfully transferred and
Online Master of
Professional Studies Total number
Street vendors in Durban, South Africa: road. She was vulnerable to many forces, and sales also mean more money is injected into the
Pro-poor physical and economic without a reliable work venue, she had been local economy and local government benefits
planning unable to take her product to market and was from the fees she pays.
WIEGO (Women in Informal Employment frequently harassed. First with municipal and
Globalizing and Organizing) is working to now with NGO support, she has found a voice The urban poor usually have no means to
improve the status of women in the informal and strength she did not have previously and make their voices heard and, as a result, the
economy. One of its partners in the Inclusive has gotten access to a kiosk from which to sell assets they bring to the city are frequently
Cities Network is a new South African NGO, her highly sought product. As simple as kiosk overlooked. Projects such as those of Waste
Asiye Etafuleni (AeT), which means “bring it access might sound, the backdrop and pro- Concern/ESCAP and Asiye Etafuleni/WIEGO
to the table.” Active in Durban, AeT provides cess leading to it are far from simple. And the change the equation, serving as a vital link
support services to the approximately 7,000 impact on Sibongile’s life is also far from simple. in a supply chain or, better, a key component
street vendors working in a section known as The kiosk provides predictability, brings her in a complex mechanism that is enhancing
Warwick Junction. closer to customers and provides a safe place the overall urban experience. They have
To help the urban poor enhance their work- to store her product—all essential elements increased incomes and employment oppor-
ing conditions, one objective of AeT is to to any successf ul business enterprise. Kiosk tunities. Equally important, they have received
incorporate the informal sector and the urban access has increased Sibongile’s income signifi- acknowledgement from the city governments,
poor in the planning process for the area. cantly. And that fact alone contributes greatly businesses and consumers, who are customers
One example of the type of success is the to societal good. As one of the many poor, of their valuable goods and services. Similar
experience of Sibongile, a 64-year-old trader urban women responsible for the well-being programs that focus instead the intersection
in traditional medicines. Because she is a of children, Sibongile also uses her income to of apparently competing interests and leverage
street vendor, the local government did not care for several children of relatives who have these for the common good are also starting to
previously recognize her right to do her work, died from AIDS. Now because of the kiosk, she influence policy approaches; in so doing, they
which created uncertainty and insecurity can give the children better care. But it is by no hold promise for sustainable and equitable
as she tried to find space by the side of the means a one-way street. Sibongile’s increased urban change. MD
“Finding the right auto insurance for one vehicle is hard enough - trying to find coverage for a fleet
of vehicles in Sudan seemed almost impossible. Thanks to Clements and their superior team, our
vehicles were protected across borders so we could get our job done.”
CLEMENTS INTERNATIONAL
®
Insecurity
and constraints to food utilization
that can be used to design more
effective urban food security pro-
gramming. As this article goes to
press, CHF is conducting a case
study to pilot test the UFANA
Addressing scarcity in a land of plenty. framework in the Ayidiki slum
community in New Town, Accra,
By Daria Gage, Technical Advisor for Food Security, CHF International Ghana; and subsequent country
case studies are planned in the
F
ood insecurity has food security. According to the tive, while an adequate supply of near future.
historically been associated Food and Agriculture Organiza- food (availability) is a necessary To date, the CHF research
with images of rural fam- tion of the United Nations, food precondition, if a household does shows that although the basic
ines and widespread severe acute security is “when all people, at all not have the means to obtain that determinants of household
malnutrition. While the world times, have physical, social and food (access), or if there are con- food security in urban areas are
still faces localized crises of avail- economic access to sufficient, straints to the proper utilization the same as in rural areas, they
ability, there is a growing accep- safe and nutritious food.” Seen of that food, or if the reliability vary in terms of importance and
tance of a broader definition of from this aspirational perspec- of its sources of income and impact. In an urban environment,
therefore food are in question,
then that household is not food In an urban
secure. The lives of many urban
poor epitomize this daily chal- environment, it is
lenge of food access and utiliza-
tion: living “hand-to-mouth” in
more difficult to
a city where there is seemingly identify geographic
endless supply and variety of
food available, facing compet- pockets of food
ing demands for the little cash
they earn, and unable to rely on
insecurity than in
the same social support networks rural areas, where
and additional sources of food
that are more likely to exist in price and supply
rural areas. Even when they do
succeed at obtaining a sufficient shocks tend to
quantity and diversity of food,
clean water and food safety are
affect the whole
often outside the control of a community.
particular urban household,
negatively impacting health and it is more difficult to identify geo-
nutrition. graphic pockets of food insecu-
Relatively little research has rity than in rural areas, where
been done to define the causes price and supply shocks tend
of urban food insecurity, perhaps to affect the whole community,
because malnutrition is rarely as with the lowest wealth group hit
severe or widespread as it is in the hardest. Urban food insecu-
Photos: Daria Gage/CHF International
are trade-offs that many families they select are preparing food in only between different wealth siveness of data allows the prac-
might not even recognize. First, sanitary conditions. groups within a given commu- titioner to design interventions
while street food puts one meal Local economies function nity, but also between the poorer that respond to the most critical
on the table at a cheaper cost, differently in urban areas than community members and the determinants among different
over time street food can be less they do in rural areas, where a greater metropolitan economy. target groups.
economical if it costs more per systematic economic interac- Poor urban communities thus With food by far the num-
kilocalorie than it would to buy tion between different wealth risk economic isolation. While ber one use for income, it goes
ingredients and cook at home. groups is more common. In they consume foodstuffs and without saying that urban food
Secondly, when children pur- rural communities, the outputs other goods supplied from out- security is fundamentally an eco-
chase street food on a regular of the poor are typically utilized side, their ability to draw capital nomic development issue. In that
basis, their primary caregiver’s by the wealthier groups, which in into the community is limited. regard, the UFANA framework
oversight is reduced. In Ayidiki turn bring in capital from their In terms of lessons for the and other urban household vul-
community, one mother knows economic interactions outside practitioner, a program targeting nerability assessments must be
that her children will each be able the community. In a poor urban food insecure urban households coupled with an understanding
to feed themselves for 30 pese- neighborhood that has migrants must consider how all of these of the broader market environ-
was (20 cents), whereas the sum from many different parts of the dynamics play out in a particular ment, utilizing a variety of exist-
total of 150 pesewas ($1.00) is not countryside, the CHF research context, using a set of quantitative ing tools and resources to iden-
sufficient to buy all the necessary has found less economic reciproc- and qualitative analytical tools to tify the market dynamics and
ingredients to put a homemade ity and trust between different understand the complexities of economic opportunities that can
meal on the table. However, in wealth groups, with wealthier the urban context. Because some move households out of poverty
going the street food route, she groups preferring to employ determinants of food insecurity and toward wealth creation. MD
has lost control over their food domestic help and business ser- may be more pronounced than
choices and does not know if they vices from outside (often those others and each community pres- Questions and comments can
are getting the protein and nutri- from their home areas). As a ents unique intervention points be sent to the author at dgage@
ents they need, or if the vendors result, there are few links not and constraints, the comprehen- chfinternational.org.
Global Leadership
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DU-MSGL Monday Developments Ad.indd 1 4/26/10 2:39:30 PM
cuit’s interpretation, ruling instead that the freeze funds and ban business transactions.” help humanitarian and peace-building groups
First Amendment does not protect groups When a group is listed, its U.S. assets are determine which groups they can and cannot
or individuals who provide “expert advice or immediately frozen. Any “U.S. person” (which contact and what type of conduct is forbidden.
assistance” or “training” to proscribed terrorist includes U.S. citizens, permanent legal resi- They also attempt to facilitate the complex
groups, even when they do so to further peace- dents, corporations incorporated in the U.S., process of cutting off terrorist organizations’
building efforts. As a result, even individuals U.S.-based NGOs and foreign NGOs with a access to funding and preventing their mem-
who directly advise proscribed terrorist groups presence in the U.S.) must comply with the bers from entering the United States.
to disarm and participate in negotiations are sanctions. However, OFAC can issue licenses But the lists also complicate diplomacy. For
now vulnerable to prosecution in a U.S. court. that “permit a person or entity to engage in a example, in 2008, Nepalese Maoists won a plu-
transaction which otherwise would be pro- rality of seats in an internationally-monitored
What are the terrorist lists? hibited.” NGOs or individuals that anticipate election. Following Hezbollah in Lebanon and
The U.S. uses terrorist lists to prevent ter- interactions with proscribed groups must Hamas in the Palestinian Territories, Nepal’s
rorist financing and provide policy-makers apply for OFAC licenses or risk potential Maoists became the third U.S.-sanctioned ter-
with tools to sanction armed groups that have enforcement action (civil or criminal). rorist group to gain power through democratic
attacked or intend to attack American citi- elections. Events in all three places highlight
zens and interests. The current system can be Diplomacy and development the challenges of relations with democrati-
traced back to Executive Order 12947 issued challenges cally elected governments dominated by a
in January 1995 and the U.S. Antiterrorism Terrorist lists are an important element U.S.-sanctioned terrorist group.
and Effective Death Penalty Act of 1996. The of U.S. counter-terrorism policy. They are In the field, complications related to terrorist
1996 legislation gave the executive branch intended to clarify legal efforts to identify and designations have strained relations between
authority to create a definitive list of terror- prosecute terrorists. They are also meant to U.S. embassies and NGOs. Several individuals
ist groups, the Foreign Terrorist Organization
(FTO) list. FTOs were folded into a growing
U.S. sanctions regime, joining rogue states and
a category of groups and individuals known as
Specially Designated Nationals (SDNs). Today,
all FTOs are also classified as SDNs. Terrorist
designations are assigned through a process
involving the Departments of Justice, State and
Treasury, as well as the intelligence services.
The SDN list is a master list maintained by
the Treasury Department’s Office of Foreign
Assets Control (OFAC) and is best understood
Master of New Professional Studies:
as the primary means by which foreign policy
is implemented through sanctions against
groups and individuals. It lists thousands
Peace Operations
of sanctioned individuals and entities. The Study the theory and practice of peace operations, international
Department of Treasury uses the SDN list— civilian police operations, nongovernmental organizations,
and only the SDN list—when pursuing the elections, refugees/internally displaced persons, and
assets of individuals and groups, including governance with world-renowned scholars and practitioners
charitable organizations identified as support- at one of the nation’s leading schools of public policy.
ers of terrorist groups. • Small classes taught by world-renowned faculty
The SDN list is different in form and content • Conveniently located in the metropolitan
from the FTO list, which is managed by the Washington, D.C., area
Department of State. According to Matthew • Full-time or part-time study
Levitt of the Washington Institute for Near • Affordable cost
East Policy, “In some ways the FTO is more
important because it is the list of foreign ter- To find out more, please contact Graduate Admissions
rorist organizations. The Treasury lists aren’t at the School of Public Policy at George Mason University
meant to be the list, but they are meant to be at spp@gmu.edu or 703-993-8099.
a disruption tool, to name and shame, and to
involved in peacebuilding in Nepal, who asked in the interest of “peace,” which is “intangible.” tice has prosecutorial discretion. Since 2001,
to remain anonymous, expressed frustration. Clearly, confusion and challenges remain. 150 individuals have been prosecuted with a
One scholar recounted being frozen out of 70 percent conviction rate in material support
project funding after American donors learned Tea with terrorists cases. However, of all the cases reviewed in a
that the scholar was working with the Maoists. The widely quoted mantra in the field is report on post-9/11 terrorist trials by NYU’s
Donors cited fears of being connected with that you cannot have “tea with a terrorist.” Center on Law and Security, none revolved
financing terrorism. Another recalled talking Tea or lunch that is served at a Track 2 medi- around expert advice and assistance and/or
with a mid-level Maoist commander who was ation workshop attended by members of a training in the interest of peacebuilding.
considering publicly challenging hardliners proscribed group has a monetary value and is Nonetheless, Holder v. Humanitarian Law
and advocating a more conciliatory approach therefore prohibited. In fact, any service that Project has catalyzed a self-cautioning conser-
to negotiations. The scholar suspected that the can be construed as having tangible or intangi- vatism in the peacebuilding community, given
commander was unsure of the strength of his ble monetary value—such as providing advice, the state of the law and the fact that the power
arguments, but was unable to provide advice or reviewing a contract, covering transportation to prosecute exists. At a recent panel convened
encouragement, knowing that doing so could costs—can be considered a violation of U.S. by the U.S. Institute of Peace, practitioners
be interpreted as providing material support material support statutes. Holding meetings listed a number of other activities—activities
to a terrorist. “What they want is compara- or conferences for a proscribed group or act- that many will agree are in the U.S.’ national
tive knowledge,” explained the scholar. “This ing as a negotiator on their behalf is illegal. interest to pursue—that will likely be affected
is different than telling them how to build a However, even if an NGO employee does by the decision’s chilling effect: providing
bomb. You can’t even give them advice on how buy a terrorist tea—or provide advice for the flood relief to Pakistan in areas where militant
to change their direction and move toward purpose of peacebuilding—the statistics to groups predominate; monitoring future Pal-
nonviolence.” Another NGO (not operating date suggest that it is unlikely that he or she estinian or Lebanese elections; clearing mine-
in Nepal) was approached by the State Depart- will face prosecution by the Department of fields in territory held by proscribed groups;
ment to provide legal advice to an SDN. When Justice. OFAC decides the utility of prose- and negotiating with militant leaders for the
they requested an OFAC waiver, they were told cuting someone who has allegedly provided release and demobilization of child soldiers.
that it was unnecessary, because the contact was material support and the Department of Jus- continued on page 34
Plant knowledge.
Grow justice.
GRADUATE PROGRAMS IN
SUSTAINABLE INTERNATIONAL
DEVELOPMENT
MA in Sustainable International Development
MS in International Health Policy and Management
PHD in Global Health and Development
Brandeis University
Boston
http://heller.brandeis.edu
Closing the
Accountability
Chain
The case for
performance-
based incentives
for development
workers.
By Francesco Paganini,
Disaster Response Program Officer,
World Relief
I
n the last two decades, the
international community has worked hard to
develop indicators and mechanisms in order
to create concrete expectations for projects. It
is now unheard of for a program to develop
projects without providing the funding source
with an explanation of how performance will
be measured and success evaluated.
However, for all this progress, the interna-
tional community has yet to make the fun- (3) it encourages self-motivated and ambitious contracts are allowed to lapse and people are
damental leap from linking program fund- professionals to move out of our field. transitioned out, but even these rather mild
ing and program performance to providing sanctions are rarely used.
individual incentives to the people who make No carrots, no sticks, no innovation In short, program managers who are intel-
success happen. The notion of paying bonuses In my (admittedly brief) career as a devel- ligent and hardworking and perform their
to program managers who accomplish spe- opment professional, I have never heard of tasks effectively receive the same benefits as
cific program goals is an industry taboo not an NGO that provided substantial and mean- driftwood that merely does the bare mini-
discussed even among friends. But without ingful bonuses for program managers who mum (or less). This reality trickles through
personal incentives, all the responsibility and obtained specific, pre-determined objectives. in how we design and implement programs.
ownership that is supposed to be created by Similarly, I have never encountered a situation For example, in a recent trip to Haiti, I was
establishing program success parameters is where a program manager who dramatically dismayed and amused by the common sight of
never actualized; the result is a culture where failed to achieve the pre-established objec- “cash for work” teams composed of five work-
failure is never truly attributed and success is tives was sanctioned or sacked. In fact, the ers watching two others load a tiny boulder
never really recognized. norm in our industry if a project is a fail- into an empty dump truck.
Illustration: Junial Enterprises
This lack of the final link in the responsibil- ure is to avoid the placing of responsibility The fact that most of those workers are paid
ity chain results in three undesirable realities on any individual or group of individuals. by the day creates an incentive to work slowly
in the professional development world: (1) Instead, general discussions are held about and drag out the clearing of rubble. With all
it creates a disincentive for innovation; (2) the difficulty of working in certain environ- the intelligence that is being devoted to the
it hinders the field from engaging in sincere ments and some kind of organizational “mea reconstruction of Haiti, why is it that the idea
self-scrutiny and professional growth; and culpa” is provided to the donor. Occasionally, of paying “cash for work” teams on a project
the MDGs. In the same way that the indus- implemented used different approaches, they than punish and own it. The lack of individual
try should be held accountable, so should its were all based on providing individual incen- responsibility makes institutional failure easier
practitioners. Ultimately, the creation of the tives for achieving program goals. to mask and therefore the creation of indi-
MDGs was viewed as a mechanism to cre- Since Rwanda’s P4P is generally viewed vidual sticks and carrots will force greater, true
ate accountability for development includ- as having worked effectively, why aren’t we transparency in the development community.
ing development agencies. The creation of seeing more programs designed with similar This is a difficult thing to do, but donors should
individual incentives is the next, natural step incentive structures? Personal incentives do demand it of implementers; and the leadership
towards establishing that accountability. not have to be limited to the health sector; of donor institutions (including donor govern-
Taking this step is both necessary and not they can be applied to all sectors and can work ments) needs to demand it of their institutions.
without precedent. While it is still the excep- as a natural incentive to achieving program- Personal accountability will complete the chain
tion, there are instances where individual matic goals across all activities. in the process that the development community
responsibility has been weaved into program I am not suggesting we pay AIG-level started when it decided that it wasn’t enough
design. Rwanda’s experiment in health perfor- bonuses. Making millionaire practitioners is to do good but it had to do good well. The use
mance-based financing has been consistently not the goal of development and is not a main of personal incentives exists in other govern-
praised as having rapidly improved a health motivator of our personnel. However, between ment contracts why should development be
system that had suffered a significant loss of working for AIG and being essentially unac- any different? Clearly those who have devoted
human capital. The approach was introduced countable bureaucrats there is an opportunity their lives to helping the neediest are not moti-
after traditional, input-focused approaches for a middle ground. vated by the desire to become millionaires;
failed to achieve significant improvements. however, our beneficiaries will be better served
While I am not endorsing a cookie-cutter See, speak, hear and report no evil by people whose performance is linked to their
approach to the development of incentives The last unspoken challenge in implement- rewards. MD
systems, and I recognize that Rwanda’s pay ing individual incentives is the fear of public
for performance (P4P) involved different criticism of our programs. This fear generates The opinions expressed are solely those of the
incentive schemes working simultaneously, it collusion between donors and implementers, author and do not reflect the official stance of
is important to note that although the schemes in which it is easier to paper over failure rather any organization.
An extraordinary program
www.forcedmigration.columbia.edu
212.342.5208
N
o matter what your org- take root; and Teetha in Karnataka State, who once worked
anization is doing to improve the lives • The poorest and most vulnerable can bet- long and hard in others’ fields for 18 cents a
of the world’s poor, one element can ter access government services. day—not enough to feed herself and her fam-
multiply your impact dramatically: secure ily—now earns about $4.50 per day. Padma
land rights. Consider these benefits on a large scale and planted jasmine flowers on her home and
Secure land rights are a fundamental build- it becomes clear why the most stable and pros- garden plot and sells the flowers at a nearby
ing block for the development of sustainable perous societies tend to be those that have temple. The proceeds from her business
prosperity, and peaceful societies. Studies have broadly distributed and secure land rights. allowed her to pull her daughters out of the
shown conclusively that when people have Where land ownership is highly concentrated fields where they worked to supplement the
secure rights to land: and land rights are insecure, poverty and family’s income and put them in school. Now
• Conservation efforts are better supported; instability are widespread. their dreams can take root and flower.
• Investments in education reach larger This is something both General Douglas As a landowner, Padma has increased respect
numbers of children; MacArthur and Taiwan’s Chiang Kai-shek in her village, access to more government ser-
• Public health programs can produce bet- understood when they carried out major vices, and can apply for loans for fertilizer and
ter outcomes; land-to-the-tiller programs after World War other improvements. Secure rights to her own
• The potential for conflict is minimized; II. But such efforts needn’t be punitive, break patch of land gives Padma and others like her a
• Movement toward gender equality can the bank, nor involve land confiscations. toehold in the modern economic system.
And land programs can be tailored to varied
environments. China, with its 800 million rural
poor, for example, is in the midst of a historic
Learn More about land rights land reform program in which the government
is awarding farmers 30-year lease agreements to
The following sources are useful tools for those interested in learning more about the
power of land rights and economic prosperity: the land they currently farm. In areas where it
has been instituted, the contracts afford farmers
Publications • UN Global Land Tool Network, (www. protection from land expropriation. This lon-
• A Field of One’s Own, Bina Agarwal unhabitat.org/categories.asp?catid=503) ger-term security has encouraged Chinese farm-
• The Mystery of Capital, Hernando De established in 2006, promotes the issue ers to invest in their plots. Recent research by
Soto of land rights and tenure security. the Rural Development Institute has shown that
• One Billion Rising, Roy Prosterman, • USAID has just established a new portal these farmers with secure land tenure are about
Robert Mitchell, Tim Hanstad (RDI) that contains a comprehensive listing of twice as likely to invest in their plots as farmers
• Gender in Agriculture Sourcebook, World country-specific land tenure and property without secure land tenure. Areas where the
Bank (www.worldbank.org/genderinag) rights issues: http:// ltpr.rmportal.net/ new land tenure laws have been implemented
products/country-profiles The site is have witnessed a diversification of crops, forays
Key Web Sites contains a couple of dozen countries now into organic farming and increased harvests.
• International Land Coalition (ILC) www. and is growing weekly. NGOs working in the fields of maternal
landcoalition.org, a global alliance • The Millennium Challenge Corporation
health, children’s nutrition, education, wom-
promoting secure and equitable access and the World Bank also offer expertise in
en’s rights and the environment all need to be
to and control over land for the poor. this area.
mindful of the role of land rights. If they do
• Rural Development Institute (www.rdiland.
org) Recent Reports from RDI not have expertise in this area, they should
• United Nations Food and Agriculture • A new report highlighting rural explore creative collaborations with organiza-
Illustration: CreativeSwell
Organization (UNFAO) (http://www.fao. undeveloped forestland in China: Who tions that do. Integrating the issue of secure
org/nr/tenure/lt-home/en), an online Owns the Carbon in Rural China? land rights into their own poverty alleviation
database with information on the status of • A report analyzing women’s inheritance strategies can mean the difference between
property rights in almost 80 countries rights to land and property in South Asia achieving long-term systemic change and
unsustainable programming. MD
“Do you
Her parents left Afghanistan during the
years of upheaval that included the 1979 Soviet
invasion, the subsequent civil war, Taliban rule
think I am a
and the current presence of NATO forces. Like
many Afghans, they sought refuge in neigh-
boring countries, which is why Nargis was
bad girl?”
born in Iran, to which an estimated 1.5 to 2
million Afghans fled.
Life was often difficult and many returned
as drug addicts. “My parents went to Iran
because it is an Islamic country. But in Iran
Prostitute to…Pilot?
they hate Afghans. In fact, they call us ‘dog-
washers,’ the ultimate insult. I was born in
Iran but I cannot get citizenship,” says Nar-
gis. “My family really suffered there. They
The complex life and prospects of an had to work so hard and do what no Iranian
would do.”
Afghan refugee returned from Iran. Then she says the unsayable, but something
I have also heard from other women on a
By Heidi Kingstone, Journalist, Kabul number of occasions. “I hate Muslim people.
I don’t believe in Islam, I only believe in God. I
N
argis doesn’t seem the type am a bad girl?” she asks me as she tells her don’t have a future, especially here, and I have
of young Afghan woman to thrive story. “No,” I say. Being a bad girl—a term no hope. There are no facilities, no parks, no
on adventure and crave danger. She that covers a woman’s behavior from smok- good streets, no security.”
is tiny and wears a skin-tight black top that ing to smiling to sex with a man who is not As a child of six or seven and from a des-
only emphasizes just how petite she is. She your husband—is wrapped up in the notion perately poor family, Nargis went to work at
first got hooked on adrenaline while watching of honor, and honor and shame can simply be a brick factory, laboring in intolerable heat in
Indian actresses in Bollywood films playing an excuse for violence, control and bullying. the summer and freezing cold in the winter.
army soldiers. Now her addiction is drugs. Domestic violence is rife in Afghanistan. At the forge her life took an even worse turn.
She is one of an estimated one million Afghan While there have been some improvements When she was about fifteen, she went to
returnees from Iran, people who once fled to over the past nine years since the fall of the collect her salary. No one else was there that
escape the civil war and their children who Taliban, the situation for women has not day. “The manager, was fat and ugly,” she said.
where born outside the country. greatly improved. According to USAID statis- “There was nothing I could do. He raped
The first time Nargis saw Afghanistan was tics, women continue to suffer from illiteracy me.” Rape is seen as the woman’s fault. Often
after being deported to the border from Evin (about 15 percent of women can read), poor women are killed for the disgrace this brings
prison, the notorious Tehran jail where Cana- health and extreme poverty. The country’s on the family. “I was a child. I didn’t know
dian Iranian photojournalist Zahra Kazemi maternal mortality rate is among the highest what was happening, but I knew I could never
died. Her crime was prostitution, the end in the world, while women’s life expectancy tell my family.”
result of rape in a region where the woman, (44 years) is among the lowest. Afghan women Soon after that, a cousin suggested that Nar-
not the man, is blamed. suffer from malnutrition, anemia, post-war gis was a good age to get married and recom-
Her dream now is to be a pilot, says the trauma and clinical depression; 68 percent of mended a man who also had the blessing of
25-year-old as she smokes and sips fresh fruit tuberculosis sufferers are female. Women have her parents. It was impossible. “I couldn’t. I
Photo: David Belluz
juice in the tranquil, green garden full of roses long been excluded from education, health- was not a virgin. It’s a crazy and cruel culture
at a cafe in Kabul. Smoking, along with so care, employment and participation in pub- that a girl must be a virgin, especially as this
much else including bike riding, is considered lic life. Horror stories of women being sold, is so personal and a woman must be able to
inappropriate for women. “Do you think I raped, beaten and sent to live with the farm chose for herself, but for Muslim people this
is very important. So I decided to leave. I ran away and went to Tehran of Narwoz, a time when the courts are closed for almost two weeks.
and lived in Mellat Park. It is a beautiful, big park near the homes of “It was a very bad, dirty place, and the food was awful: rice with
rich people, but when you meet someone there you know what kind meat and bad potatoes. I was with one girl in my cell who was between
of girl they are.” 20 and 25. She was a lesbian and got her drugs from outside. I was
After two nights, a young woman struck up a conversation with so unhappy and depressed. I took a knife and cut my veins. Another
her. “She asked me what I did, not realizing at first that I was Afghan. woman was in prison with me who had killed her husband with the
It was then she told me about a house where she was staying, and she help of her boyfriend. Another girl had also left home. Her name was
told me if I wanted to come with her I would have to do ‘bad actions.’” Khutura and she had been married to an older man and we smoked
At a house in Sosh, a suburb of Tehran, there were three other girls drugs—crack and heroin—together. I didn’t have the money to pay,
and an old woman. “Leila Khanom Raes, the boss, said to me that if or a boyfriend or husband on the outside who would provide things,
I wanted to live here, I had to do whatever she wanted. She smoked a so I cleaned rooms and washed clothes.”
lot of crystal shisha—like crack—wore a lot of makeup (the sign of a Sometime later a judge gave Nargis a ten-month sentence. “He
prostitute or a bride) and after one week I was using them too.” was a very religious mullah. He asked me about my family—where
In the evenings, the door would be left open. Men would enter into they live, what they do—and then he told me I would be deported to
one room and Leila would go and chose a girl. The usual outfit Nargis Afghanistan.”
wore was a tight, short-sleeved t-shirt (a woman exposing her arms is At the end of her sentence, a bus took Nargis and other Afghan
also taboo), jeans or a skirt and lots of doll-like makeup. “Leila would deportees to Islamkala, just over the border in Afghanistan and near
charge the men between 3,000 and 5000 tuman, but we never got any Herat. Here Afghans can cross without documents. She made her way
money. She said she gave us food, clothing and housing.” Nargis stayed to here uncle’s house and, two weeks later, she left for Kabul to see her
for two months until one night when a party went too far. parents, who had moved back three years before.
That night there was drinking, drugs, loud music and sex in the villa She started washing dishes at a restaurant, saved money, took com-
of a very rich man. A neighbor called the police and the police arrested puter lessons and English. Then she worked for a private company
all of them. “They knew we practiced fahsh [basically prostitution], as a secretary and then in administration at a TV station. Today she
which is against the law in Iran.” Nargis ended up in Band 3 Nasvan, a works as a data operator for an American company, a position due
wing of Evin where she stayed for a month during the new year festival to end this autumn.
For good reason we often see women in this culture as victims, as
too often they are. But society works in complex ways and, like every-
where, there are also strong women and brave women, and women
whose fight to change the rules. So far Nargis is an unlikely survivor.
This, though, is not a story with a happy ending. Nargis asks me if I
like Kabul. “Yes,” I tell her. But it is different for Afghan women because
they have to worry about their reputations if they come home later than
6 p.m. or talk to men amongst other things. Going out to work is also
considered shameful in some parts of this very varied and complex
society. Afghanistan has many different ethnic groups and classes, and
the traditions between various parts of the country also differ greatly.
Women’s rights might be enshrined in the constitution, but that has
very little impact on the day-to-day life of an ordinary Afghan female,
especially in Pashtun areas in the southern part of the country.
“I wrote a story about my past,” says Nargis, “and I want to find a
director. I will play myself. When my country improves we will loose
politics from religion. Religion is personal not public. I don’t want to
marry, especially not an Afghan man, and he would never accept my
past anyway.”
Being a single woman in this culture is very unusual and can be very
difficult. And breaking a wedding engagement can “ruin” her. Even if
she breaks such an engagement because she discovers that her finance
failed to disclose that he is already married, it is unlikely that anyone
else will marry her. Few men will call again. Similarly, if a woman does
not have a big enough dowry, if her family is poor or if her father is
dead, she is considered less valuable and her chances of marrying fall.
People won’t rent single women rooms. They are discriminated against
and life is even more difficult in some respects.
All of this makes Nargis despair of her culture and her future. “I don’t
know why I can’t enjoy myself. I drink, I smoke and I take drugs. I don’t
like living. I ask why I should live? Now I want to sleep forever.” MD
T
o insist that international sionals rarely give more than cursory attention background that opens a field report; a catalog
development professionals should be the history of the countries or sectors where of facts demonstrating a contractor’s knowledge
aware of history seems like a statement they work. In proposals and reports, context of local context; or a ritualized reference to the
of the obvious. Yet as many aid commentators is confined to a current snapshot venturing no recent past at formal gatherings.
point out, the past is consistently ignored in more than a few years back. This short past Yet the study of the past has a tremendous
development practice. In The White Man’s is further simplified into best practices and amount to offer development professionals.
Burden, William Easterly claims that “[t]he lessons learned that serve as decontextualized Three principles of historical analysis—plac-
lack of historical memory in the aid com- tips for wide application. Unique and dynamic ing events in wider context, tracing change
munity inhibits people from learning from social forces are reduced to steps in a technical through time and considering multiple per-
their mistakes.” Economist and property law process, a myopia that weakens the ability to spectives—could help to transcend the tyranny
advocate Hernando de Soto deems the failure implement effective programs and conduct of the present and reveal broader trends. By
to consult previous modernization efforts one thorough assessments of their impact. contextualizing local circumstances, historical
of the main flaws of development policy and There are many reasons why aid profession- accounts illuminate the interaction of social
practice. And the HELP Commission, con- als overlook history. High-pressure demands forces and establish complex causal relation-
vened in 2008 to review American foreign aid and short time horizons prevent anything more ships. By explaining events over time, historians
and recommend reforms, found a systematic than perfunctory acknowledgement of the past. connect earlier and later developments in order
failure of institutional learning at USAID. When USAID launches an initiative, it is often to achieve a nuanced understanding of social
Development, of course, denotes change reacting to immediate political exigencies and change. And by considering a problem from
over time, and aid professionals broach history short-term fiscal allocations. As a result, proj- various perspectives, historians strive to reduce
in myriad ways: as part of the background con- ect designers enjoy little time for reflection bias, acknowledge divergent viewpoints and
text and needs assessment that inform project on precedents; they must gather facts quickly recognize cultural complexity. Detailed knowl-
Photo: Michael Gubser
design; as longitudinal data used in monitor- to meet rigid deadlines and conduct sector edge of a country’s past can help aid workers
ing and evaluation; as lessons gleaned from appraisals with scant concern for how current recognize available resources for cultural change
earlier projects. Given the prevalence of these problems arose. Needs assessments rarely delve and strategies suited to a given region, offering
concerns, the dehistoricized approaches favored back more than three to five years, the typical new possibilities for progress rooted in local
by the aid industry are striking. Aid profes- length of an aid project. Managers, too, obey experience rather than imposed from outside.
Underdevelopment is not a mere static the region with little variation—in Romania not only failed to foster political reform but
state; it is a product of long-term policies and Bulgaria as in Poland and Czechoslovakia. at times exacerbated stratifications of wealth
and trends. Failure to consider the historical Greater historical insight could have revealed and power. This miscarriage grew partly from
experience of poor communities may turn a distinctions. The northern states, for example, neglect of the country’s recent past, which
technically sound intervention into a social have a significant history of civic engagement, could have shown that Azerbaijan was ill-
disaster. As historian Margaret MacMillan with active churches and vibrant social move- suited to a Polish or Czech-style transition.
warns, “[i]f you do not know the history of ments that channeled citizen interests. Yet the USAID assessments conducted between
another people, you will not understand their program’s focus on the immediate circum- 2002 and 2005 reveal this failing. They
values, their fears, and their hopes, or how stances of local civil societies largely ignored describe an incipient NGO sector that was
they are likely to react to something you do.” these democratic assets. Southeastern Europe, much frailer than in other parts of the former
by contrast, had little tradition of civic auton- Soviet Union. “Most transition and developing
The dangers of ahistorical omy and few existing civil society groups. countries have a much deeper layer of NGOs,
development: democratization in These differences rarely factored into pro- professional associations, business associa-
Eastern Europe gram designs. World Learning, a U.S.-based tions, and other interest groups developing
USAID democratization efforts in East- implementer, was expected to award grants to and finding their way in civil society,” reported
ern Europe illustrate some of the dangers of Romanian NGOs as rapidly as other imple- a 2002 assessment. “These groups are gener-
ahistorical development practice. After the menters in Poland, Hungary and Czechoslova- ally either weak or non-existent in Azerbaijan.”
end of the Cold War, American aid programs kia, despite the Balkan country’s infant NGO A 2003 report noted that government officials
sought to promote economic restructuring sector. When the strategy predictably stalled, discouraged civic activity, deploying force to
and civil societies in Eastern Europe. Some implementers were often blamed. Similar silence critics and limit public accountability.
of the largest exchange and training programs recriminations occurred in Bulgaria, Croatia A 2005 civil society assessment lamented the
in USAID history brought thousands of East- and Bosnia, despite somewhat greater flexibility. poisonous mix of government repression, citi-
ern Europeans across the Atlantic to learn At times, local DemNet projects sparked zen “apathy” and low NGO capacity.
about American social and political practices. feuds when new citizen groups, born after In this context, the Eastern European exam-
USAID missions reinforced these exchanges 1989, competed for funds against older orga- ple was not only inappropriate but also mis-
with assistance delivered directly to the region, nizations with communist ties that could bet- leading. It encouraged donors to favor licensed
including a large regional intervention, the ter meet grant requirements. In Bulgaria and Baku-based organizations that lacked cred-
Democracy Network (DemNet) program, Croatia, for example, DemNet grantees made ibility beyond the capital, rewarding NGOs for
with individual country activities that aver- up of former apparatchiks embittered younger clientelism and exacerbating social divisions.
aged six to eight years for between $4 and program affiliates. Unaware of these resent- Moreover, donor activities sometimes compro-
$6 million and a region-wide initiative that ments, U.S. implementers supported groups mised their neutrality. The 2003 assessment
fostered cross-country cooperation. that alienated them from more radical demo- questioned a contractor’s decision to “provid[e]
DemNet grew primarily from an understand- crats, engendering mistrust that sometimes led transportation for voters to polling stations on
ing of American democracy and civic activism. to programming stalemate. While historical elections day”—a good strategy in a “normal
Citing then-modish ideas of Alexis de Toc- analysis would not have prevented all antago- setting” that appeared as “overt pressure to vote
queville and Robert Putnam, USAID planners nism, it could have forewarned implementers for the ruling party” in Azerbaijan. Training
maintained that Communist regimes had stifled of local sensitivities and disputes. opposition parties was similarly ineffective
independent civil societies and that democracy More dramatic misapplications of history because they lacked venues to apply new cam-
required citizens to be weaned from government could be witnessed further east, where USAID paigning techniques. USAID, in other words,
welfare. To encourage political engagement and democratization efforts in post-Soviet Azer- hoped to cultivate a new Solidarity in the unfa-
self-reliance, DemNet supported the founding of baijan exemplify the shortcomings of ahis- vorable climate of the Caucasus.
non-governmental organizations (NGOs) that torical development. After the collapse of Unsurprisingly, Azeri informants expressed
could advocate on behalf of citizens. Through the Soviet Union, USAID sought to facilitate dissatisfaction with USAID programs. Donor
training, technical assistance and small grants, liberalization in successor states. As democ- policies, they complained, lacked a community
USAID strove to help Eastern Europeans under- ratization efforts expanded in Azerbaijan, base, ignored citizen activity outside official
stand the importance of NGO activities, civic the apparent success of Eastern Europe’s frameworks, and fostered hierarchy and cor-
responsibility and electoral politics. post-communist transition offered a seduc- ruption. In short, USAID hampered democ-
Yet project planning involved only limited tive model for project planners. Yet after a ratization by widening the gulf between elite
analysis of citizen participation and democratic decade of donor support for democratization, players and a host of worthy citizen initiatives
precursors in the target countries. USAID bid- the country still lagged behind many of its with limited capacity but intimate knowledge of
ding documents referred to recent historical post-Soviet counterparts in indices of civic local needs. Greater awareness of recent history
trends, such as the dramatic collapse of com- activism, corruption and political openness, could not have guaranteed effective program-
munism and the danger of renewed autocracy, despite an oil boom that enriched the coun- ming or averted controversial decisions. But
but did not address deeper regional histories of try’s autocrats. Development projects alone understanding the specific circumstances of
civic activism. As a result, despite some local cannot undermine authoritarianism, but it is Azerbaijan’s post-communist transition might
tailoring, program activities were applied across fair to say that donor democratization efforts continued on page 32
Best Practices
could benefit others? Send your
summary of less than 1000 words to
cbrobst@interaction.org and share
your expertise with the entire NGO
community.
Business Matters
• Degraded natural resources;
• Limited access to water for
irrigation;
to lack the skills and resources • Establishing and strength- Lessons Learned vate sector, companies provided
to compete in an increasingly ening supporting services While further assessments, interest-free credit for input
competitive market environment. (such as financial services, including ones currently under- supplies, certified seeds and
product certifications, pack- way by USAID, will undoubtedly machines and delivered techni-
Demand-driven approach aging); and provide additional critical infor- cal support to farmers groups.
This food security program, • Organizing business mation to guide future interven- Third, firm-level upgrad-
like many others, used an networking forums and tions, a number of useful lessons ing was critical to the success
integrated approach addressing agricultural fairs. have already been identified. of target farmers. The project
issues related to food availability, First, market information assessed critical, firm-level
access and utilization. Through Results is critical to demand-driven bottlenecks and helped farmers
the income generation compo- The market-led approach approaches. The project to strategically address them
nent, ADRA sought to enhance achieved significant results, enhanced the capacity of farm- in order to take advantage of
smallholder farmer capacity to particularly with regard to small- ers to access, analyze and use market opportunities. Farmers
respond to market opportuni- holder farmer incomes. Accord- market information for farm-level were trained in entrepreneurial
ties and move from subsistence ing to the project’s externally decision making to respond skills, use of agri-business plans
farming—characterized by conducted final evaluation, sales to market requirements. With and enhanced post-harvest
low-quality production of tradi- through forward contracts and enhanced access to market infor- techniques, which enabled them
tional crops, primarily for self- producer associations increased mation systems and expanded to produce high-value crops
consumption—to commercial fifty-fold between 2002 and knowledge of how to conduct with enhanced levels of quality
farming, which would produce 2008. As a result, the average market research, farmers are in and, in turn, increased sales and
high-value products in response beneficiary household’s income a better position not only to pro- income.
to market specifications, take doubled during this period, even duce according to demand, but Fourth, cooperation among
advantage of economies of when adjusting for 2002 prices. also to negotiate a better price firms and other value chain
scale through joint sales, and In addition, increases in income with suppliers and buyers. actors through vertical and
utilize more innovative financial led to important improvements Second, rapid initial results horizontal relationships is critical
mechanisms to reduce risk and in household well-being (e.g., were critical to boosting private for transferring skills and
to increase investment. The through improved diets, house- and public sector participation reducing transaction costs.
income generation component hold asset enhancement and during the initial phases of the Farmers benefited from the
was complemented by activities increased school attendance). project. Despite the challeng- enhancement of horizontal
to enhance health and nutrition, The higher incomes also led to ing environment faced in the linkages with the establishment
basic infrastructure and natural increased investment in their intervention area, the project of farmers’ organizations through
resource management. farms (e.g., through improved capitalized on the rapid results which capacity building takes
The program included key seeds, investment in enhanced obtained in terms of increased place and joint input purchases
activities to increase agricultural machinery and equipment, productivity, product quality and and product sales are con-
productivity common under increased farmland), which they volume of sales. These results ducted. The increased econo-
previous food security programs, increasingly viewed and treated were key to increased engage- mies of scale and enhanced
such as organizing farmers’ as businesses. ment with target farmers by both bargaining power achieved
groups, training in enhanced These results, despite less public and private sector actors. through these organizations also
agricultural technique, and than ideal conditions during the Local governments invested in enabled the establishment and
enhancing productive infrastruc- implementation period (occur- productive infrastructure such enhancement of vertical linkages
ture). These activities were also rence of El Niño, unstable and as agricultural collection centers between farmers and other value
integrated with market-led inter- uncertain political and social and irrigation systems, and chain actors, including buyers,
ventions that were less common conditions), suggest that a mar- facilitated the establishment of input suppliers, and financial
at the time including: ket-led approach can achieve technical service units. In the pri- service providers. MD
• Completing value chain significant results in even more
studies; vulnerable communities. In addi- Monday Developments Magazine provides
• Collecting, analyzing and tion, the continued functioning in-depth news and commentary on global trends
using market information; of farmers’ organizations and that affect relief, refugee and development work.
• Forming producers’ asso- commercial linkages with value Monday Developments Magazine
It features the latest information on the work
of InterAction members around the world and
ciations; chain actors and supporting keeps readers up-to-date on legislative action in Congress that could
• Training in management and service providers after the end impact U.S. foreign assistance to poor countries. Monday Developments
leadership strengthening; of the project suggests that such Magazine also describes new resources for relief and development
• Developing agri-business activities can be sustainable in workers, professional growth opportunities, upcoming events and
plans; addition to achieving important employment listings.
• Establishing agricultural col- impact during a project’s imple- www.mondaydevelopments.org
lection centers; mentation period
BOTA’s Tuition Assistance Program (TAP), tackle issues such as limited access to pre- centuries old or of recent vintage, espe-
now in its second year, supports over 330 school services for young children and poor cially if there are people who remember
undergraduate scholars. Most of the tuition health, education and social welfare services other ways of doing things.
aid in Kazakhstan is merit-based, and there for children and youth with disabilities. MD • Consultation with elders that incorporate
are still many would-be students who cannot questions about the past so as to under-
afford university fees. To identify applicants Attention to history stand local perspectives, cultural con-
with the greatest financial need, BOTA uses continued from page 28 straints and development options.
the PMT to target students from families that have restrained the desire to apply Eastern • Impact analyses conducted several years
fall below Kazakhstan’s national subsistence European models in an adverse situation. after a project ends (not simply as the
level. Approximately two-thirds of the recipi- closing activity) to reveal its lasting effect.
ents represent the first generation in their Toward a pragmatics of history
families to attend college. The scholarships, Merely pointing out the lack of historical Some of these applications can be intro-
which cover full tuition, room and board, are awareness will not lead to its incorporation. duced immediately, whereas others require
akin to the U.S. government’s need-based Aid professionals will only consider systematic more systematic change in the culture and
Federal Pell Grants and can be used for historical analysis if they know how to apply administration of aid programs.
study at any accredited college or university it and what difference it can make. Practical Historical analysis, of course, cannot pro-
of the student’s choice in Kazakhstan. applications include: vide indisputable certainties, nor can it assure
BOTA’s Social Services Program (SSP) • Trend and coalition analyses that chart the successful development interventions. But it
makes grants to local and international NGOs relation between current aid challenges may enhance the effectiveness of aid programs
that demonstrate the institutional and profes- and evolving trends; identify develop- by improving project planning, increasing
sional capacity to effectively deliver social ment tactics used in the past and the pre- knowledge of local resources, and facilitating
services and systematically improve the wel- conditions for their application; and map social and cultural understanding. In the end,
fare of children and youth suffering from pov- local alliances, available social resources the proposal to rejoin the present with the past
erty. SSP has issued over $2 million in grants and potential political obstacles. It mat- is simply a call for development to embrace
to support 115 Kazakhstani organizations that ters enormously if a particular tension is its own character as history in the making. MD
Specialists with specific emphasis on auditing, evaluation, and internal control assessment
of field offices around the world
Member of CPAmerica and Horwath International - a worldwide network of independent CPA firms dedicated to the integrity of the profession.
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Anti-Terrorism Law He argued that while money provided to a pro- offered some variation of probationary status as
continued from page 20 scribed group for humanitarian or charitable an incentive for continued constructive behavior.
purposes has the potential to free up resources In the meantime, OFAC should proactively
Moving forward for the provision of weapons, teaching human open a direct channel to peacebuilding groups,
Holder v. Humanitarian Law Project was a rights law to members of such a group does not while concurrently expediting specific requests.
controversial decision, adding to the already result in resource diversion. The editorial boards For their part, peacebuilding organizations
polarized nexus of counter-terrorism and of The New York Times, Washington Post and Los should revisit their monitoring standards and
humanitarian assistance. Critics can take con- Angeles Times applauded Breyer, with The New demonstrate greater due diligence and trans-
solation in the widespread opposition to the York Times stating, “By preserving an extremely parency in reporting their interactions with
decision, including the opinion of the three vague prohibition on aiding and associating armed groups to OFAC. Even those with good
dissenting justices. The dissenters, represented with terrorist groups, the court reduced the intentions can be misled by empty promises
by Justice Stephen Breyer (whose unorthodox First Amendment rights of American citizens.” of future moderation by terrorist groups. MD
decision to present an oral summary of his dis- Moving forward, Congress could reform
sent from the bench reinforced the intensity terrorist list policy by amending the U.S. Anti- The author wishes to thank Antonia Chayes and
of the dissenting judges’ opinion), argued that terrorism and Effective Death Penalty Act of Susan Hutner for their guidance with this article.
the majority’s decision draws a false analogy 1996. Armed groups that meet certain positive The opinions expressed in this article are the
between humanitarian assistance and the advice criteria, such as commitments to ceasefires or author’s personal opinions and do not necessar-
and training provided by groups like Fertig’s. active involvement in peace accords, should be ily reflect the position of The Glover Park Group.
Sudan Country
Director
Juba, Sudan
Costing Controller
Arlington,VA
Structural
Engineers
Kabul, Afghanistan
Director of Training
Arlington,VA
Yemen Country
Director
Sana’a,Yemen
Based on RDA Group’s GQRS cumulative survey at three months of service in three surveys of 2009 Ford and competitive owners conducted 9/08-5/09.
1
Based on analysis of data published by EPA (11/09). 3Star ratings are part of the U.S. Department of Transportation’s Safercar.gov program (www.safercar.gov).
2