Beruflich Dokumente
Kultur Dokumente
MARVIN TRACHTENBERG
Art exists and changes through time, but inwhat form inmajor aspects of the other arts, despite all the protests
is such change encoded in time, and vice versa? How of self-reflective awareness about this question.
are we best to describe and understand the restless and Comparable problematics exist throughout the larger
turbulent currents, tides, and storms of artistic transEuropean field of medieval architecture. This field is
movement that unfold through time? Can our histories permeated, indeed constituted, by a complex, intricate
be histories yet avoid arresting and sedimenting the stratigraphy. The overall zone of the "medieval/' as the
time-of-art into a lithic epochal stratigraphy? word itself connotes, is always primarily defined,
Despite the strong self-critical trends and powerful explicitly or implicitly, in opposition to ancient and
new of recent decades, the history of art Renaissance layers of cultural history. Within the
methodologies
at the turn of the millennium remains inmany ways medieval zone, historical space is subdivided into
closely attached to a nineteenth-century stratigraphie Romanesque and Gothic strata, and these in turn
practice (with origins stretching back to Vasari and devolve into Carolingian, Ottoman, Early, High, and
Petrarch): the familiar system of Romanesque, Gothic, Late Romanesque, Early, High, and Late Gothic layers,
Renaissance, Baroque, and so on, and subcategories not to mention regional and national mappings or sites
(and parallel systems in non-Western zones). One might of transition. In virtually every instance, determining
think that this system would by now have been fully boundary markers and contained historical spaces are
historicized, manifest mainly as quaint traces of an characterized by a particular, defined set of formal traits.
archaic discourse. This is far from being the case. Most Each field or subfield is placed in relationship to
scholars, of course, realize that all of these terms are neighboring ones, typically with strong oppositional
problematic and that they are interrelated in a tangle of distinctions and hierarchies.
often perverse, perplexing hierarchies, yet it seems Medieval stratigraphy, like most others, is thus
difficult for many of us to imagine art history without conceived at virtually every level essentially in terms of
this mapping. a particular style-system, and style, as we know, can be
This group of essays grew out of a College Art highly problematic for historical practice. It is, among
Association session (2000) that Ichaired, which sought other things, ferociously absolutist, hegemonic, and
to interrogate this antiquated diachronic system, posing intolerant in itsways. It is based on exclusion rather
two questions: In concrete terms of specific case studies, than inclusion. Itmakes for notorious difficulties in
how does it continue to affect art historical practices? formulating authentic transhistorical understanding and
Second, is such a stratigraphy of discrete historical in establishing meaningful social, political, and
spaces, defined stylistically or otherwise, necessary to economic grounds of the production of art. For
chronology and the diachronics of practice, or are there historians of medieval architecture, style-based
possible alternatives? stratigraphy thereby and in other ways produces an
These questions were not conjured out of thin air but enormous, densely and sometimes nightmarishly
stemmed from problems that deeply affect my own work entangled cluster of problems and issues.
in the trecento, early Renaissance, and northern Gothic These difficulties affect the architecture known as
architecture. It is out of the transhistorical perspective of "Gothic" with particular notoriety. It is not that readings
my teaching and scholarship that metacritical questions of the Gothic in the familiar terms of various traits?rib
have emerged and risen to a state of urgency inmy vaulting, skeletal structure, diaphaneity, diagonality,
thinking. InDominion of the Eye, for example, one of linearity, baldachins, and so forth, seen in varying
aims was to deconstruct
my principal the hierarchical, stylistic sets and movements?are in themselves
stratigraphie layering of quattrocento over trecento, the un informative or necessarily wrong. Rather, as Louis
still all-to-widely practiced submergence of the medieval Grodecki observed in 1977, none of these existing
by the Renaissance in the domain of urbanism as well as interpretative models offers "a firm rigorous definition"
of the Gothic.1 As a group they cannot be assembled semantic innocence or terminological futility, and
into anything more than an unwieldy and finally self emphasize that our definition of "Gothic" remains a
contradictory interpretative bricolage of mainly central point of reference in virtually all discussion of
and early twentieth-century criteria. European monumental architecture of the twelfth to
nineteenth-century
This unsatisfactory situation has not improved recently, fifteenth centuries. The question hangs heavily in the air
in fact quite the opposite. In the past three decades or as soon as the word "Gothic" emerges from our mouths
so, Gothic architectural studies have turned sharply or in our writings, not to mention our explications of the
away from the broad, object-based that architecture to nonspecialists and the public at large.
questions
earlier (no matter how limited We function as historians of this architectural zone in a
preoccupied generations
or irrelevant their methods may now seem) toward the most curious way, constantly speaking of the "Gothic"
as ifwe securely knew what itwas and that it actually
study of particular context-based issues?the functions
of individual spaces, questions of patronage and liturgy, existed, knowing all the while that the one thing certain
the specific social, political, material, and ideological about the subject is our very lack of any such articulated
dimensions of architecture.2 In this recent work (much consensus.Whether we like it or not, the "Gothic"
of it highly laudable on its own terms) the old question, question remains with us, and itwon't go away no
"What isGothic?" which runs as a central theme matter how much we pretend to ignore it.Yet, when the
Paul Frankl's exhaustive of the term are seem
through survey of Gothic's long problems directly confronted, they
is a miasmic intellectual quicksand; hence the tendency to
historiography (1960), rarely explicitly asked, because
around them and let them lie, like sleeping dogs.
implicitly it is considered somehow already answered, go
or conversely, because it is deemed irrelevant and in any To get beyond this impasse, Iwould like to turn to
case to answer.3 I refuse this attitude of another historical discipline?intellectual and scientific
impossible
history?and suggest that it offers a model that may
possibly serve to help us find a way out. Although
1. L. Grodecki, Gothic Architecture, tr. I.Mark (Paris, New York,
"paradigm shift" has made itsway in common parlance
1977), p. 24.
2. E.g., H. Kraus, Gold Was Their Mortar, the Economics of to denote all manner of change, few who use it
Cathedral Building, Boston, 1979; B. Abou-el-Haj, "The Urban Setting understand the actual mechanism of innovation that it
for Late Medieval Church Building: Reims and its Cathedral between concerned in Thomas Kuhn's brilliant book of 1962, The
1210-1240/' Art History 11 (1988):17ff;A. Erlande-Brandenburg,The Structure of Scientific Revolutions, where the term
Cathedral, The Social and Architectural Dynamics of Construction, tr.
in Artistic originated. Kuhn's analysis of the process of scientific
Martin Thorn (Cambridge, 1994); many of the articles
in Gothic ed. V. C. Raguin, K. Brush, and P. innovation is in essence not that complicated. Like the
Integration Buildings,
Draper (Toronto, 1995). See also the comments of W. Sauerl?nder on contemporary socio-intellectual historian Michel
this displacement, in "'Premiere architecture gothique' orNRenaissance Foucault (with whom he is often uncritically paired),
of the twelfth century'? Changing in the evaluation of
perspectives Kuhn sees history not as a continuum of change and
architectural history," Sewanee Medieval Colloquium Occasional
development but as a series of distinct, discrete systems
Papers 2 (1985):25-29. The shift in interest is starkly evident in
comparing P. Frankl's Pelican volume, Gothic Architecture (a stratigraphy, in fact). But whereas Foucault is
(Harmondsworth and Baltimore, 1962) and D. Kimpel and R. Suckale, interested only in defining and exploring the operational
Die gotische in Frankreich 1130-1270
Architecktur (Munich, 1985). terms of each discursive formation, and not at all in
Anne-Marie Sankovitch points out, "Since the embrace of social
transitions (or shifting) from one to the next, Kuhn,
history around 1970, formalism and the internal history of architecture
inversely, is only interested in the transitional process in
have been either rejected as elitist (or worse) or, more benignly,
as their necessary but narrow task so that all itsmicro- and macrodynamics, and not especially, or
regarded having discharged
we can now progress to a richer understanding of architecture in its
really at all, in the scientific paradigms themselves.4
full multidisciplinary In the efforts to anchor architectural in science do not just happen at
complexity. Paradigm shifts
form in its historical context, form itself has become self-evident and
random, according to Kuhn, or as unmotivated
the procedures of formal analysis often tend to be taken as a given,"
In the "Gothic" zone of art history, there may be any christlichen Kunst, ed. H. Eichner (Munich, 1959).
7. Eugene-Emmanuel Viollet-Ie-Duc, Dictionnaire raisonn? de
number of hidden corners where such a tropology, or
l'architecture fran?aise, vol. 7 (Paris, 1869), p. 162; Sauerl?nder (see
transfer, of Kuhn's model of the scientific process-of note 2), p. 37f. On the problematics of the transitional as a concept
change to the aesthetic world might be brought into a in history by the nineteenth century, see Sankovitch (see
implanted
life.
What we would need is to identify an note 2), pp. 692-94 and p. 715 note 34.
parallel
resolution enabled by phenomenological formalism. Early Gothic, was in reality a classical revival?"just
Following the imperative that the art historian must another aspect of the movement which Charles Homer
identify (i.e., produce) the formal unity underlying Haskins called 'The Renaissance of the Twelfth
apparent surface contradictions, Hans Jantzen in the Century'."12 Rather than seeking like his predecessors to
1920s reduces the columns to abstract parity with the explain away or minimize the problematic columns by
round shaftlike elements seen on the wall above (which making them Romanesque hangovers, neoclassical
he does not see as columnar).8 Sauerl?nder rightly notes restorations, formalist devices, or secondary elements of
Jantzen's iconic blindness to the fact that those "odd spiritual theater, thereby reconciling the columns to the
round pillars" have "attic bases and carefully carved rest of the building?to (however that is
the Gothic
foliated caps" that make them "all stand in the traditions understood)?Sauerl?nder instead overvalues them.
of the classical column"; yet he himself remains Effectively he reduces the entire building to the
apparently blind to the fact that the upper cylindrical columns, virtually ignoring the related forms above them
elements are also columns with the same tripartite ("smiling" at those who sought to explain them).
syntax, including attic-derived bases and abstractly Sauerl?nder resolves the Gothic-column paradox by
Indeed, it is not clear whether suppressing one of its two terms, pretending that the
Corinthianesque capitals.
Sauerl?nder is quite aware of what I term column non-classical presence in Notre-Dame, that which makes
avoidance language, the way scholars will,
formalist it something other than classical (or Romanesque)?the
attempting to declassicize it, call the Gothic column a difference that makes it "Gothic"?is not there or in any
pier, shaft, cylinder, respond, anything but a column. He case of little consequence. In other words, he does not
himself often slips in and out of this practice, on one resolve the paradox at all, but attempts to expurgate and
page calling the Notre-Dame examples columns but stifle it.
also "round column-like supports," "stout, round Moreover, in the way that one historical distortion
pillars," "odd pillars," "round pillars" (twice), and inevitably leads to another, his belief that the Notre
"unusual pillars," as well as using the word "respond" Dame columns constitute a revival requires that in the
(stressing function) for colonnettes (which describe form).9 preceding phase of medieval architecture such columns
Having to his satisfaction demolished were in steep decline or out of use, and thus potentially
historicizing
restoration and transitional ist theories along with revivable, and indeed he advances in some detail the
abstract formalist explanations of the problem columns, notion that in the half-century or so prior to Saint-Denis
Sauerl?nder finds his last target in the "ingenious but (which also prominently uses columns), "Romanesque"
also more absurd" iconographie interpretation of Hans architecture had suppressed the column (out of the need
Sedlmayr, who in his 1950s book10 developed out of for stronger pier supports for vaulting).13 The fact is,
"the old conflict of matter and spirit" a seductive however, that the column is typically retained in the
reading by which the "bulky supports of Notre-Dame apse ("the most sacred part," as Sauerl?nder admits),
are visual symbols of the church on earth" upon which even at Cluny and similar monumentally vaulted
the "spiritual church floats down from heaven." Without churches, and is replaced by piers only in the nave of
explaining quite why, Sauerl?nder writes off this
"spiritual theater" as little more than "the romantic
... a wishful 12. Ibid., p. 37. Without the phenomenon a
dream of the spiritualized cathedral calling "12th-century
Renaissance," Jean Bony discusses the columns of Saint-Denis, Notre
fantasy"?expecting the reader to be in spontaneous
Dame, and Sens in terms of an antique, specifically Early Christian
agreement with his reaction?and is done with it.11 revival {French Gothic Architecture of the 12th and 13th Centuries,
The point of Sauerl?nder's learned historiographie [Berkeley, 1983], pp. 62-64; reviewed by Sauerl?nder in The New
deconstruction is to clear the ground for his own York Review of Books, 8 November 1984, pp. 43-44, although not
mentioned in the 1985 article). Ultimately, however, sees
solution of the Notre-Dame column conundrum. His Bony
builders as interested not in the antiqueness of the column but rather
argument is a bit convoluted, yet itsmain intent is clear. its role in the structurally basilican format, which allows
lightweight
He accounts for the Notre-Dame columns by arguing him to (barely) remain safely within the standard (". . . in
paridigm
that the style-phase to which Notre-Dame belonged, the their desire to build spacious lightweight structures, in spite of stone
Sauerl?nder's a-columnar examples. Typically, even "Renaissance" of the column, Onians emphasizes its
these compound piers prominently include attached widespread use circa 1100-1260, the for him
problem
half-columns or sometimes the period when ever larger
pilasters, which, although being that this is precisely
perhaps less iconlike than freestanding columns, were vaulted churches logically could have used sturdier, a
ubiquitous in Roman architecture (at, for example, the columnar piers instead as supports. In other words, for
Colosseum as well as throughout the provinces) and Onians the columns are not a stylistic paradox but a
would have also been apprehended as classicizing structural anomaly. He finds its explanation in the power
elements: them as such would be totally
to exclude of symbolism in the period, and interprets the columns
arbitrary. Furthermore, Sauerl?nder's statement that "by in purely exegetical terms, so that, for example, the six
the beginning of the twelfth century the column had pairs of chevet columns at Coutances and Le Mans
disappeared from the nave of the Romanesque basilica cathedrals represent the twelve apostles. Indeed at one
throughout Europe" is qualified by the author himself to point he asserts that what is involved is not mere
exempt Italy and the Holy Roman Empire?not exactly representation but presence?that in the eyes of their
minor areas (despite Sauerl?nder's calling them creators, those columns literally were apostles.15
"backwaters")?to which one might add numerous Such or intense symbolic practice
figuration in the
large-scale examples of columnar naves in England and author's view wasnot just a diffuse medieval
France itself (not just tiny ones as Sauerl?nder implies), phenomenon but chronologically limited in both writing
represented byTournus, Saint-Savin-sur-Gartempe, and architecture. For Onians "the period of the
Gloucester, and Durham (the intermediate piers). structurally weak column corresponds precisely with the
Moreover, a classical extinction-revival cycle would period when symbolism most interested ecclesiastical
involve more than and he finds, somewhat
presumably just columns, yet writers"; inversely, that the
Sauerl?nder does not claim such a broad a-classical column's "replacement by the structurally more
trend in 1100-1150 Romanesque architecture, although appropriate piers comes exactly at the time [after 1260]
he does try to negate the "classical flavor of the Cluniac when architects were beginning to assert themselves,"
churches" by insisting that this "flavor" is not a true implying without further comment that architects were
historicism but about
"decorum, beauty, splendor"? uninterested in or even against architectural meaning,
perhaps somewhatvaguely "attached to the heritage of and that they had little influence over the form of pre
classical architecture." For Sauerl?nder, whatever looks 1260 works such as Chartres, Bourges, or Notre-Dame.16
classical 1100-1150 is excluded or really something Onians also conjures a sweeping, breathtakingly
else, whereas after 1140/50 he allows us to apprehend simplistic explanation for the rest of the Gothic building,
only the classical forms in the churches, for him especially the great vaulting configurations (which he at
meaning only their main nave arcade columns, which least recognizes as worthy of mention, unlike
alone would fully constitute a classical Renaissance in Sauerl?nder). The entire, amazingly complex and
church architecture, at least regarding the interiors. innovative super-columnar apparatus of the cathedral
In Sauerl?nder's review, Schlegel, Viollet-le-Duc, was in his eyes simply a response to the column, i.e.,
Jantzen, and Sedlmayr are lured one by one into a was fully determined by the need to build lighter over
columnar man-trap. He "smiles" at their folly, then such slender supports. The power of symbolic discourse
proceeds unwittingly to tempt us in turn to "smile"?a "led builders from Suger onwards to abandon piers and
hazardous for sure?at
reaction his own energetic effort return to columns. Since by now great buildings could
to solve the riddle. This issue was addressed again three no longer be conceived of without vaults, this change
years later by John Onians. InBearers of Meaning, which led in turn to a drastic transformation of the upper parts
seeks to reveal the changing yet continuous symbolism of churches to enable their weight to be carried on
of the orders from antiquity to the Renaissance, a much slenderer supports."17
chapter in effect is dedicated to the problem of the At the same time, Onians seeks to defend his
Gothic column.14 Onians is not much interested in its interpretation of the Gothic column as exegetical,
historiography. Rather than seeing a late twelfth-century Christian symbol against the obvious contrary reading,
the column as historicist, classical reference?part of a
medieval "Renaissance" such as the one Sauerl?nder apostles; because they superficially take the form of
to preempt such an interpretation, fragile columns, however, and not heavy complicated
pictures. Evidently
Onians writes: piers, the vaulting had to be correspondingly
The fascination with columns . . . associated with the birth lightweight, hence the birth of the whole Gothic system.
If two such highly qualified observers cannot agree on
of Gothic architecture and sculpture can thus be seen as
such absolutely basic questions?whether a set of
the culmination of a tradition of Christian exegesis. The
is thick or thin, columns or
only other explanation for the [Gothic] fondness for supports apostles,
columns would be a respect for it as an Antique form. But overburdened or lightly loaded, determined or
this seems excluded by the very nature of the shift from determinants?which involve fundamental aspects of
Romanesque to Gothic, involving as itdid the rejection of a history, perception, and construction, then the problem
Classical vocabulary.18 is not in the observing individuals: the fault lies with the
common paradigm.
Here, to support his cause Onians falls back on
The valiant attempts of Onians and Sauerl?nder to
stylistic terms, the most fundamental, normative
run
of medieval architectural
solve the Gothic-column problem aground and
stratigraphie structuring history.
crash for the same reasons as their predecessors': the
All that isGothic, by such stylistic definition, must be
operative interpretive paradigm will not accommodate
purified of the classical still present in the Romanesque.
and legitimately "normalize" the anomaly. Why is this
Yet Onians's churches have not rejected a "Classical
so? In these various cases the paradigm ismore or less
vocabulary"?they have affirmed it. But not really,
structuralist in its stylistics. Itworks in exclusionary
Onians would have to argue (as Iperceive the
terms of difference as it posits closed sets of traits
implications of his text)?they only look that way in our
anachronistic vision. For their original audience, they incompatible with other sets. Gothic by its very
(structuralist) definition is opposed to the classic; that
were not really "columns" at all. Where we see
which is classical?whether of the antique,
columns, the period eye would exclusively have seen
Romanesque, or Renaissance variety?cannot be Gothic
apostles (and so forth). Apart from producing a reductio as
ad absurdum of the period-eye in this case the (as Onians proclaims, and Sauerl?nder recognizes).
concept,
well-known habits attributed to medieval
The column being a primary, quintessential classical
exegetical
form, its presence inwhat is termed "Gothic" produces
perception?such an argument is by no means closed.
a problem that cannot be solved when confronted
For example, one immediately would ask why, if the
no columness, no openly; the contradiction is absolute and ineradicable.
"columns" embodied absolutely
Hence the various historical attempts to avoid,
valorizing antique reference for their beholders, why
rationalize, or explain away the columns?they are later
were they used at all as opposed to any other
restorations (Schlegel); they are "transitional" hangovers
imaginable support, especially given their great
structural disadvantage, indeed, their inherent
and impurities (Viollet-le-Duc); they play a secondary,
earthly role in a Gesamptkunstwerk spiritual theatre
contradiction of the great medieval vaulting movement? are
I
(Sed may r); they not columns but abstract forms like
Directly comparing the analyses of the column
these two eminent everything else in the building (Jantzen). In every case
problem by scholars, published
one is these maneuvers either exclude columns from the
within three years of each other (1985-1988),
Gothic building, transform them into something else, or
astonished by their absolutely opposite take on the
in divergent directions. marginalize them.19 This happens not by choice, or by
question, with violent distortion
chance, or by intellectual incapacity, but by necessity, if
According to Sauerl?nder, we moderns see thickset
the traditional paradigm is not to be broken.
unclassical round piers in Notre-Dame, but medieval
saw as Onians's argument in fact parallels the last of these
people them truly classical columns; the reason
are so strategems (Jantzen's): he tells us that in the Gothic
the supports heavy, he reasons, is because of the
loads they were cathedral, what looks classical?big heavy columns with
great superstructure and vaulting
to carry. Not so writes Onians tripartite bases and heavy Corinthianesque capitals?was
predestined (although
not seen as classical by itsmakers, and therefore was
evidently in total independence of Sauerl?nder): it iswe
moderns who see classical columns in Notre-Dame,
whereas medieval people saw them as veritable 19. Sedlmayr's highly innovative reading of the Gothic, however,
which has been suppressed largely on political grounds (he was a
Nazi) rather than intellectual merit, deserves a closer look in relation
18. Ibid. to the interpretive terms advanced below the column.
regarding
Origins in Renaissance Ideals," in Norm and Form (London, 1966), Europe, a fact that invalidates the usual models of
pp. 81-88. descriptive analysis (which cannot accommodate this
23. The Gothic period itself, so far as we know, only qualified its and fuels my Some
complexity) proposed approach.
architecture as "opus francigenum." The phrase was
geographically, areas were nearly purist (through various
chronological
used by Burchard von Hall around 1280 in reference to the German
spans and in varying density of occurrence) in stressing
abbey church of St. Peter atWimpfen im Tahl (Frankl, p. 55). As Frankl
was similarly aware that the one tendency over the other. For example, the medieval
points out (ibid.), Gervase of Canterbury
Gothic choir of Canterbury Cathedral that he chronicled derived from churches of Rome were so faithful to Early Christian
France. In late medieval Italy, there is no reason to believe that the
models, that is, so immaculately historicist, that for
Gothic would not have been seen as something French, it
although
also may have in the
"Romanesque" scholarship they represent intractable
become already associated with Germany
to
trecento im Trecento," exceptions standard interpretative models (square
(H. Klotz, "Deutsche und italienische Baukunst
Mitteilungen des Kunsthistorischen Instituts in Florenz, xi [1966], schematism, the bay system, and so on), while to the
173ff ). By the Cinquecento the geographical locus of the Gothic had
nonspecialist they are Romanesque only by their date, The great exemplar of this interaction was the
according to the usually received explanation (fig. 2).25 imperial Cathedral at Speyer. The first Speyer of the early
Normandy, on the other hand, was in certain aspects eleventh century took up the nearby fourth-century
sometimes so strongly modernist that instances such as Constantinian basilica at Trier, turned it outside in, and
Saint-?tienne in Caen (fig. 3) could be plausibly added an attenuated half-columnar layer of bay-dividing
included by Ernst Gall in his admirable book on early elements (figs. 5, 6). What is particularly telling is that
Gothic (which, however, implicitly posed the the second Speyer as rebuilt a half-century later ismore
conundrum of a premature, anachronistic rather than less historicizing (fig. 7). Not only are huge
manifestation).26 More characteristic of the period, or Roman-style groin vaults erected, but the main piers
considered central to it, are works like Autun Cathedral receive a double order of massive columns that are far
more antique
(fig. 4) or itsmodel, Cluny III,which embody a complex, in proportions than the original attenuated
often tense or conflicted
relationship between forms. As a whole the interior of
this prodigious
historicizing elements, such as classicizing columns, cathedral of the Holy Roman Empire thereby recalled
pilasters, vaulting, ornament, and "normative" still-famous large-scale vaulted ancient interiors such as
proportions, on the one hand and on the other the imperial thermae or the Basilica of Maxentius.
modernist tendencies towards the bay system, spatial Speyer tells us that what we call "Romanesque," just as
fragmentation, schematization, and attenuated itwas rarely a pure historicism, also was never an
proportions, a tension that, of course, was part of the inexorable "transitional" movement towards "Gothic"?
or now, tentatively, medieval modernism?a
pervasive and continuing ambiguity of the conflicted
medieval attitude towards antiquity.27
25. I seek
to explain this Roman purism in more positive terms in would emphasize (as in the text below regarding the "Gothic") the
"On Bruneileschi's Choice: on the History of the City of possibility that one might think of, for example, the attenuated
Speculations
Rome and the Origins of the Renaissance," in C. Striker, ed., Essays in columns and pilasters of Speyer, Saint-Sernin, Cluny III, and Autun not
of Richard Krautheimer (Mainz, 1996), pp. 169-174. in the usual terms of confusion and misunderstanding of the classical
Memory
26. E. Gall, Diegotische Baukunst in Frankreich und Deutschland (e.g., "In the Middle Ages, the return to the classical past was always
1925). and distorted," Sauerl?nder, as in note 2, 34) but more as
(Leipzig, fragmentary
27. On this huge and still open subject, see above all, E. Panofsky, self-conscious, knowing, modernizing distortions of the very antiquity
Renaissance and Renascences inWestern Art (New York, 1965). I to which these same buildings are so powerfully attached.
!-1!
*???>%>..
\.^->
4. Autun, Saint-Lazare, forechoir, 12th 28. On the "transitional" in modern architectural discourse, see
Figure early century.
Photo: Marvin Trachtenberg. note 7.
Figure 6. Trier, basilica, early 4th century. Photo: Courtesy of Foto Marburg.
but rather a shift in orientation, a move towards the Modernism and historicism: Definitions
resolution of the contest, away from historicism and in and implications
favor of an ascendant, eventually dominant,
At this point, the terms historicism and modernism,
modernism.29 Yet even this more critically nuanced
which Ihave used while relying on a certain suspension
diachronics of medieval requires further
architecture
of disbelief on the reader's part, can no longer wait to be
qualification and elaboration it
beforemight offer a clarified as to their usage inmy argument. To do so it
viable new paradigm. Considering the paradigm
in this essay, what is required is an helps to realize that my approach here to medieval
problem highlighted architecture is derived from a familiar methodology
intellectual framework that accounts for the marked
historicism in a time of universally applied to the architecture (and other
presence of dramatically cultural production) of certain nonmedieval fields, in
intensified modernism without compromising either
term?a means to relate the problematic Notre-Dame particular the Renaissance and Modern periods. These
are generally understood not in terms of style, as are
columns to the rest of the building in a manner coherent
with a view of the architectural movement as a whole. virtually all current readings of the middle ages, but
rather in terms of what?for lack of a more concise
term?I would call "modalities of cultural-historical
consciousness." That is, the central factor underlying
29. This volte-face would in literary cultural production and reception in the Renaissance
closely parallel developments
intellectual circles in France,
centered in the shift that occurred around and Modern periods is seen as grounded in the mode of
1150 from a strong proto-humanistic revival of antique material to self historical consciousness, in the period's sense of the
new methods and interests or
relationship of the self, the institution, the community,
consciously emphasizing novelty, promoted
sometimes were prone to calling themselves
by scholars who formation to the past. It hinges
see S. C. Ferruolo, in
the particular discursive
"moderns"; "The Twelfth-Century Renaissance,"
W. Treadgold, ed., Renaissances Before the Renaissance (Stanford
on the dependence of cultural ambition and desire on
1984), pp. 139f, 144. the past or, conversely, the sense of independence from
it?in other words, the oppositional pair that we know 31. See Habermas above. Compare Terry Eagleton's recent remarks
antiquity. Inmodernism, this historicist grounding is way of living one's experience as though itwere simply
a reprise of
would cultural the past, so that only those bits of itwhich bear the legitimating seal of
suppressed?some say repressed?and . . .
tradition can be regarded as authentic Modernity, by contrast, sees
production is considered, however self-deceptively, as
itself not just as one more phase of time, but as a phase of time which
both self-generating and self-legitimizing, grounded in re-evaluates the very notion of temporality . . What
. strikes it as most
the present (future) without recourse to history.30 Thus, at about itself is the of time,
typical dazzling, dismaying experience
which no longer comes wrapped in history or habit or custom but is
now almost their opposite. The modern is that which
becoming
30. On the concept and problematics of modernity, see above all reduces everything which happened up to half an hour ago to an
J. Habermas, The Philosophical Discourse of Modernity, trans. F. oppressive traditionalism; it is less a continuation of history than an
Lawrence (Cambridge, MA, 1986); on the medieval use of the term, W. abolition of it," ("Newsreel History," review of Peter Conrad, Modern
Freund, Modernus und andere Zeitbegriffe des Mittelalters (Cologne, Times, Modern Places [London, 1998], in London Review of Books,
1957). 12 November 1998, p. 8).
subjectivity,but?and this is a crucial distinction?not coexistence. These modalities are about conscious
necessarily any particular formal features of its cultural desire, and consciousness, as we know, is inherently
production. Unlike recent Modernism, which has been accommodating, expansive, and multilayered rather
so transparent and omnipresent in culture, medieval than intolerant, reductive, or monadic (as style tends to
Modernism experienced a much more problematic, be in its globalizing insistence on coherent sets of a
often submerged or disguised existence as a cultural limited number of formal traits in individual works,
project, especially in terms of its explicit presence in the artists, and periods). Itallows for irrationality and
textual record.32 exception, for the messy complexity and contradiction
But modernism also involves a third meaning, for of life, and of art. Thereby the cultural-historical
"modern" may and commonly does signify, of course, consciousness paradigm permits, indeed fosters, the
simply what is (or seems) new, recent, current, explication of conflicted, multilayered works. It
contemporary, up-to-date, and so on. In this usage encourages us to see works in anti-hegemonic terms, to
historicism can also be "modern," as in the Renaissance, see the cathedrals formally as the complex and even
when one use of the term modern was
not to designate self-contradictory entities that much contemporary
the "Gothic" but rather the then current classical research is in fact proving them to be socially, and to
revival.33 Although in practice both medieval and explain that complexity unburdened by the demands of
versions of modernism within a coherent view of their
twentieth-century vitally style, yet general formal
incorporated such "newness," this important meaning is character. The paradigm permits the unproblematic
not at the core of my redefinition of the medieval interpretation of periods of instability and of tension
passage known as "Gothic." My usage focuses instead between historicist and modernist desire, like the
on the evident, underlying shift in historical eleventh and early twelfth centuries, inmuch the same
consciousness, grounding, and desire rather than on the way that it allows for the complexity of the period of the
associated formal novelty of the cultural products of the turn to medieval Modernism?also known as the
shift, that is, specific formal difference from immediately Gothic?in which the rising tide of modernist desire is
preceding works. rarely unaccompanied by a strain of historicist
Furthermore, historicism analogously is to be consciousness, strongly manifest in certain specific
distinguished from what might be called traditionalism, situations and sites.
with which it is sometimes conflated. By traditionalism I In other words, the paradigm enables us to
mean the sheer continuation of practice (in activist or understand those problematic columns in
classicizing
polemicist form, itmay be called conservatism).34 Its Notre-Dame in Paris in the same terms as the
is not but or
opposite modernism, simply innovation, predominant modernism of these buildings without
modern-as-newness (on whatever terms of consciousness). compromising or either presence in the
subordinating
Turning from such problematics of definition, a manner unavoidable when the old
using Romanesque
crucial point of substance concerns certain advantages versus-Gothic paradigm according to which, as we have
of the cultural-historical consciousness paradigm over a seen, such classical elements by definition can never
style-centered methodology. The paradigm spares us the appear in the latter style. Moreover, it allows us to
many well-known difficulties associated with "style."35 understand S. Lorenzo in Rome, Florence Baptistery,
Itsmodalities of modernism and historicism can occur Autun and Speyer Cathedrals on compatible, meaningful
in infinite pure and impure states of existence and terms of identity and difference (which otherwise has
proven impossible), indeed to understand Florence
Baptistery and Bourges Cathedral on those same
32. Cf. note 29, however. terms. It lets us see St-Etienne in Caen as
congruous
33. See note 22.
34. Such traditionalism is, of course, to be distinguished from unproblematically including an eleventh century quasi
"invented" tradition, which is a historicist construct
(or retrohistoricist)
modernist interior elevation, sparing us the agony of
of real and imaginary elements of the past (often associated deciding whether the building is proto-Gothic or a
conjured
with what Idistinguish as conservatism); see E. H. Hobsbawm,
Romanesque building with some proto-Gothic features,
"Inventing Tradition," in The Invention of Tradition, E. H. Hobsbawm or whatever.
andT. Ranger eds. 1983), pp. 1-14.
(Cambridge, in this way, the paradigm may even
35. On the problematic of style, see above all M. Ultimately,
concept
reedited in idem., Theory and
allow us to develop a reading of medieval architecture
Schapiro, "Style," (1955), Philosophy of
Art: Style, Artist, and Society (New York, 1994), pp. 51-101, not as stratified horizontally into "Romanesque" and
especially
62ff regarding the critical position taken here. "Gothic" layers at all (which inevitably solicits stylistic
altogether, with its seemingly ineradicable connotations of cultural eventually spread into general modernist practice. Yet it
subordination to the framing classical-historicist must be said that architectural change of the level
periods.
37. Sankovitch (see note 2), 1998, pp. 694, 700-701. described here was not only a matter of problem
follows: Because the groin vault was conceived as two Structure: The Gothic Vault (University of Toronto Press,
1972). Reprinted with the permission of the publisher.
interpenetrating barrel vaults, it produced groin lines of
difficult-to-manage parabolic curvatures and folds, as
well as being inherently resistant to covering anything
other than a square plan?difficulties that towards 1100
and after came to be regarded in Norman and northern
French practice as untenable (fig. 8). The rib vault
instead begins conceptually and in construction as an
integral framework of discrete arches, each with an
independently generated curvature defined not by a
mere edge but by strong plastic form (figs. 9, 10). The
formerly secondary groin line thus becomes the visually
primary rib, with the vaulting surface now appearing as
the visually secondary infill, the web, which serves as
the ground for the dominant figure of the ribs. All that is one of the
through the entire middle ages had provided
left of the historical model is the idea of masonry primary historicist elements, a central point of reference
vaulting, initially with a four-part cross-diagonal to antiquity, whose architectural authority was now
division; soon even that quadripartite organization is being shattered and replaced by a new modernist
frequently exploded as the flexibility of the modernist program. (Technically the broken arch was realized by a
rib vault is realized in an endless series of triangular, decentering operation, inwhich twin centers of
quadrangular, and polygonal plans. curvature replaced a single central point.) One might
Perhaps even more boldly revealing of the deeply say that the broken arch is an indexical sign of an
critical, iconoclastic thrust of the rising movement and architectural revolution.39
its profound and dazzling engagement in the paradigm An analogous dualism of motivation was behind the
shifting process is the closely associated modernist third major component of the new modernist program.
element known as the pointed arch. Ithas been With the advent of the flying buttress, the exterior of the
variously interpreted in terms of bent tree branches, cathedral rapidly became the purest and most powerful
heavenward thrust, Islamic precedent, and the like, but I modernist aspect of the entire building. Again the
propose that two factors dominated its genesis, one novelty was produced by a
paradigm shift, in this case
technical, the other visual. The first of these iswell the most profound of all. The traditional reinforcement
known, and involves the way the traditional semicircular system of large vaulted construction, going back to
arch posed insurmountable geometric problems to the Rome, was entirely contained within the building or
designer of rib vaults. In order to make the various closely adhered to it (e.g., as flat buttresses). Following
arches and ribs (technically the diagonal arches) of a an unwritten rule of structural decorum, components
vaulting unit rise to the same height?imperative for that could not be disguised as ordinary piers, arches,
both structural and visual reasons?using the unbroken and other standard elements of the Roman-based form
curve, the vaulting frame could only be assembled with language, tended to be hidden.40 In this mode, as the
an ungainly combination of semicircular, and great churches grew higher and larger, the massive
segmental,
stilted arch forms. Although workable, the solution was framework of aisles and galleries grew with them, piled
awkward, and evidently came to be regarded as up in layers around the high central vaults as a
intolerable (much like the groin vault). In other words, stabilizing framework (fig. 11), and such assemblages
the unbroken-curve paradigm, inherited from Roman could have been stacked even higher?even as high as
esque usage, presented intractable problems. A daring the greatest modernist cathedrals like Amiens and
new
paradigm, the so-called pointed arch, completely Beauvais. The intractable problem of this traditional
solved the difficulty: by using various degrees of was not size, as is often thought, but
buttressing frame
pointing, a given arch over a certain span could be flexibility, economy, and lighting. The paradigm of
made to rise to various heights, which now allowed all reinforcement by closed lateral assemblages was
the various arched components of a vault to rise to the expensive, clumsy, inefficient, spatially redundant, and
same attended a
height, only by not-unharmonious severely limited the height of the clerestory. A
diversity of the degree of pointing rather than the old completely new paradigm was needed if development
heterogeneity of arch-forms.38
39. The pointed arch, which first occurs in eighth-century Islamic
Yet the second factor behind the new arch formula
architecture, appears towards 1100 in Burgundy (for example, Cluny
may have been of equal motivation. Ipropose that to the
III) and elsewhere its adoption
(e.g., Durham), generally being
contemporary spectator it
would have perhaps most of attributed to structural see, e.g., J. Bony, French Gothic
advantages;
all looked not "pointed" (a post-medieval Architecture of the 12th and
English term) 13th Centuries (Berkeley, 1983), pp.
but instead like a broken arch (i.e., as in the relatively 17-21. That first in a "Romanesque"
it appears context would seem to
confirm my reading of that period as one of not infrequent modernist
recent French arc bris?). That is,
regardless of its key In any case, resistance to the broken arch can still be seen in
episodes.
paradigmatic role in resolving geometric problems of the the early phases of lle-de-France modernism, for example, S. Etienne
rib vault, the form would have been seen, in at Beauvais which to employ
especially (ca. 1120/30), continues stilting instead
the early period of its use, as a literal of pointing to solve the geometric of equivalent arch heights
breaking?and problem
reconstitution?of the semicircular, unbroken arch that in rib-vaults; only at the St-Denis choir (apart from the minuscule
Morienval "ambulatory") does the broken arch first proliferate to near
consistent use.
38. For a fuller, yet accessible of this problem, see M. 40. the most elaborate ancient examples of this practice
explanation Among
Trachtenberg and I. Hyman, Architecture from Prehistory to was the Pantheon, with its immensely system of relieving
complex
Postmodernity (New York, 2002), second edition, 226f. arches and vaults built invisibly into the thickness of the wall.
r '
decorum (figs. 13, 14, 15). Nothing created in the entire not only in the twelfth century or in the mode of the
middle ages could have been more alien or shocking to Notre-Dame nave supports. Although typically called
the classical sensibility than those giant, angular piers piers, responds, colonnettes, and shafts in the column
and half-arches leaping impossibly through space. The avoidance language of modern scholarship, they are
dramatic transformation of the cathedral exterior was all nevertheless columns, with classicizing bases,
thus made possible not merely by the internal structural and
cylindrical shafts, Corinthianesque capitals, and
logic of paradigm-theory, compelling though that logic they are everywhere?as main supports, as responds, in
may have seemed, but also by the powerful, iconoclastic the galleries and triforiums, and inmultiple layers and
antihistoricist urges of the medieval modernist levels in the tracery (e.g., fig. 16). The entire elevation,
movement, the urge of modernist consciousness to in fact, comes to consist of nothing but columns and
follow through in practice the radical direction that slender arches (and multiple arch-profiles), together with
rational analysis indicated. a few stringcourses and patches of remnant wall. So
In the origins of the rib-vault, broken arch, and flying
important are they, that the cathedral interior cannot be
buttress we have seen how the paradigm-shifting process easily imagined without them.
operated in the programmatic modernist transformations This is not only our vision but was evidently true also
of the cathedral.42 Yet there was, as already mentioned, for the builders. The columns were multiplied because
another mechanism by which medieval modernism took they were the only language available, even as yet
effect, and this iswhere the column question comes conceivable, for the vital needs of architectural self
back into play. Far from extinguishing the column, the representation in the elevation?that is, in the visually
new churches make it proliferate in their interiors, and primary interior aspect of the church. As Anne-Marie
Sankovitch has written, "the classical orders constitute a
resonant language with an established vocabulary and
42. If this makes the medieval modernist master masons syntax that communicate meaning which transcends
forerunners of post-"medieval" scientific method, it is not their strategy their usage in individual buildings, meaning that is not
that should be doubted or but also tectonic. Thus, for
but rather intellectual history that must be only ideological symbolic
reinterrogated. example, the column's syntax of base-shaft-capital
Figure 15. Le Mans, cathedral, choir buttresses, after 1217. Photo: Marvin Trachtenberg.
'
) -. ff^H-*^ MmS"*! ! lili I 11?:JM^fcrr;
Architecture," in J.Guillaume, ed., L'?glise dans l'architecture de la column," p. 82). Recognition of the pervasive presence of the column
Renaissance (Paris, 1995), p. 165. Sankovitch stresses the presence of might force certain intriguing modifications of Ranofsky's argument.
classicism throughout French architecture from the eleventh to the See the contribution by Anne-Marie Sankovitch to this volume.
fourteenth 45. 2000 (see note 20), pp. 195-199, on Suger.
century. Trachtenberg,
Egyptian temple snap like twigs before the onslaught of the Holy
... as if as part of an elaborate
Family representing, sculptural edifice
of images, the total destruction of an alien and competing edifice and Figure 19. Troyes, cathedral, after 1228. Photo: Marvin
its ?mages." See also T. Buddensieg, "Gregory the Great: The Destroyer
Trachtenberg.
20. Rouen, Saint-Ouen, nave, 14th 21. Rouen, Saint-Ouen, nave triforium, after 1529.
Figure century. Figure
Photo: Marvin Trachtenberg. Photo: Marvin Trachtenberg.
?conic presence is dissolved, all affirmation of their the suppression of historicism is finally completed (figs.
antique columnar origins negated: part of a process in 22, 23).48
which the classical element itself is physically forced But of course this was to be only a brief illusion.
(cumulatively imprisoned, stretched, broken) to At this very moment a new historicism emerged in
represent the anticlassical (figs. 20, 21). Similarly, the Italy, soon brutally to cut short the life of medieval
capital, that crucial sign of the classical Orders, is
abstracted into the crocket type and shrivels to a mere
of Pagan of the Courtauld and Warburg Institutes 28
speck in the gigantic elevation (as if burnt to a crisp on a Idols," Journal
(1965), 4ff.
spit), becoming at the higher levels nothing more than a 48. For a clarification of this final modernist transformation, see
faint sign of the terminal point of the columnar schema. 1995 (see note 43). The transformations of the classical
Sankovitch,
Inmany cases, the capital eventually disappears column that I have outlined might be loosely compared with
altogether, as does, in the still more radical Late Gothic, Ranofsky's analysis of contemporary sculpture, inwhich "the classical
the attic base and, indeed, the entire independent element is so completely absorbed as to become invisible," and his
reading of analogous trends in philosophy, and poetry
colonnette its historiography,
itself, which, having exhausted (1965, 102f ). In Ranofsky, however, these changes are driven
by
possibilities of modernization, finally gives way to a impersonal period forces rather than resulting explicitly from the
bundle of continuous vertical moldings, at which point agency of critically human consciousness and desire.
engaged
&?&$:
Figure 23. Abbeville, Saint-Wulfran, pier base, after 1488.
Photo: Anne-Marie Sankovitch.